George A OToole Financial Disclosure Report for 2009

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8/3/2019 George A OToole Financial Disclosure Report for 2009

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o ~ o FINANCIAL DISCLOSURE REPOR T R e p o r t g ~ q . i ,e d b y t h e ~ l h i c . ~in Government Act of 1978

1 / 2 0 1 0 FOR CALENDAR YEAR 2009 ( 5 u . s. C . ~ p ~ . . + ’g ~ 0 ¢ - ~ / 0

1 . P e r s o n R e p o r t i n g ( l a s t n a m e, f i r s t , m id d l e i n i t i a l ) 2 , C o u r t o r O rg a n i z a t i o n 3 . D a t e o f R e p o r t

O q ’ o o l e , G e o r g e A . U . S , D i s t r i cl C o u r t 06 /11 /2010

4. T i t le (Art icle 111 iudgcs indicate act ive or senior s tatus; 5a. Repar~t Type (check appropriate type) 6. Repor t ing Per iodmagistrate judges indicate full- or part-t ime)

[] Nomination, Date 01/01/2009

District Judge (Active)

12/31/2009

5b. I’-’] Amended Report

7. Chambers or Off ie~ Address 8. On the basis of the iuformat ion contained in th i s Repor t and anymod ificat ions per taining thereto, i t i s , in my opinion, in com pl iance

John Joseph Moakiey United Slates Courthousewith appl icab le laws and regulat ions .

1 Courthouse Way. Suite 4-710

Boslon, MA 0 2 2 1 0Reviewing Officer Date

IMPO RTANT NOT ES: The ittstructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ x , ~ o , , i . . , individual ,rely; seepp. 9-13 t,f filing instructions.)

[~] N O N E (N o reportable positions.)

POSITION N A M E O F O R G A N I Z A T IO N / E N T IT Y

1. Trustee Trust #1

3.

4.

5.

I 1 . A G ~ E M E N T S . meporting individual ot,~,,; seepp. 14-16 of illing i ...... aions.)

~ N O N E (No reportable agreements.)

P A R T IE S A N D T E R M S

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F INANCIAL DISCLOSURE REP ORT N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r t

Page 2 o f 13 O’Toole, G e o r g e A , 0 6 / 1 1 / 2 0 1 0

I I1 . N O N - I N V E S T M E N T I N C O M E . ~ R ~ p o . ~ . g i . ~ i ~ i d . ~ l a . d s p . . . . . : see pp . 1 7 - 2 4 of~’ding inxtructions.)

A. Filer’s Non-Investment IncomeNONE (No reportable non-investment income.)

D A T E S OU R C E A N D T Y P E ~(yours, not spouse’s)

1.

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t I n co m e - if you ~’ re married during ant’portion of the reportlng ),ear, complete thix secti~tn.

(Dollar amount not required except for honoraria.)

~ NONE (No reportable non-inves.nent b~come.)

D A T ~ SO~Cg AND TYP~

I . 2~9 En~e~N se gank, Lowell MA (di~ctots fees)

2. 2009 Raytheon Company (employment)

3.

4,

I V . R E I M B U R S E M E N T S -,.o.,ro..,i,,., Iodging, fi~od, entertah ......

(Inelude~ those t zpou~e at d clepettdent chitdren; see pp. 2 5-27 ~filing inMt~ctions.)

~ N O N E ~ o reportable reimbursements.)

~ ~ LOCATIQN PURPOSE ITEMS PAID OR PROVIDED

1. New York Intellectual March 27-28, 2009 N ew York, N ew York B ar associa tion dinner T~ns~r ta t ion, l~ging ~d mea lsPrope~y Law A ~ociat ion

2. SEAK , Inc. June24-25, 2009 Hyannis, MA S~aker a t ExpeO Witness Tr anspo~t ion , l~g ing ~d mealsSeminar

3.

4.

5.

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FINANCIAL DISCLOSURE REPOR T N .... f e . . . . . a e p o ~ . g

Page 3 of 13 O’Toole, G e o r g e A , 0 6 / I 1 / 2 0 1 0

V . G I F T S . a . , ~ , d ~ . , , * , ,, , , , ,~ . . . .. . . a dependent cMldren; see pp. 28 -3 ] of filing

NONE ~o reportable g~s.)

