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INDEX OF STAN LEE MEDIA, INC. DOCUMENT REVIEW
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
1/99 Stan Lee Media/Organic Financial Status, with drawings attached SM003392-3394 3/11/99 Letter of Intent to Team Communications Group, Inc. from Value
Management and Research, A.G. re public offering SM002807-2812
4/99 Warrant to Purchase Common Stock of William J. Wilkinson SM001627-1635 4/99 Duplicate of SM001627-1635 above SM002029-2038
4/12/99 Letter to Peter Paul from Harris M. Miller II re Steve Gerber –w- Stan Lee Media/“Drifter”, terms of 3/30/99 agreement
SM000040-41
4/12/99 Email to gmanfredi from Jamie Wilkins re terms of employment SM003334 Undated Stan Lee Media, Inc. (a Development Stage Enterprise) Notes to Financial
Statements (Information for July 31 and June 30, 1999 is unaudited) SM000052-61
6/14/99 Letter to Peter F. Paul from Jeffrey D. Segal re Stan Lee stock certificate/voting agreement
SM001052
6/99 Signature pages of Stock Purchase Agreement for Kenneth R. Hubbert, Steven Patrick, Compton Family Trust, Morton Feldman, Frederick W. Howarth, Edith A. Pope and WWM Partnership Trust
SM001842-1848
6/21/99 Fax to Peter F. Paul from Morton Feldman, attaching Warrant to Purchase Common Stock of Morton Feldman dated 7/23/99
SM001998-2010
6/24/99 Letter to Jeffrey D. Segal from Robert M. Kern re Boulder Capital Opportunities, Inc. due diligence checklist
SM003298
Undated Schedule A showing Free Trade Shares SM003297 7/21/99 Fax to Peter Paul from Jeffrey D. Segal re shareholder information request
from transfer agent SM001058-1062
7/23/99 Letter to Gill Champion from Harris M. Miller II re Steve Gerber –w- Stan Lee Media, terms of 7/23/99 agreement
SM000031-36
7/23/99 Duplicate of SM000031-36 above SM003643-3650 7/23/99 Fax to Messrs. Paul and Champion from Jeffrey D. Segal, attaching letters
from BCOI to transfer agent (revised) SM001044-1051
7/23/99 (1) Warrant to Purchase Common Stock of Kenneth B. Avery (2) Warrant Certificate Purchase Form of Kenneth B. Avery dated 5/9/00
SM001818-1828
7/23/99 Warrant to Purchase Common Stock of Kenneth Bald SM001884 7/23/99 (1) Warrant to Purchase Common Stock of Bonner W. Adams Trustee
(2) Warrant to Purchase Common Stock of Kaaren Alexander (3) Warrant to Purchase Common Stock of Kenneth B. Avery (4) Letter to Kenneth Bald from Robert M. Schultz dated 5/26/00, enclosing stock certificate
SM001849-1883
7/23/99 (1) Warrant to Purchase Common Stock of Mohamed Soltani (2) Warrant Certificate Purchase Form of Mohamed Soltani dated 4/11/00 (3) Check to Stan Lee Media, Inc. from Mohammad Soltani for $21,665 dated 5/12/00
SM001829-1841
7/23/99 Warrant to Purchase Common Stock of Lon & Jaye Getlin SM001424-1434 7/23/99 Warrant to Purchase Common Stock of Michael Joseph Getlin SM001435-1445 7/23/99 Warrant to Purchase Common Stock of Frederick W. Howarth SM001464-1474 7/23/99 Warrant to Purchase Common Stock of Kenneth R. & Deborah L. Hubbert SM001475-1485 7/23/99 Warrant to Purchase Common Stock of Lynne K. Masters SM001486-1496 7/23/99 Warrant to Purchase Common Stock of Frances S. Masters SM001497-1507 7/23/99 Warrant to Purchase Common Stock of Kenneth G. Montgomery SM001508-1518 7/23/99 Warrant to Purchase Common Stock of Steven Patrick SM001522-1532 7/23/99 Warrant to Purchase Common Stock of Edith A. Pope SM001537-1547 7/23/99 Warrant to Purchase Common Stock of Edward Powell SM001548-1558 7/23/99 Warrant to Purchase Common Stock of I.C. Siegel & Patricia Q. Siegel
JTWROS SM001559-1569
7/23/99 Warrant to Purchase Common Stock of Irving C. Siegel & Patricia Q. Siegel JTWROS
SM001570-1580
7/23/99 Warrant to Purchase Common Stock of Mohammad Soltani SM001584-1594 7/23/99 Warrant to Purchase Common Stock of Kevork K. Tashjian SM001595-1605 7/23/99 Warrant to Purchase Common Stock of Adrian Turcotte SM001606-1616 7/23/99 Warrant to Purchase Common Stock of Boyd Willat SM001617-1626 7/23/99 (1) Warrant to Purchase Common Stock of William J. & Patricia M.
Wilkinson SM001636-1647
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DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
(2) Transmittal letter to Robert Schultz from Mary Lou Javines, Assistant to Bill Wilkinson dated 1/11/00
7/23/99 Warrant to Purchase Common Stock of Steven Patrick SM001650-1659 7/23/99 Warrant to Purchase Common Stock of Michael H. Edwards 1994 Rev.
Trust, with undated letter to Bob from Mike Edwards re warrant purchase (10,000)
SM001689-1700
7/23/99 Warrant to Purchase Common Stock of Charles J. Blomme (15,000) SM001710-1720 7/23/99 Warrant to Purchase Common Stock of Charles J. Blomme (5,000) SM001721-1731 7/23/99 Warrant to Purchase Common Stock of Bromberg Family Trust (10,000) SM001744-1754 7/23/99 Warrant to Purchase Common Stock of Compton Family Trust (22,500) SM001760-1770 7/23/99 Warrant to Purchase Common Stock of Compton Family Trust (2,500) SM001771-1781 7/23/99 (1) Warrant to Purchase Common Stock of Charles J. Blomme (5,000)
(2) Warrant to Purchase Common Stock of Charles J. Blomme (15,000) (3) Warrant to Purchase Common Stock of Andrew J. Brindock
SM1895-1927
7/23/99 Warrant to Purchase Common Stock of Bromberg Family Trust (10,000) SM001928-1938 7/23/99 (1) Warrant to Purchase Common Stock of Compton Family Trust (22,500)
(2) Transfer receipt for $25,538.38 (3) Memorandum to Stan Compton from Peter Paul re warrant call
SM001952-1964
7/23/99 Warrant to Purchase Common Stock of Compton Family Trust (2,500) SM001965- 1975 7/23/99 Warrant to Purchase Common Stock of Shannah L. Compton SM001976-1986 7/23/99 Warrant to Purchase Common Stock of Michael H. Edwards 1994 Rev.
Trust (10,000) SM001987-1997
7/23/99 (1) Warrant to Purchase Common Stock of Cameron L. Compton (2) Warrant Certificate Purchase Form of Cameron Compton dated 6/6./00
SM001782-1794
7/23/99 Duplicate of (1), SM001784-1794, above SM002633-2643 7/23/99 (1) Warrant to Purchase Common Stock of Shannah L. Compton
(2) Warrant Certificate Purchase Form of Shannah L. Compton dated 6/6/00 SM001795-1807
7/23/99 Fax to Gary Stiffelman and Peter Paul from Jeffrey D. Segal, attaching draft of option letter agreement
SM002717-2721
7/23/99 (1) Letter to Jeffrey D. Segal from Stephen M. Gordon, granting an option to purchase 150,000 shares of common stock (2) Letter dated 10/5/99 to Jeffrey D. Segal from Stephen M. Gordon, granting an option to purchase 100,000 shares of common stock
SM003220-003225
7/23/99 Form of Exhibit to Warrant to purchase 15,000 shares of common stock for Kenneth Bald and blank Purchase Form
SM003295-3296
7/23/99 Stock Option Agreement of Boulder Capital Opportunities for Dave Medinnis for 50,000 shares of common stock
SM003382-3385
7/28/99 (1) Warrant to Purchase Common Stock of Mark L. Hendler (3,333) (2) Warrant Certificate Purchase Form of Mark L. Hendler (undated) (3) Check to Stan Lee Media from The Hendler Group for $16,670 dated 6/14/00
SM001674-1687
7/28/99 Warrant to Purchase Common Stock of Mark L. Hendler (3,333) SM001446-1456 8/2/99 Stan Lee Media, Inc. Transaction Detail by Account, July 1999 SM000017-30 8/4/99 Fax to Brad Schrupp and Gill Champion from Jeffrey D. Segal re insert to
investor relations site SM001063-1064
8/8/99 Letter to Thelton McMillian at Organic from Peter Paul re issuance of 150,000 shares of stock
SM000216-217
8/8/99 Duplicate of SM000216-217 above SM003390-3391 8/9/99 Audit letter to BDO Seidman, LLP, Attn: Junko Kobayashi, C.P.A. from
Jeffrey D. Segal SM000183-187
8/12/99 Email to Peter Paul and Steve Gordon from Matt Edelman at 3MB Associates re money wired for stock
SM 000001
8/12/99 Email to Peter Paul and Stephen Gordon from Matt Edelman re money wired SM003230 9/2/99 Letter to Grantees of Options and Warrants of Stan Lee Media from Stan
Lee and Gill Champion re Form S-8 Registration Statement SM003282-3283
Undated Page entitled “Liquidity and Capital Resources” SM003284 9/14/99 Subscription Agreement between Eat-Time Media, Inc., Excelsior
Productions, Bon Appetit, Inc. and Stan Lee Media, Inc. SM000233-236
9/17/99 Employment Agreement of William James Wilkinson, Jr. SM002658-2675 9/21/99 Warrant to Purchase Common Stock of Charles J. Blomme and Deborah A.
Schlichting SM001732-1743
9/22/99 Fax to Peter Paul from Gary Stiffelman, enclosing draft of License Agreement between Stan Lee Media and Macromedia
SM001151-1158
9/22/99 Duplicate of SM001151-1158 above with handwritten notes SM001159-1166 9/27/99 Letter to Stan Lee Media and Gill Champion from Sue Field at Organic re
investment in Stan Lee Media SM000218
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DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
9/27/99 Employment letter agreement between Stan Lee Media and Will Meugniot SM003335-3336 9/28/99 Letter to Stan Lee Media from Kenneth L. Guernsey at Cooley Godward re
Organic/Omnicom Group Loan Agreement dated as of 8/27/99 SM000219-220
9/28/99 Release between Stan Lee Media and Organic SM000221-226 9/29/99 Fax to Peter F. Paul from Jeffrey D. Segal, attaching Macromedia comments
to Securities Purchase Agreement between Stan Lee Media, Inc. and Macromedia, Inc.
SM001138-1150
10/5/99 The Nasdaq SmallCap Market Application for Stan Lee Media, Inc. SM003593-3599 10/8/99 Faxed copy of draft Agreement between Stan Lee Media and Macromedia SM001130-1137
10/11/99 Financial Consulting Agreement between Stan Lee Media and VMR Capital Markets U.S.
SM002813-2818
10/11/9 Written Consent of Directors of Stan Lee Media, Inc. SM002834-2847 10/13/99 Letter to Sol Gerber from Susan J. Johnston, Assistant to Peter Paul,
enclosing stock certificates of Sol Gerber and Ruth Gerber as Trustees of the Gerber Family Trust DTD 12/31/77
SM000169-170
10/13/99 Letter to Jeff D. Segal, Esq. from Susan J. Johnston, Assistant to Peter Paul, enclosing stock certificates issued to Cyberia Inc. (unexecuted)
SM000171
10/13/99 Letter to Jeff D. Segal, Esq. from Susan J. Johnston, Assistant to Peter Paul, enclosing stock certificates issued to Cyberia Inc. (executed); letter dated 10/7/99 to Paul Abrams from Peter F. Paul, enclosing stock certificates to Montague Securities International Ltd.
SM000172-173
10/13/99 Letter to Jeff D. Segal from Susan J. Johnston, Assistant to Peter Paul, enclosing stock certificates issued to Cyberia Inc. (unexecuted and executed copies)
SM001042-1043
10/13/99 Duplicate of SM001042 above SM001057 10/19/99 Letter (page 1 only) to Stan Lee from Lieberman & Nowak, LLP re letter of
9/22/99 SM002727
10/19/99 Duplicate of SM002727 above, with page entitled “Correspondence” attached
SM003111-3112
10/22/99 Fax to Peter Paul and Gill Champion from Gary Stiffelman, attaching comments to Agreement between Stan Lee Media and Macromedia from Loeb & Loeb dated 10/12/99
SM001117-1129
10/29/99 Email to Udo Grzesiak from Bob Schultz re trouble buying stock SM003233 Undated Stan Lee Media S-3 Figures for Each of Elliott and Westgate, with
handwritten notes SM003113-3115
Undated Series A stock certificate number 0002 (blank) SM009269-9270 11/1/99 Letter to Securities Transfer Corporation from Jeffrey D. Segal re transfer of
shares for Lee Family 1985 Trust SM003583-3587
11/1/99 Letter to Jonathan Gordon from Stan Lee and Joan Lee requesting issuance of stock certificates for various restricted shares
SM006144-6145
11/3/99 Handwritten notes containing investors and amounts SM000010-15 11/3/99 Draft Agreement between Stan Lee Media and Macromedia SM001088-1099 11/3/99 Fax to Peter Paul from Gary Stiffelman, attaching a clean copy of
Agreement between Stan Lee Media and Macromedia SM001104-1116
11/3/99 Securities Purchase Agreement between Stan Lee Media, Inc. and Macromedia, Inc.
SM002870-2929
11/3/99 Opinion letter to Macromedia, Inc. from Jeffrey D. Segal re financing arrangements, with attachments
SM009227-9239
11/4/99 Letter to Peter F. Paul from Jeffrey D. Segal, enclosing stock certificate in the name of Macromedia
SM001053-1054
11/4/99 Duplicate of SM001053-1054 SM009225-9226 11/4/99 Duplicate of SM001053-1054, with additional pages attached SM002722-2726 11/4/99 Fax to Loren E. Hillberg and Messrs. Paul and Champion, enclosing
executed counterpart signature pages for Securities Purchase Agreement and Registration Rights Agreement
SM009253-9256
11/5/99 Letter to Loren Hillberg from Gill Champion, enclosing stock certificate in the name of Macromedia
SM001055-1056
11/10/99 Fax to Junko Kobayashi from Jeffrey D. Segal, attaching $100,000 Compton Family Trust financing documents and $100,000 Blomme/Schlichting financing documents
SM002941-2968
11/11/99 Letter to Gary Stiffelman at Ziffren, Brittenham, Branca & Fischer, enclosing a fully executed Securities Purchase Agreement between Stan Lee Media, Inc. and Macromedia, Inc.
SM000168
11/11/99 Letter to Gary Stiffelman from Susan Johnston, Assistant to Peter Paul, enclosing fully executed copy of Securities Purchase Agreement between Stan Lee Media, Inc. and Macromedia, Inc. (not attached), but with attached
SM001100-1103
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DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
press release dated 11/9/99 entitled “Stan Lee Media Partners with shockwave.com to Deliver Episodic Super Hero Animation on the Web”
11/12/99 Letter to Jeffrey Segal from Gary Stiffelman, enclosing copy of Stan Lee Media/Macromedia Distribution Agreement (unexecuted)
SM009240-9252
11/12/99 Duplicate of SM009241-9252 above SM009257-9268 11/23/99 (1) Handwritten note re Dean Vincent White
(2) Handwritten note re Dean White health problem from Jerome P. Helman, M.D. (3) Handwritten note re Dean White from Emergency Department of Daniel Freeman Marina Hospital
SM002655-2657
12/2/99 Fax to Peter F. Paul, Gill Champion, Jeffrey D. Segal and Howard M. Knee from Dominic Surprenant, attaching memorandum re Mark Lasoff Mediation
SM002689-2696
12/7/99 Stock certificates of James P. Lynn, Arthur M. Lieberman and Keith D. Nowak
SM000002-9
12/7/99 Letter to Samantha Meltzer from Robert M. Schultz re acceptance of employment
SM003281
12/9/99 Letter to Securities Transfer Corporation from Jeffrey D. Segal re issue of new certificate for 4,000 shares for 3MB Associates, LLC
SM003588-3590
Undated Contact information for six shareholders SM000016 12/20/99 Letter to Junko Kobayashi from Robert M. Schultz re terms of employment SM003268 12/21/99 Email to Bob Schultz from Allen Gordon re investors prospectus SM003232 12/22/99 Email to investorinfo @stanleemedia.com from Eric Christensen requesting
advice on company’s current direction SM003231
12/31/99 Stock Option Agreement for Anthony Winn SM002684-2686 12/31/99 Lists of shareholders and number of shares SM003188-3189 Undated Draft Certificate for Common Stock Purchase Warrants for 20,000 warrants
of Conan Sales Co. LLC SM003018-3027
Undated File Index SM0033545-3555 Undated File folders entitled “AFTRA Agreement” SM003556-3557 Undated AFTRA Experimental Internet Agreement between AFTRA and Stan Lee
Media for “Stan Lee Rants” SM003558-3563
Undated Typewritten note to Iyan (unsigned), attaching draft of Computer Generated Animation Television Agreement
SM003564-3570
Undated Forecast Assumptions, Income Statement, Balance Sheet, Cash Flow Statements and Calculation Detail for Stan Lee Media, Inc.
SM006283-6288
1/00 Resume of Paul Young, with handwritten note re salary and stock options SM002687-2688 1/10/00 Engagement letter to Stephen A. Segal at Systems Specialties, Inc. from Stan
Lee Media, Inc. re engagement as a consultant SM000482-500
1/10/00 Stock Option Agreement for 25,000 shares for Devendra Mishra SM003337-3340 1/10/00 Letter to Stephen M. Gordon from Montaque Securities International re
purchase option for 100,000 shares in exchange for consulting services (unexecuted)
SM003395
1/20/00 Stock Price History of Stan Lee Media, Inc. SM003328-3330 1/28/00 Merrill Lynch CMA Account statement for Robert Schultz and Helane
Schultz JTWROS SM006053-6105
1/31/00 Fax to Gary Stiffelman and Paul Champion from Jeffrey D. Segal re Backstreet Boys Option Agreements, attaching Stock Option Agreements for Nicholas Carter, Alexander J. McLean, Kevin Richardson, Howard Dorough, Brian Thomas Littrell and The Firm
SM000141-165
Undated Market Makers page for SLEE SM003331 2/00 Purchase Agreement between Stan Lee Media, Inc. and purchaser on
Schedule A SM003672-3703
2/1/00 Fax to Jordan Keller at Lassiter, Tidwell & Hildebrand from Gary Stiffelman, attaching fax described in SM000141-165 above
SM000115-140
2/1/00 Fax to Gary Stiffelman and Paul/Champion/Junko from Jeffrey D. Segal re Backstreet Boys, attaching revised Stock Option Agreements and the “split” to Green and Kwatinetz, incorporating changes to vesting provisions
SM000067-95
2/1/00 Fax to Jordan Keller from Gary Stiffelman, attaching fax described in SM000067-95 above
SM000096-114
2/2/00 Pages 49, 59, 69, 79 & 89 of agreement between Stan Lee Media and KBNHA Enterprises
SM000062-66
Undated Investor Warrants With Registration Rights SM003670-3671 2/8/00 Letter to Peter Paul from Preston King re gift of stock SM003386 2/9/00 Calculator tape and email to Bob Schultz from Patty Smith re webisode folks SM003279-3280
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DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
2/12/00 Email to Junko Kobayashi from Unknown, with numerous pages of financial information re Stan Lee Media, Inc. attached
SM000241-327
2/17/00 Fax to Crystal at Stan Lee Media from Caroline Agamata, attaching Warrant to Purchase Common Stock of George Cibaud dated 7/23/99
SM001939-1951
2/21/00 Letter to Immigration and Naturalization Service from Stephen M. Gordon re verification of employment of June Junko Kobayashi
SM003332
2/25/00 Fax to Joe Abrams and Paul/Champion/Gordon/Wilkinson from Jeffrey D. Segal, attaching Software Development and License Agreement and Stock Option Agreement between Toon Boom Technologies Inc. and Stan Lee Media, Inc.
SM003343-3363
3/1/00 Schedule 3(c) to Securities Purchase Agreement listing outstanding employee options, outstanding warrants and options, other stock purchase rights, and outstanding debt securities
SM003002-3007
3/1/00 Financial Report for Board of Directors Meeting SM003260 Undated Sheet with handwritten note entitled “In order top to bottom” SM003008 3/8/00 Email to Sandy Costantino from Junko Kobayashi re new hires for today SM000039 3/9/00 Employment letter agreement between Derrick Perkins and Stan Lee Media,
Inc. SM003341-3342
3/10/00 Form 3, Initial Statement of Beneficial Ownership of Securities for Arthur E. Schramm, Jr.
SM003668-3669
3/16/00 Email to Junko Kobayashi from Tom Grimley re Tom Grimley employment status
SM000038
3/21/00 Letter to Robert Schultz from David Asplund, attaching draft term sheet SM002848-2850 3/23/00 Email to Junko Kobayashi from Patty Smith re salary increase and giving
stock options to employees SM002654
3/24/00 Fax to Jeffrey H. Cohen from Junko Kobayashi, attaching options schedules and summary
SM000195-211
3/24/00 Duplicate of SM000195-211 above SM000416-432 3/28/00 Letter to Kirt Switzer from Jeffrey D. Segal re Form S-8 Registration
Statement SM002833
3/29/00 Fax to Peter Paul from Arthur M. Lieberman, attaching letter dated 3/24/00 to Arthur Lieberman from Kenneth R. Koch re advice on takeover of a company and related costs
SM001085-1087
3/30/00 Stan Lee Media, Inc. deposit slip for $200,000 SM000371-372 3/31/00 Stan Lee Media, Inc. deposit slip for $400,000 SM000373-374 3/31/00 Warrant to Purchase Common Stock of Frederick W. Howarth SM001457-1463 4/3/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000375-376 4/4/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000377-378 4/5/00 Letter to Robert M. Schultz from David Asplund of Delano Group Securities
re private placement of securities SM003651-3656
4/10/00 Warrant to Purchase 100,000 shares of common stock of Stan Lee Media, Inc. for Montague Securities International, Inc.
SM002930-2937
4/11/00 Warrant Certificate Purchase Form of Mohamed Soltani SM001581-1583 4/14/00 Engagement letter to Stan Lee Media Board of Directors from Houlihan
Lokey Howard & Zukin Capital SM000188-194
4/14/00 Agenda for Board of Directors Meeting of Stan Lee Media, Inc. SM000044-51 4/14/00 Duplicate of SM000044-51 above SM003261-3267 4/14/00 Securities Purchase Agreement between Stan Lee Media, Inc. and Augustine
Fund, L.P., with schedules and exhibits attached SM000931-1019
4/14/00 Warrant to purchase 20,000 shares of common stock for Delano Group Securities
SM002994-3001
4/14/00 Employment Agreement between Stan Lee Media, Inc. and Stephen Brain SM003269-3278 4/14/00 Series A Six Percent (6%) Convertible Promissory Note in the amount of
$2,500,000 to Augustine Fund, L.P. SM006113-6122
4/14/00 Stock Option Agreement of Rick C. Madden for 75,000 shares of common stock
SM006279-6282
4/17/00 Stan Lee Media, Inc. $2,267,500 wire transfer information SM000333-342 4/17/00 Letter to Cynthia Palmer Gershman from Excelsior Productions Inc.,
guaranteeing return on stock of $150,000 SM000166
4/17/00 Letter to Seth Leyton at Granite Financial Group from Peter F. Paul, enclosing stock certificates of Maxi Technologies and Santo Development Worldwide
SM000167
5/1/00 Letter to Robert M. Schultz from Deborah A. Schlichting re warrants SM001701 5/9/00 Warrant Certificate Purchase Form of Kenneth B. Avery, with promissory
note and handwritten notes attached SM000379-382
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DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
5/9/00 Form 3 (page 2 only) for options to purchase 7,500 shares of common stock SM003381 5/10/00 Letter to Gill Champion from C. Timothy Smoot re Creekside LLC invoices SM000215 5/10/00 Warrant Certificate Purchase Form of Steven Patrick SM001648-1649 5/10/00 Check to Stan Lee Media, Inc. from Maury Burkom for $25,000 SM001759 5/10/00 Warrant Certificate Purchase Form of Steven Patrick SM001519-1521 5/11/00 (1) Letter to Bob Schultz from Chris Chen re conversion of warrants
(2) Warrant Certificate Purchase Form of Chris Chen dated 5/13/00 (3) Warrant to Purchase Common Stock of Chris Chen dated 4/3/00
SM001808-1817
5/11/00 Warrant Certificate Purchase Form of Compton Family Trust and Maury Burkom
SM001757
5/11/00 Warrant Certificate Purchase Form of Maury Burkom SM001758 5/15/00 Letter to Robert M. Schultz from Deborah A. Schlichting and Charles J.
Blomme re warrant agreements SM001702
5/15/00 Warrant Certificate Purchase Form of Deborah A. Schlichting SM001703-1704 5/15/00 Warrant Certificate Purchase Form of Deborah A. Schlichting SM001705-1706 5/15/00 Warrant Certificate Purchase Form of Deborah A. Schlichting SM001707-1709 5/15/00 Warrant Certificate Purchase Form of Michael H. Edwards SM001688 5/17/00 Letter to Stan Lee Media, Inc., Attn: Gill Champion, from Harris M. Miller
II re Mark Evanier –w- Stan Lee Media, Inc. SM000042-43
5/18/00 (1) Warrant Certificate Purchase Form of Frederick W. Howarth III (2) Letter to Robert M. Schultz from Fred Howarth re warrants dated 5/28/00 (3) Warrant to Purchase Common Stock of Frederick W. Howard dated 7/23/99
SM001660-1673
5/19/00 Fax to Kirk Switzer and Rick Madden from Mary E. Abbruzzese at Brownstein Hyatt & Farber, attaching Certificate of Correction of Stan Lee Media, Inc. as filed with the Colorado Secretary of State
SM000433-449
Undated Handwritten note re questionnaires SM000450-451 5/26/00 Letter to Edith A. Pope from Robert M. Schultz re exercise of warrants SM001533-1534 5/30/00 Stan Lee Media, Inc. deposit slip for $350,000 SM000383-385 5/31/00 List of note and interest payments due as of 5/31/00 SM000386-387 5/31/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000388-390
6/00 Chart showing beneficial ownership of Stan Lee Media (Draft) SM001187 6/00 Term sheet from Lake Sherwood Securities Limited re Stan Lee Media, Inc.
4% Convertible Preferred Stock SM002629-2632
6/1/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000391-393 6/1/00 D&O Questionnaire of Stephen A. Segal SM000823-845 6/5/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000394-396 6/5/00 D&O Questionnaire of Devendra Mishra SM000702-730 6/6/00 Stan Lee Media, Inc. deposit slip for $155,000 SM000397-398 6/6/00 D&O Questionnaire of Gill Champion (faxed version) SM000501-526 6/6/00 Duplicate of SM000501-526 above (not faxed) SM000553-583 6/7/00 D&O Questionnaire of Rick C. Madden (faxed version) SM000527-552 6/7/00 Duplicate of SM000527-552 above (not faxed) SM000643-671 6/7/00 D&O Questionnaire of William James Wilkinson Jr. SM000850-880 6/7/00 Letter agreement to Stan Lee Media, Inc. from Coleman and Company
Securities, Inc. re acting as investment advisor, private placement agent and investment banker
SM006106-6112
6/8/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000399-401 6/8/00 D&O Questionnaire of Jon P. Corfino SM000584-613 6/8/00 D&O Questionnaire of Robert M. Schultz SM000792-822 6/9/00 D&O Questionnaire of Peter Paul SM000452-481 6/9/00 Pages 2, 3 and 18 of D&O Questionnaire of Nelson Thall SM000846-849 6/12/00 D&O Questionnaire of Will Meugniot SM000672-701 6/12/00 D&O Questionnaire of Arthur E. Schramm, Jr. SM000761-791 Undated D&O Questionnaire of Stephen Brain SM000731-760 Undated D&O Questionnaire of Stephen M. Gordon SM000614-642 6/12/00 Employment letter agreement to Kenneth Williams from Stephen M. Gordon
re offer of position as President and Chief Executive Officer of Stan Lee Media, Inc.
SM002676-2683
6/12/00 Duplicate of SM002676-2683 above SM003600-3608 6/12/00 Kenneth Williams Restricted Stock and Option Schedule Per Employment
Agreement, with employment letter agreement attached SM002978-2986
6/13/00 Transaction confirmation to Celebrity Enterprises Inc. from Spear, Leeds & Kellogg for 40,000 shares
SM001357-1358
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DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
6/14/00 Stan Lee Media, Inc. deposit slip for $450,000 SM000402-404 6/15/00 (1) Check to Stan Lee Media from Myron J. Bromberg, D.D.S. for $50,000
(2) Warrant Certificate Purchase Form of Bromberg Family Trust SM001755-1756
6/19/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000407-409 6/19/00 Letter to Rick C. Madden from Jeffrey D. Segal re Section 16 Filings SM002830-2832 6/19/00 Paraversal Assigned Options SM003205 6/21/00 Draft term sheet from Global Emerging Markets re Stan Lee Media, Inc.
Convertible Debenture SM002651-2652
6/21/00 Letter to Securities Transfer Corporation from Stephen M. Gordon requesting stock certificate for 10,000 shares in the name of Stephen Brain, with copy of Stephen Brain Employment Agreement attached
SM002819-2829
6/2100 Duplicate of SM002819-2829 above (unexecuted) SM003657-3667 6/22/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000410-412 6/28/00 Emails to Rick Madden and Junko Kobayashi from Jeffrey Segal re 3/1/00
and 4/14/00 minutes of board meetings SM003626-3641
6/28/00 Email to Kirk Switzer from Jeffrey Segal re response to Douglas Reynolds’ 6/1/00 memo
SM003642
6/30/00 Stan Lee Media, Inc. deposit slip for $300,000 SM000413-415 6/30/00 Statement to Celebrity Enterprises Inc. from Spear, Leeds & Kellogg SM001359-1360 6/30/00 Securities Transfer Corp. list of cancelled shares (from 6/1/00-6/30/00) SM003226-03229
7/00 Memorandum of Understanding between Stan Lee Media Japan Co., Ltd. and Venture Soft USA Inc.
SM002755-2756
Undated Stan Lee Media, Inc. Private Placement Term Sheet of up to $5,000,000 Regulation D Offering of Exchangeable Preferred Shares & Warrants from Trinity Capital Advisors, Inc.
SM002757-2759
Undated Two pages entitled Trinity Equity Line Term Sheets SM002760-2761 7/00 Draft Warrant to purchase 50,000 shares of common stock for Brookfield
Investments, Ltd. SM003067-3075
7/7/00 Transaction confirmation to Celebrity Enterprises Inc. from Spear, Leeds & Kellogg for 40,000 shares
SM001355-1356
7/10/00 General Ledger, Journal Transaction Register, Posting Register SM004746-4749 7/12/00 Warrant to purchase 50,000 shares of Stan Lee Media, Inc. for Brookfield
Investments, Ltd. SM000174-182
7/12/00 (1) Promissory Note in the amount of $500,000 to Brookfield Investments, Ltd. (2) Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. for Brookfield Investments, Ltd.
SM002855-2869
7/14/00 Stan Lee Media, Inc. $489,982 wire transfer information SM000365-367 7/19/00 Stan Lee Media, Inc. deposit slip for $100,000 SM000368-369 Undated Folder entitled “Williams, Ken” SM003366 Undated Folder entitled “Form 3-Ken Williams” SM003367 7/19/00 Form 3 of Kenneth S. Williams SM003368-3369 7/19/00 (1) Duplicate of SM003368-3369 above, with fax sheet to Catherine King
from Rick Madden dated 7/20/99 (2) Handwritten note to Stan Lee Media from Anthony Winn re exercise of 2,000 shares of stock
SM003370-3376
7/21/00 Fax to Rick C. Madden from Jeffrey D. Segal, attaching Written Consent dated 7/23/99
SM003618-3625
7/23/00 Written Consent of Directors of Boulder Capital Opportunities, Inc. SM002969-2977 7/25/00 Letter to Security Transfer Corp from Stanley L. Compton re removal of
restriction from stock certificates SM003616-3617
7/28/00 Employee and Consultant Options & Warrants Outstanding SM003211 7/28/00 Capitalization Table SM003212 7/28/00 Employee and Consultant Options & Warrants Outstanding SM003215 7/28/00 Duplicate of SM003215, with 2 pages of calculations attached SM003216-3218 7/28/00 Duplicate of SM003215 above, with handwritten notes SM003247 7/28/00 Email to Junko Kobayashi from Ken Williams re employment of Linda
McEwen SM003333
Undated Section 2.1(dd) Brokers SM003213 Undated Schedule 2.1(c)(iv) Shares with Registration Rights SM03214 7/31/00 Warrant to Purchase Shares of Common Stock to Venture Soft Co., Ltd. SM002728-2736 7/31/00 Securities Purchase Agreement to Venture Soft Co., Ltd. SM002737-2748 and
SM004121
7/31/00 Duplicate of SM002737-2748 and SM004121 above SM003055-3066 7/31/00 Email to Rick Madden, Samantha Meltzer and Bob Schultz from Jeffrey D. SM003219
{Client\4211\00\02031311.DOC /} 8
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Segal re Form S-8 – Exhibits 7/31/00 Duplicate of SM003219 above, with exhibits attached SM003609-3615 7/31/00 Fax to Audrey Depaulo at Akkamai from Rick Madden, attaching Akamai
FreeFlow Streaming Services Order Form – Sustained Usage (partially executed)
SM003571-3582
Undated Handwritten notes SM003128 Undated Schedule of Stock Ownership by Officers Directors & Five Percent
Shareholders SM003206-3207
Undated Pages 4 and 5 of Stan Lee Media Q&A SM003234-3235 Undated Stock Certificates to be Issued SM003299-3303 Undated Spunky Productions, Inc. – Significant Stockholder SM003304 8/1/00 Transaction confirmation to Celebrity Enterprises Inc. from Spear, Leeds &
Kellogg for 25,000 shares SM001353-1354
8/1/00 Email to Stephen M. Gordon from Junko Kobayashi re David Stickell replacing David Koran
SM002653
8/1/00 Preferred Stock Investment Agreement among Stan Lee Media, Inc., Elliott Associates, L.P. and Westgate International, L.P.
SM003076-3105
8/1/0 Common Stock Table and Form S-3 SM003148-3187 8/1/00 Capitalization Table, with handwritten notes SM003208 8/1/00 Employee and Consultant Options & Warrants Outstanding SM003209 8/1/00 Duplicate of SM003209 above S003240 8/1/00 Duplicate of SM003208 above, without handwritten notes SM003210 8/1/00 Duplicate of SM003210 above SM003241 8/1/00 Duplicate of SM003241 above SM003242 8/1/00 Common Stock Table SM003237 8/1/00 Duplicate of SM003237 above, with 9/30/00 Loans Payable chart attached. SM003249-3251 8/1/00 Duplicate of SM003237 above SM003117 8/1/00 Duplicate of SM003117 above, with Anti-Dilution Computation attached SM004886-4887 8/1/00 Duplicate of SM003117 above, with General Ledger pages attached SM004901-4911 8/1/00 Freely Tradable Shares SM003246
Undated Selling Stockholders, Form S-3 SM003238-3239 Undated Stan Lee Media, Inc. Bullet Points SM003243 Undated Selling Stockholders, Form S-3 SM003244-3245 8/4/00 Comprehensive Brand Management Agreement between Stan Lee Media,
Inc. and Hollywood Chamber of Commerce, Inc. SM003038-3044
8/10/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 100,000 shares of common stock for Celebrity Enterprises
SM002046-2049
8/15/00 Letter to Venture Soft Co., Ltd. from Kenneth Williams re creation of a joint venture, with attached term sheet for Stan Lee Japan
SM002749-2754
8/15/00 Duplicate of SM002749-2754 above SM003049-3054 8/15/00 Letter agreement between MBR Productions, Inc., John Semper and Stan
Lee Media, Inc. re Starship Rights Agreements SM003028-3037
8/15/00 Duplicate of SM003028-3037 above SM003305-3316 8/16/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce,
Fenner & Smith from Jeffrey D. Segal re transfer of 10,000 shares of common stock for National Multiple Sclerosis Society-Southern California Chapter
SM001535-1536
8/16/00 (1) Duplicate of SM001535-1536 (2) Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 5,000 shares of common stock for Vegas International, Inc.
SM002056-2059
8/16/00 Duplicate of item (2), SM002058-2059, above SM002338-2339 8/16/00 (1) Opinion letter to Securities Transfer Corporation and Merrill Lynch
Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 200,000 shares of common stock for Continental Entities (2) Officers Certificate of Stephen M. Gordon dated 8/16/00 (3) Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 10,000 shares of common stock for Continental Entities dated 8/17/00
SM002050-2055
8/16/00 Duplicate of (1) and (2), SM002050-2053, above SM002647-2650 8/17/00 Duplicate of item (3), SM002054-2055, above SM002336-2337 8/18/00 Stock certificates for Steven Gerber, Compton Family Trust, Maury
Burkom, Shannah L. Compton, Cameron L. Compton, Trinity Capital Advisors, Inc., Mark L. Hendler, Bromberg Family Trust, Steven Patrick,
SM003129-3147
{Client\4211\00\02031311.DOC /} 9
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Mohamed Soltani, Christopher K. Chen, Michael H. Edwards 1994 Rev. Trust, Kenneth B. Avery, Frederick W. Howarth, Deborah A. Schlichting. Jose Abadin (2,020), VMR Luxemburg SA (20,202), Jose Abadin (1,350), and VMR Luxemburg SA (13,650)
8/23/00 Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re Form 144 for Bromberg Family Trust
SM003285-3289
8/25/00 Anti-Dilution Computation Re: Elliott Associates & Westgate International Pfd. B Conversion
SM003121
8/25/00 Duplicate of SM003121 above SM003236 8/25/00 (1) Duplicate of SM003121 above
(2) Securities With Anti-dilution Provisions (3) Freely Tradable Shares as of 7/28/00 (4) Registration Penalties Assuming S-3 not Effective until 10/31/00 (5) Email dated 7/26/00 to bschrupp, jcohen, kswitzer, jknetsch from Jeffrey D. Segal re revised Form S-3
SM003190-3194
Undated Selling Stockholders, Form S-3 SM003195-3196 Undated Selling Stockholders, Form S-3 SM003197-3198
8/28/00 Letter to Securities Transfer Corporation from Rick C. Madden re conversion notice with respect to Series B stock and request to issue 133,265 shares to Westgate International, L.P. and 133265 shares to Elliott Associates, L.P.
SM002987-2993
8/30/00 (1) Agenda for the Meeting of the Board of Directors of Stan Lee Media, Inc. (2) Executive Summary of Stock Purchase Agreement with Conan Properties, Inc. dated 8/28/00
SM002011-2015
8/30/00 Amendment No. 1 to Software Development and License Agreement dated as of 4/19/00 between Toon Boom Technologies Inc. and Stan Lee Media, Inc.
SM003106-3110
8/31/00 Stock Purchase Agreement by and between Stan Lee Media, Inc. and Sellers of Conan Properties, Inc.
SM000881-909
9/00 Confidential Settlement Agreement and Release between Bryce Zabel and Stan Lee Media, Inc.
SM003010-3017
9/6/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 200,000 shares of common stock for Celebrity Enterprises
SM002060-2062
9/6/00 Duplicate of SM002060-2062 above SM002359-2362 9/8/00 Security Agreement made by Stan Lee Media, Inc. and Conan Properties,
Inc. in favor of Conan Sales Co. LLC SM000910-930
9/12/00 Memorandum to Stephen M. Gordon and Rick C. Madden from Jeffrey D. Segal re Creekside LLC litigation matter
SM000212-213
9/12/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael Golden
SM002063-2082
9/12/00 Duplicate of SM002063-2082 above SM002340-2358 9/12/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Adrian Turcotte
SM002083-2093
9/12/00 Duplicate of SM002083-2093 above SM002363-2373 9/12/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 2,000 Shares of Common Stock of Stan Lee Media, Inc. – David Medinnus
SM002094-2100
9/12/00 Duplicate of SM002094-2100 above SM002374-2380 9/12/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 6,200 Shares of Common Stock of Stan Lee Media, Inc. – Bromberg Family Trust
SM002101-2108
9/12/00 Duplicate of SM002101-2108 above SM002381-2388 9/12/00 Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re Form 144
for Bromberg Family Trust SM003290-3294
9/12/00 Stock Price History of Stan Lee Media, Inc. SM003317-3327 Undated Sheet showing strategic deals and capital structure SM000214 9/15/00 Stan Lee Media, Inc. Previous Day Summary & Detail Report from U.S.
Bank SM000351-353
9/18/00 Opinion letter to Securities Transfer Corporation and Spear, Leeds & Kellogg from Jeffrey D. Segal re transfer of 100,000 shares of common stock for Pittsburg Institutional Inc.
SM002109-2110
9/18/00 Duplicate of SM002109-2110 above SM002389-2390
{Client\4211\00\02031311.DOC /} 10
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
9/19/00 Transaction confirmation to Celebrity Enterprises Inc. from Spear, Leeds & Kellogg for 200 shares
SM001351-1352
9/21/00 Transaction confirmation to Celebrity Enterprises Inc. from Spear, Leeds & Kellogg for 200 shares
SM001349-1350
9/28/00 Transaction confirmation to Celebrity Enterprises Inc. from Spear, Leeds & Kellogg for 10,000 shares
SM001347-1348
9/28/00 Fax to Bob Schultz and Ken Williams from Gene Jung, attaching term sheet SM002781-2785 9/29/00 Stan Lee Media, Inc. deposit slip for $250,000 SM000354-355 9/30/00 Stan Lee Media Balance Sheet SM003248 9/30/00 Duplicate of SM003248 above SM003257 9/30/00 Duplicate of SM003257 above SM003259 9/30/00 Stan Lee Media Balance Sheet SM004756-4757 9/30/00 (1) Explanation of Long Term Note with Augustine Financing
(2) Licensing Rights 9/30/00 (3) “Gross Up” Computation re Section 3.c.i. of K. Williams Employment Agreement (4) General Ledger, Activity Report – Detail, 7/1/00 thru 9/30/00
SM004750-4755
9/30/00 Stan Lee Media, Inc. Earnings Per Share Worksheet SM004758-4759 9/30/00 (1) General Ledger, Trial Balance, 9/30/00
(2) General Ledger, Activity Report – Detail, 7/1/00 thru 11/30/00 (3) General Ledger, Journal Transaction Register (4) Journal Entry (5) Option Exercise dated 9/12/00
SM004888-4900
10/2/00 Letter to Paula LaFond from Rick C. Madden re severance pay SM000037 10/4/00 Opinion letter to Securities Transfer Corporation from Jeffrey D. Segal re
transfer of 90,000 shares of common stock for Pittsburg Institutional Inc. SM002111-2112
10/4/00 Duplicate of SM002111-2112 above SM002391-2392 10/5/00 Stan Lee Media, Inc. deposit slip for $300,000 SM000356-357 10/5/00 Opinion letter to Securities Transfer Corporation from Jeffrey D. Segal re
transfer of 400,000 shares of common stock for Hollywood Holdings SM002113-2116
10/5/00 Duplicate of SM002113-2116 above SM002393-2396 10/5/00 Duplicate of SM002113-2116 above SM006123-6126
10/10/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 3,333 Shares of Common Stock of Stan Lee Media, Inc. – Georges Cibaud
SM002117-2123
10/10/00 Duplicate of SM002117-2123 above SM002397-2403 10/10/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 3,800 Shares of Common Stock of Stan Lee Media, Inc. – Bromberg Family Trust
SM002124-2136
10/10/00 Duplicate of SM002124-2136 above SM002404-2416 10/10/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 2,166 Shares of Common Stock of Stan Lee Media, Inc. – Mohammed Soltani
SM002137-2143
10/10/00 Duplicate of SM002137-2143 above SM002417-2423 10/10/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael H. Edwards 1994 Revocable Trust
SM002144-2150
10/1000 Duplicate of SM002144-2150 above SM002424-2430 10/10/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Mark L. Hendler
SM002151-2154
10/10/00 Duplicate of SM002151-2154 above SM002431-2437 10/10/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 12,500 Shares of Common Stock of Stan Lee Media, Inc. – Compton Family Trust
SM002155-2161
10/10/00 Duplicate of SM002155-2161 above SM002438-2444 10/10/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 4,166 Shares of Common Stock of Stan Lee Media, Inc. – Kenneth B. Avery
SM002162-2168
10/10/00 Duplicate of SM002162-2168 above SM002445-2451 10/10/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 100,000 Shares of Common Stock of Stan Lee Media, Inc. – Celebrity Enterprises
SM002169-2179
10/10/00 Duplicate of SM002169-2179 above SM002452-2462 10/13/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce,
Fenner & Smith from Jeffrey D. Segal re split of certificate for 2,700,000 SM002180-2181
{Client\4211\00\02031311.DOC /} 11
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
shares of common stock into two certificates for P.F.P. Family Holdings, L.P.
10/13/00 Duplicate of SM002180-2181 above SM002463-2464 10/13/00 (1) Duplicate of SM002463 above (page 1 only)
(2) Fax to Jonathan Gordon and Stephen Gordon from Jeffrey D. Segal, attaching opinion letter dated 8/17/00 to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re transfer of 10,000 shares of common stock from Continental Entities to Norman Herrick
SM003990-3993
10/13/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 50,000 shares of common stock for Celebrity Enterprises
SM002182-2183
10/13/00 Duplicate of SM002182-2183 above SM002465-2466 10/16/00 Fax to Bob Schultz and Ken Williams from Gene Jung at Trinity Capital
Advisors, Inc., attaching term sheet SM002769-2774
10/16/00 Duplicate of SM002769-2774 above SM002775-2780 10/17/00 Stan Lee Media, Inc. deposit slip for $150,000 SM000358-360 10/17/00 Opinion letter to Merrill Lynch Pierce, Fenner & Smith from Jeffrey D.
Segal re margin of 37,500 shares of common stock for Continental Entities SM002184-2207
10/17/00 Duplicate of SM002184-2207 above SM002467-2490 10/17/00 Fax to Bob Schultz and Ken Williams from Gene Jung, attaching corrected
term sheet SM002794-2796
10/17/00 By-Laws of Continental Entities, Inc. SM006262-6273 10/18/00 (1) Letter to Coleman and Company Securities, Inc. from Rick C. Madden re
termination of 6/7/00 agreement (2) Letter agreement between Stan Lee Media, Inc. and Coleman & Co. Securities dated 6/7/00 (3) Warrant to Purchase Common Stock of Christopher P. Moore dated 6/26/00 (4) Warrant to Purchase Common Stock of Arthur B. Whitcomb, Jr. dated 6/26/00 (5) Warrant to Purchase Common Stock of Lynne Pellegrino dated 6/26/00 (6) Warrant to Purchase Common Stock of Philip C. Puccio, Sr. dated 6/26/00 (7) Warrant to Purchase Common Stock of Coleman and Company Securities, Inc. dated 6/26/00
SM001255-1308
10/18/00 Opinion letter to Pershing Securities from Jeffrey D. Segal re margin of 37,500 shares of common stock for Continental Entities
SM002208-2210
10/18/00 Duplicate of SM002208-2210 above SM002491-2493 10/18/00 (1) Stock certificate for 25,000 shares of common stock to Continental
Entities dated 11/2/99 (2) Corporate Resolution for Continental Entities, Inc. (3) Client Data Sheet for Continental Entities, Inc.
SM006274-6278
10/19/00 Stan Lee Media, Inc. deposit slip for $150,000 SM000361-363 10/20/00 Marked up copy of letter to Kenneth S. Williams from Alan Flatt re terms of
engagement of Crossover Ventures, Inc. SM002786-2793
10/20/00 Letter to Kenneth S. Williams from Alan Flatt re terms of engagement of Crossover Ventures, Inc.
SM002797-2804
Undated Two pages entitled “VMR LOI” SM002805-2806 10/23/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 35,000 Shares of Common Stock of Stan Lee Media, Inc. – Susan Pittsburg
SM002211-2219
10/23/00 Duplicate of SM002211-2219 above SM002494-2502 10/23/00 Letter to Rick Madden from Alan Flatt of Crossover Ventures, Inc. re private
placement of up to $12,000,000 through sale of common stock of Stan Lee Media, Inc.
SM002762-2768
10/23/00 Letter to Rick C. Madden from Brian M. Wong at Organic re contractual restrictions on shares held by Organic, Inc.
SM003387-3389
10/24/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media, Inc. – I.C. Siegel & Patricia Q. Siegel JTWROS
SM002220-2228
10/24/00 Duplicate of SM002220-2228 above SM002503-2511 10/24/00 Market Overhang SM003252-3253 10/27/00 Fax to Rick C. Madden and Peter Paul from Jeffrey D. Segal, attaching
documentation re Arthur Lieberman’s stock SM001065-1084
10/27/00 Duplicate of SM001065-1084 above SM002697-2716 10/27/00 Cash Budget, July – December 2000 SM003254-3256
{Client\4211\00\02031311.DOC /} 12
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
10/27/00 Duplicate of SM003254 above SM003258 10/30/00 Separation Agreement & Release of All Claims between Pamela Aronoff,
Stan Lee Media, Inc. and Administaff Companies, Inc. SM003377-3380
10/31/00 Brokerage Account Statement of Continental Entities Inc. from Mutual Service Corporation
SM001176-1179
10/31/00 Duplicate of SM001176-1179 above SM001180-1183 10/31/00 (1) Duplicate of SM001176-1179 above
(2) Brokerage Account Statement of Continental Entities Inc. from Mutual Service Corporation dated 11/30/00 (3) Confirmation sheets for Continental Entities Inc. for November and December 2000
SM006207-6251
10/31/00 Transaction confirmation to Compton Family Trust from Mutual Service Corporation
SM001167-1169
Undated Selling Stockholders, Form S-3 SM003118-3119 Undated Handwritten notes SM003120 Undated Fax to Rick C. Madden from Jim Budge at SEC, attaching pages 3, 4 and 5
of letter to Rick C. Madden from Richard K. Wulff in Office of Small Business
SM003122-3125
Undated Selling Stockholders, Form S-3 SM003203-3204 11/00 Stock Purchase Warrant for 17,045 shares of common stock for Target
Growth Fund Ltd. SM003812-3823
11/00 Stock Purchase Warrant for 3,409 shares of common stock for Nima Montazeri
SM003824-3835
11/00 6% Convertible Debenture Due November 30, 2003 for Bond Street Partners, Limited
SM003886-3909
11/00 6% Convertible Debenture Due November 30, 2003 for Target Growth Fund Ltd.
SM003910-3933
11/00 6% Convertible Debenture Due November 30, 2003 for Nima Montazeri SM003934-3957 11/3/00 Term Sheet for Deal Dated November 3, 2000 Between Warner Bros. and
Stan Lee Media Relating to “Conan” SM003045-3046
11/4/00 Duplicate of SM003118-3119 above, but with date handwritten on first page SM003126-3127 11/06/00 Transaction confirmation to Compton Family Trust from Mutual Service
Corporation SM002016
11/6/00 Transaction confirmation to Continental Entities Inc. from Mutual Service Corporation
SM001170-1175
11/6/00 Transaction confirmation to Continental Entities Inc. from Mutual Service Corporation
SM002020-2024
11/6/00 Transaction confirmation to Continental Entities Inc. from Mutual Service Corporation
SM002025
11/7/00 Letter to George Johnson at Securities Transfer Corp. from Robert M. Schultz re issuance of shares to parties on attached schedules
SM006130-6134
11/8/00 Email to Christine Plummer from Junko Kobayashi re needing copies of agreements
SM003009
11/9/00 Opinion letter to Securities Transfer Corporation and Mutual Service Corporation from Jeffrey D. Segal re transfer of 37,500 shares of common stock for Continental Entities
SM002229-2235
11/9/00 Duplicate of SM002229-2235 above SM002512-2518 11/9/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 15,000 Shares of Common Stock of Stan Lee Media, Inc. – Kenneth Bald
SM002236-2242
11/9/00 Duplicate of SM002236-2242 above SM002519-2525 11/9/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. – Web Rewards, Inc.
SM002243-2248
11/9/00 Duplicate of SM002243-2248 above SM002526-2532 11/9/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 124,200 Shares of Common Stock of Stan Lee Media, Inc. – Arthur M. Lieberman
SM002249-2262
11/9/00 Duplicate of SM002249-2262 above SM002533-2547 11/9/00 Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation (No.
111850) SM003200-3201
11/9/00 Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation (No. 111810)
SM003202
11/9/00 Stan Lee Media, Inc. Journal Entry SM004124-4126 11/10/00 Chart of changes in account balances SM001313 11/13/00 Stan Lee Media, Inc. deposit slip for $370,000 SM000343-349
{Client\4211\00\02031311.DOC /} 13
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BATES NOS.
CATEGORY
11/13/00 Exhibit A, resolutions re stock dividend SM003047-3048 11/13/00 Letter to Steven E. Machat from Jeffrey D. Segal re vesting of options SM003591-3592 11/15/00 Stan Lee Media Funds Receipt for $250,000 SM000405-406 11/16/00 Letter to Janice Van Houdt at U.S. Bank from Jonathan Gordon at Merrill
Lynch re 5,000,000 shares of unencumbered common stock of Stan Lee Media, Inc.
SM000237
11/16/00 Stan Lee Media, Inc. deposit slip for $150,000 SM000238-240 11/17/00 Statement to Celebrity Enterprises Inc. from Spear Leeds & Kellogg SM001338 11/17/00 Statement to Hollywood Holdings Inc. from Spear Leeds & Kellogg SM001337 11/17/00 Statement to Continental Entities Inc. from Spear Leeds & Kellogg SM001336 11/20/00 Statement to Celebrity Enterprises Inc. from Spear Leeds & Kellogg SM001334 11/20/00 Statement of Continental Entities Inc. from Spear Leeds & Kellogg SM001335 11/20/00 Statement of Hollywood Holdings Inc. from Spear Leeds & Kellogg SM001343 11/21/00 Statement of Hollywood Holdings from Spear Leeds & Kellogg SM001341-1342 11/21/00 Statement of Continental Entities Inc. from Spear Leeds & Kellogg SM001340 11/21/00 Statement of Celebrity Enterprises Inc. from Spear Leeds & Kellogg SM001339 11/21/00 Accounts at Merrill Lynch with Stan Lee Media Stock SM001314 11/21/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Blake R. Lindquist
SM002263-2272
11/21/00 Duplicate of SM002263-2272 above SM002548-2557 11/21/00 Letter to Securities Transfer Corporation [and Brockington Securities, Inc.]
from Stephen M. Gordon re Rule 1414 Sale of 210,000 Shares of Common Stock of Stan Lee Media, Inc. – The Trust Company of United Mizrahi Bank, Ltd. By Assignment from Excelsior Productions
SM002273-2282
11/21/00 Duplicate of SM002273-2282 above SM002558-2566 11/22/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 77,800 Shares of Common Stock of Stan Lee Media, Inc. – Keith Nowak
SM002283-2288
11/22/00 Duplicate of SM002283-2288 above SM002567-2574 11/24/00 Notice of Debit for Compton Family Trust, with wire transfer instructions
attached SM006252-6253
11/27/00 Opinion letter to Securities Transfer Corporation and SOS Resource Services, Inc. from Jeffrey D. Segal re transfer of 200,000 shares of common stock for Celebrity Enterprises
SM002289-2291
11/27/00 Duplicate of SM002289-2291 above SM002575-2578 11/27/00 Duplicate of SM002575-2578 above, with attachments SM003982-3989 11/27/00 Letter to Salvatore Russo from Celebrity Enterprises, Inc. re ownership of
200,000 shares of common stock SM002644
11/27/00 Email to Rick Madden from Robert Schultz re Augustine, with handwritten notes
SM03116
11/27/00 Fax to Gill Champion from Sara Dale McClain, attaching 11/21/00 letter re transfer of 18,000 of James P. Lynn, with handwritten note saying, “From Bob Schultz said has no idea who this is?”
SM006135-6139
11/28/00 Chart of Margin Debits SM001345 11/28/00 Duplicate of SM001345 above SM001346 Undated Wire transfer instructions to HSBC Bank USA for Stan Lee Media SM002017 Undated Duplicate of SM002017 above SM002026 11/29/00 Opinion letter to Securities Transfer Corporation and SOS Resource
Services, Inc. from Jeffrey D. Segal re transfer of 171,500 shares of common stock for P.F.P. Family Holdings, L.P.
SM002292-2298
11/29/00 Opinion letter to Securities Transfer Corporation and Paine Webber, Inc. from Jeffrey D. Segal re transfer of 171,500 shares of common stock for P.F.P. Family Holdings, L.P.
SM002579-2585
11/30/00 Table I – Securities to be Sold SM001322 11/30/00 Letter to Access Securities from Sal Russo at S.O.S. Resource Services Inc. SM002018 11/30/00 Duplicate of SM002018 above SM002027 11/30/00 Inter-Office Memorandum to SLM Staff from Ken Williams re recent
activities SM002851-2853
11/30/00 Securities Purchase Agreement Between Stan Lee Media, Inc. and various Investors
SM003704-3811
11/30/00 Registration Rights Agreement among Stan Lee Media, Inc. and various Holders
SM003836-3856
11/30/00 Escrow Agreement among Stan Lee Media, Inc. and various Investors SM003858-3872 11/30/00 Transfer Agent Instructions to Securities Transfer Corporation from Stephen SM003878-3881
{Client\4211\00\02031311.DOC /} 14
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Gordon 11/30/00 Opinion letter to Purchasers of 6% Convertible Debentures and Warrants
from Jeffrey D. Segal SM003882-3885
11/30/00 Warrant to purchase 68,182 shares of common stock for Bond Street Partners Limited
SM003958-3969
11/30/00 Warrant to purchase 2,000 shares of common stock for Astor Capital, Inc. SM003970-3981 11/30/00 Release Notice between Stan Lee Media, Inc. and Bond Street Partners
Limited SM003869-3872
Undated Form 144 of Stan Lee Media SM001321 Undated Schedule of Stock Ownership by Officers Directors & Five Percent
Shareholders SM002854
12/1/00 Weekly Security Position Listing SM001184-1186 12/1/00 List of Shareholders SM001212-1254 12/1/00 Transaction confirmation to Continental Entities Inc. from Mutual Service
Corporation SM001324-1333
12/1/00 Fax to Jeffrey Segal from Mark Fractor re Rule 144 Opinion Letter for Continental Entities Inc. and Hollywood Holdings, Inc. (with attachments)
SM001361-1388
12/1/00 Fax to Jeff Segal from Rick Madden, attaching documentation re Rule 144 sale
SM001418-1423
12/1/00 Letter to Stan Lee Media, Inc. from Jeffrey J. McLaughlin at Access Securities re acting as “market maker”
SM002019
12/1/00 Duplicate of SM002019 above SM002028 12/1/00 Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation SM003199 12/4/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 200,000 Shares of Common Stock of Stan Lee Media, Inc. – SOS Resource Services, Inc.
SM001188-1209
12/4/00 Duplicate of SM001188-1209 above SM002609-2617 12/4/00 Duplicate of SM001188 above (letter only) SM001320 12/4/00 Fax to Donnelly Financial from Rick Madden, attaching page of Stock
Purchase Warrant of Bond Street Partners, L.P. with handwritten changes SM001415-1417
12/4/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities
SM002311-2321
12/4/00 Duplicate of SM002311-2321 above SM002598-2608 12/4/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities By Assignment from Hollywood Holdings
SM002299-2310
12/4/00 Duplicate of SM002299-2310 above SM002586-2597 12/4/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule
144 Sale of 200,000 Shares of Common Stock of Stan Lee Media, Inc. – SOS Resource Services, Inc.
SM002322-2329
12/6/00 Letter to Patricia Thompson at NASDAQ from Rick C. Madden, enclosing list of record holders dated 11/27/00
SM001393-1402
12/6/00 Opinion letter to Securities Transfer Corporation and Access Securities from Jeffrey D. Segal re transfer of 200,000 shares for SOS Resource Services, Inc.
