NASAA EFD: Regulator Q&ATHURSDAY, MARCH 05, 2015

REMINDERS

• Please silence your phones when not talking.

• You may send written questions to JW@NASAA.ORG and we will try to answer them during this presentation.

EFD Support Information• Hours of Operation (24/7 – except

maintenance)

• Help Desk Support (9-6 Eastern)• support@efdnasaa.org• Phone: 601-453-1979

• User Manuals (coming soon)

• Previous Webinar Recordings are available at www.nasaa.org/efd

• Frequently Asked Questions (FAQs)www.efdnasaa.org/faq

EFD Production • Online Webinars – We will continue to offer

Regulator and Filer Q&A sessions throughout the year.

• Fee Settings Form completion and updates

• Ensure your fee settings are correct.

• Send updates to Mike Bertkau (MB@nasaa.org).

• State Setup and Fee Settings Testing with SCS support

• Configure a filing for your state with our support team and ensure your required fields and fee calculations are correct.

• SEC emails modified to include links back to www.efdnasaa.org for filer’s to continue their notice filing process with states.

EFD Fun Facts

• 945 Filer Accounts

• 188 Regulator Accounts

• 41 States accepting EFD notices

• Over 2,000 Notices Filed

• Over 600 offerings managed within EFD

• Averaging about 25 new offerings digitized daily

Super State Account Administrator (SSAA)

vs. State Administrators

• Super State Account Administrator (SSAA) has the ability to communicate with SCS support about fee settings and banking information.

• SSAA has the ability to create administrators.

• State Administrators (SA) – Can perform any state regulator action in EFD except to configure fee settings.

• You must be configured as a “Notice Administrator” to edit a filing. By Default Regulator Accounts are granted “VIEW ONLY” permissions within the regulator groups.PAGE 3

EFD: Getting StartedOVERVIEW

Website Demonstration• The production EFD site is BLUE

• The demonstration EFD site is RED

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www.efdnasaa.orgWebsite Demonstration• Navigation Overview

• Regulators

• Pending Notices

• Disbursement Center

• Deficiency Center

• Reporting

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www.efdnasaa.orgQuestions and Answers

• Contact Jason Wolf (jw@nasaa.org) for any further questions you may have after this presentation

• Contact Support with any additional questions or for personalized help with using the EFD system.

• Thank you for joining!

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