DESCRIPTION

I.

2.

3 .

4.

5.

~] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

2 .

3.

4.

5.

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FINANCIAL DISCLOSURE REPOR T N .... o f Pe rso n R e po rlring 1 D ste o f Repo t! [

Iage 4 of 13 o " r o o ~ e , G e o r g e A . 0 6 / 1 1 / 2 0 1 0

V I I . I N V E S T M E N T S a n d TRUSTS - i . . . . . . . . I ~ e . r . . . . . r i o n , anct.de~ those o f ~r ........ d dependent children; see p p . ~ 4 - 6 0 of filing ins~uctlon~,)

N O N E (N o reportable income, asset~, or transactions.)

(including trust assc~s) ~ report ng per ~ ~/ of "cponing per od ,

Place"(X)" after each asset ’ A m o u n ~ T~c (c.g,, ; V alu e V alu e

~ ~ (A-tt) or into [ eJ-P)l Code3 redemption) H-P) (A-II) (i f private

I. 3M Company common None J T B uy 12/21:09 J

2. Absolute Sl~ratcgie.~ Fund A Di v i de nd J T

3. Same A Dividend J T

4. Same A Db,’idend J T

5. Allianz NFJ [ntl Valaue Fund No n e K "I" B uy ; 12/21/09 J

i6 . Same No n e J T B uy 1 2 / 2 1 / 0 9 J

7. Allied Capital Corp. common No n e Sold 04/I5/09 J

Apache Corp. common A Dividend J T

9. Same A Dividend J T

1 0. Same A Dividend .1 T

I t. Artio lntl Equity A Dividend J T

12 , Same N o n e So ld 12/22/09 J

13 . Sat’he N o n e So ld ] I Z"22/09 J

14. A veU

Dennison common A Di v i de nd Sold 04/15/09 J

15 , Bank of America common A Dividend Sold 12/21/09 J A

16 . Bank of America deposit accounts A I n t e r e s t K

17 . BHP Billi ton ADR None J T B uy 12;21/09 J

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FINANCIAL DISCLOSURE REPOR T N .... ~o~ ~po~tt~ [ D ~ , e o r R o p o r t

Page 5 of 13 O’Toole, George A.

[

0 6 / 1 ~ / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i, ........ ~,~. t ....... f f o n $ a n c l u d e s t h o s e of sp ....... d d e p e n d e n t c h i l d r e n ; ~ e e p p . 3 4 ~ 0 o f f i l in g i n ~ ’ t r u c t i o n ~ . )

~ N O N E (No reportable income, assets, or transactions.)

~ ................. ~. " ........................~ . . . . . . . . . . ~. " . . . . . . . . . . . . .. C . . . . .. . .~ l ............. ~. .............:t ( i n c l u d i n g t r u s t a s s e t s ) ’ reposing ~ri~ o f r e p o s i n g p c ~ o d ~

e x e m m r ro , ~ p r io r ~ s c ~ o s u r e C ° d e tI di .... n ~ , ~ Code 2 [ Method ] b u y , s e l l , ~mm/dd¢)y~Codc2 ICodel b u y e r / s e l f e r ;

18 . Sa~e No n e 3 T B uy 12/21/09 J

1 9 . BMC Software common No n e J T B uy 12/21/09 J

2 0 . Cisco Systems ~mmnn No n e ] T

2 1 . Constellation Brand~ common None Sold 04/15/09 J

2 2 . CVS Caremark common A Dividend J T

2 3 . Same A Dividend J T Sold 1 2 / 2 1 / 0 9 3 B(paa)

2 4 . Same A Dividend K T

2 5 , D e n t s p l y l n t c o n ar n o n A Dividend J T

2 6 . Diageo ADR A Dividend J T

2 7 . Diamond llill Long-Short Fund CI 1None Sold 04/16/09 K

2 8 . Same No n e Sold 04/16/09 J

2 9 . Drcylits Inset. Cash Adv Fund (See pa~t A Interest K TVIII, note 2.)

