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The top documents of vanessa-schoenthaler
SEC Report to Congress Credit Rating Standardization Study
12 views
A Resource Guide to the U.S. Foreign Corrupt Practices Act
68 views
The Behavior of Individual Investors
48 views
Information for Audit Committees About the PCAOB Inspection Process (Aug. 1, 2012)
45 views
Letter From Senator Rockefeller to SEC Chairman Schapiro Regarding Cyber Security Disclosure (May 2011)
154 views
Staff Summary Report on Examinations of Information Barriers - Broker-Dealer Practices Under Section 15(g) of the Exchange Act
34 views
SEC FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Report
27 views
Report on Review of Disclosure Requirements in Regulation S-K
24 views
U.S. Securities and Exchange Commission - Fiscal Year 2013 Agency Financial Report
34 views
SEC-OIG Semiannual Report to Congress (Oct 2012 to Mar 2013)
30 views
Factors That May Affect Trends in Regulation A Offerings
214 views
IOSCO-WFE Report -Cyber-Crime, Securities Markets and Systemic Risk
219 views
From the on-Ramp to the Freeway - Refueling Job Creation and Growth by Reconnecting Investors With Small-Cap Companies
219 views
Council of Institutional Investors - White Paper - Say on Pay - Identifying Investor Concerns
225 views
U.S. Securities and Exchange Commission Strategic Plan - Fiscal Year 2014-2018
217 views
Business Roundtable and Chamber of Commerce vs. SEC (D.C. Cir. 2011)
221 views
Letter From Congressman Issa to SEC Chairman Schapiro Regarding Capital Formation (Mar. 2011)
219 views
SEC Report on the Municipal Securities Market
227 views
U.S. Securities and Exchange Commission - Strategic Plan 2014-2018 (Draft)
216 views
Third Report on the Implementation of SEC Organizational Reform Recommendations
220 views
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