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EVALUATIONEVALUATION
Prof.Dr.Şakire PöğünEge Ün. Tıp Fakültesi
(expert evaluator)
Intra-European (IEF)International Outgoing (OIF) FellowshipsInternational Incoming(IIF)
International Re-integration Grants
TÜBİTAK15 / 12 / 2003
Individual driven actionsIndividual driven actions
Outgoing Fellowships• World-wide• up to 2 years outside Europe
+ up to 1 year return phase
Incoming Fellowships• World-wide• Return phase possible if from emerging,
transition or developing country
Intra-European Fellowships
Return and Reintegration Return and Reintegration MechanismsMechanisms
European Commission,DG RTD-06 & RTD-D5
SIXTH FRAMEWORK PROGRAMME 2002-2006Participation in Marie Curie International Fellowships
- Structuring the European Research Area -
The European Commission does not guarantee the accuracy of data includedin this map and accepts no responsibility whatsoever for any consequence of
its use. The boundaries shown do not imply on the part of the EuropeanCommission any judgment on the legal status of any territory or the
endorsement or acceptance of such boundaries.
Data valid: 1.11.2002
European Union/Associated States (1)/Overseas Countries &Territories
Industrialised Countries andTerritories (2)
Developing Countries (2)Emerging Economies (2)Transition Economies (2)
Currently no cooperation
(1) Some agreements arenot yet in force(2) Cooperationagreements with certaincountries have to berenewed
Marie CurieMarie Curie Outgoing OutgoingInternational FellowshipsInternational Fellowships
• Researchers from EU and Associated States– Minimum 4 years experience or doctorate
– Joint proposal by fellow and host institution
• To Third Countries• Coherent project up to 3 years with 2 phases:
– experience outside Europe up to 2 years and
– obligatory return to Europe,typically half the duration of the 1st. phase
“valorisation” in Europe of experience gained reinforce relations between EU and third countries
Marie CurieMarie Curie Incoming IncomingInternational FellowshipsInternational Fellowships
• High level third country researchers– Minimum 4 years experience or doctorate
– Joint proposal by fellow and host institution
• Towards Europe• Return mechanism for researchers
– from developing countries
– from emerging and transition economies
reinforce the research potential of these countries strengthen relations between the EU and third countries
Marie CurieMarie Curie Return Return andand Reintegration of European Reintegration of European
ResearchersResearchers
• having undertaken research outside Europe during at least 5 years
• Precise project evaluated on its intrinsic merits • Up to 2 years funding for a 3 year contract
– Research project (via host institution)
• Compensate partly for the brain drain
Action Deadline Budget(€)
IndicativeNumber *
Outgoing InternationalFellowships
April/ May 10Million
42 – 55 - 83
I ncoming I nternationalFellowships
April/ May 9 Million 55 - 73 – 110(half with return)
I nternationalReintegration Grants
mid-March
7 Million 85
* Assuming a minimum of 1.5 years, an average of 2.25years and a maximum of 3 years for Outgoing and Incomingwith return, 1.5 years for incoming without return, and 2years for Reintegration Grants.
Calendar & Budget for Calendar & Budget for 20032003
Eligible ExpensesEligible Expenses
OutgoingFellowships
IncomingFellowships
Type of Expense OutwardPhase
ReturnPhase
I nwardPhase
PossibleReturnPhase
Monthly living allowance Travel allowance Mobility allowance Researcher’s programme costs Laboratory Research Costs Overheads Management activities
(including audit certification)
()
Single
Grant
to cover
N.B. I nternational Reintegration Grants: up to astandard maximum to cover research costs, extension ofresearch facilities, etc. but not the researcher’s salary.
Eligible expenses (IRG)Eligible expenses (IRG)
Max: 80 000 Euros/year
• All expenditure necessary for the project (On the basis of the reintegration project submitted by the proposer and approved by the commission)
• Personnel other than the eligible researcher, equipment, consumables, travel, etc.
Marie Curie Intra-European Fellowships
Aims
To provide advanced training tailored to the researchers individual needs in order to become independent.