3 0 . Same A I n t e r e s t ] . T

3 I. Same A Inler~t J T

3 2 . Ente~rise Bank & T~st Co. common B Dividend L T

3 3 . Same B Dividend L T

3 4 . EQ T Co~. comm on (See pa~ VIII, note 3.) A Dividend K T

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Ia m e o f P e r s o n R e p o r t in g D a t e e f R e p o r t

FIN AN CIALpage 6 of 1 3 D IS C L O S U R E R E P O R TO’Toole, George A. 0 6 1 1 1 ! 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i ........ t,e, , ...... ctions (Includes those of sp ........ d dependent children; see pp . 34-60 ,,f fillng instructions:)

N O N E (No reportable income, assets’, or transactions.)

D e s c r i p ti o n o f A s s c l s I n c o m e d u r in g i G r o s s v a l u e a t ~ n d Transactions during rc~ing period( in c l u d i n g m ~ s ~ a s s c l S ) rc~ing ~r iod o f r e p o S i n g p e ~ o d

e ~ e m p l f r o m p r i o r d i~ l o s u r c ~ C M e I d i v . .

~ I A - H ) o r l o t . )

~~ I Q - W ) ; , t r a n s a c t i o n )

3 5 . Equi ty Resident ia l SBI A Dividend J T

3 6 . Same A Dividend 2 T

3 7 . Same A Dividend J T

3 8 . Exelon Corp. common A Dividend J T B uy 04 /1 5!09 .I

3 9 . Same A Dividend J T B uy 0 4 1 1 5 / 0 9 J

4 0 . Exped ito rs Int ’ l o f Wash in g to n co mmon A Dividend J T

41. Exxon Mobileco~nmon A Dividend J T

42. Fideli~ lnst Money Market fund (See Part A Interest J TVIII, note 4.)

43. Same A Interest J T

: 4 4 Fiserv, Inc. commonNone Sold 0 4 / 1 5 . , ’ 0 9

45. Fortune Brands, lnc.common A Dividend Sold 0 4 / I 5 / 0 9

46. Same A Dividend Sold 04/15/09

4 7 . Sarnc A Dividend Sold 04/15/09

4 8 . Hussm an Slra legic Growth Fund A Dividend .1 T

4 9 . Same A Dividend J T

5 0 . IBM common A Dividend J T B uy 04/15 /09 J

5 1 . Same A Dividend J T

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F INANCIAL DISCLOSURE REP ORT ] NameofPe~on Reporting [ Date of Report

Page 7 o f ] 3[ O’Toole, George .4,.

]

06/I 1/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i.c,,.,., ~.~.., r ...... ~ . . . ¢ t n c t u a c s t h , , 5 ~ , ~ f s . ~ . . . . .. . .a a e p ~ , a ¢ m c h i l d re m s e e p p . 3 4 - ~ 0 o f f i l i n g i . . . . . . . . t h , n s . )

~ N O N E (No reportable income, assets, or transactions.)

.............. 7 ....................... ~ ~. .................E ...........................................~ ...............................D e s c r i p ti o n o f A s s e t s : I n c o m e d u ri n g G ro s s v a l u e a t e n d T ~ n s a m i o n s d u r i n g r c p o a i ~ g p c rl o 0

< i n c l u d i n g t ~ s ~ a s s c l s ) reposing ~riod of reposing p~od

P l a c e " ( X ) " a f t e r e a c h a s s e l A m o u m [ T y p e ( e . g ., V a l u e Value T y p e ~ c .g , [ Date [ Value I Gain [ d e m i ~ o fc x c m p ~ f r o m p r i o r d is c l o s u r e ~ C o d e ~ , div . . r~ C o d e 2 M et h o d buy.sell, [mm/d~ Coda 2 ~ Code I buycr/sdlcr

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n )I i ~J’P) ] {A-H) ( i f p r i v a t e

5 2 . iShares Barclays 7- I 0 yr Treas Bond Fund A Dividend J T

5 3 . iShares Barclays I-3 yr Treas B ond Fund A Dividend K T

5 4 . Same A Dividend K T

55. iShares Barclays 1-3 yr Credi t Bond Fund A Dividend 3 ’ T

5 6 . Same A Dividend K .T

5 7 . iShares Nas daq B iolech Fund No n e J T

5 8 . Same No n e J T

5 9 . iShares Russell 2000 Value Index Fund A Dividend K T

6 0 . iShares BarclaysTIPS Fund A Dividend J T

61. Same A Dividend J r

6 2 . Johnson & 3,ohnson common A Dividend J T Sold ! 1 2 / 2 1 / 0 9 J C(part)

