IUCRC Program Findings from the Center Structure Database18/2016-2017 CD Report...

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Industry/University Cooperative Research

Centers IUCRC Program Findings from The Center Structure Database

FY2017

*Data collected from 70 out of 70 total active centers

Trends from Center Structure Database: FY1980-2017

McGowen, L., Leonchuk, O. & Stoica, A.

IUCRC Evaluation Project at

North Carolina State University

3/22/2018 1

Industry/University Cooperative Research

Centers

Overview

• Fast Facts • Slides 3-5

• Data collection methodology and timeframe • Slides 6-10

• Number of Centers through 2016-2017 • Slides 11-13

• Detailed analyses through 2016-2017 (structural, outcomes) • Slides 14-45

• CISE and ENG breakdowns • Slides 46-53

• Comparison by program Phase (I, II, III) • Slides 54-66

3/22/2018 IUCRC Evaluation Project 2

Industry/University Cooperative Research

Centers

FY17 IUCRC Center Structural Fast Facts

70 active Centers at 193 University sites $91.5M in Total Program Funding; $1.3M per center

1214 Memberships NSF invests $16.6M; $238K per Center

1248 Researchers + 1994 students NSF Leveraging ratio 1:4.5

3/22/2018 IUCRC Evaluation Project 3

IUCRC $$$ IUCRC

Industry/University Cooperative Research

Centers

FY17 Member Fast Facts

1214 Memberships 190 new and 206 terminated memberships

$53M Provided by Members 58% of total IUCRC program funding

~17 Members per Center Membership fee leveraging ratio 1:33

3/22/2018 IUCRC Evaluation Project 4

Industry/University Cooperative Research

Centers

IUCRC Student Fast Facts: FY2017

3/22/2018 IUCRC Evaluation Project at NCSU 5

1994 Students Trained

•28 students per center

715 Students Graduated

•10 graduates per center

•1/3 of trainees annually

333 Alumni Hired by Industry

•47% of graduates

•29% by member organizations

Industry/University Cooperative Research

Centers

Methodology

• Collection of 2016-17 structural data from centers and sites completed between November 2017 and January 2018. • Centers were asked to report on their most recently completed project year

• Some variables changed last year (trends adjusted to standardize)

• Data on number of funded centers collected from NSF (through 2018)

• Reporting issues: • Issue of how to count centers under NCE (no cost extension) will need to be

addressed in the future (e.g., between phase NCE; end-of-funding NCE)

3/22/2018 IUCRC Evaluation Project 6

Industry/University Cooperative Research

Centers

NSF and Center Budgeting Life Cycle

3/22/2018 IUCRC Evaluation Project 7

OctFY1 |

Oct FY2 |

Mar FY1 |

Aug FY1 |

Center Project Year

Mar FY2 |

Aug FY2 |

First Center Project Year

NSF Fiscal Year NSF Fiscal Year

Center Project Year Included in report

Not included in report

• Structural report includes activities for previous complete project year • Excludes centers with less 1 year in operation

Nov – Jan IUCRC Report

Data Collection

March Report

Complete

Industry/University Cooperative Research

Centers

Understanding Center Counts Through FY2017

3/22/2018 IUCRC Evaluation Project 8

70 NSF Funded Centers Operating more than 1 year

(completed a project year)

FY 2017

3 NSF Funded Centers Operating less than 1 year

(project year not completed)

Statistics on Total and Average Activity

Slides 10-65

73 Funded Centers + =

Industry/University Cooperative Research

Centers

Understanding Center Counts Through FY2018

3/22/2018 IUCRC Evaluation Project 9

70 NSF Funded Centers Operating more than 1 year

(completed a project year)

FY 2018

3 NSF Funded Centers Operating less than 1 year

(project year not

completed)

63 Funded Centers + = 10 Centers

Graduated/Closed -

6 Phase III Centers Graduated

Slides 11-13

Industry/University Cooperative Research

Centers

FY2017 Graduated & Closed Centers

3/22/2018 IUCRC Evaluation Project 10

• Phase III centers dropped from the FY2017 report 1. Advanced Processing and Packaging Studies: Ohio State Univ.; NC State Univ.