Marie Curie Intra-European Fellowships
Who can Apply
Experienced researchers; Mobility required; EU or Associated States Nationals. No age limits
Marie Curie Intra-European Fellowships
Profile of the host institutions
Universities, research centres, or enterprises established and located in an EU or Associated State.
Marie Curie Intra-European Fellowships
How does it work
The applicant applies to the Commission jointly with the host institution;
Commission selects the applicant and signs a contract with the host;
Selected fellow signs an agreement with the host;Fellow stays from 1 to 2 years.
Marie Curie Intra-European Fellowships
Indicative scope of activityIndicative scope of activity
For each 100 M €, this action should allow:
Conclusion of 750 contracts, involving 750 host organisations
Selection of 1400 researchers/year
The size of the projects will vary between 60 000 and 180 000 €
Marie Curie Intra-European Fellowships
Provisional TimetableProvisional Timetable
Envisaged date of publication: 17 December 2002
Envisaged Deadlines : one open call with 2 deadlines :
March/April 2003 (~ 55 M€)
February 2004 (~ 55 M€)
PROPOSAL
Ranking by Commision
Commision rejection decision NEGOTIATION
Eligibility
Consensus
Individual evaluation
Thresholds
Hearings
Panel
Ethical issues
NEGOTIATION
Negotiation result
Consultation ofProgramme Committee
Commission Funding Decision and/or Rejection Decision
Proposal markingProposal marking
0 - The proposal fails to address the issue under examination or cannot be judged against the criterion due to missing or incomplete information
1 – poor
2 – fair
3 – good
4 – very good
5 – excellent
Activity Specific Evaluation Activity Specific Evaluation CriteriaCriteria
a) Scientific & technological excellence and the degree of innovation
Scientific Quality of the Project
Quality of Research Training
b) Ability to carry out successfully and to ensure its efficient management, assessed in terms of resources and competencies and including the organizational modalities foreseen by the participants
Quality of Host
Quality of Researchers
Activity Specific Evaluation Activity Specific Evaluation CriteriaCriteria
c) Relevance to the objectives of the specific programme (Scheme / Activity)
d) EU added value, critical mass of resources and contribution to Community policies
e) Quality of the plan for using or disseminating the knowledge, potential for promoting innovation, and clear plans for the management of intellectual property
CriterionCriterion (a):(a):Scientific Quality of the Scientific Quality of the ProjectProject
IEF/ OIF / IIF
• Scientific/ technological quality of the project• Is the scientific content of the project important and
relevant• Originality/innovative aspects• Assessment of the research method• Assessment of the interdisciplinary and multidisciplinary
aspects of the proposal• Does the proposal describe the state of the art for the
scientific area and the relevance of the project
Weight: %15 Threshold: --
IRG
• Scientific/ technological quality of the project• Is the scientific content of the project important and
relevant• Assessment of the research method• Assessment of the originality and innovative nature of
the project or training area
Weight: %15 Threshold: --
CriterionCriterion (a):(a):Scientific Quality of the Scientific Quality of the ProjectProject
CriterionCriterion (a):(a): Quality of Research TrainingQuality of Research Training
IEF/ OIF / IIF
• Clarity and quality of the research training objectives for the researchers
• Complementary training and skills offered
Weight: %15
Threshold: 3
CriterionCriterion (a):(a): Quality of Research TrainingQuality of Research Training
IRG
• Clarity and quality of the research training objectives for the researchers
• Complementary training and skills offered
Weight: %15
Threshold: 3
CriterionCriterion b):b): Quality of HostQuality of Host
IEF/ OIF / IIF
• Scientific expertise in the field• Quality of the group/supervisors• Expertise in training researchers in the field and their
capacity to provide mentoring/tutoring• International collaborations• Quality of infrastructure / facilities
Weight: %15 Threshold: --
IRG
• Scientific expertise in the field• Quality of infrastructure / Facilities• Expertise in training researchers in the field and their
capacity to provide mentoring/tutoring;• Quality of the group/supervisors• International collaborations
Weight: %15 Threshold: --
CriterionCriterion b):b): Quality of HostQuality of Host
IEF/ OIF / IIF
• Research experience,• Research results; independent thinking and leadership
qualities• Potential for the development of the researchers• Suitability of skills for the project proposed
Weight: %15 Threshold: 4
Criterion b): Criterion b): Quality of ResearchersQuality of Researchers
REFERENCE LETTERSREFERENCE LETTERS!
