Post on 23-May-2020
transcript
_____ _,
Officer.�---------- Date;..._ ___ _
TANT
POSITIQN NAME OF ORGANIZATIONfENTITY
' ·)·---·
PARTIES AND 1rERMS
- ......
- .-
ll A GRlmMENTS. (Reporting individual on1y; see pp. 14-16 or filing instructions)
i -
GReport Required by the Ethics4.0·10 FINANCIAL DISCLOSURE REPORT in Government Act olf 1978 - 1/2004
Calendar Year 2003 (5 u.s.c. app. §§ 101-lll)
I. Person Rc:porting (Last name, FiI:st name, Middle initial) 2. Court or Organization
FUSTE, JOSE A Dis1Iict Court - Puerto Rico
4. Title (Ar1ticle m Judges indicate 111Ctive or senior status; 5. ReportType (check appropriate type) magistrate judges indicate full- orp1l11;.time) Q Nomination, Date
U.S. DISTRICT JUDGE (ACTIVE) 0 Initial @Annual 0 Final
3. Date of Report
snno04
6. Reporting Period
111!2003
to 1213112003
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance
RM. CH-1331 U.S. COURTiiOUSE ' with applicable laws and regulatiom.
150 CHARDON AVENUE Reviewing
SAN JUAN PR 00918-1758
NOTES.: Ute instruetions accompanying this foan must be followed. Complete all parts, checking the NONE box for each part you have oo repo11able information. Sign on last page.
L POSUIONS. (Reporli:ag individual cmly; seepp. 9-13 of filing instructions)
D NONE - om.)(NoreportablleJ>osi
_ l. (SEE SECTION VIlI FOR EXPLANATORY
NONJ · (Norepoxlablea,greements.)
1.
0 (f) :::s0 r ""l'1 F�l o(,1"; :::?: c:> r�·�1
-t-��§ ,,,..;.'1 ....... o:::.. It
"t!'i.:tt" '"'·'!:'
-.,
SQURCE AND TYPE GROSS INCOME
SOURCE AND TYPE
PESCRIPDON
FINANCIAL DISCLOSURE REPORT NameofPersonReporting Date of Report
FUSTE, JOSE A snaJJ04
IlI. NON-JNVESTMENT JINCOME. (Reporting individual and spouse; see pp. 11-24 offiling instructions)
A. Fil1 r'111 Non-Investmelllt I:ocom NONE (No reportable 110D-mvestment income.) -
{yours, not sp0usc's) 1.
B. Spous;e's Non Investment Income- (If you were married during any portionof the reportingyear, please complete this section. (dollar am.ounll: not required except for
-
honqiaria)
0 NONE (No reportable no:n-investmmt income.) -
1. 2002 Self-employment as an attomey
W. REJlVIBURSEMEN"fS -mmsportation, lodging, food, cmertainment. (Includes those to spouseanclldCpcmdent children. Seepp. 2S-TT of instructions.)
NONE (No suchreporitablereimbur:sements.) -
1.
DESCRIPTION
DESCRIPTION VALUE COPE
FINANCIAL DISCJ_,OSURE REPORT NameofPersonReporting
FUSTE, JOSE A
V. Gllli"J'S. (Includes those to i:pollJSe and dependent children. Seepp. 28-31 ofimtructioos.)
0 NONE - (No such reportable gifts.)
1. C:AF'ARRA COUNTRY CLUB
2. EIANKERS' CLUB OF PUERTO RICO
HONORARY MEMBERSHIP (EST. DUES)
HONORARY MEMBERSHIP (EST. DUES) (SEE ADVISORY OPINION NO. 47)
Date of Report
517r.W04
YM.llE Sl,080
$150
·VL LIAHILil'IES. (Includes those of spouse and dependent children. Seepp. 32-34 of instructions.)
D NONJE - (Noreportablelfabilities.)
Ql [fQB.. 1. CARIBE FEDERAL CREDIT UNION
2. CnlBANK. PUERTO RICO
. -..