2. Intelligence Maintenance Systems: Univ. of Cincinnati; Univ. of Michigan, Ann Arbor; Missouri Univ. of Science & Tech; Univ. of Texas, Austin.

3. Power Systems Engineering Research Center: Arizona State Univ.; Cornell Univ.; Texas A&M; Washington State Univ.; Univ. of Wisconsin, Madison; Iowa State Univ.; Wichita State Univ.; Univ. of Illinois, Urbana Champaign; Georgia Institute of Tech.; Howard Univ.; Univ. of California, Berkeley.

Industry/University Cooperative Research

Centers

Center Life Cycle Through FY2018*

2 3 5 7 10 17

31 37 36 41 45 43

51 50 56 51 54 50 55 51 50 53

45 45 44 42 39 34 34 37 42 54 57 60

66 73 68 70

63

-2 -3 -7 -11 -12 -13 -14 -17 -17 -17 -21 -22 -28 -29

-41 -43 -44 -52 -54

-61 -63 -69

-78 -81 -87 -90 -90 -93 -96 -99 -102

-110 -113 -123

-150

-100

-50

0

50

100

'80 '81 '82 '83 '84 '85 '86 '87 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17 '18

Active Centers Phased Out Centers

3/22/2018 IUCRC Evaluation Project 11

(Current year)

(Cumulative Record)

*Data Current for FY2018

Industry/University Cooperative Research

Centers

Active Centers and Sites by Year*

52 50 52 45 45 44 42 39

34 34 37 42

54 57 60 66

73 68 70

63 68

81 83 87 77

95 96 99

75 82

97

116

161 170

175

188

200

186 187

175

0

50

100

150

200

250

'99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17 '18

Centers Sites

3/22/2018 IUCRC Evaluation Project 12

~2.8 Sites per Center

Plus 6 Int’l Sites

*Data Current for FY2018

Industry/University Cooperative Research

Centers

Single & Multi-Site Centers*

16

35 33

37 38 39

47 45 46 47

39

31

36

27 30 29

19 19 18 15 14

12 12 10 9

6 6 6 7 6 4 5 4

1 2 2 4 4 4 4 5 5

8

15 19 19

25

20 23

26 26 26 27 25

22 22

27

33

48 51

54

59

67 64 65

59

0

10

20

30

40

50

60

70

80

'85 '86 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17 '18

Single-Site Multi-Site

3/22/2018 IUCRC Evaluation Project 13

*Data Current for FY2017

Industry/University Cooperative Research

Centers

Total Program Funding^

61.8 64.5

58.1 63.9

59.8 53.9

58.5 62

57.6 60 58.1

73.8

52.5

66.9

104.8

124.4

109.5

134.7

116.8

109.3

91.5

0

20

40

60

80

100

120

140

160

'97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

Millions

3/22/2018 IUCRC Evaluation Project 14

^Univ. & Other Cash Excluded

See Note*

*Three highly successful Phase III centers graduated. *Dynamic Data Analytics total funding decreased from $13,6M (FY15-16) to $90K (FY16-17).

Industry/University Cooperative Research

Centers

Average & Median Total Center Funding

$0

$500,000

$1,000,000

$1,500,000

$2,000,000

$2,500,000

$3,000,000

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

Average Median

3/22/2018 IUCRC Evaluation Project 15

^Univ. & Other Cash Excluded

Industry/University Cooperative Research

Centers

NSF Budget by Year

0

5

10

15

20

25

'80 '81 '82 '83 '84 '85 '86 '87 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