SM002645-2646
12/6/00 Fax to Jeff Segal from Sarah Dale McClain at Securities Transfer Corporation re removal of restrictive legend under Rule 144 on SOS Resources Services, Inc. certificate
SM003997-4003
12/7/00 Letter to Sol Gerber from Barbara J. Glenns re purchase of 400,000 shares of common stock
SM001210-1211
12/7/00 Memorandum to Sol Gerber from Peter Paul, confirming acquisition of 400,000 shares
SM003996
12/8/00 Fax to Jeff Segal from Rick Madden, attaching letter to Patricia J. Thompson at Nasdaq Stock Market, Inc., Listing Investigations, from Rick C. Madden re requested for information
SM001389-1392
Undated Chart of investor debits and credits SM001344 12/11/00 Letter to Joseph J. Pash, Jr. at Merrill Lynch from Barbara J. Glenns re
P.F.P. Family Holdings request for 2,300,000 shares to be delivered out from account
SM001310
12/11/00 Fax to Mark Orenstein at Snow Beck Krauss from Rick Madden, attaching letter to Holders listed on Registration Rights Agreement from Stephen Gordon re amendments to Securities Purchase Agreement
SM001403-1405
12/11/00 Letter to Holders listed on Registration Rights Agreement from Stephen Gordon re amendments to the agreement
SM003857
12/12/00 Letter to Joseph J. Pash, Jr. from Barbara J. Glenns re funds to pay debit SM001311-1312
{Client\4211\00\02031311.DOC /} 15
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
balances Undated Letter to Merrill Lynch from Andrea Paul re closing account SM001309 12/12/00 Table I – Securities to be Sold SM001323 12/12/00 Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock
of Elliott Associates, L.P. SM001410-1414
12/12/00 Fax to Mark Orenstein from Rick Madden, attaching Transfer Agent Instructions
SM001406-1409
12/12/00 Conversion Notices for Series B 4% Cumulative Convertible Preferred Stock for Elliott Associates, L.P. and Westgate International, L.P., with handwritten note to “Rick” attached
SM006146-6150
Undated Stock certificate for 952 shares of Series B 4% Cumulative Convertible Preferred Stock for Westgate International, L.P.
SM006151-06152
Undated Stock certificate for 952 shares of Series B 4% Cumulative Convertible Preferred Stock for Elliott Associates, L.P.
SM006153-6154
12/13/00 Chart of Loans Payable – Detailed SM006140-6141 12/14/00 Letter to Fahnestock & Co. from Susan Pittsburg re sale of 55,000 shares of
stock SM001317-1319
12/14/00 Modification and Settlement Agreement between Stan Lee Media, Inc. and Kenneth Williams
SM002938-2940
12/14/00 Duplicate of SM002938-2940 above SM003364-3365 12/14/00 Release Notice between Stan Lee Media and various Investors SM003873-3877 12/14/00 Letter to Sol Gerber from Barbara J. Glenns re Satellite Partners I, LP/Stan
Lee Media stock (page 1 only), with Clients Fund Account attached SM003994-3995
12/14/00 Letter to Rick C. Madden from Nan Prongay at the SEC re informal investigation, with attachments
SM006254-6261
12/15/00 Opinion letter to Securities Transfer Corporation and Paine Webber, Inc. from Jeffrey D. Segal re transfer of 80,000 shares of common stock for P.F.P. Family Holdings, L.P.
SM002330-2335
12/15/00 Duplicate of SM002330-2335 above SM002618-2623 12/18/00 Letter to Securities Transfer Corporation from Rick C. Madden re Rule 144
Sale of 55,000 Shares of Common Stock of Stan Lee Media, Inc. – Susan Pittsburg
SM002039
12/18/00 Duplicate of SM002039 above but with attachments SM002624-2628 12/19/00 Opinion letter to Securities Transfer Corporation and Fahnestock & Co., Inc.
from Jeffrey D. Segal re transfer of 55,000 shares of common stock for Susan Pittsburg
SM001315-1316
12/19/00 Duplicate of SM001315-1316 above SM002040-2045 12/21/00 Liability Summary, with charts re payroll attached SM006155-6173 12/26/00 Letter to Nasdaq Stock Market from Rick C. Madden in response to letter of
12/18/00 (unexecuted) SM006127-6129
12/31/00 General Ledger Activity Report – Detail, 1/1/00 thru 12/31/00 SM004741-4745 1/5/01 (1) Schedule A to Stock Purchase Agreement, listing owners of certain
shares (2) Letter to Stan Lee Media from Elliott Associates, L.P. and Elliott International, L.P. re Registration Rights Agreement dated as of 8/1/00
SM006047-6049
1/9/01 Representation letter to Rick Madden from David L. Neale of Levene, Neale, Bender, Rankin & Brill, L.L.P., with documents re employees attached
SM006174-6206
2/1/01 Letter to Rick C. Madden from Stacey K. Fishman at Morrison & Foerster re Starship Rights Agreement
SM006050-6052
2/2/01 Letter to Stacey Fishman from Rick C. Madden re dispute of allegations in 2/1/01 letter
SM006142-6143
2/6/01 General Ledger pages SM000328-332 2/6/01 General Ledger page SM000350 2/6/01 General Ledger page SM000364 2/6/01 General Ledger page SM000370 2/16/01 Securities Transfer Corporation Current Shareholders List SM004004-4064 2/16/01 Duplicate of SM004004-4064 above SM004760-4822 3/26/01 Securities Transfer Corporation Current Shareholders List SM004065-4123 3/26/01 Duplicate of SM4065-4123 above SM004823-4885 4/6/01 Fax to Kenneth S. Williams, Rick C. Madden and Gary E. Klausner from
David B. Golubchik, attaching letter from Michael D. Morin re Arthur Lieberman v. Stan Lee Media, Inc.
SM000227-232
9/4/01 (1) Notice of Hearing; (2) Demurrer by Defendants Stan Lee, Nelson S. Thall, Robert K. Burgess, Arthur E. Schramm, Jr., Lars Hellmont, Kenneth Williams, and Rick Madden to Plaintiff’s Complaint; (3) Memorandum of
SM001020-1041
{Client\4211\00\02031311.DOC /} 16
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Points and Authorities in Support Thereof; (4) Request for Judicial Notice (filed under separate cover); and (5) Appendix of Non-California Authorities (filed under separate cover) in Case No. BC251976, Superior Court of the State of California for the County of Los Angeles
Undated Page describing distribution of 3,600,000 shares of Stan Lee Media stock SM006569 10/11/02 Stipulation of Settlement; [Proposed] Preliminary Order Approving
Settlement, Certifying the Class, and Providing for Notice, United States District Court, Central District of California, Case No. CV 01-1621 GAF (Mcx)
SM006387-6476
10/11/02 Duplicate of SM006387-6416 above SM006477- 6506 10/30/02 Letter to Eric Waxman at Skadden, Arps from Lee A. Dresie at Greenberg
Glusker, enclosing Settlement Agreement and Mutual Release executed on behalf of Augustine Capital
SM006548-6568 SM0025180-25200
11/15/02 Notice of Joint Motion and Joint Motion for Order Approving Settlement Pursuant to Bankruptcy Code Section 105 and Bankruptcy Rule 9019(a) and Authorizing Creditors Committee to Receive Settlement Funds and Distribute Funds Outside of Plan; Memorandum of Points and Authorities in Support Thereof, United States Bankruptcy Court, Central District of California, San Fernando Valley Division, Case No. SV 01-11329-KL
SM006289-6310
12/27/02 Order Approving Settlement Pursuant to Bankruptcy Code Section 105 and Bankruptcy Rule 9019(a) and Authorizing Creditors Committee to Receive Settlement Funds and Distribute Funds Outside of Plan, United States Bankruptcy Court, Central District of California, San Fernando Valley Division, Case No. SV 01-11329-KL
SM006311-6337 SM0024916-24942
5/20/03 Order Re: Final Approval of Proposed Settlement and Plan of Allocation, United States District Court, Central District of California, Case No. CV 01-1621 GAF (Mcx)
SM006380-6386
7/8/03 Fax to Paul Eckles from United States District Court, Central District of California, attaching filed copy of Memorandum Re: Final Approval of Proposed Settlement and Plan of Allocation dated 7/3/03 in Case No. CV 01-1621 GAF (Mcx)
SM006338-6365
7/14/03 Fax to Paul Eckles from United States District Court, Central District of California, attaching filed copy of [Proposed] Final Judgment and Order of Dismissal with Prejudice dated 7/3/03 in Case No. CV 01-1621 GAF (Mcx)
SM006366-6372
7/14/03 Duplicate of SM006366-6372 above SM006373-6379 12/03 Settlement Agreement and Mutual Release between Constituent Creditors
and Stan Lee, Lars Hellmont, Arthur E. Schramm, Jr., Nelson S. Thall, Rick Madden, Kenneth Williams, Robert K. Burgess, Robert M. Schultz, Devendra Mishra and Gill Champion (executed by Skadden, Arps, Slate, Meagher & Flom LLP)
SM006507-6515 SM0025201-25209
2/04 Mutual Release of Claims between Stan Lee and Fireman’s Fund Insurance Company for Stan Lee, Rick Madden, Robert . Burgess, Nelson S. Thall, Lars Hellmont, Arthur E. Schramm, Jr. and Kenneth Williams
SM006527-6547 SM0025210-25230
5/7/04 Letter to Gary Klausner at Stutman, Treister & Glass from M. Benjamin Valerio at Milbank, Tweed, Hadley & McCloy LLP, attaching Settlement Agreement and Mutual Release (executed by Mike Diamond on behalf of Robert M. Schultz, Devendra Mishra and Gill Champion)
SM006516-6526
8/31/00 General Ledger Journal Transaction Register to reverse FAS123 calculation
for warrants issued JE #689 SM004912-4933
8/1/00 General Ledger Journal Transaction Register to record Elliott financing stock grants
SM004934-4935
8/1/00 General Ledger Journal Transaction Register to record anti-dilutive shares SM004936-4937 8/31/00 General Ledger Journal Transaction Register to record Elliott/Westgate
Preferred B conversion SM004938-4939
8/31/00 General Ledger Journal Transaction Register to record anti-dilutive shares SM004940-4941 7/1/00 General Ledger Journal Transaction Register to record allocation of warrants SM004942-4946 7/8/99 New Designated Shareholders, Certificates to be Delivered in Trust to Jeff
Segal SM009720
4/17/00 Letter to Cynthia Palmer Gershman from Excelsior Productions Inc. confirming guaranteed return of $150,000 invested in Stan Lee Media stock
SM009721
4/17/00 Letter to Bradley O’Leary from Excelsior Productions Inc. confirming guaranteed return of $150,000 invested in Stan Lee Media stock
SM009722
Undated Page 2 of Merger Agreement listing shareholder names and shares owned SM009723 10/12/99 Fax to Todd Ficeto/Jose at VMR Capital Markets U.S. and Messrs. Paul and
Champion from Jeffrey D. Segal, attaching Stock Pledge Agreement dated SM009724-9732
{Client\4211\00\02031311.DOC /} 17
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
10/11/99 between Cyberia, Inc., VMR Luxembourg S.A. and Jeffrey D. Segal, a Professional Corporation (unexecuted)
4/8/00 Letter to Clayton Clark at Nasdaq from Jeffrey D. Segal responding to 4/5/00 letter, with attachments
SM009733-9767
4/14/99 Stock Certificate for 150,000 common shares to Organic Online, Inc. SM009768-9769 1999 Irrevocable Stock Power Separate from Certificate executed by Cyberia Inc. SM009770
Undated Page 2 of Stock Purchase Agreement SM009771 9/26/99 Certificate re Stock Purchase Agreement executed by 112 Interactive Inc. SM009772 9/26/99 Duplicate of SM009772 above SM009773
7/99 Receipt of stock certificate for 89,000 shares of common stock by Hollywood Holdings
SM009774
7/99 Receipt of stock certificate for 50,000 shares of common stock by E. D. Walker
SM009775
7/99 Receipt of stock certificate for 150,090 shares of common stock by World Network, Inc.
SM009776
7/99 Receipt of stock certificate for 110,000 shares of common stock by 112 Interactive, Inc.
SM009777
6/99 Reorganization and Stock Purchase Agreement between Boulder Capital Opportunities, Inc., shareholders of BCOI, Stan Lee Media, Inc. and Robert Bryan
SM009778-9789
1999 Form of Stock Purchase Agreement for purchase of 1,863,500 shares of Buffalo Capital VII, Ltd. common stock
SM009790-9798
1999 Form of Stock Purchase Agreement for purchase of 2,028,825 shares of Boulder Capital Opportunities, Inc. common stock
SM009799-9802
4/17/00 Letter to Seth Leyton at Granite Financial Group from Pater F. Paul, enclosing stock certificate to Maxi Technologies Ltd. for 10,000 shares and Santo Development Worldwide for 25,000 shares
SM009803-9805
4/14/99 Stock certificate to Stan Lee and Joan Lee, Co-Trustees Stan and Joan Lee Inter Vivos Trust for 3,600,000 shares of common stock
SM009806
Undated Boulder Capital Opportunities, Inc. list of authorized and outstanding shares of common and preferred stock, with handwritten notes
SM009807
Undated BCOI Shareholders List SM009808 Undated Duplicate of SM009808 above SM9809 Undated Shareholders list SM009810 10/13/99 Letter to Sol Gerber from Susan J. Johnston, Assistant to Peter Paul,
enclosing two stock certificate for 100,000 shares each to Sold Gerber & Ruth Gerber, Trustees of the Gerber Family Trust DTD 12/31/77
SM009811-9816
8/26/99 Stock certificate for 50,000 shares of common stock to Cyberia Inc. (C0344) SM009817-9818 8/26/99 Stock certificate for 50,000 shares of common stock to Cyberia Inc. (C0345) SM009819-9820 8/26/99 Stock certificate for 50,000 shares of common stock to Cyberia Inc. (C0346) SM009821-9822 8/26/99 Stock certificate for 50,000 shares of common stock to Cyberia Inc. (C0347) SM009823-9824 8/26/99 Stock certificate for 25,000 shares of common stock to Montague Securities
International Ltd. (C0359) SM009825-9826
8/26/99 Stock certificate for 10,000 shares of common stock of Montague Securities International Ltd. (C0360)
SM009827-9828
10/7/99 Letter to Paul Abrams from Peter F. Paul, enclosing two stock certificates to Montague Securities International Ltd.
SM009829
7/21/99 Page 1 of letter to Kevin Halter, Jr. at Securities Transfer Corporation from Boulder Capital Opportunities, Inc. re issuance of 8,500,000 shares of common stock
SM009830
6/11/99 Memorandum to Mark Lasoff from P.F. Paul re stock grant in SLM SM009831 8/1/99 Form 3 for Devendra Mishra re 50,000 shares of common stock SM009832-9833 9/2/99 Term Sheet for 8% Series A Convertible Preferred Stock offering SM009834 9/1/99 Fax to Gill Champion from Sharon Sullivan, attaching Airings Report and
shareholder information SM009835-0944
9/9/99 Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation SM009845 9/9/99 Duplicate of SM009845 above SM009846 9/9/99 Invoice to Stan Lee Media from Securities Transfer Corporation SM009847-9848
Undated List of shareholders and shares owned SM009849-9850 4/19/99 Stock certificate for 1,000 shares of common stock to Peter Parker SM009851 Undated Blank form of stock certificate SM009852 Undated Page entitled “Non-Negotiable” SM009853 12/27/99 Fax to Peter Paul from Kevin Halter at Securities Transfer Corporation,
enclosing report for period 11/1/99 to 12/27/99 SM009854-9863
Undated Stock Certificates to be Issued list SM009864-9868
{Client\4211\00\02031311.DOC /} 18
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
4/14/00 Engagement letter to Board of Directors of Stan Lee Media, Inc. from Houlihan Lokey Howard & Zukin Capital re acting as financial advisor
SM009869-9874
9/2/99 Memorandum to Peter Paul from Greg McAndrews re Fee Recap and overdue invoices
SM009875-9894
9/27/99 Fax to Ellen Goldsmith-Vein/Betsy Byng and Gill Champion from Jeffrey D. Segal, attaching revised employment agreement with Will Meugniot
SM009895-9897
10/16/00 Fax to Bob Schultz and Ken Williams from Gene Jung at Trinity Capital Advisors, attaching term sheet
SM009898-9903
10/27/00 Fax to Rick C. Madden and Peter Paul from Jeffrey D. Segal re Arthur Lieberman, with attachments
SM009904-9923
10/26/99 Invoice to Stan Lee Media from Century City Securities Inc. SM008988 Undated Pages entitled “Cyberworld” SM009448-9449 6/2/00 Letter to Robert M. Schultz from Mary S. Aduckiewicz at Cyberworld,
enclosing Master Preferred Escrow Agreement between Cyberworld and DSI Technology Escrow Services Inc.; Preferred Beneficiary Acceptance Form; and warrants documents per contract dated 11/30/99
SM009450-9461
1/25/00 Email to Bob Schultz from Edgar Hielema, enclosing two draft warrants (not attached)
SM009462
12/1/99 Fax to Bob Schultz from Paul Lypaczewski at Cyberworld re marked up page signed by Keith (not attached)
SM009463
11/25/99 Fax to Bob Schultz from Paul Lypaczewski re Strategic Alliance Agreement (not attached)
SM009464
11/8/99 Strategic Alliance Agreement between Cyberworld International Corporation and Stan Lee Media, Inc.
SM009465-9483
11/15/99 Letter to Robert Schultz from Paul Lypaczewski, enclosing execution copies of Strategic Alliance Agreement
SM009484-9503
11/14/99 Form of Cyberworld International Corporation Share Purchase Warrant SM009504-9506 11/14/99 Duplicate of SM9504-9506 above (reduced size) SM009507-9508 11/14/99 Duplicate of 9504-9506 above SM009509-9511 11/14/99 Duplicate of SM009507-9508 above SM009512-9513 1/25/00 Duplicate of SM009462 above SM009514 5/25/00 Letter to Mary S. Aduckiewicz from Robert M. Schultz re Cyberworld’s
25,000 share stock certificate SM009515
Undated Advertisement page re Cyberworld SM009516 5/17/00 Stock certificate for 25,000 shares of common stock to Cyberworld
International Corp. (C0871) SM009517-9518
11/3/99 Letter to Securities Transfer Corporation from Gill Champion re transfer agent instructions, with attachments
SM008927-8967
Undated Page entitled “Investor’s Schedule” SM008968 12/18/00 Capitalization Table SM008969-8983 Undated Page entitled “John Galt Fund,” with attached letters to Laurence Dunn at
John Galt Fund, L.P. SM008984-8987
9/24/99 Letter to Jan Hoffer from Jeffrey D. Segal re return for reissuance of stock certificate C0389
SM009271-9272
8/9/99 Audit letter to BDO Seidman, LLP from Jeffrey D. Segal SM009274-9278 12/15/99 Consulting Agreement between Stan Lee Media and Creekside LLC
(unexecuted) SM009279-9280
Undated Stock Certificates to be Issued list SM009281-9285 7/23/99 Written Consent of Directors of Boulder Capital Opportunities, Inc., with
attachments SM009286-9315
Undated Stock Certificates to be Issued list, with handwritten notes and copies of stock certificates attached
SM009316-9329
11/15/99 Fax to Jeff Segal from Bowne of Century City, Inc., attaching EDGAR confirmation sheet
SM009330-9331
10/19/99 Email to Jeff [Segal?] from G. McAndrews re settlement offer of shares SM009332 Undated Selling Stockholders, Form S-3 SM009519-9520 11/24/00 Consent of Independent Certified Public Accountants from BSDO Seidman,
LLP SM009521
Undated Schedule of Stock Ownership by Officers, Directors & Five Percent Shareholders
SM009522
Undated Schedule of Stock Ownership by Officers, Directors & Five Percent Shareholders
SM009523
6/19/00 Paraversal Assigned Options SM009524 8/1/00 Capitalization Table, with handwritten notes SM009525 11/1/99 Letter to Jonathan Gordon from Stan Lee and Joan Lee re issuance of stock SM009526-9527
{Client\4211\00\02031311.DOC /} 19
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
certificates Undated Page entitled “Correspondence” SM009528 10/19/99 Page 1 of letter to Stan Lee from Lieberman & Nowak, LLP, responding to
letter of 9/22/99 SM009529
Undated Stan Lee Media S-3 Figures for Each of Elliott and Westgate, with handwritten notes
SM009530
Undated Anti-Dilution Computation re Elliott Associates & Westgate International Preferred B Conversion on 8/25/00
SM0095231
8/1/00 Common Stock Table SM009532 Undated Selling Stockholders, Form S-3 SM009533-9534 Undated Duplicate of SM009533-9534 above SM009535-9536 Undated Stan Lee Media S-3 Figures for Each of Elliott and Westgate, with
handwritten notes SM009537
Undated Insert to page 17 of registration statement SM009538 11/27/00 Email to Rick Madden from Robert Schultz re Augustine, with handwritten
notes SM009539
8/18/00 Stock certificates for shares of common stock to various shareholders for various amounts
SM009540-9558
Undated Selling Stockholders, Form S-3 SM009559-9560 Undated Duplicate of SM009531 above, with handwritten notes and attachments SM009561-9565 Undated Selling Stockholders, Form S-3 SM009566-9567 Undated Selling Stockholders, Form S-3 SM009568-9569 12/31/99 Stan Lee Media, Inc. Stocks, with handwritten notes SM009570 Undated List of shareholders and number of shares SM009571 8/1/00 Common Stock Table SM009572 12/1/00 (1) Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation
(2) Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation dated 11/9/00
SM009573-9576
7/28/00 Employee and Consultant Options & Warrants Outstanding SM009577-9580 8/1/00 Employee and Consultant Options & Warrants Outstanding SM009581-9587 6/30/00 Securities Transfer Corp. statement for period 6/1/00 to 6/30/00 SM009588-9591 8/1/00 Employee and Consultant Options & Warrants Outstanding SM009592-9596 8/1/00 Common Stock Table, with attachments SM009597-9603 8/23/00 Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re Form 144
of Bromberg Family Trust SM009604-9608
9/12/00 Letter to Kenneth S. Williams from Geeta Dat re Form 144 of Bromberg Family Trust
SM009609-9610
8/15/00 Rule 144 Seller’s Representation Letter of Bromberg Family Trust SM009611 8/15/00 Notice of Proposed Sale of Securities of Bromberg Family Trust SM009612-9613 4/25/00 Letter to Securities Transfer Corporation from Gill Champion re issuance of
common stock (unexecuted) SM009614-9615
12/31/99 Duplicate of SM009570 above SM009616 Undated Duplicate of SM009571 above SM009617 8/10/99 Fax to Bob Schultz from Jeffrey D. Segal, attaching Revolving Credit
Facilities Agreements for Maxi Technologies Limited and Santo Development Worldwide, with attachments
SM009618-9640
9/23/99 Exhibit to Warrant to Purchase 15,000 Shares of Common Stock to Kenneth Bald (unexecuted)
SM009641
Undated Purchase Form for Kenneth Bald (unexecuted) SM009642 4/99 Form of Stan Lee Media, Inc. Securities Purchase Agreement SM009643-9650
7/23/99 Form of Boulder Capital Opportunities, Inc. Stock Option Agreement SM009651-9654 6/24/99 (1) Schedule A showing free trade shares released
(2) Letter to Jeffrey D. Segal from Robert M. Kern re due diligence checklist (not attached)
SM009655-9656
Undated Stock Certificates to be Issued list SM009657-9661 11/4/99 Letter to Peter F. Paul from Jeffrey D. Segal, enclosing stock certificate for
714,286 shares of common stock for Macromedia, Inc. SM009225-9226
11/3/99 Opinion letter to Macromedia, Inc. from Jeffrey D. Segal SM009227-9239 11/12/99 Letter to Jeffrey Segal from Gary Stiffelman, Distribution Agreement
(unexecuted) SM009240-9252
11/4/99 Fax to Loren E. Hillberg at Macromedia and Messrs. Paul and Champion, attaching executed counterpart signature pages for Securities Purchase Agreement and Registration Rights Agreement
SM009253-9256
Undated Agreement Between Stan Lee Media and Macromedia (unexecuted) SM009257-9268 Undated Blank Series A stock certificate no. 0002 of Stan Lee Media, Inc. SM009269-9270
{Client\4211\00\02031311.DOC /} 20
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Undated Minute Book, Certificate Book and Stock Ledger of Stan Lee Entertainment, Inc., a Delaware corporation
SM004947-5147
Various Accounts receivable and deposit information SM005632-6046 11/4/99 Descending Shares list SM003396-3413 9/30/99 Options list SM003414 9/30/99 Options list SM003415 Undated Investor Warrants; Consultant Options; Private Placement of Restricted
Shares; Stock Transfer Ledger (Share Exchange Merger Transaction) SM 003416-3419
Undated Business Arrangements SM003420 2/1/00 (1) Purchase Agreement between Stan Lee Media, Inc. and various investors
(2) Purchase Agreement between Stan Lee Media, Inc. and VMR Luxembourg S.A. dated 2/4/00
SM003421-3478
12/6/99 Letter to Clayton Cook at Nasdaq from Jeffrey D. Segal, responding to comments in 11/1/99 letter, with attachments
SM003479-3491
Various Correspondence and agreements re VMR Luxembourg S.A.’s common stock ownership
SM003492-3544
7/19/00 Form 3 for Kenneth S. Williams SM004623-4628 7/19/00 Form 3 for Kenneth S. Williams as faxed to Catherin King from Rick
Madden on 7/20/00 SM004629-4633
6/12/00 Letter to Kenneth Williams from Stephen M. Gordon re offer of employment as President and CEO as faxed to Gary Stiffelman from Rick Madden
SM004634-4643
6/12/00 Duplicate of SM004634-4641 above SM004644-4651 12/14/00 Modification and Settlement Agreement between Stan Lee Media, Inc. and
Kenneth Williams SM004652-4653
10/30/00 Astor Capital Inc. Proposed Equity Draw Down Facility and Convertible Debentures, Summary of Proposed Terms/Private Placement
SM004654-4663
7/31/00 Anti-Dilution Computation Re: Venture Soft Investment SM004664-4665 8/1/00 Common Stock Table SM004666
Various Charts re shares and warrants SM004667-4685 Various Charts re shares and warrants SM004686-4689 6/21/00 Letter to Securities Transfer Corporation from Stephen M. Gordon
requesting stock certificate for 10,000 shares of common stock for Stephen Brain, with attachments
SM004690-4700
8/1/00 (1) Elliott Associates & Westgate International Preferred Stock Placement (2) Employee and Consultant Options & Warrants Outstanding (3) Capitalization Table
SM004701-4706
8/3/00 Stan Lee Media Stock Option Exercise Form for David Medinnus SM004707 7/31/00 Fax to Rick Madden from Ingrid Wong at Solomon Smith Barney, attaching
letter re David Medinnus and Rule 144 SM004708-4712
8/10/00 Fax to Gill Champion from Jennifer Meyers at Securities Transfer Corporation, attaching letter re David Medinnus and Rule 144
SM004713-4718
7/23/99 Stock Option Agreement between Boulder Capital Opportunities, Inc. and Dave Medinnis
SM004719-4722
Undated Page entitled “R. Madden Form 3” SM004723 5/8/00 Form 3 for Rick Charles Madden (unexecuted) SM004724-4725 5/8/00 Handwritten draft of Form 3 for Rick Charles Madden SM004726-4729 10/2/00 Letter to Paula LaFond from Rick C. Madden re separation from company SM004730 4/3/00 Warrant to purchase 4,000 shares of common stock for Christopher Chen SM004731-4739
Undated Note to Stan Lee Media from Anthony Winn requesting exercise of 2,000 of stock
SM004740
1/22/01 Faxed copies of page 1 of Stock Purchase Agreement and Schedule A to Stock Purchase Agreement from 1999
SM004127-4129
8/16/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 10,000 shares of common stock from Continental Entities
SM004130-4131
12/8/00 Letter to Nasdaq Stock Market, Listing Investigations from Rick C. Madden, responding to 11/30/00 letter
SM004132-4134
11/1/99 Letter to Jonathan Gordon at Merrill Lynch from Stan Lee, requesting issuance of stock certificates
SM004135-4136
5/27/99 Waiver of Certain Provisions of Linking and Stock Issuance Agreement between NPO Online, Inc. and Stan Lee Media, Inc. (partially executed)
SM004137
5/99 AcmeCity Interactive Community Agreement between AcmeCity and Stan Lee Media (unexecuted)
SM004138-4146
Undated AcmeCity Standard Terms and Conditions SM004147-4149 5/99 Duplicate of SM004138-4144, with handwritten notes SM004150-4157
{Client\4211\00\02031311.DOC /} 21
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Undated AcmeCity Standard Terms and Conditions SM004158 4/26/99 Letter to Gill Champion from Richard A. Stambul re Trademark Research
Report: “7th Portal” SM004159-4163
4/20/99 Letter to Gill Champion from Richard A. Stambul re Trademark and Recommendations
SM004164-4165
4/14/99 Letter to Gill Champion from Richard A. Stambul re “Character” Clearance Strategy
SM004166-4168
4/14/99 Letter to Gill Champion from Richard A. Stambul re Trademark Research Report: STAN LEE……..
SM004169-4173
4/14/99 Email to Gill Champion from Jeff Segal, attaching form of Sublease Agreement
SM004174-4183
1/29/99 Letter to Peter Paul from Interactive Studio Management, LLC re potential employment of Buzz Dixon
SM004184
3/22/99 Fax to Gill Champion and Peter Paul from Jeffrey D. Segal, attaching re-focused introduction to Business Plan
SM004185-4188
3/16/99 Memorandum to Robert Schultz from James M. Cassidy at Cassidy & Associates re suspect practices in trading securities
SM004189
2/99 Form of Linking and Stock Issuance Agreement between Stan Lee Media, Inc. and NPO Online, Inc.
SM004190-4201
3/16/99 Duplicate of SM004189 above SM004202 3/5/99 Fax to Peter F. Paul from Jeffrey D. Segal, attaching sections of NPO
Linking and Stock Issuance Agreement for review SM004203-4206
2/16/99 Fax to Jeff Segal from Victor T. Limongelli at Morgan, Lewis & Bockius LLP, attaching form of Linking and Stock Issuance Agreement with NPO Online, Inc.
SM004207-4223
2/22/99 Fax to Jeff Segal from Steve Gordon, attaching privacy statement that Organic prepared for children
SM004224-4226
2/18/99 Fax to Jeff Segal from Peter Paul, attaching memoranda and email from Cassidy & Associates
SM004227-4232
2/16/99 Fax to Jeff Segal from Victor T. Limongelli, attaching draft of Linking and Stock Issuance Agreement with NPO Online, Inc.
SM004233-4264
2/8/99 Fax to Jeff Segal from Peter Paul, attaching Negotiations Results SM004265-4267 1/29/99 Fax to Peter F. Paul from Jeffrey D. Segal, attaching representation
agreement (partially executed) SM004268-4274
3/31/00 Fax to Steve Gordon from Arthur E. Schramm, Jr., attaching executed signature pages to Engagement Letter, Confidentiality Agreement, Consultant Agreement, Stock Option Agreement
SM004275-4279
3/31/00 Fax to Jeff Segal from Bob Schultz, attaching form of note and warrant for review
SM004280-4290
4/00 Form of Form S-8 re Options to Purchase Common Stock SM004291-4299 3/28/00 Fax cover sheet to Peter F. Paul, Gill Champion, Robert M. Schultz and
Arthur E. Schramm, Jr. at Westfield from Joseph Miller at Houlihan Lokey Howard & Zukin re proposal for services (nothing attached)
SM04300
3/28/00 Letter to Kirt Switzer from Jeffrey D. Segal, attaching copies of exhibits to Form S08 not previously filed
SM004301-4322
9/27/99 Stock Option Agreement of Majella J. Milne for 10,000 shares of common stock
SM004323-4325
9/27/99 Stock Option Agreement of John P. Paul for 10,000 shares of common stock SM004326-4329 9/27/99 (1) Stock Option Agreement of James A. Salicrup for 20,000 shares of
common stock (no signature page) (2) Stock Option Agreement of Frederick J. Schiller for 12,500 shares of common stock (3) Stock Option Agreement of Kenneth Thompkins for 15,000 shares of common stock (4) Stock Option Agreement of Dean V. White for 10,000 shares of common stock (5) Stock Option Agreement of Aaron K. Sowd for 10,000 shares of common stock
SM004330-4347
3/24/00 Fax to Jeffrey H. Cohen from Junko Kobayashi, attaching options schedules and summary
SM004348-4363
3/23/00 Letter to Jeffrey H. Cohen from Jeffrey D. Segal, attaching corporate minutes book of Stan Lee Media, Inc. (not attached)
SM004364
3/27/00 Advisory Engagement Agreement letter to Peter F. Paul and Robert M. Schultz from Roth Capital Partners, Inc.
SM004365-4373
3/21/00 Letter to Arthur E. Schramm, Jr. from Jeffrey D. Segal, attaching Consulting Agreement executed by Stephen Gordon on behalf of Stan Lee Media, Inc.
SM004374-4384
{Client\4211\00\02031311.DOC /} 22
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
3/15/00 Letter to Robert M. Schultz from Mary S. Aduckiewicz, attaching invoice from Cyberworld
SM004385-4386
5/4/00 Fax to Jeff Segal from Gill Champion, attaching faxed letter from Securities Transfer Corporation dated 4/25/00, requesting issuance of stock
SM004387-4390
5/2/00 Fax to Rick C. Madden from Jeffrey D. Segal, attaching Employment Agreement for signature
SM004391-4409
5/2/00 Fax to Clayton Clark at NASDAQ and Stephen M. Gordon from Jeffrey D. Segal, attaching fully executed Written Consent of Directors dated 4/28/00 ratifying the reconstituted Compensation Committee
SM004410-4417
6/24/99 Written Consent of Stockholders SM004418-4420 7/23/99 Letter to Stan Lee Media, Inc. from Gary S. Joiner at Frascona, Joiner and
Goodman, P.C. re Boulder Capital Opportunities/Stan Lee Media Reorganization and Stock Purchase Agreement
SM004421-4424
4/25/00 Letter to Jeffrey D. Segal from Michel Racicot at McCarthy Tétrault re Toon Boom Technologies Inc. signed warrants
SM004425
4/25/00 Letter to Securities Transfer Corporation from Gill Champion re issuance of stock certificates, with attachments
SM004426-4451
4/25/00 Letter to Jeffrey D. Segal from Michel Racicot at McCarthy Tétrault re Toon Boom Technologies Inc., confirming execution of all agreements for equity investment
SM004452-4453
6/5/00 Letter to Kirk Switzer from Jeffrey D. Segal, attaching “governing documents” relating to Stan Lee Media, Inc.
SM004454-4460
6/1/00 Memorandum to Jeff Cohen and Kirt Switzer from Douglas Reynolds at Brownstein Hyatt & Farber re Form S-8
SM004461-4464
5/31/00 Fax to Rick C. Madden from Jeffrey D. Segal, attaching SLM (Delaware) Stockholder List
SM004465-4466
5/26/00 Letters to Laurence Dunn, Kenneth Bald, Edith A. Pope and Jose Abadin from Robert M. Schultz, enclosing stock certificates (not attached)
SM004467-4470
5/29/00 Email to Rick Madden from Kirt Switzer re Questions Re: SLM Corporate Records
SM004471
3/1/00 Agenda for Board of Directors Meeting SM004472-4473 10/5/99 Letter to Paraversal, Inc. from Stan Lee Media, Inc., granting option to
purchase 500,000 shares of common stock SM004474-4476
2/2/00 Letter Agreement to KBNHA Enterprises, Inc. from Stan Lee Media, Inc. re “The Backstreet Project” (partially executed)
SM004477-4484
2/21/00 Email to Jeff Segal from Junko Kobayashi re stock option agreements etc. SM004485-4486 2/18/00 Fax to Jose M. Abadin from Jeffrey D. Segal re $2,200,000 PIPE Financing
Transaction, with attachments SM004487-4513
2/18/00 (1) Letter to Peter Paul from Gary Stiffelman, enclosing contracts, stock option agreements and conflict letters on behalf of Backstreet Boys (not attached) (2) Stan Lee Media, Inc. Capital Structure dated 2/14/00, with handwritten notes
SM004514-4515
2/14/00 Fax to Jeffrey D. Segal from Bowne re confirmation that Forms 5 filed with the SEC, with forms attached
SM004516-4530
2/14/00 Fax to Chris Kelly at Bowne from Jeffrey D. Segal, attaching 7 SEC Forms 5 for filing
SM004531-4545
2/14/00 Fax to Jeff Segal from Dave Emma at Bowne, attaching blank Form 3 and Form 4
SM004546-4551
2/16/99 Faxed copies of blank Form 3, Form 4 and Form 5 SM004552-4558 2/14/00 Fax to David Emma from Jeffrey D. Segal, attaching Schedule 13D/A SM004559-4567 2/14/00 Fax to Jeffrey D. Segal from Bowne, attaching EDGAR filed Schedule
13D/A SM004568-4579
2/9/00 Fax to Stephen M. Gordon and Robert M. Schultz from Jeffrey D. Segal, attaching documents to be signed re Edelman Stock Re-issuance
SM004580-4584
2/9/00 Letter to Todd Ficeto from Jeffrey D. Segal, enclosing executed signature pages to Purchase Agreement and Warrant Agreement (not attached)
SM004585-4586
2/9/00 Duplicate of SM004580-4584 above SM004587-4590 4/19/00 Software Development and License Agreement between Toon Boom
Technologies Inc. and Stan Lee Media, Inc. SM004591-4605
5/10/00 Fax to Michele Gastoway from Jeffrey D. Segal, attaching Form 3 for Lars F. Hellmont
SM004606-4616
5/10/00 Letter to Gill Champion from C. Timothy Smoot re Creekside LLC Invoices SM004617 5/8/00 Letter to Stan Compton from Jeffrey D. Segal re investors’ desire to exercise
warrants SM004618
5/5/00 Letter to Jeffrey D. Segal from Barbara J. Glenns re Advisory Services Fee SM004619
{Client\4211\00\02031311.DOC /} 23
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CATEGORY
Agreement and Stock Option Agreement for Montague Securities (not attached)
5/5/00 Letter to Clayton Clark at Nasdaq from Jeffrey D. Segal re Lars F. Hellmont’s ownership of 7,500 shares of common stock
SM004620
5/15/00 Fax to Rick C. Madden from Jeffrey D. Segal, attaching list of shareholders and number of shares
SM004621-4622
Undated Page entitled “SLM Securities Transfer Corporation Monthly Statements” SM005148 Undated Page entitled “2000” SM005149 10/31/00 Securities Transfer Corp. Statement from 10/1/00 to 10/31/00 SM005150-5158 9/30/00 Securities Transfer Corp. Statement from 9/1/00 to 9/30/00 SM005159-5163 8/31/00 Securities Transfer Corp. Statement from 8/1/00 to 8/31/00 SM005164-5169 7/31/00 Securities Transfer Corp. Statement from 7/1/00 to 7/31/00 SM005170-5172 6/30/00 Securities Transfer Corp. Statement from 6/1/00 to 6/30/00 SM005173-5176 5/31/00 Securities Transfer Corp. Statement from 5/1/00 to 5/31/00 SM005177-5179 4/30/00 Securities Transfer Corp. Statement from 4/1/00 to 4/30/00 SM005180-5183 4/30/00 Securities Transfer Corp. Statement for Preference Technologies, Inc. from
4/1/00 to 4/30/00 SM005184-5194
3/31/00 Securities Transfer Corp. Statement from 3/1/00 to 3/31/00 SM005195-5199 2/28/00 Shareholder Listing for Cutoff Date of 2/25/00 prepared by Securities
Transfer Corp. SM005200-5240
2/29/00 Securities Transfer Corp. Statement from 2/1/00 to 2/29/00 SM005241-5248 1/31/00 Securities Transfer Corp. Statement from 1/1/00 to 1/31/00 SM005249-5255
12/31/99 Securities Transfer Corp. Statement from 12/1/99 to 12/31/99 SM005256-5263 11/30/99 Securities Transfer Corp. Statement from 11/1/99 to 11/30/99 SM005264-5266 10/31/99 Securities Transfer Corp. Statement from 10/1/99 to 10/31/99 SM005267-5172 9/30/99 Securities Transfer Corp. Statement from 9/1/99 to 9/30/99 SM005273-5281 7/30/99 Securities Transfer Corp. Statement from 7/1/99 to 7/30/99 SM005282-5293 6/10/99 Shareholders List for Boulder Capital Opportunities, Inc., with handwritten
notes and cover page entitled “Security Xsfers” SM005294-5299
Undated Page entitled “SLM Securities Corrospondence” [sic] SM005300 Undated Microsoft Outlook contact information for George Johnson SM005301 Undated Fee Schedule SM005302 Undated References SM005303 Undated “Welcome” letter from Securities Transfer Corporation SM005304 Undated Securities Transfer Corporation mission statement SM005305 Undated “The System” of Securities Transfer Corporation SM005306 Undated Form of Agreement Appointing Securities Transfer Corporation as Transfer
Agent and Registrar, with attachments SM005307-5324
Undated Contact information and taxpayer I.D.s for shareholders SM005325-5335 6/23/99 Memorandum to Stan Medley from Gill Champion re Reorganization and
Stock Purchase Agreement SM005336
7/12/99 Fax to Peter Paul from Robert M. Kern re DiSalvo wire instructions SM005337 7/22/99 Fax to Peter F. Paul and Gill Champion from Jeffrey D. Segal, attaching
correspondence to transfer agent SM005338-5340
7/23/99 Letter to Jan Hoffer from Jeffrey D. Segal, enclosing Irrevocable Stock Powers Separate From Certificate relating to transfer of 181,910 shares owned by V.H.I. Inc. and 100,000 shares owned by NAI Inc.
SM005341-5344
7/26/99 Letter to Steve Gordon from Michael McNichols re purchase of 1,000 shares of common stock
SM005345
6/27/99 Letter to Peter F. Paul and Gill Champion from Jeffrey D. Segal re reorganization transaction with BCOI
SM005346
7/28/99 Letter to Lars Hellmont from South North, LLC re purchase of 5,000 shares of common stock in World Network
SM005347
7/28/99 Fax to Bob Schultz from Shanna Cowan, attaching DTC instructions for 50,000 shares of stock
SM005348-5349
7/29/99 Letter to Steve Gordon at World Network from David B. Doupé at Insignia/ESG, Inc.
SM005350
7/30/99 Letter to Steve Gordon at World Network from Michael Nesheim at Provident Life and Accident Company re $2,000 check for account #20842940
SM005351
8/1/99 (1) Handwritten note from Laurie Kouyoumdjian re purchase of additional 1,000 shares of stock (2) Handwritten memo to Steve Gordon from Stuart L. Wright re purchase of 1,000 shares of BCOI stock dated 7/28/99
SM005352-5353
8/2/99 Letter to Steve Gordon from Arthur E. Schramm, Jr. re purchase of 1,000 SM005354-5355
{Client\4211\00\02031311.DOC /} 24
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CATEGORY
shares of BCOI stock 8/3/99 Letter to Steve Gordon from Jane R. Harris re purchase of 1,000 shares of
BCOI/World Network, Inc. SM005356-5357
8/5/99 Letter to Steve Gordon from Maxwell Lipman re purchase of 1,000 shares of BCOI/World Network, Inc.
SM005358-5360
8/5/99 (1) Letter to Steve Gordon from Louis Lipman and Matthew Lipman re purchase of 1,500 shares of BCOI (2) Letter to Steve Gordon from Louise D. Lipman re purchase of 100 shares of BCOI
SM005361-5363
8/10/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 100,000 shares of common stock for Continental Entities to Celebrity Enterprises
SM005364-5365
8/11/99 (1) Letter to Steve Gordon from Jane Harris re purchase of 222 shares of stock (2) Letter to Steve Gordon from Jane Harris re purchase of 500 shares of stock dated 7/7/99 (3) Email to Peter Paul from Jane Harris re error of ownership dated 8/14/99
SM005366-5369
8/13/99 Letter to Steve Gordon from Jane Harris re purchase of 1,000 shares of stock SM005370-5371 8/17/99 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce,
Fenner & Smith from Jeffrey D. Segal re transfer of 10,000 shares of common stock for Continental Entities to Norton Herrick
SM005372-5373
8/17/99 Letter to Mark A. DiSalvo from Jeffrey D. Segal re Stock Purchase Agreement Transaction
SM005374-5375
9/3/99 Letter to Stan Medley from Jeffrey D. Segal, enclosing stock certificates SM005376-5387 9/3/99 Letter to Jan Hoffer from Jeffrey D. Segal re reissuance of stock certificates
without restrictive legends SM005388-5393
9/8/99 Opinion letter to Securities Transfer Corporation from Jeffrey D. Segal re request for removal of restrictive legend from certificate for 4,000 shares of common stock for Thomas Soehngen
SM005394-5398
9/22/99 (1) Page entitled “Compton Investors” (2) Letter to George Johnson at Securities Transfer Corp. from Stephen M. Gordon re reissuance of stock certificates as two separate certificates
SM005399-5400
10/19/99 Letter to Stan Lee from Arthur M. Lieberman re transfer of 225,000 of restricted shares to Arthur M. Lieberman, Keith D. Nowak and James P. Lynn
SM005401-5403
10/27/99 Letter to Securities Transfer Corporation from Stephen M. Gordon re issuance of stock certificates
SM005404-5407
10/28/99 Letter to Securities Transfer Corporation from Stephen M. Gordon re contact information and taxpayer I.D.s for entities
SM005408-5411
10/28/99 Letter to Steve Gordon from Jan Hoffer re need of corporate resolution to issue shares
SM005412-5415
10/28/99 Letter to Steve Gordon from Carmen Rodriguez, Secretary of Arthur M. Lieberman, re contact information for three individuals
SM005416-5418
11/1/99 Opinion letter to Securities Transfer Corporation from Jeffrey D. Segal re transfer of shares of common stock for Lee Family 1985 Trust
SM005419-5422
11/1/99 Letter to Jonathan Gordon from Stan Lee and Joan Lee re issuance of stock certificates, with handwritten notes attached
SM005423-5429
Various Receipts from Securities Transfer Corporation for stock certificates SM005430-5439 12/7/99 Letter to Securities Transfer Corporation from Stephen M. Gordon
requesting issuance of 4,200 shares of common stock to Mark Lasoff and 2,800 shares to Daniel P. Ben-Zvi
SM005440-5443
12/7/99 Fax to Stephen M. Gordon from Jeffrey D. Segal re stock transfer letter re Lasoff stock issuance
SM005444-5447
12/9/99 Letter to Securities Transfer Corporation from Jeffrey D. Segal re reissuance of stock certificate for 4000 shares to 3MB Associates, LLC
SM005448-5450
12/13/99 Stock certificate C0649 for 2,800 shares to Daniel P. Ben-Zvi SM005451 12/13/99 Stock certificate C0648 for 4,200 shares to Mark Lasoff SM005452
2/9/00 Fax to Jan Hoffer from Steve Gordon re reissuance of stock certificate to 3MB Associates, LLC
SM005453-5457
3/23/00 Letter to David Currie at CareMatrix Corporation from Jeffrey D. Segal re stock ticker symbol STAN D (OTC and OTCBB)
SM005458
4/10/00 Fax to Gill Champion from Jennifer Meyers re request to transfer restricted shares
SM005459-5462
4/10/00 Duplicate of SM005459-5462 but with authorized signature for Stan Lee Media, Inc.
SM005463-5467
5/3/00 Fax to Gill Champion from Jennifer Meyers re inability to backdate stock SM005468-5470
{Client\4211\00\02031311.DOC /} 25
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CATEGORY
certificates 8/10/00 Fax to Jennifer Meyers, Jonathan Gordon and Stephen Gordon from Jeffrey
D. Segal, attaching opinion letter re transfer of 100,000 shares of common stock for Continental Entities to Celebrity Enterprises
SM005471-5473
8/16/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 5,000 shares of common stock for Excelsior Productions, Inc. to Vegas International, Inc.
SM005474-5475
8/16/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 10,000 shares of common stock for Continental Entities to National Multiple Sclerosis Society-Southern California Chapter
SM005476-5477
8/16/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 200,000 shares of common stock for Continental Entities to Celebrity Enterprises
SM005478-5479
9/6/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 200,000 shares of common stock for Continental Entities to Celebrity Enterprises
SM005480-5481
9/18/00 Fax to Steve Gordon, Jeff Pittsburg and Barbara Glenns from Jeffrey D. Segal, attaching opinion letter re transfer of 100,000 shares of common stock for Celebrity Enterprises to Pittsburg Institutional Inc.
SM005482-5484
10/4/00 Opinion letter to Securities Transfer Corporation from Jeffrey D. Segal re transfer of 90,000 shares of common stock for Pittsburg Institutional Inc. to Susan Pittsburg
SM005485-5486
10/13/00 Letter to U.S. Clearing Corp. from Jeffrey D. Segal re sale by Arthur M. Lieberman of 124,200 shares of common stock
SM005487-5488
Undated Fax to Gary Joiner from Stan Lee Media, attaching designated shareholders list
SM005489-5490
Undated Letter to Marty [from is illegible] re rough budget for new company SM005491 11/30/00 Securities Transfer Corp. Statement from 11/1/00 to 11/30/00 SM005492-5498 12/31/00 Securities Transfer Corp. Statement from 12/1/00 to 12/31/00 SM005499-5505 1/31/01 Securities Transfer Corp. Statement from 1/1/01 to 1/31/01 SM005506-5524 2/28/01 Securities Transfer Corp. Statement from 2/1/01 to 2/28/01 SM005525-5527 3/31/01 Securities Transfer Corp. Statement from 3/1/01 to 3/31/01 SM005528-5531 Various Receipts from Securities Transfer Corporation for stock certificates SM005532-5573 12/1/00 Shareholders List (descending shares sequence) SM005574-5631 2/16/01 Voluntary Petition of Stan Lee Media, Inc., United States Bankruptcy Court,
Central District of California, Case No. SV-01-11331-KL, with attachments
3/16/01 Notes to Schedules of Assets and Liabilities and Statement of Financial Affairs, United States Bankruptcy Court, Central District of California, Case No. SV-01-11331-KL, with attachments
3/16/01 Duplicate of pleading immediately above but with many more attachments Undated Page entitled “Warrants Signature Pages” SM0012764 Undated Warrant signature page for WWM Partnership Trust, 1,000 units SM0012765 Undated Warrant signature page for Edith A. Pope, 2,000 units SM0012766 Undated Warrant signature page for Frederick W. Howarth, 10,000 units SM0012767 Undated Warrant signature page for Morton Feldman, 5,000 units SM0012768 Undated Warrant signature page for Compton Family Trust, 2,000 units SM0012769 Undated Warrant signature page for Steven Patrick (no units designated, but check for
$10,000) SM0012770
Undated Warrant signature page for Kenneth R. Hubbert, 8,333 units SM0012771 Undated Stock Certificates To Be Issued, with attachments SM0012772-12799 Various (1) Check for $30,000 from Michael H. Edwards dated 5/21/99 and for
$45,000 from Charles J. Blomme dated 5/20/99 (2) Warrant signature page for William J. Wilkinson, 16,667 units (3) Deposit slip for $50,000 dated 5/25/99 (4) Check for $50,000 from William J. Wilkinson dated 5/25/99 (5) Warrant signature page for Kenneth B. Avery, 8,333.33 units
SM0012800-12804
Undated Warrant signature page for Kenneth R. Hubbert, deposit slip, and check for $25,000
SM0012805-12807
Undated Warrant signature page for Frederick W. Howarth, deposit slip and check for $30,000
SM0012808-12810
Undated (1) Warrant signature page for Frances S. Masters, 5,000 units, and Lynne K. Masters, 3,000 units (2) Warrant signature page for I.C. Siegel and Patricia Q. Siegel, JTWROS, 10,000 units (3) Warrant signature page for Lon and Jaye Getlin, 3,333 units
SM0012811-12815
{Client\4211\00\02031311.DOC /} 26
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(4) Deposit slip for $65,000 (5) Checks for $24,000, $30,000, $1,000 and $10,000
Undated Warrant signature page for Steven Patrick (no units designated, but check for $10,000)
SM0012816-12817
Undated (1) Warrant signature page for Compton Family Trust, 2,000 units (2) Warrant signature page for Shannah L. Compton, 1,000 units (3) Warrant signature page for Cameron L. Compton, 1,000 units
SM0012818-12819
Undated (1) Duplicate of SM0012818-12819 above, but with $6,000 check (2) Warrant signature page for Morton Feldman, 5,000 units (3) Warrant signature page for Adrian Turcotte, 5,000 units (4) Duplicate of (3) immediately above, but with $15,000 check (5) Deposit slip for $46,000 (6) Checks for $10,000, $6,000 and $15,000
SM0012820-12826
Undated (1) Warrant signature page for Compton Family Trust, 2,500 units (2) Warrant signature page for Mohammad Soltani, 4,333 units (3) Warrant signature page for Charles J. Blomme, 5,000 units (4) Deposit slip for $35,500 (5) Checks for $7,500, $15,000 and $13,000
SM0012827-12832
Undated (1) Warrant signature page for Kenneth Bald, 15,000 units (2) Duplicate of (1) immediately above, but with $45,000 check (3) Deposit slip for $51,000 (4) Warrant signature page for Kenneth G. Montgomery, 2,000 units
SM0012833-12836
Undated (1) Warrant signature page for Eddie Alexander, 1,000 units (2) Warrant signature page for Kaaren K. Alexander, 1,000 units (3) Deposit slip for $6,000 (4) 2 checks for $3,000-
SM0012837-12841
Undated Warrant signature page for Charlotte Bernstein, 1,000 units SM0012842-12845 Undated Warrant signature page for Edith A. Pope, 2,000 units SM0012846-12850 Undated Warrant signature page for Kevork K. Tashjian, 8,333 units SM0012851-12854 Undated Warrant signature page for Bonner W. Adams, 16,667 units SM0012855-12858 Undated (1) Warrant signature page for Edward Powell, 3,333 units, and check for
$10,000 (2) Warrant signature page for Andrew J. Brindock, 2,000 units (3) Deposit slip for $10,000 (4) Warrant signature page for Georges Cibaud, 3,333 units (5) Deposit slip for $16,000 (6) Checks for $10,000 and $6,000
SM0012859-12864
Undated Warrant signature page for Bromberg Family Trust, 10,000 units SM0012865-12867 Undated Warrant signature page for Boyd Willat, 6,700 units SM0012868-12870 Undated Warrant signature page for WWM Partnership Trust, 1,000 units SM0012871-12873 Undated Warrant signature page for Mark L. Hendler, 3,334 units SM0012874-12876 9/20/99 Incorporation documents for Eat-Time Media, Inc. from Delaware Business
Incorporators Inc. SM0012877-12884
Undated (1) Christmas card from Brownstein Hyatt & Farber, P.C. (2) Christmas card from Stan [Lee?] to Rick [Madden?] (3) Capitalization Table dated 12/18/00 (4) Letter to Lieberman & Nowak, LLP from Rick C. Madden re ownership of 124,000 shares dated 11/9/00
SM0012885-12893
12/4/00 Letters to Securities Transfer Corporation, with attachments, re Rule 144 Sale of 25,000 shares of common stock by Continental Entities by assignment from Hollywood Holdings
SM0012894-12905
10/11/99 Financial Consulting Agreement between Stan Lee Media, Inc. and VMR Capital Markets U.S.
SM0012906-12914
8/27/99 Stock certificate C0406 for 5,000 shares to Frances S. Masters SM0012915 8/27/99 Stock certificate C0407 for 1,000 shares to Lynne K. Masters SM0012916 7/11/99 Warrant Purchase Form of William David Hooper, Jr., Trustee SM0012917
10/19/99 Letter to Stan Lee from Arthur M. Lieberman re transfer of 225,000 restricted shares to Arthur M. Lieberman, Keith D. Nowak and James P. Lynn
SM0012918-12919
8/28/00 Letter to Securities Transfer Corporation from Rick C. Madden re conversion notice with respect to Series B 4% Cumulative Convertible Preferred Stock, with request to issue 133,265 shares to Westgate International, L.P. and 133,265 shares to Elliott Associates, L.P.
SM0012920-12928
12/19/00 (1) Rule 144 compliance letter to Stan Lee Media, Inc. from Fahnestock & Co., Inc. re sale of 55,000 shares of common stock to Susan Pittsburg (2) Consulting Agreement between Stan Lee Media, Inc. and Paraversal, Inc.
SM0012929-12951
{Client\4211\00\02031311.DOC /} 27
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
dated 10/5/989 (3) Confidentiality and Invention Assignment Agreement between Stan Lee Media, Inc., Paraversal, Inc. and Peter F. Paul dated 10/5/99 (4) Letter to Peter F. Paul from Gill Champion re granting of option to purchase 500,000 shares of common stock
9/28/00 Email to Ken Williams, Robert Schultz, Rick Madden and Peter Paul from Steve Gordon re outstanding warrants
SM0012952
2/8/01 Fax to Dale Downing, Jr. at TIG Specialty Insurance from Rick Madden, attaching correspondence with Nasdaq and addressing threatened claim by Paul Share on behalf of the sellers of Conan Properties, Inc.
SM0012953-12967
Undated List of Investor Warrants SM0012968 11/7/00 Letter to George Johnson at Securities Transfer Corp. from Robert M.
Schultz requesting issuance of shares to parties on attached schedules SM0012969-12971
11/8/00 Letter to George Johnson from Robert M. Schultz requesting issuance of shares to parties on attached schedules
SM0012972-12973
11/6/00 Fax to Gill Champion from Jennifer Meyers re transfer of 10,000 shares by Stephen Brain to La Jolla Cove Investors
SM0012974-12979
6/26/00 Warrant to Purchase 100,000 shares of common stock for Coleman and Company Securities, Inc. (not executed by Coleman)
SM0012980-12988
10/23/00 Amendment No. 1 to Agreement between Stan Lee Media, Inc., Shockwave.com, Inc. and Macromedia, Inc. (partially executed)
SM0012989-12994
7/23/99 (1) Warrant Certificates for Kenneth G. Montgomery; Kenneth Bald; Kaaren Alexander; Eddie Alexander; Charlotte & Donald Bernstein; Edith A. Pope; Kevork K. Tashjian; Bonner W. Adams Trustee; Edward Powell; George Cibaud; Andrew J. Brindock; Bromberg Family Trust; Boyd Willat; WWM Partnership Trust; and Mark L. Hendler (2) List of Investor Warrants as of 9/30/99 (3) Warrant to Purchase 1,000 shares of common stock to Charlotte & Donald Bernstein
SM0012995-13022
4/99 Securities Purchase Agreement between Stan Lee Media, Inc. and numerous Investors, with signature pages of numerous Investors attached
SM0013023-13168
12/12/00 Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock for Elliott Associates L.P.
