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Lecture 5: Foliation minimal sets

Steven Hurder

University of Illinois at Chicagowww.math.uic.edu/∼hurder/talks/

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 1 / 14

Minimal sets

Z ⊂ M minimal ⇐⇒ closed and every leaf L ⊂ Z is dense.

W ⊂ M is transitive ⇐⇒ closed and there exists a dense leaf L ⊂ Z

M compact then minimal sets for foliations always exist.

Transitive sets are most important for flows – Axiom A attractors, haveminimal sets which are periodic orbits in the domain of attraction.

Understanding minimal sets of foliations causes enough trouble.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 2 / 14

Minimal sets

Z ⊂ M minimal ⇐⇒ closed and every leaf L ⊂ Z is dense.

W ⊂ M is transitive ⇐⇒ closed and there exists a dense leaf L ⊂ Z

M compact then minimal sets for foliations always exist.

Transitive sets are most important for flows – Axiom A attractors, haveminimal sets which are periodic orbits in the domain of attraction.

Understanding minimal sets of foliations causes enough trouble.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 2 / 14

Minimal sets

Z ⊂ M minimal ⇐⇒ closed and every leaf L ⊂ Z is dense.

W ⊂ M is transitive ⇐⇒ closed and there exists a dense leaf L ⊂ Z

M compact then minimal sets for foliations always exist.

Transitive sets are most important for flows – Axiom A attractors, haveminimal sets which are periodic orbits in the domain of attraction.

Understanding minimal sets of foliations causes enough trouble.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 2 / 14

Shape of minimal sets

Z ⊂ M a compact set.

Definition: The shape of Z is the equivalence class of any descending

chain of open subsets M ⊃ V1 ⊃ · · · ⊃ Vk ⊃ · · · ⊃ Z with Z =⋂

k→∞Vk

Choose a basepoint w0 ∈ Z. A minimal set Z has stable shape if thepointed inclusions

(Vk+1,w0) ⊂ (Vk ,w0)

are homotopy equivalences for all k � 0.

The shape fundamental group:

π1(Z,w0) = inv lim{π1(Vk ,w0)← π1(Vk+1,w0)}

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 3 / 14

Shape of minimal sets

Z ⊂ M a compact set.

Definition: The shape of Z is the equivalence class of any descending

chain of open subsets M ⊃ V1 ⊃ · · · ⊃ Vk ⊃ · · · ⊃ Z with Z =⋂

k→∞Vk

Choose a basepoint w0 ∈ Z. A minimal set Z has stable shape if thepointed inclusions

(Vk+1,w0) ⊂ (Vk ,w0)

are homotopy equivalences for all k � 0.

The shape fundamental group:

π1(Z,w0) = inv lim{π1(Vk ,w0)← π1(Vk+1,w0)}

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 3 / 14

Shape of minimal sets

Z ⊂ M a compact set.

Definition: The shape of Z is the equivalence class of any descending

chain of open subsets M ⊃ V1 ⊃ · · · ⊃ Vk ⊃ · · · ⊃ Z with Z =⋂

k→∞Vk

Choose a basepoint w0 ∈ Z. A minimal set Z has stable shape if thepointed inclusions

(Vk+1,w0) ⊂ (Vk ,w0)

are homotopy equivalences for all k � 0.

The shape fundamental group:

π1(Z,w0) = inv lim{π1(Vk ,w0)← π1(Vk+1,w0)}

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 3 / 14

DA examples

The “DA process” converts the irrational slope foliation into anexceptional minimal set for a DA map:

These minimal sets are stable: π1(Z,w0) = π1(T2 − {w1}) ∼= Z ∗ Z.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 4 / 14

Foliated shape fundamental group

εL > 0 is Lebesgue number for an open cover of M by foliation charts.

Given a leafwise path τw ,z : [0, 1]→ Lw suppose that dM(w , z) < δ < εL.

Then τ defines closed path in Vδ = {x ∈ M | dM(x ,Z) < δ}, andholonomy map hτ .