Total Dollars in Millions

3/22/2018 IUCRC Evaluation Project 16

Millions

Industry/University Cooperative Research

Centers

NSF Budget by Year

1.3 1.5 1.5 2 3 3 2.9 3 3.1 3.6 3.9 4.2 4.2 4.2 4.2 4.2 4.2 4.2 4.2 5 4.6 5.1 5.2 5.2 6 6 6 6 6

9.8 7.7 8.8 8.6 8.2

10.4 12.6

10.3 11.3 0.5 0.8

2.1 2.2

2.3 4

4 4.5 7

8

8

8 8

1 0.8 0.9

2

1.7 1.8 2.2

3.3

2.6

1.8 0.3

0

5

10

15

20

25

'80 '81 '82 '83 '84 '85 '86 '87 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

ENG CISE FRP Program SBE

Other Programs co-fund too!

3/22/2018 IUCRC Evaluation Project 17

Millions

Industry/University Cooperative Research

Centers

NSF : Total Funding Leveraging Ratios

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

'97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

NSF IUCRC Program Budget Leveraging Ratio = Total Funding All Sources / NSF IUCRC Program Budget

NSF Awards Reported Leveraging Ratio = Total Funding All Sources / NSF IUCRC Awards and Supplements Reported

3/22/2018 IUCRC Evaluation Project 18

Industry/University Cooperative Research

Centers

NSF : Total Funding (Excluding NSF IUCRC) Leveraging Ratios

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

'97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

NSF IUCRC Program Budget Leveraging Ratio = Total Funding from all non-NSF-IUCRC Sources / NSF IUCRC ProgramBudget

NSF Awards Reported Leveraging Ratio = Total Funding from all non-NSF-IUCRC Sources / NSF IUCRC Awards andSupplements Reported

3/22/2018 IUCRC Evaluation Project 19

Industry/University Cooperative Research

Centers

Average NSF IUCRC Awards & Supplements per Center*

$0

$50,000

$100,000

$150,000

$200,000

$250,000

$300,000

$350,000

82 83 84 85 87 88 89 90 91 92 93 94 95 96 97 98 99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

3/22/2018 IUCRC Evaluation Project 20

*The averages do not include centers that were on no-cost extension and received $0 from NSF during the reporting period. The average for FY2017 excludes 3 centers.

Industry/University Cooperative Research

Centers

Average NSF IUCRC Funding per Site*

0

20,000

40,000

60,000

80,000

100,000

120,000

'00 01 02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

3/22/2018 IUCRC Evaluation Project 21

*The averages do not include sites that were on no-cost extension and received $0 from NSF during that fiscal year. The average for FY2017 excludes 23 sites that were on no cost extension and received $0 from NSF, and 6 international sites that did not receive NSF IUCRC support.

Industry/University Cooperative Research

Centers

Total Funding by Source in Dollars^

0

20

40

60

80

100

120

140

160

180

'80 '83 '87 '90 '93 '96 '99 '02 '05 '08 '11 '14 '17

NON-FED

FED

STATE

OTHER INDUSTRY

INDUST. MEM. FEES

OTHER NSF

IUCRC

3/22/2018 IUCRC Evaluation Project 22

^Univ. & Other Cash Excluded

Industry/University Cooperative Research

Centers

Total Funding by Source in Percentages^

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

'80 '83 '87 '90 '93 '96 '99 '02 '05 '08 '11 '14 '17

NON-FED

FED

STATE

OTHER IND.

IND. MEM. FEES

OTHER NSF

IUCRC

3/22/2018 IUCRC Evaluation Project 23

3.6%

11.3%

4.1%

5.3%

52.8%

18.3%

4.6%

^Univ. & Other Cash Excluded

Industry/University Cooperative Research

Centers

Industrial Memberships

Total Number of Memberships

0

200

400

600

800

1000

1200

1400

'85 '88 '90 '92 '94 '96 '98 '00 '02 '04 '06 '08 '10 '12 '14 '16

Average Number of Memberships

0

5

10

15

20

25

'85 '88 '90 '92 '94 '96 '98 '00 '02 '04 '06 '08 '10 '12 '14 '16

3/22/2018 IUCRC Evaluation Project 24

Complex changes:

2011-2014: Massive growth in new centers established (N =

31), decreasing average

2017: Graduation of 3 highly successful Phase III centers ,

decreasing the average

Industry/University Cooperative Research

Centers

Average Membership Turn Over

0

1

2

3

4

5

6

'89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

Members Added this FY Members Left this FY

3/22/2018 IUCRC Evaluation Project 25

Industry/University Cooperative Research

Centers

Membership Turnover Rate

0%

5%

10%

15%

20%

25%

30%

35%

'92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

3/22/2018 IUCRC Evaluation Project 26

Turnover % = Members terminated in “year X+1” / Total members in “year X”

Industry/University Cooperative Research

Centers

Average Number of Researchers per Center

0.0

5.0

10.0

15.0

20.0

25.0

'87 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

Faculty & Post Doc Researchers

3/22/2018 IUCRC Evaluation Project 29

Industry/University Cooperative Research

Centers

Average Funding per Researcher^

$0

$20,000

$40,000

$60,000

$80,000

$100,000

$120,000

$140,000

$160,000

'97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

3/22/2018 IUCRC Evaluation Project 30

^Univ. & Other Cash Excluded

Industry/University Cooperative Research

Centers

Total Intellectual Property & Commercialization Events

0

20

40

60

80

100

120

140

160

180

'94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

*Invention Disclosures

**Patent Applications

***Patents Granted

Software Copyrights

Licensing Agreements

Royalties Realized

Spinoff CompaniesFormed

3/22/2018 IUCRC Evaluation Project 31

*Invention Disclosures Outliers: 2014: CVDI = 40, BSAC = 20, E-Design = 12, CITeR = 17. 2015: BSAC = 32, 2016: BSAC = 31., 2017: BSAC = 18, CVDI = 12. **Patent Applications Outliers: 2016: BSAC = 25, DDA = 9, 2017: BSAC = 25. *** Patents Granted Outliers: 2016: BSAC = 6, DDA = 11.

Industry/University Cooperative Research

Centers

Average Intellectual Property & Commercialization Events

0

0.5

1

1.5

2

2.5

3

'94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

*Invention Disclosures

**Patent Applications

***Patents Granted

Software Copyrights

Licensing Agreements

Royalties Realized

Spinoff CompaniesFormed

3/22/2018 IUCRC Evaluation Project 32

*Invention Disclosures Outliers: 2014: CVDI = 40, BSAC = 20, E-Design = 12, CITeR = 17. 2015: BSAC = 32, 2016: BSAC = 31., 2017: BSAC = 18, CVDI = 12. **Patent Applications Outliers: 2016: BSAC = 25, DDA = 9, 2017: BSAC = 25. *** Patents Granted Outliers: 2016: BSAC = 6, DDA = 11.

Industry/University Cooperative Research

Centers

Total Students Trained

0

200

400

600

800

1000

1200

'01* '02* '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD (2017 Mean = 14.14) Masters (2017 Mean = 6.31) BS (2017 Mean = 8.03)

3/22/2018 IUCRC Evaluation Project 33

* Prior to FY2003, the data on PhD and Master’s students were collected together.

Industry/University Cooperative Research

Centers

Average Students Trained

0

5

10

15

20

25

'01* '02* '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

3/22/2018 IUCRC Evaluation Project 34

* Prior to FY2003, the data on PhD and Master’s students were collected together.