SM0013169-13170
10/5/00 Opinion letter to Securities Transfer Corporation from Jeffrey D. Segal re transfer of 400,000 shares of common stock of Hollywood Holdings
SM0013171-13175
12/14/00 Fax to Rick Madden from Jeffrey D. Segal, attaching letter to Jeffrey D. Segal from Patricia Milton at Paine Webber re Rule 144 sale by PFP Family Holdings of 80,000 shares of common stock
SM0013176-13182
7/1/99 Schedule 9, Changes in Shares Outstanding SM0013183-13187 12/7/00 Letter to Jeffrey D. Segal from Patricia Milton re Rule 144 sale by PFP
Family Holdings, L.P. of 1,000 shares of common stock SM0013188-13195
12/8/00 Fax to Rick C Madden from Jeffrey D. Segal, attaching Forms 4 and “Amended” 5 for PFP Family Holdings, L.P.
SM 0013196-13202
Undated Stock Certificates To Be Issued SM0013203-13207 2001 (1) Resolutions of the Board of Directors
(2) Action by Unanimous Written Consent of Board of Directors dated 11/1/00
SM0013208-13213
9/18/00 Opinion letter to Securities Transfer Corporation and Spear, Leeds & Kellogg from Jeffrey D. Segal re transfer of 100,000 shares of common stock from Celebrity Enterprises to Pittsburg Institutional Inc.
SM0013214-13215
12/14/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 55,000 shares of common stock by Susan Pittsburg (unexecuted)
SM0013216
11/30/00 Transfer Agent Instructions to Securities Transfer Corporation from Stephen Gordon
SM0013217-13218
4/28/00 Written Consent of Directors SM0011803-11804 6/5/00 Fax to Jeffrey D. Segal from Junko Kobayashi, attaching Written Consent of
Directors and letter of resignation from Andrea L. Freitag dated 1/2/00 SM0011805-11808
11/3/99 Articles of Amendment to Articles of Incorporation SM0011809-11825 8/17/99 Articles of Share Exchange between Boulder Capital Opportunities, Inc. and
Stan Lee Media, Inc. SM0011826-11841
8/12/99 Articles of Amendment to Articles of Incorporation of Boulder Capital Opportunities, Inc.
SM0011842
4/22/96 Certificate of Incorporation of Boulder Capital Opportunities, Inc. SM0011843 4/19/96 Articles of Incorporation of Boulder Capital Opportunities, Inc. SM0011844-11848 4/22/96 Bylaws of Boulder Capital Opportunities, Inc. SM0011849-11866
12/31/99 Written Consent of Directors, with Schedule A (Option/Warrant holders) SM0011867-11878
{Client\4211\00\02031311.DOC /} 28
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
12/7/99 Resignation letters of Stanley A. Weston, Andrea L. Freitag (12/1/99) and Devendra Mishra (12/1/99)
SM0011879-11881
10/13/99 Written Consent of Directors, with Schedule A (Option/Warrant holders) SM0011882-11893 10/11/99 Written Consent of Directors, with Exhibits A through I SM0011894-0012026
9/9/99 Written Consent of Directors SM0012027 8/16/99 Written Consent of Directors SM0012028-12029 8/16/99 Securities Purchase Agreement between Stan Lee Media, Inc. and
Continental Entities for 37,500 shares of common stock SM0012030-12042
8/9/99 Written Consent of Directors of Boulder Capital Opportunities, Inc. SM0012043-12044 7/30/99 Written Consent of Directors of Boulder Capital Opportunities, Inc. SM0012045-12046 7/30/99 Securities Purchase Agreement between Boulder Capital Opportunities, Inc.
and World Network, Inc. for 37,500 shares of common stock SM0012047-12059
7/24/99 Written Consent of Directors SM0012060-12062 7/23/99 Written Consent of Director of Boulder Capital Opportunities, Inc. SM0012063-12069 8/9/99 Securities Purchase Agreement between Boulder Capital Opportunities, Inc.
and Continental Entities for 25,000 shares of common stock SM0012070-12082
7/23/99 Revolving Credit Agreement between Santo Development Worldwide and Boulder Capital Opportunities, Inc. (unexecuted)
SM0012083-12093
7/23/99 Revolving Credit Agreement between Maxi Technologies Limited and Boulder Capital Opportunities, Inc. (unexecuted)
SM0012094-12100
Undated Revolving Unsecured Promissory Note, with exhibits, between Boulder Capital Opportunities, Inc. and Maxi Technologies Limited (unexecuted)
SM0012101-12105
7/22/99 Resignations of Mark A. DiSalvo and Leah DiSalvo as officers and directors of Boulder Capital Opportunities, Inc.
SM0012106
6/25/99 Consent of Directors of Boulder Capital Opportunities, Inc. SM0012107-12108 6/25/99 Consent of Directors of Boulder Capital Opportunities, Inc. SM0012109-12111 8/17/99 Articles of Share Exchange between Boulder Capital Opportunities, Inc. and
Stan Lee Media, Inc., with Exhibit A (Reorganization and Stock Purchase Agreement dated 6/25/99)
SM0012112-12127
5/1/96 Consent of Directors of Boulder Capital Opportunities, Inc. in Lieu of Special Meeting
SM0012128-12131
4/29/96 Consent of Directors of Boulder Capital Opportunities, Inc. in Lieu of Special Meeting
SM0012132-12133
4/26/96 Subscription Agreement and Investment Representations between Boulder Capital Opportunities, Inc. and Steven C. Signer(sp?) for 50,000 shares of common stock
SM0012134-12137
4/26/96 Subscription Agreement and Investment Representations between Boulder Capital Opportunities, Inc. and ?? (signature illegible) for 50,000 shares of common stock
SM0012138-12141
4/29/96 Subscription Agreement and Investment Representations between Boulder Capital Opportunities, Inc. and ?? (signature illegible) for 30,000 shares of common stock
SM0012142-12145
4/29/96 Subscription Agreement and Investment Representations between Boulder Capital Opportunities, Inc. and Douglas L. Ray for 30,000 shares of common stock
SM0012146-12149
4/28/96 Subscription Agreement and Investment Representations between Boulder Capital Opportunities, Inc. and ?? (signature illegible) for 40,000 shares of common stock
SM0012150-12153
4/22/96 Consent of Directors of Boulder Capital Opportunities, Inc. in Lieu of Organizational Meeting
SM0012154-12159
4/22/96 Consultation and Subscription Agreement between Boulder Capital Opportunities, Inc. and Robert Soehngen
SM0012160-12165
4/22/96 Consultation and Subscription Agreement between Boulder Capital Opportunities, Inc. and Gary S. Joiner
SM0012166-12171
4/22/96 Consultation and Subscription Agreement between Boulder Capital Opportunities, Inc. and Grant W. Peck
SM0012172-12177
4/22/96 Consultation and Subscription Agreement between Boulder Capital Opportunities, Inc. and Dean F. Sessions
SM0012178-12183
11/9/99 Invoice to Stan Lee Media, Inc. from VMR Capital Markets U.S. for 10,000 shares of common stock per Investment Banking Agreement
SM0010844
10/28/99 Letter to Securities Transfer Corporation from Stephen M. Gordon re information on entities
SM0010845-10846
7/22/99 Securities Transfer Corporation Statement to Boulder Capital Opportunities SM0010847 7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1987 to Devendra
Mishra for 50,000 shares of common stock SM0010848
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1988 to Gill SM0010849
{Client\4211\00\02031311.DOC /} 29
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Champion for 50,000 shares of common stock 7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1989 to Michael
Golden for 50,000 shares of common stock SM0010850
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1990 to Jeffrey D. Segal for 100,000 shares of common stock
SM0010851
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1991 to Stan Lee & Joan Lee TTEE FBO Lee Family 1985 Trust for 3,600,000 shares of common stock
SM0010852
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1992 to Hollywood Holdings for 400,000 shares of common stock
SM0010853
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1993 to Celebrity Enterprises for 200,000 shares of common stock
SM0010854
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1994 to Stephen M. Gordon for 220,000 shares of common stock
SM0010855
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1995 to Alexandra D. Gordon for 50,000 shares of common stock
SM0010856
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1996 to Excelsior Productions for 210,000 shares of common stock
SM0010857
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1997 to Continental Entities for 545,000 shares of common stock
SM0010858
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1998 to World Network, Inc. for 150,000 shares of common stock
SM0010859
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1999 to Organic Online, Inc. for 150,000 shares of common stock
SM0010860
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B2000 to P.F.P. Family Holdings, L.P. for 2,700,000 shares of common stock
SM0010861
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B2001 to Peter Dekom for 25,000 shares of common stock
SM0010862
7/23/99 Written Consent of Directors of Boulder Capital Opportunities, Inc. SM0010863-10869 7/23/99 Letter from Jeffrey D. Segal to Mr. Halter re re-issuance SM0010870-10877
Various 99 Stock Transfer Ledger SM0010878 7/13/99 Fax from Peter Paul to Jeff Segal re redrafted Voting Agreement and
Conditional irrevocable Proxy, a list of granted Options to employees, and hand delivered letter to Andrea L. Paul, Secretary
SM0010879-10882
12/01/99-12/31/99 Securities Transfer Corp SM0010883 06/11/99 Memorandum to Mark Lasoff re Stock Grant in SLM SM0010884 02/03/00 Letter to Carolyn S. Reiser from Jeffrey D. Segal re PIPE Transaction SM0010885-10898 02/03/00 Fax and Fax Confirmation of Officer’s Certificate and Exhibit A SM0010899-10901 02/03/00 Fax From Carolyn S. Reiser to Robert Schultz the Opinion Letter and E-mail
correspondence after receipt of Opinion SM0010902-10907
02/02/00 Fax From Carolyn S. Reiser to Robert Schultz and Jeff Segal containing the Opinion Letter
SM0010908-10912
02/02/00 E-mail correspondence from Carolyn Reiser to telj1@aol.com, ldunn@johngaltfund.com, and Robert Schultz @ stanleemedia.com
SM0010913-10917
02/01/00 Stan Lee Media, Inc. Purchase Agreement between Stan Lee Media and Various Purchasers
SM0010918-10959
02/03/00 Warrant to Purchase Shares between Stan Lee Media, Inc. and Asset Management Holdings, Co.
SM0010960-10970
02/03/00 Warrant to Purchase Shares between Stan Lee Media, Inc. and Carmen Italia SM0010971-10981 02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and Laurence
Dunn SM0010982-10992
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and John Galt Fund, L.P.
SM0010993-11003
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and John Galt Offshore Fund
SM0011004-11014
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and Dorado Capital Partners L.P.
SM0011015-11025
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and Zurich HFR Master Hedge Fund Index, Ltd.
SM0011026-11036
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and The Chelonia Fund L.P.
SM0011037-11047
04/19/00 Warrant to Purchase Stock between Stan Lee Media Inc. and Toon Boom Technologies Inc.
SM0011048-11051
05/24/00 Letter From Robert Schultz to Laurence Dunn and John Galt Fund, L.P. re registration of additional securities
SM0011297-11301
11/8/99 Strategic Alliance Agreement between Cyberworld International SM0011302-11317
{Client\4211\00\02031311.DOC /} 30
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Corporation and Stan Lee Media, Inc 08/09/00 Email correspondence From Mary Aduskiewicz to Robert Schultz and
rrnadden@stanleemedia.com re S3 registration of Cyberworld owned shared of Stan Lee Media, Inc.
SM0011318-11319
05/17/00 Stock Certificate showing Cyberworld International Corp as the record owner of 25,000 shares of Stan Lee Media, Inc.
SM0011320-11321
11/13/00 Current Shareholder list for Stan Lee Media, Inc as of 11/13/00 SM0011322-11377 08/01/99-08/31/99 Security Transfer List for August 1999 SM0011378-11397
02/07/01 Letter From Robert M. Schultz to Ruben Martinez re Stock Options and Proposed Simultaneous sale
SM0011398-11404
10/30/00 Fax to George Johnson From Bob Schultz re a check in the amount of $27,500 to generate the exercise of an employee stock option for 5,000 shares to Paula LaFond
SM0011405-11408
11/3/00 Stock Certificate with Security Transfer verification for Paula LaFond SM0011409-11412 08/15/00 Irrevocable Stock or Bond Power to Jason Thomas 4,000 shares SM0011413-11414 No Date Irrevocable Stock or Bond Power to Anthony Winn No shares indicated SM0011415-11416 No Date Irrevocable Stock or Bond Power to Aaron Sowd 5,000 shares SM0011417-11419
Various Dates Letters From Elliott Associated, L.P. and Elliott International, L.P. to Stan Lee Media, Inc Attn Rick Madden dated 01/13/01 re Registration Rights Agreement, a second letter dated 01/13/01 re Registration Rights Agreement, a third letter dated 01/05/01 re Registration Rights Agreement, a Fourth letter confirming the Annexed term sheet is acceptable, and a Fifth letter re financing proposal
SM0011420-11428
No Date Article of Amendment to Articles of Incorporation SM0011429-11453 12/12/00 Fax From Michael Stephan to Rick Madden and Bob Schultz re Conversion
Notice for Series B 4% Cumulative Convertible Preferred Stock with notes on cover sheet
SM0011454-11458
12/12/00 Fax From Michael Stephan to Rick Madden and Bob Schultz re Conversion Series B 4% Cumulative Convertible Preferred Stock
SM0011459-11463
08/28/00 Letter From Rick Madden to Securities Transfer Corporation re conversion notice attached are the Resolutions of The Board of Directors of Stan Lee Media, Inc.
SM0011464-11470
No Date Specified 07/00
Registration Rights Agreement among Stan Lee Media, Inc. and Elliott Associates, L.P. and Westgate International, L.P.
SM0011471-11489
No Date Specified 07/05
Common Stock Purchase Warrant of 37,500 Shares to Elliott Associates, L.P. from Stan Lee Media, Inc.
SM0011490-11502
09/05/00 Letter From Rick Madden to Securities Transfer Corp. re incorrect stock issue with a request to correct stocks re Elliott Management Corp, Westgate International and Elliott Associates
SM0011503-11509
No Date Specified Common Stock Purchase Warrant of 37,500 Shares to Elliott Associates, L.P. not executed
SM0011510-11523
04/14/00 Warrant to Purchase Shares of Common Stock HLHZ, Investments, LLC 150,000 shares of Stan Lee Media
SM0011524-11538
12/07/99 Letter From Stephen M Gordon to Securities Transfer Corporation re Stan Lee Media, Inc. for issuance of 4,200 shares to Mark Lasoff and 2,800 shares to Daniel P. Ben-Zvi
SM0011139-11141
11/01/99 Letter From Jeffrey D. Segal to Securities Transfer Corporation re resolutions by the Company’s Board of Directors authorizing Stock issuances
SM0011142-11144
08/27/01 Letter from Jeffrey D. Segal to Rick Madden and Paul M. Eckles re file box index list relating to all then firm’s business records relating to Stan Lee Media, Inc. and correspondence relating to Augustine Fund, L.P. v. Schultz et. al litigation matter
SM0011145-11146
08/23/01 Fax From Gregg Rehberger to Jeffrey Segal re legal opinion request for the removal of legend from Stan Lee Media restricted stock held by Devendra Mishra
SM0011147-11152
07/23/99 Letter From Jeffrey D. Segal to Kevin Halter Jr. President of Securities Transfer Corporation re re-issuance of Free Trading Stock Certificates, re-issuance of Restricted securities, and the issue and deliver New Restricted Securities
SM0011153-11160
No Date Specified Boulder Capital Opportunities, Inc. Written Consent of Directors re the Revolving Credit Agreements, and stock issuances
SM0011161-11171
04/29/99 Boulder Capital Opportunities, Inc. Stock Certificate for Cyberia Inc. SM0011172 4/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Unicom Media
Partners SM0011173
4/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Sole Gerber & SM0011174
{Client\4211\00\02031311.DOC /} 31
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Ruth Gerber, Trustee of the Gerber Family Trust DTD 12/31/ 04/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Montague
Securities Internationals, LTD SM0011175
04/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Santo Development Worldwide
SM0011176
4/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Maxi Technologies LTD.
SM0011177
4/29/99 Boulder Capital Opportunities, Inc. Stock Certificates for V.H.I. Corporation SM0011178 04/29/99 Boulder Capital Opportunities, Inc. Stock Certificates for NAI INC SM0011179 04/22/99 Securities Transfer Corporation Listing the Certificates for Boulder Capital
Opportunities, Inc. Stock Certificates SM0011180-11181
04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Devendra Mishra SM0011182 04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Gill Champion SM0011183 04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Michael Golden SM0011184 4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Jeffrey D. Segal SM0011185 4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Stan Lee and Joan
Lee TTEE FBO Lee Family 1985 Trust SM0011186
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Hollywood Holdings
SM0011187
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Celebrity Enterprises
SM0011188
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Stephen M. Gordon
SM0011189
04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Alexandra D. Gordon
SM0011190
04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Excelsior Productions
SM0011191
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Continental Entities
SM0011192
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for World Network, Inc
SM0011193
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Organic Online, Inc.
SM0011194
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for P.F.P. Family Holdings, L.P.
SM0011195
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Peter Dekom SM0011196 08/11/99 Letter From Jeffrey D. Segal to Kevin Halter Jr. President of Securities
Transfer Corporation re re-issuance of stock certificates along with the certificates and paperwork for share distribution and lock up agreements
SM0011197-11212
08/11/99 Letter From Jeffrey D. Segal to Peter F Paul, Co-Founder of Stan Lee Media, Inc. re Boulder Capital Opportunities, Inc re shares along with the written consent of the directors, and stock certificates
SM0011213-11226
08/02/99 Letter from Jeffrey D. Segal to Filing Desk at Securities and Exchange Commission re Form 3 Filings on behalf of Stan Lee, Lee Family 1985 Trust, Devendra Mishra, Gill Champion, P.F.P. Family Holdings, L.P., Andrea L. Paul, and Stephen M. Gordon
SM0011227-11242
02/14/00 Receipt Copy of Form 5 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership
SM0011243-11256
2/14/00 Fax from Jeffrey D. Segal to the Bowne requesting Section 16 Filing on behalf of Stan Lee Media, Inc.
SM0011257-11271
06/19/00 Letter from Jeffrey D. Segal to Rick C. Madden, EVP, Stan Lee Media, Inc. re Section 16 Filings and notations with respect to failures to file and/or amendments required to be filed
SM0011272-11274
04/23/99 Stock Option Agreement by and between Boulder Capital Opportunities, Inc. and Shawn McManus (Grantee)
SM0011275-11278
09/03/99 Letter from Jeffrey D. Segal to Stan Medley re Stan Lee Media, Inc. a list of free-trading and restricted Stock Certificates of various entities
SM0011279-11290
09/03/99 Letter from Jeffrey D. Segal to Jan Hoffer at Securities Transfer Corporation re returning for re-issuance without restrictive legend on Stock Cert Nos. C0351, C0352, C0353, C0354, and C0355. Name of issuee is Unicorn media Partners
SM0011291-11296
09/15/00 Letter from Stan Lee Media to MBR Productions, Inc, and John Semper re Starship Rights Agreement.
SM0010346-10357
3/16/99 NPO Certificate showing Stan Lee Media, Inc. owns 180,000 shares SM0010358-10360 10/11/99 Stan Lee Media, Inc. Written Consent of Directors SM0010361-10373 09/18/00 Letter from Jeffrey D. Segal to Securities Transfer and Spear, Leeds, & SM0010374-10375
{Client\4211\00\02031311.DOC /} 32
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Kellogg re Stan Lee Media, Inc. Special Counsel opinion letter re transfer of shares from Celebrity Enterprises to Pittsburg Institutional Inc.
No Date Specified Stan Lee Media, Inc. Schedule of Stock Ownership by Officers Directors & Five Percent Shareholders
SM0010376
4/10/00 Warrant to Purchase Share of Stan Lee Media, Inc. from Montague Securities International, Inc.
SM0010377-10384
11/10/99 Fax from Jeffrey D. Segal to Junko Kobayashi re $100,000 Compton Family Trust Financing Documents and $100,000 Blomme/Schlichting Financing Documents
SM0010385-10412
04/23/99 Boulder Capital Opportunities, Inc. Written Consent of the Directors SM0010413-10419 06/19/00 Letter from Jeffrey D. Segal to Rick C. Madden, EVP for Stan Lee Media,
Inc. re Section 16 Filings SM0010420-10422
06/12/00 Letter from Stephen M. Gordon EVP-Operations for Stan Lee Media, Inc. re offer of President and Chief Executive Officer of the Company, and membership on the Company’s Board of Directors
SM0010423-10430
Various Dates Securities Purchase Agreement Schedule 3(c) Outstanding Employee Options to Purchase Common Stock
SM0010431-10436
10/11/99 Stan Lee Media, Inc. Written Consent of Directors SM0010437-10450 No date Merrill Lynch WCMA Account SM10451-10456 11/30/00 Merrill Lynch Priority Client Services Statement SM0010457-10458 11/3/00 Pershing mailing to Continental Entities Inc confirmation of shares
purchased SM0010459-10460
11/08/00 Pershing mailing to Continental Entities Inc conformation of shares purchased
SM0010461-10463
11/27/00 Spear, Leeds & Kellogg mailing to Continental Entities Inc Confirming Transactions
SM0010464-10466
11/27/00 Spear, Leeds & Kellogg mailing to Continental Entities Inc Confirming Transactions
SM0010467-10469
11/27/00 Spear, Leeds & Kellogg mailing to Continental Entities Inc Confirming Transactions
SM0010470-10472-
11/28/00 Envelopes addressed from Spear, Leeds & Kellogg to Continental Entities Inc
SM0010473
11/29/00 Envelopes addressed from Spear, Leeds & Kellogg to Continental Entities Inc
SM0010474
05/31/00 Statement from Merrill Lynch WCMA Account for Unicorn Media Partners Inc
SM0010475-10481
03/31/00 Statement from Merrill Lynch WCMA Account for Hollywood Holdings Corp
SM0010482-10495
01/31/00 Statement from Merrill Lynch WCMA Account for Hollywood Holdings Corp
SM0010496-10501
04/28/00 Statement from Merrill Lynch WCMA Account for Global Language Solutions Inc
SM0010502-10509
02/29/00 Statement from Merrill Lynch WCMA Account for Unicorn Media Partners Inc
SM0010510-10518
01/31/00 Statement from Merrill Lynch WCMA Account for Unicorn Media Partners Inc
SM0010519-10526
08/31/00 Statement from Merrill Lynch WCMA Account for World Network Inc SM0010527-10546 07/30/99 Statement from Merrill Lynch WCMA Account for World Network Inc SM0010547-10554 10/29/99 Statement from Merrill Lynch WCMA Account for World Network Inc SM0010555-10568 09/30/99 Statement from Merrill Lynch WCMA Account for World Network Inc SM0010569-10576
12/99 Statement form VMR Capital Markets U.S. to Unicorn Media Partners Inc SM0010577-10580 02/00 Statement form VMR Capital Markets U.S. to Unicorn Media Partners Inc SM0010581-10584
12/31/99 Merrill Lynch Fiscal Statement on the WCMA Account for Unicorn Media Partners Inc
SM0010585-10594
01/18/00 VMR Capital Markets, U.S. Summary of Proposed Terms & Conditions re Stan Lee Media up to $3 million in Convertible Notes
SM0010595-10597
No Date Specified Urgent Letter from VMR Capital Markets, U.S. to Peter Paul at Stan Lee Media re election not to convert the $500,000 convertible notes due January 9, 2000
SM0010598
10/11/99 Financial Consulting Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets U.S.
SM0010599-10606
12/16/99 Letter from Susan Johnson Assistant to Peter Paul President of Stan Lee Media Inc. to Todd Ficeto with VMR Capital markets, U.S. re Unicorn Media Partners-Cyberia Inc. corporate resolutions
SM0010607-10611
09/27/99 Confidential Memorandum to Stanley Weston From Peter Paul re SLM Options regarding the issuance of 200,000 options to acquire investment
SM0010612-10613
{Client\4211\00\02031311.DOC /} 33
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
stock in Stan Lee Media that have been committed by a cooperating shareholder (Continental Entities Inc.)
9/29/99 Hand written Fax from Stanley A. Weston to Peter Paul re the deal cut with Special Global Licensing Consultants
SM0010614-106415
06/16/00 Letter from Wayne R. Terry for Mitchell, Silberberg & Knupp to Zia Modabber and Katten Muchin Zavis re Bryce Zabel’s offer to settle disputes with Stan Lee Media
SM0010616-10618
05/16/00 Letter from Zia F. Modabber with Katten Muchin & Zavis to Peter Martin Nelson, Esq of Nelson, Guggenheim, Felker & Levine LLP re Bryce Zabel the proposal on behalf of Stan Lee Media
SM0010619-10621
04/08/00 Letter from Jeffrey D. Segal to Clayton Clark, Listing Analyst for Nasdaq Listing Qualifications re Stan Lee Media, Inc. response to comments set forth in April 5, 2000 letter
SM0010622-10627
4/5/00 Letter from Clayton Clark, Listing Analyst for Nasdaq Listing Qualifications to Jeffrey D. Segal re Stan Lee Media, Inc. request to lists its securities on The Nasdaq SmallCap Market needing additional items from the Company
SM0010628-10629
02/01/00 Purchase Agreement by and between Stan Lee Media and John Galt Fund, L.P., John Galt Offshore Fund, Asset Management Holdings Co., Zurich HFR Master Hedge Fund Index Ltd., Dorado Capital Partners, L.P., The Chelonia Fund L.P., Carmen Italia, and Laurence Dunn
SM0010630-10631
02/04/00 Purchase Agreement by and between Stan Lee Media, Inc and VMR Luxembourg S.A. and Jose Abadin
SM0010632-10633
04/07/00 Draft Letter from Holly Newman an Associate with Gleacher & Co. re confirmation of the arrangement which Gleacher & CO. LLC and its affiliates are engaged by Stan Lee Media, Inc to act as its financial advisors and exclusive placement agent
SM0010634-10639
03/27/00 Letter agreement from Michael R. Toomey, Principal for Roth Capital Partners, Inc. to Peter F. Paul and Robert M. Schultz of Stan Lee Media, Inc. confirming the understanding between Stan Lee Media, Inc. and Roth Capital Partners, Inc.
SM0010640-10648
04/05/00 Letter from David Asplund, President of Delano Group Securities, L.L.C. to Stan Lee Media, Inc. re confirmation of Delano Group Securities L.L.C. is to serve as financial advisor and private placement of securities of the company.
SM0010649-10654
04/06/00 Letter from Robert M. Schultz, Vice-President, Finance, to Stan Lee Media, Inc. re response to NASDAQ letter questioning employment of Mr. Schultz and his license status
SM0010655
10/11/99 Stock Pledge Agreement among Cyberia, Inc (Pledgor) VMR Luxembourg S.A. (Pledgee) and Jeffrey D. Segal (Pledgeholder)
SM001656-10662
No Date Irrevocable Stock or Bond Power blank, but signed, DJ Hot Stocks to Watch list, also parties in connection with the issuance of Entertainment Common Stock to Excelsior Productions, Continental Entities and/or Organic Online, Inc.
SM0010663-10667
No Date List of Stock Certificates to be issued SM0010668-10672 04/17/00 Fax from Joan Yarcusko with Aaron Tonken & Associates to Susan
Johnston, Assistant to Peter Paul re correcting guarantee return letters to be sent to Cynthia Palmer Gershman and Bradley O’Leary
SM0010673-10675
04/17/00 Letter from Peter Paul to Seth Leyton with Granite Financial Group re Stan Lee Media, Inc stock certificates issues to Maxi Technologies and Santo Development Worldwide
SM0010676-10677
04/17/00 Letter from Excelsior Productions Inc. to Mrs. Cynthia Palmer Gershman re confirmation and guarantee the return of $150,000 invested, along with a return based on the trading price of SLEE as of May 15, 2000.
SM0010678
04/17/00 Letter from Excelsior Productions Inc to Mr. Bradley O’Leary re confirmation and guarantee the return of $150,000 invested, along with a return based on the trading price of SLEE as of May 15, 2000.
SM0010679
07/26/99 Certificate certifying to Messrs. Frascona, Joinder and Goodman, P.C. purchase of shares of Boulder Opportunities, Inc.
SM0010680
12/27/99 Fax from Kevin Hacten to Peter Paul re Securities Transfer list for 11/01/99-12/27/99
SM0010681-10690
11/04/99 Letter from Jeffrey D. Segal to Peter F. Paul re Stock Certificate No. 0001 of Stan Lee Media, Inc. evidencing 714,286 Shares of Series A Stock
SM0010691
11/05/99 Letter from Gill Champion to Loren Hillberg with Macromedia re Stock certificate 0001 for 714,286 shares issued to Macromedia, Inc.
SM0010692
11/05/99 Letter from Gill Champion to Loren Hillberg with Macromedia re Stock certificate 0001 for 714,286 shares issued to Macromedia, Inc.
SM0010693
{Client\4211\00\02031311.DOC /} 34
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
11/03/99 Copy of Stock Certificate Issued to Macromedia, Inc. for 714,286 SM0010694 04/14/99 Copy of Stock Certificate issued to Stan Lee and Joan Lee, Co-Trustees Stan
and Joan Lee Inter Vivos Trust for 3,600,000 SM0010695
No Date Boulder Capital Opportunities list of 322 Shareholders SM0010696-10699 10/13/99 Letter to Sol Gerber re Stan Lee Media – Stock Certificates (C0356-100,000
and CO357-100,000) from Susan Johnston w/ attachments. SM0010700-10705
10/13/99 Letter to Jeff Segal re Stan Lee Media – Stock Certificates (C0344-347 –each for 50,000) from Susan Johnston w/ attachments
SM0010706-10715
10/7/99 Letter to Paul Abrams re Stan Lee Media – Stock Certificates (C0359 for 25,000 and C0360 for 10,000) -from Peter Paul w/ attachments
SM0010716-10720
07/21/99 Letter to Kevin Halter, Jr. re Issuance of 8,500,000 shares of common stock from ?
SM0010721
06/11/99 Memo to Mark Lasoff from P.F. Paul re Stock Grant in SLM SM0010722 07/21/99 Fax to Peter Paul from Jeffrey Segal, Esq. re shareholder information request
from transfer agent w/ attachments SM0010723-10727
07/8/99 New Designated Shareholder List (certs. to be delivered to Jeff Segal) SM0010728 07/23/99 Form 3-Devendra Mishra SM0010729-10730 09/2/99 Term Sheet for initial offering of $1,000,000 SM0010731 09/1/99 Fax to Gill Champion from Sharon Sullivan re airings report SM0010732-10735 No date Memo to Peter re “stock we talked about for JC” – account rep is Mark
Hales SM0010736
06/11/99 List of people interested in buying SLM stock at opening price SM0010737 06/11/99 Memo to Peter re an additional name to add to the list of people interested in
buying stock ASAP (Arnold Klein) SM0010738
No date List of designated shareholders (Montaque Securities, Santo Development, BVI Co.) w/ attachments
SM0010739-10741
07/24/99 Fax to Peter Paul from Jeffrey Segal re certificates to Joiner law firm w/ attachments
SM0010742-10754
09/9/99 Invoice #003571 to SLM from Securities Transfer Corp. for $25.00 w/ attachments
SM0010755-10761
No date Form of SLM stock certificate SM0010762-10763 No date Analysis of Equity Line SM0010764 No date Astor Capital Inc. Proposed Equity Draw Down Facility & Convertible
Debentures Summary of Proposed Terms/Private Placement SM0010765-10774
No date Shareholders’ Voting Agreement & Conditional Irrevocable Proxy between Stan Lee & Joan Lee and Paraversal Inc.
SM0010775-10779
No date Blank sheet with notation of “Corporate: Stock Purchase” SM0010780 07/23/99 Fax to Paul/Champion from Jeffrey Segal re letters from BCOI to transfer
agent (revised) w/ attachments SM0010781-10788
07/22/99 Fax to Robert Kerns & Peter Paul from Jeffrey Segal re BCOI/SLMI Closing “Open Items”
SM0010789-10798
07/26/99 Faxed signature page of Stock Purchase Agreement sent by Raiskin & Revitz (Grandfield Holdings Group)
SM0010799
08/5/99 Faxed signature page of Stock Purchase Agreement (Execorp Limited) SM0010800 04/14/99 Stock certificate (SLM) for Organic Online, Inc. (150,000 shares) SM0010801-10802 10/12/99 Faxed Irrevocable Stock Power Separate from Certificate (Cyberia Inc.) SM0010803 07/24/99 Faxed signature pages of Stock Purchase Agreement from Jeffrey Segal SM0010804-10810 06/22/99 Faxed Reorganization & Stock Purchase Agreement between Boulder
Capital Opportunities, SLM, and Robert Bryan SM0010811-10822
6/22/99 Faxed Reorganization & Stock Purchase Agreement between Boulder Capital Opportunities, SLM, and Robert Bryan
SM0010823-10831
05/18/99 Faxed Stock Purchase Agreement (form) SM0010832-10840 06/22/99 Faxed Stock Purchase Agreement (form) SM0010841-10843 11/9/99 Invoice to SLM from VMR Capital Markets U.S. re 10,000 Shares Common
Stock SM0010844
11/1/99 Letter to Securities Transfer Corp. from Stephen Gordon re SLM information requested
SM0010845-10846
7/22/99 Invoice to Boulder Capital Opportunities re stock certificates for P.F.P. Family Holdings, L.P. (2,700,000 shares) and Peter Dekom (25,000 shares) w/ attachments
SM0010847-10862
7/23/99 Consent of Directors (Boulder Capital Opportunities, Inc. SM0010863-10869 7/23/99 Letter to Kevin Halter from Jeffrey Segal SM0010870-10878 7/13/99 Fax to Jeff Segal from Peter Paul re Voting Agreement & Conditional
Irrevocable Proxy SM0010879-10882
No date Statement of Stan Lee & Joan Lee – Trust Account SM0010883
{Client\4211\00\02031311.DOC /} 35
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
06/11/99 Memo to Mark Losoff re Stock Grant in SLM SM0010884 02/03/00 Letter from Jeffrey Segal to Carolyn Reiser re PIPE Transaction w/ SLM w/
attachments SM0010885-10898
02/3/00 Officer’s Certificate for Robert Schultz, VP of SLM SM0010899-10901 02/3/00 Fax to Robert Schultz from Carolyn Reiser re opinion letter SM0010902-10907 02/2/00 Fax to Robert Schultz from Carolyn Reiser re opinion letter SM0010908-10912 02/2/00 Email from Carolyn Reiser to telj, ldunn, rschultz re Purchase Agreement SM0010913-10917 02/1/00 Purchase Agreement SM0010918-10959 02/3/00 Warrant to Purchase Shares of Common Stock of SLM (Asset Management
Holdings Co.) SM0010960-10970-
02/3/00 Warrant to Purchase Shares of Common Stock of SLM (Carmen Italia) SM0010971-10981 02/3/00 Warrant to Purchase Shares of Common Stock of SLM (Carmen Italia) SM0010971-10981 02/3/00 Warrant to Purchase Shares of Common Stock of SLM (Laurence Dunn) SM0010982-10992
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (John Galt Fund) SM0010993-11003 02/03/00 Warrant to Purchase Shares of Common Stock of SLM (John Galt Offshore
Fund) SM0011004-11014
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (Dorado Capital Partners L.P.)
SM0011015-11025
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (Zurich HFR Master Hedge Fund Index Ltd.)
SM0011026-11036
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (The Chelonia Fund L.P.)
SM0011037-11047
04/20/00 Faxed Warrant to Purchase Common Stock (SLM/Toon Boom Technologies Inc.)
SM0011048-11051
12/7/99 Letter from SLM to Securities Transfer Corp. re Common Stock of Mark Lasoff (4,200 shares) and Daniel Ben-Zvi (2,800 shares) s/ attachments
SM0011139-11141
11/1/99 Letter from Jeffrey Segal to Securities Transfer Corp. re SLM resolutions of Board authorizing stock issuances per October 28, 1999 letter from Stephen Gordon
SM0011142-11144
08/27/01 Letter from Jeffrey Segal to Rick Madden & Paul Eckles re file box index list re firm’s business records re SLM
SM0011145-11146
08/23/01 Fax from Gregg Rehberger to Jeffrey Segal re legal opinion request for removal of legend from SLM restricted stock held by Devendra Mishra
SM0011147-11152
07/23/99 Letter from Jeffrey Segal to Kevin Halter, Jr. re SLM stock issuances w/ attachments
SM0011153-11184 SM0011185-11196
08/.11/99 Letter from Jeffrey Segal to Kevin Halter, Jr. re Boulder Capital Opportunities, Inc. stock issuances w/ attachments
SM0011197-11212
08/11/99 Letter from Jeffrey Segal to Peter Paul re Boulder Capital Opportunities, Inc. stock issuances w/ attachments
SM0011213-11226
08/2/99 Letter from Jeffrey Segal to SEC re Form 3 Filings SM0011227-11242 SM0011243-11256
02/16/00 Fax from Bowne re Section 16 Filing Request to Jeffrey Segal w/ attachments
SM0011257-11271
06/19/00 Letter from Jeffrey Segal to Rick Madden re Section 16 Filings SM0011272-11274 07/23/99 Stock Option Agreement (Boulder Capital Opportunities, Inc.) re Shawn
McManus SM0011275-11278
09/3/99 Letter from Jeffrey Segal to Stan Medley re stock issuances w/ attachments SM0011279-11296 05/24/00 Letter from Robert Schultz to Laurence Dunn re registration of additional
securities SM0011297-11301
11/25/99 Strategic Alliance Agreement between Cyberworld International Corp. and SLM
SM0011302-11317
09/9/00 Memo from Mary Aduckiewicz to Robert Schultz re S3 registration of Cyberworld owned shares of SLM w/ attachments
SM0011318-11321
11/13/00 Current Shareholders List for SLM as of 11/13/00 SM0011322-11397 01/7/0` Letter from Robert Schultz to Ruben Martinez re stock options SM0011398
10/31/00 Handwritten note from Debra Cranfield (Merrill Lynch) to Robert Schultz re execution of documents
SM0011399
No date Irrevocable Stock or Bond Power and Delivery Instructions and Security Agreement for Ruben Martinez w/ attachments
SM0011400-11404
10/30/00 Fax from Robert Schultz to George Johnson re Pershing re exercise of employee stock option (Paula La Fond) w/ attachments
SM0011406-11412
No date Irrevocable Stock or Bond Power and Delivery Instructions and Security Agreement for Jason Thomas
SM0011413-11414
No date Irrevocable Stock or Bond Power and Delivery Instructions and Security Agreement for Anthony Sinn
SM0011415-11416
{Client\4211\00\02031311.DOC /} 36
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
No date Irrevocable Stock or Bond Power and Delivery Instructions and Security Agreement for Aaron Sowd
SM0011417-11418
No date Irrevocable Delivery Instructions and Security Agreement for Shawn McManus
SM0011419
No date Files re Elliott Associates, LP w/ letters to SLM re registration rights agreements w/ attachments
SM0011420-11428
No date Articles of Amendment to Articles of Incorporation for SLM SM11429-11453 12/12/00 Fax from Michael Stephan to Rick Madden and Robert Schultz re Stan Lee
Conversion w/ attachments (marked up) SM0011454-11458
12/12/00 Duplicate Fax from Michael Stephan to Rick Madden and Robert Schultz re Stan Lee Conversion w/ attachments
SM0011459-11463
08/28/00 Letter from Rick Madden to Securities Transfer Corporation re Series B 4% Cumulative Convertible Preferred Stock (Westgate International and Elliott Associates) w/ attachments
SM0011464-11470
No date Registration Rights Agreement between SLM, Elliott Associates and Westgate International
SM0011471-11489
No date Common Stock Purchase Warrant – Redlined - (37,500 shares) (Elliott Associates) w/ attachments
SM0011490-11502
09/5/00 Letter from Rick Madden to Securities Transfer Corp. re name correction for Elliott Associates w/ attachments
SM11503-11509
No date Duplicate Common Stock Purchase Warrant (37,500 shares) (Elliott Associates) w/ attachments
SM11510-11523
04/14/00 Warrant to purchase shares of SLM Common Stock (HLHZ Investments, LLC)
SM0011524-11538
2/00 Page entitled “SLM Board Meetings” SM0022449 8/11/00 Certificate of Secretary and Minutes of a Meeting of the Audit Committee of
the Board of Directors SM0022450-22454
5/11/00 Certificate of Secretary and Minutes of a Meeting of the Audit Committee of Board of Directors
SM0022455-22456
4/14/00 Minutes of the Special Meeting of the Board of Directors SM0022457-22461 5/19/00 Certificate of Secretary and Minutes of a Meeting of the Board of Directors SM0022462-22464 6/6/00 Certificate of Secretary and Minutes of a Meeting of the Board of Directors SM0022465-22468 6/00 Term Sheet from Lake Sherwood Securities Limited for Stan Lee Media,
Inc. 4% Convertible Preferred Stock SM0022469-22472
6/21/00 Draft Term Sheet from GEM (Global Emerging Markets) for Stan Lee Media Convertible Debenture
SM0022473-22474
6/16/00 Letter to Zia Modabber from Wayne R. Terry of Mitchell Silberberg & Knupp LLP re Bryce Zabel/Stan Lee Media dispute
SM0022475-22477
7/7/00 Minutes of a Meeting of the Board of Directors and Resolutions of the Board of Directors
SM0022478-22482
7/25/00 Certificate of Secretary and Minutes of a Meeting of the Board of Directors SM0022483-22484 7/28/00 Unanimous Written Consent of the Board of Directors and Resolutions of
the Board of Directors SM0022485-22487
7/12/00 Certificate of Secretary and Resolutions of the Board of Directors SM0022488-22491 7/25/00 Certificate of Secretary and Minutes of a Meeting of the Board of Directors SM0022492-22495 8/30/00 Certificate of Secretary and Minutes of a Meeting of the Board of Directors SM0022496-22497
11/13/00 Certificate of Secretary and Minutes of a Meeting of the Board of Directors SM0022498-22502 1/29/01 Minutes of a Meeting of the Board of Directors and Resolutions of the Board
of Directors SM0022503-22510
3/1/00 Page entitled “March 1, 2000” SM0022511 3/1/00 Minutes of the Special Meeting of the Board of Directors SM0022512-22519 2/29/00 Email to Ms. Boddie at Macromedia from Jeffrey D. Segal re Stan Lee
Media, Inc. – Board Contacts SM0022520-521
2/27/00 Fax to Junko Kobayashi from Jeffrey D. Segal, attaching Notice of Special Meeting
SM0022522-22523
3/1/00 Contact list of Board of Directors SM0022524-22526 2/27/00 Letter to Stan Lee from Stephen M. Gordon re Notice of Special Meeting SM0022527-22528 2/27/00 Letter to Devendra Mishra from Stephen M. Gordon re Notice of Special
Meeting SM0022529-22530
2/27/00 Letter to Gill Champion from Stephen M. Gordon re Notice of Special Meeting
SM0022531-22532
2/27/00 Letter to Robert K. Burgess from Stephen M. Gordon re Notice of Special Meeting
SM0022533-22534
2/27/00 Letter to Nelson S. Thall from Stephen M. Gordon re Notice of Special Meeting
SM0022535-22536
{Client\4211\00\02031311.DOC /} 37
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
2/27/00 Letter to Arthur E. Schramm, Jr. from Stephen M. Gordon re Notice of Special Meeting
SM0022537-22538
3/1/00 Notice of Special Meeting of Board of Directors and Agenda to Board of Directors Meeting
SM0022539-22541
2/27/00 Fax sheet to Jeff [Segal] from Junko [Kobayashi] re “For your records” (only attachment is the fax verification sheet)
SM0022542-22543
4/14/00 Page entitled “April 14, 2000” SM0022544 4/11/00 Fax to Junko Kobayashi and Stephen M. Gordon from Jeffrey D. Segal re
Notice of Special Meeting of Board of Directors SM0022545-22547
4/14/00 Agenda of Board of Directors Meeting and Notice of Special Meeting of Board of Directors
SM0022548-22555
4/14/00 (1) Minutes of the Special Meeting of the Board of Directors (2) Minutes of the Special Meeting of the Board of Directors Held 3/1/00 (3) Minutes of the Special Meeting of the Board of Directors Held 4/14/00 (different than (1) above)
SM0022556-22572
4/14/00 Fax To Junko Kobayashi from Jeffrey D. Segal, attaching supporting information for conference telephone board meeting
SM0022573-22583
4/14/00 Fax cover page to Robert K. Burgess, Nelson S. Thall, Arthur E. Schramm, Jr. and Lars F. Hellmont from Junko Kobayashi re Agenda for Board Meeting, with handwritten note “2nd Fax – sending Private Placement Letter – Delano Group Total 5 pgs.”
SM0022584
4/14/00 Fax verification pages for Fujita Corporation U.S.A., Arthur E. Schramm, Jr., Torstar Corporation and Macromedia, Inc. re Agenda for Board Meeting
SM0022585-22588
4/14/00 Fax verification pages for Robert K. Burgess, Nelson S. Thall, Arthur E. Schramm, Jr. and Lars F. Hellmont re Agenda for Board Meeting, with handwritten note “2nd Fax – sending Private Placement Letter – Delano Group Total 5 pgs.”
SM0022589-22592
Undated (1) File folder entitled “Bonner W. Adams” (2) Letter to George Johnson from Robert M. Schultz, enclosing stock certificates for Lynne K. Masters and Frances S. Masters
SM0020062-20065
Undated (1) Handwritten note re Bonner Adams certificate (2) Certified mail envelope to Bonner W. Adams from Stan Lee Media
SM0020066-20067
2/9/01 Letter to George Johnson from Robert M. Schultz re certificate for 16,666 shares in the name of Bonner W. Adams
SM0020068
10/19/00 Wire transfer instructions to Stan Lee Media from U.S. Bank SM0020069 10/19/00 Warrant Purchase Form for Bonner W. Adams TTEE, B.W. Adams
Enterprises, Inc. Defined Benefit Plan DTD 8/16/82 SM0020070
11/13/00 Shareholder List prepared by Securities Transfer Corporation SM0020071-20119 7/23/99 Warrant to Purchase Common Stock for Bonner W. Adams Trustee SM0020120-20129 11/9/00 Stock Certificate C1071 for 16,666 shares to Bonner W. Adams SM0020130 Undated File folder entitled “Eddie Alexander” SM0020131-20132 10/10/00 Warrant Purchase Form for Eddie Alexander SM0020133 10/14/00 Check in the amount of $5,000 to Stan Lee Media from Eddie and Kaaren K.
Alexander SM0020134
7/23/99 Warrant to Purchase Common Stock for Eddie Alexander (signature page missing)
SM0020135-20143
7/23/99 Warrant to Purchase Common Stock for Eddie Alexander (with executed signature page)
SM0020144-20154
Undated File folder entitled “Kaaren Alexander” SM0020155-20156 10/10/00 Warrant Purchase Form for Kaaren Alexander SM0020157 10/14/00 Check in the amount of $5,000 to Stan Lee Media from Eddie and Kaaren K.
Alexander SM0020158
7/23/99 Warrant to Purchase Common Stock for Kaaren Alexander SM0020159-20169 7/23/99 Warrant to Purchase Common Stock for Kaaren Alexander SM0020170-20180 Undated File folder entitled “Kenneth B. Avery” SM0020181 5/9/00 Warrant Purchase Form for Kenneth B. Avery SM0020182-20183 7/23/99 Warrant to Purchase Common Stock for Kenneth B. Avery SM0020184-20193 7/23/99 Warrant Certificate for 8,333 shares for Kenneth B. Avery SM0020194-20195 5/9/00 Check stub for $8,335 and handwritten note re loan for Kenneth B. Avery SM0020196 3/30/00 Unsecured Promissory Note to Kenneth B. Avery from Stan Lee Media,
Inc., with handwritten note “Pd in full 5/9/00” SM0020197
7/23/99 Warrant Certificate for 8,333 shares for Kenneth B. Avery SM0020198 Undated File folder entitled “IC & Patricia Q. Siegel” SM0020199-20200 11/2/00 Memorandum to Bob Schultz from James O. White, Jr., enclosing check to
Stan Lee Media for $50,000 from Patricia or I.C. Siegel SM0020201-20202
{Client\4211\00\02031311.DOC /} 38
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
10/18/00 Warrant Purchase Form for I.C. Siegel & Patricia Q. Siegel SM0020203 7/23/99 Warrant to Purchase 10,000 shares Common Stock for I.C. Siegel & Patricia
Q. Siegel SM0020204-20214
10/18/00 (1) Warrant Purchase Form for I.C. Siegel & Patricia Q. Siegel (2) Check for $100,000 to Stan Lee Media from Patricia or I.C. Siegel dated 10/27/00 (3) Memorandum to Robert M. Schultz from James O. White, Jr. re 30,000 Warrants of Stan Lee Media, Inc. dated 10/27/00 (4) Warrant to Purchase 20,000 shares of Common Stock for Irving C. Siegel & Patricia Q. Siegel JTWROS dated 7/23/99
SM0020215-20228
7/23/99 Duplicate of (4) directly above SM0020229-20238 7/23/99 Warrant to Purchase 10,000 shares of Common Stock for I.C. Siegel &
Patricia Q. Siegel, JTWROS SM0020239-20249
7/23/99 Duplicate of SM0020229-20238 SM0020250-20260 Undated File folder entitled “Shrina & William Baumann” SM0020261 10/26/00 Letter to Robert Schultz from Shrina L. Baumann, enclosing Warrant
Purchase Form and two checks totaling $41,665 SM0020262
Undated File folder entitled “Charlotte & Donald Bernstein” SM0020264 10/17/00 Warrant Purchase Form for Donald & Charlotte Bernstein SM0020265 10/17/00 Check to Stan Lee Media from Charlotte Bernstein in the amount of $5,000 SM0020266 Undated File folder entitled “Charles Blomme” SM0020267 10/17/00 Warrant to Purchase 1,500 shares of Common Stock for Deborah A.
Schlichting SM0020268-20274
10/16/00 Letter to Steve Gordon from Charles J. Blomme and Deborah A. Schlichting, enclosing three checks totaling $150,000
SM0020275
10/17/00 Unsecured Promissory Note to Deborah A. Schlichting from Stan Lee Media, Inc. for $150,000
SM0020276
10/17/00 Warrant Certificate for 1,500 shares for Deborah Schlichting SM0020277 5/15/00 Letter to Robert M. Schultz from Deborah A. Schlichting and Charles J.
Blomme, enclosing three Warrant Purchase Forms and Exhibits A for 15,000 shares, 5,000 shares and 5,000 shares, respectively
SM0020278-20284
7/23/99 Warrant to Purchase 15,000 shares of Common Stock for Charles J. Blomme SM0020285-20294 5/1/00 Letter to Robert M. Schultz from Deborah A. Schlichting re $100,000 loans SM0020295 7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Charles J. Blomme SM0020296-20307 9/21/99 Warrant to Purchase 5,000 shares of Common Stock for Charles J. Blomme
and Deborah A. Schlichting SM0020308-20319
Undated File folder entitled “Andrew J. Brindock” SM0020320-20321 7/23/99 Warrant to Purchase 2,000 shares of Common Stock for Andrew J. Brindock SM0020322-20333 Undated Phone message to Rick re Andrew Brindock call SM0020334 10/19/00 Warrant Purchase Form for Andrew Brindock SM0020335 10/19/00 Letter to Robert Schultz from Andrew J. Brindock re purchase form and
check for $10,000 SM0020336
Undated File folder entitled “Bromberg Family Trust” SM0020337 9/8/00 Fax to Jeffrey D. Segal from George Johnson, attaching documentation re
Rule 144 sale request for Bromberg Family Trust SM0020338-20349
6/15/00 Warrant Purchase Form, Warrant Certificate and check to Stan Lee Media from Myron J. Bromberg for $50,000
SM0020350-20352
7/23/99 Warrant to Purchase 10,000 shares of Common Stock for Bromberg Family Trust
SM0020353-20362
6/15/00 Check to Stan Lee Media from Myron J. Bromberg, D.D.S. for $50,000 SM0020363 Undated File folder entitled “Georges Cibaud” SM0020364 10/19/00 Fax cover page to Caroline Agamata from Bob Schultz SM0020365 10/20/00 Warrant Purchase Form for Georges Cibaud and check to Stan Lee Media
from Georges Cibaud for $16,665 SM0020366-20367
7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Georges Cibaud SM0020368-20377 2/17/00 Fax to Crystal at Stan Lee Media from Caroline Agamata re Georges Cibaud SM0020378 Undated Investor letter from Robert Schultz SM0020379 2/17/00 Phone message for Bob from Caroline Agamata re Georges Cibaud SM0020380 Undated Blank Warrant Purchase Form SM0020381 Undated Fax cover page to Caroline [Agamata] from Bob Schultz SM0020382 Undated File folder entitled “Compton Family Trust” SM0020383 3/30/00 (1) Unsecured Promissory Note to Compton Family Trust from Stan Lee
Media, Inc. (2) Warrant Certificate for 22,500 shares for Compton Family Trust dated 7/23/99
SM0020384-20389
{Client\4211\00\02031311.DOC /} 39
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
(3) Warrant Purchase Form for Compton Family Trust and Maury Burkom dated 5/11/00 (4) Warrant Purchase Form for Maury Burkom dated 5/11/00 (5) Check to Stan Lee Media, Inc. from Maury Burkom for $25,000 dated 5/10/00
10/12/00 (1) Check to Stan Lee Media, Inc. from Compton Family Trust for $25,000 and check to Stan Lee Media, Inc. from Stanley Leon Compton and Cynthia L. Compton for $12,500 dated 5/13/00 (2) Warrant Purchase Form for Compton Family Trust dated 10/12/00 (3) Warrant Purchase Form for Compton Family Trust dated 10/13/00
SM0020390-20392
7/23/99 Warrant to Purchase 2,500 shares of Common Stock for Compton Family Trust
SM0020393-20402
5/11/00 (1) Warrant Purchase Form for Compton Family Trust and Maury Burkom dated 5/11/00 (2) Warrant Purchase Form for Maury Burkom dated 5/11/00 (3) Check to Stan Lee Media, Inc. from Maury Burkom for $25,000 dated 5/10/00 (4) Warrant Certificate for 22,500 shares for Compton Family Trust dated 7/23/99 (5) Warrant Certificate for 2,500 shares for Compton Family Trust dated 7/23/99
SM0020403-20407
12/14/99 Verification from Pershing of payment to Compton Family Trust of $25,538.38
SM0020408
5/13/99 Memorandum to Stan Compton from Peter Paul re agreement not to call warrants for at least nine months after acquisition
SM0020409
7/23/99 Warrant to Purchase 22,500 shares of Common Stock for Compton Family Trust
SM0020410-20419
Undated File folder entitled “Cameron L. Compton” SM0020420 7/23/99 (1) Warrant Certificate for 1,000 shares for Cameron L. Compton
(2) Warrant Purchase Form for Cameron L. Compton dated 6/6/00 (3) Check to Stan Lee Media, Inc. from Cameron L. Compton for $5,000 dated 6/6/00
SM0020421-20423
6/6/00 Duplicate of item (1) immediately above SM0020424 7/23/99 Warrant to Purchase 1,000 shares of Common Stock for Cameron L.
Compton SM0020425-20434
Undated File folder entitled “Shannah L. Compton” SM0020435 6/6/00 (1) Warrant Purchase Form for Shannah L. Compton
(2) Warrant Certificate for 1,000 shares for Shannah L. Compton dated 7/23/99
SM0020436-20437
7/23/99 Warrant to Purchase 1,000 shares of Common Stock for Shannah L. Compton
SM0020438-20447
6/6/00 Warrant Purchase Form for Shannah L. Compton and deposit slip from U.S. Bank for $5,000
SM0020448
6/6/00 Duplicate of SM0020448 without deposit slip SM0020449 Undated File folder entitled “Michael Edwards” SM0020450 7/23/99 Warrant to Purchase 10,000 shares of Common Stock for Michael H.
Edwards SM0020451-20460
Undated File folder entitled “Morton Feldman” SM0020461 7/23/99 (1) Warrant Certificate for 10,000 shares for Michael H. Edwards
(2) Warrant Purchase Form for Michael H. Edwards dated 5/15/00 (3) Handwritten note to Bob from Mike Edwards re using $50,000 of the note Stan Lee Media owes to purchase warrants
SM0020462-20464
10/10/00 (1) Warrant Purchase Form for Morton Feldman (2) Warrant to Purchase 5,000 shares of Common Stock for Morton Feldman dated 7/23/99
SM0020465-20478
7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Morton Feldman, without signature page
SM0020479-20488
10/11/00 Certified mail envelope to Stan Lee Media, Inc. from Morton Feldman SM0020489-20490 7/23/99 Duplicate of SM0020479-20488, with signature page SM0020491-20501 6/21/99 Fax to Peter F. Paul from Morton Feldman, enclosing corrected page 6 of
Stock Purchase Agreement SM0020502-20503
Undated File folder entitled “Lon & Jay Getlin” SM0020504 7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Lon & Jaye Getlin SM0020505-20515
10/12/00 (1) Warrant Purchase Form for Lonney & Jaye Getlin (2) Warrant Purchase Form for Michael J. Getlin dated 10/12/00 (3) Check to Stan Lee Media from Lon and Jaye Getlin for $18,330 dated
SM0020516-20520
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BATES NOS.
CATEGORY
10/13/00 (4) Certified mail envelope to Stan Lee Media from Lon D. Getlin dated 10/20/00
Undated File folder entitled “Michael Joseph Getlin” SM0020521 7/23/99 Warrant to Purchase 333 shares of Common Stock for Michael Joseph
Getlin SM0020522-20532
Undated File folder entitled “Mark L. Hendler” SM0020533 7/28/99 (1) Warrant Certificate for 3,333 shares for Mark L. Hendler
(2) Warrant Purchase Form for Mark L. Hendler, undated (3) Check to Stan Lee Media from The Hendler Group for $16,670 dated 6/14/00
SM0020534-20536
7/28/99 Warrant signature page for Mark L. Hendler SM0020537 7/28/99 Warrant to Purchase 3,333 shares of Common Stock for Mark L. Hendler SM0020538-20547 Undated File folder entitled “Kenneth R. & Deborah L. Hubbert” SM0020548-20549 7/23/99 Warrant to Purchase 8,333 shares of Common Stock for Kenneth R. &
Deborah L. Hubbert SM0020550-20560
10/17/00 (1) Letter to Rick C. Madden from Kenneth R. Hubbert, enclosing $41,665 check, warrant certificate and purchase form (2) Warrant Purchase Form for Kenneth R. Hubbert and Deborah L. Hubbert dated 10/9/00 (3) Warrant Certificate for 8,333 shares for Kenneth R. & Deborah L. Hubbert dated 7/23/99 (4) Check to Stan Lee Media, Inc. from Kenneth R. Hubbert and Deborah L. Hubbert for $41,665 dated 10/18/00
SM0020561-20564
Undated File folder entitled “Frederick W. Howarth” SM0020565 7/23/99 Warrant to Purchase 10,000 shares of Common Stock for Frederick W.
Howarth SM0020566-20575
5/18/00 (1) Warrant Purchase Form for Frederick W. Howarth III (2) Letter to Robert M. Schultz from Fred Howarth re exercising warrants dated 5/28/00 (3) Warrant Certificate for 10,000 shares for Frederick W. Howarth dated 7/23/99
SM0020576-20578
3/31/00 Warrant to Purchase 8,000 shares of Common Stock for Frederick W. Howarth
SM0020579-20585
Undated File folder entitled “Frances S. Masters” SM0020586 10/19/00 (1) Warrant Purchase Form for Frances S. Masters
(2) Warrant signature page dated 7/23/99 (3) Check to Stan Lee Media, Inc. from Frances S. Masters for $25,000 dated 9/19/00
SM0020587-20589
7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Frances S. Masters SM0020590-20600 Undated File folder entitled “Boyd Willat” SM0020601 Undated Handwritten note with Boyd Willat’s fax number SM0020602 10/19/00 (1) Warrant Purchase Form for Boyd Willat
(2) Warrant Certificate for 6,700 shares for Boyd Willat dated 4/99 (unexecuted by Stan Lee Media, Inc.)
