2 Nanotechnology: basic concepts and potential applications Ralph C. Merkle, Ph.D. Principal Fellow.

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Nanotechnology:basic concepts and potential applications

Ralph C. Merkle, Ph.D.

Principal Fellow

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The overheads (in PowerPoint) are available on the web at:

http://www.zyvex.com/nanotech/talks/ppt/

Berkeley 010505.ppt

Slides on web

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Ninth Foresight Conferenceon Molecular Nanotechnology

November 9-11, 2001Santa Clara, CaliforniaIntroductory tutorial November 8

www.foresight.org/Conferences/MNT9/

Foresight

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Foresight

www.foresight.org/SrAssoc/

www.nanodot.org

Gatherings

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Health, wealth and atoms

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Arranging atoms

• Diversity• Precision• Cost

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Richard Feynman,1959

There’s plenty of roomat the bottom

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Eric Drexler, 1992

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President Clinton, 2000

“Imagine the possibilities: materials with ten times the strength of steel and only a small fraction of the weight -- shrinking all the information housed at the Library of Congress into a device the size of a sugar cube -- detecting cancerous tumors when they are only a few cells in size.”

The National Nanotechnology Initiative

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The term “nanotechnology” is very popular.

Researchers tend to define the term to include their own work. Definitions abound.

A more specific term:

“molecular nanotechnology”

Terminology

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Arrangements of atoms

.

Today

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The goal

.

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• Consider what has been done, and improve on it.

• Design systems de novo based purely on known physical law, then figure out how to make them.

New technologies

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.

What we can make today(not to scale)

If the target is “close” to what we can make, the evolutionary method can be quite effective.

.

Target

New technologies

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. What we can make today(not to scale)

But molecular manufacturing systems are not “close” to what we can make today.

MolecularManufacturing

New technologies

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• Backward chaining (Eric Drexler)

• Horizon mission methodology (John Anderson)

• Retrosynthetic analysis (Elias J. Corey)

• Shortest path and other search algorithms in computer science

• “Meet in the middle” attacks in cryptography

Working backwards

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Core molecularmanufacturingcapabilities

Today ProductsProducts

Products

Products

Products

Products

Products

Products

Products

ProductsProducts

Products

Products

ProductsProducts

Products

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Products

Products

Products

Products

ProductsProducts

Products

Products

Overview

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Length meter mm 0.001

Area meter2 mm2 0.000001

Volume meter3 mm3 0.000000001

Mass kilogram g 0.000000001

Time second ms 0.001

Speed m/s mm/ms 1

Scaling laws

Chapter 2 of Nanosystems

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• Manufacturing is about moving atoms

• Molecular mechanics studies the motions of atoms

• Molecular mechanics is based on the Born-Oppenheimer approximation

Molecular mechanics

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The carbon nucleus has a mass over 20,000 times that of the electron

• Moves slower

• Positional uncertainty smaller

Born-Oppenheimer

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σ2: positional variance

k: restoring force

m: mass of particle

ħ: Planck’s constant divided by 2π

km22

Quantum uncertainty

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• C-C spring constant: k~440 N/m

• Typical C-C bond length: 0.154 nm• σ for C in single C-C bond: 0.004 nm• σ for electron (same k): 0.051 nm

Quantum uncertainty

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• Treat nuclei as point masses

• Assume ground state electrons

• Then the energy of the system is fully determined by the nuclear positions

• Directly approximate the energy from the nuclear positions, and we don’t even have to compute the electronic structure

Born-Oppenheimer

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Internuclear distance

Ene

rgy

Hydrogen molecule: H2

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• Internuclear distance for bonds

• Angle (as in H2O)

• Torsion (rotation about a bond, C2H6

• Internuclear distance for van der Waals

• Spring constants for all of the above

• More terms used in many models

• Quite accurate in domain of parameterization

Molecular mechanics

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• Limited ability to deal with excited states• Tunneling (actually a consequence of the

point-mass assumption)• Rapid nuclear movements reduce accuracy• Large changes in electronic structure

caused by small changes in nuclear position reduce accuracy

Molecular mechanics

Limitations

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Property Diamond’s value Comments

