S.N. Change Request1 CR 153106-4833 Milan RPC – Process Month End File2 CR153106-4898 Case Integrity Report3 CR 153106-4871 Paris Affiliate Report Additional 3 Requirements4 CR 153106-4920 - Paris ISIN auto matching to commence earlier for all but one account 5 CR 153106-4922 Recon Portal Open cases view - Known/Unknown6 CR 153106-4918 Morocco – e-dealer feed7 CR 153106-4923 Unknown securities report

Total

Onsite Hrs Offshore Hrs Cost20 20 240020 20 240020 20 240020 20 240020 20 240020 20 240020 20 2400

140 140 16800

CR 153106-4833 Milan RPC – Process Month End FileBusiness Requirement- Clarity of scope/ Requirement -

S.N. Phases Phased activities Start Date

1 Unit Testing

2 SIT

3 Regression4 Performance5 Pre-UAT

Total

Prepare Scenarios, test cases and test files to testa. Loading & processing of daily feedb. Correctness in preparation of enhanced file [ daily file & monthly file ]c. Loading & processing of enhanced filed. Correctness of open cases report [after processing of enhanced file and before load of next day’s positions]

Prepare cases to testa. Receipt of daily and monthly file in appropriate file locationb. Verify triggering of ETL jobs in Autosys [ daily feed and enhanced feed]c. Verify successful loading of files onto TLM at appropriate schedule- daily,Enhanced and Bank of Italy files [ ignore message maintenance]d. Verify triggering of initiations at appropriate time [ after daily & monthly respectively]e. Verify correctness of data displayed in RPf. Verify triggering of autosys job that generated open case report & check for transmission of report to specified destinationg. Verify archival of original files at specified directories [ for future reference]

End Date Entry Criteria Exit Criteria Assumptions Deliverable Onsite hrs

2

3456

20

Two Prior Month end File will be used and readily availableOut of Scope: Check the correctness of Bank of Italy file that is manually prepared, daily by R&C

Offshore Hrs Onsite Rate Offshore rate Estimated Cost Contingency Final Cost

2 70 30 200 40 240

3 70 30 300 60 3604 70 30 400 80 4805 70 30 500 100 6006 70 30 600 120 720

20 2400

CR153106-4898 Case Integrity ReportBusiness Requirement- Clarity of scope/ Requirement -

S.N. Phases Phased activities Start Date

1 Unit Testing

2 SIT

3 Regression4 Performance a. Analyze query plan for any optimization 5 Pre-UAT

Total

Prepare Scenarios, test cases,ad-hoc queries, and test files to test the a. Correctness of report query as per BRDb. Correctness of file name & format

Test for1. Autosys job triggering @ scheduled time2. Delivery of output at specified destination, with specified file name and format

Prepare Scenarios, test cases,ad-hoc queries, and test files to test the a. Correctness of report query as per BRDb. Correctness of file name & format

End Date Entry Criteria Exit Criteria Assumptions Deliverables

Estimated Onsite hoursEstimated Offshore hours Onsite Rate Offshore rate Estimated Cost

2 2 70 30 200

3 3 70 30 3004 4 70 30 4005 5 70 30 500

6 6 70 30 600

20 20

Contingency Final Cost

40 240

60 36080 480

100 600

120 720

2400

CR 153106-4871 Paris Affiliate Report Additional 3 RequirementsBusiness Requirement- Clarity of scope/ Requirement -

S.N. Phases Phased activities Start Date

1 Unit Testing

2 SIT

3 Regression N/A4 Performance a. Analyze query plan for any optimization 5 Pre-UAT

Total

Prepare Scenarios, test cases,ad-hoc queries, and test files to test the a. Correctness of report query as per BRDb. Correctness of file name & format

Test fora. Autosys job triggering @ scheduled timeb. Delivery of output at specified destination, with specified file name and format

Prepare Scenarios, test cases,ad-hoc queries, and test files to test the a. Correctness of report query as per BRDb. Correctness of file name & format

End Date Entry Criteria Exit Criteria Assumptions Deliverables

Estimated Onsite hoursEstimated Offshore hours Onsite Rate Offshore rate Estimated Cost

2 2 70 30 200

3 3 70 30 3004 4 70 30 4005 5 70 30 500

6 6 70 30 600

20 20

Contingency Final Cost

40 240

60 36080 480

100 600

120 720

2400

CR 153106-4920 - Paris ISIN auto matching to commence earlier for all but one account Business Requirement- Clarity of scope/ Requirement -