SM0020603-20605
10/17/00 Check to Stan Lee Media, Inc. from Boyd Willat for $33,500 SM0020606 7/23/99 Warrant to Purchase 6,700 shares of Common Stock for Boyd Willat SM0020607-20616 Undated File folder entitled “WWM Partnership” SM0020617 Undated Business card for W. David Hooper, Jr. SM0020618 10/19/00 Warrant Purchase Form for WWM Partnership Trust SM0020619 10/19/00 Check to Stan Lee Media, Inc. from William David Hooper, Jr. Reliance
Asset Trust for $5,000 SM0020620
7/26/99 Warrant to Purchase 1,000 shares of Common Stock for WWM Partnership Trust
SM0020621-20630
4/99 Warrant to Purchase 1,000 shares of Common Stock for WWM Partnership Trust
SM0020631-20641
Undated File folder entitled “Compton Family Trust” SM0020642 10/4/00 (1) Letter to Jeffrey D. Segal from Jennifer Meyers at Securities Transfer
Corporation re Removal of Restrictive Legend under Rule 144 for 1,250 shares held by Compton Family Trust (2) Letter to Jeffrey Segal from Emily Neang at Mutual Service Corporation re 12,500 restricted shares of Stan Lee Media dated 9/20/00 (3) Rule 144 Seller’s Representation Letter from Compton Family Trust (undated) (4) Form 144 for Compton Family Trust dated 9/19/00 (5) Letter to Mr. and Mrs. Stanley L. Compton from Richard D. Freeman of
SM0020643-20651
{Client\4211\00\02031311.DOC /} 41
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Freeman, Freeman & Smiley re First Amendment to Declaration of Trust of Compton Family Trust dated 9/17/93
3/30/00 Unsecured Promissory Note for $100,000 to Compton Family Trust from Stan Lee Media, Inc. marked “Paid in Full 4-11-2000”
SM0020652
5/11/00 Warrant Purchase Form for Compton Family Trust and Maury Burkom SM0020653 7/23/99 Warrant Certificate for 22,500 shares for Compton Family Trust SM0020654 7/23/99 Duplicate of SM0020654 SM0020655 3/30/00 Warrant to Purchase 4,000 shares of Common Stock for Compton Family
Trust SM0020656-20664
5/31/00 Letter to Stanley L. Compton from Robert M. Schultz, enclosing $666.67 interest check
SM0020665
3/30/00 Unsecured Promissory Note for $100,000 to Compton Family Trust from Stan Lee Media, Inc.
SM0020666
4/14/00 Letter to Compton Family Trust from Robert M. Schultz, enclosing Promissory Note and Warrant Agreement re $100,000 loan
SM0020667
3/30/00 Unsecured Promissory Note for $100,000 to Compton Family Trust from Stan Lee Media, Inc.
SM0020668
Undated File folder entitled “Michael Edwards” SM0020669 10/4/00 (1) Letter to Jeffrey D. Segal from Jennifer Meyers at Securities Transfer
Corporation re Removal of Restrictive Legend under Rule 144 for 5,000 shares held by Michael H. Edwards (2) Rule 144 Seller’s Representation Letter from Michael H. Edwards (undated) (3) Letter to Jeffrey Segal from Emily Neang at Mutual Service Corporation re 5,000 restricted shares of Stan Lee Media dated 9/20/00 (4) Page 1 of Michael H. Edwards 1994 Revocable Trust Declaration (undated) (5) Form 144 for Michael H. Edwards 1994 Revocable Trust dated 9/19/00 (6) Fax cover sheet to Jeffrey Segal from Jennifer Meyers dated 10/4/00
SM0020670-20676
7/5/00 (1) Letter to Michael H. Edwards from Robert M. Schultz, enclosing revised Promissory Note and $625 interest check (2) Unsecured Promissory Note for $50,000 to Michael H. Edwards 1994 Rev. Trust from Stan Lee Media, Inc. dated 6/30/00
SM0020677-20678
5/31/00 (1) Letter to Michael H. Edwards from Robert M. Schultz, enclosing revised Promissory Note and $666.67 interest check (2) Unsecured Promissory Note for $50,000 to Michael H. Edwards 1994 Rev. Trust from Stan Lee Media, Inc. dated 5/15/00
SM0020679-20680
3/31/00 Unsecured Promissory Note for $100,000 to Michael H. Edwards 1994 Rev. Trust from Stan Lee Media, Inc.
SM0020681
3/31/00 Unsecured Promissory Note for $100,000 to Michael H. Edwards 1994 Rev. Trust from Stan Lee Media, Inc.
SM0020682
3/31/00 Warrant signature page for Michael H. Edwards Rev. Trust SM0020683 Undated File folder entitled “Roger A. Sult Trust” SM0020684 3/30/00 (1) Unsecured Promissory Note for $50,000 to Roger A. Sult Trust from
Stan Lee Media, Inc. (2) Letter to Roger A. Sult from Robert M. Schultz, enclosing $50,333.33 check for repayment of balance due on Promissory Note and accrued interest dated 5/31/00
SM0020685-20686
3/30/00 Warrant to Purchase 2,000 shares of Common Stock for Roger A. Sult Trust SM0020687-20694 Undated Blank Warrant Purchase Form SM0020695 3/29/00 Letter to Stan Compton from Roger Sult, enclosing $50,000 loan check SM0020696 Undated File folder entitled “Frederick Howarth” SM0020697 5/31/00 (1) Letter to Frederick A. Howarth from Robert M. Schultz, enclosing
$151,333.33 check for repayment of balance due on Promissory Note and accrued interest (2) Letter to Robert M. Schultz from Fred Howarth re exercise of warrant to purchase 10,000 shares dated 5/28/00 (3) Unsecured Promissory Note for $200,000 to Frederick W. Howard from Stan Lee Media, Inc. dated 3/31/00
SM0020698-20700
3/31/00 Duplicate of (3) immediately above SM0020701 5/28/00 Memorandum to Bob Schultz from Fred Howarth, attaching documents (not
attached) SM0020702
5/18/00 Unsecured Promissory Note for $150,000 to Frederick W. Howarth from Stan Lee Media, Inc. (marked through with an “X”)
SM0020703
3/31/00 Unsecured Promissory Note for $200,000 to Frederick W. Howarth from Stan Lee Media, Inc.
SM0020704
{Client\4211\00\02031311.DOC /} 42
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
5/17/00 Fax cover page to Fred Howarth from Bob Schultz re documents required for exercising his options, returned to Bob Schultz from Fred Howarth
SM0020705
5/22/00 Fax to Bob Schultz from Fred & Sue Howarth re exercise of warrant for 10,000 shares
SM0020706
5/17/00 Fax cover page to Fred Howarth from Bob Schultz re documents required for exercising his options
SM0020707
9/21/99 File folder entitled “Charles Blomme Promissory Note $100,000” SM0020708 12/21/99 (1) Letter to Charles Blomme from Stephen M. Gordon, enclosing $102,000
check representing loan and interest payment (unexecuted) (2) Check stub for $102,000 to Charles J. Blomme
SM0020709-20710
9/20/99 (1) Letter to Steve Gordon from Charles J. Blomme and Deborah A. Schlichting, enclosing checks totaling $100,000 (2) Check to Stan Lee Media, Inc. from Merrill Lynch for $28,350 and check to Stan Lee Media, Inc. from Charles Schwab for $71,650 (3) Fax cover page to Jonathan Gordon from Peter Paul at Hollywood Holdings, Inc. re transfer of 2,000 shares to Deborah A. Schlichting’s Merrill Lynch account
SM0020711-20713
9/27/99 Letter to Charles J. Blomme from Robert M. Schultz, enclosing Promissory Note and Warrant Agreement re $100,000 loan
SM0020714
9/21/99 Unsecured Promissory Note for $100,000 to Charles J. Blomme and Deborah A. Schlichting from Stan Lee Media, Inc.
SM0020715
Undated Blank Warrant Purchase Form SM0020716 10/11/99 Financial Consulting Agreement between Stan Lee Media, Inc. and VMR
Capital Markets U.S. SM0020717-20724
11/5/99 Letter to Stan Lee Media, Inc., c/o VMR Capital Markets, U.S. from Charles van Musscher at Berliner Freiverkehr (Aktien) Handel AG re trading shares on Frankfurt Stock Exchange
SM0020725-20727
12/8/99 Letter to Todd M. Ficeto at VMR Capital Markets, U.S. from Gill Champion re listing on Frankfurt Stock Exchange
SM0020728-20729
12/8/99 Draft of SM0020729, with handwritten notes SM0020730 Undated (1) File folder entitled “Loan: Hollywood Holdings”
(2) Check stub to Hollywood Holdings from Stan Lee Media, Inc. for $3,000 dated 7/12/99
SM0020731-20732
Undated (1) File folder entitled “Loan: Excelsior Productions” (2) Check stub to Excelsior Productions from Stan Lee Media, Inc. for $10,000 dated 11/12/99 (3) Check stub to Excelsior Productions from Stan Lee Media, Inc. for $10,000 dated 6/15/99 (4) Check stub to Excelsior Productions from Stan Lee Media, Inc. for $14,500 dated 6/2/99 (5) Check stub to Excelsior Productions from Stan Lee Media, Inc. for $10,000 dated 5/25/99 (6) Check stub to Excelsior Productions from Stan Lee Media, Inc. for $32,500 dated 5/21/99
SM0020733-20738
Undated (1) File folder entitled “Loan: Continental Entities, Inc.” (2) Check stub to Continental Entities, Inc. from Stan Lee Media, Inc. for $380,000 dated 11/9/99
SM0020739-20740
Undated (1) File folder entitled “Loan: Celebrity Entertainment” (2) Check stub to Celebrity Entertainment from Stan Lee Media, Inc. for $7,000 dated 7/12/99
SM00020741-20742
Undated (1) File folder entitled “Bromberg Family Trust” SM0020743 9/12/00 (1) Opinion letter to Securities Transfer Corporation and Paine Webber from
Jeffrey D. Segal re transfer of 6,200 shares for Bromberg Family Trust (2) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 6,200 Shares of Common Stock for Bromberg Family Trust dated 9/12/00 (3) Rule 144 Seller’s Representation Letter of Bromberg Family Trust dated 8/15/00 (4) Form 144 for Bromberg Family Trust dated 8/15/00 (5) Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re Rule 144 sale of 6,200 shares by Bromberg Family Trust dated 8/23/00
SM0020744-20751
Undated File folder entitled “Michael Golden” SM0020752 9/12/00 (1) Opinion letter to Securities Transfer Corporation and Merrill Lynch,
Pierce, Fenner & Smith Inc. from Jeffrey D. Segal re transfer of 50,000 shares for Michael Golden (2) Letter to Securities Transfer Corporation from Stephen M. Gordon re
SM0020753-20772
{Client\4211\00\02031311.DOC /} 43
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Rule 144 Sale of 50,000 Shares of Common Stock by Michael Golden dated 9/12/00 (3) Letter to Gill Champion from Jennifer Meyers at Securities Transfer Corporation re Removal of Restrictive Legend under Rule 144 re 50,000 shares for Michael Golden dated 8/21/00 (4) Transfer request to Securities Transfer from Merrill Lynch re 50,000 shares for Michael Golden dated 8/10/00 (5) Irrevocable Stock or Bond Power of Michael Golden (6) Letter to Jeff Segal from Merrill Lynch, Pierce, Fenner & Smith Inc. re sale of 2,100 shares by Michael Golden dated 8/1/00 (7) Letter to Jeff Segal from Merrill Lynch, Pierce, Fenner & Smith Inc. re sale of 11,000 shares by Michael Golden dated 8/2/00 (8) Letter to Jeff Segal from Merrill Lynch, Pierce, Fenner & Smith Inc. re sale of 23,500 shares by Michael Golden dated 8/3/00 (9) Letter to Jeff Segal from Merrill Lynch, Pierce, Fenner & Smith Inc. re sale of 13,400 shares by Michael Golden dated 8/7/00 (10) Letter to Securities and Exchange Commission from Merrill Lynch, Pierce, Fenner & Smith Inc., enclosing Notice of Proposed Sale of Securities on Form 144 for 25,000 shares by Michael Golden dated 8/3/00 (11) Letter to Securities and Exchange Commission from Merrill Lynch, Pierce, Fenner & Smith Inc., enclosing Notice of Proposed Sale of Securities on Form 144 for 25,000 shares by Michael Golden dated 8/1/00
Undated File folder entitled “David Medinnus” SM0020773 9/12/00 (1) Opinion letter to Securities Transfer Corporation and Salomon Smith
Barney Inc. from Jeffrey D. Segal re transfer of 2,000 shares for David Medinnus (2) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 2,000 Shares of Common Stock by David Medinnus dated 9/12/00 (3) Rule 144 Seller’s Representation for David Medinnus dated 7/23/00 (4) Form 144 for David Medinnus dated 7/21/00 (5) Letter to Jeff Segal from Ingrid Wong at Salomon Smith Barney Inc. re Rule 144 sale of 2,000 shares by David Medinnus dated 8/1/00
SM0020774-20780
Undated File folder entitled “Adrian Turcotte” SM0020781 9/12/00 (1) Opinion letter to Securities Transfer Corporation and CapBay Financial
Services from Jeffrey D. Segal re transfer of 5,000 shares for Adrian Turcotte (2) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 5,000 Shares of Common Stock by Adrian Turcotte dated 9/12/00 (3) Seller Rule 144 Letter to Stan Lee Media, Inc. from Adrian Turcotte (undated) (4) Form 144 for Adrian Turcotte dated 8/15/00 (5) Letter to Rick Madden from Miriam Mayer at CapBay re Rule 144 sale of 5,000 shares for Adrian Turcotte dated 8/15/00 (6) Stock certificate C0400 for 5,000 shares to Adrian Turcotte dated 8/27/99 (7) Stock Power of Adrian Turcotte dated 8/15/00
SM0020782-20792
2/7/00 (1) Letter to Carolyn S. Reiser at Shartsis, Friese & Ginsburg from Robert M. Schultz, enclosing signature pages for Purchase Agreement and Warrant Agreements re private placement with The John Galt Fund and other parties (2) Duplicate of (1) above (3) Fax of letter to Carolyn S. Reiser and Robert M. Schultz from Jeffrey D. Segal re PIPE Financing Transaction dated 2/3/00 (4) Fax to Carolyn Reiser from Jeffrey D. Segal and Robert M. Schultz, attaching Schedule A investor list dated 2/2/00
SM0020793-20798
Undated File folder entitled “Stanley Compton Promissory Note $50,000” SM0020799 11/1/99 Check to Stan Lee Media, Inc. from Stanley L. Compton for $50,000 SM0020800 11/1/99 (1) Unsecured Promissory Note for $50,000 to Stanley Compton from Stan
Lee Media, Inc. (2) Warrant to Purchase 2,500 shares of Common Stock for Stanley Compton dated 11/1/99
SM0020801-20813
Undated Three blank Warrant Purchase Forms for 2,500 shares each SM0020814-20816 2/5/99 California Driver License for Stanley Leon Compton SM0020817 3/30/00 Unsecured Promissory Note for $100,000 to Compton Family Trust from
Stan Lee Media, Inc. SM0020818
{Client\4211\00\02031311.DOC /} 44
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Undated File folder entitled “Steve Brain” SM0020819 10/4/00 (1) Letter to Gill Champion from Jennifer Meyers at Securities Transfer
Corporation re Request to Transfer 10,000 Restricted Shares of Stephen Brain (2) Letter to Jennifer Meyers from Travis W. Huff at La Jolla Cove Investors, Inc., enclosing $20.00 for transfer of shares dated 9/25/00 (3) Letter to Jennifer Meyers from Travis W. Huff, enclosing paperwork needed to transfer certificate dated 9/13/00 (4) Irrevocable Stock Power Form for Stephen Brain dated 9/7/00 (5) Advertisement for Corporateintelligence.com (undated)
SM0020820-20824
Undated File folder entitled “Montague Securities” SM0020825 4/20/00 (1) Letter to Barbara J. Glenns from Jeffrey D. Segal re executed agreements
with Pittsburg Institutional Inc. and Montague Securities International Ltd. (2) Advisory Services Fee Agreement between Stan Lee Media, Inc. and Pittsburg Institutional Inc. dated 4/10/00 (3) Advisory Services Fee Agreement between Stan Lee Media, Inc. and Montague Securities International, Ltd. dated 4/10/00
SM0020826-20847
Undated File folder entitled “Arthur Lieberman” SM00208048 10/4/00 (1) Letter to Gill Champion from Jennifer Meyers re Removal of Restrictive
Legend under Rule 144(k) on 124,200 shares for Arthur M. Lieberman (2) Intra-office memorandum to Legal Transfer Dept. of U.S. Clearing Corp. re 124,200 shares of Stan Lee Media, Inc. dated 9/28/00 (3) Memorandum to Compliance Department re 124,200 shares of Stan Lee Media dated 9/21/00 (4) Irrevocable Stock or Bond Power from U.S. Clearing Corp. re Stan Lee Media shares (undated)
SM 0020849-20852
Undated Stock Breakdown for Stan Lee Media stock SM0020853 8/9/99 File folder entitled “Common Stock (25,000) Continental Entities” SM0020854 8/9/99 Securities Purchase Agreement between Boulder Capital Opportunities, Inc.
and Continental Entities SM0020855-20867
8/9/99 Written Consent of Directors of Boulder Capital Opportunities, Inc. SM0020868-20869 8/16/99 File folder entitled “Common Stock (37,500) Continental Entities” SM0020870 8/16/99 Securities Purchase Agreement between Stan Lee Media, Inc. and
Continental Entities SM0020871-20883
8/16/99 Written Consent of Directors of Stan Lee Media, Inc. SM0020884-20885 7/30/99 File folder entitled Common Stock (37,500) World Network, Inc.” SM0020886 7/30/99 Securities Purchase Agreement between Boulder Capital Opportunities, Inc.
and World Network, Inc. SM0020887-20899
7/30/99 Written Consent of Directors of Boulder Capital Opportunities, Inc. SM0020900-20901 9/15/99 File folder entitled “Compton Family Trust Promissory Note $100,000” SM0020902 9/15/99 (1) Warrant to Purchase 5,000 shares of Common Stock for Compton Family
Trust (2) Postal return receipt card to Neil Cope re Compton Family Trust dated 2/10/00 (3) Unsecured Promissory Note for $100,000 to Compton Family Trust from Stan Lee Media, Inc. dated 9/15/99 (4) Promissory Note for $100,000 to Stan Lee Media, Inc. from Stan Lee, and individual, dated 8/10/00
SM0020903-20919
Undated File folder entitled “VMR Luxembourg Promissory Note $500,000 SM0020920 10/11/99 Financial Consulting Agreement between Stan Lee Media, Inc. and VMR
Capital Markets U.S. SM0020921-20929
4/11/00 8% Convertible Debenture for VMR Luxembourg, S.A. SM0020930-20936 2/17/99 Letter to Stan Lee from Rolf Volkmar at VMR Luxembourg, S.A. re
confirmation request for open receivables of $500,000, with handwritten notes re action taken
SM0020937
2/17/99 Duplicate of SM0020937 above, with fewer handwritten notes SM0020938 2/17/99 Duplicate of SM0020937 above, with confirmation by Junko Kobayashi and
fax sheet & verification to Auditors-SMP Schinogl, Muller & Partner from Junko Kobayashi
SM0020939-20941
Undated Handwritten note re VMR Warrant and first page of Warrant to Purchase 25,000 shares of Common Stock for VMR Luxembourg, S.A.
SM0020942-20943
Undated Pages 2-6 of Warrant SM0020944-20948 Undated File folder entitled “Kenneth B. Avery” SM0020949 3/30/00 Unsecured Promissory Note for $50,000 to Kenneth B. Avery from Stan Lee
Media, Inc. marked “Pd in full 5/9/00” SM0020950
5/31/00 Letter to Kenneth B. Avery from Robert M. Schultz, enclosing $100 check SM0020951
{Client\4211\00\02031311.DOC /} 45
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
for interest due on Promissory Note 3/30/00 Unsecured Promissory Note for $50,000 to Kenneth B. Avery from Stan Lee
Media, Inc. SM0020952
3/30/00 Warrant to Purchase 2,000 shares of Common stock for Kenneth B. Avery SM0020953-20961 Undated File folder entitled “Charles Blomme/Deborah Schlichting” SM0020962 7/5/00 (1) Letter to Charles J. Blomme and Deborah A. Schlichting from Robert M.
Schultz, enclosing revised Promissory Note and interest check for $937.50, with handwritten response from Charles Blomme (2) Unsecured Promissory Note for $75,000 to Charles J. Blomme and Deborah A. Schlichting from Stan Lee Media, Inc. dated 5/15/00 (3) Duplicate of (1) immediately above, without the handwritten response dated 7/5/00 (4) Unsecured Promissory Note for $75,000 to Charles J. Blomme and Deborah A. Schlichting from Stan Lee Media, Inc. dated 6/30/00 (5) Envelope to Bob Schultz from Deborah A. Schlichting and Charles J. Blomme dated 7/17/00 (6) Letter to Charles J. Blomme and Deborah A. Schlichting from Robert M. Schultz, enclosing revised Promissory Note and interest check for $1,333.33 dated 5/31/00
SM0020963-20968
4/4/00 Unsecured Promissory Note for $100,000 to Charles J. Blomme and Deborah A. Schlichting from Stan Lee Media, Inc.
SM0020969
3/31/00 Unsecured Promissory Note for $100,000 to Charles J. Blomme and Deborah A. Schlichting from Stan Lee Media, Inc.
SM0020970
3/31/00 (1) Duplicate of SM0020970 (2) Warrant to Purchase 4,000 shares of Common Stock for Charles J. Blomme and Deborah A. Schlichting dated 3/31/00
SM0020971-20980
4/4/00 (1) Duplicate of SM0020969 (2) Warrant to Purchase 4,000 shares of Common Stock for Charles J. Blomme and Deborah A. Schlichting dated 4/4/00
SM0020981-20989
5/15/00 Letter to Robert M. Schultz from Deborah A. Schlichting and Charles J. Blomme, enclosing corrected sets of documents re two $100,000 Promissory Notes
SM0020990
5/15/00 Letter to Robert M. Schultz from Deborah A. Schlichting and Charles J. Blomme, enclosing first sets of documents re two $100,000 Promissory Notes
SM0020991
3/30/00 Letter to Steve Gordon from Charles J. Blomme and Deborah A. Schlichting, enclosing checks totaling $100,000
SM0020992
5/1/00 Fax to Robert M. Schultz from Deborah A. Schlichting re Revision of Warrant Agreements
SM0020993
4/3/00 Letter to Steve Gordon from Charles J. Blomme and Deborah A. Schlichting, enclosing checks totaling $100,000
SM0020994
Undated File folder entitled “Christopher K. Chen” SM0020995 4/3/00 (1) Warrant Certificate for 4,000 shares of Common Stock for Christopher
Chen (2) Warrant Purchase Form for Christopher Chen dated 5/13/00 (3) Letter to Bob Schultz from Chris Chen re conversion of 4,000 shares dated 5/11/00
SM0020996-20998
4/3/00 Warrant to Purchase 4,000 shares of Common Stock for Christopher Chen SM0020999-21005 5/31/00 (1) Letter to Christopher Chen from Robert M. Schultz, enclosing revised
$52,000 Promissory Note and $666.67 interest check (2) Unsecured Promissory Note for $52,000 to Christopher Chen from Stan Lee Media, Inc. dated 5/11/00
SM0021006-21007
6/30/00 Letter to Christopher Chen from Robert M. Schultz, enclosing $52,433.33 check in repayment of Promissory Note dated 5/11/00
SM0021008
4/3/00 Unsecured Promissory Note for $100,000 to Christopher Chen from Stan Lee Media, Inc.
SM0021009
4/2/00 Check to Stan Lee Media, Inc. from Christopher Chen for $15,000 and check to Stan Lee Media, Inc. from Christopher Chen for $85,000
SM0021010
Undated File folder entitled “Querry Family Trust” SM0021011 4/27/00 Letter to Richard Querry from Robert M. Schultz, enclosing Warrant
Agreements for Capstone Investments and Querry Family Trust SM0021012
2/7/00 Warrant to Purchase 2,500 shares of Common Stock for Capstone Investments (unexecuted)
SM0021013-21021
2/7/00 Warrant to Purchase 2,500 shares of Common Stock for Querry Family Trust (unexecuted)
SM0021022-21029
2/7/00 Warrant to Purchase 2,500 shares of Common Stock for Querry Family SM0021030-21038
{Client\4211\00\02031311.DOC /} 46
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Trust (executed) 12/31/00 List of Investor Warrants SM0021039 12/31/00 List of Consultant Warrants SM0021040 Undated File folder entitled “Capstone Investments” SM0021041 2/7/00 Warrant to Purchase 2,500 shares of Common Stock for Querry Family
Trust (unexecuted) SM0021042-21050
2/7/00 Warrant to Purchase 2,500 shares of Common Stock for Capstone Investments (executed)
SM0021051-21059
Undated File folder entitled “Lynne K. Masters” SM0021060 10/20/00 (1) Warrant Purchase Form for Lynne K. Masters
(2) Check to Stan Lee Media, Inc. from VectraBank for Lynne Masters for $15,000 dated 10/17/00
SM0021061-21062
7/23/99 Warrant to Purchase 3,000 shares of Common Stock for Lynne K. Masters SM0021063-21073 Undated File folder entitled “Kenneth Bald” SM0021074 10/10/00 (1) Warrant Purchase Form for Kenneth Bald
(2) Check to Stan Lee Media, Inc. from Kay Dowd Bald and Kenneth Bald for $25,000 dated 10/10/00
SM0021075-21076
7/23/99 Warrant to Purchase 15,000 shares of Common Stock for Kenneth Bald SM0021077-21087 5/26/00 Letter to Kenneth Bald from Robert M. Schultz, enclosing stock certificate
for 10,000 SM0021088
2/9/00 Warrant Purchase Form for Kenneth Bald SM0021089 2/9/00 Handwritten note, “Bald Need New Agreement, Issuance of Shares” and
check to Stan Lee Media, Inc. from Kenneth Bald and Kaye Dowd Bald for $50,000 dated 2/9/00
SM0021090-21091
2/9/00 (1) Duplicate of SM0021091, with handwritten calculations (2) Duplicate of SM0021089
SM0021092-21093
5/26/00 Duplicate of SM0021088 SM0021094 5/4/00 Stock certificate C0866 for 10,000 shares to Kenneth Bald SM0021095
Undated File folder entitled “Kenneth G. Montgomery” SM0021096 10/20/00 (1) Memorandum to Rick Madden from Ken Montgomery re Warrant
Options (2) Warrant Certificate for 2,000 shares dated 7/23/99 (3) Warrant signature page dated 7/23/99 (executed 10/20/00 by Kenneth G. Montgomery) (4) Federal Express envelope to Kenneth G. Montgomery from Stan Lee Media dated 10/18/00 (5) Check to Stan Lee Media, Inc. from Kenneth G. Montgomery or Judith C. Montgomery for $10,000 dated 10/20/00
SM0021097-21101
7/23/99 Warrant to Purchase 2,000 shares of Common Stock for Kenneth G. Montgomery
SM0021102-21112
Undated File folder entitled “Steven Patrick” SM0021113 7/23/99 (1) Warrant Certificate for 3,333 shares for Steven Patrick
(2) Warrant Purchase Form for Steven Patrick dated 5/10/00 (3)Check to Stan Lee Media, Inc. from Ruth E. Patrick and Steven B. Patrick for $16,665 dated 5/10/00
SM0021114-21116
7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Steven Patrick SM0021117-21127 Undated File folders entitled “Edith A. Pope” and “11A-B” SM0021128-21129 7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Edith A. Pope SM0021130-21140 5/4/00 Stock certificate C0865 for 3,333 shares to Edith A. Pope SM0021141 5/26/00 Letter to Edith A. Pope from Robert M. Schultz, enclosing stock certificate
for 3,333 shares SM0021142`
2/9/00 Warrant Purchase Form for Edith A. Pope SM0021143 2/9/00 Check to Stan Lee Media, Inc. from Edith A. Pope for $16,665 SM0021144 5/26/00 Duplicate of SM0021142 SM0021145 2/9/00 (1) Duplicate of SM0021143
(2) Duplicate of SM0021144, with handwritten calculations SM0021146-21147
2/10/00 Envelope to Stan Lee Media from Kenneth Bald SM0021148 Undated File folder entitled “Edward Powell” SM0021149 10/6/00 Warrant Purchase Form for Edward Powell SM0021150 7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Edward Powell SM0021151-21161 Undated File folder entitled “IC & Patricia Q. Siegel” SM0021162 7/23/99 Warrant to Purchase 10,000 shares of Common Stock for I.C. Siegel &
Patricia Q. Siegel SM0021163-21173
Undated File folder entitled “Mohammad Soltani” SM0021174 4/11/00 (1) Warrant Purchase Form for Mohammad Soltani SM0021175-21177
{Client\4211\00\02031311.DOC /} 47
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
(2) Warrant Certificate for 4,333 shares for Mohammad Soltani dated 7/23/99 (3)Check to Stan Lee Media, Inc. from Mohammad Soltani for $21,665 dated 5/12/00
7/23/99 Warrant to Purchase 4,333 shares of Common Stock for Mohammad Soltani SM0021178-21188 Undated File folder entitled “Kevork K. Tashjian” SM0021189 10/21/00 (1) Warrant Purchase Form for Kevork K. Tashjian
(2) Check to Stan Lee Media, Inc. from Kevork K. Tashjian and Shoghig Tashjian for $41,665 dated 10/21/00 (3) Envelope to Stan Lee Media, Inc. from Kvork Tashjian (delivered via messenger)
SM0021190-21192
7/23/99 Warrant to Purchase 8,333 shares of Common Stock for Kevork K. Tashjian SM0021193-21203 Undated File folder entitled “Adrian Turcotte” SM0021204 10/18/00 Check to Stan Lee Media, Inc. from Susan Berzon Turcotte and Adrian
Turcotte for $25,000 SM0021205
7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Adrian Turcotte SM0021206-21216 7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Adrian Turcotte
(signature different than SM0021206-21216) SM0021217-21227
Undated File folder entitled “William J. Wilkinson” SM0021228 10/20/00 Check to Stan Lee Media from William J. Wilkinson and Patricia M.
Wilkinson for $83,335 SM0021229
7/23/99 Warrant to Purchase 16,667 shares of Common Stock for William J. & Patricia M. Wilkinson, with illegible handwritten note attached to end)
SM0021230-21241
7/23/99 Duplicate of SM0021230-21241, without the handwritten note attached SM0021242-21252 1/11/00 Letter to Robert Schultz from Mary Lou Javines, Assistant to Bill Wilkinson
requesting receipt of package confirmation, with handwritten note by Robert Schultz, “I Did”
SM0021253
4/99 Warrant to Purchase Common Stock, with amount of shares left blank but signed by Gill Champion for William J. Wilkinson
SM0021254-21262
Undated File folder entitled “The John Gault [sic] Fund Private Placement” SM0021263 Undated Schedule A, list of investors SM0021264
2/00 Purchase Agreement between Stan Lee Media, Inc. and investors listed on Schedule A (SM0021264 above), with schedules and exhibits
SM0021265-21324
2/3/00 Warrant to Purchase 31,250 shares of Common Stock for John Galt Fund, L.P.
SM0021325-21335
8/31/00 Faxed letter to Robert Schultz from Mark Meisenbach of Meisenbach Capital Management, Inc. re Balboa Fund L.P. as accredited investor
SM0021336-21337
3/28/00 Assignment Form for The Balboa fund, L.P. SM0021338 1/1/00 California Certificate of Limited Partnership for The Chelonia Fund, L.P. SM0021339 3/29/00 Fax to Robert Schultz from Brian Wood, attaching Chelonia Fund
assignment SM0021340
5/4/00 (1) Stock certificate C0855 for 62,500 to John Galt Fund L.P. (2) Stock certificate C0856 for 5,000 shares to John Galt Offshore Fund (3) Stock certificate C0857 for 18,750 shares to Asset Management Holdings Co. (4) Stock certificate C0858 for 7,500 shares to Zurich HFR Master Hedge Fund Index Ltd. (5) Stock certificate C0859 for 25,000 shares to Dorodo [sic] Capital Partners L.P. (6) Stock certificate C0860 for 62,500 shares to The Chelonia Fund, L.P. (7) Stock certificate C0861 for 12,500 shares to Carmen Italia (8) Stock certificate C0862 for 6,250 shares to Laurence Dunn
SM0021341-21348
Undated Handwritten note, “Blue” and Schedule A, list of investors, with handwritten notations
SM0021349-21350
5/26/00 Letter to Laurence Dunn from Robert M. Schultz, enclosing stock certificates for eight investors
SM0021351
2/3/00 (1) Officer’s Certificate of Stan Lee Media, Inc. (2) Resolutions re Authorization of PIPE Financing Transaction
SM 0021352-21353
Undated (1) Schedule A, list of investors, with handwritten not (2) Warrant to Purchase 31,250 shares of Common Stock for John Galt Fund, L.P. dated 2/3/00 (first page and signature page only) (3) Warrant to Purchase 2,500 shares of Common Stock for John Galt Offshore Fund (first page and signature page only) (4) Warrant to Purchase 9,375 shares of Common Stock for Asset Management Holdings Co. (first page and signature page only) (5) Warrant to Purchase 3,750 shares of Common Stock for Zurich HFR
SM0021354-21369
{Client\4211\00\02031311.DOC /} 48
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Master Hedge fund Index Ltd. (first page and signature page only) (6) Warrant to Purchase 12,500 shares of Common Stock for Dorado Capital Partners L.P. (first page and signature page only) (7) Warrant to Purchase 31,250 shares of Common Stock for The Chelonia Fund L.P. (first page and signature page only) (8) Warrant to Purchase 6,250 shares of Common Stock for Carmen Italia (first page and signature page only) (9) Warrant to Purchase 3,125 shares of Common Stock for Laurence Dunn (first page only; signature page missing)
2/3/00 (1) Signature page for (9) immediately above (2) Duplicates of (1)-(9) immediately above (3) Fax to Larry Dunn from Bob Schultz, attaching signature pages for warrants
SM0021370-21387
2/3/00 Warrant to Purchase 2,500 shares of Common Stock for John Galt Offshore Fund
SM0021388-21398
2/3/00 Warrant to Purchase 9,375 shares of Common Stock for Asset Management Holdings Co.
SM0021399-21409
2/3/00 Warrant to Purchase 3,750 shares of Common Stock for Zurich HFR Master Hedge Fund Index Ltd.
SM0021410-21420
2/3/00 Warrant to Purchase 12,500 shares of Common Stock for Dorado Capital Partners L.P.
SM0021421-21431
2/3/00 Warrant to Purchase 6,250 shares of Common Stock for Carmen Italia SM0021432-21442 2/3/00 Warrant to Purchase 3,125 shares of Common Stock for Laurence Dunn SM0021443-21453
Undated File folder entitled “VMR Luxemburg [sic] Private Placement” SM0021454 2/4/00 Purchase Agreement between Stan Lee Media, Inc. and Schedule A
investors, with schedules and exhibits SM0021455- 21496
2/7/00 Warrant to Purchase 10,000 shares of Common Stock for Jose Abadin (not executed by Holder)
SM0021497-21507
5/26/00 Letter to Jose Abadin from Robert M. Schultz, enclosing stock certificates for VMR Luxembourg S.A. and Jose M. Abadin
SM0021508
7/13/00 (1) Fax to Bob Schultz from Ross O’Brien at BDO Seidman, LLP, enclosing Treasury Regulation § 1.83-2 and suggested language and format for § 83(b) election (2) Letter to Stan Lee Media, Inc. from VMR Capital Markets, U.S. dated 2/29/00, enclosing proposed Financial Consulting Agreement dated 3/1/00
SM0021509-21520
5/4/00 (1) Stock certificate C0863 for 181,818 shares to VMR Luxembourg S.A. (2) Stock certificate C0864 for 18,182 shares to Jose M. Abadin
SM0021521-21522
4/6/00 Fax to Joseph M. Abadin and Robert M. Schultz from Jeffrey D. Segal, enclosing proposed Financial Consulting Agreement
SM0021523-21533
5/17/00 Fax to Todd Ficeto and Jose Abadin from Jeffrey Segal, enclosing proposed Financial Consulting Agreement
SM0021534-21538
5/17/00 Fax to Todd Ficeto and Jose Abadin from Jeffrey Segal, enclosing page 1 of Purchase Agreement dated 2/4/00 and calculations
SM0021539-21540
5/17/00 Fax to Todd Ficeto and Jose Abadin from Jeffrey Segal, enclosing form of Financial Consulting Agreement dated as of 3/1/00
SM0021541-21544
4/4/00 Fax to Stephen M. Gordon from Jeffrey D. Segal, enclosing two forms of Financial Consulting Agreement dated as of 3/1/00
SM0021545-21555
2/18/00 Faxed letter to Jose M. Abadin from Jeffrey D. Segal, enclosing documentation re $2,200,000 PIPE Financing Transaction
SM0021556-21563
2/18/00 Fax to Jose M. Abadin and Robert M. Schultz from Jeffrey D. Segal re revised page 1 of Jose Abadin Warrant Agreement
SM0021564
2/9/00 Letter to Todd Ficeto from Jeffrey D. Segal, enclosing executed signature pages to Purchase Agreement and Warrant Agreement
SM0021565-21567
2/6/00 (1) Fax to Robert M. Schultz from Jeffrey D. Segal re VMR Financing Transaction (2) Letter to Robert M. Schultz, Todd Ficeto and Thomas J. Poletti from Jeffrey D. Segal re $2,200,000 PIPE Financing Transaction (3) Blank agreement signature page
SM0021568-21570
2/4/00 (1) Stan Lee Media, Inc. Capital Structure (2) Stan Lee Media, Inc. Common Stock Table dated 2/4/00 (3) Stan Lee Media, Inc. Common Stock Table dated 2/3/00 (4) Stan Lee Media, Inc. Capital Structure dated 2/3/00
SM0021571-21574
Undated (1) Stan Lee Media, Inc. Investor Warrants With Registration Rights (2) Stan Lee Media, Inc. Consultant Warrants With Registration Rights
SM0021575-21576
2/7/00 Warrant to Purchase 90,000 shares of Common Stock for VMR Luxembourg S.A. (not executed by Holder)
SM0021577-21587
{Client\4211\00\02031311.DOC /} 49
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Undated Pages 1-6 of Warrant to Purchase 25,000 shares of Common Stock for VMR Luxembourg S.A. (no signature page(s) included)
SM0021588-21593
4/14/00 Warrant to Purchase 150,000 shares of Common Stock for HLHZ Investments, LLC (unexecuted), with handwritten note, “Binder, Warrant” attached
SM0021594-21609
10/26/00 File folder entitled Stephen Gerber 10,000 Options SM0021610 11/3/00 Letter to Harris Miller from Rick C. Madden, enclosing Settlement
Agreement and Release between Stan Lee Media, Inc. and Stephen R. Gerber dated 10/26/00
SM0021611-21616
10/11/99 Financial Consulting Agreement between Stan Lee Media, Inc. and VMR Capital Markets U.S.
SM0021617-21625
11/00 6% Convertible Debenture for $1,000,000 to Bond Street Partners Limited from Stan Lee Media, Inc.
SM0021626-21649
11/00 6% Convertible Debenture for $50,000 to Nima Montazeri from Stan Lee Media, Inc.
SM0021650-21673
11/00 6% Convertible Debenture for $250,000 to Target Growth Fund Ltd. from Stan Lee Media, Inc.
SM0021674-21696
11/30/00 Stock Purchase Warrant To Purchase 68,182 Shares of Common Stock for Bond Street Partners Limited
SM0021697-21708
11/30/00 Stock Purchase Warrant to Purchase 2,000 Shares of Common Stock for Astor Capital, Inc.
SM0021709-21720
11/00 Stock Purchase Warrant to Purchase 17,045 Shares of Common Stock for Target Growth Fund Ltd.
SM0021721-21732
11/00 Stock Purchase Warrant to Purchase 3,409 Shares of Common Stock for Nima Montazeri
SM0021733-21744
11/30/00 Registration Rights Agreement among Stan Lee Media, Inc. and Bond Street Partners Limited, Target Growth Fund Ltd. and Nima Montazeri
SM0021745-21769
11/00 Form of Release Notice (Exhibit 1 to Escrow Agreement) among Stan Lee Media, Inc., Investors signatory to Escrow Agreement and Transfer Online as Escrow Agent
SM0021770-21771
11/30/00 Opinion letter to Purchasers of 6% Convertible Debentures and Warrants from Jeffrey D. Segal re sale of up to $2,200,000 of 6% Convertible Debentures
SM0021772-21775
12/11/00 Letter to Holders listed on Registration Rights Agreement dated 11/30/00 from Stephen Gordon, confirming agreement re amendments to agreement
SM0021776
11/30/00 Escrow Agreement among Stan Lee Media, Inc., Investors signatory thereto and Transfer Online as Escrow Agent
SM0021777-21787
11/30/00 Release Notice for Bond Street Partners Limited SM0021788-21791 12/14/00 Release Notice for Target Growth Fund Ltd. SM0021792-21796 11/30/00 Transfer Agent Instructions to Securities Transfer Corporation from Stephen
Gordon SM0021797-21800
11/30/00 Opinion letter to Purchasers of 6% Convertible Debentures and Warrants from Jeffrey D. Segal re sale of up to $2,200,000 of 6% Convertible Debentures
SM0021772-21775
12/11/00 Duplicate of SM0021776 SM0021776 11/30/00 Duplicate of SM0021777-21787 SM0021777-21787 11/30/00 Duplicate of SM0021788-21791 SM0021788-21791 12/14/00 Duplicate of SM0021792-21796 SM0021792-21796 Undated (1) File folder entitled “Astor Capital”
(2) Fax to Rick C. Madden from Jacques Tizabi at Astor Capital, Inc., enclosing signature pages for Bond Street Partners Limited
SM0021809-21814
12/19/00 Stan Lee Media Project Status Report SM0021815-21824 Undated Operating Budget and Cash Flow for Next Sixth [sic] Months SM0021825-21826 Undated Operating Expenses Sub Schedule Payable During January SM0021827 Undated Payroll Sub Schedule SM0021828 Undated Medical Benefits Sub Schedule SM0021829 Undated Operating Budget and Cash Flow for Next Sixth [sic] Months SM0021830 Undated Trademark Subschedule SM0021831 Undated NATPE Travel Sub Schedule SM0021832 Undated Duplicate of SM0021825 SM0021833 12/21/00 Liability Summary SM0021834 12/18/00 Capitalization Table SM0021835 4/14/00 Draft Exhibit B (Form of Warrant) SM0021836-21851 4/14/00 Exhibit C, Registration Rights Agreement between Stan Lee Media, Inc. and
Augustine Fund, L.P. (unexecuted by Augustine Fund) SM0021853-21870
{Client\4211\00\02031311.DOC /} 50
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
4/14/00 Exhibit D, Escrow Agreement among Stan Lee Media, Inc., Augustine Fund, L.P. and H. Glenn Bagwell, Jr. as Escrow Agent (executed by Stan Lee Media, Inc. only)
SM0021871-21877
4/14/00 Exhibit E, Opinion letter to Augustine Fund, L.P. from Jeffrey D. Segal re Securities Purchase Agreement dated 4/14/00
SM0021878-21882
4/14/00 Warrant to Purchase 20,000 shares of Common Stock for Delano Group Securities
SM0021883-21890
Undated Resume for Stan Lee Media, Inc. SM0021891-21894 12/19/00 Duplicates of SM00218715-21835 SM0021895-21916 6/16/00 Fax to Arthur Whitcomb at Coleman & Company Securities, Inc. from Rick
Madden, enclosing partially executed Securities Purchase Agreement between Stan Lee Media, Inc. and Augustine Fund L.P.
SM0021917-21947
4/14/00 Duplicate of SM0021853-21870 SM0021948-21965 4/14/00 Duplicate of SM0021836-21851 SM0021966-21982 4/14/00 Exhibit A, Form of Series A Six Percent (6%) Convertible Promissory Note
Due April 30, 2002 to Augustine Fund, L.P. SM0021983-21992
4/14/00 Duplicate of SM0021871-21877 SM0021993-21999 4/14/00 Duplicate of SM0021878-21882 SM0022000-22004 4/14/00 Duplicate of SM0021883-21890 SM0022005-22012 4/14/00 Securities Purchase Agreement between Stan Lee Media, Inc. and Augustine
Fund L.P. (not executed by Augustine Fund), with handwritten page entitled “Augustine”
SM0022013-22034
8/1/00 Articles of Amendment to Articles of Incorporation, with handwritten page entitled “Elliott”
SM0022035-22054
11/30/00 Securities Purchase Agreement between Stan Lee Media, Inc. and Bond Street Partners Limited, with exhibits
SM0022055-22149
Undated (1) Description of Schedules 4.1, 4.3 and 4.18 (2) Shares and Warrants with Registration Rights (3) Outstanding Warrants Adjusted for 10% Stock Dividend (4) Securities With Anti-dilution Provisions Adjusted for 10/% Stock Dividend
SM0022150-22155
11/3/99 File folder entitled “Preferred Shares Macromedia, Inc.” SM0022156 11/3/99 (1) Transfer Agent Instructions to Securities Transfer Corporation
(2) Letter to Loren Hillberg at Macromedia from Gill Champion re Macromedia, Inc. stock certificate for 714,286 shares
SM0022157-22158
11/3/99 Securities Purchase Agreement between Stan Lee Media, Inc. and Macromedia, Inc.
SM0022159-22178
11/3/99 Registration Rights Agreement between Stan Lee Media, Inc. and Macromedia, Inc.
SM0022179-22196
11/3/99 (1) Transfer Agent Instructions to Securities Transfer Corporation (2) Form of Counsel Opinion to Macromedia, Inc. dated 11/3/99
SM0022197-22202
11/3/99 Articles of Amendment to Articles of Incorporation (unexecuted) SM0022203-22218 Undated Page entitled “Options” SM0022219 Undated Page with illegible handwritten note SM0022220 Undated Handwritten notes re Zachary Foley SM0022221 Undated List of missing documents, with handwritten notes SM0022222 Undated (1) Page entitled “Options”
(2) Start/Term Dates for employees dated 10/20/00 SM0022224-22230
12/5/00 Grant Import Error Report SM0022231 6/26/00 Stock Option Agreement for Nate Reynolds SM0022232-22235 Undated (1) Calculator tape totaling 2,936,936
(2) Handwritten calculations (undated) (3) Handwritten notes re exercise (7/21/00)
SM0022236-22238
9/13/00 Fax to Junko Kobayashi from Tom at Administaff, enclosing Employee Stock Options Policy
SM0022239-22240
1/13/00 Letter to Robert Schultz from Ross H. O’Brien at BDO Seidman, LLP, enclosing two memos and an article re tax treatment of qualified and non-qualified stock options
SM0022241-22261
Undated Articles and other documentation regarding stock issued to employees SM0022262-22326 Undated File folder entitled “Warrant and Option Schedules” SM0022327 3/31/00 (1) Handwritten page entitled “S-8 Employee Options As of 3/31/00”
(2) Options as of 12/31/99 (updated 7/28/00) (3) Options as of 2/29/00
SM0022328-22334
12/31/99 Options as of 12/31/99 (updated 7/13/00) SM0022335-22345 7/22/00 (1) Employee Options
(2) Options SM0022346-22354
{Client\4211\00\02031311.DOC /} 51
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
(3) Options as of 2/29/00 Undated (1) Calculator tape totaling 2,751,786
(2) Options as of 12/31/99 (updated 7/13/00) (3) Options as of 2/29/00
SM0022355-22361
Undated (1) Promissory notes (2) Investor Warrants With Registration Rights
SM0022362-22364
Undated Outstanding Options and Warrants SM0022365 4/14/00 Augustine Fund, L.P. Conversion and Warrant Prices Re: April 14, 2000
Financing SM0022366
3/31/00 Employee Options as of 3/31/00 SM0022367 Undated Duplicate of SM0022365, with handwritten additions SM0022368 Undated Duplicate of SM0022365 SM0022369 Undated Options as of 12/31/99 (updated 6/8/00 and 6/9/00) SM0022370-22380 3/1/00 (1) Employee Options as of March 1, 2000
(2) Outstanding Warrants and Options with Registration Rights dated 4/14/00
SM0022381-22383
Undated (1) Private Placements of Restricted Shares With Registration Rights (2) Capital Structure and Common Stock Table dated 2/14/00 (3) Investor Warrants With Registration Rights (undated) (4) Blank Warrant Purchase Form (undated) (5) Equity Detail dated 7/31/99 (6) Investor Warrants (undated)
SM 0022384-22389
8/1/00 (1) Capitalization Table (2) Preferred Stock Placement dated 8/1/00 (3) Duplicate of (1) immediately above (4) Capitalization Table dated 7/31/00 (5) Duplicate of (4) immediately above (6) Duplicate of (4) immediately above (7) Preferred Stock Placement dated 8/1/00 (8) Capitalization Table dated 7/28/00, with handwritten notes (9) Capitalization Table dated 7/31/00, with handwritten notes (10) Capitalization Table dated 7/31/00 (11) Common Stock Table dated 8/1/00
SM0022390-22400
8/18/00 Shareholder List SM0022401-22448 6/17/99 Warrant Signature Page of WWM Partnership Trust (1,000)
Warrant Signature Page of Edith Pope (2,000) Warrant Signature Page of Frederick Howarth (10,000)
Warrant Signature Page of Morton Feldman (5,000) Warrant Signature Page of Compton Family Trust (0)
Warrant Signature Page of Steven Patrick ( ? ) Warrant Signature Page of Kenneth R. Hubbert (8,333)
SM009924-9931
5/24/99 Stock Certificates to be Issued List Securities Purchase Agreement between Stan Lee Media, Inc and Investors
William M. and Shrina L. Baumann (8,333), Irving C. Siegel and Patricia Q. Siegel (20,000), Compton Family Trust (22,500), Michael H. Edwards
(10,000), and Charles J. Blomme (15,000)
SM009932-9959
5/21/99 Warrant Signature Page of William J. Wilkinson (16,667) Warrant Signature Page of Kenneth B. Avery (8333.33)
SM009960-9964
6/8/99 Warrant Signature Page of Kenneth R. Hubbert (8,333) SM009965-9967 6/11/99 Warrant Signature Page of Frederick Howarth (10,000) SM009968-9970 6/16/99 Warrant Signature Page of Frances S. Masters (5,000)
Warrant Signature Page of Lynne K. Masters (3,000) Warrant Signature Page of I.C. Siegel, Patricia Q. Siegel (10,000)
Warrant Signature Page of Lon and Jaye Getlin (3,333)
SM009971-9975
6/17/99 Warrant Signature Page of Steven Patrick (blank) SM009976-9977 Undated Warrant Signature Page of Compton Family Trust (0)
Warrant Signature Page of Shannah L. Compton (1,000) Warrant Signature Page of Cameron L. Compton (1,000)
SM009978-9979
6/21/99 Warrant Signature Page for Compton Family Trust (0) Warrant Signature Page for Shannah L. Compton (1,000) Warrant Signature Page for Cameron L. Compton (1,000)
Warrant Signature Page for Morton Feldman (5,000) Warrant Signature Page for Adrian Turcotte (5,000)
SM009980-9986
6/21/99 Warrant Signature Page for Compton Family Trust (2,500) Warrant Signature Page for Mohammad Soltani (4,333) Warrant Signature Page for Charles J. Blomme (5,000)
SM009987-9992
{Client\4211\00\02031311.DOC /} 52
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
6/21/99 Warrant Signature Page for Kenneth Bald (15,000) SM009993-9996 6/23/99 Warrant Signature Page for Eddie Alexander (1,000) SM009997-10001 6/30/99 Warrant Signature Page for Charlotte Bernstein (1,000) SM0010002-0005 6/30/99 Warrant Signature Page for Edith Pope (2,000) SM0010006-0010 7/6/99 Warrant Signature Page for Kevork K. Tashjian (8,333) SM0010011-0014 7/14/99 Warrant Signature Page for Bonner W. Adams (16,667) SM0010015-0018 7/14/99 Warrant Signature Page for Edward Powell (2,000)
Warrant Signature Page for Andrew Brindock (2,000) SM0010019-0024
7/20/99 Warrant Signature Page for Bromberg Family Trust (10,000) SM0010025-0027 7/21/99 Warrant Signature Page for Boyd Willat (6,700) SM0010028-0030 7/12/99 Warrant Signature Page for WWM Partnership Trust (1,000) SM0010031-0033 7/27/99 Warrant Signature Page for Mark L. Hendler (3,333) SM0010034-0036
11/30/00 Letter to Securities Transfer Corporation from Stephen Gordon re warrant to purchase 150,000 shares of common stock
SM0010037-0038
12/12/00 Letter to Each of the Purchasers of Stan Lee Media 6% Convertible Debentures and Warrants from Jeffrey Segal re opinion furnished to
purchasers
SM0010039-0043
12/13/00 Fax to Lori Livingston from Jacques Tizabi, Astor Capital re escrow release for Stan Lee
Warrant to Purchase for Kenneth G. Montgomery (2,000) dated 7/23/99 Warrant to Purchase for Kenneth Bald (15,000) dated 7/23/99
Warrant to Purchase for Kaaren Alexander (1,000) dated 7/23/99 Warrant to Purchase for Eddie Alexander (1,000) dated 7/23/99
Warrant to Purchase for Charlotte & Donald Bernstein (1,000) dated 7/23/99 Warrant to Purchase for Edith A. Pope (3,333) dated 7/23/99
Warrant to Purchase for Kevork K. Tashjian (8,333) dated 7/23/99 Warrant to Purchase for Bonner W. Adams (16,666) dated 7/23/99
Warrant to Purchase for Edward Powell (3,333) dated 7/23/99 Warrant to Purchase for George Cibaud (3,333) dated 7/23/99
Warrant to Purchase for Andrew J. Brindock (2,000) dated 7/23/99 Warrant to Purchase for Bromberg Family Trust (10,000) dated 7/23/99
Warrant to Purchase for Boyd Willat (6,700) dated 7/23/99 Warrant to Purchase for WWM Partnership Trust (1,000) dated 7/23/99
Warrant to Purchase for Mark L. Hendler (3,333) dated 7/23/99 Securities Purchase Agreement dated April, 1999 w/investors William and
Shrina Baumann, Irving and Patricia Siegel, Compton Family Trust, Michael Edwards, Charles Blomme, William Wilkinson, Kenneth Avery, Kenneth
Hubbert, Frederick Howarth, Frances Masters, Lynne Masters, Lon and Jaye Getlin, Steven Patrick, Shannah Compton, Cameron Compton, Morton Feldman, Adrian Turcotte, Mohammad Soltani, Kenneth Bald, Kenneth Montgomery, Eddie Alexander, Kaaren Alexander, Bonner W. Adams, Edward Powell, Georges Cibaud, Andrew Brindock, Bromberg Family
Trust, Boyd Willat, WWM Partnership Trust, Mark Hendler, Warrant to Purchase for William and Shrina Baumann (8,333) dated 7/23/99
Warrant to Purchase for Irving Siegel and Patricia Siegel (20,000) dated 7/23/99
Warrant to Purchase for Compton Family Trust (22,500) dated 7/23/99 Warrant to Purchase for Michael Edwards Trust (10,000) dated 7/23/99
Warrant to Purchase for Charles Blomme (15,000) dated 7/23/99 Warrant to Purchase for William and Patricia Wilkinson (16,667) dated
7/23/99 Warrant to Purchase for Kenneth Avery (8,333) dated 7/23/99
Warrant to Purchase for Kenneth and Deborah Hubbert (8,333) dated 7/23/99
Warrant to Purchase for Frederick Howarth (10,000) dated 7/23/99 Warrant to Purchase for Frances Masters (5,000) dated 7/23/99 Warrant to Purchase for Lynne Masters (3,000) dated 7/23/99
Warrant to Purchase for I.C. Siegel and Patricia Siegel (10,000) dated 7/23/99
Warrant to Purchase for Lon and Jaye Getlin (3,333) dated 7/23/99 Warrant to Purchase for Michael Joseph Getlin (3,333) dated 7/23/99
Warrant to Purchase for Steven Patrick (3,333) dated 7/23/99 Warrant to Purchase for Shannah Compton (1,000) dated 7/23/99 Warrant to Purchase for Cameron Compton (1,000) dated 7/23/99 Warrant to Purchase for Morton Feldman (5,000) dated 7/23/99 Warrant to Purchase for Adrian Turcotte (5,000) dated 7/23/99
Warrant to Purchase for Compton Family Trust (2,500) dated 7/23/99
SM0010044-0218
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Warrant to Purchase for Mohammad Soltani (4,333) dated 7/23/99 Warrant to Purchase for Charles Blomme (5,000) dated 7/23/99
6/26/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. SM0010219-0227 10/23/00 Letter to Rick Madden from Sara Cable re copies of Amendment No. 1 to
Agreement SM0010228-0235
11/6/00 Fax to Gill Champion from Jennifer Meyers re transfer SM0010236-0241 11/8/00 Letter to George Johnson from Robert Schultz re instruction to issue shares SM0010242-0243 11/7/00 Letter to George Johnson from Robert Schultz re instruction to issue shares SM0010244-0246 8/31/00 Stock Purchase Agreement between Stan Lee Media and Sellers of Conan
Properties, Inc. SM0010247-0275
10/11/99 Financial Consulting Agreement between Stan Lee Media and VMR Capital Markets
SM0010276-0284
12/4/00 Letter to Jennifer Meyers from Stephen Gordon re Rule 144 SM0010285-0296 1/13/01 Letter to Rick Madden from Elliott Greenberg re Registration Rights
Agreement dated 8/1/00 SM0010297-0298
11/9/00 Letter to Lieberman & Nowak from Rick Madden re withdrawal of letter dated 10/27/00
SM0010299
7/11/99 Purchase Form of Stan Lee Media for William David Hooper shares SM0010300-0302 7/18/00 Letter to Kenneth Williams from Paul Singer re confirmation of annexed
term sheet as acceptable SM0010303-0306
10/5/00 Letter to Jennifer Meyers from Jeffrey Segal re shares being transferred and new certificates issued
SM0010307-0311
12/14/00 Fax to Rick Madden from Jeffrey Segal re request for opinion on letter from PaineWebber dated 12/14/00
SM0010312-0318
7/1/99 Schedule 9 re changes in shares outstanding for period beginning July 1 SM0010319-0323 12/7/00 Letter to Jeffrey Segal from PaineWebber re acting as agent for Seller SM0010324-0336 Undated Stock Certificates To Be Issued list SM0010337-0341 12/4/00 Fax to Rick Madden and Stephen Gordon from Barbara Glenns re NASD
Questionnaire SM0010342-0345
1/17/07 Control Log and Stock Split Audit Report SM008356-8429 9/11/07 Stock Transfer Proof Report for Kenneth Bald SM008430-8436 9/11/07 Stock Transfer Proof Report for William James Wilkinson, Jr. SM008437-8444 9/12/07 Stock Certificate (Void) for The Medici Group, Inc. SM008445-8446 2/14/07 Stock Transfer Proof Report for Cybertrend Marketing, James Nesfield,
Douglas Cogan SM008447-8457
2/15/07 Stock Transfer Proof Report for Cybertrend Marketing SM008458-8474 2/20/07 Stock Transfer Proof Report for Christopher Belland SM008475-8480 3/6/07 Stock Transfer Proof Report for Jose Abadin, Vania Glazer, Peter Blumen SM008481-8488 3/12/07 Stock Transfer Proof Report for Stan Lee Corporation SM008489-8495 4/4/07 Stock Transfer Proof Report for National Financial Services, LLC SM008496-8500 5/4/07 Stock Transfer Proof Report for Miles King SM008501-8515 5/30/07 Original Issuance Checklist with check outstanding shares, letter of
instruction, shareholder information, restriction, board resolution, and delivery instructions
SM008516-8528
6/7/07 Stock Transfer Proof Report for National Financial Services, LLC SM008529-8535 6/7/07 Stock Certificate for Dave Schey SM008536-8537 7/2/07 Stock Transfer Proof Report for Parvin Mistry SM008538-8542 7/24/07 Stock Transfer Proof Report for Omar Haroon, Nasreen Haroon, Sana
Amber Haroon SM008543-8547
8/8/07 Stock Transfer Proof Report for Roland Guy Heath SM008548-8552 9/11/07 Stock Transfer Proof Report for James P. Lynn SM008553-8561 9/11/07 Stock Transfer Proof Report for Continental Entities SM008562-8568 9/11/07 Stock Transfer Proof Report for Keith Nowak SM008569-8577 9/11/07 Stock Transfer Proof Report for Global Brand Holdings, Inc. SM008578-8584 9/11/07 Stock Transfer Proof Report for Joan C. Lee SM008585-8591 9/11/07 Stock Transfer Proof Report for Excelsior Productions SM008592-8598 9/11/07 Stock Transfer Proof Report for The Medici Group, Inc. SM008599-8606 9/11/07 Stock Transfer Proof Report for Stephen M. Gordon SM008607-8614 4/7/06 Stock Transfer Proof Report for Cede & Company, Gerald Nosewicz,
Cynthia Nos SM008615-8620
4/25/06 Stock Transfer Proof Report for Cede & Company, Candace Eardley SM008621-8626 5/23/06 Stock Transfer Proof Report for Cede & Company, Steven Haskins SM008627-8632 5/30/06 Stock Transfer Proof Report for Cede & Company, Stan Lee Corporation SM008633-8638 7/19/06 Stock Transfer Proof Report for Cede & Company, Patricia Verbanac SM008639-8644 7/24/06 Stock Transfer Proof Report for Cede & Company, Donald Gavrity and SM008645-8650
{Client\4211\00\02031311.DOC /} 54
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Karen Gavrity 9/7/06 Stock Transfer Proof Report for Cede & Company, Debra Igla Solomon
Cust FBO Jonathan Igla SM008651-8656
9/22/06 Stock Transfer Proof Report for Cede & Company, George Hamilton SM008657-8662 11/16/06 Stock Transfer Proof Report for Cede & Company, Stacey Schuman SM008663-8668 12/6/06 Stock Transfer Proof Report for Cede & Company, Celebrity Enterprises SM008669-8674 7/19/06 Stock Certificate for Patricia Verbanao and Alda Verbanao Joint Tenancy SM008675-8676 8/9/07 Stock Certificate for Cede & Company (Void) SM008677-8678 2/2/05 Stock Transfer Proof Report for Cede & Company, John Alan Hunter for
Nicholas Joseph Hunter SM008679-8684
3/1/05 Stock Transfer Proof Report for Cede & Company, Roger Sult Trust SM008685-8692 3/14/05 Stock Transfer Proof Report for Cede & Company, Jennifer J. Belland SM008693-8698 3/22/05 Stock Transfer Proof Report for Cede & Company, Richard P. Mann and
Diane Mann SM008699-8708
5/6/05 Stock Transfer Proof Report for Cede & Company, Joseph Aiello and Susan Aiello
SM008709-8714
5/13/05 Stock Transfer Proof Report for Cede & Company, Theresa Artinyan SM008715-8722 5/19/05 Stock Transfer Proof Report for Cede & Company, Jerry Nosewicz SM008723-8729 5/31/05 Stock Transfer Proof Report for Cede & Company, Sanford Ginsberg SM8730-8735 7/25/05 Stock Transfer Proof Report for Cede & Company, Perry A. Wallack and
Jana Leigh Wallack SM008736-8741
11/7/05 Notice from The Depository Trust Company re cancellation of certificate for Cede & Company
SM008742-8745
12/6/05 Stock Transfer Proof Report for Cede & Company, Chi Chi Suzanne Marie Stevens
SM008746-8751
2/12/04 Stock Transfer Proof Report for Cede & Company, Kamil Richter, Rosemary Orlando, Gary R. Evans, Brian G. Evans
SM008752-8760
2/18/04 Stock Transfer Proof Report for Cede & Company, Leonardo Peredia SM008761-8766 2/24/04 Stock Transfer Proof Report for Cede & Company, Yvonne Rena Bennett SM008767-8772 2/26/04 Stock Transfer Proof Report for Cede & Company, Sandie L. Sigrist SM008773-8778 3/16/04 Stock Transfer Proof Report for Cede & Company, Stellar Productions SM008779-8784 3/24/04 Stock Transfer Proof Report for Cede & Company, Gary R. Evans, Brian G.
