Part A Plasticity - ETH Z

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The Finite Element Method for the Analysis ofNon-Linear and Dynamic Systems: Computational

Plasticity Part I

Prof. Dr. Eleni ChatziDr. Giuseppe Abbiati, Dr. Konstantinos Agathos

Lecture 2 - 27 September, 2018

Institute of Structural Engineering Method of Finite Elements II 1

Learning Goals

To understand the Newton-Raphson algorithm in the mostgeneric form.

To understand a basic lumped plasticity model that consists ona spring-slider system.

To understand the algorithmic procedure of a nonlinear staticfinite element analysis.

References:

Ren de Borst, Mike A. Crisfield, Joris J. C. Remmers, Clemens V.Verhoosel, Nonlinear Finite Element Analysis of Solids andStructures, 2nd Edition, Wiley, 2012.

Example: Forming of a metal profile

Institute of Structural Engineering Method of Finite Elements II 2

The Newton-Raphson Method

Given the following nonlinear equation:

f (x) : R→ R

we want to find,

x : f (x) = 0

following an iterative procedure based on linearization,

f (xj + ∆xj) ≈ f (xj) +df

dx|xj ∆xj = 0

∆xj = −(df

dx|xj)−1

f (xj)

↓xj+1 = xj + ∆xj

Institute of Structural Engineering Method of Finite Elements II 3

The Newton-Raphson Method (1-D)

Definition of: f (x)

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Initial guess set by the user: x1

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Evaluation of: f (x1) anddf

dx|x1

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Evauation of: x2 = x1 + ∆x1 = x1 −(df

dx|x1

)−1

f (x1)

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Evaluation of: f (x2) anddf

dx|x2

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Evauation of: x3 = x2 + ∆x2 = x2 −(df

dx|x2

)−1

f (x2)

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Evaluation of: f (x3) anddf

dx|x3

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Evauation of: x4 = x3 + ∆x3 = x3 −(df

dx|x3

)−1

f (x3)

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Evaluation of: f (x4) anddf

dx|x4

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

Evauation of: x5 = x4 + ∆x4 = x4 −(df

dx|x4

)−1

f (x4)

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (1-D)

f (x5) ≈ 0→ Stop !!!

Institute of Structural Engineering Method of Finite Elements II 4

The Newton-Raphson Method (n-D)

Given the following nonlinear vector equation:

f (x) : Rn → Rn

we want to find,

x : f (x) = 0

following the same iterative procedure based on linearization,

f (xj + ∆xj) ≈ f (xj) +∂f

∂x|xj ∆xj = 0

∆xj = −(∂f

∂x|xj)−1

f (xj)

↓xj+1 = xj + ∆xj

Partial derivatives ∂∂xj

replace derivatives ddx .

Institute of Structural Engineering Method of Finite Elements II 5

The Newton-Raphson Method (n-D)

Linearization of the vector function and expansion of theNewton-Raphson increment:

f1 (x + ∆x)f2 (x + ∆x)

...fn (x + ∆x)

n×1

=

f1 (x)f2 (x)

...fn (x)

n×1

+

∂f1∂x1

∂f1∂x2

· · · ∂f1∂xn

∂f2∂x1

∂f2∂x2

· · · ∂f2∂xn

......

. . ....

∂fn∂x1

∂fn∂x2

· · · ∂fn∂xn

n×n

∆x1

∆x2...

∆xn

n×1

↓x1

x2...xn

j+1

n×1

=

x1

x2...xn

j

n×1

∂f1∂x1

∂f1∂x2

· · · ∂f1∂xn

∂f2∂x1

∂f2∂x2

· · · ∂f2∂xn

......

. . ....

∂fn∂x1

∂fn∂x2

· · · ∂fn∂xn

−1

jn×n

f1 (x)f2 (x)

...fn (x)

j

n×1

Institute of Structural Engineering Method of Finite Elements II 6

Lumped Plasticity: a Spring-Slider System

This spring-slider system is the simplest plasticity model.

if force H is smaller than adhesion, sliding is prevented

if force H is higher than adhesion (right limit), sliding starts

u = ue + up → u = ue + up

u : total displacement of A [m]

ue : spring elongation (elasticdisplacement) [m]

up : block sliding (plasticdisplacement) [m]

k : spring stiffness[Nm

]ψ : dilatancy angle [rad ]

H : horizontal force [N]

V : vertical force [N]

Institute of Structural Engineering Method of Finite Elements II 7

Lumped Plasticity: a Spring-Slider System

A mathematical model of the spring-slider system is derived thatexpresses the relationship between displacement and force rates.

u = ue + up

ue =

[ue

v e

] ue = Hk : horizontal elastic vel.

