Foundations of Constraint Processing CSCE421/821, Spring 2011: cse.unl/~cse421

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Foundations of Constraint Processing CSCE421/821, Spring 2011: www.cse.unl.edu/~cse421 Berthe Y. Choueiry (Shu-we-ri) Avery Hall, Room 360 choueiry@cse.unl.edu Tel: +1(402)472-5444. Intelligent Backtracking Algorithms. Reading. Required reading - PowerPoint PPT Presentation

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Foundations of Constraint Processing

Intelligent Backtracking Algorithms 1

Foundations of Constraint Processing

CSCE421/821, Spring 2011: www.cse.unl.edu/~cse421

Berthe Y. Choueiry (Shu-we-ri)

Avery Hall, Room 360

choueiry@cse.unl.edu

Tel: +1(402)472-5444

Intelligent Backtracking Algorithms

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 2

Reading• Required reading

Hybrid Algorithms for the Constraint Satisfaction Problem [Prosser, CI 93]

• Recommended reading– Chapters 5 and 6 of Dechter’s book– Tsang, Chapter 5

• Notes available upon demand– Notes of Fahiem Bacchus: Chapter 2, Section 2.4– Handout 4 and 5 of Pandu Nayak (Stanford Univ.)

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 3

Outline

• Review of terminology of search

• Hybrid backtracking algorithms

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 4

Backtrack search (BT)

Var 1 v1 v2

S

• Variable/value ordering

• Variable instantiation

• (Current) path

• Current variable

• Past variables

• Future variables

• Shallow/deep levels /nodes

• Search space / search tree

• Back-checking

• Backtracking

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 5

Outline

• Review of terminology of search • Hybrid backtracking algorithms

– Vanilla: BT– Improving back steps: {BJ, CBJ} – Improving forward step: {BM, FC}

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 6

Two main mechanisms in BT

1. Backtracking: • To recover from dead-ends • To go back

2. Consistency checking: • To expand consistent paths• To move forward

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 7

Backtracking

To recover from dead-ends

1. Chronological (BT)

2. Intelligent• Backjumping (BJ)• Conflict directed backjumping (CBJ)• With learning algorithms (Dechter Chapt 6.4)• Etc.

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 8

Consistency checking

To expand consistent paths1. Back-checking: against past variables

• Backmarking (BM)

2. Look-ahead: against future variables• Forward checking (FC) (partial look-ahead)• Directional Arc-Consistency (DAC) (partial

look-ahead)• Maintaining Arc-Consistency (MAC) (full

look-ahead)

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 9

Hybrid algorithms

Backtracking + checking = new hybrids

BT BJ CBJ

BM BMJ BM-CBJ

FC FC-BJ FC-CBJ

Evaluation:

• Empirical: Prosser 93. 450 instances of Zebra

• Theoretical: Kondrak & Van Beek 95

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 10

Notations (in Prosser’s paper)

• Variables: Vi, i in [1, n]• Domain: Di = {vi1, vi2, …,viMi}• Constraint between Vi and Vj: Ci,j

• Constraint graph: G• Arcs of G: Arc(G)• Instantiation order (static or dynamic)• Language primitives: list, push, pushnew,

remove, set-difference, union, max-list

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 11

Main data structures• v: a (1xn) array to store assignments

– v[i] gives the value assigned to ith variable – v[0]: pseudo variable (root of tree), backtracking to

v[0] indicates insolvability

• domain[i]: a (1xn) array to store the original domains of variables

• current-domain[i]: a (1xn) array to store the current domains of variables– Upon backtracking, current-domain[i] of future

variables must be refreshed

• check(i,j): a function that checks whether the values assigned to v[i] and v[j] are consistent

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Intelligent Backtracking Algorithms 12

Generic search: bcssp1. Procedure bcssp (n, status)2. Begin3. consistent true4. status unknown5. i 16. While status = unknown