Chemical reactivity Extremely lowHardness (kg/mm2) 9000 CBN: 4500 SiC: 4000Thermal conductivity (W/cm-K) 20 Ag: 4.3 Cu: 4.0Tensile strength (pascals) 3.5 x 109 (natural) 1011 (theoretical)Compressive strength (pascals) 1011 (natural) 5 x 1011 (theoretical)Band gap (ev) 5.5 Si: 1.1 GaAs: 1.4Resistivity (W-cm) 1016 (natural)Density (gm/cm3) 3.51Thermal Expansion Coeff (K-1) 0.8 x 10-6 SiO2: 0.5 x 10-6

Refractive index 2.41 @ 590 nm Glass: 1.4 - 1.8Coeff. of Friction 0.05 (dry) Teflon: 0.05

Source: Crystallume

Diamond physical properties

What to make

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Hydrocarbon bearing

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Hydrocarbon universal joint

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Rotary to linear

NASA Ames

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Bucky gears

NASA Ames

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Bearing

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Planetary gear

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Neon pump

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Fine motion controller

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Positional assembly

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Stewart platform

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kTkb2

σ: mean positional error k: restoring forcekb: Boltzmann’s constantT: temperature

Thermal noise

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kTkb2

σ: 0.02 nm (0.2 Å) k: 10 N/mkb: 1.38 x 10-23 J/KT: 300 K

Thermal noise

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3

4

4

3k

L

Er

E: Young’s modulusk: transverse stiffnessr: radiusL: length

Stiffness

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3

4

4

3k

L

Er

E: 1012 N/m2

k: 10 N/mr: 8 nmL: 100 nm

Stiffness

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Gimzewski et al.

Experimental work

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H. J. Lee and W. Ho, SCIENCE 286, p. 1719, NOVEMBER 1999

Experimental work

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Saw-Wai Hla et al., Physical Review Letters 85, 2777-2780, September 25 2000

Manipulation and bond formation by STM

I I

Experimental work

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Buckytubes

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Experimental work

Nadrian Seeman’struncated octahedron from DNA

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• Stiff struts• Adjustable length

Pathways

Self assembly ofa positional device

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ABCABCABCABCABCABCABCABCABCABCABCABC a a a a | | | | x x x x

XYZXYZXYZXYZXYZXYZXYZXYZXYZXYZXYZXYZ

a | x

joins the two struts

Sliding struts

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ABCABCABCABCABCABCABCABCABCABCABCABC a c a ca c a |/ |/ | / | xy xy x y x

XYZXYZXYZXYZXYZXYZXYZXYZXYZXYZXYZXYZ

a | x join the two struts

c | yand

Sliding struts

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ABCABCABCABCABCABCABCABCABCABCABCABC c c c c | | | | y y y y

XYZXYZXYZXYZXYZXYZXYZXYZXYZXYZXYZXYZ

Joins the two struts, which have nowmoved over one unit.

c | y

Cycling through a-x, c-y and b-z produces controlled relative motion of the two struts.

Sliding struts

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Self replication

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Complexity (bits)

• Von Neumann's constructor 500,000

• Mycoplasma genitalia 1,160,140

• Drexler's assembler 100,000,000

• Human 6,400,000,000

• NASA over 100,000,000,000

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There are nine and sixty ways

of constructing tribal lays,

And every single one of them

is right.