6 3 . Same A Dividend J T Sold 1 2 , ~ 1 / 0 9 J C(part)

6 4 . Same A Dividend J T

6 5 . Leuthold Asset Allocation Fund A Dividend Sold 1 2 / 2 2 / 0 9 J

6 6 . Same A Dividend Sold 1 2 f 2 2 / 0 9 J

6 7 . Mamdife Financial common A Dividend K T

6 8 . Marshall Prime Money Market Fund (See A I n t e r e s tPart Vll l note4,}

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FINANCIAL DISCLOSURE REPORT N .... fPerson Roporfing Date of Report ]

Page 8 of 1 3 O’Tao|e, G e o r g e A . 0 6 / 1 1 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~n .,om e, ,,or.e,, ...... ,ton, a.c~.ae,.,ho~, o/,~ ....... ~ d,w .~, ~,U ~,~ .~.~.~.. ~-60

N O N E (No reportable income, assets, or transaction&)

. B. C, D.D e s c r i p ti o n o f A s s e t s I n c o m e d u r in g ] Gross value a~ end ] T r a n s a c t i o n s d u r i n g r e p ~ i n g

l i n c l u d i n g t m s ~ a s s e t s ) r e p o r t i n g p e r i o d ~ f r e p o s i n g p e r i o d

P l a c e " { X Y ’ a f te r e a c h a ~ s e t A m o u m ~ T y p e ( e . g . , ~ V a l u e Value t T y p c I e . g . , D a t e ! Va l u e ~ Ga i n [ d c n t i~ o fe x e m p t f ro m p r i n t d is c l o s u r e C~c I : : d i v . . r a n t , C o d e 2 M a t ho d b u y . s c l I , rnm~d~ . C~e 2 ~ Code

(A-H) :. o r i n t . ) (J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ~ I A - H ) ( i f p r i v a t e

~ ] ¢Q-W) t r a n s a c t i o n )...................................................................................

69. Same A Inlerest

70. MA St. Health & E duc. ,4.2%, due A I n t e r e s t Matured 1 0 1 0 1 / 0 9 KI 0/I/2009

7 1 . MA St. Water Poll Abatement, 4.2%, due B Interest K T

7 2. M e |t ie r- T ol ed o In tl . c o mm o n No n e J T

73. Microsoft common A Dividend J T

7 4 . Same A Dividend J T Sold 1 2 , 2 . I / 0 9 .I A{ p a r t )

75. Nova r t is AG spnsrd AD R A Dividend J T

76. Oakmark IntI Fund Cl 1 A Dividend J T

7 7 . Peabody Energy Corp. A Dividend J T Sold 1 2 / 2 I . / 0 9 J A( p a r t )

78. Same A Dividend J T

79. Pepsico common A Dividend J T

80. Pra~air, Inc. common A Dividend K T

8 1 . Same A Divideud J T

8 2 . Proctor & Gamble common A Dividend J T Sold 1 2 / 2 1 1 0 9 J D(part)

8 3 . Same A Dividend K T

8 4 . Raytheon common D Dividend L T

8 5 . ’Raytheon options None K T

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F INANCIAL D ISCLOSURE REP ORT ~ a m e o f P e r a o n R e p o r t i n gI

D a t e o f R e p o r t

P a g e 9 o f 1 3 o ’ ~ ’ o o l e , G e o r g e A .

I06/I t/2010

VII. INVESTMENTS and TRUSTS - i ..... ~, ,.al .......... l i o n . , " ( In c l u d e s t h o . , e o y s p . . . . . . . d d e p e n d e n t c h i l d r e n ; . v e e p p . 3 4 - 6 0 o f f i l in g i n . ¢ t r u c t i o n s . )

N O N E (No reportab& income, assets, or transactions.)

