Mutation, selection, and ancestry in the deterministic limit of the Moran model

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Moran model Ancestries References

Mutation, selection, and ancestry in thedeterministic limit of the Moran model

Sebastian Hummel

based on joint work (in progress) with Ellen Baake and Fernando Cordero andthanks to many discussions with Anton Wakolbinger

Bielefeld University

Genealogies of Interacting Particle Systems

08.08.2017

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 1 / 39

Moran model Ancestries References

Mutation, selection, and ancestry in the deterministic limitof the Moran model

1 2-type Moran model and its deterministic limit2-type Moran modelDeterministic limitProperties of deterministic limit

2 Ancestries in the Moran model and in the deterministic limitAncestral selection graphKilled ancestral selection graphPruned lookdown ancestral selection graph

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 2 / 39

Moran model Ancestries References

Mutation, selection, and ancestry in the deterministic limitof the Moran model

1 2-type Moran model and its deterministic limit2-type Moran modelDeterministic limitProperties of deterministic limit

2 Ancestries in the Moran model and in the deterministic limitAncestral selection graphKilled ancestral selection graphPruned lookdown ancestral selection graph

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 3 / 39

Moran model Ancestries References

at rate 1

at rate s

1

0

0

1

1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 4 / 39

Moran model Ancestries References

1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 5 / 39

Moran model Ancestries References

1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 5 / 39

Moran model Ancestries References

1 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 5 / 39

Moran model Ancestries References

0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 6 / 39

Moran model Ancestries References

0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 6 / 39

Moran model Ancestries References

at rate 𝑢𝑣0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 7 / 39

Moran model Ancestries References

0

at rate 𝑢𝑣0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 7 / 39

Moran model Ancestries References

at rate 𝑢𝑣1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 8 / 39

Moran model Ancestries References

at rate 𝑢𝑣1

1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 8 / 39

Moran model Ancestries References

Moran model with 2-typesHaploid population of fixed size NTypes: 0 (’fit’) and 1 (’unfit’)Individuals of type 1 reproduce at rate 1Individuals of type 0 reproduce at rate 1 + s, s ≥ 0Single offspring inherits parent’s type and replaces uniformlychosen individualParent-independent mutation at rate u > 0Resulting type: 0 with probability ν0; 1 with probability ν1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 9 / 39

Moran model Ancestries References

Graphical representation of 2-type Moran model

×

×

×

×

×0 tt

Type 0 (’fit’)Type 1 (’unfit’)

Mutation to type 0× Mutation to type 1

Selective arrowNeutral arrow

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 10 / 39

Moran model Ancestries References

Graphical representation of 2-type Moran model

×

×

×

×

×0 tt

Type 0 (’fit’)Type 1 (’unfit’)

Mutation to type 0× Mutation to type 1

Selective arrowNeutral arrow

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 10 / 39

Moran model Ancestries References

Graphical representation of 2-type Moran model

×

×

×

×

×0 tt

Type 0 (’fit’)Type 1 (’unfit’)

Mutation to type 0× Mutation to type 1

Selective arrowNeutral arrow

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 10 / 39

Moran model Ancestries References

Graphical representation of 2-type Moran model

×

×

×

×

×0 tt

Type 0 (’fit’)Type 1 (’unfit’)

Mutation to type 0× Mutation to type 1

Selective arrowNeutral arrow

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 10 / 39

Moran model Ancestries References

Deterministic limit of the Moran modelY

(N)t proportion of type 1 is Markov process on [0, 1]

y(t, y0) solution of IVP

dy

dt(t) = −sy(t)(1− y(t))− uν0y(t) + uν1(1− y(t)) (t ≥ 0)

y(0) = y0 for y0 ∈ [0, 1]

If limN→∞ Y(N)

0 = y0, then ∀ε, T > 0,

limN→∞

P(

supt≤T|Y (N)t − y(t, y0)| > ε

)= 0

Convergence carries over to the stationary state (t→∞)Neither time nor parameters are rescaled