PERSONAL LOAN
LINE OF CREDIT
K
K -----
·-------
U
lace
NN
AJ GR
Af. GF'
All GR
All W( :.DFUND
SON
!101 UN
EC
nu
TGS UN
-
Type
Interest
If rrom ctiscloswe
(3) (4)
Code
H)
M T
-
B
I
: ;
-
6.
7.
8.
17.
(l)
(e.g.
(2)
. FL�AN.CIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
. Page 1of4 F STE, JOSE A sn12004
- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instruclions.) VJI. ThrYESTMENTS and 'fR.USTS
A. B. c. D. Income during Gross value at end of Transactions during reporting period
DescriptionofAsselS reporting period reporting period (m· eluding trust assets)
not ex.empt (2) (1) (l) (2) (5)
"(X)" after each asset eitempt Amount Type (e.g. Value Value Date: Idlentity of Value Gainprior disclosure buy, sell, Code2 Method Month-Codel div. buyer/sellerCode2rent. or
int) Code3 merger, Day(A-H) (J-P) ( [private(J-P) 1 (A-(Q-W) redemption) lr.msaction)
DNONE (No reportable income, m;sets, or transactions)
I. GI 'IE MAE BONDS D Int.erest
2. UCAN FUNDS GROUP: EUROPACIFIC 'l'IHFUND
-
A Dividend 1 T
3. UCAN FUNDS GROUP: EUROPACIFIC Y"IHFUND
-
A Dividend K T
4. UCAN FUNDS GROUP: EUROPACIFIC VTHFUND
-
A Dividend 1 1r
s. tICAN FUNDS GROUP: SMAU.CAP A Dividend K T
AJ. PE
mF RSI
tICAN FUNDS GROUP: NEW >ECTIVE FUND
A ·Dividend 1 T
JAl OTC EQUITY FUND None Sell 10/10 J
JOl -
& JOHNSON (COMMON STOCK) A Dividend 1 T
--9. SAVDms ACCT. (CARIBE lruDERAL CREDIT
A Dividend J T
10. CH KING & SA VlNGS ACC.T. (CITIBANK) A Int.erest J T
II.
-CHEaKIN & SAVINGS ACCT. (cmBANK.) A Int.erest 1 T
12. SA' lGS ACCT. (BANCO l'OPULAR D E P.R.) A Inte:n:st J T
13.
14.
-CH KING & SA VlNGS AC:CT. (BANCOECI POJPUI:..ARP.R.)
-IRIENTAL FED. BANK
A
B Interest
J T-
K T
15.
-nu.oIRIENTAL FED. BANK B Interest L T
16. SA' i)
-ACCT. (CARIBJE l'"EDERAL CREDIT A Dividend J T
AAMES FINANCIAL CORP. (COMMON STOCK) N one 1 T
SA' (CITIBANK) A lntc:Rst K T18. IGS ACCT.
I. Income/Gain Codes: A = $1,00CI or less B = $1,001-$2,500 c = $2,501-$5,000 D = $5,001-$15.000 E = s1s,001- ;so,ooo
(See Columns Bl and D4) F = $50,0llil-$100,000 G = $100,001-$1,000,000 Hl = $1.000,001-$5.000.000 H2 = More than $5,000,000
2. Value Codes: J = $15,0(10 or less K = $15,001-$50,000 L = $50,001-$100,000 M = $100,001-$250,000
(See Columns Cl and 03) N = $250,00()..$500,000 0 = $500,001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,001-$2S,OOO,OOO
P3 = $25,000,001-$50,000,000 P4 = $More than $50,000,000
3. Value Method Codes Q = Appraiisal R = Cost {Real Estate Only) s = Assessment T = Cash/Market
(See Column C2) u = B:ook Value v = Olher W =Estimated
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ofRepo sn12
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AMllRl CAN
dERICA --
I
-
.·
If llUlll discloswe
(2) (4)
I
'
10/27
-$1S,OOl-$51
!