D c s c r i p t i t m o f A s s e ~ I n c o m e d u r i n g G r o s s v a l u e a t e n d T m n s a c t io u s d u r i n g r c o o ~ i n g p c r i~ ~( i n e l u d l n g x r u s t a s s e t ~ ) reposing ~rlod of reposing pefi~

~"-7~ .........~ 3 7 - - - ~ i~ ...................~ ........... ~i~~ . . . . . . . .- ~ .....~3j~ ......... ~ 5 ~ . . . . . . .. . . . . .. . . .~

P l a c e " ( X ~ " a f t e r e a c h a s s c t A m o u n t Ty~(e.g.. :. V a l u e Value T y p e ( e . g . . ] D a t e Value i Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s cl o s u r e ~ C o d e I d i v . , r e n t . C~c 2 M e t h o d b u y . s e l l . mm/d&yy Code 2 C~c ] b u y e r l s c t l c r

] (A-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t io n ) (J-P) ~ tA-H) [ ( i f p f i v a t c

..........( Q - W ) ~ ’ tr~*ac o ) ......

8 6 . Raytheon Savings and Investment Plan C I n t . ! D i v . M T

8 7 . -Raytheon Stock Fund

8 8 , -Real Estate Securities Fund

8 9 . -BGI US Debt Index Fund

9 0 . -PIMCO Total Return lnsl

9 1 . --Fideli lylnst Money Mkt

92. Regency Centers A Dividend J T

9 3 . Royal Dutch Shel l plc spnsrd ADR A Dividend J T

9 4 . Sempra Energy common A r)ividend J T B uy 04/15/09

9 5 . SameA Dividend J T B uy 04/I 5/09

9 6 . Same A Dividend J T B uy 04/15/09

9 7 . State Street Coop. common A Dividend J T

9 8 . Stericycle,lnc. comn lou No n e J T

9 9 . Same No n e J T

1 0 0 . Same No n e J T B uy 04/15/09 J

1 0 1 . Suncor Energ~ (New) common A Dividend J T

1 0 2 . Templeton Global Bond Fund A Dividend K T

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F INANCIAL DISCLOSURE REP ORT S~,n~nfVe~n Reporting ] DaleufReport

Page 1 0 of 13 O ’ T o o l e , G e o r g e A.

[0 6 / I 1 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i .... ~ . ~ , , i , ,~ , , . . . . . . , i , , , , . ~ a , , ~ , , ~ s , h o s e o y ~ , , ,, , ~ , .~ ~ , , ,~ , t e ~ , e , , ~ o , , a , i ~ , ~ , ~ , , ; . ~ o ~ ~ , ~ , . ~ - ~ 0

D N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o r t o f A s s c l s i | n e o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r in g r e p o r t i n g p c . r i o d

( in c l u d i n g t r u s t a s s e t s )i

r c p o r t i n ~ p e r i o d o 1 " r e p o r t i n g p e r i o d

’ iii ....... ii~7 [ :|) -r~7-]~£i:~ ................

[P l a c e " ( X ) " a f t e r e a c h . . . . I ::Amouat Type (e.g., V a l u e ! Value [ T y p e ( c . g . , : Date | Value Gain I d c m i t 7

. e x e m p t f ro m p r i o r d is c l o s u r e iC°de l div,, rent, Code2 MethodI

b u ~ ’ . , , s e l l . : m m i d d ~ ’ D , I C o d e 2 i C o d e I b u y e r ! s e l l e r

[

j(A-H) ! orint.) i ( J ’ P )C o d e 3 l r c d e r a p t i o n ) (J-P) ~I(A-H) ( , f o r i

1 0 3 . Same A Dividend K T

1 0 4 . Same A Dividend K T

t 0 5 . Terra Industries common A Dividend J T

1 0 6 . Teva Pharmaceuticals common No n e J T B uy 12/21/09 J

1 0 7 . Same A Dividend J T

1 0 8 . Thermo Fisher common None J T B u y 12/21/09 J

1 0 9 . No n e J T B uy 12/2[/09 J

1 1 0 . Thornburg Int l Value Fund No n e K T B uy 12/21/09 K

1 1 1 . Same None J T Bo y I2,~1/09 J

I 1 2 . Vanguard GNMA Fund A Dividend K T

1 1 3 . Same A Dividend J T

1 4. Vanguard t l igh Yield Corp. Bond Fund A Dividend J T B uy 04/15/09

15 . S~me A Dividend J T B uy 04/15/09

1 1 6 . Sanne A Dividend J T B uy 0 4 / I 5 1 0 9

t 7 . Vanguard Lld "Iem~ Tax Exempt Fund None J T B uy 12/21/09

18 . Vanguard Short-Term lnv Grade Fund A Dividend J T B uy 0 4 1 ! 5 1 0 9

1 9. Verizon Communications common A Dividend J T B uy 05/28/09

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Name o f Person Reporting Date of Report