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 11 / 39

Moran model Ancestries References

Deterministic limit of the Moran modelY

(N)t proportion of type 1 is Markov process on [0, 1]y(t, y0) solution of IVP

dy

dt(t) = −sy(t)(1− y(t))− uν0y(t) + uν1(1− y(t)) (t ≥ 0)

y(0) = y0 for y0 ∈ [0, 1]

If limN→∞ Y(N)

0 = y0, then ∀ε, T > 0,

limN→∞

P(

supt≤T|Y (N)t − y(t, y0)| > ε

)= 0

Convergence carries over to the stationary state (t→∞)Neither time nor parameters are rescaled

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 11 / 39

Moran model Ancestries References

Deterministic limit of the Moran modelY

(N)t proportion of type 1 is Markov process on [0, 1]y(t, y0) solution of IVP

dy

dt(t) = −sy(t)(1− y(t))− uν0y(t) + uν1(1− y(t)) (t ≥ 0)

y(0) = y0 for y0 ∈ [0, 1]

If limN→∞ Y(N)

0 = y0, then ∀ε, T > 0,

limN→∞

P(

supt≤T|Y (N)t − y(t, y0)| > ε

)= 0

Convergence carries over to the stationary state (t→∞)Neither time nor parameters are rescaled

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 11 / 39

Moran model Ancestries References

Deterministic limit of the Moran modelY

(N)t proportion of type 1 is Markov process on [0, 1]y(t, y0) solution of IVP

dy

dt(t) = −sy(t)(1− y(t))− uν0y(t) + uν1(1− y(t)) (t ≥ 0)

y(0) = y0 for y0 ∈ [0, 1]

If limN→∞ Y(N)

0 = y0, then ∀ε, T > 0,

limN→∞

P(

supt≤T|Y (N)t − y(t, y0)| > ε

)= 0

Convergence carries over to the stationary state (t→∞)

Neither time nor parameters are rescaled

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 11 / 39

Moran model Ancestries References

Deterministic limit of the Moran modelY

(N)t proportion of type 1 is Markov process on [0, 1]y(t, y0) solution of IVP

dy

dt(t) = −sy(t)(1− y(t))− uν0y(t) + uν1(1− y(t)) (t ≥ 0)

y(0) = y0 for y0 ∈ [0, 1]

If limN→∞ Y(N)

0 = y0, then ∀ε, T > 0,

limN→∞

P(

supt≤T|Y (N)t − y(t, y0)| > ε

)= 0

Convergence carries over to the stationary state (t→∞)Neither time nor parameters are rescaled

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 11 / 39

Moran model Ancestries References

Properties of the deterministic limit y(t; y0)If s = 0: unique equilibrium y = ν1 ⇒ stable

If s > 0, two equilibria

y = 12

1 + u

s−

√(1− u

s

)2+ 4u

sν0

∈ [0, 1]

y? = 12

1 + u

s+

√(1− u

s

)2+ 4u

sν0

≥ 1

If ν0 > 0,y ∈ [0, 1)→ stable; y? > 1→ unstableIf ν0 = 0,y = min

{us , 1

}→ stable; y? = max

{1, us

}→ unstable

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 12 / 39

Moran model Ancestries References

Properties of the deterministic limit y(t; y0)If s = 0: unique equilibrium y = ν1 ⇒ stableIf s > 0, two equilibria

y = 12

1 + u

s−

√(1− u

s

)2+ 4u

sν0

∈ [0, 1]

y? = 12

1 + u

s+

√(1− u

s

)2+ 4u

sν0

≥ 1

If ν0 > 0,y ∈ [0, 1)→ stable; y? > 1→ unstableIf ν0 = 0,y = min

{us , 1

}→ stable; y? = max

{1, us

}→ unstable

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 12 / 39

Moran model Ancestries References

Properties of the deterministic limit y(t; y0)If s = 0: unique equilibrium y = ν1 ⇒ stableIf s > 0, two equilibria

y = 12

1 + u

s−

√(1− u

s

)2+ 4u

sν0

∈ [0, 1]