This is called an approximate holonomy orbit, and generalize a similarconcept for hyperbolic flows.

Such holonomy maps define the shape dynamics of Z..

Problem: Given a minimal set Z, what can se saw about the “shapedynamics” of Z.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 5 / 14

Foliated shape fundamental group

εL > 0 is Lebesgue number for an open cover of M by foliation charts.

Given a leafwise path τw ,z : [0, 1]→ Lw suppose that dM(w , z) < δ < εL.

Then τ defines closed path in Vδ = {x ∈ M | dM(x ,Z) < δ}, andholonomy map hτ .

This is called an approximate holonomy orbit, and generalize a similarconcept for hyperbolic flows.

Such holonomy maps define the shape dynamics of Z..

Problem: Given a minimal set Z, what can se saw about the “shapedynamics” of Z.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 5 / 14

Hyperbolic minimal sets

Definition: A minimal set Z is said to be hyperbolic if Z ∩MH 6= ∅, anduniformly hyperbolic if Z ⊂ MH.

Proposition: If Z is hyperbolic, then there exists hyperbolic approximateholonomy maps for Z. That is, there exists closed orbits defined onarbitrarily small open neighborhoods of Z along which the normalholonomy has contracting directions.

Problem: Suppose that F is a C 2foliation of codimension one, and F is ahyperbolic exceptional minimal set. Must Z have Lebesgue measure zero?

Problem: Can we even begin to classify the stable exceptional minimalsets for C 1-foliations?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 6 / 14

Hyperbolic minimal sets

Definition: A minimal set Z is said to be hyperbolic if Z ∩MH 6= ∅, anduniformly hyperbolic if Z ⊂ MH.

Proposition: If Z is hyperbolic, then there exists hyperbolic approximateholonomy maps for Z. That is, there exists closed orbits defined onarbitrarily small open neighborhoods of Z along which the normalholonomy has contracting directions.

Problem: Suppose that F is a C 2foliation of codimension one, and F is ahyperbolic exceptional minimal set. Must Z have Lebesgue measure zero?

Problem: Can we even begin to classify the stable exceptional minimalsets for C 1-foliations?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 6 / 14

Hyperbolic minimal sets

Definition: A minimal set Z is said to be hyperbolic if Z ∩MH 6= ∅, anduniformly hyperbolic if Z ⊂ MH.

Proposition: If Z is hyperbolic, then there exists hyperbolic approximateholonomy maps for Z. That is, there exists closed orbits defined onarbitrarily small open neighborhoods of Z along which the normalholonomy has contracting directions.

Problem: Suppose that F is a C 2foliation of codimension one, and F is ahyperbolic exceptional minimal set. Must Z have Lebesgue measure zero?

Problem: Can we even begin to classify the stable exceptional minimalsets for C 1-foliations?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 6 / 14

Hyperbolic minimal sets

Definition: A minimal set Z is said to be hyperbolic if Z ∩MH 6= ∅, anduniformly hyperbolic if Z ⊂ MH.

Proposition: If Z is hyperbolic, then there exists hyperbolic approximateholonomy maps for Z. That is, there exists closed orbits defined onarbitrarily small open neighborhoods of Z along which the normalholonomy has contracting directions.

Problem: Suppose that F is a C 2foliation of codimension one, and F is ahyperbolic exceptional minimal set. Must Z have Lebesgue measure zero?

Problem: Can we even begin to classify the stable exceptional minimalsets for C 1-foliations?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 6 / 14

Minimal sets defined by an IFS

Let K ⊂ Rn be compact convex set, and h` : K → K affine maps.

Then pseudogroup generated by {h1, . . . , hk} on K ⊂ Rn is called aIterated Function System.

For J = (j1, j2, . . . , jm) set hJ = hj1 ◦ · · · ◦ hjm : K → K .

Proposition: If each map h` is a contraction, then K∗ =⋂

hJ(K ) is a

hyperbolic minimal set.