P a g e F I N A N C I A L 1 1 o f 1 3 D I S C L O S U R E R E P O R T 0 7 0 0 e , G e o r g e A . 06/1

V 11. INVESTMENTS a n d TRUSTS - i , , . . . . . .. . J ~ o . , . . . . . . , i , ,, ~ . (Includes those ~f~ ...... d dependen, ehildr ...... pp. 3~1-60 tri

[~] N O N E (No reportable income, assets, or transactions.)

Descrip t ion of Assets ] Income during l Gross value at end | Transactions during repotting periled ::(including trust assets! rcportirtg period of reporting period ]

Place "(X)" a f t e r each asse t :~Amount ! T ype (c .g ., Value Value | Type (e .g. , Date Value Gain I d e n t i t y o 1 "

exempt f rom pr ior d i sc losure Code I i div. rent, Code 2 Method buy, sdl "mm/dtL~yy Code 2 :~ Code i buver/s~llcr! ( A -H) or int.) (J -P} i IS:ode3 [ rodcmpt on) i J-P) /A-H) ( i fpr ivaleI (Q") I ~ transaction)

.................................................. : ............................ i ............................. ’. ......... ~...__~ .........................

120. Same A Di v i de nd J T B uy 05~8/09 J

121. Welts Fargo common A Di v i de nd J T Sold 04/I 5/09 J A(part)

t22. Sold t2121/09 J B

(part)

!23. Same A Di v i de nd Sold 12i21/09 J C

124. Same A Di v i de nd .I T Sold 04!15109 J A(part)

125. Wisdmntree lntl Small Cap Fund A Di v i de nd J T

126.

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FINANCIAL DISCLOSURE REPO RT

Page 12 o f 13 O ’ T o o l e , G e o r g e A . 06 /11 /2010

VIII . ADDITIONAL INFORM ATION OR EX PLANATIONS.

1. The Irnst identified in Part I is a~ ~rust All the assets are reported individually in Part VII but are not specifically identified in thai Part to the trust.

2~ The m oney market ~tssets held in the D reyfus lnstittaional Cash Advantage Fund, ,as reported this year at Part VII, li~es 29-3 I, were formerly held in theDreyfus Go vernement Cash A dvantage Fund, as repo rted last year at Parl VII, lines 26-28. The transfer occurred in June 2009.

3. EQ T Corp. was form erly known as Equ itable Resources. Inc. The asset reporled at Part VII, line 34 is the same assel reported last year al Part VII, line 3 I. ’

4. The mo ney market assets p reviously held in the Marshall mo ney market fund (see Part VII, lines 68-69) were roiled over into a Fidelity mouey market fund(see Pan VII, lines 42-43) on May 20, 2009.

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FIN AN CIAL DISCLOSURE REPORT ] N . . . . o f P e r s o n R e p o r t in g Da,e of R e p o r t

Page 13 of 13[ O’Toole, George A.

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IX. CERTIFICATION.

1 cert ify thai al l information given above (including information perlaininl~ to my spouse and minor or d ependent children, i f any) isaccurate, t rue, and complete to the best of my kn owledge an d belief , and that any inform ation not reported w as withheld because i t met applicable s talutoryprovis ions permit t ing non-disclosure.

I further certify that earned incom e from outs ide em ploymen t and honoraria and the acceptan ce of gif ts which have been reported are iucompliance with the prov is ions of 5 U.S.C. app. § 501 et . seqo, 5 U.S.C. § 7353, and Judicial Conference regulat ions .

NOTE : ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIE S O CIVIl.AND CRIMINAl, SANCrIONS (5 U.S.C. app. § 104)

FI LING I N STRUCTI ON S

Mail signed original and 3 additional copies ~o:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301O n e C o l u m b u s C i r c le , N o E .Washington, D.C. 20544