7. Do Begin8. If consistent

9. Then i label (i, consistent)10. Else i unlabel (i, consistent)

11. If i > n12. Then status “solution”13. Else If i=0 then status “impossible”14. End

15. End

• Forward move: x-label

• Backward move: x-unlabel

• Parameters: i: current variable,consistent: Boolean

• Return: i: new current variable

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Intelligent Backtracking Algorithms 13

Chronological backtracking (BT)• Uses bt-label and bt-unlabel• bt-label:

– When v[i] is assigned a value from current-domain[i], we perform back-checking against past variables (check(i,k))

– If back-checking succeeds, bt-label returns i+1– If back-checking fails, we remove the assigned value from

current-domain[i], assign the next value in current-domain[i], etc.– If no other value exists, consistent nil (bt-unlabel will be called)

• bt-unlabel– Current level is set to i-1 (notation for current variable: v[h])– For all future variables j: current-domain[j] domain[j]– If domain[h] is not empty, consistent true (bt-label will be called)– Note: for all past variables g, current-domain[g] domain[g]

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 14

BT-label1. Function bt-label(i,consistent): INTEGER2. BEGIN3. consistent false4. For v[i] each element of current-domain[i] while not consistent

5. Do Begin6. consistent true7. For h 1 to (i-1) While consistent8. Do consistent check(i,h)9. If not consistent10. Then current-domain[i] remove(v[i], current-domain[i])11. End

12. If consistent then return(i+1) ELSE return(i)13. END

Terminates:

• consistent=true, return i+1

• consistent=false, current-domain[i]=nil, returns i

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 15

BT-unlabel1. FUNCTION bt-unlabel(i,consistent):INTEGER

2. BEGIN

3. h i -1

4. current-domain[i] domain[i]

5. current-domain[h] remove(v[h],current-domain[h])

6. consistent current-domain[h] nil

7. return(h)

8. END • Is called when consistent=false and current-domain[i]=nil

• Selects vh to backtrack to

• (Uninstantiates all variables between vh and vi)

• Uninstantiates v[h]: removes v[h] from current-domain [h]:

• Sets consistent to true if current-domain[h] 0

• Returns h

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 16

Example: BT (the dumbest example ever)

{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

V2

V1

V3

V4

V5

CV3,V4={(V3=1,V4=3)}

CV2,V5={(V2=5,V5=1),(V2=5,V5=4)}

-

v[1]

v[2]

v[3]

v[4]

v[5]

v[0]

1

1

1

1

21 3 4

2 3 4 5

etc…

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 17

Outline

• Review of terminology of search • Hybrid backtracking algorithms

– Vanilla: BT– Improving back steps: BJ, CBJ – Improving forward step: BM, FC

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 18

Danger of BT: thrashing• BT assumes that the instantiation of v[i]

was prevented by a bad choice at (i-1). • It tries to change the assignment of v[i-1]• When this assumption is wrong, we suffer

from thrashing (exploring ‘barren’ parts of solution space)

• Backjumping (BT) tries to avoid that– Jumps to the reason of failure – Then proceeds as BT

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 19

Backjumping (BJ)• Tries to reduce thrashing by saving some

backtracking effort• When v[i] is instantiated, BJ remembers

v[h], the deepest node of past variables that v[i] has checked against.

• Uses: max-check[i], global, initialized to 0• At level i, when check(i,h) succeeds

max-check[i] max(max-check[i], h)

• If current-domain[h] is getting empty, simple chronological backtracking is performed from h– BJ jumps then steps!

12

3

0

23

1

i

h-1h-1

h

h

h-2

0

0

0

Current variablePast variable

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 20

BJ: label/unlabel• bj-label: same as bt-label, but updates max-

check[i]• bj-unlabel, same as bt-unlabel but

– Backtracks to h = max-check[i]– Resets max-check[j] 0 for j in [h+1,i]

Important: max-check is the deepest level we checked against, could have been success or could have been failure