Evans SM008785-8793
4/22/04 Stock Transfer Proof Report for Cede & Company, Joseph A. Shaginaw and Donna L. Shaginaw
SM008794-8799
5/12/04 Stock Transfer Proof Report for Cede & Company, Armen Galfayan SM008800-8805 9/1/04 Stock Transfer Proof Report for Cede & Company, Michelle Wilder SM008806-8811
10/19/04 Stock Transfer Proof Report for Cede & Company, Kenneth/Joan Schwartz, Schwartz Family Trust
SM008812-8817
11/2/04 Stock Transfer Proof Report for Cede & Company, Patrick M. Proft and Lisa M. Proft
SM008818-8823
11/16/04 Stock Transfer Proof Report for Cede & Company, Controller for the State of California
SM008824-8831
11/2/04 Stock Certificate for Patrick M. Proft and Lisa M. Proft (Void) SM008832-8833 11/2/04 Stock Certificate for Cede & Company SM008834-8835 1/16/03 Stock Transfer Proof Report for Cede & Company, Carole S. Kaplan Trust SM008836-8841 6/16/03 Stock Transfer Proof Report for Cede & Company, Kenneth B. Fram SM008842-8847 6/23/03 Stock Transfer Proof Report for Cede & Company, Ruth Elizabeth Louden SM008849-8853 7/3/03 Stock Transfer Proof Report for Cede & Company, Dale Grabau, Irene L.
Grabau, Talbiya B. Investments SM008854-8870
7/15/03 Stock Transfer Proof Report for Cede & Company, Kevin Gleen Mason SM008871-8876 7/28/03 Stock Transfer Proof Report for Cede & Company, Alfred S. Lal, Maxi
Technologies Limited SM008877-8884
7/31/03 Stock Transfer Proof Report for Cede & Company, Kevin Gleen Mason SM008885-8889 8/1/03 Stock Transfer Proof Report for Cede & Company, Kevin Glenn Mason SM008890-8895 10/2/03 Stock Transfer Proof Report for Cede & Company, Brad Lee Axelrod SM008896-8900
10/16/03 Stock Transfer Proof Report for Cede & Company, Gagik Khodzhabagyan SM008901-8906 10/21/03 Stock Transfer Proof Report for Cede & Company, Tempa Geiger and M.
Lissa Sampson Story SM008907-8912
11/7/03 Stock Transfer Proof Report for Cede & Company, Nels P. Swanson SM008913-8918 12/8/03 Stock Transfer Proof Report for Cede & Company, Robert V. Gustaveson SM008919-8926 12/2/99 Fax to Peter Paul and Gil Champion from Dominic Surprenant re Mark
Lasoff Mediation SM004916-4922
10/16/00 Redemption Notices for warrants for Lynne K. Masters, Kenneth G. Montgomery, Kaaren Alexander, William and Sharina Baumann, Charlotte
SM0011096-1138
{Client\4211\00\02031311.DOC /} 55
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BATES NOS.
CATEGORY
and Donald Bernstein, Bonner W. Adams Trustee, George Cibaud, Compton Family Trust, Morton Feldman, William David Hooper, Jr., Kenneth R. and
Debora L. Hubbert, Edward Powell, Irving Siegel and Patricia Siegel, Kevork Tashjian, William and Patricia Wilkinson, Boyd Willat, Irving C. Siegel and Patricia Q. Siegel, Michael Joseph Getlin, Lon and Jaye Getlin, Eddie Alexander, Kenneth Bald, Andrew J. Brindock, Frances S. Masters,
Adrian Turcotte 5/9/01 Larry Schultz Joint Venture Agreement SM0011052-1054 1/15/96 Joint Venture Agreement between S.L. Productions and American
Entertainment Distribution, Inc. SM0011055-1064
10/31/00 Fax to Rick Madden from Kathleen Hallberg re Larry Schultz Joint Venture Agreement
SM0011065-1083
9/7/00 Schultz-Lee Term Sheet, Response from Kathy Hallberg, and letter to Stan Lee and Larry Shultz from Peter Bierstedt
SM0011084-1088
8/31/00 Memo re Response to Shultz-Lee Term Sheet to Rick Madden from Kathy Hallberg
SM001189-1092
9/19/00 Memo re Response to Shultz-Lee Term Sheet to Rick Madden from Kathy Hallberg (w/notations)
SM0011093-1095
1/14/03 Fax to Junko Kobayashi from Christal Swenson re transfer and removal of restrictive legend under Rule 144(k) for P.F.P. Family Holdings, L.P.
SM0011540-1546
Undated Securities Transfer File Folder SM0011547 12/6/99 Receipt of Certificate for VMR Capital Markets (10,000)
Receipt of Certificate for Mark Lasoff and Daniel P. Ben-Zvi SM0011548-1553
8/31/99 Accounts Payable Statement from Securities Transfer Corporation to Stan Lee Media, Inc.
SM0011554-1555
11/2/99 Invoice #5384, #95365, #95385, #05348 from Securities Transfer Corporation to Stan Lee Media, Inc.
SM0011556-1562
9/13/99 Invoice #5146 from Securities Transfer Corporation to Stan Lee Media, Inc. SM0011563-1567 9/3/99 Invoice #5203 from Securities Transfer Corporation to Stan Lee Media, Inc. SM0011568-1570
Undated Irrevocable Stock or Bond Power (incomplete) SM0011571-1575 Undated Stock Certificates To Be Issued list SM0011576-1580 4/17/00 Fax to Susan Johnston from Joan Yarcusko re guarantee of returns invested
in Excelsior Productions in Stan Lee Media stock to Cynthia Palmer Gershman and Bradley O’Leary
SM0011581-1583
4/17/00 Letters to Cynthia Palmer Gershman, Bradley O’Leary and Certificate re guarantee of returns invested in Excelsior Productions in Stan Lee Media
stock
SM0011584-1586
12/27/99 Fax to Peter Paul from Kevin Halter re canceled stock from 11/1/99 through 12/27/99
SM0011587-1596
4/17/00 Letter to Seth Leyton from Peter Paul re stock certificates issued to Maxi Technologies Ltd. and Santo Development Worldwide
SM0011597-1604
10/13/99 Letter to Sol Gerber from Susan Johnston re stock certificates for Sol Gerber and Ruth Gerber
SM0011605-1606
8/26/99 Stock Certificates for Sol Gerber and Ruth Gerber, Cyberia, Inc., Montague Securities International, Ltd. and letter to Kevin Halter from Boulder Capital
Opportunities re issuance of 8,500,000 shares of common stock
SM0011607-1626
8/1/99 Initial Statement of Beneficial Ownership of Securities for Devandra Mishra SM001627-1628 9/2/99 Term Sheet for $1,000,000 3 year 8% Series A Convertible Preferred Stock
securities SM0011629
9/1/99 Fax to Gil Champion from Sharon Sullivan re internet video report posted 8/16/99 re Stan Lee Media Announces Public Trading under Nasdaq Symbol
“SLEE”
SM0011630-1633
6/11/99 Memo to Peter re stock for JC, list of people interested in buying SLM stock at opening price, list of BCOI Designated Shareholders, stock quotes, Initial
Statement of Beneficial Ownership of Securities
SM0011634-1641
9/9/99 Notice of receipt of certificates from V.H.I. Corporation and NAI, Inc. and issuance of certificates for World Network, Inc., Unicorn Media Partners,
Joseph Naar, The Edelman Trust, and Jeffrey D. and Lauren B. Segal
SM0011642-1643
4/19/99 Stock Certificate for Peter Parker and list of 6,822 stock shareholders SM0011644-1648 10/11/99 Stock Pledge Agreement between Cyberia, Inc., VMR Luxembourg S.A. and
Jeffrey D. Segal SM0011649-1655
1/00 Securities Transfer Corporation file folder SM0011656 9/13/00 Notice of issuance of certificates for Zachary Foley and check voucher SM0011657-1659 8/29/00 Notice of issuance of certificates for Westgate International, L.P. and Elliot
Management Corporation and check voucher SM0011660-1662
9/7/00 Notice of issuance of certificates for Conan Sales Company, LLC and Elliott SM0011663-1668
{Client\4211\00\02031311.DOC /} 56
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Associates, L.P. and check vouchers 8/3/00 Notice of receipt of certificates from Devendra Mishra and issuance of
certificates for Devendra Mishra, Dave Devarajan, and Venture Soft Company, Ltd. and check voucher
SM0011669-1673
5/17/00 Notice of issuance of certificates for Cyberworld International Corporation, Steven Segal, John Galt Offshore Fund, John Galt Fund LP, Asset
Management Holdings Company, Zurich HFR Master Hedge Fund Index, Dorodo Capital Partners LP, The Chelonia Fund LP, Carmen Italia,
Laurence Dunn, VMR Luxembourg SA, Jose M. Abadin, Edith A. Pope, Kenneth Bald and letter to Jan Hoffer from Gill Champion
SM0011674-1679
6/28/00 Notice of issuance of certificates for Stephen Brain and check voucher SM0011680-1681 6/3/00 Notice of receipt of certificates from Lynne K. Masters and Frances S.
Masters and issuance of certificates for Frances S. Masters and Lynne K. Masters and check voucher
SM0011682-1683
3/31/00 Invoice from Securities Transfer Corporation to Stan Lee Media, Inc. SM0011684-1685 2/3/00 Invoice #5756 from Securities Transfer Corporation to Stan Lee Media, Inc. SM0011686-1687 2/7/00 Invoice from Securities Transfer Corporation to Stan Lee Media, Inc. SM0011688-1689
Undated Index of Governing Documents for Stan Lee Media, Inc. (Delaware) SM0011690 4/16/99 Secretary of State of Delaware Certificate of Merger between Stan Lee
Entertainment, Inc. and Stan Lee Media, Inc. SM0011691-1693
4/15/99 Secretary of State of Delaware Restated Certificate of Incorporation of Stan Lee Media, Inc. and Certificate of Incorporation
SM0011694-1704
1/14/99 By-Laws of Stan Lee Media, Inc. SM0011705-1719 1/2/00 Written Consent of Directors SM0011720-1721 1/2/00 Resignation letter to the Board of Directors of Stan Lee Media, Inc. from
Andrea L. Freitag SM0011722
7/23/99 Written Consent of Directors SM0011723-1724 6/24/99 Written Consent of Directors SM0011725-1727 6/24/99 Written Consent of Stockholders SM0011728-1729 4/13/99 Written Consent in Lieu of Meeting of Stockholders, Agreement and Plan of
Merger, and Certificate of Merger of Stan Lee Entertainment, Inc. into Stan Lee Media, Inc.
SM0011730-1737
4/13/99 Written Consent of Directors, Agreement and Plan of Merger, and Certificate of Merger of Stan Lee Entertainment, Inc. into Stan Lee Media,
Inc.
SM0011738-1745
3/27/99 Written Consent of Directors, Restated Certificate of Incorporation of Stan Lee Media, Inc., Certificate of Incorporation, and blank stock certificate
marked “Specimen”
SM0011746-1759
1/27/99 Written Consent of Directors SM0011760-1761 1/14/99 Minutes of the First Meeting of the Board of Directors of Stan Lee Media,
Inc. held on January 14, 1999, blank stock certificate marked “Specimen”, Waiver of Notice of First Meeting, Subscription Agreement
SM0011762-1771
7/23/99 Stock Transfer Ledger of void and cancelled shares and Boulder Capital Opportunities, Inc. (10,000,000)
SM0011772-1773
7/23/99 Stock Certificate of Boulder Capital Opportunities, Inc. (10,000,000) Unsecured Promissory Note to Compton Family Trust dated 9/15/99
Warrant to Purchase Common Stock dated 9/15/99 Warrant to Purchase (5,000) shares of common stock for Compton Family
Trust dated 9/15/99 Unsecured Promissory Note to Charles J. Blomme and Deborah A.
Schlichting dated 9/21/99 Warrant to Purchase Common Stock dated 9/21/99
Warrant to Purchase (5,000) shares of common stock for Charles J. Blomme and Deborah A. Schlichting dated 9/21/99
SM0011774-1802
10/26/99 Letter to Toon Boom Technologies, Inc. from Stan Lee Media, Inc. re investing $1,250,000 into company
SM008989-8992
10/30/00 Fax to Peter Paul from Jeff Pittsburg re Stan Lee Media announces 10% stock dividend
SM008993-8995
12/31/99 Stock Options list for dates of grant 7/23/99 and 9/24/99 SM008996-8999 7/24/00 Letter to Lauren Hillberg re Securities Purchase Agreement between
Macromedia, Inc. and Stan Lee Media SM008125-8128
10/23/00 Amendment No. 1 to Agreement between Stan Lee Media and Macromedia, Inc.
SM008129-8135
11/27/00 Letter to Securities Transfer Corporation and SOS Resource Services from Jeffrey Segal, Officer’s Certificate
Letter to Access Securities from Sal Russo re representation
SM008136-8143
{Client\4211\00\02031311.DOC /} 57
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CATEGORY
Letter to Stan Lee Media from Jeffrey McLaughlin re restricted securities, Statement of Changes in Beneficial Ownership
8/26/99 Stock Certificate of Continental Entities SM008144 Undated Paraversal/Paul file folder SM008145 10/5/99 Consulting Agreement between Stan Lee Media, Inc. and Paraversal, Inc. SM008146-8167 10/1/99 Consulting Agreement for Services of Peter Paul with Paraversal, Inc. SM008168-8170 6/19/00 Paraversal Assigned Options list SM008171 5/26/00 Fax to Peter Paul from Jeffrey Segal re Paraversal assigned options SM008172-8174 11/00 Statement of Changes in Beneficial Ownership for P.F.P. Family Holdings,
LP SM008175 SM004915
12/31/99 Annual Statement of Changes in Beneficial Ownership for P.F.P. Family Holdings, LP
SM008176-8177
4/10/00 Advisory Services Fee Agreement between Montague Securities International, Ltd. and Stan Lee Media, Inc.
Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. Letter to Stephen Gordon from Montague Securities International re agreement to issue option to purchase 100,000 shares dated 1/10/00
Stock Option Agreement between Stan Lee Media, Inc. and Montague Securities International
SM008178-8210
5/24/00 Letter to Laurence Dunn re parties who purchased common stock have agreed to allow for the registration of additional securities from Robert
Schultz
SM008211-8212
5/26/00 Letter to Laurence Dunn re parties who purchased common stock have agreed to allow for the registration of additional securities from Robert
Schultz, Promissory Notes list
Investor Warrants With Registration Rights list
SM008213-8215
12/18/00 Investor’s Schedule file folder Capitalization Table
Conversion Restrictions Selling Stockholders Form S-3
SM008216-8231
10/31/00 Statement of Spear, Leeds & Kellogg re Celebrity Enterprises SM008232-8236 8/15/00 Letter to Kenneth Suddleson and Susan Schaefer re key terms of binding
agreement from Stan Lee Media SM008237-8248
8/16/00 Fax to Peter Paul re assignment from Majel Barrett Roddenberry SM008249-8250 12/27/99 Fax to Peter Paul re canceled stock from Kevin Halter SM008251-8262 12/31/00 FAS 123 Calculation for Options Granted in Fiscal 2000 SM008347 9/30/99 FAS 123 Calculation for Options Granted in Fiscal 1999 SM008348 10/8/99 Letter to Jeffrey Segal re approval of options from Gill Champion SM008349 10/5/99 Letter to Jeffrey Segal re granting of option to purchase from Stan Lee
Media SM008350-8352
7/23/99 Letter to Jeffrey Segal re granting of option to purchase from Boulder Capital Opportunities
SM008353-8355
2/14/00 Annual Statement of Changes in Beneficial Ownership Initial Statement of Beneficial Ownership of Securities for Stan Lee and Lee
Family 1985 Trust dated 8/1/99
SM008263-8268
2/14/00 Annual Statement of Changes in Beneficial Ownership Initial Statement of Beneficial Ownership of Securities for P.F.P. Family
Holdings, LP and Andrea Paul dated 8/1/99
SM008269-8274
6/19/00 Paraversal Assigned Options list Annual Statement of Changes in Beneficial Ownership dated 2/14/00 Initial Statement of Beneficial Ownership of Securities dated 8/1/99
SM008275-8279
2/14/00 Annual Statement of Changes in Beneficial Ownership for Stephen Gordon Initial Statement of Beneficial Ownership of Securities dated 8/1/99
SM008280-8283
2/14/00 Annual Statement of Changes in Beneficial Ownership for Gill Champion Initial Statement of Beneficial Ownership of Securities dated 8/1/99
SM008284-8286
2/14/00 Annual Statement of Changes in Beneficial Ownership for Nelson Thall Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
Annual Statement of Changes in Beneficial Ownership for Robert Schultz Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
SM008288-8291
5/9/00 Initial Statement of Changes in Beneficial Ownership for Lars Hellmont SM008292-8293 3/10/00 Initial Statement of Changes in Beneficial Ownership for Arthur Schramm SM008294-8295
11/15/00 Letter to Daniel Klein re stock option exercise from Rick Madden SM008296-8299 7/26/00 Written Consent and Ratification re share exchange between Boulder Capital
Opportunities, BCOI, Stan Lee Media, and Robert Bryan SM008300-8302
7/25/00 Written Consent and Ratification re share exchange between Boulder Capital SM008303-8304
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Opportunities, BCOI, Stan Lee Media, and Robert Bryan 7/00 Written Consent and Ratification re share exchange between Boulder Capital
Opportunities, BCOI, Stan Lee Media, and Robert Bryan SM008305-8306
6/23/00 Written Consent and Ratification re share exchange between Boulder Capital Opportunities, BCOI, Stan Lee Media, and Robert Bryan w/signature pages for Jeffrey Segal, Organic Inc., Gill Champion, Aaron Tonken, Hollywood Holdings, Celebrity Enterprises, Devendra Mishra, Excelsior Productions, Michael Golden, Continental Entities, World Network, Andrea Paul, Alex Paul, Lauren Kline-Paul, Lindsay Kline-Paul, Paul Parker, Joan Lee, Diana
Ulloa, Keith Nowak, James Lynn, Arthur Lieberman, Lee Family 1985 Trust, and fax to Jeff Knetsch and Chad Asarch from Rick Madden
SM008307-8331
11/1/99 Letter to Jonathan Gordon re issuance of certificates from Stan Lee SM008332-8333 7/28/00 Signature Pages for Written Consent and Ratification for Stephen Gordon
and Alexandra Gordon SM008334-8335
7/28/00 Unanimous Written Consent of The Board of Directors of Stan Lee Media SM008336 11/1/00 Stan Lee Media Announcement, Stock Dividend file folder SM008337-8339
10/30/00 Fax to Peter Paul re representation from Jeff Pittsburg, Systems Specialties, Inc. file folder
SM008340-8342
11/15/00 Separation Agreement and Mutual Release of All Claims between Systems Specialties and Stan Lee Media
SM008343-8346
8/1/00 Short Term Loans Shares and Warrants not included in S-3 or S-8
E-Mail To Robert Schultz from VMR-US Section 2.1(dd) Brokers
Schedule 2.1(c)(iv) Stan Lee Media, Inc. Shares with Registration Rights Schedule 2.1(c)(iii) Outstanding Options and Warrants
Capitalization Table Promissory Notes list
Elliott Associates & Westgate International Preferred Stock Placement Common Stock Table
Stan Lee Media Employee and Consultant Options & Warrants Outstanding as of 7/28/00
Stan Lee Media Anti-Dilution Computation re Venture Soft Investment on 7/31/00
Freely Tradable Shares August-December, 2000 Advertising Expenditures Calendar
Handwritten notes re options and warrants issued Note 2: Net Loss Per Share dated 6/30/00
Stan Lee Media Employee and Consultant Options & Warrants Outstanding as of 8/1/00
Investor Warrants and Consultant Warrants and Options list Stan Lee Media Cash Budget April–September, 2000
General Ledger GL Activity Report – Detail 3/1/00 to 6/30/00 Stan Lee Media Balance Sheet for the Six Months Ending 6/30/00
Letter to Securities Transfer Corporation re issuance of stock certificate from Stephen Gordon
Employment Agreement between Stan Lee Media, Inc. and Stephen Brain dated 4/14/00
Stan Lee Media Preferred Stock Placement dated 8/1/00 Form 10-QSB Disclosure and Accounting Issues dated 9/30/00
Stan Lee Media Anti-Dilution Computation re Elliott Associates & Westate Int’l on 8/25/00
SM009662-9719
3/24/00 Fax to Jeffrey H. Cohen re option schedules and summary from Junko Kobayashi
SM009333-9349
4/4/00 Letter to Clayton Clark re information concerning the identities of the investors in the two February 2000 private placements from Jeffrey Segal
Purchase Agreement between Stan Lee Media and the purchasers on Schedule A dated 2/1/00
SM009350-009352
4/5/00 Letter to Robert Schultz re private placement of securities of Stan Lee Media from David Asplund
SM009353-9358
4/6/00 Letter to Stan Lee Media re response to Nasdaq’s comments in their letter dated 4/5/00 re application for listing from Robert Schultz
SM009359
11/13/00 Fax to Jeff Cohen re Astor Capital Proposed Equity Draw Down Facility and Convertible Debentures Summary of Proposed Terms/Private Placement
dated 11/7/00 from Rick Madden
SM009360-9370
2/1/00 Purchase Agreement between Stan Lee Media and purchasers listed on Schedule A
SM009371-9403
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2/4/00 Purchase Agreement between Stan Lee Media and purchasers listed on Schedule A
SM009404-9428
Undated Securities Purchase Agreement Exhibit A SM009429-9433 3/21/00 Letter to Arthur Schramm re Consulting Agreement from Jeffrey Segal
Letter to Arthur Schramm re engagement of consultant from Stephen Gordon dated 1/10/00
Confidentiality Agreement w/Schedule A dated 1/10/00 Stock Option Agreement as Exhibit B
SM009434-9444
4/5/01 Letter to David Golubchik, Esq. re representation of Arthur Lieberman and his partners Keith Nowak and James Lynn from Michael Morin
SM009445-9447
7/21/99 Letter to Kevin Halter re issuance of 8,500,000 shares of common stock from Mark DiSalvo
SM009000-9005
Undated Stock Transfer Ledger SM009006 8/1/00 Index to Closing Documents re sale of 4,000 shares of Series B 4%
Cumulative Convertible Preferred Stock and Warrants to Purchase 75,000 Shares of Common Stock for an aggregate purchase price of $4,000,000 to
Elliott Associates, LP and Westgate International, LP
SM009007
8/1/00 Preferred Stock Investment Agreement between Elliott Associates LP and Westgate International LP dated 8/1/00
SM009008-9065
8/1/00 Registration Rights Agreement between Stan Lee Media, Elliott Associates and Westgate Int’l
SM009066-9086
8/1/00 Articles of Amendment to Articles of Incorporation for Stan Lee Media SM009087-9105 8/1/00 Letter to Elliott Associates LP re opinion of Stan Lee Media from Jeffrey
Segal SM009106-9115
8/1/05 Common Stock Purchase Warrant to purchase 37,500 shares of common stock of Stan Lee Media entitling Elliott Associates
SM009116-9129
8/1/05 Common Stock Purchase Warrant to purchase 37,500 shares of common stock of Stan Lee Media entitling Westgate International
SM009130-9143
8/1/00 Officer’s Certificate of Rick Madden Exhibit A Resolutions of the Board of Directors
Exhibit B Articles of Incorporation Exhibit C By-Laws
Exhibit D Good Standing Certificate
SM009144-9194
Undated Stock Certificate for Elliott Associates LP (2,000) SM009195-9196 Undated Stock Certificate for Westgate International LP (2,000) SM009197-9198 8/2/00 Press Release Stan Lee Media Announces Completion of Private Placement
of Preferred Stock Raising an Additional $4.0 Million in Equity SM009199
8/1/00 S-3 Filing with Securities and Exchange Commission for Stan Lee Media SM009200-9224 1/1/00 Stock Option Agreements for grantee Peter Tobolsky, Leopoldo Duranona,
Armando Gil, Gill Champion, Claude Denis, Stuart Feldman, Scott Koblish, Don Manuel, Samantha Meltzer, Devendra Mishra, Holli Schmidt, Frederick
Nelson, Sandy Costantino, Vince Golveo, Matthew Banning, Arthur Schramm, Jr., Jon Corfino, Stephen Segal, Montague Securities
International, Ltd., Kevin Richardson, Howard Dorough, Brian Thomas Littrell, Nicholas Carter, Alexander McLean, Jeff Kwatinetz, Michael
Green, Jordan Keller E-Mail to Junko Kobayashi from TELJ1@aol.com re prepare option
agreement (50,000) for Montague Securities Letter to Stephen Gordon re issuance of stock options from Montague
Securities
SM007996-8124
Undated Securities Purchase Agreement for William M. and Shrina L. Baumann, Irving C. Siegel & Patricia Q. Siegel, Compton Family Trust, Charles J.
Blomme, Michael H. Edwards 1994 Revocable Trust, William J. Wilkinson, Kenneth B. Avery, Kenneth R. Hubbert, Adrian Turcotte, Steven Patrick,
Shannah L. Compton, Cameron L. Compton, Morton Feldman, Frederick W. Howarth, Frances S. Masters, Lynne K. Masters, Loni Getlin, Mohammad Soltani, Kenneth Montgomery, Kenneth Bald, Charlotte Bernstein, Eddie
Alexander, Karen K. Alexander, Edith A. Pope, Kevork K. Tashian, Bonner W. Adams, Edward Powell, Georges Cibaud, Andre J. Brinddock, Bromberg
Family Trust, Boyd Willat, WWM Partnership Trust, Mark L. Hendler,
SM006570-6664
Undated Administraff Stock Option – Stock Options and Other Equity-Based Compensation
SM006665-6666
09/13/00 Fax to Junko from Tom re Stock Options SM006667 Undated Launch Party Promo Stock Issuance - Not returned: Chris Bachalo, Hellen
Bachalo, Darrick Bachman, Matt Banning, William Bachmann, Steve Behling, Albert Allen Berrebbi, Jeane Burch, Joe Casey, Dean Chelsy, Lisa
SM006668-6721
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Cisneroz, Alan Davis, Keiai D.A. DeCandido, Richard Damigella, Stanley Eng, Mark Evanier, Csaba Fikker, Brad Foxhoven, Phillip Foxhoven, John
Fraser, Mike Friedrich, Jason Fritz, Alexis Frixione, Guillermo Roberto Frixione, Maximiliano Frixione, Leslie Gernstein, James Goodridge, Robert O. Green, Robert H. Harraj, Brian Holguin, Sean Jordan, Jennifer Karolak, Joseph Kelly, Adam Klarer, Jim Krueger, Scott Lobdell, James B. Lucas,
Wayne Markley, Christina Mather, Paul McEnery, Todd Alan Moore, Bradley S. Novicoff, Joe Quesada, Scott Rosenberg, Ervin Rustemagic,
Gareb Shamus, Ted Smith, Margaret C. Thompson, Mark Thompson, T.N. Tumbusch, Daniel Wall, David Wohl
Undated Launch Party Promo Stock Issuance - Paid A-D: Joseph F. Alaskey, III, Sarah Baisley, Charles N. Baker, Bob Bishop, Marti Boone, Kara Briola, Michael Briola, Steven Brown, Russel E. Burkett, III, Bryan Callaway,
Carrie Cogan, Robert, Cusolito, Laura Dale, Richard Delong, Tom DeSanto, Sharad Devarajan, Emanuel Warren Dicksen, Lauren Shuler Donner Trustee
of the R&L Donner Trust, Richard Donner Trustee of the R&L Donner Trust, Jamie Douraghy
SM006722-6743
Undated Launch Party Promo Stock Issuance - Paid E-G: Matthew Edelman, Joseph A. Field, Erin Fotos, J. Winston Fowlkes, Melissa Friedl, Michael R. Friedl,
Samuel Girguis, Jack Glickman, Carrie Glidden, Ari Goldman, Johathan Harrison, Jonathan Gordon, Jonathan and Hannah Gordon, Linda Guiffreda-
Baker, Ivan Gulas, Jordan T. Gulas
SM00674-6759
Undated Launch Party Promo Stock Issuance - Paid H-M: Don Hackler, Carol A. Hale, Donald F. Hale, Christopher Harz, Robert J. Hawkins, Michael
Heinrich, Michael M. Kelly, June Junko Kobayashi, Brian Paul Machado, Mario Machado, B. Kevin Maples, Gilbert Lee McDonald, Thomas R.
McGrew, James McLaughlin, Thomas McLaughlin, Jennifer Merin, Harris Miller, Michael Miller, Paul A. Mounts
SM006760-6779
Undated Launch Party Promo Stock Issuance - Paid N-Z: Todd Nauck, Pamela Newton, Ryan Nybakken, James Palurotti, Mark Paniccia, Goon
Pattanumotana, Will Pupa, Andrew Sands, Michael Sangia Como, Michael Selinker, Steve Shimek, Barry Short, Jess David Spurlock, Danielle Parsons & Steven Stabler, Gabrielle G. Stanton, Jim Steranko, Tim Stroup, Michael Thomas, Adrian Turcotte, Harry M. Werksman, Jr., Jennifer White, Melody
White, Mark Williams, Charles Wojtkiewicz, Charles H. Wojtkiewicz, Leonard S. Wong, Scott Alan Woodard, Mathew Yang
SM006780-6808
10/19/00 Fax to Jonathan Gordon from Junko Kobayashi re Stocks SM006809-6810 09/18/00 Fax to Bob from George J re Shareholders with 10 shares SM006811-6817 09/18/00 Fax to Bob from George J re Shareholders with 10 shares SM006818-6824 Undated Stock Issued During Launch Party spreadsheet – Round 1 Stock Issuance SM006825-6826 Undated Stock Issued During Launch Party spreadsheet – Round 2 SM006827 Undated Handwritten note: “Get spread from Junko”; Stock Issued During Launch
Party spreadsheet – Round 3 SM006828-6829
Undated Handwritten note: “Daddy-O Productions 22616 Erwin St., Woodland Hills, CA 91367
SM006830
Various Handwritten notes and correspondence to various shareholders requesting social security numbers
SM006831-6862
03/15/00 Email from Dana R. Moreshead to Junko Kobayashi re Missing Stock From the San Diego Event
SM006863
Various Undated note to Junko from Susan; copy of Chuck N. Baker’s business card; 03/11/00 Letter from Chuck N. Baker to Peter Paul re common stock; copy
of 10 Shares of Common Stock in Stan Lee Media issued to Linda Guiffreda-Baker; copy of 10 Shares of Common Stock in Stan Lee Media issued to Charles N. Baker; copy of V.I.P Invitation to Historic Internet
Launch
SM006864-6869
Undated Stock Issued During Launch Party spreadsheet – Round 3 SM006870 Undated Stock Issued During Launch Party spreadsheet – Final SM006871-6872 12/20/99 Letter to Harry M. Wersman from Junko Kobayashi requesting social
security number SM006874
12/20/99 Letter to Gabrielle G. Stanton from Junko Kobayashi requesting social security number
SM006874
12/20/99 Letter to Todd Nauck from Junko Kobayashi requesting social security number
SM006875
Undated Stock Issued During Launch Party spreadsheet – Full List SM006876-6878 Undated Stock Issued During Launch party spreadsheet – Round 2 SM006879-6880 Undated Handwritten note: “Mike Sargianacomo Plain Dealer Newspaper 1801 SM006881
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Superior Avenue Cleveland OH 44114 ph. (216) 999-4890 fx. (216) 999-6366
12/20/99 Letter to Sarah Baisley from Junko Kobayashi requesting social security number
SM006882
12/20/99 Letter to Marti Boone from Junko Kobayashi requesting social security number
SM006883
12/20/99 Letter to Michael Briola from Junko Kobayashi requesting social security number
SM006884
12/20/99 Letter to Steven Brown from Junko Kobayashi requesting social security number
SM006885
12/20/99 Letter to Laura Dale from Junko Kobayashi requesting social security number
SM006886
12/20/99 Letter to Tom DeSanto from Junko Kobayashi requesting social security number
SM006887
12/20/99 Letter to Richard Donner from Junko Kobayashi requesting social security number
SM006888
12/20/99 Letter to Jamie Douraghy from Junko Kobayashi requesting social security number
SM006889
12/20/99 Letter to Carrie Glidden from Junko Kobayashi requesting social security number
SM006890
12/20/99 Letter to Linda Guiffreda-Baker from Junko Kobayashi requesting social security number
SM006891
12/20/99 Letter to Robert Hawkins from Junko Kobayashi requesting social security number
SM006892
12/20/99 Letter to Brian Paul Machado from Junko Kobayashi requesting social security number
SM006893
12/20/99 Letter to Kevin B. Maples from Junko Kobayashi requesting social security number
SM006894
12/20/99 Letter to Todd Nauck from Junko Kobayashi requesting social security number
SM006895
12/20/99 Letter to Pamela Newton from Junko Kobayashi requesting social security number
SM006896
12/20/99 Letter to Ryan Nybakken from Junko Kobayashi requesting social security number
SM006897
12/20/99 Letter to James Palmiotti from Junko Kobayashi requesting social security number
SM006898
12/20/99 Letter to Mark Pannicia from Junko Kobayashi requesting social security number
SM006899
12/20/99 Letter to Steven Stabler and Danielle Parsons from Junko Kobayashi requesting social security number
SM006900
12/20/99 Letter to Goon Pattanumptana from Junko Kobayashi requesting social security number
SM006901
12/20/99 Letter to Will Pupa from Junko Kobayashi requesting social security number SM006902 12/20/99 Letter to Andrew Sands from Junko Kobayashi requesting social security
number SM006903
12/20/99 Letter to Michael Selinker from Junko Kobayashi requesting social security number
SM006904
12/20/99 Letter to Steve Shimek from Junko Kobayashi requesting social security number
SM006905
12/20/99 Letter to Barry Short from Junko Kobayashi requesting social security number
SM006906
12/20/99 Letter to Gabriella G. Stanton from Junko Kobayashi requesting social security number
SM006907
12/20/99 Letter to Tim Stroup from Junko Kobayashi requesting social security number
SM006908
12/20/99 Letter to Michael Thomas from Junko Kobayashi requesting social security number
SM006909
12/20/99 Letter to Adrian Turcotte from Junko Kobayashi requesting social security number
SM006910
12/20/99 Letter to Harry M. Werksman from Junko Kobayashi requesting social security number
SM006911
12/20/99 Letter to Jennifer White from Junko Kobayashi requesting social security number
SM006912
12/20/99 Letter to Melody White from Junko Kobayashi requesting social security number
SM006913
12/20/99 Letter to Scott Alan Woodard from Junko Kobayashi requesting social SM006914
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security number 12/20/99 Letter to Leonard S. Wong from Junko Kobayashi requesting social security
number SM006915
Undated Stock Issued During Launch Party spreadsheet – Round 1 Stock Issuance SM006916-6918 Various 11/21/99 check from James J. McLaughlin made payable Excelsior
Productions in the amount of $15.00; 11/23/99 Excelsior Productions, Inc. deposit slip for $15.00 to Merrill Lynch account no. 208-07N52; 11/20/99
email from dmoreshead@stanleemedia.com to JMclauch@aol.com re Excelsior Productions
SM006919-6920
Various Checks from various stockholders made payable to Excelsior Productions, Inc.; various deposit slips from Excelsior Productions, Inc. to Merrill Lynch
account no. 208-07N52
SM006921-6939
Undated Stan Lee Media Invitation List spreadsheet SM006940-6953 Undated Attend Guest List – Stan Lee Media Party – RSVP List SM006955-6965 Undated Handwritten note: “Redemption List”; handwritten note: “Staff List” SM006966-6967 Undated Planet Hollywood Staff List SM006968-6969 Undated Stan Lee Media Party – RSVP List – Complete List of People that
Redeemed Vouchers SM006970-6980
Various Investor Warrants as of 9/30/99 SM006981-7038 Undated Stan Lee Media Options SM007039-7104 Various Stan Lee Media, Inc. 1999 Incentive Stock Plan (several copies) SM007106-7191 Various Option Exercise (8/30/00)– Jason Thomas; Non-Qualified Stock Option
Exercise – Parker Paul; Option Exercise (10/03/00)– Parker Paul; 10/03/00 email from Junko Kobayashi to Jonathan Gordon re Stock Options
SM007192-7199
Various Copy of 09/05/00 Merrill Lynch check made payable to Jason Thomas in the sum of $10,000; handwritten notes
SM007200-7204
Various Non-Qualified Stock Option Exercise Active Employee Checklist; handwritten notes; 11/27/00 invoice from Securities Transfer Corporation in
the amount of $120 for issuance of 6 certificates
SM007208
03/10/00 Fax to Arthur E. Schramm, Jr. c/o Stephen M. Gordon from Jeffrey D. Segal, Esq. re Form 3; Form 3 “Initial Statement of Beneficial Ownership of
Securities”
SM007210-7212
12/31/99 Consultant Options spreadsheet, page 8 of 8 SM007213 12/31/00 Employee Options spreadsheet, page 6 of 8, page 7 of 8, page 5 of 8 SM007214-7216 02/28/00 Shareholder Listing for Cutoff Date of 12-31-91, pages 21-38 SM007217-7234 12/31/99 Certification of Shareholder List SM007235 Undated Stan Lee Media, Inc. Options spreadsheet SM007236 02/29/00 Stan Lee Media, Inc. as of 2/29/00 Options2000 – Tab: E up to 2/29/00 SM007237 02/29/00 Stan Lee Media, Inc. as of 2/29/00 Options2000 – Tab: C up to 2/29/00 SM007238 12/31/00 Stan Lee Media, Inc. Employee Options as of 12/31/00 SM007239 07/23/99 Stan Lee Media, Inc. Options SM007240-7241 02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 E up to 2-29-00 SM007242 02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 D up to 2-29-00 SM007243 02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 C up to 2-29-00 SM007244 02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 E up to 3-31-00 SM007245-7246 02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 E up to 5-31-00 SM007247-7248 06/15/00 Stan Lee Media, Inc. Options SM007249 06/12/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab: 7-23-99 SM007250 06/08/07 Stan Lee Media, Inc. as of 12/31/99 – Options Tab: C 7-23-99 SM007251 06/08/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab: 9-24-99 SM007252 06/08/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab: 9-27-99 SM007253 06/08/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab: C 10-5-99 SM007254 06/12/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab C 11-5-99 SM007255 06/15/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab up to 12-31-99 SM007256 Undated Stan Lee Media, Inc. as of 12/31/99 – Options Tab 12-31-99 SM007257 Undated Stan Lee Media, Inc. as of 12/31/99 – Options Tab 12-15-99 SM007258 06/08/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab 10-5-99 SM007259 02/28/00 Shareholder Listing for Cutoff Date of 12-31-99, pages 1-20 SM007260-7279 02/15/01 W-3 Transmittal of Wage and Tax Statements 2000; duplicate copy of W-3;
W-3 Detailed Information SM007281-7283
Undated W-2 Wage and Tax Statement 2000 (front and back) – Zachary Foley SM007284-7285 Undated W-2 Wage and Tax Statement 2000 (front and back) – Gary Manifredi SM007286-7287 Undated W-2 Wage and Tax Statement 2000 (front and back) – Shawn McManus SM007288-7289 Undated W-2 Wage and Tax Statement 2000 (front and back) – Jennifer Kahn SM007290-7291 Undated W-2 Wage and Tax Statement 2000 (front and back) – William Maugniot SM007292-7293
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Undated W-2 Wage and Tax Statement 2000 (front and back) – Fred Schiller SM007294-7295 Undated W-2 Wage and Tax Statement 2000 (front and back) – Patricia Smith SM007296-7297 Undated W-2 Wage and Tax Statement 2000 (front and back) – Aaron Sowd SM007298-7299 Undated W-2 Wage and Tax Statement 2000 (front and back) – Anthony Winn SM007300-7301 Undated W-2 Wage and Tax Statements 2000 – Zachary Foley; Aaron Sowd SM007302 Undated W-2 Wage and Tax Statements 2000 – Patricia Smith; Jennifer Kahn SM007303 Undated W-2 Wage and Tax Statements 2000 – Shawn McManus; Anthony Winn SM007304 Undated W-2 Wage and Tax Statements 2000 – William Meugniot; Gary Manfredi SM007305 Undated W-2 Wage and Tax Statements 2000 – Fred Schiller SM007306 Various File folder label entitled “D. Medinnus; Non-Qualified Stock Option
Exercise – Terminated Employee Checklist; Check No. 04493 53631 in the amount of $62,500 made payable to Stan Lee Media (Comp Options for
Medinnus); Securities Transfer Corporation Invoice No. 108723 transferring 25,000 shares; Common Stock Certificate No. C0923 for 25,000 shares to
David Medinnus; duplicate copy of Securities Transfer Corporation Invoice No. 108723; copy of certified mail envelope addressed to Stan Lee Media,
Inc.; 08/14/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 25,000 shares of common stock in the name of Dave Medinnus; duplicate copy of check no. 04493 53631in the amount of
$62,500 made payable to Stan Lee Media, Inc. (Comp Options for Medinnus); Stan Lee Media Stock Option Exercise Form dated 08/08/00
signed by David Medinnus;
SM007307-7317
Various File folder label entitled “S. Gerber”; Non-Qualified Stock Option Exercise – Terminated Employee Checklist; 08/21/00 letter from Stan Lee Media, Inc.
to Bear Steams & Co., Inc. re stock certificate no. C 0950; 08/16/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re transfer of 10,000 shares of common stock in the name of Stephen Gerber; 08/16/07
email from Rick Madden to Junko Kobayashi re received check; Bear Stearns check no. MT-284961 made payable to Stan Lee Media in the
amount of 25,000 re Stephen Gerber; Non-Qualified Stock Option Exercise – Terminated Employee Checklist #2; 11/30/00 letter from Robert M. Schultz to Securities Transfer Corporation re transfer of 1,000 shares common stock to Stephen Gerber; 11/30/00 fax to Securities Transfer
Corporation from Robert Schultz re request to process certificate; copy of Bear Stearns check no. MH-646681 dated 11/29/00 made payable to Stan
Lee Medial, Inc. (Stephen Gerber); undated fax from Bear Stearns Security Corporation re stock options exercised by Stephen Gerber;
SM007318-7328
Various File folder label entitled “L. Houston”; Non-Qualified Stock Option Exercise – Terminated Employee Checklist; 10/03/00 letter from Stan Lee Media to
Securities Transfer Corporation re transfer of 10,000 shares of common stock in the name of Larry Houston; undated letter from Fahnestock & Co., Inc. “To Whom it May Concern” re request to Fedex certificate; 10/03/00 fax cover sheet from Stan Lee Media to Securities Transfer Corporation;
Fahnestock check no. 3002347 made payable to Stan Lee Media, Inc. in the amount of $55,000; 10/02/00 letter from Fahnestock to Stan Lee Media, Inc.
re issuance of $55,000 check on behalf of Larry Houston for purchase of 10,000 shares of common stock; Fahnestock & Co., Inc. Exercise/Sale From signed by Larry Houston on 09/25/00; 09/27/00 Letter of Authorization and
Intent to Fahnestock & Co., Inc. from Larry Houston
SM007329-7337
Various File folder label entitled “P. Lafond”; Non Qualified Stock Option Exercise – Terminated Employee Checklist; 10/31/00 letter from Stan Lee Media, Inc.
to Securities Transfer Corporation re request to issue 5,000 shares of common stock in the name of Paula LaFond; 10/31/00 fax from Stan Lee
Media, Inc. to Securities Transfer Corporation; 10/26/00 letter from Pershing to Stan Lee Media, Inc. re $27,500 check to exercise employee stock option (Paula LaFond); Pershing check no. 3003910799 in the amount of $27,500
made payable to Stan Lee Media, Inc. fbo Paula LaFond; unnamed spreadsheet re Paula LaFond; 10/26 fax from Pershing to Junko
SM007338-7345
Various File folder label entitled “Z Foley”; Non-Qualified Stock Option Exercise – Active Employee Checklist; 09/13/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re issuance of 4608 shares of common stock of Stan Lee Media, Inc. in the name of Zachary Foley; 09/13/00 fax from
Stan Lee Media, Inc. to Securities Transfer Corporation; 09/13/00 fax from Stan Lee Media, Inc. to Claudia Quill; 09/12/00 Option Exercise – Zachary Foley for 4608 shares; Zachary Foley bonus worksheet; duplicate copy of
Zachary Foley bonus worksheet; Stan Lee Media, Inc. 09/05/00 Option Exercise – Zachary Foley for 10,000; 09/12/00 Delayed Quote re Stan Lee
SM007346-7360
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Media, Inc. from FinancialWeb.com; email from Christine Plummer of Stan Lee Media, Inc. to rmadden@stanleemedia.com re Information for Zachary Foley; 09/08/00 email from Zachary Foley to Junko Kobayashi re Options; 09/05/00 fax from Stan Lee Media, Inc. to Merrill Lynch re Zachary Foley exercising option; 09/13/00 email from Zachary Foley to Bob Schultz re
Option exercise date; undated letter from Zachary Foley to Rick Madden of Stan Lee Media, Inc. re wish to exercise 10,000 stock option
09/12/00 File folder label entitled “A. Sowd”; Non-Qualified Stock Option Exercise – Active Employee Checklist #3; 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 1376 shares of common stock in the name of Aaron Sowd; 11/09/00 fax cover sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; 11/09/00 fax from Junko Kobayashi
of Stan Lee Media, Inc. to Morgan Stanley re calculations and letter to transfer agent of stock option exercise for Aaron Sowd; undated Conversion
to Stock calculations; Payroll Check Requested re Aaron Sowd (page 2); 11/09/00 Option Exercise re Aaron Sowd; 11/09/00 Delayed Quote re Stan
Lee Media, Inc. from FinancialWeb.com; 11/09/00 handwritten notes re Aaron Sowd; Non-Qualified Stock Option Exercise – Active Employee
Checklist #2; 11/07/00 Merrill Lynch check no. 208-02095 in the amount of $28,010.68 made payable to Aaron Sowd; unnamed spreadsheet re Aaron
Sowd; unnamed spreadsheet re Aaron Sowd; unnamed spreadsheet re Aaron Sowd; Stan Lee Media, Inc. Option Exercise re Aaron Sowd (5,000 shares);
11/02/00 Merrill Lynch Irrevocable Delivery Instructions and Security Agreement signed by Aaron Sowd and Stan Lee Media, Inc. VP of Finance;
Stan Lee Media, Inc. Non-Qualified Stock Option Exercise – Active Employee Checklist #1; Securities Transfer Corporation Invoice No. 110510 dated 10/03/00; Common Stock Certificate No. C 0990 in the name of Aaron
Sowd; 01/02/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 10,000 shares common stock in the name of
Aaron Sowd; 10/02/00 fax coversheet from Stan Lee Media, Inc. to Securities Transfer Corporation; Merrill Lynch check no. 21006-06432 in the amount of 10,101 made payable to Stan Lee Media, Inc.; Aaron Sowd
check no. 1354 in the amount of $6672.88 made payable to Stan Lee Media, Inc. for stock option; Merrill Lynch check no. 21006-87059 in the amount of
$12,500 made payable to Aaron Sowd; unnamed spreadsheet re Aaron Sowd; unnamed spreadsheet re Aaron Sowd; Aaron Sowd Bonus worksheet;
Stan Lee Media, Inc. Option Exercise – Aaron Sowd re 5,000 shares; unnamed spreadsheet re Aaron Sowd; 10/03/00 fax from Stan Lee Media, Inc. to Merrill Lynch re Aaron Sowd; 09/29/00 fax from Stan Lee Media,
Inc. to Merrill Lynch re schedule for option exercise re Aaron Sowd; 10/03/00 fax from Merrill Lynch to Stan Lee Media, Inc. calculations;
SM007361-7393
Various File folder label entitled “P. Smith”; Non-Qualified Stock Option Exercise – Active Employee Checklist #1; 11/28/00 PaineWebber Cash/Stock Receipt (5556 shares); Common Stock Certificate No. C 1106 for 5556 shares in the name of Patty Smith; blank Stan Lee Media, Inc. form re transfer of stock;
11/30/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 5556 shares of common stock in the name of Patty Smith;
11/20/00 fax cover sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; handwritten notes on PaineWebber memorandum; Paine
Webber check no. 37601 made payable to Stan Lee Media, Inc. fbo Patricia Smith in the amount of $36,365.14; unnamed spreadsheet re conversion to
stock (1277 shares); 11/15/00 Option Exercise (5556 shares); Payroll Check Request for Patty Smith (page 2); 11/15/00 Delayed Quote re Stan Lee
Media, Inc. from FinancialWeb.com; Paine Webber Stock Option Financing Authorization Form signed by Patty Smith on 11/15/00; Paine Webber Stock
Option Financing Authorization Form signed by Patty Smith (undated); 08/31/00 email from Patty Smith to Stan Lee Media, Inc. re exercise of
options
SM007394-7409
Various File folder label entitled “J. Kahn”; Non-Qualified Stock Option Exercise – Active Employee Checklist #1; 11/28/00 Paine Webber Cash/Stock Receipt (5556 shares); Common Stock Certificate No. C 1101for 5556 shares in the
name of Jennifer Kahn; blank Stan Lee Media, Inc. form re transfer of stock; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 5556 shares of common stock in the name of Jennifer Kahn; 11/20/00 fax cover sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation; Paine Webber check no. 37602 made payable to Stan Lee Media, Inc. fbo Jennifer Kahn in the amount of $35,714.30; unnamed
SM007410-7423
{Client\4211\00\02031311.DOC /} 65
DATE
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BATES NOS.
CATEGORY
spreadsheet re Jennifer Kahn; 11/15/00 Option Exercise (5556 shares); Payroll Check Request for Jennifer Kahn; ); 11/15/00 Delayed Quote re Stan
Lee Media, Inc. from FinancialWeb.com; Paine Webber Stock Option Financing Authorization Form signed by Jennifer Kahn 11/15/00 (5555
shares); Paine Webber Stock Option Financing Authorization Form signed by Junko Kobayashi 10/24/00 (5000 shares)
Various File folder label entitled “F. Schiller”; Non-Qualified Stock Option Exercise - Active Employee Checklist #1; 11/28/00 Paine Webber Cash/Stock
Receipt (6944 shares); Common Stock Certificate No. C 1102 in the name of Fred Schiller (6944 shares); blank Stan Lee Media, Inc. form re transfer of
stock; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 6944 shares of common stock in the name of Fred Schiller; illegible copy of post-it note; Paine Webber check no. 37606 made
payable to Stan Lee Media, Inc. fbo Fred Schiller in the amount of $44,642.99; Fred Schiller Conversion to Stock worksheet (1613); Fred
Schiller Payroll Check Request; 11/15/00 Option Exercise (6944); page 2 of fax from Paine Webber (unnamed spreadsheet); Conversion to Stock
worksheet (1692 shares); Fred Schiller Payroll Check Request; duplicate copy of 11/15/00 Option Exercise (6944); 11/15/00 Delayed Quote re Stan
Lee Media, Inc. from FinancialWeb.com; Paine Webber Stock Option Financing Authorization Form signed by Fred Schiller and Rick Madden on
11/15/00;
SM007424-7440
Various File folder label entitled, “W. Meugniot”; Non-Qualified Stock Option Exercise - Active Employee Checklist #1; Paine Webber Cash/Stock Receipt
dated 11/28/07 (22222 shares); Common Stock Certificate No. C 1103 for 22222 shares in the name of William Meugniot; blank Stan Lee Media, Inc.
form re transfer of stock; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 22222 shares of common
stock in the name of William Meugniot; Paine Webber check no. 37607 in the amount of $135,793.98 made payable to Stan Lee Media, Inc. fbo
William Alfred Meugniot; Conversion to Stock worksheet (5711); Payroll Check Request; 11/16/00 Option Exercise (22,222 shares); page 2 of fax
from Paine Webber (unnamed spreadsheet); Conversion to Stock worksheet (5929); 11/16/00 Option Exercise (22,222); Payroll Check Request;
11/15/00 Delayed Quote re Stan Lee Media, Inc. from FinancialWeb.com; Paine Webber Stock Option Financing Authorization Form signed by
William Alfred Meugniot on 11/15/00;
SM007441-7456
Various File folder label entitled “P. Aronoff”; Non-Qualified Stock Option Exercise - Terminated Employee Checklist; Paine Webber Cash/Stock Receipt dated 11/28/00 (2075 shares); Common Stock Certificate No. C 1104 in the name
of Pamela Aronoff (2075 shares); blank Stan Lee Media, Inc. form re transfer of stock; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 2075 shares of common stock in the
name of Pamela Aronoff; Paine Webber check no. 37609 in the amount of $10,271.25 made payable to Stan Lee Media, Inc. fbo Pamela Aronoff; Conversion to Stock worksheet (838); 11/16/00 Option Exercise (2075
shares); page 2 of fax from Paine Webber (unnamed spreadsheet); 11/16 Option Exercise (8,333); 11/16/00 Delayed Quote re Stan Lee Media, Inc.
from FinancialWeb.com; Paine Webber Stock Option Financing Authorization Form signed by Pam Aronoff and Rick Madden on 11/16/00
SM007457-7469
Various File folder label entitled, “G. Manfredi”; Non-Qualified Stock Option Exercise - Active Employee Checklist; Common Stock Certificate No. C
1113 in the name of Gary Manfredi (5000 shares); 12/01/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 5,000
shares in the name of Gary Manfredi; 12/01/00 fax coversheet from Stan Lee Media, Inc. to Securities Transfer Corporation; Paine Webber check no.