Rudyard Kipling

There are many ways to make a replicating system

Replication

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• Von Neumann architecture• Bacterial self replication• Drexler’s original proposal for an assembler• Simplified HydroCarbon (HC) assembler• Exponential assembly• Convergent assembly• And many more…

There are many ways to make a replicating system

Replication

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main(){char q=34, n=10,*a="main() {char q=34,n=10,*a=%c%s%c;printf(a,q,a,q,n);}%c";printf(a,q,a,q,n);}

A C program that prints outan exact copy of itself

Self replication

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Print the following statement twice, the second time in quotes:

“Print the following statement twice, the second time in quotes:”

English translation:

Self replication

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The Von Neumann architecture

UniversalComputer

UniversalConstructor

http://www.zyvex.com/nanotech/vonNeumann.html

Self replication

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Elements in Von Neumann Architecture

• On-board instructions• Manufacturing element• Environment

• Follow the instructions to make a new manufacturing element

• Copy the instructions

Self replication

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The Von Neumann architecture

http://www.zyvex.com/nanotech/vonNeumann.html

Manufacturingelement

Newmanufacturingelement

Instructions

Self replication

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The Von Neumann architecture

http://www.zyvex.com/nanotech/vonNeumann.html

Instructions(tape)

Read head

Manufacturingelement

Newmanufacturingelement

Self replication

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Replicating bacterium

DNA

DNA Polymerase

Self replication

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http://www.foresight.org/UTF/Unbound_LBW/chapt_6.html

Drexler’s proposal for an assembler

Self replication

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http://www.zyvex.com/nanotech/selfRep.html

Macroscopiccomputer

Molecularconstructor

Molecularconstructor

Molecularconstructor

Broadcast architecture

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Broadcast architecture

Some broadcast methods:

Pressure (acoustic)Electromagnetic (light, radio)Chemical diffusionElectrical

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• Can provide both power and control

• Multi-megahertz operation

• Moderate pressure (P ~ one atmosphere) can be reliably detected with small pressure actuated pistons

• Feasible designs

Acoustic broadcast

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Compressed gas

External gas

Actuator(under tension)

Pressure actuated device

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• External pistons to detect pressure changes

• Two pistons can drive a demultiplexor, which in turn drives tens of signal lines

• Polyyne (carbyne) rods in buckytube sheaths is adequate to convey force (derailleur cable mechanism)

Piston design issues

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• 12 nm radius by 20 nm length for a volume of about 9,000 nm3

• 105 Pa (~ one atmosphere) results in P V ~ 10-18 Joules ~ 200 kT at room temperature (high reliability)

• Force of ~45 piconewtons

Piston design issues

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Advantages of broadcast architecture

• Smaller and simpler: no instruction storage, simplified instruction decode

• Easily redirected to manufacture valuable products

• Inherently safe

Broadcast replication

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Compressed neon

Approximate dimensions:1,000 nm length100 nm radius

http://www.zyvex.com/nanotech/casing.html

HC assembler

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Elements in HC assembler

• No on-board instructions (acoustic broadcast)• No on-board computer• Molecular positional device (robotic arm)• Liquid environment: solvent and three

feedstock molecules• Able to synthesize most stiff hydrocarbons

(diamond, graphite, buckytubes, etc)

Broadcast replication

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• Well studied, robust

• Warning: synthesis of this casing will not use anything resembling current methods. Bucky tubes are well understood and well studied, simplifying design.

Buckytubes as casings

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• An assembler manufactures two new assemblers inside its casing

• The casings of the new assemblers are rolled up during manufacture

• The original assembler releases the new assemblers by releasing the casing from the manufacturing component

Replication

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• Compressed neon to maintain shape

• Pressure too low results in collapse

• Pressure too high bursts casing

• Pressures in the range of several tens of atmospheres should work quite well

Casing shape

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• A set of synthetic pathways that permits construction of all molecular tools from the feedstock.

• Can’t “go downhill,” must be able to make a new complete set of molecular tools while preserving the original set.

• http://www.zyvex.com/nanotech/

hydroCarbonMetabolism.html

(about two dozen reactions)

Parts closure

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Binding sites

HC assembler

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Freitas, adapted from Drexler

HC assembler

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Freitas, adapted from Drexler

HC assembler

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Subsystems• Casing• Binding sites (3)• Pistons (2)• Demultiplexor• Positional device• Tool synthesis• Zero residue

HC assembler

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Design and modeling of HC assembler feasible today

• Speed development

• Explore alternative designs

• Clearer target

• Clearer picture of capabilities

Assembler design project

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Making diamond today

Illustration courtesy of P1 Diamond Inc.