y? = 12

1 + u

s+

√(1− u

s

)2+ 4u

sν0

≥ 1

If ν0 > 0,y ∈ [0, 1)→ stable; y? > 1→ unstable

If ν0 = 0,y = min

{us , 1

}→ stable; y? = max

{1, us

}→ unstable

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 12 / 39

Moran model Ancestries References

Properties of the deterministic limit y(t; y0)If s = 0: unique equilibrium y = ν1 ⇒ stableIf s > 0, two equilibria

y = 12

1 + u

s−

√(1− u

s

)2+ 4u

sν0

∈ [0, 1]

y? = 12

1 + u

s+

√(1− u

s

)2+ 4u

sν0

≥ 1

If ν0 > 0,y ∈ [0, 1)→ stable; y? > 1→ unstableIf ν0 = 0,y = min

{us , 1

}→ stable; y? = max

{1, us

}→ unstable

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 12 / 39

Moran model Ancestries References

The equilibrium frequency

0 0.2 0.4 0.6 0.8 1 1.2 1.40

0.2

0.4

0.6

0.8

1

1.2

u/s

lim t→∞y

(t;y

0)

ν0 = 1100

ν0 = 0

Black line: stable. Grey line: unstable.

- error threshold -Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 13 / 39

Moran model Ancestries References

Properties of the deterministic limit y(t; y0)If y ∈ (0, 1) and y0 ∈ (0, 1), then

if y0 < y ⇒ y(t; y0) monotonically increases to y as t→∞if y0 > y ⇒ y(t; y0) monotonically decreases to y as t→∞

y0=1

y0=0

y0=0.5

y0=0.9

y0= y

500 1000 1500 2000

0.2

0.4

0.6

0.8

1.0

Parameters: s = 1100 , u = 1

300 , ν0 = 11000 , ν1 = 1− 1

1000

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 14 / 39

Moran model Ancestries References

Mutation, selection, and ancestry in the deterministic limitof the Moran model

1 2-type Moran model and its deterministic limit2-type Moran modelDeterministic limitProperties of deterministic limit

2 Ancestries in the Moran model and in the deterministic limitAncestral selection graphKilled ancestral selection graphPruned lookdown ancestral selection graph

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 15 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Ancestral selection graph (ASG)

Introduced by Krone and Neuhauser [1997]

×

×

×

×

×0

×

×

×

×

×0

r 0

t

r

t

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 16 / 39

Moran model Ancestries References

Pecking order

D=Descendant C=Continuing I=Incoming

DC

I

1

1

1DC

I

0

1

0

DC

I

1

0

0DC

I

0

0

0

Descendant is of type 1 ⇔ all potential ancestors are of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 17 / 39

Moran model Ancestries References

Pecking order

D=Descendant C=Continuing I=Incoming

DC

I

1

1

1DC

I

0

1

0

DC

I

1

0

0DC

I

0

0

0

Descendant is of type 1 ⇔ all potential ancestors are of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 17 / 39

Moran model Ancestries References

ASG in the deterministic limit

No coalescence events, no collisionsBranching at rate s per existing lineMutation to type 0 at rate uν0 per existing lineMutation to type 1 at rate uν1 per existing line

×

×

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 18 / 39

Moran model Ancestries References

Type of uniformly chosen individual at time tForward picture

0 t

y(t; y0)

Backward picture?

y(t; y0)r 0

×

×

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 19 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0

×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0

×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0

×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0

×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0

×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0

×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0

×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

The killed ASGType of uniformly chosen individual?Count potential ancestors of a single individualStop ASG if type is determined

qR(k, k + 1) = ks

qR(k, k − 1) = kuν1

qR(k,∆) = kuν0×

×

→ (Rr)r≥0 counts potential ancestors until type is knownAbsorption states: 0 and ∆

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 20 / 39

Moran model Ancestries References

TheoremFor t ≥ 0,

y(t, y0)n = E

[yRt

0 | R0 = n]