[ms

]v e = 0 : vertical elastic vel.

[ms

]

Institute of Structural Engineering Method of Finite Elements II 8

Lumped Plasticity: a Spring-Slider System

A mathematical model of the spring-slider system is derived thatexpresses the relationship between displacement and force rates.

u = ue + up

up = λm

m =

[1

tanψ

] λ : plastic multiplier [m]

tanψ = vp

up : ration between plastic vert.and horiz. velocities [d .l .]

Institute of Structural Engineering Method of Finite Elements II 8

Lumped Plasticity: a Spring-Slider System

As analogously done for displacements, we define the force responserate of the spring-slider system.

r = Ke ue = Ke (u− up)

with,

r =

[H

V

], Ke =

[k 00 0

] Ke : elastic stiffness matrix

H : horizontal force rate[Ns

]V : vertical force rate

[Ns

]Institute of Structural Engineering Method of Finite Elements II 9

Lumped Plasticity: a Spring-Slider System

The following Coulomb yielding function f to define the borderlinebetween purely elastic spring elongation and plastic block sliding.

ϕ : friction angle, c : adhesion coefficient.

f (H,V , ϕ, c) = H + Vtanϕ− c < 0 : elastic spring elongation

f (H,V , ϕ, c) = H +Vtanϕ− c = 0 : plastic sliding of the block

f (H,V , ϕ, c) = H + Vtanϕ− c > 0 : physically impossible !!!

Institute of Structural Engineering Method of Finite Elements II 10

Lumped Plasticity: a Spring-Slider System

The following Coulomb yielding function f to define the borderlinebetween purely elastic spring elongation and plastic block sliding.

ϕ : friction angle, c : adhesion coefficient.

f (H,V , ϕ, c) = H + Vtanϕ− c < 0 : elastic spring elongation

f (H,V , ϕ, c) = H +Vtanϕ− c = 0 : plastic sliding of the block

f (H,V , ϕ, c) = H + Vtanϕ− c > 0 : physically impossible !!!

Institute of Structural Engineering Method of Finite Elements II 10

Lumped Plasticity: a Spring-Slider System

The following Coulomb yielding function f to define the borderlinebetween purely elastic spring elongation and plastic block sliding.

ϕ : friction angle, c : adhesion coefficient.

f (H,V , ϕ, c) = H + Vtanϕ− c < 0 : elastic spring elongation

f (H,V , ϕ, c) = H +Vtanϕ− c = 0 : plastic sliding of the block

f (H,V , ϕ, c) = H + Vtanϕ− c > 0 : physically impossible !!!

Institute of Structural Engineering Method of Finite Elements II 10

Lumped Plasticity: a Spring-Slider System

The following Coulomb yielding function f to define the borderlinebetween purely elastic spring elongation and plastic block sliding.

ϕ : friction angle, c : adhesion coefficient.

f (H,V , ϕ, c) = H + Vtanϕ− c < 0 : elastic spring elongation

f (H,V , ϕ, c) = H +Vtanϕ− c = 0 : plastic sliding of the block

f (H,V , ϕ, c) = H + Vtanϕ− c > 0 : physically impossible !!!

Institute of Structural Engineering Method of Finite Elements II 10

Coulomb Yield Function

No plastic strain occurs when the force state stays in the elasticdomain.

ϕ : friction angle, c : adhesion coefficient.

f (H,V , ϕ, c) = H + Vtanϕ− c < 0→ up = 0→ ue = u

r = Ke u

Institute of Structural Engineering Method of Finite Elements II 11

Coulomb Yield Function

Plastic strain occurs when the force state belongs to the yieldingsurface.

ϕ : friction angle, c : adhesion coefficient.

f (H,V , ϕ, c) = H + Vtanϕ− c = 0→ up 6= 0→ ue = u− up{r = Ke (u− up)

f = 0

Institute of Structural Engineering Method of Finite Elements II 12

Coulomb Yield Function

The force states can move either to the elastic domain or within theyielding surface (Prager’s consistency condition).