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A synthetic strategy for the synthesis of diamondoid structures

• Positional assembly (6 degrees of freedom)• Highly reactive compounds (radicals,

carbenes, etc)• Inert environment (vacuum, noble gas) to

eliminate side reactions

Molecular tools

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Hydrogen abstraction tool

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Other molecular tools

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C2 deposition

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Carbene insertion

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Micro rotation

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Exponential assembly

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• No on-board instructions (electronic broadcast)• External X, Y and Z (mechanical broadcast)• No on-board computer• MEMS positional device (2 DOF robotic arm)• Able to assemble appropriate lithographically

manufactured parts pre-positioned on a surface in air

Exponential assembly

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Convergent assembly

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Convergent assembly

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Convergent assembly

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Convergent assembly

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• Functionality can be moved from the replicating component to the environment

• On-board / off board instructions and computation

• Positional assembly at different size scales• Very few systematic investigations of the

wide diversity of replicating systems

Take home message: the diversity of replicating systems is enormous

Replication

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• Potatoes, lumber, wheat and other agricultural products have costs of roughly a dollar per pound.

• Molecular manufacturing will make almost any product for a dollar per pound or less, independent of complexity. (Design costs, licensing costs, etc. not included)

Replication

Take home message: and manufacturing costs will be very low

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An overview of replicating systemsfor manufacturing

• Advanced Automation for Space Missions, edited by Robert Freitas and William Gilbreath NASA Conference Publication 2255, 1982

• A web page with an overview of replication: http://www.zyvex.com/nanotech/selfRep.html

Replication

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• be like living systems• be adaptable (survive in natural environment) • be very complex• have on-board instructions• be self sufficient (uses only very simple parts)

Popular misconceptions:replicating systems must

Replication

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• Fear of self replicating systems is based largely on misconceptions

• Misplaced fear could block research• And prevent a deeper understanding of

systems that might pose serious concerns• Foresight Guidelines address the safety

issues

Misconceptions are harmful

Replication

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• Development and analysis of more replicating architectures

• Systematic study of existing proposals• Education of the scientific community and

the general public

What is needed

Replication

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The impactof a new manufacturing technologydepends on what you make

Impact

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• We’ll have more computing power in the volume of a sugar cube than the sum total of all the computer power that exists in the world today

• More than 1021 bits in the same volume• Almost a billion Pentiums in parallel

Powerful Computers

Impact

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• New, inexpensive materials with a strength-to-weight ratio over 50 times that of steel

• Critical for aerospace: airplanes, rockets, satellites…

• Useful in cars, trucks, ships, ...

Lighter, stronger,smarter, less expensive

Impact

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• Disease and ill health are caused largely by damage at the molecular and cellular level

• Today’s surgical tools are huge and imprecise in comparison

Impact

Nanomedicine

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• In the future, we will have fleets of surgical tools that are molecular both in size and precision.

• We will also have computers much smaller than a single cell to guide those tools.

Impact

Nanomedicine

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Mitochondrion~1-2 by 0.1-0.5 microns

Size of a robotic arm~100 nanometers

Impact

8-bit computer

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“Typical” cell: ~20 microns

MitochondrionSize of a robotic

arm ~100 nanometers

Impact

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Mitochondrion

Molecular computer + peripherals

“Typical” cell

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Remove infections

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Clear obstructions

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Respirocytes

http://www.foresight.org/Nanomedicine/Respirocytes.html

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• ATP, other metabolites

• Na+, K+, Cl-, Ca++, other ions

• Neurotransmitters, hormones, signaling molecules

• Antibodies, immune system modulators

• Medications

• etc.