IRG
• Research experience• Research results• Independent thinking and leadership qualities• Adequacy of skills for the project proposed
Weight: %15 Threshold: 4
Criterion b): Criterion b): Quality of ResearchersQuality of Researchers
REFERENCE LETTERSREFERENCE LETTERS!
Criterion (b):Criterion (b):Management and Management and FeasibilityFeasibility
IEF/ OIF / IIF
• Ability to carry out the action successfully and to ensure its efficient management, assessed in terms of resources and competencies and incl. the organizational modalities foreseen by the participants
• Practical arrangements for the implementation and management of the fellowship
• Feasibility and credibility of the project methodological approach to the project and work plan
Weight: %5 Threshold: --
Criterion (b):Criterion (b):Management and Management and FeasibilityFeasibility
IRG
• Practical arrangements for the implementation and management of the fellowship
• Feasibility and credibility of the project• Methodological approach to the project and work plan
Weight: %5
Threshold: -- Paid positionPaid position!
Criterion (c):Criterion (c):Relevance to the objectives of Relevance to the objectives of the specific programmethe specific programme ((Scheme / Scheme / ActivityActivity))
IEF/ OIF / IIF
• Benefit to the researchers from the period of advanced training/mobility• Match between project and researcher’s profile• Likeliness for the researchers to pursue the line of research after end of
fellowship• Capacity of the fellowship to enhance EU scientific excellence (where
appropriate)• For incoming fellowships: Contributing to the socioeconomic development
of DCs by the transfer of knowledge and human capacity building (where appropriate)
Weight: IEF %25; OIF & IIF%15 Threshold: --
Criterion (c):Criterion (c):Relevance to the objectives of Relevance to the objectives of the specific programmethe specific programme ((Scheme / Scheme / ActivityActivity))
IRG
• Benefit to the career of the researchers from the training/period of re-integration
• Match between project and researcher profile• Contribution to scientific excellence by attracting a first
class confirmed EU researcher• Prospects of successful re-integration within the framework
of European Research
Weight: %15 Threshold: 3
Criterion (c):Criterion (c):Added Value to theAdded Value to the CommunityCommunity
IEF/ OIF / IIF
• Extent to which the proposed fellowship contributes towards the objectives of the European Research Area
• Benefit of mobility through the transfer of knowledge and improved collaborations through the mobile researchers
• Contribution to research excellence and European competitiveness
For international fellowships• Potential for creating long term collaborations• Potential for improving the gender balance in the
scientific/training area
Weight: IEF %10; OIF & IIF%20 Threshold: --
Criterion (c):Criterion (c):Added Value to theAdded Value to the CommunityCommunity
IRG
• Extent to which the proposed fellowship contributes towards the objectives of the European Research Area
• Contribution to the reversal of brain drain to and recuperation of expertise from third countries
Weight: %10 Threshold: --
Consensus ReportConsensus Report
1. Scientific quality of the project 2. Quality of the training activities3. Quality of the host4. Quality of the researcher5. Management and feasibility6. Relevance to the objectives of the activity7. Added value to the Community
Overall remarks(highlighting strengths and weaknesses)
Consensus ReportConsensus Report(YES or NO & Comments)(YES or NO & Comments)
• Does this proposal have ethical issues that need further attention?
• Do you recommend this proposal to be reviewed by the Ethical Review Panel?
• Has ethical approval from the country in which the research will take place been supplied in the proposal?
• Is the research described in the proposal laboratory based?
• Do you make any recommendadtions to be into account at negotiation?
• Have you suggested indicators to be used to monitor the implementation of the proposal, if funded?
Has the proposal passed all evaluation thresholds? (YES or NO)
Evaluator names
Criteria 1 2 3 4 5 6 7
Total
Score
Threshold
Evaluator signatures Non-wieghted marks (0-5)
Commission Representative’s signature
Initial averages
Consensus marks
Weighing %
Weighed score
Total expressed out of 100