(1)
FrNMrCIAL DISCLOSTJRE REPORT Name of Person Reporting Date
.Page 2 of'4 FUSTE, JOSEA
- income, value, traJJscations (includes those ofthe spouse and dependent children. See pp. 34-57 offiling instructions.) vn. INVJESTMENTS mull 1RUSTS -
A. B. c. D. Income during Gross value at end of Tnmsactions during reporting period
Description ofAssets reporting period reporting period iincluding trust assets)
not exempt(2) (I) (2) (1) (3) i(S)
place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain. Identity ofIi'Ol'.11 prior disclosure Code 1 div. Jent. or Code2 Method buy, sell, Month- Code2 Code bcnyer/seller
(A-H) int.) {J-P) Code3 merger, Day (J-P) I (A- ('!{privatemlemption)(Q-W) H) transaction)
AMEUCAN FUNDS GROUP: NEW A Dividend J T PERSIPECTIVE FUND
-
19.
20. ORBfrEX GROUP: HEALTH & None ] T BIOTl OLOGYFUND
-
21. AMEtICAN FUNDS GROUP: GROWIH FUND A Dividend J T OF'Al.mRJCA
FUNDS GROUP: EUROPACIFIC A Dividend J T GRO"VVTHFUND
22.
23. AMEFtICAN FUNDS GROUJP: CAPITAL WORID A Dividend K T G&IFUND
-
24. AMEFtICAN FUNDS GROUJP: GROwrH FUND A Dividend J T OF.M
25. SAVIllfGS ACCT. (CITIBANK) A Interest I T
-LEHMlAN BROS. 1993 GR.ANTOR 1RUST CORP B Interest K l' BONE
26.
-
27. PEIPBOYS CO. (COMMON STOCK) c Dividend Partial 6116 ] B Sale
28.
-
Partial Sale
7/8 L D
29.
-
-Partial
Sale 8127 K E
30.
-
Partial Sale
912 K E
31.
32.
--
Partial Sale
Sold
10/20 K
L
E
E
33. TIERS V AILEY SCHOC>LDIST. MUNI.CHAR BONDI
-
A Interest K T
34. ALLEC OBIJC
3HENY COUN1Y GENERAL IATION MUNI. BONDI
A Interest J T
35. CONNEAUI' SCHOOL DIST. MUNI. BOND A Interest K T
36. WES11MORELAND MUNI. EIOND A Interest J T
I. lncome/Gain Codes: A = Sl,CIOO or less B = Sl,001-$2,500 c = $2,501-$5,000 D = $5,001-$15,000 E
(See Coi111DDs Bl and 04) F =$50,.001-$100,000 G "'$100,001-$1,000,000 Hl = $1,000,001-SS,000,000 H2 =More than $5,000,000
2. Value Codes:
(See Columns Cl and 03)
J
N
= S15,.000 or less
= $2S0,(J00..$500,000
K
0
= $15,001-$50,000
= $500,001-$1,000,000
L =$50,001-$100,000
Pl = $1,000,001-$5,000,000
M =$IOO,OOI-S250,000
P2 = $5,000,001-$25,000,000 ! i
P3 = $25,0CI0,001-$50,000,000 P4 =$More than $50,000,000
3. Value Me:thod Codes Q =Appraisal R =Cost (Real Estate Only) s =Assessment T =Cash/Market
(See Cohmm C2) U = Book Value v =Other W =Estimated
·-------
-
48.
NI BO
JNl MT
EL
All
All
IN'
Aft
A:X Al
RD
P.llv
A B
v
If Il'OIIl
.(2) (4) (S)
H)
Interest
c E
39.
41.
(!)
FINANCIAL DISCLos·mm REPORT Name of Person Reporting Date of Report
Page 3of4 FUSTE, JOSE A Sn/2004
- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) vn INVESTMENTS and TRUSTS
A. B. c. D. Income during Gross value at 1.md of Transactions during reporting period
Description of Assets reporting period reporting period including ttust assets)
not exempt disclosure(1) (2) (1) 1[2)
lace "(X)" after each msel: exemptp from prior disclosure
Amount Code l (A-H)
Type (e.g. div. rent or int.)