ϕ : friction angle, c : adhesion coefficient.

f (H,V , ϕ, c) = H + V tanϕ = nT r = 0

with n =

[1

tanϕ

], r =

[H

V

]Institute of Structural Engineering Method of Finite Elements II 13

Lumped Plasticity Model

As long as we stay on the yielding surface, both following conditionsmust be verified:

{r = Ke (u− up)

f = 0→

{r = Ke

(u− λm

)f = 0

{r = Ke

(u− λm

)nT r = 0

Since m and n are constant, the system is linear and therefore it’sconvenient to recast it in matrix form:

[I Kem

nT 0

] [r

λ

]=

[Ke u

0

]

Institute of Structural Engineering Method of Finite Elements II 14

Lumped Plasticity Model

[I Kem

nT 0

] [r

λ

]=

[Ke u

0

]↓[

r

λ

]=

[Ke − KemnT Ke

nT KemKem

nT KemnT Ke

nT Kem−1

nT Kem

][u0

]

The inverse of square block matrix A =

[A11 A12

A21 A22

]reads,

A−1 =

[A−1

11 + A−111 A12B−1A21A−1

11 −A−111 A12B−1

−B−1A21A−111 B−1

]where,

B = A22 − A21A−111 A12

The Matrix Cookbook

Institute of Structural Engineering Method of Finite Elements II 15

Lumped Plasticity Model: Tangent Stiffness

Instantaneous tangent stiffness of the spring-slider system:

r =(

Ke − KemnT Ke

nT Kem

)u

λ =(

nT Ke

nT Kem

)u

[H

V

]=

[k 00 0

]−

[k 00 0

] [1

tanψ

] [1 tanϕ

] [k 00 0

][1 tanϕ

] [k 00 0

] [1

tanψ

][uv

]

Institute of Structural Engineering Method of Finite Elements II 16

Lumped Plasticity Model: Tangent Stiffness

Instantaneous tangent stiffness of the spring-slider system:

r =(

Ke − KemnT Ke

nT Kem

)u

λ =(

nT Ke

nT Kem

)u

[H

V

]=

[k 00 0

]−

[k 00 0

] [1 tanϕ

tanψ tanψtanϕ

] [k 00 0

]k

[uv]

Institute of Structural Engineering Method of Finite Elements II 16

Lumped Plasticity Model: Tangent Stiffness

Instantaneous tangent stiffness of the spring-slider system:

r =(

Ke − KemnT Ke

nT Kem

)u

λ =(

nT Ke

nT Kem

)u

[H

V

]=

[k 00 0

]−

[k2 00 0

]k

[uv]

It is interesting to note that the spring-slider system has no stiffnesswhen the force state belong to the yielding surface.

Institute of Structural Engineering Method of Finite Elements II 16

Lumped Plasticity Model: Plastic Multiplier

Instantaneous plastic multiplier of the spring-slider system:

r =(

Ke − KemnT Ke

nT Kem

)u

λ =(

nT Ke

nT Kem

)u

λ =

[1 tanϕ

] [k 00 0

][1 tanϕ

] [k 00 0

] [1

tanψ

][uv

]

Institute of Structural Engineering Method of Finite Elements II 17

Lumped Plasticity Model: Plastic Multiplier

Instantaneous plastic multiplier of the spring-slider system:

r =(

Ke − KemnT Ke

nT Kem

)u

λ =(

nT Ke

nT Kem

)u

λ =

([k 0

]k

)[uv

]It is interesting to note that only plastic displacement incrementoccurs when the force state belong to the yielding surface.

Institute of Structural Engineering Method of Finite Elements II 17

Integration of the Force-Displacement Response

Force-displacement response of the spring-slider system.

Let’s imagine to turn this into a computer program:

1: function [rj+1] = elementForce (uj+1)2: ...3: end

Institute of Structural Engineering Method of Finite Elements II 18

Integration of the Force-Displacement Response

Elastic domain:

f (r) < 0

↓r = Ke u

↓∆r = Ke∆u

Plastic domain (yielding surface):

f (r) = 0

r =

(Ke − KemnTKe

nTKem

)u

∆r =

(Ke − KemnTKe

nTKem

)∆u

How to handle the case when we are moving from the elastic to theplastic domain?

Institute of Structural Engineering Method of Finite Elements II 19

Return Mapping Algorithm

Institute of Structural Engineering Method of Finite Elements II 20

Return Mapping Algorithm

Return mapping algorithm Step #1.

rj : initial restoring force (onset of load step j + 1).

Institute of Structural Engineering Method of Finite Elements II 20

Return Mapping Algorithm

Return mapping algorithm Step #2.

rj : initial restoring force (onset of load step j + 1).re = rj + Ke∆uj+1 : elastic predictor of the restoring force (end of loadstep).