∀n ∈ N0 ∪ {∆}, y0 ∈ [0, 1],

where y∆ := 0y(t, y0): proportion of type 1Rt: number of potential ancestors until descendant’s type is known

0 t

r 0

×

×

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 21 / 39

Moran model Ancestries References

TheoremFor t ≥ 0,

y(t, y0)n = E

[yRt

0 | R0 = n]

∀n ∈ N0 ∪ {∆}, y0 ∈ [0, 1],

where y∆ := 0y(t, y0): proportion of type 1Rt: number of potential ancestors until descendant’s type is known

0 t

r 0

×

×

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 21 / 39

Moran model Ancestries References

TheoremFor t ≥ 0,

y(t, y0)n = E

[yRt

0 | R0 = n]

∀n ∈ N0 ∪ {∆}, y0 ∈ [0, 1],

where y∆ := 0y(t, y0): proportion of type 1Rt: number of potential ancestors until descendant’s type is known

0 t

r 0

×

×

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 21 / 39

Moran model Ancestries References

Absorption probabilities of Rr

wn := P (limr→∞Rr = 0 | R0 = n)w0 = 1 and w∆ = 0

First-step analysis ⇒ wk = su+swk+1 + uν1

u+swk−1

Independence of ancestries ⇒ wk = wk1

Hence,

w1 =

12

(1 + u

s −√

(1− us )2 + 4us ν0

)if s > 0

ν1 s = 0

Duality ⇒ w1 = proportion of 1 at stationarity = y

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 22 / 39

Moran model Ancestries References

Absorption probabilities of Rr

wn := P (limr→∞Rr = 0 | R0 = n)w0 = 1 and w∆ = 0First-step analysis ⇒ wk = s

u+swk+1 + uν1u+swk−1

Independence of ancestries ⇒ wk = wk1

Hence,

w1 =

12

(1 + u

s −√

(1− us )2 + 4us ν0

)if s > 0

ν1 s = 0

Duality ⇒ w1 = proportion of 1 at stationarity = y

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 22 / 39

Moran model Ancestries References

Absorption probabilities of Rr

wn := P (limr→∞Rr = 0 | R0 = n)w0 = 1 and w∆ = 0First-step analysis ⇒ wk = s

u+swk+1 + uν1u+swk−1

Independence of ancestries ⇒ wk = wk1

Hence,

w1 =

12

(1 + u

s −√

(1− us )2 + 4us ν0

)if s > 0

ν1 s = 0

Duality ⇒ w1 = proportion of 1 at stationarity = y

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 22 / 39

Moran model Ancestries References

Absorption probabilities of Rr

wn := P (limr→∞Rr = 0 | R0 = n)w0 = 1 and w∆ = 0First-step analysis ⇒ wk = s

u+swk+1 + uν1u+swk−1

Independence of ancestries ⇒ wk = wk1

Hence,

w1 =

12

(1 + u

s −√

(1− us )2 + 4us ν0

)if s > 0

ν1 s = 0

Duality ⇒ w1 = proportion of 1 at stationarity = y

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 22 / 39

Moran model Ancestries References

Absorption probabilities of Rr

wn := P (limr→∞Rr = 0 | R0 = n)w0 = 1 and w∆ = 0First-step analysis ⇒ wk = s

u+swk+1 + uν1u+swk−1

Independence of ancestries ⇒ wk = wk1

Hence,

w1 =

12

(1 + u

s −√

(1− us )2 + 4us ν0

)if s > 0

ν1 s = 0

Duality ⇒ w1 = proportion of 1 at stationarity = y

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 22 / 39

Moran model Ancestries References

The equilibrium frequency and absorption probability

0 0.2 0.4 0.6 0.8 1 1.2 1.40

0.2

0.4

0.6

0.8

1

1.2

u/s

lim t→∞y

(t;y

0)

ν0 = 1100

ν0 = 0

Black line: stable. Grey line: unstable.