Industry/University Cooperative Research

Centers

Total Students Graduated

0

50

100

150

200

250

300

350

400

450

'01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD (2017 Mean = 3.56) Masters (2017 Mean = 3.84) BS (2017 Mean = 2.81)

3/22/2018 IUCRC Evaluation Project 35

Industry/University Cooperative Research

Centers

Average Students Graduated

0

1

2

3

4

5

6

7

8

'01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

3/22/2018 IUCRC Evaluation Project 36

Industry/University Cooperative Research

Centers

Total Graduates Hired by Industry & Government Members

0

20

40

60

80

100

120

140

'02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD (2017 Mean = .89) Masters (2017 Mean = .60) BS (2017 Mean = .21)

3/22/2018 IUCRC Evaluation Project 37

Industry/University Cooperative Research

Centers

Average Graduates Hired by Industry & Government Members

0

0.5

1

1.5

2

2.5

'04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

3/22/2018 IUCRC Evaluation Project 38

Industry/University Cooperative Research

Centers

IUCRC Alumni Career Outcomes: Total FY2017 Graduates Hired

97

22

236

41

20

46

103

147

0

50

100

150

200

250

300

350

Industry Govt Academia Not Reported

Continuing Edu.

Postdoc

Faculty

Non-Member Org.

Member Org.

3/22/2018 IUCRC Evaluation Project 39

Industry/University Cooperative Research

Centers

IUCRC Alumni Career Outcomes: Percent of FY2017 Graduates Hired

13.6%

3.1%

33.1%

5.8%

2.8%

6.5%

14.5%

20.6%

0.0%

5.0%

10.0%

15.0%

20.0%

25.0%

30.0%

35.0%

40.0%

45.0%

50.0%

Industry Govt Academia Not Reported

Continuing Edu.

Postdoc

Faculty

Non-Member Org.

Member Org.

23.8%

3/22/2018 IUCRC Evaluation Project 40

46.7%

8.9%

Industry/University Cooperative Research

Centers

IUCRC Alumni Career Outcomes: Mean FY2017 Graduates Hired per Center

1.39

0.31

3.37

0.59

0.29

0.66

1.47

2.10

0.00

0.50

1.00

1.50

2.00

2.50

3.00

3.50

4.00

4.50

5.00

Industry Govt Academia Not Reported

Continuing Edu.

Postdoc

Faculty

Non-Member Org.

Member Org.

3/22/2018 IUCRC Evaluation Project 41

Industry/University Cooperative Research

Centers

IUCRC Alumni Career Outcomes: Total Graduates Hired over time

0

50

100

150

200

250

300

2015 2016 2017

Industry Mem.

Industry Non-Mem

Govt Mem

Govt Non-Mem

Faculty

Postdoc

Cont Edu

3/22/2018 IUCRC Evaluation Project 42

Industry/University Cooperative Research

Centers

IUCRC Alumni Career Outcomes: Total FY2017 Graduates Hired by Degree Level

49

55

NA

NA

14

3

60

12

64

48

NA

1

16

9

95

32

34

NA

46

19

11

10

74

52

0 50 100 150 200 250

Not Reported

Continuing Education

Postdoc

Faculty

Gov't Non-Member

Gov't Member

Industry Non-Member

Industry Member

BS MS PhD

3/22/2018 IUCRC Evaluation Project 43

Industry/University Cooperative Research

Centers

IUCRC Alumni Career Outcomes: Percent of FY2017 Graduates Hired by Degree Level

25%

28%

NA

NA

7%

2%

31%

6%

24%

18%

NA

0%

6%

3%

36%

12%

17%

NA

13%

11%

4%

1%

32%

22%

Not Reported

Cont Edu

Postdoc

Faculty

Govt Non-Mem

Govt Mem

Industry Non-Mem

Industry Mem.

BS MS PhD

3/22/2018 IUCRC Evaluation Project 44

Industry/University Cooperative Research

Centers

IUCRC Alumni Career Outcomes: FY2017 Graduates Hired per Center by Degree Level

0.70

0.79

NA

NA

0.20

0.04

0.86

0.17

0.91

0.69

NA

0.01

0.23

0.13

1.36

0.46

0.49

NA

0.66

0.27

0.16

0.14

1.06

0.74

Not Reported

Cont Edu

Postdoc

Faculty

Govt Non-Mem

Govt Mem

Industry Non-Mem

Industry Mem.