This construction has many generalizations, and leads to a variety ofinteresting examples.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 7 / 14

Minimal sets defined by an IFS

Let K ⊂ Rn be compact convex set, and h` : K → K affine maps.

Then pseudogroup generated by {h1, . . . , hk} on K ⊂ Rn is called aIterated Function System.

For J = (j1, j2, . . . , jm) set hJ = hj1 ◦ · · · ◦ hjm : K → K .

Proposition: If each map h` is a contraction, then K∗ =⋂

hJ(K ) is a

hyperbolic minimal set.

This construction has many generalizations, and leads to a variety ofinteresting examples.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 7 / 14

Minimal sets defined by an IFS

Let K ⊂ Rn be compact convex set, and h` : K → K affine maps.

Then pseudogroup generated by {h1, . . . , hk} on K ⊂ Rn is called aIterated Function System.

For J = (j1, j2, . . . , jm) set hJ = hj1 ◦ · · · ◦ hjm : K → K .

Proposition: If each map h` is a contraction, then K∗ =⋂

hJ(K ) is a

hyperbolic minimal set.

This construction has many generalizations, and leads to a variety ofinteresting examples.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 7 / 14

A hyperbolic minimal set defined by an IFS

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 8 / 14

Parabolic minimal sets

Definition: A minimal set Z is said to be parabolic if Z ∩MH = ∅.

Proposition: Let F be a C 1-foliation of a compact manifold M, with allleaves of F compact. Then every leaf of F is a parabolic minimal set.

Proof: If some holonomy transformation along Lw has a non-unitaryeigenvalue, then it has a stable manifold.

What other sorts of parabolic minimal sets are there?

Proposition: A parabolic minimal set has zero entropy.

Question: What are the zero entropy minimal sets?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 9 / 14

Parabolic minimal sets

Definition: A minimal set Z is said to be parabolic if Z ∩MH = ∅.

Proposition: Let F be a C 1-foliation of a compact manifold M, with allleaves of F compact. Then every leaf of F is a parabolic minimal set.

Proof: If some holonomy transformation along Lw has a non-unitaryeigenvalue, then it has a stable manifold.

What other sorts of parabolic minimal sets are there?

Proposition: A parabolic minimal set has zero entropy.

Question: What are the zero entropy minimal sets?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 9 / 14

Parabolic minimal sets

Definition: A minimal set Z is said to be parabolic if Z ∩MH = ∅.

Proposition: Let F be a C 1-foliation of a compact manifold M, with allleaves of F compact. Then every leaf of F is a parabolic minimal set.

Proof: If some holonomy transformation along Lw has a non-unitaryeigenvalue, then it has a stable manifold.

What other sorts of parabolic minimal sets are there?

Proposition: A parabolic minimal set has zero entropy.

Question: What are the zero entropy minimal sets?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 9 / 14

Parabolic minimal sets

Definition: A minimal set Z is said to be parabolic if Z ∩MH = ∅.

Proposition: Let F be a C 1-foliation of a compact manifold M, with allleaves of F compact. Then every leaf of F is a parabolic minimal set.

Proof: If some holonomy transformation along Lw has a non-unitaryeigenvalue, then it has a stable manifold.

What other sorts of parabolic minimal sets are there?

Proposition: A parabolic minimal set has zero entropy.

Question: What are the zero entropy minimal sets?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 9 / 14

Parabolic minimal sets

Definition: A minimal set Z is said to be parabolic if Z ∩MH = ∅.

Proposition: Let F be a C 1-foliation of a compact manifold M, with allleaves of F compact. Then every leaf of F is a parabolic minimal set.

Proof: If some holonomy transformation along Lw has a non-unitaryeigenvalue, then it has a stable manifold.

What other sorts of parabolic minimal sets are there?

Proposition: A parabolic minimal set has zero entropy.

Question: What are the zero entropy minimal sets?