- error threshold -Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 23 / 39

Moran model Ancestries References

Representative ancestral typeDefinitionThe representative ancestral (RA) type at backward time r,denoted by Ir ∈ {0, 1}, is the type of the ancestor at backwardtime r of an individual uniformly chosen at time 0.

Quantities of interestg(y0, r) := Py0(Ir = 1)g∞(y0) := limr→∞ g(y0, r)→ conditional RA type distributiong∞(y)→ RA type distribution inequilibrium

×

×

r

y0

0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 24 / 39

Moran model Ancestries References

Representative ancestral typeDefinitionThe representative ancestral (RA) type at backward time r,denoted by Ir ∈ {0, 1}, is the type of the ancestor at backwardtime r of an individual uniformly chosen at time 0.Quantities of interest

g(y0, r) := Py0(Ir = 1)g∞(y0) := limr→∞ g(y0, r)→ conditional RA type distributiong∞(y)→ RA type distribution inequilibrium

×

×

r

y0

0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 24 / 39

Moran model Ancestries References

Pruned lookdown ASG (p-LD-ASG)In the diffusion case: Common ancestor type distributionFearnhead [2002] and Taylor [2007] ⇒ analytic argumentp-LD-ASG introduced by Lenz et al. [2015] ⇒ probabilisticargumentTranslation of p-LD-ASG to deterministic limit by Cordero[2017]

Idea of p-LD-ASG:Count potential ancestors of a single individualArrange potential ancestors in hierarchyMutations rule out some potential ancestors

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 25 / 39

Moran model Ancestries References

Pruned lookdown ASG (p-LD-ASG)In the diffusion case: Common ancestor type distributionFearnhead [2002] and Taylor [2007] ⇒ analytic argumentp-LD-ASG introduced by Lenz et al. [2015] ⇒ probabilisticargumentTranslation of p-LD-ASG to deterministic limit by Cordero[2017]

Idea of p-LD-ASG:Count potential ancestors of a single individualArrange potential ancestors in hierarchyMutations rule out some potential ancestors

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 25 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k

− 1

)uν1

+ 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k

− 1

)uν1

+ 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k

− 1

)uν1

+ 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k

− 1

)uν1

+ 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k

− 1

)uν1

+ 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k − 1)uν1

+ 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k − 1)uν1

+ 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k − 1)uν1

+ 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k − 1)uν1 + 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k − 1)uν1 + 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states

⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG in deterministic limit

qL(k, k + 1) = ks

qL(k, k − 1) = (k − 1)uν1 + 1{k>1}uν0

qL(k, l) = uν0 where l ∈ {1, . . . , k − 2}

××

⇒ (Lr)r≥0 line-counting process, no absorbing states⇒ ancestor of type 1⇔ all potential ancestors in p-LD-ASG of type 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 26 / 39

Moran model Ancestries References

p-LD-ASG - exploiting the hierarchy

⇒ g(y0, r) = E[yLr0 | L0 = 1]

= 1− (1− y0)∑n≥0

P (Lr > n | L0 = 1)yn0

g∞(y0) := limr→∞ g(y0, r) ??

Proposition

1 If s = 0, Lr absorbs in 1 almost surely2 If u < s and ν0 = 0, Lr is transient, so Lr →∞ a.s. (r →∞)3 If u = s and ν0 = 0, Lr is null recurrent4 If u > s or ν0 > 0, Lr is positive recurrent and the stationary

distribution is geometric with parameter 1− p, where

p ={

suν1

y, if ν1 > 0,s

u+s , if ν1 = 0.

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 27 / 39

Moran model Ancestries References

p-LD-ASG - exploiting the hierarchy

⇒ g(y0, r) = E[yLr0 | L0 = 1]

= 1− (1− y0)∑n≥0

P (Lr > n | L0 = 1)yn0

g∞(y0) := limr→∞ g(y0, r) ??

Proposition

1 If s = 0, Lr absorbs in 1 almost surely2 If u < s and ν0 = 0, Lr is transient, so Lr →∞ a.s. (r →∞)3 If u = s and ν0 = 0, Lr is null recurrent4 If u > s or ν0 > 0, Lr is positive recurrent and the stationary

distribution is geometric with parameter 1− p, where

p ={

suν1

y, if ν1 > 0,s

u+s , if ν1 = 0.