BS MS PhD3/22/2018 IUCRC Evaluation Project 45

Industry/University Cooperative Research

Centers

CISE & ENG Partnership Some Comparisons and Recent Trends

3/22/2018 IUCRC Evaluation Project 46

Industry/University Cooperative Research

Centers

Growth in N of CISE & ENG Centers over time

0

10

20

30

40

50

60

2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017

Perc

enta

ge

N CISE N ENG

3/22/2018 IUCRC Evaluation Project 47

Industry/University Cooperative Research

Centers

FY2017 CISE & ENG: Funding by Source

Total Dollars

$0

$10,000,000

$20,000,000

$30,000,000

$40,000,000

$50,000,000

$60,000,000

$70,000,000

CISE ENG

Average Dollars

$0

$200,000

$400,000

$600,000

$800,000

$1,000,000

$1,200,000

$1,400,000

$1,600,000

CISE ENG

3/22/2018 IUCRC Evaluation Project 48

ENG Average funding is higher than CISE average for the first time

Industry/University Cooperative Research

Centers

CISE & ENG: Average Students Trained

CISE

0

5

10

15

20

25

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

ENG

0

5

10

15

20

25

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

3/22/2018 IUCRC Evaluation Project 49

Industry/University Cooperative Research

Centers

CISE & ENG: Average Students Graduated

CISE

0

1

2

3

4

5

6

7

8

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

ENG

0

1

2

3

4

5

6

7

8

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

3/22/2018 IUCRC Evaluation Project 50

Industry/University Cooperative Research

Centers

CISE & ENG: Average Students Hired by Members

CISE

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

ENG

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

PhD Masters BS

3/22/2018 IUCRC Evaluation Project 51

Industry/University Cooperative Research

Centers

CISE & ENG: Total Intellectual Property & Commercialization Events CISE

0

20

40

60

80

100

120

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

*Invention Disclosures

Patent Applications

Patents Granted

Software Copyrights

Licensing Agreements

Royalties Realized

Spinoff CompaniesFormed

ENG

0

20

40

60

80

100

120

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

3/22/2018 IUCRC Evaluation Project 52

*Invention Disclosures Outliers: CISE 2014: CVDI = 40, CITeR = 17, E-Design = 12. ENG 2014: BSAC = 20. ENG 2015: BSAC = 32, ENG 2016: BSAC = 25.

Industry/University Cooperative Research

Centers

CISE & ENG: Average Intellectual Property & Commercialization Events CISE

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

*Invention Disclosures

Patent Applications

Patents Granted

Software Copyrights

Licensing Agreements

Royalties Realized

Spinoff CompaniesFormed

ENG

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

'08 '09 '10 '11 '12 '13 '14 '15 '16 '17

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*Invention Disclosures Outliers: CISE 2014: CVDI = 40, CITeR = 17, E-Design = 12. ENG 2014: BSAC = 20. ENG 2015: BSAC = 32, , ENG 2016: BSAC = 25.

Industry/University Cooperative Research

Centers

FY2017 Phase-based comparison

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Industry/University Cooperative Research

Centers

N of Centers by Phase

0

5

10

15

20

25

30

35

40

45

2012 2013 2014 2015 2016 2017

Phase I Phase II Phase III

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Industry/University Cooperative Research

Centers

Total Program Funding

$27,059,165

$43,773,980

$20,673,014

$0

$5,000,000

$10,000,000

$15,000,000

$20,000,000

$25,000,000

$30,000,000

$35,000,000

$40,000,000

$45,000,000

$50,000,000

Phase I (N=29) Phase II (N=32) Phase III (N=9)

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Industry/University Cooperative Research

Centers

Average & Median Total Center Funding

$933,074.64

$1,367,936.87

$2,297,001.54

$806,000.00

$1,037,198.50 $1,159,406.00

$0

$500,000

$1,000,000

$1,500,000

$2,000,000

$2,500,000

$3,000,000

Phase I (N=29) Phase II (N=32) Phase III (N=9)