12

3

0

23

1

i

h-1h-1

h

h

h-2

0

0

0

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 21

Example: BJ

2

{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

V2

V1

V3

V4

V5

CV2,V4={(V2=1,V4=3)}

CV1,V5={(V1=1,V5=2)}

CV2,V5={(V2=5,V5=1)}

-

v[1]

v[2]

v[3]

v[4]

v[5]

v[0] = 0

1

1

1

1

21 3 4

2 3 4 5

Max-check[1] = 0

Max-check[2] = 1

max-check[4] = 3

max-check[5] = 2

V4=1, fails for V2, mc=2V4=2, fails for V2, mc=2 V4=3, succeeds

V5=1, fails for V1, mc=1V5=2, fails for V2, mc=2V5=3, fails for V1V5=4, fails for V1V5=5, fails for V1

Foundations of Constraint Processing

Intelligent Backtracking AlgorithmsBacktracking 22

Conflict-directed backjumping (CBJ)

• Backjumping– jumps from v[i] to v[h], – but then, it steps back from v[h] to v[h-1]

• CBJ improves on BJ– Jumps from v[i] to v[h]– And jumps back again, across conflicts

involving both v[i] and v[h]– To maintain completeness, we jump back to

the level of deepest conflict

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 23

CBJ: data structure

• Maintains a conflict set: conf-set• conf-set[i] are first initialized to {0}• At any point, conf-set[i] is a subset of

past variables that are in conflict with i

{0}

{0}

{0}

{0}{0}{0}

conf-set[g]

conf-set[h]

conf-set[i]

01

2

g

h-1

h

i

conf-set

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 24

CBJ: conflict-set

{x}

{3}

{1, g, h}

{0}{0}{0}

conf-set[g]

conf-set[h]

conf-set[i]

12

3

g

h-1h

Current variable i

Pas

t var

iabl

es

{3,1, g}

{x, 3,1}

• When a check(i,h) failsconf-set[i] conf-set[i] {h}

• When current-domain[i] empty

1. Jumps to deepest past variable

h in conf-set[i]

2. Updates

conf-set[h] conf-set[h] (conf-set[i] \{h})

• Primitive form of learning (while searching)

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 25

Example CBJ{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

{1,2,3,4,5}

V2

V1

V3

V4

V5

{(V1=1, V6=3)}

-

v[1]

v[2]

v[3]

v[4]

v[6]

v[0] = 0

1

1

1

1

21 3

2 3 4 5

conf-set[1] = {0}

conf-set[2] = {0}

conf-set[3] = {0}

{(V4=5, V6=3)}

{(V2=1, V4=3), (V2=4, V4=5)}

conf-set[6] = {1}

{1,2,3,4,5}V6

{(V1=1, V5=3)}

conf-set[4] = {2}

v[5] 21 3

conf-set[6] = {1}conf-set[6] = {1,4}

conf-set[6] = {1,4}conf-set[6] = {1,4}

conf-set[4] = {1, 2}

conf-set[5] = {1}

Foundations of Constraint Processing

Intelligent Backtracking Algorithms

CBJ for finding all solutions• After finding a solution, if we jump from this last

variable, then we may miss some solutions and lose completeness

• Two solutions, proposed by Chris Thiel (S08)1. Using conflict sets

2. Using cbf of Kondrak, a clear pseudo-code

• Rationale by Rahul Purandare (S08)– We cannot skip any variable without chronologically

backtracking to it at least once – In fact, exactly once

26

Foundations of Constraint Processing

Intelligent Backtracking Algorithms

CBJ/All solutions without cbf

• When a solution is found, force the last variable, N, to conflict with everything before it– conf-set[N] {1, 2, ..., N-1}. 