Value Code2 (J-P)
Value Method Code3 {Q-W)
Type (e.g. buy, sell, mmger,n:demption)
Date: Month-Day
(3)
Value Code2 (1-P)
Gain Code I (A-
Identily of buyer/seller (iifprivatetiansaction)
37. N1DRIB )NJD
YORK COUNfY SCHOOL DIST. MUNL Bi
-
c Interest L T
38. D. HIN HOSPITALAUTHORilYUP
-
A Interest K. T Partial Red
8/15 K
40.
PO & CASSIA CTYS. SCHOOLDIST.WER B Interest K. T M UNI.BOND
ST CLAIR CO. SCHOOL DIST MUNI BOND D L T
-HC)UlITON TX ISD PUB PAC CORP. MUNI
) ---
B Interest K. T
FC101HILL EASTERN TRAN:SP. MUNL BOND D Interest L T42.
-
43. NC>R1Ji ADAMS COMMUNITY SCHOOLS c Interest T [BOND
-
44. I CTY. GENERAL OBI.IG. BOND c Interest L T
-
45. tICAN FUNDS GROUP: AMCAP FUND A Dividend K T
-tICAN FUNDS GROUJI>: FUNDAMENTAL A Dividend J T ITO RS
46.
-
47. ITCAN FUNDS GROUI : GROWIH FUND A Dividend J T -
OF ..iERICA.
Afw :ICAN FUNDS GROW?: NEWIEF PEIRSJ'ECTIVE FUND
-
A Dividend I T
49. Afw
WC IEF >RI
:ICAN FUND GROUP: SMALLCAP DFUND
Nooe J T
so. lOSENBERG US s:MA.LiLCAP FUND A Dividend J -1' Buy 11125 J
51. FEI[)EJlATED US GOVf SECS FUND A Dividend Sell 11125 J A
52. HA
-ING LOEVNER FUNDS: INTL EQUI1Y A Dividend J T Buy 11121 J
S3.
--LOlRD ABBOT!' AFFil..IATE.D FOND A Dividend I T Buy 11125 J
54.
-lCCl TOTAL RETURN FUND A Dividend K T Buy 11125 I
= $2,501-$5,000 D = S5,001-Sl5,000 = $15,001-$50,000
(See Columns Bl and D4) F Hl =Sl,OQ0,001-$5,,000,000
I. Income/Gain Codes: = $1,00(Ji or less = $1,001-$2,500
= $ 50,0Cl-S l OO,OOO G =SI00,001-Sl,000,000 H2 = More than $5,000,000
M = $100,001-$250,000
(See Col 11mt; Cl and 03) = $250,000-$500,000
K L = $50,001-$100,000= $15,001-$50,000 2. Value Codes: J ="$15,000 orless.
N 0 = $500,001-$1,000,000 Pl =$1,000,001-$5,000,000 P2 = $5,000,00J-S25,000,000
P3 = $25,I000,001-$50,000,000 P4 =$More than $50,000,000
3. Value Method Codes Q App1raisal R =Cost (Real EstateOnly) s =Assessment T = Cash/Market=
==" (See Colt11I1n C2) u Book Value =Other W Estimated
·-------·
-
PR
N
y
1111ot from
(2} (3) (4) (5) Gain
H)
-
Buy J
T
T
- -·------
58.
(e.g.
exempt dJSClosme
div. rent. or
FINAJ'iCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page4of4 FUSTE, JOSE A sn12004
Vll INVES'fl\.fENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D.