Average Median

Centers get larger over time

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Industry/University Cooperative Research

Centers

Average NSF IUCRC Awards & Supplements

$240,588 $260,631

$147,480

$0

$50,000

$100,000

$150,000

$200,000

$250,000

$300,000

Phase I (N=29) Phase II (N=32) Phase III (N=9)

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Industry/University Cooperative Research

Centers

Total Funding by Source in Percentages

3%

6%

5%

5%

26%

5%

51%

6%

3%

5%

3%

19%

4%

60%

1%

3%

33%

9%

6%

8%

38%

State

Non-Fed

Fed

NSF Other

NSF IUCRC

Addl Industry

Mem. Fees

Phase I (N=29) Phase II (N=32) Phase III (N=9)

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Industry/University Cooperative Research

Centers

Industrial Memberships

Total Number of Memberships

0

100

200

300

400

500

600

700

800

Phase I (N=29) Phase II (N=32) Phase III (N=9)

Average Number of Memberships

0

5

10

15

20

25

Phase I (N=29) Phase II (N=32) Phase III (N=9)

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Industry/University Cooperative Research

Centers

Average Membership Turn Over

0

0.5

1

1.5

2

2.5

3

3.5

4

Phase I (N=29) Phase II (N=32) Phase III (N=9)

Members Addded this FY Members Left this FY

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*Newly funded Centers’ members are not counted as Members Added

Industry/University Cooperative Research

Centers

Membership Turnover Rate

19.16%

17.26%

20.12%

0%

5%

10%

15%

20%

25%

Phase I Phase II Phase III

FY16 21%

FY16 24%

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Turnover % = Members terminated in “year X+1” / Total members in “year X”

FY16 20%

Industry/University Cooperative Research

Centers

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Average Number of Intellectual Property & Commercialization Events

0.52

0.41

0.24

0.07

0.03

0.00

0.10

1.75

0.84

0.41

0.09

0.06

0.00

0.06

2.22

3.56

0.33

0.00

2.00

1.78

0.00

-0.30 0.70 1.70 2.70 3.70 4.70 5.70 6.70

Invention Disclosures

Patent Applications

Patents Granted

Software Copyrights

Licensing Agreements

Royalties Realized

Spinoff Companies Formed

Phase I (N=29) Phase II (N=32) Phase III (N=9)

BSAC is a Phase 3 Outlier: Invent. disclosures = 18 Patent applications = 25 Licensing agreements = 18 Royalties Realized = 16

Industry/University Cooperative Research

Centers

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Average Number of Intellectual Property & Commercialization Events*

0.52

0.41

0.24

0.07

0.03

0.00

0.10

1.75

0.84

0.41

0.09

0.06

0.00

0.06

0.25

0.88

0.25

0.00

0.00

0.00

0.00

0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00

Invention Disclosures

Patent Applications

Patents Granted

Software Copyrights

Licensing Agreements

Royalties Realized

Spinoff Companies Formed

Phase I (N=29) Phase II (N=32) Phase III (N=9)

*Excludes BSAC is a Phase 3 Outlier

Industry/University Cooperative Research

Centers

Average Students Graduated

1.41

3.81 3.78

1.41

5.84

4.56

2.86

3.53

5.89

0.00

1.00

2.00

3.00

4.00

5.00

6.00

7.00

Phase I (N=29) Phase II (N=32) Phase III (N=9)

BS Masters PhD

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Industry/University Cooperative Research

Centers

Average Students Hired by Members

0.21 0.16

0.44

0.24

0.84 0.89

0.62

1.13

0.89

0.00

0.20

0.40

0.60

0.80

1.00

1.20

Phase I (N=29) Phase II (N=32) Phase III (N=9)

BS Masters PhD

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Industry/University Cooperative Research

Centers

Questions? iucrc@ncsu.edu

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