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 27 / 39

Moran model Ancestries References

p-LD-ASG - exploiting the hierarchy

⇒ g(y0, r) = E[yLr0 | L0 = 1]

= 1− (1− y0)∑n≥0

P (Lr > n | L0 = 1)yn0

g∞(y0) := limr→∞ g(y0, r) ??

Proposition

1 If s = 0, Lr absorbs in 1 almost surely2 If u < s and ν0 = 0, Lr is transient, so Lr →∞ a.s. (r →∞)3 If u = s and ν0 = 0, Lr is null recurrent4 If u > s or ν0 > 0, Lr is positive recurrent and the stationary

distribution is geometric with parameter 1− p, where

p ={

suν1

y, if ν1 > 0,s

u+s , if ν1 = 0.Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 27 / 39

Moran model Ancestries References

Intuition behind the geometric lawLet an := P (L∞ > n)

n+ 1

n

×

n+ 1

n+ 2

n+ 1

Then,an = s

u+ san−1 + uν1

u+ san+1

⇒ lack of memory property

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 28 / 39

Moran model Ancestries References

Intuition behind the geometric lawLet an := P (L∞ > n)

n+ 1

n

×

n+ 1

n+ 2

n+ 1

Then,an = s

u+ san−1 + uν1

u+ san+1

⇒ lack of memory property

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 28 / 39

Moran model Ancestries References

Intuition behind the geometric lawLet an := P (L∞ > n)

n+ 1

n

×

n+ 1

n+ 2

n+ 1

Then,an = s

u+ san−1 + uν1

u+ san+1

⇒ lack of memory property

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 28 / 39

Moran model Ancestries References

Recursion as FSA for absorption probabilitiesLet Dt be the continuous-time Markov chain on N ∪ {∆} withtransition rates

qD(d, j) =

(d− 1)s, if j = d− 1,(d− 1)uν1, if j = d+ 1,(d− 1)uν0, if j = ∆.

PropositionLt and Dt are Siegmund dual, i.e. for t ≥ 0,

P (m ≤ Lt | L0 = n) = P (Dt ≤ n | D0 = m), ∀n ∈ N, m ∈ N∪{∆}.

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 29 / 39

Moran model Ancestries References

Recursion as FSA for absorption probabilitiesLet Dt be the continuous-time Markov chain on N ∪ {∆} withtransition rates

qD(d, j) =

(d− 1)s, if j = d− 1,(d− 1)uν1, if j = d+ 1,(d− 1)uν0, if j = ∆.

PropositionLt and Dt are Siegmund dual, i.e. for t ≥ 0,

P (m ≤ Lt | L0 = n) = P (Dt ≤ n | D0 = m), ∀n ∈ N, m ∈ N∪{∆}.

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 29 / 39

Moran model Ancestries References

Consequences of Siegmund dualityCorollary

P (D∞ = 1 | D0 = n+ 1) = limr→∞

P1(Lr > n).

Corollary (null recurrent case)

If u = s and ν0 = 0,

limr→∞

P (Lr > n | L0 = 1) = 1.

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 30 / 39

Moran model Ancestries References

Consequences of Siegmund dualityCorollary

P (D∞ = 1 | D0 = n+ 1) = limr→∞

P1(Lr > n).

Corollary (null recurrent case)

If u = s and ν0 = 0,

limr→∞

P (Lr > n | L0 = 1) = 1.

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 30 / 39

Moran model Ancestries References

Conditional RA type distributionTheorem

1 If s = 0, g∞(y0) = y0 for all y0 ∈ [0, 1].

2 If u ≤ s and ν0 = 0, g∞(y0) ={

0, if y0 ∈ [0, 1),1, if y0 = 1.

3 If s > 0 and (u > s or ν0 > 0), g∞(y0) = 1−p1−py0

y0.