Institute of Structural Engineering Method of Finite Elements II 20

Return Mapping Algorithm

Return mapping algorithm Step #3.

rj : initial restoring force (onset of load step j + 1).re = rj + Ke∆uj+1 : elastic predictor of the restoring force (end of loadstep).rj+1 = re −Kem∆λj+1 : exact restoring force (end of load step) thatsatisfies f (rj+1) = 0.

Institute of Structural Engineering Method of Finite Elements II 20

Return Mapping Algorithm

The Newton-Raphson algorithm is used to build a return mappingalgorithm:

{rj+1, ∆λj+1} :

{εr = rj+1 − re + Kem∆λj+1 = 0

εf = f (rj+1) = 0

↓[rk+1j+1

∆λk+1j+1

]=

[rkj+1

∆λkj+1

]−[∂εr∂r

∂εr∂∆λ

∂εf∂r

∂εf∂∆λ

]−1 [εkrεkf

]where:

re = uj + Ke∆uj+1 is the elastic predictor.

r1j+1 = rj and ∆λ1

j+1 = 0 is the initialization.

k is the iteration index.

Institute of Structural Engineering Method of Finite Elements II 21

Return Mapping Algorithm

The Newton-Raphson algorithm is used to build a return mappingalgorithm:

{rj+1, ∆λj+1} :

{εr = rj+1 − re + Kem∆λj+1 = 0

εf = f (rj+1) = 0

↓[rk+1j+1

∆λk+1j+1

]=

[rkj+1

∆λkj+1

]−[

I KemnT 0

]−1 [εkrεkf

]where:

re = uj + Ke∆uj+1 is the elastic predictor.

r1j+1 = rj and ∆λ1

j+1 = 0 is the initialization.

k is the iteration index.

Institute of Structural Engineering Method of Finite Elements II 21

Return Mapping Algorithm

The Newton-Raphson algorithm is used to build a return mappingalgorithm:

{rj+1, ∆λj+1} :

{εr = rj+1 − re + Kem∆λj+1 = 0

εf = f (rj+1) = 0

↓[rk+1j+1

∆λk+1j+1

]=

[rkj+1

∆λkj+1

]−

[I− KemnT

nT DemKem

nT KemnT

nT Kem−1

nT Kem

] [εkrεkf

]where:

re = uj + Ke∆uj+1 is the elastic predictor.

r1j+1 = rj and ∆λ1

j+1 = 0 is the initialization.

k is the iteration index.

Linear Jacobian → convergence in one iteration !!!

Institute of Structural Engineering Method of Finite Elements II 21

Consistent Tangent Stiffness

The Jacobian computed for the last iteration of the Newton-Raphsonalgorithm provides the consistent tangent stiffness matrix:

{rj+1, ∆λj+1} :

{εr = rj+1 − re + Kem∆λj+1 = 0

εf = f (rj+1) = 0

↓[rk+1j+1

∆λk+1j+1

]=

[rkj+1

∆λkj+1

]−[∂εr∂r

∂εr∂∆λ

∂εf∂r

∂εf∂∆λ

]−1 [εkrεkf

]↓[

rk+1j+1

∆λk+1j+1

]=

[rkj+1

∆λkj+1

]−

[∂r∂εr

∂r∂εf

∂∆λ∂εr

∂∆λ∂εf

][εkrεkf

]

Institute of Structural Engineering Method of Finite Elements II 22

Consistent Tangent Stiffness

The Jacobian computed for the last iteration of the Newton-Raphsonalgorithm provides the consistent tangent stiffness matrix:

{rj+1, ∆λj+1} :

{εr = rj+1 − re + Kem∆λj+1 = 0

εf = f (rj+1) = 0

Kj+1 =∂rj+1

∂uj+1=

∂rj+1

∂∆uj+1= −

∂rj+1

∂εr

∂εr∂∆uj+1

with,

∂ (∆uj+1) = ∂ (uj+1 − uj) = ∂uj+1 −���>

constant∂uj = ∂uj+1

Institute of Structural Engineering Method of Finite Elements II 22

Consistent Tangent Stiffness: Spring-Slider System

For the spring-slider system, the consistent tangent stiffness matrixreads:

