Copyright 2010. Compliance Process Partners, LLC William L. Cunningham, PMP ...

Post on 23-Dec-2015

223 views 0 download

Tags:

transcript

Copyright 2010. Compliance Process Partners, LLC

William L. Cunningham, PMPhttp://cppit.com

http://wcunning.com

wcunningham98@gmail.com

Twitter: wlcunning

The Other Change Management Process: A Composite Best Practices Approach to

MANAGING ORGANIZATIONAL CHANGE

Copyright 2010. Compliance Process Partners, LLC

Contact: wcunningham98@gmail.com

http://wcunning.com

Twitter: wlcunning

Presentation with notes available at

http://www.wcunning.com/DMM/DMMHome.html

Copyright 2010. Compliance Process Partners, LLC

Agenda

• Introductions

• Difficulties of Managing Organizational Change

• Composite Model to Building a Learning Organization

• Questions

5

Copyright 2010. Compliance Process Partners, LLC

Copyright 2010. Compliance Process Partners, LLC

Homeostasis

7

Homeostasis:the property of a system that regulates its internal environment and tends to maintain a stable, constant condition.

Copyright 2010. Compliance Process Partners, LLC

Homeostasis

8

Homeostasis:the property of a system that regulates its internal environment and tends to maintain a stable, constant condition.

Time (Delay)

Copyright 2010. Compliance Process Partners, LLC

The Fifth Discipline – Systems Thinking

• Self-regulating systems have feedback loops

– they respond to a control mechanism that monitors the system and seeks to return it to baseline.

• There is often a delay between stimulus and the acting of the feedback loop

– a delay between stimulus and response if you will.

• While this balancing effect has positive origins—homeostasis works to keep things the same- even if they aren’t very good.

9

Copyright 2010. Compliance Process Partners, LLC

The ‘System’ of Psychology

10

We are defined by our habits- Aristotle

It takes 21 days to embed new behaviors andmake them habits.

When undertaking your New Year’s Resolutionsthe best advice is to anticipate the inevitable back-slide – it’s just homeostasis at work…

Copyright 2010. Compliance Process Partners, LLC

Psychology and Organizational Change

• Organizations are comprised of individuals

• You cannot change ‘organizational behavior’

– Only the behavior of individuals can change

– (and you can’t change it…)

• So, individual psychology – and individual homeostasis- will have to be accounted for in our project plans

11

Copyright 2010. Compliance Process Partners, LLC

Organizations as Systems

12

Copyright 2010. Compliance Process Partners, LLC 13

Copyright 2010. Compliance Process Partners, LLC

J

Copyright 2010. Compliance Process Partners, LLC

JInitial level of happiness and productivity.

Trough of despair

The J-Curve of Change

Copyright 2010. Compliance Process Partners, LLC

Time

Happiness &Productivity J JJ

Copyright 2010. Compliance Process Partners, LLC

Copyright 2010. Compliance Process Partners, LLC

Reasons for Failure of Organizational Change Initiatives

• Difficulty changing the culture of the organization

• Lack of staff commitment and understanding

• Lack of education, communication and training

• Responsibility without sufficient authority

• Lack of effective ‘Champions’

• Loss of momentum after opening hype

• Lack of fundingSource – Pink Elephant (mostly)

Copyright 2010. Compliance Process Partners, LLC

Reasons for Failure of Organizational Change Initiatives

• Lack of quantifiable long term benefits (ROI)

• Lack of organizational learning (lessons learned – lack of

iterative culture)

• Satisfaction with status quo

• Over-focus on tactical, isolated solutions rather than a

strategic solution

• Trying to do everything at once – over ambitiousSource – Pink Elephant (mostly)

Copyright 2010. Compliance Process Partners, LLC

Reasons for Failure of Organizational Change Initiatives

• No accountability; lack of clear ownership

• Tools unable to support processes

• People not skilled enough to support processes

• No structured Project Management

Source – Pink Elephant (mostly)

Copyright 2010. Compliance Process Partners, LLC

• Serious organizational change takes 3-5 years

– This does not mean you can’t have quick wins

• You must be prepared for resistance to any significant organizational change.

• You must also understand that change adoption is not likely to be linear.