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 9 / 14

Solenoidal minimal sets

An n-dimensional solenoid is an inverse limit space

S = lim←{p`+1 : L`+1 → L`}

where for ` ≥ 0, L` is a closed, oriented, n-dimensional manifold, andp`+1 : L`+1 → L` are smooth, orientation-preserving proper covering maps.

Theorem: [Clark-H 2008] Let F0 be a C r -foliation of codimension q ≥ 2on a manifold M. Let L0 be a compact leaf with H1(L0;R) 6= 0, andsuppose that F0 is a product foliation in some open neighborhood U ofL0. Then there exists a foliation F on M which is C r -close to F0, and Fhas a solenoidal minimal set contained in U with base L0. If F0 is a distalfoliation, then F is also distal.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 10 / 14

Solenoidal minimal sets

An n-dimensional solenoid is an inverse limit space

S = lim←{p`+1 : L`+1 → L`}

where for ` ≥ 0, L` is a closed, oriented, n-dimensional manifold, andp`+1 : L`+1 → L` are smooth, orientation-preserving proper covering maps.

Theorem: [Clark-H 2008] Let F0 be a C r -foliation of codimension q ≥ 2on a manifold M. Let L0 be a compact leaf with H1(L0;R) 6= 0, andsuppose that F0 is a product foliation in some open neighborhood U ofL0. Then there exists a foliation F on M which is C r -close to F0, and Fhas a solenoidal minimal set contained in U with base L0. If F0 is a distalfoliation, then F is also distal.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 10 / 14

Solenoidal minimal sets

This is a consequence of a general construction:

Theorem: Let L0 be a closed oriented manifold of dimension n, withH1(L0,R) 6= 0. Let q ≥ 2, r ≥ 1, and F0 denote the product foliation ofM = L0 × Dq. Then there exists a C r -foliation F of M which is C r -closeto F0, such that F is a volume-preserving, distal foliation, and satisfies

1 L0 is a leaf of F2 F = F0 near the boundary of M

3 F has a minimal set S which is a generalized solenoid with base L04 each leaf L ⊂ S is a covering of L0.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 11 / 14

Constructing solenoids

This is a consequence of a general construction:

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 12 / 14

Problemos de la semana

Monday [3/5/2010]: Characterize the transversally hyperbolic invariantprobability measures µ∗ for the foliation geodesic flow of a given foliation.

Tuesday [4/5/2010]: Classify the foliations with subexponential orbitcomplexity and distal transverse structure.

Wednesday [5/5/2010]: Find conditions on the geometry of a foliationsuch that exponential orbit growth implies positive entropy.

Thursday [6/5/2010]: Find conditions on the Lyapunov spectrum andinvariant measures for the geodesic flow which implies positive entropy.

Friday [7/5/2010]: Characterize the exceptional minimal sets of zeroentropy.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 13 / 14

References

J.-M. Gambaudo and C. Tresser, Diffeomorphisms with infinitely many strangeattractors, J. Complexity, 6:409–416, 1990.

J.-M. Gambaudo, D. Sullivan and C. Tresser, Infinite cascades of braids and smoothdynamical systems, Topology, 33:85–94, 1994.

J. Kennedy and J. Yorke, Bizarre topology is natural in dynamical systems, Bull. Amer.Math. Soc. (N.S.), 32:309–316, 1995.

A. Bıs, S. Hurder, and J. Shive, Hirsch foliations in codimension greater than one, inFoliations 2005, World Scientific Publishing, 2006: 71–108.

A. Clark and S. Hurder, Embedding matchbox manifolds, preprint 2008.

S. Hurder, Classifying foliations, Foliations, Topology and Geometry, Contemp Math.Vol. 498, AMS 2009, pages 1–65.

A. Bis and S. Hurder, Markov minimal sets of foliations, 2010.

S. Hurder and A. Rechtman, Some remarks on pseudogroups of four generators, 2010.

A. Clark, S. Hurder & O. Lukina, Classifying Matchbox Manifolds, 2010.

Steven Hurder (UIC) Dynamics of Foliations May 7, 2010 14 / 14