εr = rj+1 − re + Kem∆λj+1 = rj+1 −

(rj + Ke

(∆uj+1 −m∆λj+1

))[∂r∂εr

∂r∂εf

∂∆λ∂εr

∂∆λ∂εf

]=

[I− KemnT

nT KemKem

nT KemnT

nT Kem−1

nT Kem

]↓

Kj+1 =∂rj+1

∂uj+1=

∂rj+1

∂∆uj+1= −

∂rj+1

∂εr

∂εr∂∆uj+1

=

(I− KemnT

nTKem

)Ke

with,

∂ (∆uj+1) = ∂ (uj+1 − uj) = ∂uj+1 −���>

constant∂uj = ∂uj+1

Institute of Structural Engineering Method of Finite Elements II 23

Return Mapping Algorithm: Code Template

1: ∆uj+1 ← uj+1 − uj

2: re ← rj + Ke∆uj+1

3: if f (re) ≥ 0 then4: rj+1 ← re5: ∆λj+1 ← 06: εr ← rj+1 − re + Kem∆λj+1

7: εf ← f (rj+1)8: repeat

9:

[rj+1

∆λj+1

]←

[rj+1

∆λj+1

]−

[∂εr∂r

∂εr∂∆λ

∂εf∂r

∂εf∂∆λ

]−1 [εr

εf

]10: εr ← rj+1 − re + Kem∆λj+1

11: εf ← f (rj+1)12: until ‖ε‖ >= Tol13: Kj+1 ← − ∂r

∂εr

∂εr∂uj+1

14: else if f (re) < 0 then15: rj+1 ← re

16: Kj+1 ← Ke

17: end if

Institute of Structural Engineering Method of Finite Elements II 24

Associated vs. Non-Associated Plastic Flow

Some concluding remark:

nT = [1,tanϕ] : outward normal of the yielding surface (in thestress/force space)

mT = [1,tanψ] : direction of the plastic deformation flow (inthe strain/displacement space)

m = n : the plastic deformation flow and the normal to theyielding surface are co-linear. This is the so called associatedplasticity case that holds, for example, for metals.

m 6= n : the plastic deformation flow and the normal to theyielding surface are not co-linear. This is the so callednon-associated plasticity case that holds, for example, for soils.

Institute of Structural Engineering Method of Finite Elements II 25

Nonlinear Static Analysis (r,u) (Force Control)

So far we focused on calculating the force response of a singleelement given a displacement trial ...

... but we want to solve the static response of a model subjected toan external load history.

Therefore, we need to solve the following balance equation,

r (uj)− fj ,ext = 0

where j is the analysis step index and,

uj : displacement vector

r (uj) : restoring force vector

fj ,ext : imposed load vector

Institute of Structural Engineering Method of Finite Elements II 26

Nonlinear Static Analysis (r,u) (Force Control)

1: for j = 1 to J do2: uj ← uj−1

3: for i = 1 to I do4: [ri,j ,Ki,j ]← element (Ziuj)5: rj ← rj + ZT

i ri,j6: Kj ← Kj + ZT

i Ki,jZi

7: end for8: res← rj − fj,ext9: repeat

10: jac← Kj

11: uj ← uj − jac−1res12: for i = 1 to I do13: [ri,j ,Ki,j ]← element (Ziuj)14: rj ← rj + ZT

i ri,j15: Kj ← Kj + ZT

i Ki,jZi

16: end for17: res← rj − fj,ext18: until ‖res‖ >= Tol19: end for

Institute of Structural Engineering Method of Finite Elements II 27

Nonlinear Static Analysis (r,u) (Displacement Control)

In case the the restoring force is bounded, balance may not besatisfied for high loads ...

... imposing a displacement history is more convenient in this case.

Therefore, we need to solve both balance and compatibilityequations, {

r (uj) + LTλj = 0

Luj − uj ,ext = 0

where j is the analysis step index and,

uj : displacement vector

r (uj) : restoring force vector

uj ,ext : imposed displacementvector

λj : imposed load vector

L : collocation matrix

Institute of Structural Engineering Method of Finite Elements II 28

Nonlinear Static Analysis (r,u) (Displacement Control)

1: for j = 1 to J do

2: uj ← uj−1

3: λj ← λj−1

4: for i = 1 to I do5:

[ri,j ,Ki,j

]← element

(Ziuj

)6: rj ← rj + ZT

i ri,j

7: Kj ← Kj + ZTi Ki,jZi

8: end for

9: res←[

rj + LTλjLuj − uj,ext

]10: repeat

11: jac←[

Kj LT

L 0

]12: ∆x← −jac−1res

13: uj ← uj + ∆x (1)

14: λj ← λj + ∆x (2)

15: for i = 1 to I do16:

[ri,j ,Ki,j

]← element

(Ziuj

)17: rj ← rj + ZT

i ri,j

18: Kj ← Kj + ZTi Ki,jZi

19: end for

20: res←[

rj + LTλjLuj − uj,ext

]21: until ‖res‖ >= Tol

22: end for

Institute of Structural Engineering Method of Finite Elements II 29