37870 in the amount of $20,112.50 made payable to Stan Lee Media, Inc. fbo Gary Manfredi; 11/28/00 Option Exercise (5000); Payroll Check
Request; Conversion to Stock worksheet (2226); 11/28/00 Historical Quotes re Stan Lee Media, Inc. from FinancialWeb.com; Non-Qualified Stock
Option Exercise - Active Employee Checklist #1; 11/28/00 Paine Webber Cash/Stock Receipt (7814 shares); Common Stock Certificate No. C 1105 in the name of Gary Manfredi (7814 shares); blank Stan Lee Media, Inc. form re transfer of stock; 11/20/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re issuance of 7814 shares in the name of Gary Manfredi; 11/17/00 Paine Webber check no. 37608 in the amount of
$34,358.80 made payable to Stan Lee Media, Inc. fbo Gary Manfredi;
SM007470-7493
{Client\4211\00\02031311.DOC /} 66
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Conversion to Stock worksheet (3678); 11/16/00 Option Exercise (7814 shares); Payroll Check Request; page 2 of fax from Paine Webber (unnamed
spreadsheet); Conversion to Stock worksheet (18,409); 11/16/00 Option Exercise (38,889 shares); Payroll Check Request; 11/16/00 Delayed Quote
re Stan Lee Media, Inc. from FinancialWeb.com Various File folder label entitled “S. McManus”; Non-Qualified Stock Option
Exercise - Active Employee Checklist; 10/13/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 8,000 shares of
common stock in the name of Shawn McManus; 10/13/00 fax coversheet from Stan Lee Media, Inc. to Securities Transfer Corporation; Merrill Lynch check no. 208-13596 in the amount of $42,258.42 made payable to Stan Lee
Media; unnamed worksheet re Shawn McManus; Payroll Check Request; 08/24/00 Option Exercise (8,000 shares); unnamed spreadsheet re Shawn McManus; fax coversheet from Stan Lee Media, Inc. to Merrill Lynch re
issuance of shares to Anthony Winn (4,000) and Shawn McManus (8,000); 08/29/00 Merrill Lynch Irrevocable Delivery Instructions and Security
Agreement signed by Shawn McManus
SM007494-7504
Various File folder label entitled “A. Winn”; Non-Qualified Stock Option Exercise - Active Employee Checklist; 10/13/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 4,000 common stock in the
name of Anthony Winn; 10/13/00 fax coversheet from Stan Lee Media, Inc. to Securities Transfer Corporation stock certificates for Anthony Winn and
Shawn McManus; Merrill Lynch check no. 208-13531 in the amount of $21,793.96 made payable to Anthony Winn; Merrill Lynch check no. 21006-86134 in the amount of $10,000 made payable to Anthony Winn; unnamed worksheet re Anthony Winn; Bonus worksheet re Anthony Winn; 08/24/00
Option Exercise (4,000 shares); unnamed spreadsheet re Anthony Winn; 09/22/00 Merrill Lynch transaction slip ($5,176.87); 09/22/00 Merrill Lynch
transaction slip ($5,213.47); 09/29/00 Merrill Lynch transaction slip ($20,153.77); 10/10/00 Merrill Lynch transaction slip ($9,894.31); 11/02/00
Merrill Lynch Irrevocable Delivery Instructions and Security Agreement signed by Anthony Winn and Stan Lee Media, Inc. VP of Finance; 08/24/00
handwritten note by Anthony Winn; undated handwritten note; undated Merrill Lynch Irrevocable Delivery Instructions and Security Agreement
signed by Anthony Winn; duplicate copy of undated Merrill Lynch Irrevocable Delivery Instructions and Security Agreement signed by Anthony Winn; duplicate copy of undated Merrill Lynch Irrevocable
Delivery Instructions and Security Agreement signed by Anthony Winn; Non-Qualified Stock Option Exercise - Active Employee Checklist #2;
Conversion to Stock (487); Payroll Check Request; 10/12/00 Option Exercise (1000 shares); 10/12/00 Merrill Lynch transaction slip
($10,206.63);
SM007505-7529
07/23/99 Handwritten note: “Options Agreements” ; Options Tab: 7-23-99 spreadsheet as of 12/31/99
SM007530-7531
07/23/99 Stock Option Agreement - Grantee: Dana Moreshead SM007532-7535 07/23/99 Stock Option Agreement - Grantee: Dave Medinnis SM007536-7539 07/23/99 Stock Option Agreement - Grantee: Gill Champion SM007540-7543 07/23/99 Stock Option Agreement - Grantee: Zachary Foley SM007544-7547 07/23/99 Stock Option Agreement - Grantee: Stephen M. Gordon SM007548-7551 07/23/99 Stock Option Agreement - Grantee: Gary Manfredi SM007552-7555 07/23/99 Stock Option Agreement - Grantee: Shawn McManus SM007556-7559 07/23/99 Stock Option Agreement - Grantee: Andrey Pavlovskiy SM007560-7563 07/23/99 Stock Option Agreement - Grantee: Robert Schultz SM007564-7567 07/23/99 Stock Option Agreement - Grantee: Aaron Sowd SM007568-7571 07/23/99 Stock Option Agreement - Grantee: Jason Thomas SM007572-7575 07/23/99 Stock Option Agreement - Grantee: Jamie Wilkinson SM007576-7579 07/23/99 Stock Option Agreement - Grantee: Anthony Winn SM007580-7583 12/31/99 Stan Lee Media, Inc. Options Tab: C 7-23-99 spreadsheet SM007584 10/08/99 Letter from Stan Lee Media, Inc. to Jeffrey D. Segal re Stock Option
Agreement SM007585
10/08/99 Letter from Stan Lee Media, Inc. to Ziffren, Brittenham, Branca & Fischer, LLP re Stock Option Agreement
SM007586
07/23/99 Fax from Jeffrey D. Segal to Kenneth Ziffren re Amendment to ZBBF Representation Agreement
SM007587-7590
07/23/99 Letter from Boulder Capital Opportunities, Inc. to Ziffren, Brittenham, Branca & Fischer, LLP re Amendment to ZBBF Representation Agreement
SM007591-7594
{Client\4211\00\02031311.DOC /} 67
DATE
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BATES NOS.
CATEGORY
12/31/99 Stan Lee Media, Inc. Options Tab: 9-24-99 spreadsheet SM0077595 09/24/99 Stock Option Agreement - Grantee: Iyan Bruce SM007596-7599 09/24/99 Stock Option Agreement - Grantee: Zachary Foley SM007600-7603 09/24/99 Stock Option Agreement - Grantee: Russ Heath SM007604-7607 09/24/99 Stock Option Agreement - Grantee: Russ Heath (duplicate) SM007608-7611 09/24/99 Stock Option Agreement - Grantee: Jennifer B. Kahn SM007612-7615 09/24/99 Stock Option Agreement - Grantee: Tony Pastor SM007616-7619 09/24/99 Stock Option Agreement - Grantee: Mone Peterson SM007620-7623 09/24/99 Stock Option Agreement - Grantee: Patty Smith SM007624-7627 09/24/99 Stock Option Agreement - Grantee: Aaron K. Sowd SM007628-7631 09/24/99 Stock Option Agreement - Grantee: Dean V. White SM007632-7635 12/31/99 Stan Lee Media, Inc. Options Tab: 9-27-99 spreadsheet SM007636 09/27/99 Stock Option Agreement - Grantee: Grant Anderson SM007637-7644 09/27/99 Stock Option Agreement - Grantee: Larry Houston SM007645-7648 10/02/00 Letter from Stan Lee Media, Inc. to Paula LaFond SM007649 09/27/00 Stock Option Agreement - Grantee: Paula L. LaFond SM007650-7653 09/27/00 Stock Option Agreement - Grantee: Ruben Martinez SM007654-7657 09/27/00 Stock Option Agreement - Grantee: Majella J. Milne SM007658-7661 09/27/00 Stock Option Agreement - Grantee: Stefani L. Osborne SM007662-7665 09/27/00 Stock Option Agreement - Grantee: John P. Paul SM007666-7669 09/27/00 Stock Option Agreement - Grantee: James A. Salicrup SM007670-7673 09/27/00 Stock Option Agreement - Grantee: Frederick J. Schiller SM007674-7677 09/27/00 Stock Option Agreement - Grantee: Kenneth Thompkins SM007678-7681 09/27/00 Stock Option Agreement - Grantee: Dean V. White SM007682-7685 04/01/00 Handwritten note: “Options Agreements” SM007686 04/01/00 Stock Option Agreement - Grantee: Franklin F. Urteaga SM007687-7690 04/05/00 Stock Option Agreement - Grantee: Grant Anderson SM007691-7694 04/07/00 Stock Option Agreement - Grantee: Cory Barron SM007695-7698 04/13/00 Stock Option Agreement - Grantee: Lenore Mohr SM007699-7702 04/14/00 Stock Option Agreement - Grantee: Stephen Brain SM007703-7706 04/14/00 Stock Option Agreement - Grantee: Hadi Hashemi SM007707-7710 04/14/00 Stock Option Agreement - Grantee: Rick C. Madden SM007711-7714 04/14/00 Stock Option Agreement - Grantee: Devendra Mishra SM007715-7718 04/14/00 Stock Option Agreement - Grantee: John Brooks Sugar SM007719-7723 05/11/00 Stock Option Agreement - Grantee: Ivan J. Song SM007724-7727 05/24/00 Stock Option Agreement - Grantee: Eric Chan SM007728-7731 06/12/00 Stock Option Agreement - Grantee: Michael Drudzinski SM007732-7735 06/19/00 Stock Option Agreement - Grantee: Nancy Prentic SM007736-7740 08/14/00 Stock Option Agreement - Grantee: Grant Anderson SM007741-7743 09/08/00 Stock Option Agreement - Grantee: Frederick L. Nelson SM007744-7747
10/05-12/31/99 Handwritten note: “Option Agreements” SM007748 12/31/99 Options Tab C 10-5-99 spreadsheet SM007749 10/05/99 Stan Lee Media, Inc. letter to Paraversal, Inc. SM007750-7752 10/08/99 Stan Lee Media, Inc. letter to Paraversal, Inc. SM007753-7754 11/05/99 Handwritten note: “Hold”; Stock Option Agreement - Grantee: Bryce Zabel SM007755-7759 12/31/99 Options Tab: Up to 12/31/99 spreadsheet SM007760 10/11/99 Stock Option Agreement - Grantee: Cory Moore; duplicate copy of Stock
Option Agreement - Grantee: Cory Moore SM007761-7768
10/13/99 Stock Option Agreement - Grantee: Elizabeth L. Lewis SM007769-7772 10/14/99 Stock Option Agreement - Grantee: Ruben Martinez SM007773-7776 10/19/99 Stock Option Agreement - Grantee: Susan Johnson SM007777-7780 10/25/99 Stock Option Agreement - Grantee: Marcia L. Munns SM007781-7784 10/27/99 Stock Option Agreement - Grantee: John R. Statema SM007785-7788 12/09/99 Stock Option Agreement - Grantee: Pamela D. Aronoff SM007789-7792 11/24/99 Stock Option Agreement - Grantee: Brooks D. Campbell SM007793-7796 11/24/99 Stock Option Agreement - Grantee: Sibyl A. Wickersheimer SM007797-7800 12/06/99 Stock Option Agreement - Grantee: Scott Saltsman SM007801-7804 12/09/99 Stock Option Agreement - Grantee: William Meugniot SM007805-7808 12/13/99 Stock Option Agreement - Grantee: Courtney Lind SM007809-7811 12/17/99 Stock Option Agreement - Grantee: Louis S. Scarborough Jr. SM007812-7815 12/20/99 Stock Option Agreement - Grantee: Brian L. Davidson SM007816-7819 12/21/99 Stock Option Agreement - Grantee: Stephen Brain SM007820-7823 12/22/99 Stock Option Agreement - Grantee: Junko J. Kobayashi SM007824-7827 12/31/99 Stock Option Agreement - Grantee: Gill Champion SM007828-7831
{Client\4211\00\02031311.DOC /} 68
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
12/31/99 Stock Option Agreement - Grantee: Stephen M. Gordon SM007832-7835 12/31/99 Stock Option Agreement - Grantee: Jennifer B. Kahn SM007836-7839 12/31/99 Stock Option Agreement - Grantee: Dana Moreshead SM007840-7843 12/31/99 Stock Option Agreement - Grantee: Tony L. Pastor SM007844-7847 12/31/99 Stock Option Agreement - Grantee: Robert M. Schultz SM007848-7851 12/31/99 Stock Option Agreement - Grantee: Dean V. White SM007852-7855 12/31/99 Stock Option Agreement - Grantee: Anthony Winn SM007856-7859 12/31/99 Stan Lee Media, Inc. Options Tab: 12-31-99 spreadsheet SM007860 12/31/99 Stan Lee Media, Inc. Options Tab: C 12-15-99 spreadsheet SM007861 12/31/99 Stan Lee Media, Inc. Options Tab: 10-5-99 spreadsheet SM007862 10/05/99 Stock Option Agreement - Grantee: Stanley A. Weston SM007863-7868 Undated Handwritten note: “Stan Lee Media 3/1/00-3/31/00 Option Agreements SM007869 03/08/00 Stock Option Agreement - Grantee: Juan Luna SM007870-7874 03/09/00 Stock Option Agreement - Grantee: Tom Morgan SM007875-7877 03/13/00 Handwritten note: “Hold”; Stock Option Agreement - Grantee: Derrick
Perkins SM007878-7882
03/13/00 Stock Option Agreement - Grantee: Damon O’Keefe SM007883-7886 03/13/00 Stock Option Agreement - Grantee: Christopher Hooten SM007887-7890 Undated Handwritten note: “Need Charles Pickents” SM007891 03/20/00 Stock Option Agreement - Grantee: Timothy Burlingame SM007892-7895 03/20/00 Stock Option Agreement - Grantee: Tom Grimley SM007896-7899 03/24/00 Stock Option Agreement - Grantee: Iyan Bruce SM007900-7903 03/24/00 Stock Option Agreement - Grantee: Brian W. Burks SM007904-7907 03/24/00 Stock Option Agreement - Grantee: Claude Denis SM007908-7911 03/24/00 Stock Option Agreement - Grantee: Leopoldo Duranona SM007912-7915 03/24/00 Stock Option Agreement - Grantee: Zachary W. Foley SM007916-7919 03/24/00 Stock Option Agreement - Grantee: Armando Gil SM007920-7923 03/24/00 Stock Option Agreement - Grantee: Steven Ilous SM007924-7927 03/24/00 Stock Option Agreement - Grantee: David Johnson SM007928-7931 03/24/00 Stock Option Agreement - Grantee: Scott C. Koblish SM007932-7935 03/24/00 Stock Option Agreement - Grantee: Elizabeth L. Lewis SM007936-7940 03/24/00 Stock Option Agreement - Grantee: Ruben L. Martinez SM007941-7943 03/24/00 Stock Option Agreement - Grantee: Shawn McManus SM007944-7947 03/24/00 Stock Option Agreement - Grantee: Richard McManus SM007948-7951 03/24/00 Stock Option Agreement - Grantee: Cory B. Moore SM007952-7955 03/24/00 Stock Option Agreement - Grantee: Frederick L. Nelson SM007956-7959 03/24/00 Stock Option Agreement - Grantee: Tony L. Pastor SM007960-7963 03/24/00 Stock Option Agreement - Grantee: Andrey Pavlovskiy SM007964-7967 03/24/00 Stock Option Agreement - Grantee: Patricia M. Smith SM007968-7971 03/24/00 Stock Option Agreement - Grantee: John R. Statema SM007972-7975 03/24/00 Stock Option Agreement - Grantee: Dean V. White SM007976-7979 03/24/00 Stock Option Agreement - Grantee: Anthony Winn SM007980-7983 03/27/00 Stock Option Agreement - Grantee: Linda A. Tomarchio SM007984-7987 03/27/00 Stock Option Agreement - Grantee: Monika Zech SM007988-7991 03/31/00 Stock Option Agreement - Grantee: Stephen B. Jones SM007992-7995 03/01/00 Securities Purchase Agreement – Schedule 3 C – Employee Options as of
Marcy 1, 2000 – spreadsheet; Securities Purchase Agreement Schedule 3 C spreadsheet; Securities Purchase Agreement Schedule 3 C – Outstanding
Warrants and Options with Registration Rights spreadsheet
SM0012469-12472
02/02/00 File folder label entitled “Backstreet Boys”; Stan Lee Media, Inc. letter to KBNHA Enterprises, Inc. re BackStreet Boys/Stan Lee Media Agreement
SM0012473-12481
Various 02/01/00 Fax from Jeffrey D. Segal, Esq. to ZBBF re Backstreet Boys; 01/14/00 Stock Option Agreement - Grantee: Nicholas Carter; 01/14/00 Stock Option Agreement - Grantee: Howard Dorough; 01/14/00 Stock
Option Agreement - Grantee: Brian Thomas Littrell; 01/14/00 Stock Option Agreement - Grantee: Alexander J. McLean; 01/14/00 Stock Option
Agreement - Grantee: Kevin Richardson; 01/14/00 Stock Option Agreement - Grantee: Michael Green; 01/14/00 Stock Option Agreement - Grantee: Jeff
Kwatinetz
SM0012482-12510
12/07/99 Letter from Ziffren, Brittenham, Branca & Fischer to Stan Lee Media, Inc. and Backstreet Productions, Inc. re Consent to Representation in Connection
with Possible Agreement between Stan Lee Media, Inc. and Backstreet Productions, Inc. f/s/o Nicholas Carter, Alexander J. McLean, Howard Dorough, Kevin Richardson and Brian Thomas Littrell, professionally
collectively known as “The Backstreet Boys”
SM0012511-12515
{Client\4211\00\02031311.DOC /} 69
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Various Paine Webber Securities Receipt Ticket; Common Stock Certificate No. C 0387 in the name of Continental Entities (545000 shares); 05/05/00 fax
cover sheet from Cyberia, Inc. to Merrill Lynch re Transfer
SM0012516-12518
Various 10/23/00 fax from Organic, Inc. to Stan Lee Media, Inc.; 10/23/00 letter from Organic, Inc. to Stan Lee Media, Inc. re Contractual Restrictions on
Shares Held by Organic, Inc.; 08/31/00 letter from Stan Lee Media, Inc. to Organic, Inc.;
SM0012519-12522
08/08/99 Letter from Stan Lee Media, Inc. to Organic, Inc. re Issuance of 150,000 Shares of Stock
SM0012523-12524
Undated Stan Lee Media, Inc./Organic Financial Status SM0012525-12526 Various 02/24/00 fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc.
re Stock Option Interest Assignment; 10/05/99 letter from Stan Lee Media, Inc. to Paraversal, Inc.; Assignment of Stock Option Interest in Stan Lee
Media, Inc.
SM0012527-12531
09/05/00 Stan Lee Media, Inc. Executive Team Compensation Report as of September 6, 2000
SM0012532-12534
Various 01/17/00 Letter from Brighton Capital, Ltd to Stan Lee Media, Inc.; 01/24/00 Memorandum from Brighton Capital, Ltd to Stan Lee Media, Inc.
SM0012535-12536
Undated Stan Lee Media, Inc. Private Placements of Restricted Shares with Registration Rights; Stan Lee Media, Inc. Consultant Warrants with
Registration Rights; Stan Lee Media, Inc. Investor Warrants with Registration Rights
SM0012537-12539
08/30/00 Amendment No. 1 Effective This 30th Day of August 2000 (The “Effective Date”) to Software Development and License Agreement Dated as of April 19, 2000; fax cover sheet from Stan Lee Media, Inc. to Francois Gariepy;
08/30/00 fax transmittal confirmation of 7-page fax
SM0012540-12547
09/28/99 Letter from Organic to Stan Lee Media, Inc. re Investment in Stan Lee Media
SM0012548-12549
09/27/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Cooley Godward, LLP re Organic/Stan Lee Media; letter from Jeffrey D. Segal, Esq. to Colley
Godward, LLP are Stan Lee Media, Inc./Organic, Inc.; Release (undated, unsigned)
SM0012550-12557
03/14/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Release Agreement with Organic; incomplete copy of Release
SM0012558-12562
Various 12/16/98 Letter of Intent from Organic to Stan Lee Media, Inc.; 08/08/99 letter from Stan Lee Media, Inc. to Organic re Issuance of 150,000 Shares of
Stock; 09/24/99 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc.; Common Stock Certificate No. C 0389 for 150,000 shares to Organic Online, Inc.; blank Stan Lee Media, Inc. form
SM0012563-12569
Undated File folder label entitled, “Deposit Slips (Cyberia, Inc.); file folder label entitled, “Cyberia, Inc.”)
SM0012570-12571
Various Undated handwritten post-it note; 12/17/99 fax cover sheet from VMR Capital Markets U.S. to Susan Johnston re Cyberia, Inc. and Unicorn Media
Partners, Inc.; undated VMR Capital Markets, U.S. Partial Transfer Authorization
SM0012572-12574
Various 02/09/00 fax cover sheet from Cyberia, Inc. to Merrill Lynch re Transfer; 02/09/00 fax transmission confirmation; 02/24/00 fax cover sheet from Cyberia, Inc. to Merrill Lynch re DTC; 03/02/00 fax cover sheet from
Cyberia, Inc. to Merrill Lynch re DTC
SM0012575-12578
03/02/00 Fax cover sheet from Cyberia, Inc. to Merrill Lynch re DTC; 03/02/00 fax transmission confirmation
SM0012579-12580
04/12/00 Fax cover sheet from Cyberia, Inc. to Merrill Lynch re DTC SM0012581 Various 04/12/00 fax cover sheet from Cyberia, Inc. to Merrill Lynch re DTC;
04/12/00 fax transmission confirmation; 04/11/00 email from Stan Compton to Stan Lee Media, Inc. re Hometown Cinema, Inc., DTC
SM0012582-12584
Various Undated, illegible handwritten post-it note; 04/10/00 fax cover sheet from Surety Financial Services to Susan
SM0012585-12586
12/21/99 Fax transmission confirmation sheet; fax cover sheet from Stan Lee Media, Inc. to Merrill Lynch; VMR Capital Markets, U.S. Partial Transfer
Authorization
SM0012587-12589
10/13/99 Letter from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; Letter from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq. with Jeffrey D. Segal, Esq.
acknowledgment signature
SM0012590-12591
Various 10/27/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Arthur Lieberman; 10/13/00 letter from Jeffrey D. Segal, Esq. to U.S.
Clearing Corp. re Stan Lee Media, Inc.; 10/13/00 fax cover sheet from U.S.
SM0012592-12611
{Client\4211\00\02031311.DOC /} 70
DATE
DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Clearing Corp. to Jeffrey D. Segal, Esq. re Bryan Anderson; illegible Common Stock Certificate in the name of Arthur Lieberman; U.S. Clearing Corp. Irrevocable Stock or Bond Power A/C No. 321-11557; U.S. 10/12/00
Clearing Corp. Brokers Representation Letter; Seller’s Representation Letter; Seller’s Representation Letter (Short Form); Proposed Sale of Securities Under Rule 144 Seller’s Questionnaire; 09/29/00 Letter to
Corporate Secretary; Stan Lee Media, Inc. Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933;
Various File folder label entitled, “Avery, Kenneth B.”; Stan Lee Media, Inc. check stub 22378 in the amount of $8,335 made payable to Kenneth B. Avery re
Santa Monica Repayment; handwritten notes; 05/29/00 Stan Lee Media, Inc. Purchase Form re 8,333 shares purchased from Kenneth B. Avery; 03/30/00
$50,0000 Unsecured Promissory Note (Maker: Stan Lee Media, Inc.); Exhibit A: Warrant to Purchase 8,333 Share of Common Stock; Stan Lee
Media, Inc. check stub 22185 in the amount of $100 made payable to Kenneth B. Avery; 05/31/00 Memo from Stan Lee Media, Inc. to Steve Gordon re Note and Interest Payments; 02/04/00 letter from CapStone
Investments to Stan Lee Media, Inc.
SM0012612-12620
Various Undated typed note re options issued prior to 1999; 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Cumulative spreadsheet; 02/29/00
Stan Lee Media, Inc. 10k Option Disclosure for Post 10-11-99 spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Pre 10-11-99
spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab: C Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab: E Up to 2-
29-00 spreadsheet; undated Stan Lee Media, Inc. Options spreadsheet; 12/31/00 Stan Lee Media, Inc. Consultant Options spreadsheet; 12-31/00
Stan Lee Media, Inc. Employee Options spreadsheet
SM0012621-12633
Various 02/14/00 Stan Lee Media, Inc. Capital Structure spreadsheet with handwritten notes; undated Stan Lee Media, Inc. Private Placements of
Restricted Shares with Registration Rights spreadsheet; undated Stan Lee Media, Inc. Investor Warrants with Registration Rights spreadsheet
SM0012634-12636
Various 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Cumulative spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Post 10-11-99 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab: E
Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab: C Up to 2-29-00 spreadsheet; undated Stan Lee Media, Inc. Investor
Warrants with Registration Rights spreadsheet
SM0012637-12641
Various Undated Stan Lee Media, Inc. Options spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab: E Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options 2000 Tab: C Up to 2-29-00 spreadsheet; 12/31/00
Stan Lee Media, Inc. Employee Options spreadsheet; 12/31/00 Stan Lee Media, Inc. Consultant Options spreadsheet; 02/29/00 Stan Lee Media, Inc.
10k Options Disclosure spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k Options Disclosure for Pre 10-11-99 spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Cumulative spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Post-10-11-99 spreadsheet; 12/31/00
Stan Lee Media, Inc. Warrants Tab: Investor spreadsheet
SM0012642-12654
09/30/99 Stan Lee Media, Inc. Warrants Tab: Investor spreadsheet SM0012655-12656 Various 05/10/00 Stan Lee Media, Inc. Purchase Form; 05/10/00 Ruth Patrick/Steven
Patrick check no. 1044 in the amount of $16,665 made payable to Stan Lee Media, Inc.; notarized signature page of unnamed Agreement signed by Stan
Lee Media, Inc. COO, Gill Champion, and Steven Patrick
SM0012657-12659
04/1999 Stan Lee Media, Inc. Warrant to Purchase Common Stock signed by William J. Wilkinson (Holder) and Stan Lee Media, Inc. COO, Gill
Champion
SM0012660-12668
Various 01/11/00 note from The Walt Disney Company to Robert Schultz; 12/14/99 check stub 3003182962 of Pershing in the amount of $25,538.38 made
payable to Compton Family Trust; 05/13/99 memo from Stan Compton to Peter Paul re Warrants
SM0012669-12671
Various 06/01/00 letter from Stan Lee Media, Inc. to George Johnson; Common Stock Certificate No. C0406 for 5,000 shares to Frances S. Masters;
Common Stock Certificate No. C0407 for 5,000 shares to Lynn K. Masters
SM0012672-1274
Various 05/26/00 letter from Stan Lee Media, Inc. to Kenneth Bald; Common Stock Certificate No. C0866 for 19,000 shares to Kenneth Bald
SM0012675-12676
06/21/99 Fax transmission sheet from Morton Feldman for Schneider Bros to Peter F. Paul re Error; page 6 of unnamed document (STANLEE/1MMPPM/SPA.1)
SM0012677-12678
{Client\4211\00\02031311.DOC /} 71
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BATES NOS.
CATEGORY
03/31/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock signed by Robert M. Schultz, VP Finance, and Frederick W. Howarth
SM0012679-12685
Various 04/11/00 Stan Lee Media, Inc. Purchase Form signed by Mohamed Soltani; Exhibit A (07/23/99 Warrant to Purchase 4,333 Shares of Common Stock); 05/12/00 check 1105 of Mohammad Soltani in the amount of $21,665 made
payable to Stan Lee Media, Inc. re Exercise of Stan Lee Warrants
SM0012686-12688
Various 05/26/00 letter from Stan Lee Media, Inc. to Edith Pope; Common Stock Certificate No. C0865 for 3,333 shares to Edith A. Pope
SM0012689-12690
Various Fax cover sheet from Stan Lee Media, Inc. to Prudential Securities, Inc.; undated note to Investor from Stan Lee Media, Inc.
SM0012691-12692
07/11/99 [Back] Stan Lee Media, Inc. Purchase Form signed by William David Hooper, Jr., Trustee
SM0012693
07/23/99 Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Irving C. Siegel & Patricia Q. Siegel; Exhibit A – Warrant to Purchase 20,000
Shares of Common Stock – Compton Family Trust; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Charles J. Blomme; Exhibit A
– Warrant to Purchase 20,000 Shares of Common Stock – Michael H. Edwards 1994. Rev. Trust; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – William J. & Patricia Wilkinson; Exhibit A – Warrant
to Purchase 20,000 Shares of Common Stock – Kenneth B. Avery; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Kenneth
Relationship. & Deborah L. Hubbert; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Adrian Turcotte; Exhibit A – Warrant to
Purchase 20,000 Shares of Common Stock – Steven Patrick; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock - Shannah L.
Compton; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Cameron L. Compton; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Morton Feldman; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Frederick W. Howarth; Exhibit A – Warrant to
Purchase 20,000 Shares of Common Stock – Frances S. Masters; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Lynne K. Masters;
Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – I.C. Siegel & Patricia Q. Siegel, JTWROS; Exhibit A – Warrant to Purchase
20,000 Shares of Common Stock – Lon & Jaye Getlin; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Michael Joseph Getlin;
Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Compton Family Trust; Exhibit A – Warrant to Purchase 20,000 Shares of
Common Stock – Mohammad Soltani; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Charles J. Blomme; Exhibit A – Warrant
to Purchase 20,000 Shares of Common Stock – Kenneth G. Montgomery; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock –
Kenneth Bald; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Charlotte & Donald Bernstein; Exhibit A – Warrant to Purchase
20,000 Shares of Common Stock – Kaaren Alexander; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Edith A. Pope; Exhibit A –
Warrant to Purchase 20,000 Shares of Common Stock – Kevork K. Tashjian; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Bonner
W. Adams, Trustee; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Edward Powell; Exhibit A – Warrant to Purchase 20,000
Shares of Common Stock – George Cibaud; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Andrew J. Brindock; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Bromberg Family Trust; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Boyd Willat; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – WWM Partnership Trust; Exhibit A – Warrant to Purchase 20,000
Shares of Common Stock – Mark L. Hendler
SM0012694-12728
Various Undated Stan Lee Media, Inc. Options spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 E Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 D Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 C Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 E Up to 3-31-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options 2000 C Up to 3-31-00 spreadsheet; 02/29/00 Stan Lee
Media, Inc. Options2000 (illegible) Up to 5-31-00 spreadsheet
SM0012729-12735
09/30/99 Stan Lee Media, Inc. Options Tab: 7-23-99 spreadsheet; Stan Lee Media, Inc. Options Tab 9-24-99 spreadsheet; Stan Lee Media, Inc. Options Tab:
Services spreadsheet
SM0012736-12738
Undated Stan Lee Media, Inc. Stock Option – New Agreement SM0012739
{Client\4211\00\02031311.DOC /} 72
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BATES NOS.
CATEGORY
Undated Stan Lee Media, Inc. Options/Warrants spreadsheet SM0012740-12741 Undated Stan Lee Media, Inc. Stock Option – Old Agreement spreadsheet; Stan Lee
Media, Inc. Options/Warrants spreadsheet SM0012742-12743
Undated Stan Lee Media, Inc. Options/Warrants spreadsheet SM0012744-12745 Undated Stan Lee Media, Inc. Options/Warrants spreadsheet; duplicate Stan Lee
Media, Inc. Options/Warrants spreadsheet SM0012747-12747
Undated Stan Lee Media, Inc. Options/Warrants spreadsheet SM0012748-12749 01/13/00 Stan Lee Media, Inc. Employee Options as of 01/13/00 SM0012750-12752 Undated Unnamed 1-page spreadsheet SM0012753 Undated Stan Lee Media, Inc. Investor Warrants with Registration Rights
spreadsheet; Stan Lee Media, Inc. Consultant Warrants with Registration Rights
SM0012754-12755
01/13/00 Stan Lee Media, Inc. Employee Options as of 1-13-00 spreadsheet; SM0012756-12758 Undated Exhibit “A” (page 22) P.F.P. Family Holdings, LP SM0012759 Various 06/04/99 letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re
Organic Online, Inc. Stock Certificate; 04/14/99 Organic Online, Inc. Stock Certificate No. 18 for 150,000 shares
SM0012760-12762
Undated Stan Lee Media, Inc. “Gross Up” Computation Re Section 3.c.i of K. Williams Employment Agreement
SM0012763
01/13/01 Letter from Elliott Associates, LP/Elliott International, LLP to Stan Lee Media, Inc. re Registration Rights Agreement dated August 1, 2000
SM0012184-12186
12/12/00 Fax transmission sheet from Elliott Management Corp to Rick Madden & Bob Schultz re Stan Lee Conversion; Exhibit A – Conversion Notice for
Series B 4% Cumulative Convertible Preferred Stock – Issue Common Stock to Elliott Associates, LP; Exhibit A – Conversion Notice for Series B 4%
Cumulative Convertible Preferred Stock – Issue Common Stock to Westgate International, LP; page 2 to Conversion Notice dated 12/12/00 for Westgate
International, LP
SM0012187-12190
Undated 3-page Telecopier Transmittal Letter from Elliott Associates, LP to Rick Madden
SM0012191-12193
10/17/00 Facsimile Transmission from Elliott Associates, LP to Rick Madden; letter from Elliott Associates, LP to Stan Lee Media, Inc.
SM0012194-12195
09/05/00 Stan Lee Media, Inc. letter to Securities Transfer Corporation SM0012196 08/01/00 Stan Lee Media, Inc. letter to Klinberg, Kaplan, Wolff & Cohen; Stan Lee
Media, Inc. Series B 4% Cumulative Convertible Preferred Stock Certificate No. 1 for 2,000 shares in the name of Elliott Associates, LP; Stan Lee
Media, Inc. Series B 4% Cumulative Convertible Preferred Stock Certificate No. 2 for 2,000 shares in the name of Westgate International, LP; Stan Lee Media, Inc. Officer’s Certificate signed by Robert Schultz; Stan Lee Media,
Inc. Officer’s Certificate signed by Rick C. Madden; Resolutions of the Board of Directors of Stan Lee Media, Inc.; various signature pages
SM0012197-12209
08/01/00 Elliott Associates & Westgate International – Preferred Stock Placement SM00121210 Undated Articles of Amendment to Articles of Incorporation for Stan Lee Media, Inc.
(unsigned) SM0012211-12228
Undated Common Stock Purchase Warrant – to Purchase 37500 Shares of Common Stock of Stan Lee Media, Inc. (Westgate) – unsigned
SM0012229-12241
Various 10/13/99 Stan Lee Media, Inc. Written Consent of Directors; Schedule A – Stan Lee Media, Inc. Options/Warrants spreadsheet; four duplicate copies of page 17 of unnamed document dated 08/01/00; four duplicate copies of page
19 of unnamed document; four duplicate copies of page 28 of unnamed document; 0723/99 Boulder Capital Opportunities, Inc. Written Consent of
Directors; 07/27/00 Fax Cover Sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. and Brownstein, Hyatt re Stan Lee Media, Inc. Form S-3:
Resolutions Authorizing $3 Stock/$5 Warrant Issuance; 07/27/00 Fax Cover Sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. and Brownstein, Hyatt re Resolutions Authorizing Colt and VMR Financing Transactions; 07/18/00 email from Marilou Flores to Stan Lee Media, Inc. re Securities
and Exchange Filing Information; 07/18/00 email from Edgarsite@aol.com to Marilou Flores re Securities and Exchange Filing Information
SM0012242-12276
08/01/00 Letter from Brownstein, Hyatt & Farber, PC to Westgate International, LP; three (3) duplicate copies of letter from Brownstein, Hyatt & Farber, PC to
Westgate International, LP
SM0012277-12292
07/26/00 State of Colorado Department of State Certificate of Good Standing for Stan Lee Media, Inc.
SM0012293
08/01/00 Articles of Amendment to Articles of Incorporation for Stan Lee Media, Inc. SM0012294-12312 Various 12/18/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation SM0012313-12320
{Client\4211\00\02031311.DOC /} 73
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BATES NOS.
CATEGORY
re Rule 144 Sale of 55,000 Share of Common Stock of Stan Lee Media, Inc. – Susan Pittsburg; 12/19/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Fahnestock & Co., Inc. re Stan Lee Media, Inc.; 12/14/00 letter from Susan Pittsburg to Fahnestock & Co., Inc. re Stan Lee Media, Inc.; Form 144 – Notice of Proposed Sale of Securities Pursuant to
Rule 144 Under the Securities Act of 1933 (55,000 shares to Susan Pittsburg) dated 12/12/00; 12/19/00 letter from Fahnestock to Stan Lee
Media, Inc. re 55000 shares to Susan Pittsburg 12/15/00 Letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Rule 144
Matters SM0012321-12325
11/09/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc.
SM0012326
11/09/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 124,200 Share of Common Stock of Stan Lee Media, Inc. to
Arthur M. Lieberman
SM0012327
11/09/00 Fax Cover Sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and U.S. Clearing Corp. re Rule 144 Resale – Arthur M.
Lieberman
SM0012328
10/13/00 Letter from Jeffrey D. Segal, Esq. to U.S. Clearing Corp re Stan Lee Media, Inc.
SM0012329-12330
Various 11/20/00 fax cover sheet from Brockington Securities, Inc. to Rick Madden; 11/15/00 letter from The Trust Company of United Mizrahi Bank, Ltd to
Brockington Securities; Table 1 – Securities to be Sold (Excelsior Productions)
SM0012331-12335
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Salomon Smith Barney, Inc. re Stan Lee Media, Inc.;
09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 2,000 Shares of Common Stock of Stan Lee Media, Inc.
– David Medinnus; 07/23/00 Smith Barney – Rule 144 Seller’s Representation form signed by David Medinnus; Form 144 – David
Medinnus – 2,000 shares; 08/01/00 letter from Salomon Smith Barney to Jeffrey Segal
SM0012336-12342
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc.; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of
6,200 Shares of Common Stock of Stan Lee Media, Inc. – Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter; 08/15/00
Notice of Proposed Sale of Securities; 08/23/00 letter from PaineWebber to Stan Lee Media, Inc.
SM0012343-12350
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch re Stan Lee Media, Inc.; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of
50,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael Golden; 08/21/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Removal of Restrictive Legend under Rule 144; 08/10/00
Merrill Lynch note re Securities Transfer; Irrevocable Stock or Bond Power signed by Michael Golden; 08/01/00 Merrill Lynch Brokers Letter Code
1810 to Jeffrey D. Segal, Esq. re 2,100 shares of Stan Lee Media, Inc. common stock (Michael Gordon); 08/02/00 Merrill Lynch Brokers Letter
Code 1810 to Jeffrey D. Segal, Esq. re 11,000 shares of Stan Lee Media, Inc. common stock (Michael Golden); 08/03/00 Merrill Lynch Brokers Letter
Code 1810 to Jeffrey D. Segal, Esq. re 23,500 shares of Stan Lee Media, Inc. common stock (Michael Golden); 08/07/00 Merrill Lynch Brokers Letter
Code 1810 to Jeffrey D. Segal, Esq. re 13,400 shares of Stan Lee Media, Inc. common stock (Michael Golden); 08/03/00 Merrill Lynch SEC Cover Letter Code 1811 re 25,000 shares of Stan Lee Media, Inc. common stock (Michael Golden); Notice of Proposed Sale of Securities (25,000 – Michael Golden);
08/01/00 Merrill Lynch SEC Cover Letter Code 1811to Securities and Exchange Commission re 25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden; Notice of Proposed Sale of Securities
(25,000 – Michael Golden)
SM0012351-12370
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and CapBay Financial Services re Stan Lee Media, Inc.;
09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; undated Seller Rule 144 Letter; Form 144 (5,000 shares – Adrian Turcotte);
08/15/00 letter from CapBay Financial Services to Stan Lee Media, Inc.; Common Stock Certificate No. C0400 for 5,000 shares to Adrian Turcotte;
SM0012371-12381
{Client\4211\00\02031311.DOC /} 74
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BATES NOS.
CATEGORY
08/15/00 Stock Power 10/04/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan
Lee Media, Inc. SM0012382-12383
Various 10/04/00 Fax from Securities Transfer Corporation to Jeffrey Segal; 10/04/00 letter from Securities Transfer Corporation to Jeffrey D. Segal re
Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 (Michael H. Edwards); Rule 144 Seller’s Representation Letter; 09/20/00
letter from Mutual Service Corporation to Jeffery Segal; Michael H. Edwards 1994 Revocable Trust Declaration; Form 144 (Michael H. Edwards
Rev. Trust – 50,000 shares); 10/04/00 letter from Securities Transfer Corporation to Jeffrey D. Segal re Stan Lee Media, Inc. Removal of
Restrictive Legend under Rule 144 (Compton Family Trust); 09/20/00 letter from Mutual Service Corporation to Jeffery Segal re Restricted Shares of
Stan Lee Media, Inc. (12,500) Shares of Common Stock; Rule 144 Seller’s Representation Letter (Compton Family Trust); Form 144 (Compton Family Trust – 12,500 shares); 09/17/93 letter from Freeman, Freeman & Smiley to Mr. & Mrs. Stanley L. Compton re Compton Family Trust; 10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Stan Lee
Media, Inc. Removal of Restrictive Legend Under Rule 144(k) (Arthur M. Lieberman – 124,200 shares); 09/28/00 memo of U.S. Clearing Corp re Rule
144-K; undated U.S. Clearing Corp. Irrevocable Stock or Bond Power; 10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Request to transfer restricted shares (Stephen Brain – 10,000 shares); 09/25/00 letter from La Jolla Cove Investors, Inc. to Securities Transfer
Corporation re transfer of shares; 09/07/00 Irrevocable Stock Power Form (Stephen Brain); partial copy of undated, undated article from unknown
source re corporateintelligenc.com
SM0012384-12407
Various 09/08/00 Fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq. re 144 Sale Request; 09/08/00 letter from Securities Transfer Corporation to
Jeffrey D. Segal, Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend Under Rule 144; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Paine Webber Rule 144
Seller’s Representation Letter; Notice of Proposed Sale of Securities Bromberg Family Trust (10,000 shares); Paine Webber Irrevocable Stock or Bond Power; 11/29/93 Declaration of Trust of the Bromberg Family Trust
SM0012408-12420
Various 09/12/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter; Notice of
Proposed Sale of Securities (Bromberg Family Trust – 10,000 shares); 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg
Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter; Notice of Proposed Sale of Securities (Bromberg Family Trust – 10,000 shares)
SM0012421-12430
Various 08/31/00 Fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq.; 08/30/00 letter from Securities Transfer Corporation to Jeffrey D. Segal,
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend Under Rule 144 (Adrian Turcotte – 5,000 shares); 08/24/00 letter from Fiserv Securities, Inc.
re Proposed Rule 144 Sale of Stan Lee Media, Inc. (shareholder – Adrian Turcotte – 5,000 shares); Seller Rule 144 Letter; 08/15/00 letter from
CapBay Financial Services to Stan Lee Media, Inc. re Adrian Turcotte; Form 144 (Adrian Turcotte – 5,000 shares); 08/15/00 Stock Power form
SM0012431-12439
Various 05/08/00 fax transmission from Executive Financial Services to Stan Lee Media, Inc.; 05/08/00 letter from Salomon Smith Barney to Stan Lee Media, Inc. re Legend Removal Request; Rule 144(k) Shareholder Representation
(Oliver Frascona – 20 shares)
SM0012440-12442
11/30/00 Stan Lee Media, Inc. Transfer Agent Instructions to Securities Transfer Corporation
SM0012443-12446
11/07/07 Astor Capital, Inc. – Proposed Equity Draw Down Facility and Convertible Debentures Summary of Proposed Terms/Private Placement (Issuer: Stan
Lee Media, Inc.; Investor: Alborz Select Opportunities Fund, Limited
SM0012447-12456
Various 12/31/99 Stan Lee Media, Inc. Options Tab: 7-23-99 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 C Up to 2-29-00 spreadsheet; 12/31/99 Stan Lee Media, Inc. Options Tab: 7-23-99 spreadsheet; 12/31/99 Stan Lee Media, Inc. Options Tab: 9-24-99 spreadsheet; 12/31/99 Options Tab: 9-27-
99 spreadsheet
SM0012457-12461
Various 06/05/00 letter from Jeffrey D. Segal, Esq. to Skadden, Arps, Slate, Meagher & Flom, LLP re Stan Lee Media, Inc.; Stock Certificates to Be Issued;
09/30/99 Stan Lee Media, Inc. Warrants Tab: Investor spreadsheet
SM0012462-12468
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 42) – SM0013219
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BATES NOS.
CATEGORY
Transfer 114132 01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 40) –
Transfer 114131 SM0013220
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 38) – Transfer 114130
SM0013221
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 36) – Transfer 114129
SM0013222
01/11/01 Dividend for Record Date 13 Nov 2000 (page 36) SM0013223 01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 34) –
Transfer 114128 SM0013224
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 32) – Transfer 114127
SM0013225
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 30) – Transfer 114126
SM0013226.01
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 28) – Transfer 114125
SM0013226
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 26) – Transfer 114124
SM0013227
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 24) – Transfer 114123
SM0013228
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 22) – Transfer 114122
SM0013229
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 20) – Transfer 114121
SM0013230
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 18) – Transfer 114120
SM0013231
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 16) – Transfer 114119
SM0013232
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 14) – Transfer 114118
SM0013233
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 12) – Transfer 114117
SM0013234
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 10) – Transfer 114116
SM0013235
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 8) – Transfer 114115
SM0013236
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 6) – Transfer 114114
SM0013237
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 4) – Transfer 114113
SM0013238
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 2) – Transfer 114112
SM0013239
01/15/01 Securities Transfer Corporation Invoice No. 114112 to Stan Lee Media, Inc. SM0013240-13241 01/15/01 Securities Transfer Corporation Invoice No. 114113 to Stan Lee Media, Inc. SM0013242-13243 01/15/01 Securities Transfer Corporation Invoice No. 114114 to Stan Lee Media, Inc. SM0013244-13245 01/15/01 Securities Transfer Corporation Invoice No. 114115 to Stan Lee Media, Inc. SM0013246-13247 01/15/01 Securities Transfer Corporation Invoice No. 114116 to Stan Lee Media, Inc. SM0013248-13249 01/15/01 Securities Transfer Corporation Invoice No. 114117 to Stan Lee Media, Inc. SM0013250-13251 01/15/01 Securities Transfer Corporation Invoice No. 114118 to Stan Lee Media, Inc. SM0013252-13253 01/15/01 Securities Transfer Corporation Invoice No. 114119 to Stan Lee Media, Inc. SM0013254-13255 01/15/01 Securities Transfer Corporation Invoice No. 114120 to Stan Lee Media, Inc. SM0013256-13257 01/15/01 Securities Transfer Corporation Invoice No. 114121 to Stan Lee Media, Inc. SM0013258-13259 01/15/01 Securities Transfer Corporation Invoice No. 114122 to Stan Lee Media, Inc. SM0013260-13261 01/15/01 Securities Transfer Corporation Invoice No. 114123 to Stan Lee Media, Inc. SM0013262-13263 01/15/01 Securities Transfer Corporation Invoice No. 114124 to Stan Lee Media, Inc. SM0013264-13265 01/15/01 Securities Transfer Corporation Invoice No. 114125 to Stan Lee Media, Inc. SM0013266-13267 01/15/01 Securities Transfer Corporation Invoice No. 114126 to Stan Lee Media, Inc. SM0013268-13269 01/15/01 Securities Transfer Corporation Invoice No. 114127 to Stan Lee Media, Inc. SM0013270-13271 01/15/01 Securities Transfer Corporation Invoice No. 114128 to Stan Lee Media, Inc. SM0013272-13273 01/15/01 Securities Transfer Corporation Invoice No. 114129 to Stan Lee Media, Inc. SM0013274-13275 01/15/01 Securities Transfer Corporation Invoice No. 114130 to Stan Lee Media, Inc.
(page 1 of 2 only) SM0013276
01/15/01 Securities Transfer Corporation Invoice No. 114131 to Stan Lee Media, Inc. SM0013277-13278 01/15/01 Securities Transfer Corporation Invoice No. 114132 to Stan Lee Media, Inc.
(page 1 of 2 only) SM0013279
{Client\4211\00\02031311.DOC /} 76
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BATES NOS.
CATEGORY
11/07/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation SM0013280 11/13/00 Stan Lee Media, Inc. Stock Dividend Issue Register SM0013281-13289 01/11/01 Stan Lee Media, Inc. Dividend for Record Date 13 Nov 2000 SM0013290-13324 Various 12/06/99 Securities Transfer Corporation Transfer Proof Report (page 29
only); Securities Transfer Corporation Invoice No. 096744; 11/12/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee
Media, Inc.; 07/23/99 Boulder Capital Opportunities, Inc. Written Consent of Directors; 07/30/99 Boulder Capital Opportunities, Inc. Written Consent
of Directors; 07/30/99 Boulder Capital Opportunities, Inc. Securities Purchase Agreement; 08/09/99 Boulder Capital Opportunities, Inc. Written
Consent of Directors; 08/30/99 Boulder Capital Opportunities, Inc. Securities Purchase Agreement; 08/16/99 Stan Lee Media, Inc. Written
Consent of Directors; 08/16/99 Stan Lee Media, Inc. Securities Purchase Agreement; 10/11/99 Stan Lee Media, Inc. Written Consent of Directors
SM0013325-13392
Various 11/02/99 Securities Transfer Corporation Transfer Proof Report (page 14); Securities Transfer Corporation Invoice No. 095385; 10/28/99 letter from
Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 10/27/99 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Stan Lee Media, Inc.; 10/28/99 letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Request to issue shares of Stan Lee
Media, Inc.; 11/01/99 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc.; 10/28/99 letter from Stan Lee
Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 07/23/99 Boulder Capital Opportunities, Inc. Written Consent of Directors; 07/30/99 Boulder Capital Opportunities, Inc. Written Consent of Directors;
07/30/99 Boulder Capital Opportunities, Inc. Securities Purchase Agreement; 08/09/99 Boulder Capital Opportunities, Inc. Written Consent of Directors; 08/09/99 Boulder Capital Opportunities, Inc. Securities Purchase
Agreement
SM0013396-13439
Various 12/13/99 Securities Transfer Corporation Transfer Proof Report (page 6 only); 12/13/99 Securities Transfer Corporation Invoice No. 097007;
12/07/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 12/10/99 Fax Cover Sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – Stock
Transfer; 12/07/99 Stan Lee Media, Inc. Certificate of Secretary; Exhibit A – Authorization of Settlement Agreement
SM0013440-13445
Various 05/04/00 Securities Transfer Corporation Transfer Proof Report (page 84 only); 05/04/00 Securities Transfer Corporation Invoice No. 104185; 05/03/00 Fax from Securities Transfer Corporation to Gill Champion;
04/25/00 Stan Lee Media, Inc. Certificate of Officer; Exhibit A – Ratification of Cyberworld Agreement; 11/08/99 Strategic Alliance
Agreement; Schedule A – Fees & Royalties; Exhibit B – Ratification of Consulting Agreements; 01/10/00 letter from Stan Lee Media, Inc. to
Systems Specialties, Inc. re Engagement Letter; Exhibit A to Agreement between Stan Lee Media, Inc. and Systems Specialties, Inc.; Exhibit C –
Authorization of Financing Transaction(s); 02/01/00 Stan Lee Media, Inc. Purchase Agreement; Schedule A; 02/04/00 Stan Lee Media, Inc. Purchase Agreement; Schedule A; Exhibit D – Issuance of Warrants and Options to Purchase Common Stock; 02/09/00 Stan Lee Media, Inc. Purchase Form
(Edith A. Pope – 3,333 shares); Edith A. Pope check no. 1002 in the amount of $16,665 made payable to Stan Lee Media, Inc.; 02/07/00 Stan Lee Media, Inc. Purchase Form (Kenneth Bald – 10,000 shares); Kenneth Bald check no.
2191 in the amount of $50,000 made payable to Stan Lee Media, Inc.
SM0013446-13472
Various 06/28/00 Securities Transfer Corporation Transfer Proof Report (page 14 only); 06/28/00 Securities Transfer Corporation Invoice No. 106755;
06/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 04/14/00 Employment Agreement (Stephen Brain)
SM0013473-13485
Various 05/04/00 Securities Transfer Corporation Transfer Proof Report (page 84 only); 05/04/00 Securities Transfer Corporation Invoice No. 104185; 05/03/00 Fax from Securities Transfer Corporation to Gill Champion;
04/25/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 04/25/00 Stan Lee Media, Inc. Certificate of Officer; Exhibit A – Ratification of Cyberworld Agreement; 11/08/99
Strategic Alliance Statement; Schedule A – Fees & Royalties; Exhibit B – Ratification of Consulting Agreements; 01/10/00 letter from Stan Lee
Media, Inc. to Systems Specialties, Inc. re Engagement Letter; Exhibit A to Agreement Between Stan Lee Media, Inc. and Systems Specialties, Inc.;
SM0013486-13514
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BATES NOS.
CATEGORY
Exhibit C – Authorization of Financing Transaction(s); 02/02/00 Stan Lee Media, Inc. Purchase Agreement; Schedule A; 02/04/00 Stan Lee Media,
Inc. Purchase Agreement; Schedule A; Exhibit D – Issuance of Warrants and Options to Purchase Common Stock; Stan Lee Media, Inc. Purchase Form
(Edith A. Pope – 3,333 shares); Edith A. Pope check no. 1002 in the amount of $16,665 made payable to Stan Lee Media, Inc.; Stan Lee Media, Inc. Purchase Form (Kenneth Bald – 10,000 shares); Kenneth Bald check no.
2191 in the amount of $50,000 made payable to Stan Lee Media, Inc. Various 05/17/00 Securities Transfer Corporation Transfer Proof Report (page 16
only); 05/17/00 Securities Transfer Corporation Invoice No. 104911; 04/25/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Stan Lee Media, Inc.; 10/11/99 VMR Capital Markets, U.S. Financial Consulting Agreement; 08/16/99 Stan Lee Media, Inc. Written Consent of Directors; 08/16/99 Stan Lee Media, Inc. Securities Purchase Agreement (Continental Entities); 10/11/99 Stan Lee Media, Inc. Written Consent of
Directors; 10/11/99 VMR Capital Markets, U.S. Financial Consulting Agreement
SM0013515-13559
07/31/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation; Exhibit A – Resolutions of the Board of Directors of Stan Lee Media, Inc.
SM0013560-13562
Various 08/16/00 Securities Transfer Corporation Transfer Proof Report (page 2 only); 08/16/00 Securities Transfer Corporation Invoice No. 108723;
08/14/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; Salomon Smith Barney check no. 04493 53631 in the amount of $62,500
made payable to Stan Lee Media, Inc. (David Medinnus); 07/23/99 Boulder Capital Opportunities, Inc. Stock Option Agreement; 08/01/00 Securities and
Exchange Commission Form S-8 filed by Stan Lee Media, Inc.
SM0013563-13576
Various 08/18/00 Securities Transfer Corporation Transfer Proof Report (page 2 only); 08/18/00 Securities Transfer Corporation Invoice No. 108889;
08/17/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; 08/17/00 Facsimile Transmittal Sheet from Stan Lee Media, Inc. to
Securities Transfer Corporation; 08/16/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; Bear, Stearns Securities Corp Check No.
MT-284961 in the amount of $25,000 made payable to Stan Lee Media, Inc. fbo Junko Kobayashi; 07/23/99 letter from Harris M. Miller, II to Stan Lee
Media, Inc. re Steve Gerber – Stan Lee Media, Inc.
SM0013577-13584
Various 08/29/00 Securities Transfer Corporation Transfer Proof Report (page 20 only); 08/29/00 Securities Transfer Corporation Invoice No. 109228;
08/28/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; Resolutions of the Board of Directors of Stan Lee Media, Inc.; Exhibit A –
Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock (Westgate International - 08/25/00); Exhibit A – Conversion Notice for
Series B 4% Cumulative Convertible Preferred Stock (Elliott Associates, LP - 08/25/00)
SM0013585-13593
Various 08/28/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; Resolutions of Board of Directors of Stan Lee Media, Inc.; Exhibit A –
Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock (08/25/00 – Westgate International, LLP); Exhibit A – Conversion Notice
for Series B 4% Cumulative Convertible Preferred Stock (08/25/00 – Elliott Associates, LP); 09/05/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation; 09/05/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0013594-13602
Various 09/05/00 letter from Zachary Foley to Stan Lee Media, Inc.; 09/13/00 email from Zachary Foley to Bob Schultz re Option exercise date; Stan Lee Media, Inc. Delayed Quote from financialweb.com; facsimile transmittal sheet from
Stan Lee Media, Inc. to George Johnson
SM0013603-13606
Various 09/13/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Zachary Foley; 09/12/00 Stan Lee Media, Inc. Option Exercise (Zachary
Foley); Zachary Foley Bonus spreadsheet
SM0013607-13609
Various 10/02/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Aaron Sowd; 07/23/99 Boulder Capital Opportunities, Inc. Stock Option Agreement (Aaron Sowd); 10/02/00 facsimile transmittal sheet from Stan
Lee Media, Inc. to Securities Transfer Corporation; 10/03/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Larry Houston;
Fahnestock check no. 3002347 in the amount of $55,000 made payable to Stan Lee Media, Inc.; 10/02/00 letter from Fahnestock to Stan Lee Media,
Inc. re Larry Houston; undated letter from Fahnestock to Whom it May Concern re Fedexing certificate; 10/03/00 facsimile transmittal sheet from
SM0013610-13620
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BATES NOS.
CATEGORY
Stan Lee Media, Inc. to Securities Transfer Corporation Various 10/13/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Anthony Winn; 10/13/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Shawn McManus; 10/13/00 facsimile transmittal
sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; 10/13/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation re Anthony Winn and Shawn McManus; 07/23/99 Boulder Capital Opportunities, Inc. Stock Option Agreement (Anthony Winn); 07/23/99 Boulder Capital Opportunities, Inc. Stock Option Agreement
(Shawn McManus)
SM0013621-13632
Various 10/30/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Paula LaFond; 10/31/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re Paula LaFond; 09/27/99 Stan Lee Media, Inc. Stock Option Agreement (Paula LaFond); 10/31/00 facsimile transmittal sheet
from Stan Lee Media, Inc. to Securities Transfer Corporation; 10/30/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Paula
LaFond; 10/26/00 Pershing Financial transaction no.3003910799 ($27,000 – from account of Paula LaFond)
SM0013633-13641
Various 11/13/00 Securities Transfer Corporation Transfer Proof Report (page 8 only); 11/13/00 Securities Transfer Corporation Invoice No. 111975 (Aaron
Sowd); 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Aaron Sowd; 09/24/99 Stan Lee Media, Inc. Stock Option
Agreement (Aaron Sowd); Exhibit A; Conversion to Stock worksheet; 11/09/00 Stan Lee Media, Inc. Option Exercise (Aaron Sowd – 5,556
shares); 11/09/00 Stan Lee Media, Inc. Delayed Quote from financialweb.com; 11/09/00 facsimile transmittal sheet from Stan Lee
Media, Inc. to Securities Transfer Corporation
SM0013642-13654
Various 11/07/99 Securities Transfer Corporation Transfer Proof Report (page 2 only); 11/07/00 Securities Transfer Corporation Invoice No. 111749;
11/06/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stellar Productions; Confidential Settlement Agreement and Release
between Bryce Zabel and Stan Lee Media, Inc. re Zabel’s claims against Stan Lee Media, Inc. arising out of his termination; 11/06/00 facsimile
transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0013656-13666
Various 11/09/00 Securities Transfer Corporation Transfer Proof Report (page 4 only); 11/09/00 Securities Transfer Corporation Invoice No. 111810;
11/07/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; 01/03/01 letter from Stan Lee Media, Inc. to Securities Transfer Corporation;
undated Stan Lee Media, Inc. Shares to be issued re: Anti-Dilution Provisions of Private Placements spreadsheet; Stan Lee Media, Inc. Anti-
Dilution Computation re Elliott Associates & Westgate International Pfd. B Conversion on August 25, 2000 spreadsheet; 11/07/00 facsimile transmittal
sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0013667-13673
Various 11/27/00 Securities Transfer Corporation Transfer Proof Report (page 12 only); 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Jennifer Kahn; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Fred Schiller; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re William Meugniot;
11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Pamela Aronoff; 11/20/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re Gary Manfredi; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Patty Smith
SM0013674-13683
Various 12/04/00 Securities Transfer Corporation Transfer Proof Report (page 2 only); 12/0100 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Gary Manfredi; 12/01/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0013674-13683
Various 12/01/00 Securities Transfer Corporation Transfer Proof Report (page 6 only); 11/30/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Stephen Gerber
SM0013684-13685
Various 11/09/00 Securities Transfer Corporation Transfer Proof Report (page 4 only); 01/03/01 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation; 11/07/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; Stan Lee Media, Inc. Shares to be issued re: Anti-Dilution
Provisions of Private Placements spreadsheet; Stan Lee Media, Inc. Anti-Dilution Computation spreadsheet; 11/07/00 facsimile transmittal sheet from
Stan Lee Media, Inc. to Securities Transfer Corporation
SM0013686-13691
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CATEGORY
Various 11/09/00 Securities Transfer Corporation Transfer Proof Report (page 6 only); 12/13/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation re Elliott Associates, LP and Westgate
International, LP; 12/12/00 Exhibit A – Conversion Notice (Elliott Associates, LP) 12/12/00 Exhibit A – Conversion Notice (Westgate
International, LP); 01/03/01 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; 11/08/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation; undated Stan Lee Media, Inc. Shares to be issued re Exercise of Investor Warrants spreadsheet; 11/08/00 facsimile transmittal
sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; 01/03/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation
SM0013692-13702
Various 08/16/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re VRM Luxemburg and Jose Abadin; undated Stan Lee Media, Inc. Shares
to be Issued spreadsheet; Kenneth Williams Restricted Stock and Option Schedule Per Employment Agreement dated June 12, 2000; 06/12/00 letter from Stan Lee Media, Inc. to Kenneth Williams (employment offer); Stan
Lee Media, Inc. Anti-Dilution Computation Re Venture Soft Investment on July 31, 2000; 02/04/00 Stan Lee Media, Inc. Purchase Agreement (VMR
Luxemburg and Jose M. Abadin); Elliott Associates & Westgate International Preferred Stock Placement August 1, 2000; 05/15/00 letter from Deborah A. Schlichting and Charles J. Blomme to Stan Lee Media,
Inc.; Stan Lee Media, Inc. Purchase Form (Deborah A. Schlichting – 5,000 shares); 07/23/99 Exhibit A – Warrant to Purchase 5,000 Share of Common
Stock (Charles J. Blomme); undated Promissory Notes spreadsheet; 05/15/00 Stan Lee Media, Inc. Purchase Form (Deborah A. Schlichting –
15,000 shares); 07/23/99 Exhibit A – Warrant to Purchase 15,000 Share of Common Stock (Charles J. Blomme); 05/15/00 Stan Lee Media, Inc.