• This operation, in turn, forces some chronological backtracking as the conf-sets are propagated backward

27

Foundations of Constraint Processing

Intelligent Backtracking Algorithms

CBJ/All solutions with cbf

• Kondrak proposed to fix the problem using cbf (flag), a 1xn vector i, cbf[i] 0– When you find a solution, i, cbf[i] 1

• In unlabel – if (cbf[i]=1)

• Then h i-1; cbf[i] 0• Else h max-list (conf-set[i])

28

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 29

Backtracking: summary• Chronological backtracking

– Steps back to previous level– No extra data structures required

• Backjumping– Jumps to deepest checked-against variable, then

steps back– Uses array of integers: max-check[i]

• Conflict-directed backjumping– Jumps across deepest conflicting variables– Uses array of sets: conf-set[i]

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 30

Outline

• Review of terminology of search • Hybrid backtracking algorithms

– Vanilla: BT– Improving back steps: BJ, CBJ – Improving forward step: BM, FC

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 31

Backmarking: goal

• Tries to reduce amount of consistency checking

• Situation:– v[i] about to be re-assigned k– v[i]k was checked against v[h]g

– v[h] has not been modified

v[h] = g

v[i] kk

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 32

BM: motivation• Two situations

1. Either (v[i]=k,v[h]=g) has failed it will fail again2. Or, (v[i]=k,v[h]=g) was founded consistent it will remain consistent

v[h] = g

v[i] kk

v[h] = g

v[i] kk

• In either case, back-checking effort against v[h] can be saved!

Foundations of Constraint Processing

33

Data structures for BM: 2 arrays

0 0 0 0 0 0 0 0 0

0

0

0

0

Num

ber

of v

aria

bles

n

max domain size m

Num

ber

of v

aria

bles

n

• maximum checking level: mcl (n x m)• Minimum backup level: mbl (n x 1)

Foundations of Constraint Processing

34

Maximum checking level

0 0 0 0 0 0 0 0 0

00

0

0

Num

ber

of v

aria

bles

n

max domain size m

• mcl[i,k] stores the deepest variable that v[i]k checked against

• mcl[i,k] is a finer version of max-check[i]

Foundations of Constraint Processing

35

Minimum backup level

Num

ber

of v

aria

bles

n

• mbl[i] gives the shallowest past variable whose value has changed since v[i] was the current variable

• BM (and all its hybrid) do not allow dynamic variable ordering

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 36

When mcl[i,k]=mbl[i]=j

v[i] kk

v[j]

mbl[i] = j

BM is aware that• The deepest variable that (v[i] k)

checked against is v[j]• Values of variables in the past of

v[j] (h<j) have not changed

So• We do need to check (v[i] k)

against the values of the variables between v[j] and v[i]

• We do not need to check (v[i] k) against the values of the variables in the past of v[j]

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 37

Type a savings

v[h]

v[i] kk

v[j]

mcl[i,k]=h mcl[i,k] < mbl[i]=j

When mcl[i,k] < mbl[i], do not check v[i] k because it will fail

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 38

Type b savings

h

v[i] kk

v[j]

v[g]

mcl[i,k]=g

mbl[i] = j

mcl[i,k]mbl[i]

When mcl[i,k] mbl[i], do not check (i,h<j) because they will succeed

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 39

Hybrids of BM

• mcl can be used to allow backjumping in BJ

• Mixing BJ & BM yields BMJ– avoids redundant consistency checking (types

a+b savings) and – reduces the number of nodes visited during

search (by jumping)

• Mixing BM & CBJ yields BM-CBJ

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 40

Problem of BM and its hybrids: warning

v[m]v[m]

v[g]

v[h]

v[i]

v[g]

v[h]

v[i]

v[m]

v[g]

v[h]

v[i]

v[h]

v[f]

• Backjumping from v[i]:– v[i] backjumps up to v[g]

• Backmarking of v[h]:– When reconsidering v[h], v[h] will

be checked against all f [m,g) – effort could be saved

• Phenomenon will worsen with CBJ

• Problem fixed by Kondrak & van Beek 95

BMJ enjoys only some of the advantages of BM

Assume: mbl[h] = m and max-check[i]=max(mcl[i,x])=g

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 41

Forward checking (FC)• Looking ahead: from current variable, consider all future

variables and clear from their domains the values that are not consistent with current partial solution

• FC makes more work at every instantiation, but will expand fewer nodes

• When FC moves forward, the values in current-domain of future variables are all compatible with past assignment, thus saving backchecking