Description of Assets Income during
reporting period Gross value at eud of reporting period
Transactions during reporting period ·
(including trust assets)
(I} (2) (1) (2) (1)
Place "(X)" after each asset 1Xerapt Value Value Type (e.g. Date: Code2 Method buy, sell,· Month-
Amount Type Value Identity of Code2 Code buyer/seller (J-P) I (A- (iifprivate
.fiom prior disclosure Code l (A-H) int.) (J-P) Code3 merger, Day
redemption)(Q-W) bansaction)
55. PJIMCO HIGH-YIEID FUN D A Dividend Sold 11/25 J A
56. DUPAGE CTY FOREST SERVE BOND A Interest K T 2/13
57. MOTOROLA I TOPRS (PRJ STOCK) A Dividend K T Buy 8126 K
GT ATLANTIC & PACIFIC 1 EA(PREFERRED A Dividend K T Buy 10/07 K STOCK)
59. CHICAGO ILL GEN OBUG MUNI BOND A Interest K Buy 10/07 K
60. DETROIT MI CONVENTIO FACMUNIBOND A Interest K Buy 10/16 K
61. PICKJE!RINGTON OHIO LOcAL SCH MUNI A Interest K T Buy 10/16 K BOND
62. LUMBERTON TX lITIL Ml JI BOND A Interest K Jr Buy 10/16 K
63. TEXAS MUNIC POWER.AC A Interest K T Buy 11124 K
I. Income/Gain Codes: A = $1,000 or Jess B = $1,001-$2,500 c = $2,501-$5,000 D = $5,001-$15,000 E = $1S,00!-$50,000
{See Coltmm Bl and D4) F = $50,0(11-$100,000 G = $100,001-$1,000,000 Hl = $1,000,00J-S5,000,000 H2 = More than $5,000,000
2. Value Codes: J = $15,000 or less K = SlS,001-$50,000 L = $50,001-$100,000 M = $100,001-$250,000
(See Col unns Cl and D3) N = $25(),CI00-$500, 000 0 = SS00,001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,00J-$25,000,000
P3 = $25,000,001-$50,000,000 P4 = $More than $:50,000,000
3. Value Meithod Codes Q =App:raiisal R = Cost (Rea! Estate Only) s = Assessment T = CashlMarket
(See Col mn C2) u = Book Y alue v =Other w = Estimated
2 MAINTENANCE TIIlS RESIDENCIAL
1YSELF COMPOSED
I RECEIVE NO COMPENSATION AND
Name of Person Reporting Date ofReportFINA1 CIAL DISCLOSURE REPORT
FUSTE, JOSE A sn12004
(Indicate part of Report.) VllI. AI>DIDONAL INJFORMAilON OR EXPLANATIONS
SEC. I. jposmONS. I OWN AN Al?ARTMENT IN TIIB CONDOMINIUM MY DlTilES ARE CONFINED TO NON-PROFIT OPERATION AND OF FACILITY. SEE ADVISORY. OPINION 29 & CANON 5. '
SEC. IV.. REIMBURSEMENTS.& GllFfS. I HA VE ONLY RECEIVED OFFICIAL COURT-RELATED REIMBURSEMENTS ON AUIIIORIZED EXPENDITURES REGARDING OFFICIAL 1RAVEL ON BEHALF OF TIIB U.S. COURTS.
SEC. VIJL IlilVESTMENTS & TRUSTS. TIIB IRAs OWNED BY MY ARE CASH-EQUIVALENT ACCOUNTS MAINTAINED AT A FINANCLAI. INSTrlUTION. THEY ARE OF GINNIE MAE BONDS AND OTHER SECURITIES WHICH ARE NOT DD C'IlID OR MANAGED BY EITHER OF US.
SEC. 1. PosmONS. I OWN AN AJ(>ARTMENT
. ·,
UAL y
1'"'INANCJAL DJSCl,QSURE REPORT Name of Person Reporting
FUSTE, JOSE A
Date ofllleport
Sr!fl.004
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and omplete to the best of my knowledge and belief. and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I furth1 r certify that eamc:dl income from outside employment and honoraria and the acceptance of gifts which have been reported a.ire in compliance witb. the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
SignatunL
NOTE: ANY WHO KNOWINGLY AND FALSIFIES OR FAILS TO FILE nns REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. a.pp. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite2-301
One Columbus Circle, N.E.
Washington, D.C. 20544