Purchase Form (Deborah A. Schlichting (5,000 shares); 09/21/99 Exhibit A – Warrant to Purchase Five Thousand (5,000) Shares of Common Stock
(Charles J. Blomme and Deborah A. Schlichting); 05/18/00 Stan Lee Media, Inc. Purchase Form (Frederick W. Howarth, III – 10,000 shares); 05/28/00
letter from Fred Howarth to Stan Lee Media, Inc.; 07/23/99 Exhibit A – Warrant to Purchase 10,000 Shares of Common Stock (Frederick W. Howarth); 07/23/99 Exhibit A – Warrant to Purchase 8,333 Share of Common Stock (Kenneth B. Avery); 05/09/00 Stan Lee Media, Inc.
Purchase Form (Kenneth B. Avery – 8,333 shares); 07/23/99 Exhibit A – Warrant to Purchase 10,000 Shares of Common Stock (Michael H. Edwards
Rev. Trust); 05/15/00 Stan Lee Media, Inc. Purchase Form (Michael H. Edwards – 10,000 shares); undated handwritten note from Mike Edwards to Bob; 04/03/00 Exhibit A – Warrant to Purchase 4,000 Shares of Common Stock (Christopher Chen); 05/13/00 Stan Lee Media, Inc. Purchase Form (Chris Chen – 4,000 shares); 05/11/00 letter from Chris Chen to Stan Lee Media, Inc.; 07/23/99 Exhibit A – Warrant to Purchase 4,333 Shares of
Common Stock (Mohammad Soltani); 05/12/00 Mohammad Soltani check no. 1105 made payable to Stan Lee Media, Inc. in the amount of $21,665;
04/11/00 Stan Lee Media, Inc. Purchase Form (Mohammed Soltani – 4,333 shares); 07/23/99 Exhibit A – Warrant to Purchase 3,333 Shares of Common
Stock (Steven Patrick); 05/10/00 Stan Lee Media, Inc. Purchase Form (Steven Patrick – 3,333 shares); 05/10/00 Ruth E. Patrick/Steven B. Patrick
check no. 1044 made payable to Stan Lee Media, Inc. in the amount of $16,665; 07/23/99 Exhibit A – Warrant to Purchase 22,500 Shares of
Common Stock (Compton Family Trust); 07/23/99 Exhibit A – Warrant to Purchase 2,500 Shares of Common Stock (Compton Family Trust); 05/11/00
Stan Lee Media, Inc. Purchase Form (Compton Family Trust – 20,000 shares; Maury Burkom – 2,500 shares); 05/11/00 Stan Lee Media, Inc.
Purchase Form (Maury Burkom – 2,500 shares); 05/10/00 Maury Burkom check no. 231 made payable to Stan Lee Media, Inc. in the amount of $25,000; 078/23/99 Exhibit A – Warrant to Purchase 1,000 Shares of
Common Stock (Shannah L. Compton); 06/06/00 Stan Lee Media, Inc. Purchase Form (Shannah L. Compton – 1,000 shares); 07/23/99 Exhibit A –
Warrant to Purchase 1,000 Shares of Common Stock (Cameron L. Compton); 06/06/00 Stan Lee Media, Inc. Purchase Form (Cameron
Compton – 1,000 shares); 06/06/00 Cameron L. Compton check no. 0491 made payable to Stan Lee Media, Inc. in the amount of $5,000; 07/23/99
Exhibit A – Warrant to Purchase 10,000 Shares of Common Stock (Bromberg Family Trust); 06/15/00 Stan Lee Media, Inc. Purchase Form (Bromberg Family Trust – 10,000 shares); 06/15/00 Myron J. Bromberg,
SM0013703-13761
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BATES NOS.
CATEGORY
DDS check no. 10208 made payable to Stan Lee Media, Inc. in the amount of $50,000; 07/28/99 Exhibit A – Warrant to Purchase 3,333 Shares of
Common Stock (Mark L. Hendler); undated Stan Lee Media, Inc. Purchase Form (Mark L. Hendler – 3,333 shares); 06/14/00 The Hendler Group check
no. 9914 made payable to Stan Lee Media, Inc. in the amount of $16,670 07/23/99 Label “July 23, 1999 P.P.” SM0013762 Various 04/99 Stan Lee Media, Inc. Securities Purchase Agreement with investor
signature pages in part: William M. and Shrina L. Baumann (8333 units); Irving Siegel & Patricia Q. Siegel (20,000 units); Compton Family Trust
(22,500 units); Charles J. Blomme (15,000 units); Michael H. Edwards 1994 Rev. Trust (10,000 units); William J. Wilkinson (16,667 units); Kenneth B. Avery (8333.33 units); Kenneth R. Hubbert (8,333 units); Adrian Turcotte
(5,000 units) with check no. 316 made payable to Stan Lee Media, Inc. in the amount of $15,000; Steven Patrick (unknown units) with check no. 174
made payable to Stan Lee Media, Inc. in the amount of $10,000; Shannah L. Compton (1,000 units) and Cameron L. Compton (1,000 units); duplicate
copy of Shannah L. Compton (1,000 units) and Cameron L. Compton (1,000 units); Morton Feldman (5,000 units); Frederick W. Howarth (10,000 units);
Frances S. masters (5,000 units) and Lynne K. Masters (3,000 units); I.C. Siegel/Patricia Q. Siegel (10,000 units); Lon & Jaye Getlin (3,333 units);
Compton Family Trust (0 units); Compton Family Trust (0 units) with check no. 1750 made payable to Stan Lee Media, Inc. in the amount of $6,000; Compton Family Trust (2,500 units); Mohammad Soltani (4,333 units);
Charles J. Blomme (5,000 units); Kenneth G. Montgomery (2,000 units); Kenneth Bald (15,000 units); Kenneth Bald (15,000 units) with check no.
126 made payable to Stan Lee Media, Inc. in the amount of $45,000); Charlotte Bernstein/Donald Bernstein (1,000 units); Charlotte
Bernstein/Donald Bernstein (1,000 units) with check no. 0638 made payable to Stan Lee Media, Inc. in the amount of $3,000; Eddie Alexander (1,000
units); Kaaren K. Alexander (1,000 units); Edith P. Pope (2,000 units); Edith P. Pope (2,000 units); Kevork K. Tashman (8,333 units); Bonner W. Adams
(16,667 units); Edward Powel (3,333 units) with check no. 106 made payable to Stan Lee Media, Inc. in the amount of $10,000; CIBAUD (3,333 units); Andrew J. Brindock (2,000 units); Bromberg Family Trust (10,000 units); Boyd Willat (6,700 units); WWM Partnership Trust (1,000 units); Mark L. Hendler (3,334 units); 07/23/99 Exhibit A Warrant to Purchase
1,000 Shares of Common Stock (Charlotte & Donald Bernstein); 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock (Charlotte and
Donald Bernstein)
SM0013763-13830
02/17/00 Certified, Return Receipt Requested envelope from L. Masters to Stan Lee Media, Inc.; handwritten letter to Gill Champion from Lynne Masters
SM0013831-13832
09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0533 for 11,250 shares in the name of Compton Family Trust
SM0013833
03/14/00 Stan Lee Media, Inc. Common Stock Certificate No. C0834 for 4,166 shares in the name of William Baumann & Shrina L. Baumann JT Ten
SM0013834
Undated Letter from Stan Lee Media, Inc. to Investor; SM0013835 12/13/99 Undated letter from Stan Lee Media, Inc. to Investor with 12/13/99
handwritten note from Fran Masters SM0013836
11/23/99 Stan Lee Media, Inc. Stock Cert Returned Tab: Investor spreadsheet SM0013837 01/14/00 Letter from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq. re Stan Lee
Media, Inc. – Stock Certificates SM0013838
03/21/00 Fax Cover from Cyberia, Inc. to Merrill Lynch re 5,000 shares to Michael H. Edwards
SM0013839
03/07/00 Fax Cover from Cyberia, Inc. to Merrill Lynch re 4,166 shares to William Baumann and Shrina L. Baumann JT Ten
SM0013840
01/14/00 Handwritten post-it note, “1/14/00 Grovel” SM0013841 01/14/00 Fax Cover from Cyberia, Inc. to Merrill Lynch re Transfer SM0013842 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0563 for 1,166 shares
in the name of Mark L. Hendler SM0013843
09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0537 for 5,000 shares in the name of Michael H. Edwards 194 Rev. Trust
SM0013844
09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0538 for 4,167 shares in the name of Kenneth B. Avery
SM0013845
09/23/00 Stan Lee Media, Inc. Common Stock Certificate No. C0540 for 4,167 shares in the name of Kenneth R. Hubbert and Deborah L. Hubbert JT TEN
SM0013846
09/23/00 Stan Lee Media, Inc. Common Stock Certificate No. C0550 for 5,000 shares in the name of I.C. Siegel & Patricia Q. Siegel JT WROS
SM0013847
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CATEGORY
09/23/00 Stan Lee Media, Inc. Common Stock Certificate No. C05321 for 10,000 shares in the name of Irving C. Siegel & Patricia Q. Siegel JTWROS
SM0013848
09/23/00 Stan Lee Media, Inc. Common Stock Certificate No. C0561 for 2,500 shares in the name of Charles J. Blomme
SM0013849
09/23/00 Stan Lee Media, Inc. Common Stock Certificate No. C0534 for 7,500 shares in the name of Charles J. Blomme
SM0013850
08/27/00 Stan Lee Media, Inc. Common Stock Certificate No. C0407 for 3,000 shares in the name of Lynne K. Masters
SM0013851
08/27/00 Stan Lee Media, Inc. Common Stock Certificate No. C0406 for 5,000 shares in the name of Frances S. Masters
SM0013852
Undated Undated handwritten note, “NOT RETURNED”; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Chris Bachalo; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Hellen Bachalo; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Darrick Bachman; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Matt Banning;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to William Bachman; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Steve Behling; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Albert Allen Berrebbi; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Joanne Burch; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Joe Casey; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Dean Cheley; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Lisa Cisneroz; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Alan Davis; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Keiai DeCandido; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Richard Damigella; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Stanley Ena; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Mark Evanier; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Csaba Fikker; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Brad Foxhoven; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Phillip Foxhoven; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to John Fraser; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Mike Frierich; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jason Fritz; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Alexis Frixione; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Guillermo Roberto Frixione; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Maximiliano Frixione; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Leslie Gernstein; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to James
Goodridge; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Robert O. Green; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Robert J. Harraj; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Brian Holguin; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Sean Jordan; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jennifer Karolak; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Joseph Kelly; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Adam Klarer; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jim Kruger; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Scott Lobdel; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to James B. Lucas; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Wayne Markley; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Christina Mather; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Paul McEnery; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Todd Alan Moore;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media
SM0013853-13904
{Client\4211\00\02031311.DOC /} 82
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BATES NOS.
CATEGORY
issued to Bradley S. Novicoff; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Joe Quesada; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Scott Rosenberg; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Ervin Rustemagic, c/o Platinum Studios, LLC; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Galeb Shamus; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Ted Smith; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Margaret C.
Thompson; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Mark Thompson; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to T.N. Tumbusch; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to
Daniel Wall; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to David Wohl
Undated Undated handwritten note, “PAID A-D”; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Joseph F. Alaskey, III;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Sarah Baisley; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Charles N. Baker; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Bob Bishop; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media
issued Marti Boone; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Kara Briola; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Michael Briola;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Steven Brown; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Russel E. Burkett, III; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Bryan Callaway; handwritten note, “Stan Lee Media to take care of $15 processing fee for C. Cogan”; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Carrie Cogan Planet Hollywood; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to
Robert Cusolito; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Laura Dale; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Richard Delong; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Tom DeSanto; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Sharad Devarjan; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Emanuel Warren Dicksen;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Lauren Shuler Donner Trustee of the R&L Donner Trust;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Richard Donner Trustee of the R&L Donner; Redemption Voucher
for 10 Shares of Common Stock in Stan Lee Media issued to Jamie Douraghy
SM0013905-13926
Undated Undated handwritten note, “PAID E-G”; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Matthew Edelman;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Joseph A. Field; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Erin Fotos; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to J. Winston Fowlkes; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Melissa Friedl; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Michael R. Friedl; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Samuel
Girguis; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jack Glickman; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Carrie Glidden; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Ari S. Goldman; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jonathan C/F Harrison Gordon; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jonathan Gordon C/F Hannah Gordon; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Linda Guiffreda-Baker; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Ivan Gulas; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media
SM0013927-13942
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issued to Jordan T. Gulas Undated Undated handwritten note, “PAID H-M”; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to Don Hackler; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Carol A. Hale; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Donald F. Hale; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Christopher Harz; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media
issued to Robert J. Hawkins; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Michael Heinrich; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Michael M. Kelly; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to June Junko Kobayashi; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Brian Paul Machado; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Mario Machado; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to B. Kevin Maples; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Gilbert Lee McDonald; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Thomas R. McGrew; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to James McLaughlin; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Thomas McLaughlin; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jennifer Merin;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Harris Miller; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Michael Miller; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Paul A. Mounts
SM0013943-13962
Undated Undated handwritten note, “PAID N-Z”; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Todd Nauck; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Pamela Newton; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Ryan Nybakken; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to James Paluiotti;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Mark Paniccia; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Goon Pattanumotana; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Will Pupa; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Andrew Sands; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Michael Sangiacomo; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media
issued to Michael Selinker; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Steve Shimek; Barry Short; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jess David Spurlock; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Danielle Parsons & Steven Stable; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Gabrielle G. Stanton; Redemption Voucher for 10 Shares of Common Stock
in Stan Lee Media issued to Jim Steranko; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Tim Stroup;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Michael Thomas; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Adrian Turcotte; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Harry M.
Werksman, Jr.; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jennifer White; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Melody White;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Mark Williams; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Charles Wojtkiewicz; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to
Charles H. Wojtkiewicz; Leonard S. Wong; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Scott Alan
Woodward; Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Mathew Yang
SM0013963-13991
Undated Stan Lee Media, Inc. Stock Issued During Launch Party spreadsheet SM0013992
{Client\4211\00\02031311.DOC /} 84
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09/18/00 Fax from Securities Transfer Corporation to Bob; Securities Transfer Corporation Current Shareholders List for Stan Lee Media, Inc. as of
09/18/00 printout
SM0013993-13999
Undated Stan Lee Media, Inc. Stock Issued During Launch Party Round 1 spreadsheet; Stan Lee Media, Inc. Stock Issued During Launch Party Round 2 spreadsheet; handwritten note, “Get Spread From Junko”; Stan Lee Media,
Inc. Stock Issued During Launch Party Round 3 spreadsheet
SM0014000-14004
Various 12/20/99 letter from Stan Lee Media, Inc. to Sarah Baisley; 12/20/99 letter from Stan Lee Media, Inc. to Steven Brown; 12/20/99 letter from Stan Lee
Media, Inc. to Laura Dale; 12/20/99 letter from Stan Lee Media, Inc. to Jamie Douraghy; handwritten note, “Brian Machado 558-256-274; 12/20/99
letter from Stan Lee Media, Inc. to Robert Hawkins; 12/20/99 letter from Stan Lee Media, Inc. to Kevin B. Maples; 12/20/99 letter from Stan Lee
Media, Inc. to Ryan Nybakken; 12/20/99 letter from Stan Lee Media, Inc. to Goon Pattanumotana; 12/27/99 letter to Stan Lee Media, Inc. from Goon Pattanumotana; 12/20/99 letter from Stan Lee Media, Inc. to Will Pupa;
12/20/99 letter from Stan Lee Media, Inc. to Andrew Sands; 12/20/99 letter from Stan Lee Media, Inc. to Michael Selinker; 12/20/99 letter from Stan
Lee Media, Inc. to Barry Short; 12/20/99 letter from Stan Lee Media, Inc. to Steven Stabler and Danielle Parsons; handwritten note, “Tim Stroup SSN: 273-64-8360 950 Meridian Ave #73 San Jose CA 95126”; 12/29/99 fax
sheet from Creative Services to Stan Lee Media, Inc.; 12/20/99 letter from Stan Lee Media, Inc. to Michael Thomas; 12/20/99 letter from Stan Lee
Media, Inc. to Adrian Turcotte; 12/20/99 letter from Stan Lee Media, Inc. to Jennifer White; 12/20/99 letter from Stan Lee Media, Inc. to Melody White;
12/20/99 letter from Stan Lee Media, Inc. to Leonard S. Wong; 12/20/99 letter from Stan Lee Media, Inc. to Scott Alan Woodward
SM0014005-14028
03/15/00 Email from Dana R. Moreshead to Junko Kobayashi (Stan Lee Media, Inc.) re Missing Stock from the San Diego Event
SM0014029
Various Undated typed note on Stan Lee Media, Inc. letterhead to Junko from Susan; Chuck Baker/Boulder City News business card; 03/11/00 letter from Chuck Baker to Stan Lee Media, Inc.; 09/01/99 Charles N. Baker check no. 5612 in
the amount of $15.00 made payable to Excelsior Productions, Inc.; Redemption Voucher for 10 Shares of Stan Lee Media, Inc. Common Stock
in Stan Lee Media, Inc. in the name of Linda Guiffreda-Baker; 09/01/99 Charles N. Baker check no. 5611in the amount of $15.00 made payable to
Excelsior Productions, Inc.; Redemption Voucher for 10 Shares of Stan Lee Media, Inc. Common Stock in Stan Lee Media, Inc. in the name of Charles
N. Baker; Stan Lee Media, Inc. VIP Invitation; 12/20/99 letter from Stan Lee Media, Inc. to Harry M. Werksman; 12/20/99 letter from Stan Lee Media, Inc. to Gabrielle G. Stanton; 12/20/99 letter from Stan Lee Media, Inc. to
Todd Nauck; Stan Lee Media, Inc. Stock Issued During Launch Party spreadsheet (page 1 of 3)
SM0014030-14039
Undated Stan Lee Media, Inc. Stock Issued During Launch Party spreadsheet SM0014040-14041 Undated Handwritten note, “ROUND 2” SM0014042 Undated Stan Lee Media, Inc. Stock Issued During Launch Party spreadsheet SM0014043 Undated Handwritten note, “Mike Sangiacomo Plain Dealer Newspaper 1801
Superior Avenue Cleveland OH 44114 ph. (216) 999-4890 fx (216) 999-6366”
SM0014044
12/20/99 Letter from Stan Lee Media, Inc. to Sarah Baisley SM0014045 12/20/99 Letter from Stan Lee Media, Inc. to Marti Boone SM0014046 12/20/99 Letter from Stan Lee Media, Inc. to Michael Briola SM0014047 12/20/99 Letter from Stan Lee Media, Inc. to Steven Brown SM0014048 12/20/99 Letter from Stan Lee Media, Inc. to Laura Dale SM0014049 12/20/99 Letter from Stan Lee Media, Inc. to Tom DeSanto SM0014050 12/20/99 Letter from Stan Lee Media, Inc. to Richard Donner SM0014051 12/20/99 Letter from Stan Lee Media, Inc. to Jamie Douraghy SM0014052 12/20/99 Letter from Stan Lee Media, Inc. to Carrie Glidden SM0014053 12/20/99 Letter from Stan Lee Media, Inc. to Linda Guiffreda-Baker SM0014054 12/20/99 Letter from Stan Lee Media, Inc. to Robert Hawkins SM0014055 12/20/99 Letter from Stan Lee Media, Inc. to Brian Paul Machado SM0014056 12/20/99 Letter from Stan Lee Media, Inc. to Kevin B. Maples SM0014057 12/20/99 Letter from Stan Lee Media, Inc. to Todd Nauck SM0014058 12/20/99 Letter from Stan Lee Media, Inc. to Pamela Newton SM0014059 12/20/99 Letter from Stan Lee Media, Inc. to Ryan Nybakken SM0014060 12/20/99 Letter from Stan Lee Media, Inc. to James Palmiotti SM0014061
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12/20/99 Letter from Stan Lee Media, Inc. to Mark Pannicia SM0014062 12/20/99 Letter from Stan Lee Media, Inc. to Steven Stabler and Danielle Parsons SM0014063 12/20/99 Letter from Stan Lee Media, Inc. to Goon Pattanumotana SM0014064 12/20/99 Letter from Stan Lee Media, Inc. to Will Pupa SM0014065 12/20/99 Letter from Stan Lee Media, Inc. to Andrew Sands SM0014066 12/20/99 Letter from Stan Lee Media, Inc. to Michael Selinker SM0014067 12/20/99 Letter from Stan Lee Media, Inc. to Steve Shimek SM0014068 12/20/99 Letter from Stan Lee Media, Inc. to Barry Short SM0014069 12/20/99 Letter from Stan Lee Media, Inc. to Gabrielle G. Stanton SM0014070 12/20/99 Letter from Stan Lee Media, Inc. to Tim Stroup SM0014071 12/20/99 Letter from Stan Lee Media, Inc. to Michael Thomas SM0014072 12/20/99 Letter from Stan Lee Media, Inc. to Adrian Turcotte SM0014073 12/20/99 Letter from Stan Lee Media, Inc. to Harry M. Werksman SM0014074 12/20/99 Letter from Stan Lee Media, Inc. to Jennifer White SM0014075 12/20/99 Letter from Stan Lee Media, Inc. to Melody White SM0014076 12/20/99 Letter from Stan Lee Media, Inc. to Scott Alan Woodward SM0014077 12/20/99 Letter from Stan Lee Media, Inc. to Leonard S. Wong SM0014078 Undated Handwritten note, “ROUND 1”; Stan Lee Media, Inc. Stock Issued During
Launch Party spreadsheet SM0014079-14081
Various 11/21/99 James J. McLaughlin check no. 127 in the amount of $15.00 made payable to Excelsior Productions; 11/23/99 Merrill Lynch deposit slip
(Excelsior Productions, Inc. account) in the amount of $15.00; 11/20/99 email from dmoreshead@stanleemedial.com to JMclauch@aol.com;
11/19/99 email from JMclauch@aol.com to slee@stanleemedia.com and dmoreshead@stanleemedia.com re Excelsior Productions
SM0014082-14083
Various 01/01/99 Big Ham, Inc. check no. 4687 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/26/99 Sarah L. Baisley check no. 1183 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/01/99 Charles N. Baker check no. 5611 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/26/99 Robert Bishop check no.
1523 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/18/99 Marti Boone check no. 1021 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 08/22/99 Michael Briola/Kara Briola check no. 1073 in the amount of $30.00 made payable to Excelsior Productions,
Inc.; 08/23/99 Steen D. Brown check no. 1837 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in the amount of $120.00; 08/18/99
Russel E. Burkett, III check no. 469 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/09/99 Bryan R. Callaway check no. 704 in the amount of $30.00 made payable to Excelsior Productions, Inc.; 08/18/99 Robert L. Cusolito check no. 180 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/15/00 Laura Dale check no. 1008 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/15/99
Richard P. Delong check no. 1194 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/16/99 Joshua M. Berman check no. 717 in
the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/07/99 R & L Donner Trust check stub no. 309151 in the amount of $15.00 made
payable to Excelsior Productions, Inc.; 09/14/99 R & L Donner Trust check stub no. 309204 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 08/25/99 Sharad S. Devarajan check no. 222 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in the
amount of $105.00; 09/07/99 R & L Donner Trust check no. 309151 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/14/99 R & L Donner Trust check no. 309204 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/16/99 Jamie Douraghy check no. 1780 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/18/99 Matthew E. Edelman check no. 1486 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/19/99 Flying Colors Comics & Other Cool
Stuff check no. 7509 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/16/99 Erin Fotos/Matt Banning check no. 994 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/16/99 J.
Winston Fowlkes, III, check no. 4895 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip
(Excelsior Productions, Inc. account) in the amount of $125.00; 08/15/99 Michael R. Friedl/Melissa H. Friedl check no. 1422 in the amount of $15.00
made payable to Excelsior Productions, Inc.; 10/08/99 Kathleen P.
SM0014084-14102
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Marinaccio check no. 549 in the amount of $45.00 made payable to Excelsior Productions, Inc.; 08/17/99 Michael A. Sangiacomo check no.
3614 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/15/99 Michael R. Friedl/Melissa H. Friedl check no. 1423 in the amount of $15.00 made payable to Excelsior Productions, Inc.; undated Corporate
Specialties check stub no. 8461in the amount of $15.00; 08/16/99 Samuel M. Girguis check no. 855 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/10/99 Corporate Specialties check no. 8461 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/08/99
Choice Collectibles ASG, Inc. check no. 2370 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in the amount of $135.00; 08/19/99
Jonathan Gordon check no. 1439 in the amount of $30.00 made payable to Excelsior Productions, Inc.; 09/01/99 Charles N. Baker check no. 5612 in
the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/15/99 Dr. Ivan Gulas check no. 1009 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/15/99 Dr. Ivan Gulas check no. 1008 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/16/99 Don Hackler check no. 5554 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/19/99 Donald & Carol Hale check no. 4447 in the amount of $15.00 made payable to Excelsior Productions, Inc.;
08/12/99 Christopher R. Hartz check no. 720 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in the amount of $135.00; 08/16/99
Robert J. Hawkins, Jr. check no. 995 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/16/99 Mike Heinrich & Associates check no. 1959 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/16/.99 Michael M. Kelly check no. 1284 in the amount of $15.00
made payable to Excelsior Productions, Inc.; 09/15/99 June Junko Kobayashi check no. 151 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/25/99 Mario Machado check no. 1090 in the amount of
$30.00 made payable to Excelsior Productions, Inc.; 09/10/99 B. Kevin Maples/Karen Maples check no. 1199 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 08/23/99 Gilbert L. McDonald check no. 2219 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Merrill Lynch account) in the amount of $105.00; 09/01/99 Thomas R. McGrew/Fay C. McGrew check no. 2353
in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/17/99 James J. McLaughlin check no. 380 in the amount of $15.00 made
payable to Excelsior Productions, Inc.; 08/27/99 Thomas M. McLaughlin/Brena L. McLaughlin check no. 3337 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/10/99 Jennifer Merin check
no. 2495 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/03/99 Law Offices of Harris M. Miller, II, check no. 1977 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/12/99
Michael Dennis Miller check no. 2221 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/01/99 Todd A. Nauck check no. 869 in the amount of $15.00 made payable to Excelsior Productions, Inc.;
11/19/99 Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in the amount of $105.00; 08/21/99 Pamela L. Newton check no. 1154 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/30/99 Vaughn L. Nybakken/Kathy Nybakken check no. 7647 in the amount of
$15.00 made payable to Excelsior Productions, Inc.; 08/20/99 James Palmiotti check no. 2997 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/22/99 Mark A. Paniccia check no. 257 in the amount of
$15.00 made payable to Excelsior Productions, Inc.; 08/20/99 Goon Pattanumotana check no. 416 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/25/99 William Pupa/Laurel Pupa check no. 524 in the amount of $15.00 made payable to Excelsior Productions, Inc.;
09/04/99 Andrew Sands check no. 1098 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip
(Excelsior Productions, Inc. account) in the amount of $120.00; undated Evon M. Fuerst/Michael D. Selinker check no. 2315 in the amount of $15.00
made payable to Excelsior Productions, Inc.; 08/23/99 Steven W. Shimek check no. 216 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 08/18/99 Barry Short check no. 216 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/23/99 J. David
Spurlock, Illustrator check no. 1322 in the amount of $15.00 made payable
{Client\4211\00\02031311.DOC /} 87
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to Excelsior Productions, Inc.; 08/18/99 Steven B. Stabler check no. 4798 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/09/99 Harry M. Werksman, Jr./Gabrielle G. Stanton check no. 1485 in the amount
of $30.00 made payable to Excelsior Productions, Inc.; 09/09/99 Supergraphics check no. 1450 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in the amount of $105.00; 08/31/99 (unknown
maker) check no. 1174 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/07/99 Adrian Turcotte check no. 2213 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/25/99 Jennifer White
check no. 339 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 09/12/99 Melody White check no. 453 in the amount of
$15.00 made payable to Excelsior Productions, Inc.; 08/17/99 Mark or Sheila Williams check no. 4796 in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/29/99 Charles H. Wojtkiewicz/Margaret
Homa Wojtkiewicz check no. 2208 in the amount of $15.00 made payable to Excelsior Productions, Inc.; Royal Bank of Canada Money Order no.
04278209-110 (Leonard S. Wong) in the amount of $15.00 made payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in the amount of $30.00; Postal Money Order no. 84167971200 (Scott Allan Woodard) in the amount of $15.00 made payable to Excelsior Productions, Inc.; 08/28/99 Mathew J. Yang check no. 216 in
the amount of $15.00 made payable to Excelsior Productions, Inc. Undated File folder label, “10 Share Listing” SM0014103 Undated Illegible handwritten note SM0014104 06/15/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Jonathan Gordon SM0014105 Undated Stan Lee Media, Inc. Stock Issued During Launch Party – Round 1 Stock
Issuance spreadsheet SM0014106
Undated Stan Lee Media, Inc. Stock Issued During Launch Party – Round 2 spreadsheet
SM0014107
Undated Stan Lee Media, Inc. Stock Issued During Launch Party – Round 1 – page 2 spreadsheet
SM0014108
Undated Stan Lee Media, Inc. Stock Issued During Launch Party – Round 3 spreadsheet
SM0014109
Undated Typed note, “Stan Lee Media, Inc. Option Exercises – Employees”; handwritten note, “Invoice 11/27/00 No: 112428 Kahn, Schulz, Meugniot,
Aronoff, Manfredi, Smith; Securities Transfer Corporation Invoice No. 112428; typed noted, “J. Thomas”; Stan Lee Media, Inc. Non-Qualified
Stock Option Exercise Active Employee Checklist;
SM0014110-14114
Various Envelope from P.O. Box 173657, Denver, CO 80217-3657 postmarked 09/05/00; 09/05/00 Merrill Lynch check no. 21006-87058 in the amount of
$10,000 made payable to Jason Thomas; undated, illegible typed note; undated handwritten note, “Waiting Sale of Shares”; Jason Thomas Bonus
worksheet
SM0014115-14119
Various 08/30/00 Stan Lee Media, Inc. Option Exercise worksheet – Jason Thomas; typewritten note, “Parker Paul”; Stan Lee Media, Inc. Non-Qualified Stock Option Exercise Active Employee Checklist; illegible post-it note; Parker Paul Bonus worksheet; Stan Lee Media, Inc. Option Exercise worksheet – Parker Paul; 10/03/00 email from Junko Kobayashi to Jonathan Gordon re
Stock Options; blank Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active Employee Checklist
SM0014120-14127
Various Handwritten note, “Stan Lee Media Options 7/23/99; undated Stan Lee Media, Inc. Options spreadsheet; 02/29/00 Stan Lee Media, Inc.
Options2000 E Up to 2-20-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 D Up to 2-20-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 C Up to 2-20-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 E Up to 3-31-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 C Up to 3-31-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 E Up to 5-31-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 D Up to 5-31-00 spreadsheet; 06/15/00 Stan Lee Media, Inc.
Options spreadsheet; 06/12/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 7-23-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99
Options Tab: C 7-23-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9-24-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9-27-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 10-5-99 spreadsheet; 06/12/00 Stan Lee
Media, Inc. as of 12/31/99 Options Tab: C 11-5-99; 06/15/00 Stan Lee
SM0014128-14197
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CATEGORY
Media, Inc. as of 12/31/99 Options Tab: Up to 12-31-99; undated Stan Lee Media, Inc. as of 12/31/99 Options Tab:12-31-99 spreadsheet; undated Stan
Lee Media, Inc. as of 12/31/99 Options Tab: C 12-15-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 10-5-99
spreadsheet; 02/28/00 Shareholder Listing or Cutoff Date of 12-31-99 (pages 1-38); Securities Transfer Corporation Current Shareholders List for lm as of 12-31-99; undated Stan Lee Media, Inc. Options spreadsheet; undated Stan
Lee Media, Inc. as of 2/29/00 Options2000 Tab: E up to 2-29-00 spreadsheet; undated Stan Lee Media, Inc. as of 2/29/00 Options2000 Tab: C up to 2-29-00 spreadsheet; undated Stan Lee Media, Inc. Employee Options as of 12-31-00 (pages 4-8); 03/01/00 United States Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form
3; 03/10/00 fax cover sheet from Jeffrey D. Segal, Esq. to Arthur E. Schramm, Jr. c/o Stephen M. Gordon re Form 3
Undated Label, “SLM EMPLOYEE OPTIONS EXERCISES 2000-” SM0014198 02/15/00 Stan Lee Media, Inc. W-3 Transmittal of Wage and Tax Statements 2000;
duplicate copy of Stan Lee Media, Inc. W-3 Transmittal of Wage and Tax Statements 2000
SM0014199-14200
Undated W-3 Detailed Information SM0014201 Undated W-2 Wage and Tax Statement 2000 – Zachary Foley SM0014202-14203 Undated W-2 Wage and Tax Statement 2000 – Gary Manifredi SM0014204-14205 Undated W-2 Wage and Tax Statement 2000 – Shawn McManus SM0014206-14207 Undated W-2 Wage and Tax Statement 2000 – Jennifer Kahn SM0014208-14209 Undated W-2 Wage and Tax Statement 2000 – William Maugniot SM0014210-14211 Undated W-2 Wage and Tax Statement 2000 – Fred Schiller SM0014212-14213 Undated W-2 Wage and Tax Statement 2000 – Patricia Smith SM0014214-14215 Undated W-2 Wage and Tax Statement 2000 – Aaron Sowd SM0014216-14217 Undated W-2 Wage and Tax Statement 2000 – Anthony Winn SM0014218-14219 Undated W-2 Wage and Tax Statement 2000 – Zachary Foley; W-2 Wage and Tax
Statement 2000 – Aaron Sowd SM0014220
Undated W-2 Wage and Tax Statement 2000 – Patricia Smith; W-2 Wage and Tax Statement 2000 –Jennifer Kahn
SM0014221
Undated W-2 Wage and Tax Statement 2000 – Shawn McManus; W-2 Wage and Tax Statement 2000 – Anthony Winn
SM0014222
Undated W-2 Wage and Tax Statement 2000 – William Meugniot; W-2 Wage and Tax Statement 2000 – Gary Manfredi
SM0014223
Undated W-2 Wage and Tax Statement 2000 – Fred Schiller SM0014224 Undated File label, “D. Medinnus” SM0014225 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Terminated
Employee Checklist SM0014226
Various 08/11/00 Salomon Smith Barney check no. 04493 53631 in the amount of $62,500 made payable to Stan Lee Media, Inc. re David Medinnus;
Securities Transfer Corporation Invoice No. 108723 – David Medinnus – 25,000 shares; Stan Lee Media, Inc. Common Stock Certificate No. C 0923
for 25,000 shares in the name of David Medinnus
SM0014227-14229
Various Securities Transfer Corporation Invoice No. 108723 – David Medinnus – 25,000 shares; undated certified mail envelope from Securities Transfer
Corporation to Stan Lee Media, Inc.
SM0014230-14232
08/14/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 25,000 shares to Dave Medinnus
SM0014233
08/11/00 Salomon Smith Barney check no. 04493 53631 in the amount of $62,500 made payable to Stan Lee Media, Inc. (David Medinnus)
SM0014234
08/08/00 Stan Lee Media, Inc. Stock Option Exercise Form (David Medinnus) SM0014235 Undated Folder label, “S. Gerber” SM0014236 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Terminated
Employee Checklist SM0014237
Various 08/21/00 letter from Stan Lee Media, Inc. to Bear Stearns & Co., Inc. re stock certificate no. C 0950; 08/16/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re issuance of 10,000 shares to Steve Gerber; 08/16/00 email from Rick Madden to Junko Kobayashi re received
check
SM0014238-14240
08/14/00 Bear Stearns check no. MT-284961 in the amount of $25,000 made payable to Stan Lee Media, Inc. fbo Junko Kobayashi (Stephen Gerber);
SM0014241
Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Terminated Employee Checklist (Steve Gerber)
SM0014242
11/30/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re SM0014243
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issuance of 1,000 shares in the name of Stephen Gerber 11/30/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation SM0014244
11/29/00 Bear Stearns check no. MH-646681 made payable to Stan Lee Media, Inc. fbo Stephen Gerber
SM0014245
Undated Fax from Cesare Cagnina to Junko/Rick re Stephen Gerber stock options SM0014246 Undated File folder label, “L. Houston” SM0014247 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Terminated
Employee Checklist SM0014248
Various 10/03/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of common stock to Larry Houston; undated letter from
Fahnestock to “To Whom It May Concern”; 10/03/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0014249-14251
10/02/00 Fahnestock check no. 3002347 in the amount of $55,000 made payable to Stan Lee Media, Inc.; 10/02/00 letter from Fahnestock to Stan Lee Media,
Inc.
SM0014252-14253
Various 09/25/00 Fahenstock Exercise/Sale Form – Account No. A62-0021962 – Stan Lee Media, Inc. – 10,000 shares; Letter of Authorization and Intent
from Larry Houston to Fahenstock
SM0014254-14255
Undated File folder label, “P. Lafond” SM0014256 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Terminated
Employee Checklist SM0014257
10/31/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Paula LaFond
SM0014258
10/31/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0014259
10/26/00 Letter from Pershing to Stan Lee Media, Inc. re Paula LaFond; Pershing check no. 3003910799 in the amount of $27,500 made payable to Stan Lee
Media, Inc. fbo Paula La Fond
SM0014260-14261
Various Undated, unnamed printout re Paula LaFond; 10/26/00 facsimile transmittal sheet from Pershing to Junko; file folder label, “Z. Foley”; Stan Lee Media,
Inc. Non-Qualified Stock Option Exercise - Active Employee Checklist
SM0014262-14265
09/13/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares to Zachary Foley; facsimile transmittal sheet from Stan Lee Media, Inc. to George Johnson; facsimile transmittal sheet from Stan
Lee Media, Inc. to Claudia Quill
SM0014266-14268
09/12/00 Stan Lee Media, Inc. Option Exercise – Zachery Foley SM0014269 Undated Zachary Foley Bonus worksheet; duplicate Zachary Foley Bonus worksheet SM0014270-14271 09/05/00 Stan Lee Media, Inc. Option Exercise – Zachery Foley SM0014272 09/12/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014273 Various 09/05/00 email from Christine Plummer (Stan Lee Media, Inc.) to
rmadden@stanleemedia.com re Information for Zachary Foley; 09/08/00 email from Zachary Foley to jkobayashi@stanleemedia.com and
rmadden@stanleemedia.com re Options; 09/05/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Merrill Lynch; 09/13/00 email from Zachary Foley to Bob Schultz re Option exercise date; 09/05/00 letter from Zachary
Foley to Stan Lee Media, Inc.
SM0014274-14278
Undated File folder label, “A. Sowd” SM0014279 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist SM0014280
11/09/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares in the name of Aaron Sowd; facsimile transmittal sheet
from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0014281-14282
11/09/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Morgan Stanley SM0014283 Undated Conversion to Stock worksheet SM0014284 Undated Payroll Check Request – Aaron Sowd (page 2 of 2) SM0014285 11/09/00 Stan Lee Media, Inc. Option Exercise – Aaron Sowd SM0014286 11/09/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014287 11/09/00 Handwritten notes SM0014288 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist SM0014289
11/07/00 Merrill Lynch check no. 208-02095 in the amount of $28,010.68 made payable to Aaron Sowd
SM0014290
Various Undated, unnamed spreadsheet re Aaron Sowd; undated, unnamed spreadsheet re Aaron Sowd; undated Aaron Sowd Bonus worksheet;
09/29/00 Stan Lee Media, Inc. Option Exercise – Aaron Sowd
SM0014291-14294
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11/02/00 Ms Irrevocable Delivery Instructions and Security Agreement re Employee Stock Option Exercise (Aaron Sowd); Stan Lee Media, Inc. Non-Qualified
Stock Option Exercise - Active Employee Checklist
SM0014295-14296
10/03/00 Securities Transfer Corporation Invoice No. 110510 (Aaron Sowd – 10,000 shares); Stan Lee Media, Inc. Common Stock Certificate for 10,000 shares in
the name of Aaron Sowd
SM0014297-14298
10/02/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares in the name of Aaron Sowd; facsimile transmittal sheet
from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0014299-14300
Various 10/06/00 Merrill Lynch check no. 21006-06432 in the amount of $10,101.06 made payable to Stan Lee Media, Inc.; 10/18/00 Aaron Sowd check no. 1354
in the sum of $6,672.88 made payable to Stan Lee Media, Inc. for Stock Option; 09/05/00 Merrill Lynch check no. 21006-8705 in the amount of
$12,500 made payable to Stan Lee Media, Inc.
SM0014301-14302
Various Undated, unnamed spreadsheets re Aaron Sowd; Aaron Sowd Bonus worksheet; 08/30/00 Stan Lee Media, Inc. Option Exercise re Aaron Sowd
SM0014303-14307
Various 10/03/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Merrill Lynch re Aaron Sowd; 09/29/00 facsimile transmittal sheet from Stan Lee
Media, Inc. to Merrill Lynch re Aaron Sowd; 10/03/00 facsimile transmittal sheet from Merrill Lynch to Stan Lee Media, Inc re calculations; Sheet 1 -
Merrill’s Calculation
SM0014308-14311
Undated File folder label, “P. Smith”; Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active Employee Checklist
SM0014312-14313
Various 11/28/00 Paine Webber Cash/Stock Receipt – 5556 Stan Lee Media, Inc. – Account no. LW75134; Stan Lee Media, Inc. Common Stock Certificate No.
C 1106 for 5,556 shares in the name of Patty Smith
SM0014314-14315
Undated Unnamed blank Stan Lee Media, Inc. form SM0014316 11/20/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Patty
Smith SM0014317
11/20/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0014318
Undated Handwritten note on Paine Webber letterhead SM0014319 11/7/00 Paine Webber check no. 37601 in the amount of $36,365.14 made payable to
Stan Lee Media, Inc. fbo Patricia Smith SM0014320
Undated Unnamed spreadsheet re conversion to stock SM0014321 11/15/00 Stan Lee Media, Inc. opportunity re Patty Smith – 5,556 shares SM0014322 Undated Payroll Check Request – Patty Smith SM0014323 11/15/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014324 11/15/00 Paine Webber Stock Option Financing Authorization Form – Patricia Smith
(5,555 shares) SM0014325
Illegible Paine Webber Stock Option Financing Authorization Form – Patricia Smith (5,000 shares)
SM0014326
08/31/00 Email from Patty Smith to Rick Madden re stock SM0014327 Undated File folder label, “J. Kahn” SM0014328 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist – Exercise #1 SM0014329
11/28/00 Paine Webber Cash/Stock Receipt – Stan Lee Media, Inc. – 5556 shares; Stan Lee Media, Inc. Common Stock Certificate no. C 1101 for 5, 556
shares in the name of Jennifer Kahn
SM0014330-14331
Undated Unnamed blank Stan Lee Media, Inc. form SM0014332 11/20/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re
issuance of shares to Jennifer Kahn; facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0014333-4334
11/17/00 Paine Webber check no. 37602 in the amount of $35,714.30 made payable to Stan Lee Media, Inc. fbo Jennifer Kahn
SM0014335
Undated Conversion to Stock worksheet – Jennifer Kahn SM0014336 11/15/00 Stan Lee Media, Inc. Option Exercise – Jennifer Kahn – 5, 556 shares SM0014337 Undated Payroll Check Request – Jennifer Kahn SM0014338 11/15/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014339 11/15/00 Paine Webber Stock Option Financing Authorization Form - Jennifer Kahn –
5,555 shares SM0014340
Undated Paine Webber Stock Option Financing Authorization Form – Jennifer Kahn – 5,000 shares
SM0014341
Undated File folder label, “F. Schiller” SM0014342 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist – Exercise #1 SM0014343
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11/28/00 Paine Webber Cash/Stock Receipt – Stan Lee Media, Inc. – 6,944 shares; Stan Lee Media, Inc. Common Stock Certificate no. C 1102 for 6,944 shares
in the name of Fred Schiller
SM0014344-14345
Various Undated, unnamed blank Stan Lee Media, Inc. form; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of stock
in the name of Fred Schiller
SM0014346-14347
11/17/00 Illegible post-it note; 11/17/00 Paine Webber check no. 37606 in the amount of $44,642.88 made payable to Stan Lee Media, Inc. fbo Fred Schiller
SM0014348-14349
Undated Conversion to Stock worksheet – Fred Schiller SM0014350 Undated Payroll Check Request – Fred Schiller SM0014351 11/15/00 Stan Lee Media, Inc. Option Exercise – Fred Schiller (6,944 shares) SM0014352 Undated Unnamed Paine Webber worksheet re Will Meugniot, Fred Schiller, Gary
Manfredi, and Pamela Aronoff SM0014353
Undated Conversion to Stock worksheet – Fred Schiller – (1,692 shares) SM0014354 Undated Payroll Check Request – Fred Schiller SM0014355 11/15/00 Stan Lee Media, Inc. Option Exercise – Fred Schiller (6,944 shares) SM0014356 11/15/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014357 11/15/00 Pain Webber Stock Option Financing Authorization Form - Fred Schiller SM0014358 Undated File folder label, “W. Meugniot” SM0014359 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist – Exercise #1 SM0014360
11/28/00 Paine Webber Cash/Stock Receipt – Stan Lee Media, Inc. – 22,222 shares; Stan Lee Media, Inc. Common Stock Certificate no. C 1103 for 22,222
shares in the name of William Meugniot
SM0014361-14362
Undated Unnamed blank Stan Lee Media, Inc. form SM0014363 11/20/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re
issuance of 22,222 shares in the name of William Meugniot SM0014364
11/17/00 Paine Webber check no. 37607 in the amount of $135,793.98 made payable to Stan Lee Media, Inc. fbo William Alfred Meugniot
SM0014365
Undated Conversion to Stock - Will Meugniot – 5,711 shares SM0014366 Undated Payroll Check Request – Will Meugniot SM0014367 11/16/00 Stan Lee Media, Inc. Option Exercise – Will Meugniot – 22,222 shares SM0014368 Undated Unnamed Paine Webber spreadsheet re Will Meugniot, Fred Schiller, Gary
Manfredi and Pamela Aronoff SM0014369
Undated Conversion to Stock - William Meugniot SM0014370 11/16/00 Stan Lee Media, Inc. Option Exercise – William Meugniot – 22,222 shares SM0014371 Undated Payroll Check Request – William Meugniot SM0014372 11/16/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014373 11/15/00 Pain Webber Stock Option Financing Authorization Form - William Alfred
Meugniot SM0014374
Undated File folder label, “P. Aronoff” SM0014375 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Terminated
Employee Checklist SM0014376
11/28/00 Paine Webber Cash/Stock Receipt – Stan Lee Media, Inc. – 2075 shares; Stan Lee Media, Inc. Common Stock Certificate no. C 1104 for 2075 shares
in the name of Pamela Aronoff
SM0014377-14378
Undated Unnamed blank Stan Lee Media, Inc. form SM0014379 11/20/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re
issuance of 2,075 shares in the name Pamela Aronoff SM0014380
11/17/00 Paine Webber check no. 37609 in the amount of $10,271.25 made payable to Stan Lee Media, Inc. fbo Pamela Aronoff
SM0014381
Undated Conversion to Stock - Pam Aronoff SM0014382 11/16/00 Stan Lee Media, Inc. Option Exercise – Pam Aronoff – 2,075 shares SM0014383 11/17/00 Paine Webber spreadsheet re Will Meugniot, Fred Schiller, Gary Manfredi
and Pamela Aronoff SM0014384
11/16 Stan Lee Media, Inc. Option Exercise – Pam Aronoff (8,333 shares) SM0014385 11/16/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014386 11/16/00 Pain Webber Stock Option Financing Authorization Form - Pam Aronoff SM0014387 Undated File folder label, “G. Manfredi” SM0014388 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist SM0014389
12/04/00 Stan Lee Media, Inc. Common Stock Certificate no. C 1113 for 5,000 shares in the name of Gary Manfredi
SM0014390
12/01/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of 5,000 shares in the name of Gary Manfredi; facsimile transmittal
SM0014391-14392
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sheet from Stan Lee Media, Inc. to Securities Transfer Corporation 12/01/00 Paine Webber check no. 37870 in the amount of $20,112.50 made payable to
Stan Lee Media, Inc. fbo Gary Manfredi SM0014393
Undated Stan Lee Media, Inc. Option Exercise – Gary Manfredi – 5,000 shares SM0014394 Undated Payroll Check Request – Gary Manfredi SM0014395 Undated Conversion to Stock - - Gary Manfredi – 2,226 shares SM0014396 11/28/00 Stan Lee Media, Inc. Historical Quotes from www.financialweb.com SM0014397 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist – Exercise #1 SM0014398
11/28/00 Paine Webber Cash/Stock Receipt – Stan Lee Media, Inc. – 7,814 shares; Stan Lee Media, Inc. Common Stock Certificate no. C 1105 for 7,814 shares
in the name of Gary Manfredi
SM0014399-14400
Undated Unnamed blank Stan Lee Media, Inc. form SM0014401 11/20/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re
issuance of shares in the name of Gary Manfredi SM0014402
11/17/00 Paine Webber check no. 37608 in the amount of $37,358.80 made payable to Stan Lee Media, Inc. fbo Gary Manfredi
SM0014403
Undated Conversion to Stock - Gary Manfredi SM0014404 11/16/00 Stan Lee Media, Inc. Option Exercise – Gary Manfredi – 7,814 shares SM0014405 Undated Payroll Check Request – Gary Manfredi SM0014406 11/17/00 Paine Webber worksheet re Will Meugniot, Fred Schiller, Gary Manfredi
and Pamela Aronoff SM0014407
Undated Conversion to Stock - Gary Manfredi SM0014408 11/16/00 Stan Lee Media, Inc. Option Exercise – Gary Manfredi – 38,889 shares SM0014409 Undated Payroll Check Request – Gary Manfredi SM0014410 11/16/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014411 Undated File folder label, “S. McManus” SM0014412 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist SM0014413
10/13/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares in the name of Shawn McManus; facsimile transmittal
sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0014414-14415
12/05/00 Merrill Lynch check no. 208-13596 in the amount of $42,258.42 made payable to Stan Lee Media, Inc.
SM0014416
Various Undated, unnamed worksheet re Shawn McManus; undated payroll Check Request – Shawn McManus; 08/24/00 Stan Lee Media, Inc. Option Exercise – Shawn McManus – 8,000 shares; undated, unnamed spreadsheet re Shawn McManus; 10/13/00 facsimile transmittal sheet from Stan Lee Media, Inc. to
Merrill Lynch re Shawn McManus
SM0014417-14421
08/29/00 Merrill Lynch Irrevocable Delivery Instructions and Security Agreement re Shawn McManus
SM0014422
Undated File folder label, “A. Winn” SM0014423 Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active
Employee Checklist SM0014424
10/13/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares in the name of Anthony Winn; facsimile transmittal sheet
from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0014425-14426
11/07/00 Merrill Lynch check no. 208-13531 in the amount of $21,793.96 made payable to Anthony Winn
SM0014427
09/01/00 Merrill Lynch check no. 21006-86134 in the amount of $10,000 made payable to Anthony Winn
SM0014428
Undated Anthony Winn worksheet SM0014429 Undated Anthony Winn Bonus worksheet SM0014430 08/24/00 Stan Lee Media, Inc. Option Exercise – Anthony Winn – 4,000 shares SM0014431 Undated Unnamed spreadsheet re Anthony Winn SM0014432 Various 09/27/00 Merrill Lynch statement – Anthony Winn - $5,176.87; 09/27/00
Merrill Lynch statement – Anthony Winn - $5,213.47; 10/04/00 Merrill Lynch statement – Anthony Winn - $20,153.77; 10/13/00 Merrill Lynch
statement – Anthony Winn - $9,894.31
SM0014433-14436
11/02/000 Merrill Lynch Irrevocable Delivery Instructions and Security Agreement – Anthony Winn
SM0014437
08/24/00 Handwritten note to Stan Lee Media, Inc. from Anthony Winn SM0014438 Undated Handwritten note, “Please complete sign & return in envelope provided”;
Merrill Lynch Irrevocable Delivery Instructions and Security Agreement SM0014439-14440
06/12/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 7-23-99 spreadsheet SM0014441
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Undated Label, “Stan Lee Media Option Agreements 10/05-12/31 1999 SM0014442 Undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 10-5-99 spreadsheet SM0014443 10/05/99 Letter from Stan Lee Media, Inc. to Paraversal, Inc. c/o Stan Lee Media, Inc. SM0014444-14446 10/08/00 Letter from Stan Lee Media, Inc. to Paraversal, Inc. c/o Stan Lee Media, Inc. SM0014447 Undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 11-5-99 spreadsheet SM0014448 Undated Handwritten note, “Hold”; 11/05/99 Stock Option Agreement - Grantee:
Bryce Zabel SM0014449-14453
06/09/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: Up to 12-31-99 spreadsheet
SM0014454
10/11/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Cory Moore SM0014455-14458 10/11/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Cory Moore SM0014459-14462 10/13/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Elizabeth L. Lewis SM0014463-14466 10/13/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Ruben Martinez SM0014467-14470 10/19/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Susan Johnston SM0014471-14474 10/25/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Marcia L. Munns SM0014475-14478 10/27/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: John R. Statema SM0014479-14482 12/09/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Pamela D. Aronoff SM0014483-14486 11/24/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Brooks D.
Campbell SM0014488-14490
11/24/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Sibyl a. Wickersheimer
SM0014491-14494
12/06/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Scott Saltsman SM0014495-14498 12/09/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: William Meugniot SM0014499-14502 12/13/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Courtney Lind SM0014503-14506 12/17/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Louis S.
Scarborough Jr. SM0014507-14510
12/20/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Brian L. Davidson SM0014511-14514 12/21/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen Brain SM0014515-14518 12/22/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Junko J.
Kobayashi SM0014519-14522
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Gill Champion SM0014523-14526 12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen M.
Gordon SM0014527-14530
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Jennifer B. Kahn SM0014531-14534 12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Dana Moreshead SM0014535-14538 12/31/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Tony L. Pastor SM0014539-14542 12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Robert M. Schultz SM0014543-14546 12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Dean V. White SM0014547-14550 12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Anthony Winn SM0014551-14554 Undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: 12/31/99 spreadsheet SM0014555 Undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 12-15-99 spreadsheet SM0014556 Undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: 10-5-99 spreadsheet SM0014557 10/05/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stanley A. Weston SM0014558-14563 Undated File label “Stan Lee Media, Inc. Option Agreements 1/1/2000-2/29/2000 SM0014564 Undated Stan Lee Media, Inc. as of 2/29/00 Options2000 E up to 2-29-00 spreadsheet SM0014565 01/03/00 Stan Lee Media, Inc. Stock Option Agreement – Grantee: Peter Toblisky SM0014566-14569 01/06/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Leopoldo
Duranona SM0014570-14573
01/06/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Armando Gil SM0014574-14577 01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Gill Champion SM0014578-14580 01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Claude Denis SM0014581-14584 Undated Post-it note, “TERMINATED”; page 2-4 only of Stan Lee Media, Inc. Stock
Option Agreement - Grantee: Stuart R. Feldman SM0014585-14588
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Scott C. Koblish SM0014589-14592 01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Don C. Manuel SM0014593-14596 01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Samantha D.
Meltzer SM0014597-14599
Undated Post-it note, “Missing Steve’s Signature”; page 4 only of Stan Lee Media, Inc. Stock Option Agreement - Grantee: Samantha D. Meltzer
SM0014600-14601
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Devendra Mishra SM0014602-14605 01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Holli A. Schmidt SM0014606-14610 01/26/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Frederick L.
Nelson SM0014611-14614
02/01/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Sandy Constantino SM0014615-14619 02/01/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Vince Golveo SM0014620-14624
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02/15/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Matthew T. Banning
SM0014625-14629
Undated Stan Lee Media, Inc. as of 2/29/00 Options2000 D up to 2-29-00 spreadsheet SM0014630 01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Arthur E.
Schramm, Jr. SM0014631-14633
Undated Handwritten note, “Need Rob Burgess” SM0014634 Undated Stan Lee Media, Inc. as of 2/29/00 Options2000 Tab: C up to 2-29-00
spreadsheet SM0014635
01/05/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Jon Corfino SM0014636-14639 01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen A. Segal SM0014640-14643 04/02/00 Email from TELJ1@aol.com to junko@stanleemedia.com re Options
Agreements SM0014644
Various 01/10/00 letter from Montaque Securities International to Stan Lee Media, Inc.
SM0014645
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Montague Securities International, Ltd.
SM0014646-14649
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Kevin Richardson SM0014650-14654 01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Howard Dorough SM0014655-14659 01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Brian Thomas
Littrell SM0014660-14664
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Nicholas Carter SM0014665-14669 01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Alexander J.
McLean SM0014670-14674
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Jeff Kwatinetz SM0014675-14679 01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Michael Green SM0014680-14684 01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Jordan Keller SM0014685-146589 Undated Handwritten note, “Stan Lee Media, Inc. 4/1/00 Option Agreements SM0014690 04/01/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Franklin F.
Urteaga SM0014691-14694
04/05/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Grant Anderson SM0014695-14698 04/07/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Cory Barron SM0014699-14702 04/13/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Lenore Mohr SM0014703-14706 04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen Brain SM0014707-14710 04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Hadi Hashemi SM0014711-14714 04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Rick C. Madden SM0014715-14718 04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Devendra Mishra SM0014719-14722 04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: John-Brooks Sugar SM0014723-14727 05/11/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Ivan J. Song SM0014728-14731 05/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Eric Chan SM0014732-14735 06/12/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Michael
Drudzinski SM0014736-14739
06/19/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Nancy Prentice SM0014740-14744 08/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Grant Anderson SM0014745-14748 09/08/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Frederick L.