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 31 / 39

Moran model Ancestries References

RA type distribution in equilibrium

0 0.5 1 1.5 20

0.2

0.4

0.6

0.8

1

u/s

g ∞(y

)

ν0 = 1100

ν0 = 0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 32 / 39

Moran model Ancestries References

Properties of RA type distribution

0 0.2 0.4 0.6 0.8 1 1.2 1.40

0.2

0.4

0.6

0.8

1

1.2

u/s

lim t→∞y

(t;y

0)

ν0 = 1100

ν0 = 0

0 0.2 0.4 0.6 0.8 1 1.2 1.40

0.2

0.4

0.6

0.8

1

u/s

g ∞(y

)

ν0 = 1100

ν0 = 0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 33 / 39

Moran model Ancestries References

RA type at backward time rBy means of non-absorbing (Lr)r≥0

××

Killed process? Absorption probability?

0 t

y(t; y0)

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 34 / 39

Moran model Ancestries References

Piecewise-deterministic Markov processInspired by Taylor [2007]Yt piecewise-deterministic Markov process on [0, 1] withgenerator

AY f(y) = [−sy(1− y)− yuν0 + uν1(1− y)]∂f∂y

+ y

1− yuν0 [f(1)− f(y)] + 1− yy

uν1 [f(0)− f(y)]

with limy→1AY f(y) = lim

y→0AY f(y) = 0.

Absorbs in either 0 or 1

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 35 / 39

Moran model Ancestries References

Piecewise-deterministic Markov process

200 400 600 800 1000 1200

0.2

0.4

0.6

0.8

1.0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 36 / 39

Moran model Ancestries References

TheoremThe piecewise-deterministic Markov processes Yt and theline-counting process of p-LD-ASG Lt are dual with respect toduality function yn, and hence for t ≥ 0,

E

[(Yt)n | Y0 = y0

]= E

[yLt

0 | L0 = n]

∀y0 ∈ [0, 1], n ∈ N.

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 37 / 39

Moran model Ancestries References

TheoremThe piecewise-deterministic Markov processes Yt and theline-counting process of p-LD-ASG Lt are dual with respect toduality function yn, and hence for t ≥ 0,

E

[(Yt)n | Y0 = y0

]= E

[yLt

0 | L0 = n]

∀y0 ∈ [0, 1], n ∈ N.

××

200 400 600 800 1000 1200

0.2

0.4

0.6

0.8

1.0

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 37 / 39

Moran model Ancestries References

TheoremThe piecewise-deterministic Markov processes Yt and theline-counting process of p-LD-ASG Lt are dual with respect toduality function yn, and hence for t ≥ 0,

E

[(Yt)n | Y0 = y0

]= E

[yLt

0 | L0 = n]

∀y0 ∈ [0, 1], n ∈ N.

Corollary

g∞(y0) = E

[yL∞

0 | L0 = 1]

= P (Yt absorbs in 1 | Y0 = y0)

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 37 / 39

Moran model Ancestries References

Bibliography

F. Cordero. Common ancestor type distribution: A Moran modeland its deterministic limit. Stoch. Proc. Appl., 127:590 – 621,2017.

P. Fearnhead. The Common Ancestor at a nonneutral locus. J.Appl. Probab., 39:38–54, 2002.

S. M. Krone and C. Neuhauser. Ancestral processes with selection.Theoretical population biology, 51(3):210–237, 1997.

U. Lenz, S. Kluth, E. Baake, and A. Wakolbinger. Looking down inthe ancestral selection graph: A probabilistic approach to thecommon ancestor type distribution. Theor. Popul. Biol., 103:27– 37, 2015.

J. E. Taylor. The Common Ancestor Process for a Wright-FisherDiffusion. Electron. J. Probab., 12:808–847, 2007.

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Moran model Ancestries References

Thank you for your attention!!!

Mutation, selection, and ancestry in thedeterministic limit of the Moran model Sebastian Hummel Bielefeld University 08.08.2017 39 / 39