S.N. Phases Phased activities Start Date

1 Unit Testing

2 SIT

3 Regression N/A

4 Performance

5 Pre-UAT

Total

Prepare test scenarios, test cases and test files toa. Verify appropriate grouping of accountsb. Verify loading & initiation triggering @ different schedules for appropriate account groups

Testa. Raw feed arrival @ appropriate locationb. ETL job trigger @ predetermined schedulec. Verification File load & appropriate initiation triggering [ Run 1 & 2 ]

Test fora. Duration to complete loading and matching of recs [ both as-is and proposed model] and identify any adverse impact on performance

Prepare test scenarios, test cases and test files toa. Verify appropriate grouping of accountsVerify loading & initiation triggering @ different schedules for appropriate account groups

End date Entry Criteria Exit Criteria Assumptions Deliverables

Assumption: The only change here is that the accounts are split into 2 groups with each triggering identical initiations at different time interval. So no regression testing is required

Estimated Onsite hoursEstimated Offshore hours Onsite Rate Offshore rate Estimated Cost

2 2 70 30 200

3 3 70 30 300

4 4 70 30 400

5 5 70 30 500

6 6 70 30 600

20 20

Contingency Final Cost

40 240

60 360

80 480

100 600

120 720

2400

CR 153106-4922 Recon Portal Open cases view - Known/UnknownBusiness Requirement- Clarity of scope/ Requirement -

S.N. Phases Phased activities Start Date

1 Unit Testing

2 SIT3 Regression4 Performance5 Pre-UAT

Total

Prepare test cases and test files to create open cases with both known and unknown securities and test the results in RP

Prepare test cases and test files to create open cases with both known and unknown securities and test the results in RP

End Date Entry Criteria Exit Criteria Assumptions Deliverables

Estimated Onsite hoursEstimated Offshore hours Onsite Rate Offshore rate Estimated Cost

2 2 70 30 2003 3 70 30 3004 4 70 30 4005 5 70 30 500

6 6 70 30 600

20 20

Contingency Final Cost

40 24060 36080 480

100 600

120 720

2400

CR 153106-4918 Morocco – e-dealer feedBusiness Requirement- Clarity of scope/ Requirement -

S.N. Phases Phased activities

1 Unit Testing

2 SIT

3 Regression

4 Performance5 Pre-UAT

Total

a. Verification ETL output with transformation logic in BRDb. Data load verificationc. Verify appropriate initiation triggering d. Verify case creation and closure

a. Verify transmission of RAW feed at appropriate locationb. Verify ETL job triggering in Autosysc. Verify ETL output – filename & formatd. Verify file loading and initiation triggering

a. Verify the files are loaded completely. b. Validate message maintenancec. Verify the completeness of Morocco rec, taking edealer feed into consideration - check for matching [1:1,m:m], casing, allocation etc

Start Date End Date Entry Criteria Exit Criteria

Assumptions Deliverables Estimated Onsite hoursEstimated Offshore hours

2 2

3 3

4 45 5

6 6

20 20

Edealer files Development is complete and is available

New edealer files will be a separate process for Morocco. Requirement for regression testing will be there

Onsite Rate Offshore rate Estimated Cost Contingency Final Cost

70 30 200 40 240

70 30 300 60 360

70 30 400 80 48070 30 500 100 600

70 30 600 120 720

2400

CR 153106-4923 Unknown securities reportBusiness Requirement- Clarity of scope/ Requirement -

S.N. Phases Phased activities Start Date

1 Unit Testing

2 SIT

3 Regression4 Performance a. Analyze query plan for any optimization 5 Pre-UAT

Total

Prepare Scenarios, test cases,ad-hoc queries, and test files to test the a. Correctness of report query as per BRDb. Correctness of file name & format

Test fora. Autosys job triggering @ scheduled timeb. Delivery of output at specified destination, with specified file name and format

Prepare Scenarios, test cases,ad-hoc queries, and test files to test the a. Correctness of report query as per BRDb. Correctness of file name & format

End date Entry Criteria Exit Criteria Assumptions Deliverables

Estimated Onsite hoursEstimated Offshore hours Onsite Rate Offshore rate Estimated Cost

2 2 70 30 200

3 3 70 30 3004 4 70 30 4005 5 70 30 500

6 6 70 30 600

20 20

Contingency Final Cost

40 240

60 36080 480

100 600

120 720

2400