Release/absorb

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Correcting DNA

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• Nanosensors, nanoscale scanning

• Power (fuel cells, other methods)

• Communication

• Navigation (location within the body)

• Manipulation and locomotion

• Computation

• http://www.foresight.org/Nanomedicine

Nanomedicine Volume I

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• Today, loss of cell function results in cellular deterioration:

function must be preserved

• With medical nanodevices, passive structures can be repaired:

structure must be preserved

A revolution in medicine

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Liquid nitrogen

Time

Tem

pera

ture

Cryonics

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• Select N subjects

• Vitrify them

• Wait 100 years

• See if the medical technology of 2100 can indeed revive them

But what do we tell those who don’t expect to live long enough to see the results?

Clinical trials

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It works It doesn't

Experimental groupwww.alcor.org

A very long andhealthy life

Die, lose lifeinsurance

Control group Die

Die

Payoff matrix

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“Thus, like so much else in medicine, cryonics, once considered on the outer edge, is moving rapidly closer to reality”

ABC News World News Tonight, Feb 8th

“…[medical] advances are giving new credibility to cryonics.”

KRON 4 News, NightBeat, May 3, 2001

Public perception

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“Everyone who has died and told me about it has said it’s terrific!”

Shirley MacLaine

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• Launch vehicle structural mass could be reduced by about a factor of 50

• Cost per pound for that structural mass can be under a dollar

• Which will reduce the cost to low earth orbit by a factor of better than 1,000

Space

http://science.nas.nasa.gov/Groups/Nanotechnology/publications/1997/applications/

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• Light weight computers and sensors will reduce total payload mass for the same functionality

• Recycling of waste will reduce payload mass, particularly for long flights and permanent facilities (space stations, colonies)

Space

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• SSTO (Single Stage To Orbit) vehicle

• 3,000 kg total mass (including fuel)

• 60 kilogram structural mass

• 500 kg for four passengers with luggage, air, seating, etc.

• Liquid oxygen, hydrogen

• Cost: a few thousand dollars

Space

K. Eric Drexler, Journal of the British Interplanetary Society,V 45, No 10, pp 401-405 (1992).Molecular manufacturing for space systems: an overview

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• Solar electric ion drive

• Thin (tens of nm) aluminum reflectors concentrate light

• Arrays of small ion thrusters

• 250,000 m/s exhaust velocity

• Acceleration of 0.8 m/s

• Tour the solar system in a few months

Space

K. Eric Drexler, Journal of the British Interplanetary Society,V 45, No 10, pp 401-405 (1992).Molecular manufacturing for space systems: an overview

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O’Neill Colonies

Dyson spheres

Skyhooks

Max population of solar system

Space

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• New technologies, new weapons• At least one decade and possibly a few

decades away• Public debate has begun• Research into defensive systems is

essential

Gray goo, gray dust, …

Weapons

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Human impacton the environment

• Population• Living standards• Technology

The environment

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• Greenhouse agriculture/hydroponics• Solar power• Pollution free manufacturing

The environment

Reducing human impacton the environment

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• The scientifically correct answer is I don’t know

• Trends in computer hardware suggest early in this century — perhaps in the 2010 to 2020 time frame

• Of course, how long it takes depends on what we do

How long?

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Nanotechnology offers ... possibilities for health, wealth, and capabilities beyond most past imaginings.

K. Eric Drexler

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Arranging Molecular Building Blocks (MBBs) with SPMs

• Picking up, moving, and putting down a molecule has only recently been accomplished

• Stacking MBBs with an SPM has yet to be done

Positional assembly

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Designing MBBs and SPM tips

• The next step is to design an MBB/SPM tip combination that lets us pick up, move, put down, stack and unstack the MBBs

• A wide range of candidate MBBs are possible

Positional assembly

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137

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• The sunshine reaching the earth has almost 40,000 times more power than total world usage.

• Molecular manufacturing will produce efficient, rugged solar cells and batteries at low cost.

• Power costs will drop dramatically

Energy

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20 nm scale bar

Ribosome

Molecular computer(4-bit) + peripherals

Molecular bearing

Mitochondrion