• FC may “wipe out” the domain of a future variable (aka, domain annihilation) and thus discover conflicts early on. FC then backtracks chronologically

• Goal of FC is to fail early (avoid expanding fruitless subtrees)

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 42

FC: data structures

v[i]

v[k]

v[l]

v[n]

v[m]

v[j]

• When v[i] is instantiated, current-domain[j] are filtered for all j connected to i and I < j n

• reduction[j] store sets of values remove from current-domain[j] by some variable before v[j]

reductions[j] = {{a, b}, {c, d, e}, {f, g, h}}

• future-fc[i]: subset of the future variables that v[i] checks against (redundant)

future-fc[i] = {k, j, n}

• past-fc[i]: past variables that checked against v[i]

• All these sets are treated like stacks

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 43

Forward Checking: functions

• check-forward

• undo-reductions

• update-current-domain

• fc-label

• fc-unlabel

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 44

FC: functions• check-forward(i,j) is called when instantiating v[i]

– It performs Revise(j,i)– Returns false if current-domain[j] is empty, true

otherwise– Values removed from current-domain[j] are pushed,

as a set, into reductions[j]

• These values will be popped back if we have to backtrack over v[i] (undo-reductions)

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Intelligent Backtracking Algorithms 45

FC: functions• update-current-domain

– current-domain[i] domain[i] \ reductions[i] – actually, we have to iterate over reductions, which is a

set of sets

• fc-label– Attempts to instantiate current-variable– Then filters domains of all future variables (push into

reductions)– Whenever current-domain of a future variable is

wiped-out: • v[i] is un-instantiated and • domain filtering is undone (pop reductions)

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 46

Hybrids of FC• FC suffers from thrashing: it is based on BT• FC-BJ:

– max-check is integrated in fc-bj-label and fc-bj-unlabel– Enjoys advantages of FC and BJ… but suffers

malady of BJ (first jumps, then steps back)

• FC-CBJ: – Best algorithm so far– fc-cbj-label and fc-cbj-unlabel

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 47

Consistency checking: summary

• Chronological backtracking– Uses back-checking– No extra data structures

• Backmarking– Uses mcl and mbl– Two types of consistency-checking savings

• Forward-checking– Works more at every instantiation, but expands fewer

subtrees– Uses: reductions[i], future-fc[i], past-fc[i]

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Intelligent Backtracking Algorithms 48

Experiments• Empirical evaluations on Zebra

– Representative of design/scheduling problems– 25 variables, 122 binary constraints– Permutation of variable ordering yields new search

spaces– Variable ordering: different bandwidth/induced width

of graph

• 450 problem instances were generated• Each algorithm was applied to each instance

Experiments were carried out under static variable ordering

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 49

Analysis of experiments

Algorithms compared with respect to:

1. Number of consistency checks (average)FC-CBJ < FC-BJ < BM-CBJ < FC < CBJ < BMJ < BM < BJ < BT

2. Number of nodes visited (average)FC-CBJ < FC-BJ < FC < BM-CBJ < BMJ =BJ < BM = BT

3. CPU time (average)FC-CBJ < FC-BJ < FC < BM-CBJ < CBJ < BMJ < BJ < BT < BM

FC-CBJ apparently the champion

Foundations of Constraint Processing

Intelligent Backtracking Algorithms 50

Additional developments• Other backtracking algorithms exist:

– Graph-based backjumping (GBJ), etc. [Dechter]

– Pseudo-trees [Freuder 85]

• Other look-ahead techniques exist:– DAC, MAC, etc.

• More empirical evaluations: – over randomly generated problems

• Theoretical evaluations: – Based on approach of Kondrak & Van Beek IJCAI’95

Foundations of Constraint Processing

Intelligent Backtracking Algorithms

Implementing BT-based algorithms

• Preprocessing– Enforce NC, do not include in #CC (e.g., Zebra)– Normalize all constraints (fapp01-0200-0)– Check for empty relations (bqwh-15-106-0_ext)

• Interrupt as soon as you detect domain wipe out• Dynamic variable ordering

– Apply domino effect

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