Copyright 2010. Compliance Process Partners, LLC

Peter M. Senge – The Five Disciplines (towards building a Learning Organization)

• 1. Personal Mastery

• 2. Mental Models

• 3. Shared Vision

• 4. Team Learning

• 5. Systems Thinking

22

Copyright 2010. Compliance Process Partners, LLC

Composite Organizational Change Model for the Learning Organization

23

Individual- Psychological

Organizational

Copyright 2010. Compliance Process Partners, LLC

Necessary Conditions for Successful Change:

1. Leadership for the Change

2. Capabilities that are weaved into the fabric of the organization

24

-John Kotter Leading Change

Copyright 2010. Compliance Process Partners, LLC

Implementing Process: Managing Change

Eight Stages of Leading Change, John Kotter

1. Create Sense of Urgency

2. Create Guiding Coalition

3. Develop a Change Vision & Strategy

4. Communicate the Change Vision

25

Copyright 2010. Compliance Process Partners, LLC

Still Managing Change

Kotter’s 8-Stage Process continued:

5. Empower Broad-based Action

6. Generate Short-term Wins

7. Consolidate Gains and Produce more Wins

8. Anchor New Approaches in the Culture

26

Copyright 2010. Compliance Process Partners, LLC

Implementing Change- Communicating the Vision through Anchoring

ADKAR Model: ‘Managing the People Side’ to embed Changes in the culture:

• A: Awareness of need for Change (Communications)

• D: Desire to participate in and support the Change

• K: Knowledge on how to change (Education)

27

-Prosci – www.prosci.com

Copyright 2010. Compliance Process Partners, LLC

• Desire does NOT mean 100% acceptance rate

• 20 – 60 – 20 rule (with apologies to V. Pareto)

28

-Prosci – www.prosci.com

Copyright 2010. Compliance Process Partners, LLC

Implementing Change- Communicating the Vision through Anchoring

ADKAR Model: ‘Managing the People Side’ to embed Changes in the culture:

• A: Ability to implement required skills and behaviors (Training)

• R: Reinforcement to sustain the change

29

-Prosci – www.prosci.com

Copyright 2010. Compliance Process Partners, LLC30

Copyright 2010. Compliance Process Partners, LLC31

Copyright 2010. Compliance Process Partners, LLC

The Model Applied – Change Trigger to 1. Sense of Urgency

• From current Shared Vision – where is the organization

falling short?

• What are the ‘pain points?’

• Have there been triggers? Specific occurrences leading to

a consideration of change?

Copyright 2010. Compliance Process Partners, LLC

The Model Applied – 2. Create the Guiding Coalition

• Ideally a broad-based team

– Enough power to lead the change

– Enough knowledge to lead the change• Process Experts

• ITSM Experts

• Project Management

• Functional Managers

• Executive sponsor

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – Steps for the Guiding Coalition as they3. Develop the Vision and Strategy

1. Analysis -- Where are We now?

2. Goals & Objective – Where do we want to be?

3. Plans– How do we get there

4. Measurement & Tracking – Are we there yet?

34

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – Steps for the Guiding Coalition as they3. Develop the Vision and Strategy

• Analysis – Where are we now?

– Suggest widening the Guiding Coalition at this iteration

– Include line staff- those who best know existing process

– Include them in detail

definition

35

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – Steps for the Guiding Coalition as they3. Develop the Vision and Strategy

• Suggest using Project Management Methodology

– Define the goals of the projects (charter)

– Clearly define the scope of the project (charter)

– Define a reasonable project schedule to track progress

36

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – Steps for the Guiding Coalition as they3. Develop the Vision and Strategy

• Caution- Beware Scope Creep

– Recharter your Program if necessary

• As Knowledge is gained- the Vision may change as well

• Failure to recharter may shortchange the end of the program

37

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – 4. Communicate the Vision(Awareness and Desire)

• This is a continuous step – it should begin as soon as the Vision is clear

• You are seeking to build:

– Awareness of the need for change

– Desire to participate in and

support the change

38

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – 4. Communicate the Vision(Awareness and Desire)

• Kotter suggests that it impossible to overcommunicate

– Use a variety of methods to communicate.

– Include the commitment- the change is NOT an option (you can’t wait it out)

39

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – 4. Communicate the Vision(Awareness and Desire)

• Examples: – Participation on Process and SOP Design Teams– High Level Concepts Workshops

• First for Senior Managers• Followed by Line Staff

– Posters– Newsletter column– Staff Meetings

40

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – 5. Empower Broad Based Action

41

• Charter the Individual Projects

• Provide Funding

• Analysis Teams move to (re)Design• Committee to design SOPs for Service Requests• Process Design Teams for Incident, Problem and Change

• Vendor Selection

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – 6. Generate Short Term Wins

42

• This is where Knowledge and Ability are applied

• (beware of ‘managing by low-hanging fruit.’)

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – 7. Consolidating Gains

43

Copyright 2010. Compliance Process Partners, LLC

Generic Improvement Model – 8. Anchor New Approaches (Reinforcement)

44

• Change Adoption and Execution is NOT likely to be linear

• Have plans to Reinforce the Change

• Resist the temptation to declare victory too early

Copyright 2010. Compliance Process Partners, LLC

JInitial level of happiness and productivity.

Trough of despair

The J-Curve of Change

Copyright 2010. Compliance Process Partners, LLC

•Questions?Contact:

wcunningham98@gmail.com

http://wcunning.com

http://cppit.com

Presentation with notes available at

http://www.wcunning.com/DMM/DMMHome.html