Nelson SM0014749-14752
Undated Handwritten note, “Stan Lee Media, Inc. Option Agreements 3/1/00-3/31/00 SM0014753 03/08/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Juan Luna SM0014754-14757 03/09/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Tom Morgan SM0014758-14761 03/13/00 Post-it note, “HOLD”; Stan Lee Media, Inc. Stock Option Agreement -
Grantee: Derrick Perkins SM0014762-14766
03/13/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Damon O’Keefe SM0014767-14770 03/13/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Christopher
Hooten SM0014771-14774
03/20/00 Handwritten note, “Need Charles Peckens”; Stan Lee Media, Inc. Stock Option Agreement - Grantee: Timothy Burlingame
SM0014775-14779
03/20/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Tom Grimley SM0014780-14783 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Iyan Bruce SM0014784-14787 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Brian W. Burks SM0014788-14791 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Claude Denis SM0014792-14795 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Leopoldo
Duranona SM0014796-14799
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Zachary W. Foley SM0014800-14803 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Armando Gil SM0014804-14807 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Steven Ilous SM0014808-14811 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: David Johnson SM0014812-14815
{Client\4211\00\02031311.DOC /} 95
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03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Scott C. Koblish SM0014816-14819 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Elizabeth L. Lewis SM0014820-14823 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Ruben L. Martinez SM0014824-14827 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Shawn McManus SM0014828-14831 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Richard McManus SM0014832-14835 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Cory B. Moore SM0014836-14839 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Frederick L.
Nelson SM0014840-14843
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Tony L. Pastor SM0014844-14847 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Andrey Pavlovskiy SM0014848-14851 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Patricia M. Smith SM0014852-14855 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: John R. Statema SM0014856-14859 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Dean V. White SM0014860-14863 03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee:
Anthony Winn SM0014834-14867
03/27/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Linda A. Tomarchio
SM0014868-14871
03/27/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Monika Zech SM0014872-14875 03/31/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen B. Jones SM0014876-14879 Various Undated folder label, “SCHEDULE 16 FILINGS”; undated, illegible post-it
note; 06/19/00 letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Section 16 Filings; 03/20/00 Stan Lee Media, Inc. Exhibit 10-K
SM0014880-14885
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Lee Family 1985 Trust/Stan Lee
SM0014886-14887
08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Stan Lee
SM0014888-14889
08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Lee Family 1985 Trust
SM0014890-14891
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – P.F.P. Family Holdings, L.P.
SM0014892-14893
08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – P.F.P. Family Holdings, L.P.
SM0014894-14895
08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Andrea L. Paul; Paraversal Assigned
Options (as of June 19, 2000)
SM0014896-14897
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Devendra Mishra
SM0014898-14900
08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Devendra Mishra
SM0014901-14902
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Gill Champion
SM0014903-14904
08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Gill Champion
SM0014905-14906
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Stephen M. Gordon
SM0014907-14908
08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Stephen M. Gordon
SM0014909-14910
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Robert M. Schultz
SM0014911-14912
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Nelson S. Thall
SM0014913-14914
03/10/00 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Schramn, Arthur E., Jr.
SM0014915-14916
05/09/00 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Lars F. Hellmont
SM0014917-14918
11/15/00 Letter from Rick Madden to Daniel A. Klein; Paine Webber Stock Financing Authorization Form – Patricia Smith; Paine Webber Stock Financing
Authorization Form – Jennifer Kahn
SM0014919-14921
Various Folder label, “STOCK POWER”; 01/01/79 Conan Properties, Inc. common stock no. 8 for 50 shares in the name of Alla Ray Kuykendall/Alla Ray
Morris
SM0014922-14924
09/08/00 Handwritten note, “consent file”; Stock Power transferring 50 shares of Common Capital Stock of Conan Properties, Inc. to Stan Lee Media, Inc.
SM0014925-14926
11/28/96 Conan Properties, Inc. common stock no. 11 for 50 shares in the name of Lyman Sprague De Camp and Gerard Beekman De Camp, as Trustees
SM0014927-14928
Undated Uniform Commercial Code – Financing Statement - Form UCC-1 – Conan SM0014929
{Client\4211\00\02031311.DOC /} 96
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Properties, Inc. Various 09/12/00 facsimile transmittal sheet from Share & Blejec, LLP to Stan Lee
Media, Inc. re Conan Properties, Inc.; Stock Power transferring 50 shares of Common Capital Stock of Conan Properties, Inc. to Stan Lee Media, Inc.
SM0014930-14931
09/08/00 Registration Rights Agreement by and among Stan Lee Media, Inc. and Conan Sales Col, LLC
SM0014932-14941
Undated Stan Lee Media, Inc. Certificate for Common Stock Purchase Warrants SM0014942-14953 09/08/00 Security Agreement between Stan Lee Media, Inc. and Conan Properties,
Inc. SM0014954-14974
08/31/00 Stock Purchase Agreement by and between Stan Lee Media, Inc. and Sellers of Conan Properties, Inc.
SM0014975-15004
Undated Assignment - Common Stock of Conan Properties, Inc. assigns to Conan Sales Company, LLC; duplicate copy of Assignment - Common Stock of
Conan Properties, Inc. assigns to Conan Sales Company, LLC
SM0015005-15006
Undated Uniform Commercial Code – Financing Statement - Form UCC-1 – Conan Properties, Inc.
SM0015007
Undated National Financing Statement – UCC1 – Conan Properties, Inc. SM0015008 02/04/00 Stock Purchase Agreement Feb. 4, 2000 SM0015009-15051 Various Undated Schedule A; 02/2000 Stan Lee Media, Inc. Purchase Agreement by
and between Stan Lee Media, Inc. and purchasers listed on Schedule A SM0015052-15101
Undated File folder label, “Section 16 Filings” SM0015102 06/19/00 Letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Section 16
filings SM0015103-15105
Various 02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Lee Family 1985 Trust/Stan Lee; 08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Stan Lee; 08/01/99 U.S.
Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Lee Family 1985 Trust
SM0015106-15111
Various U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – P.F.P. Family Holdings, L.P.; 08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial
Ownership of Securities – Form 3 – P.F.P. Family Holdings, L.P.; 08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial
Ownership of Securities – Form 3 – Andrea L. Paul
SM0015112-1517
Various Undated Paraversal Assigned Options (as of June 19, 2000); 02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in
Beneficial Ownership – Form 5 – Devendra Mishra; 08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial
Ownership of Securities – Form 3 – Devendra Mishra
SM0015118-15122
Various U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Stephen M. Gordon; 08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial
Ownership of Securities – Form 3 – Stephen M. Gordon
SM0015123-15126
Various U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Gill Champion; 08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of
Securities – Form 3 – Gill Champion
SM0015127-15130
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Nelson S. Thall
SM0015131-15132
08/02/99 Securities and Exchange Commission Schedule 13D: Issuer: Boulder Capital Opportunities, Inc.
SM0015132-15149
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in Beneficial Ownership – Form 5 – Robert M. Schultz
SM0015150-15151
03/10/00 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Schramn, Arthur E., Jr.
SM0015152-15153
05/09/00 U.S. Securities and Exchange Commission Initial Statement of Beneficial Ownership of Securities – Form 3 – Lars F. Hellmont
SM0015154-15155
02/14/00 Bowne Edgar Control Sheet; Securities and Exchange Commission Schedule 13D/A; Exhibit A – Joint Filing Undertaking
SM0015156-15166
08/02/99 Securities and Exchange Commission Schedule 13D: Issuer: Boulder Capital Opportunities, Inc.
SM0015157-15183
11/30/00 Securities Purchase Agreement Between Stan Lee Media, Inc. and the Investors Signatory Hereto
SM0015184-15284
Undated Schedule 4.1 – Subsidiaries; Schedule 4.3 – Options and Warrants, Registration Rights, Anti-dilution rights; Schedule 4.18; Stan Lee Media,
SM0015185-15292
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CATEGORY
Inc. Shares and Warrants with Registration Rights; Stan Lee Media, Inc. Outstanding Warrants Adjusted for 10% Stock Dividend; Securities with
Anti-dilution Provisions Adjusted for 10% Stock Dividend; Securities with Anti-dilution Provisions Adjusted for 10% Stock Dividend; Securities with
Anti-dilution Provisions Adjusted for 10% Stock Dividend 11/2000 6% Convertible Debenture No. 1 – Issued by Stan Lee Media, Inc. - $1
million to Bond Street Partners Limited SM0015193-15316
11/2000 6% Convertible Debenture No. 2 – Issued by Stan Lee Media, Inc. - $1 million to Target Growth Fund Ltd.
SM0015317-15340
11/2000 6% Convertible Debenture No. 3 – Issued by Stan Lee Media, Inc. - $1 million to Nima Montazeri
SM0015341-15364
11/30/00 Stock Purchase Warrant No. W-1 – Purchase of 68,182 Shares of Common Stock of Stan Lee Media, Inc. by Bond Street Partners Limited
SM0015365-15376
11/30/00 Stock Purchase Warrant No. W-2 – Purchase of 2,000 Shares of Common Stock of Stan Lee Media, Inc. by Astor Capital, Inc.
SM0015377-15388
11/2000 Stock Purchase Warrant No. W-3 – Purchase of 17,045 Shares of Common Stock of Stan Lee Media, Inc. by Target Growth Fund Ltd
SM0015389-15400
11/2000 Stock Purchase Warrant No. W-4 – Purchase of 17,045 Shares of Common Stock of Stan Lee Media, Inc. by Nima Montazeri
SM0015401-15412
11/30/00 Registration Rights Agreement by and among Stan Lee Media, Inc. and the persons signatory hereto (Stephen Gordon, Jacques Ticobi, Target Growth
Fund Ltd and Nima Montazeri)
SM0015413-15437
12/11/00 Letter from Stan Lee Media, Inc. to The Holders Listed on the Signature Pages to that Certain Registration Rights Agreement Dated as of
November 30, 2000 c/o Astor Capital, Inc.
SM0015438
11/30/00 Escrow Agreement by and among Stan Lee Media, Inc. and the investors signatory hereto (Jacques Ticobi, Target Growth Fund, Ltd. and Nima
Montazeri
SM0015439-15449
11/30/00 Release Notice - Stan Lee Media, Inc. and Bond Street Partners Limited SM0015450-15453 12/14/00 Release Notice – Stan Lee Media, Inc. and Target Growth Fund, Ltd SM0015454-15458 11/30/00 Transfer Agent Instructions from Securities Transfer Corporation to Stan
Lee Media, Inc. SM0015459-15462
12/12/00 Letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule
of Purchasers attached hereto
SM0015463-15466
11/30/00 Letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule
of Purchasers attached hereto
SM0015467-15470
Undated Typed note, “Transfer Agent” SM0015471 Undated File folder label, “Transfer Agent” SM0015472 02/13/01 Facsimile transmittal sheet from Stan Lee Media, Inc. to Nasdaq; letter from
Securities Transfer Corporation to Stan Lee Media, Inc. SM0015473-15474
02/27/01 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of stock in the name of Bonner W. Adams
SM0015475
11/08/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of stock in accordance with attached schedule; Stan Lee Media, Inc.
Shares to be Issued Re: Exercise of Investor Warrants spreadsheet
SM0015476-15477
11/07/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares in accordance with attached schedule; Stan Lee Media, Inc. Shares to be Issued Re: Anti-dilution Provisions of Private Placement spreadsheet; Stan Lee Media, Inc. Anti-Dilution Computation Re Elliott
Associates & Westgate International Pfd. B Conversion on August 25, 2000; illegible handwritten note
SM0015478-15481
Various 02/12/01Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; 11/01/2000 Action by Unanimous Written Consent of
the Board of Directors of Stan Lee Media, Inc.
SM0015482-15487
07/23/99 Securities Transfer Corporation Current Shareholders List for Stan Lee Media, Inc.
SM0015488-15526
Various 11/06/00 fax from Securities Transfer Corporation to Gill Champion SM0015527-15532 01/03/0 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation SM0015533
01/03/01 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Robert Schultz
SM0015534
01/03/01 Duplicate letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Robert Schultz
SM0015535
Undated Securities Transfer Corporation for the Period 11-01-00 to 11-30-00 SM0015536-15542
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CATEGORY
Canceled for Issuer Stan Lee Media, Inc. 08/16/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re
shares of restricted stock to be issued in accordance with attached schedule; Schedule – Stan Lee Media, Inc. Shares to be Issued
SM0015543-15544
Undated Securities Transfer Corporation For the Period 12-01-00 to 12-31-00 Canceled for Issuer Stan Lee Media, Inc.
SM0015545-15546
Undated Securities Transfer Corporation For the Period 12-01-00 to 12-31-00 Canceled for Issuer Stan Lee Media, Inc. (with handwritten notes)
SM0015547
Undated Securities Transfer Corporation For the Period 12-01-00 to 12-31-00 Canceled for Issuer Stan Lee Media, Inc. (with handwritten notes)
SM0015548
Undated Securities Transfer Corporation For the Period 12-01-00 to 12-31-00 Canceled for Issuer Stan Lee Media, Inc. (with handwritten notes)
SM0015549
Undated Securities Transfer Corporation For the Period 12-01-00 to 12-31-00 Canceled for Issuer Stan Lee Media, Inc. (with handwritten notes)
SM0015550
Undated Securities Transfer Corporation For the Period 12-01-00 to 12-31-00 Canceled for Issuer Stan Lee Media, Inc. (with handwritten notes)
SM0015551
Undated Securities Transfer Corporation For the Period 10-01-00 to 10-31-00 Canceled for Issuer Stan Lee Media, Inc.
SM0015552-15560
Various 11/06/00 fax from Securities Transfer Corporation to Gill Champion; 11/06/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Stephen Brian (10,000 shares); 10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Stephen Brain (10,000 shares);
09/25/99 letter from La Jolla Cove Investors, LLC to Securities Transfer Corporation re transfer of shares; 09/2000 letter from La Jolla Cove
Investors to Securities Transfer Corporation; 09/07/00 Irrevocable Stock Power Form – La Jolla Cove Investors
SM0015561-15566
09/13/00 Letter from IBM to Stan Lee Media, Inc. SM0015567 Undated Securities Transfer Corporation For the Period 08-01-00 to 08-31-00
Canceled for Issuer Stan Lee Media, Inc. SM0015568-15573
Undated Stan Lee Media, Inc. Shares to be Issued Re: Anti-dilution Provisions of Private Placements spreadsheet
SM0015574
Various 12/13/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation re Elliott Associates, LP and Westgate International,
LP; Exhibit A – Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock – Elliott Associates, LP; Exhibit A - Conversion Notice for
Series B 4% Cumulative Convertible Preferred Stock – Westgate International, LP
SM0015575-15579
12/12/00 Fax from Securities Transfer Corporation to Bob Schultz SM0015580 12/12/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation SM0015581
11/30/00 Transfer Agent Instructions – Stan Lee Media, Inc. SM0015582-15585 08/21/00 Report – CUSIP - 85285P101, Issuer - Stan Lee Media, Inc., Record Date –
08/21/00, Sequence – Descending Shares SM0015586-15629
12/01/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0015630
Undated Stan Lee Media, Inc. Shares to be Issued Re: Anti-dilution Provisions of Private Placements
SM0015631
11/07/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; Stan Lee Media, Inc. Anti-Dilution Computation Re: Elliott
Associates & Westgate International Pfd. B Conversion on August 25, 2000; 11/07/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation;
Stan Lee Media, Inc. Shared to be Issued RE: Anti-dilution Provisions of Private Placements; duplicate Stan Lee Media, Inc. Anti-Dilution
Computation Re: Elliott Associates & Westgate International Pfd. B Conversion on August 25, 2000
SM0015632-15636
Undated Stan Lee Media, Inc. Shares to be Issued Re: Anti-dilution Provisions of Private Placements
SM0015637
Various Undated illegible handwritten note; handwritten note, “Rick”; 07/14/00 letter from Miles S. King to Stan Lee Media, Inc.; 06/27/00 Certification In The
Matter of The Estate of Adena W. King, Deceased appointing Miles S. King as Registrar on 06/27/00 as Personal Representative; State of Colorado,
County of Boulder, Certificate of Death – Adena W. King; envelope from Miles S. King addressed to Shareholder Services, Stan Lee Media
SM0015638-15643
Various Illegible handwritten note; 08/28/00 notarized letter from Miles S. King to Stan Lee Media, Inc. re Adena W. King; State of Colorado, County of
Boulder, Certificate of Death – Adena W. King; 06/27/00 Certification In
SM0015644-15647
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BATES NOS.
CATEGORY
The Matter of The Estate of Adena W. King, Deceased appointing Miles S. King as Registrar on 06/27/00 as Personal Representative
Various 08/21/00 fax from CapBay Financial Services to Rick Madden re Adrian Turcotte; 08/15/00 letter from CapBay Financial Services to Rick
Madden/Stan Lee Media, Inc. re Adrian Turcotte; 08/15/00 letter from CapBay Financial Services to Securities & Exchange Commission re Rule
144 papers for Adrian Turcotte; United States Securities and Exchange Commission Form 144 – Adrian Turcotte; undated Seller Rule 144 Letter –
Adrian Turcotte
SM0015648-15654
Undated Stan Lee Media, Inc. Shares to Be Issued spreadsheet SM0015655 08/18/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation SM0015656
08/17/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0015657
08/17/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares in the name of Steen Gerber
SM0015658
Undated Typed note, “Warrant Exercises” SM0015659 Undated File folder label, “Warrant Exercises” SM0015660 Undated Stan Lee Media, Inc. Shares to Be Issued Re: Exercise of Investor Warrants
spreadsheet SM0015661
11/08/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0015662
Undated Investor Warrants spreadsheet (with handwritten notes) SM0015663 10/27/00 Letter from Stan Lee Media, Inc. to Irving and Patricia Siegel SM0015664 10/27/00 Memo from Robert M. Schultz, Vice President Finance, Stan Lee Media to
James O White, Jr. Re 30,000 Warrants of Stan Lee Media, Inc. SM0015665
10/27/00 Duplicate memo from Robert M. Schultz, Vice President Finance, Stan Lee Media to James O White, Jr. Re 30,000 Warrants of Stan Lee Media, Inc.
SM0015666
Undated Message for Bob from Kevork Tashjian re letter sent SM0015667 Various 10/12/00 Stan Lee Media, Inc. Purchase Form – Michael J. Getlin – 3,333
shares; 10/12/00 Stan Lee Media, Inc. Purchase Form – Lonney & Jaye Getlin – 3,333 shares; 10/13/2000 Lon & Jaye Getlin check no. 8762 in the
amount of $18,330 made payable to Stan Lee Media
SM0015668-15670
08/01/00 Common Stock Table SM0015671 10/10/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald - 5,000 shares; Kaye
Dowd Bald and Kenneth Bald check no. 107 in the amount of $25,000 made payable to Stan Lee Media, Inc.
SM0015672-15673
10/10/00 Morton Feldman/Morton Feldman Family Trust A check no. 3509 in the amount of $25,000 made payable to Stan Lee Media, Inc.; Stan Lee Media,
Inc. Purchase Form – Morton Feldman - 5,000 shares
SM0015674-15675
08/01/00 Common Stock Table (with handwritten notes) SM0015676 08/01/00 Common Stock Table SM0015677 Various 10/19/00 Stan Lee Media, Inc. Purchase Form – Boyd Willat – 6,700 shares;
Exhibit – 04/1999 Warrant to Purchase 6,700 Shares of Common Stock – Boyd Willat; 10/17/00 Boyd L. Willat check no. 1451 in the amount of
$33,500 made payable to Stan Lee Media
SM0015678-15681
10/19/00 Stan Lee Media, Inc. Purchase Form – Bonner W. Adams TTEE – 16,666 shares
SM0015682
Undated 8 blank Stan Lee Media, Inc. Purchase Forms SM0015683-15690 06/12/00 Letter from Stan Lee Media, Inc. to Kenneth Williams – Offer position of
President and CEO of the company SM0015691-15698
08/18/00 Stan Lee Media, Inc. Common Stock Certificate No. C 0931 for 59,808 shares in the name of Kenneth Williams
SM0015699
Various 01/12/01 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Modification and Settlement Agreement between Kenneth Williams and
Stan Lee Media, Inc.; 12/14/00 Modification and Settlement Agreement between Stan Lee Media, Inc. and Kenneth Williams; duplicate Stan Lee
Media, Inc. Common Stock Certificate No. C 0931 for 59,808 shares in the name of Kenneth Williams
SM0015700-15703
Various 06/12/00 duplicate letter from Stan Lee Media, Inc. to Kenneth Williams – Offer position of President and CEO of the company
SM0015704-15712
10/06/00 South Coast Financial Services/Edward Powell check no. 1142 in the amount of $16,665 made payable to Stan Lee Media
SM0015713
Various 06/05/00 Cash Management Deposit Slip - $5,000 – Company Name: Stan Lee Media, Inc. – Shannah Compton – 1,000 shares; 06/06/00 Stan Lee
Media, Inc. Purchase Form – Shannah L. Compton – 1,000 shares; 06/04/00
SM0015714-15717
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BATES NOS.
CATEGORY
Brian J. Koselke/Shannah L. Compton check no. 1497 in the amount of $5,000 made payable to Stan Lee Media, Inc.; Stan Lee Media, Inc. Deposit Ticket - $5,000; 06/06/00 Stan Lee Media, Inc. Purchase Form – Shannah L.
Compton 06/15/00 Cash Management Deposit Slip - $50,000 – Company Name: Stan Lee
Media, Inc. – Myron J. Bromberg – 10,000 shares; Myron J. Bromberg, D.D. S. check no. 10208 in the amount of $50,000 made payable to Stan Lee
Media, Inc.
SM0015718-15719
Various 06/16 Cash Management Deposit Slip - $16,670 – Company Name: Stan Lee Media, Inc. – Hendler Group – Stock; The Hendler Group check no. 9914 in
the amount of $16,670 made payable to Stan Lee Media, Inc.
SM0015720-15721
Various 04/03/00 Cash Management Deposit Slip - $100,000 – Company Name: Stan Lee Media, Inc. – Christopher Chen; Stan Lee Media, Inc. Deposit
Ticket - $100,000; 04/04/00 Promissory Notes & Warrants
SM0015722-15724
Various 04/04/00 Cash Management Deposit Slip - $100,000 – Company Name: Stan Lee Media, Inc. – Charles J. Blomme; 04/04/00 Stan Lee Media, Inc.
Deposit Ticket - $100,000; 04/04/00 Promissory Notes & Warrants; 05/15/00 Unsecured Promissory Note – $75,000, Maker: Stan Lee Media,
Inc. – Holder: Charles J. Blomme and Deborah A. Schlichting
SM0015725-15728
Various 05/15/00 Cash Management Deposit Slip - $38,330 – Company Name: Stan Lee Media, Inc. – Steven Patrick/Mohammad Soltani; 05/15/00 Stan Lee
Media, Inc. Deposit Ticket - $38,330; 05/10/00 Stan Lee Media, Inc. Purchase Form – Steven Patrick – 3,333 shares; 05/10/00 Ruth
Patrick/Steven Patrick check no. 1044 in the amount of $16,665 made payable to Stan Lee Media, Inc.; 07/23/99 unknown agreement (page 10
only); 05/12/00 Mohammad Soltani check no. 1105 in the amount of $21,665 made payable to Stan Lee Media, Inc.
SM0015729-15734
Various 05/15/00 Cash Management Deposit Slip - $25,000 – Company Name: Stan Lee Media, Inc. – Maury Burkom; 05/15/00 Stan Lee Media, Inc. Deposit Ticket - $25,000; 05/10/00 Maury Burkom check no. 231 in the amount of $25,000 made payable to Stan Lee Media, Inc.; 05/11/00 Stan Lee Media,
Inc. Purchase Form – Maury Burkom – 2,500 shares
SM0015735-15738
Various 05/25/00 Cash Management Deposit Slip - $21,665 – Company Name: Stan Lee Media, Inc. – Mohammad Soltani; 05/25/00 Stan Lee Media, Inc.
Deposit Ticket - $21,665; 05/12/00 Mohammad Soltani check no. 1105 in the amount of $21,665 made payable to Stan Lee Media, Inc.
SM0015739-15741
11/17/00 Stan Lee Media, Inc. General Ledger – Journal Transaction Register – Posting Register
SM0015742-15745
Various 11/30/00 Cash Management Deposit Slip - $2,500 – Company Name: Stan Lee Media, Inc. - Stephen Gerber; 11/30/00 Stan Lee Media, Inc. Deposit
Ticket - $2,500; 11/29/00 Bear Stearns check no. MH-646681 in the amount of $2,500 made payable to Stan Lee Media, Inc. fbo Stephen Gerber
SM0015746-15748
Various 12/01/00 Cash Management Deposit Slip - $926,500 – Company Name: Stan Lee Media, Inc.; 12/01/00 HSBC Bank USA transfer online - $926,500
to Stan Lee Media, Inc.; HSBC Bank USA transfer online - $926,500; 01/18/01 Stan Lee Media, Inc. Accounts Receivable – Receipts – General Ledger Posting Register – Detail; 01/18/01Stan Lee Media, Inc. Accounts
Receivable – Cash Receipts Register – Detail; 01/18/01 Stan Lee Media, Inc. Accounts Receivable – Cash Receipts Register – Recap
SM0015749-15754
Various 12/05/00 Cash Management Deposit Slip - $42,258.42 – Company Name: Stan Lee Media, Inc; 12/05/00 Stan Lee Media, Inc. Deposit Ticket -
$42,258.42; Merrill Lynch Check no. 208-13596 in the amount of $42,258.42 made payable to Stan Lee Media; undated, unnamed spreadsheet
re Shawn McManus
SM0015755-15758
01/18/00 Stan Lee Media, Inc. Accounts Receivable – Cash Receipts – General Ledger Posting Register – Detail; Stan Lee Media, Inc. Accounts Receivable
– Cash Receipts Register – Detail; Stan Lee Media, Inc. Accounts Receivable – Cash Receipts Register – Recap
SM0015759-15761
Various Undated, unnamed calculator tape; 10/19/00 letter from US Bank to Stan Lee Media, Inc. re $83,330 wire transfer; undated Stan Lee Media, Inc.
Warrant to Purchase Common Stock – Bonner W. Adams Trustee – 16,666 shares; 10/19/00 Stan Lee Media, Inc. Purchase Form – Bonner W. Adams
Trustee – 16,666 shares; 10/19/00 Cash Management Deposit Slip - $83,330 – Company Name: Stan Lee Media, Inc;
SM0015762-15766
Various 10/03/00 Stan Lee Media, Inc. Deposit Ticket - $55,000; 10/02/00 Fahnestock check no. 3002347 in the amount of $55,000 made payable to
Stan Lee Media, Inc.
SM0015767-15768
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CATEGORY
10/06/00 South Coast Financial Services/Edward Powell check no. 1142 in the amount of $16,665 made payable to Stan Lee Media
SM0015769
Various 10/13/00 Stan Lee Media, Inc. Deposit Ticket - $37,500; 10/12/00 Compton Family Trust check no. 2269 in the amount of $25,000 made payable to Stan Lee Media, Inc.; 10/13/00 Stanley Leon Compton and Cynthia L. Compton check no. 2004 in the amount of $12,500 made payable to Stan Lee Media,
Inc.; 10/12/00 Stan Lee Media, Inc. Purchase Form – Compton Family Trust – 5,000 shares; 10/13/00 Stan Lee Media, Inc. Purchase Form – Compton
Family Trust - $2,500 shares
SM0015770-15773
Various 10/16/00 US Bank Official Receipt – Ken Bald - $25,000; 10/16/00 Stan Lee Media, Inc. Deposit Ticket - $25,000; 10/10/00 Kaye Dowd Bald/Kenneth
Bald check no. 107 in the amount of $25,000 made payable to Stan Lee Media, Inc.; 10/16/00 Stan Lee Media, Inc. Deposit Ticket - $25,000; 10/10/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald – 5,000
shares
SM0015774-15778
Various 10/13/00 Global Icons, LLC check no. 3604 in the amount of $24,375 made payable to Stan Lee Media; 10/10/00 Stan Lee Media, Inc. Purchase Form –
Morton Feldman – 5,000 shares
SM0015779-15780
10/10/00 Morton Feldman/Morton Feldman Family Trust A check no. 3509 in the amount of $25,000 made payable Stan Lee Media, Inc.
SM0015781
Various 10/19/00 Cash Management Deposit Slip - $25,000 – Company Name: Stan Lee Media, Inc – A. Turcotte Warrants; 10/19/00 US Bank Official Receipt -
$25,000; 10/19/0 Stan Lee Media, Inc. Deposit Ticket - $25,000; 10/18/00 Susan Berzon Turcotte/Adrian Turcotte check no. 1971 in the amount of
$25,000 made payable to Stan Lee Media, Inc.; incomplete copy of undated Stan Lee Media, Inc. Warrant to Purchase Common Stock; 10/19/00 Cash Management Deposit Slip - $56,665 – Company Name: Stan Lee Media,
Inc. – K. Hubbert Warrants; 10/19/00 US Bank Official Receipt - $56,665; 10/19/00 Stan Lee Media, Inc. Deposit Ticket - $56,665; Vectra Bank
Official Check no. 718583696 in the amount of $15,000 made payable to Stan Lee Media, Inc.; 10/18/00 Kenneth R. Hubbert/Deborah L. Hubbert
check no. 2083 in the amount of $41,665 made payable to Stan Lee Media, Inc.; 10/20/00 Stan Lee Media, Inc. Purchase Form – Lynne K. Masters – 3,000 shares; 10/17/00 letter from Kenneth and Deborah Hubbert to Stan Lee Media; 07/23/99 Exhibit A – Warrant to Purchase 8,333 Shares of
Common Stock – Kenneth R. & Deborah L. Hubbert; 10/09/00 Stan Lee Media, Inc. Purchase Form – Kenneth R. Hubbert and Deborah L. Hubbert –
8,333 shares
SM0015782-15795
Various 10/20/00 Cash Management Deposit Slip - $15,000 – Company Name: Stan Lee Media, Inc – A. Brindock Warrants/C. Bernstein; 10/20/00 Stan Lee
Media, Inc. Deposit Ticket - $15,000; 10/19/00 Stan Lee Media, Inc. Purchase Form – Andrew Brindock – 2,000 shares; Charlotte Bernstein check no. 714 in the amount of $5,000 made payable to Stan Lee Media, Inc.; 10/17/00 Stan Lee Media, Inc. Purchase Form – Donald & Charlotte
Bernstein – 1,000 shares
SM0015796-15800
Various 10/20/00 Cash Management Deposit Slip - $38,549.16 – Company Name: Stan Lee Media, Inc. – Visiosonic, Stephenson, B. Willat Warrants & WWM
Partnership Trust; 10/20/00 US Bank Official Receipt - $38,549.16; 10/20/00 Stan Lee Media, Inc. Deposit Ticket - $38,549.16; 10/16/00
Visiosonic Ltd check stub no. 4960 in the amount of $34.60 made payable to Stan Lee Media, Inc.; 10/16/00 Visiosonic Ltd check no. 4960 in the amount of $34.60 made payable to Stan Lee Media, Inc.; 10/18/00 Stephanie Dawn
Stephenson check no. 591 in the amount of $14.56 made payable to Stan Lee Media, Inc.; 10/17/00 Boyd I. Willat check no. 1451 in the amount of
$33,500 made payable to Stan Lee Media, Inc.; 10/19/00 Stan Lee Media, Inc. Purchase Form – Boyd Willat – 6,700 shares; 10/19/00 William David Hooper, Jr./Reliance Asset Trust check no. 6201 in the amount of $5,000
made payable to Stan Lee Media, Inc.; 10/19/00 Stan Lee Media, Inc. Purchase Form – WWM Partnership Trust – 1,000 shares; 10/18/00 Internal Invoice to Stephanie Stephenson - $14.56; 09/29/00 Federal Express Invoice
No. 5-579-37038 (page 10 of 24 only); handwritten note, “Stephanie Stephenson”
SM0015801-15813
Various 10/20/00 Cash Management Deposit Slip - $93,335 – Company Name: Stan Lee Media, Inc. – J. Wilkinson Warrant, K. Alexander Warrant & E. Alexander Warrant; 10/20/00 Stan Lee Media, Inc. Deposit Ticket -
$93,335; 10/20/00 William J. Wilkinson/Patricia M. Wilkinson check no. 1818 in the amount of $83,335 made payable to Stan Lee Media, Inc.;
SM0015814-15821
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CATEGORY
10/20/00 Stan Lee Media, Inc. Purchase Form – William J. & Patricia M. Wilkinson – 16,667 shares; 10/14/00 Eddie Alexander/Kaaren K. Alexander
check no. 720 in the amount of $5,000 made payable to Stan Lee Media, Inc.; 10/10/00 Stan Lee Media, Inc. Purchase Form – Kaaren Alexander – 1,000 shares; Eddie Alexander/Kaaren K. Alexander check no. 721 in the
amount of $5,000 made payable to Stan Lee Media, Inc.; 10/10/00 Stan Lee Media, Inc. Purchase Form – Eddie Alexander – 1,000 shares
Various Cash Management Deposit Slip - $94,995 – Company Name: Stan Lee Media, Inc. – K. Montgomery Warrant, F Masters Warrants, K. Tashiian
Warrants, and Getlin Warrants; 10/23/00 US Bank Official Receipt - $94,995; 10/23/00 Stan Lee Media, Inc. Deposit Ticket - $94,995; 10/20/00 Kenneth G. Montgomery or Judith C. Montgomery check no. 10752 in the amount of $10,000 made payable to Stan Lee Media, Inc.; 09/19/00 Mrs.
Frances S. Masters check no. 1403 in the amount of $25,000 made payable to Stan Lee Media, Inc.; 10/21/00 Kevork K. Tashjian/Shoghig Tashjian
check no. 5902 in the amount of $41,665 made payable to Stan Lee Media, Inc.; 10/13/00 Lon and Jaye Getlin check no. 8762 in the amount of $18,330
made payable to Stan Lee Media, Inc.; 10/20/00 letter from Kenneth G. Montgomery to Rick Madden re Warrant Options; 07/23/99 Exhibit A – Warrant to Purchase 2,000 Shares of Common Stock; 10/19/00 Stan Lee
Media, Inc. Purchase Form – Frances S. Masters – 5,000 shares; 10/21/00 Stan Lee Media, Inc. Purchase Form – Kevork K. Tashjian – 8,333 shares; 10/12/00 Stan Lee Media, Inc. Purchase Form – Michael J. Getlin – 3,333
shares; 10/12/00 Stan Lee Media, Inc. Purchase Form – Lonney & Jaye Getlin – 3,333 shares
SM0015822-15836
Various 10/24/00 Cash Management Deposit Slip - $16,873.37 – Company Name: Stan Lee Media, Inc. – G. Cibaud Warrants and P. Tobolsky ck#217;
10/24/00 US Bank Official Receipt - $16,873.37; 10/24/00 Stan Lee Media, Inc. Deposit Ticket - $16,873.37; 10/21/00 Georges Cibaud check no. 1139 in the amount of $16,665 made payable to Stan Lee Media, Inc.; 10/23/00
Peter V. Tobolsky check no. 0217 in the amount of $208.37 made payable to Stan Lee Media, Inc.; 10/20/00 Stan Lee Media, Inc. Purchase Form –
Georges Cibaud – 3,333 shares; 12/23/99 spreadsheet re Peter Tobolsky
SM0015837-15843
Various 10/26/00 Cash Management Deposit Slip - $41,665 – Company Name: Stan Lee Media, Inc. – S. Baumann Warrants; 10/26/00 US Bank Official Receipt - $41,665; 10/26/00 Stan Lee Media, Inc. Deposit Ticket - $41,665; 10/26/00 Shrina L. Bauman check no. 5104 in the amount o f $6,191.73 made payable
to Stan Lee Media, Inc.; 10/26/00 Paine Webber check no. 33807 in the amount of $35,473.27 made payable to Stan Lee Media, Inc.; 10/26/00 letter from Shrina L. Baumann to Stan Lee Media, Inc.; undated Stan Lee Media,
Inc. Purchase Form – William and Shrina Baumann – 8,333 shares
SM0015843-15850
Various 10/27/00 Cash Management Deposit Slip - $27,500 – Company Name: Stan Lee Media, Inc. – P. La Fond; 10/27/00 US Bank Official Receipt - $27,500; 10/27/00 Stan Lee Media, Inc. Deposit Ticket - $27,500; 10/27/00 Pershing check no. 3003910799 in the amount of $27,500 made payable to Stan Lee
Media, Inc. re Employee Stock – Paula LaFond; 10/26/00 letter from Pershing to Stan Lee Media, Inc. re Paula La Fond; 10/26/00 Pershing check
stub no. 3003910799 in the amount of $27,500 made payable to Stan Lee Media, Inc.
SM0015851-15856
Various 10/29/00 Cash Management Deposit Slip - $100,000 – Company Name: Stan Lee Media, Inc. – P. Siegel Warrants; 10/30/00 US Bank Official
Receipt - $100,000; 10/29/00 Stan Lee Media, Inc. Deposit Ticket - $100,000; 10/27/00a or I.C. Siegel check no. 1670 in the amount of
$100,000 made payable to Stan Lee Media, Inc.; 10/18/00 Stan Lee Media, Inc. Purchase Form – I.C. Siegel & Patricia Q. Siegel – 20,000 shares;
10/27/00 letter from James O. White, Jr. to Stan Lee Media, Inc. re 30,000 Warrants of Stan Lee Media, Inc.
SM0015857-15861
Various 11/08/00 US Bank Official Receipt - $50,000; 11/08/00 Stan Lee Media, Inc. Deposit Ticket - $50,000; Patricia or I.C. Siegel check no. 1672 in the
amount of $50,000 made payable to Stan Lee Media, Inc.; 10/18/00 Stan Lee Media, Inc. Purchase Form – I.C. Siegel & Patricia Q. Siegel – 10,000
shares; undated Stan Lee Media, Inc. Warrant to Purchase Common Stock re I.C. Siegel & Patricia Q. Siegel
SM0015862-15865
Various 11/09/00 Cash Management Deposit Slip - $21,793.96 – Company Name: Stan Lee Media, Inc. – Anthony Winn options; 11/09/00 US Bank Official Receipt (amount illegible); 11/09/00 Stan Lee Media, Inc. Deposit Ticket -
$21,793; 11/07/00 Merrill Lynch check no. 208-13531 in the amount of
SM0015866-15872
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CATEGORY
$21,793.96 made payable to Anthony Winn; undated, unnamed spreadsheet re Anthony Winn options; 01/19/01 Accounts Receivable Cash Receipts General Ledger Posting Register – Detail (post date 11/09/00); 01/19/00
Accounts Receivable Cash Receipts Register – Detail; 01/19/01 Accounts Receivable Cash Receipts Register – Recap
Various 11/09/00 Cash Management Deposit Slip - $28,010.68 – Company Name: Stan Lee Media, Inc. – A. Sowd options; 11/09/00 US Bank Official Receipt
- $28,010.68; 11/09/00 Stan Lee Media, Inc. Deposit Ticket - $28,010.68; 11/07/00 Merrill Lynch check no. 208-02095 in the amount of $28,010.68
made payable to Aaron Sowd; undated, unnamed spreadsheet re Aaron Sowd
SM0015873-15876
Undated File folder label, “STAN 2.0, STAN’S EVIL CLO ARGENTINA TM APP CL.1 APPLICATION NO.: 2.314.60 FILED 11/3/00”
SM0024530
10/23/00 Email from Rick Madden (rmadden@stanleemedia.com) to smelzer@stanleemedia.com re Latin America
SM0024531
Various 03/19/01 letter from Richelet & Richelet to Stan Lee Media, Inc. re Argentine T.M. Appln “Stan 2.0. Stan’s Evil Clone” Serial No. 2.314.608 –
Class 16; 11/06/00 letter from Richelet & Richelet to Stan Lee Media, Inc. re Stan 2.0. Stan’s Evil Clone”; 11/03/00 Instituto Nacional De la Propiedad
Industrial re Stan 2.0. Stan’s Evil Clone; 11/03/00 Solicitud De Registro De Marca No. 2314608 re Stan 2.0. Stan’s Evil Clone; 11/02/00 letter from
Richelet & Richelet to Stan Lee Media, Inc.
SM0024532-24537
11/02/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet; fax confirmation sheet
SM0024538-24539
11/02/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024540-24541 11/01/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet &
Richelet; letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024542-24543
Various Undated letter from Stan Lee Media, Inc. memo; 11/01/00 fax confirmation sheet; 11/01/00 Federal Express International Air Waybill from Richelet &
Richelet to Stan Lee Media, Inc.
SM0024544-24546
Various Undated Richelet & Richelet Form 1 – Power of Attorney; 09/13/00 California Secretary of State Apostille; 08/22/00 California All-Purpose
Acknowledgment re Power of Attorney signed by Gill Champion
SM0024547-24550
10/19/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. (with handwritten notes)
SM0024551-24552
10/19/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024553-24554 10/18/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet &
Richelet; fax confirmation sheet SM0024555-24556
10/18/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet; fax confirmation sheet
SM0024557-24558
Various 10/17/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet; 10/17/00 fax confirmation sheet; 10/19/00 letter from Richelet &
Richelet to Stan Lee Media, Inc.
SM0024559-24561
02/22/00 Letter from Aoyama & Partners to Stan Lee Media, Inc. SM0024562 Undated File folder label, “ORDNANCE JAPAN-TM.APP” SM0024563 08/21/00 Mooreland & Moore, Inc. Invoice No. 53907 to Stan Lee Media, Inc. SM0024564 08/04/00 Certified Copy Order to Mooreland & Moore, Inc. re Request for Certified
Copies SM0024565
08/04/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Mooreland & Moore, Inc; Stan Lee Media, Inc. Certified Copy Order to Mooreland &
Moore, Inc. re Request for Certified Copies; fax confirmation sheet
SM0024566-24568
Various 12/04/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama & Partners; duplicate 12/04/00 facsimile transmittal sheet from Stan Lee
Media, Inc. to Aoyama & Partners; additional duplicate copy of 12/04/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama & Partners; 12/04/00 fax confirmation sheet; 12/04/00 Memo from Samantha Melzer to
Sandy Constantino; 12/04/00 letter from Aoyama & Partners to Stan Lee Media, Inc. re Trademark Applications in Japan; 10/24/00 Stan Lee Media, Inc. check no. 23886 in the amount of $1,601.07 made payable to Aoyama
& Partners; 12/04/00 letter from Aoyama & Partners to Stan Lee Media, Inc. re Account – Outstanding Debit Note(s)
SM0024569-24579
Various 09/27/00 letter from Lieberman & Nowak, LLP to Commissioner of Patents and Trademarks re United States Recordation of Trademark Assignments – Applicant: Stan Lee Media, Inc.; 09/25/00 Recordation Form Cover Sheet –
Trademarks Only (From PTO-1618A09/25/00 Stan Lee Media, Inc. Trademark Assignment;
SM0024580-24585
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Undated File folder label, “Accuser Argentina TM APP CL. 41 – APPLIATION NO.: 2.314.607 FILED 11/3/00”
SM0024586
10/23/00 Email from Rick Madden (rmaden@stanleemedia.com) to smeltzer@stanleemedia.com re Latin America
SM0024587
Various 10/19/01 letter from Richelet & Richelet to Stan Lee Media, Inc.; 11/06/00 letter from Richelet & Richelet to Stan Lee Media, Inc.; 11/03/00 Instituto Nacional De La Propiedad Industrial; 11/03/00 Solicitud De Registro De
Marca;
SM0024588-24592
11/02/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024593 11/02/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet SM0024594 11/02/00 Fax confirmation sheet SM0024595 11/02/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024596-24597 11/01/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet &
Richelet; letter from Stan Lee Media, Inc. to Richelet & Richelet; fax confirmation sheet; 11/01/00 Federal Express International Air Waybill from
Stan Lee Media, Inc. to Richelet & Richelet
SM0024598-24603
Various Undated Richelet & Richelet Form 1 – Power of Attorney; 09/13/00 California Secretary of State Apostille; 08/22/00 California All-Purpose
Acknowledgment re Power of Attorney signed by Gill Champion
SM0024604-24607
10/19/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. (with handwritten notes)
SM0024608-24609
10/19/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024610-24611 10/18/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet &
Richelet; fax confirmation sheet SM0024612-24613
10/18/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet; fax confirmation sheet
SM0024614-24615
10/19/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024616 10/17/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet &
Richelet; fax confirmation sheet SM0024617-24618
Undated Page entitled, “Accuser” SM0024619 Undated File folder label, “STAN 2.0, STAN’S EVIL CLONE ARGENTINE TM
APP CL.25 APPLIATION NO.: 2.314.609 FILED 11/3/00” SM0024620
10/23/00 EMAIL FROM Rick Madden (rmadden@stanleemedia.com) to smeltzer@stanleemedia.com re Latin America
SM0024621
Various 06/15/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama & Partners; 03/16/00 Filing Receipt for Trademark Application re Power Lord; 03/16/00 Filing Receipt for Trademark Application re Illusioneer; 03/16/00 Filing Receipt for Trademark Application re Ninja-Man; fax confirmation
sheet
SM0024622-24626
06/14/00 Letter from Aoyama & Partners to Stan Lee Media, Inc. SM0024627-24629 06/12/00 Letter from Stan Lee Media, Inc. to Aoyama & Partners SM0024630 06/12/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama &
Partners; letter from Stan Lee Media, Inc. to Aoyama & Partners; fax confirmation sheet
SM0024631-24634
06/12/00 Federal Express International Priority Letter Shipping Label SM0024635-24636 06/16/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama &
Partners; 06/16/00 letter from Stan Lee Media, Inc. to Aoyama & Partners; fax confirmation sheet
SM0024637-24639
06/16/00 Letter from Aoyama & Partners to Stan Lee Media, Inc. SM0024640 06/14/00 Letter from Stan Lee Media, Inc. to Aoyama & Partners SM0024641 06/14/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama &
Partners; letter from Stan Lee Media, Inc. to Aoyama & Partners; fax confirmation sheet
SM0024642-24644
06/16/00 Letter from Stan Lee Media, Inc. to Aoyama & Partners SM0024645 Various 06/22/00 letter from Aoyama & Partners to Stan Lee Media, Inc.; Aoyama &
Partners Debit Note (Copy) to Stan Lee Media, Inc. re Japanese T.M. Application No. 2000-068003; 06/19/00 Filing Report Trademark
Application in Japan re Ninja-Man
SM0024646-24654
Various 07/14/00 letter from Stan Lee Media, Inc. to Aoyama & Partners; 07/13/00 Mooreland & Moore, Inc. Invoice No. 53381 to Stan Lee Media, Inc. re
Ninja-Man; 07/12/00 United States of America Patent and Trademark Office re Trademark Application 76/001,738 certification; 07/14/00 Federal
Express International Priority Letter Shipping label from Stan Lee Media, Inc. to Aoyama & Partners
SM0024654-24658
07/14/00 Letter from Stan Lee Media, Inc. to Aoyama & Partners SM0024659 07/19/00 Letter from Aoyama & Partners to Stan Lee Media, Inc. SM0024660
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CATEGORY
Various 09/27/00 letter from Lieberman & Nowak, LLP to Commissioner of Patents and Trademarks re United States Recordation of Trademark Assignments – Applicant: Stan Lee Media, Inc.; 09/25/00 Recordation From Cover Sheet –
Trademarks Only re Stan Lee Media, Inc.; 09/25/00 Stan Lee Media, Inc. Trademark Assignment
SM0024661-24666
Various 12/04/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama & Partners; 12/04/00 facsimile transmittal sheet from Stan Lee Media, Inc. to
Aoyama & Partners; 12/04/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama & Partners; 12/04/00 fax confirmation sheet;
12/04/00 Stan Lee Media, Inc. Memo from Sandy Constantino to Samantha Meltzer re Payment for Japan Invoices; 12/04/00 letter from Aoyama &
Partners to Stan Lee Media, Inc.; 10/24/00 Stan Lee Media, Inc. check no. 23886 in the amount of $1,601.07 made payable to Aoyama & Partners re
Invoice no. 00-17938; 12/04/00 letter from Aoyama & Partners to Stan Lee Media, Inc. re Account – Outstanding Debit Note(s);
SM0024667-24677
Various 06/16/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Mooreland & Moore, Inc.; 06/16/00 Stan Lee Media, Inc. Certified Copy Order to
Mooreland & Moore, Inc. re Request for Certified Copies; fax confirmation sheet
SM0024678-24680
06/16/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Mooreland & Moore, Inc.
SM0024681
Undated File folder label, “NINJA-MAN JAPAN-TM. APP” SM0024682 Various Undated Richelet & Richelet Form 1 – Power of Attorney; 09/13/00
California Secretary of State Apostille; California All-Purpose Acknowledgment re Power of Attorney signed by Gill Champion
SM0024683-24686
11/01/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet; letter from Stan Lee Media, Inc. to Richelet & Richelet; fax
confirmation sheet Federal Express International Air Waybill from Stan Lee Media, Inc. to Richelet & Richelet
SM0024687-24691
11/02/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024692-24693 03/19/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024694 Various 11/06/00 Letter from Richelet & Richelet to Stan Lee Media, Inc.; 11/03/00
Instituto Nacional De La Propiedad Industrial re Stan 2.0. Stan’s Evil Clone; 11/03/00 Solicitud De Registro De Marca
SM0024695-24698
11/02/00 Letter from Richelet & Richelet to Stan Lee Media, Inc.; facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet; fax
confirmation sheet
SM0024699-24701
10/2002 United States district Court Central District of California - Bobby Kouretchian v. Stan Lee, Kenneth Williams, Robert M. Schultz, Stephen M.
Gordon, Peter F. Paul and Paraversal, Inc. Case No. USDC CV 01-1621 GAF (Mcx) – Stipulation of Settlement
SM0024702-24731
07/03/03 United States district Court Central District of California - Bobby Kouretchian v. Stan Lee, Kenneth Williams, Robert M. Schultz, Stephen M.
Gordon, Peter F. Paul and Paraversal, Inc. Case No. CV 01-1621 GAF (Mcx) (Consolidated with CV 01-1943, CV 01-2449 and CV 01-2771) –
Memorandum re Final Approval of Proposed Settlement and Plan of Allocation
SM0024732-24758
01/13/03 United States Bankruptcy Court Central District of California San Fernando Valley Division – Stan Lee Media, Inc. , Debtor – Order Approving
Settlement Pursuant to Bankruptcy Code Section 105 and Bankruptcy Rule 9019(a) and Authorizing Creditors Committee to Receive Settlement Funds
and Distribute Funds Outside of Plan
SM0024759-24765
Various 01/14/03 facsimile transmittal cover sheet from Blecher & Collins to Paul Eckles, Esq.; United States District court for the Central District of
California – Bobby Kouretchian v. Stan Lee, Kenneth Williams, Robert M. Schultz, Stephen M. Gordon, Peter F. Paul and Paraversal, Inc. Case No.
USDC CV 01-1621 GAF (Mcx) – Objection to Proposed Settlement filed by Sterling E. Norris (Attorneys for Andrea Paul, General Partner for PFP, LP
SM0024766-24804
Various File folder label, “Bonner W. Adams”; 06/01/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Lynne K. Masters and Frances S. Masters; Stan Lee Media, Inc. Common Stock Certificate no. C 0407 for
3,000 shares in the name of Lynne K. Masters; Stan Lee Media, Inc. Common Stock Certificate no. C 0406 for 5,000 shares in the name of
Frances S. Masters
SM0015877-15880
Various Undated handwritten note from Bob to Stephanie re Bonner Adams; Certified Mail receipt no. Z 284 196 731; Bonner W. Adams Stan Lee
Media, Inc. business card
SM0015881-15882
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02/09/01 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of stock in the name of Bonner W. Adams
SM0015883
10/19/00 Letter from US Bank to Stan Lee Media, Inc. re $83,330 wire transfer SM0015884 10/19/00 Stan Lee Media, Inc. Purchase Form – Bonner W. Adams Trustee – 16,666
shares SM0015885
11/15/00 Securities Transfer Corporation Shareholder Listing for Cutoff Date of 11/13/00
SM0015886-15934
07/23/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Bonner W. Adams Trustee – 16,666 shares
SM0015935-15945
11/09/00 Stan Lee Media, Inc. Common Stock Certificate no. C 1071 for 16, 666 shares in the name of Bonner W. Adams
SM0015946
Undated File folder label, “Eddie Alexander”; file folder label, “8A-B” SM0015947-15948 10/10/00 Stan Lee Media, Inc. Purchase Form – Eddie Alexander – 1,000 shares SM0015949 10/14/00 Eddie Alexander/Kaaren K. Alexander check no. 721 in the amount of
$5,000 made payable to Stan Lee Media, Inc. SM0015950
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Eddie Alexander – 1,000 shares
SM0015951-15961
07/23/99 Duplicate Stan Lee Media, Inc. Warrant to Purchase Common Stock – Eddie Alexander – 1,000 shares
SM0015962-15972
Undated File folder label, “Kaaren Alexander”; file folder label, “9A-B” SM0015973-15974 10/10/00 Stan Lee Media, Inc. Purchase Form – Kaaren Alexander – 1,000 shares SM0015975 10/14/00 Eddie Alexander/Kaaren K. Alexander check no. 720 in the amount of
$5,000 made payable to Stan Lee Media, Inc. SM0015976
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kaaren Alexander – 1,000 shares
SM0015977-15987
0723/99 Duplicate Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kaaren Alexander – 1,000 shares
SM0015988-15998
Undated File folder label, “Kenneth B. Avery” SM0015999 Various 05/09/00 Stan Lee Media, Inc. Purchase Form – Kenneth B. Avery – 8,333
shares; 07/23/99 Exhibit A – Warrant to Purchase 8,333 Shares of Common Stock
SM0016000-16001
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth B. Avery – 8,333 shares
SM0016002-16011
07/23/99 Exhibit A – Warrant to Purchase 8,333 Shares of Common Stock – Kenneth B. Avery
SM0016012-16016
Undated File folder label, “IC & Patricia Q. Siegel”; file folder label, “6” SM0016017-16018 11/02/00 Patricia or I.C. Siegel check no. 1672 in the amount of $50,000 made
payable to Stan Lee Media, Inc.; Letter from James O. White, Jr. to Stan Lee Media, Inc.
SM0016019-16020
10/18/00 Stan Lee Media, Inc. Purchase Form – I.C. Siegel & Patricia Q. Siegel – 10,000 shares
SM0016021
07/23/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – I.C. Siegel & Patricia Q. Siegel – 10,000 shares
SM0016022-16032
Various 10/19/00 Stan Lee Media, Inc. Purchase Form – I.C. Siegel & Patricia Q. Siegel – 20,000 shares; 10/27/00 Patricia or I.C. Siegel check no. 1670 in the amount of $100,000 made payable to Stan Lee Media, Inc. ; 10/27/00 letter from James O. White, Jr. to Stan Lee Media, Inc.; 07/23/99 Stan Lee Media,
Inc. Warrant to Purchase Common Stock – Irving C. Siegel & Patricia Q. Siegel – 20,000 shares;
SM0016033-16046
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Irving C. Siegel & Patricia Q. Siegel – 20,000 shares
SM0016047-16057
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Irving C. Siegel & Patricia Q. Siegel – 20,000 shares
SM0016058-16068
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Irving C. Siegel & Patricia Q. Siegel – 20,000 shares
SM0016069-16079
Undated File folder label, “Shrina & William Baumann” SM0016080 10/26/00 Letter from Bill and Shrina Baumann to Stan Lee Media, Inc.; undated Stan
Lee Media, Inc. Purchase Form – William and Shrina Baumann – 8,333 shares
SM0016081-16082
Various Undated file folder label, “Charlotte & Donald Bernstein”; 10/17/00 Stan Lee Media, Inc. Purchase Form – Donald & Charlotte Bernstein – 1,000
shares; 10/17/00 Charlotte Bernstein check no. 714 in the amount of $5,000 made payable to Stan Lee Media, Inc.
SM0016083-16085
Undated File folder label, “Charles Blomme” SM0016086 Various 10/17/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock –
Deborah A. Schlichting - $1,500 shares; 10/16/00 letter from Charles J. SM0016087-16096
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Blomme to Stan Lee Media, Inc. re Deborah A. Schlichting; 10/17/00 Unsecured Promissory Note – Maker: Stan Lee Media, Inc. – Holder:
Deborah A. Schlichting; 10/17/00 Exhibit A – Warrant to Purchase 1,500 Shares Common Stock
Various 05/15/00 letter from Deborah A. Schlichting and Charles J. Blomme to Stan Lee Media, Inc.; 05/15/00 Stan Lee Media, Inc. Purchase Form – Deborah A. Schlichting – 5,000 shares; 07/23/99 Exhibit A – Charles J. Blomme – 5,000 shares; 05/15/00 Stan Lee Media, Inc. Purchase Form – Deborah A.
Schlichting – 15,000 shares; 07/23/99 Exhibit A – Warrant to Purchase 15,000 Shares of Common Stock – Charles J. Blomme; 05/15/00 Stan Lee
Media, Inc. Purchase Form – Deborah A. Schlichting – 5,000 shares; 09/21/99 Exhibit A – Warrant to Purchase 5,000 Shares of Common Stock
SM0016097-16104
07/23/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Charles J. Blomme – 15,000 shares
SM0016105-16114
05/01/00 Letter from Deborah A. Schlichting to Stan Lee Media, Inc. SM0016115 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Charles J.
Blomme – 5,000 shares SM0016116-16127
09/21/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Charles J. Blomme and Deborah A. Schlichting – 5,000 shares
SM0016128-16139
Undated File folder label, “Andrew J. Brindock” SM0016140-16141 Various Undated, illegible post-it note; 07/23/00 Stan Lee Media, Inc. Warrant to
Purchase Common Stock – Andrew J. Brindock – 2,000 shares SM0016142-16153
Undated Message form for Rick from Andrew Brindock SM0016154 10/19/00 Stan Lee Media, Inc. Purchase Form – Andrew Brindock – 2,000 shares SM0016155 10/19/00 Letter from Andrew J. Brindock to Stan Lee Media, Inc. SM0016156 Undated File folder label, “Bromberg Family Trust” SM0016157 Various 09/08/00 fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq.;
09/08/00 letter from Securities Transfer Corporation to Jeffrey D. Segal, Esq. re Bromberg Family Trust; 08/23/00 letter from Paine Webber to Stan
Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter – Bromberg – 10,000 shares; undated Notice of Proposed Sale of Securities – Bromberg Family Trust – 10,000 share;
undated Paine Webber Irrevocable Stock or Bond Power – Bromberg Family Trust - 10,000 shares; 11/29/93 Declaration of Trust of The Bromberg
Family Trust
SM0016158-16170
Various 07/23/99 Exhibit A – Warrant to Purchase 10,000 Shares of Common Stock – Bromberg Family Trust; 06/15/00 Stan Lee Media, Inc. Purchase Form –
Bromberg Family Trust – 10,000 shares; 06/15/00 Myron J. Bromberg, DDS check no. 10208 in the amount of $50,000 made payable to Stan Lee Media,
Inc.
SM0016171-16173
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Bromberg Family Trust – 10,000 shares
SM0016174-16183
06/15/00 Duplicate 06/15/00 Myron J. Bromberg, DDS check no. 10208 in the amount of $50,000 made payable to Stan Lee Media, Inc.
SM0016184
Undated File folder label, “Georges Cibaud” SM0016185 10/19/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Caroline Agamata SM0016186 10/20/00 Stan Lee Media, Inc. Purchase Form – Georges Cibaud – 3,333 shares;
10/21/00 Georges Cibaud check no. 1139 in the amount of $16,665 made payable to Stan Lee Media
SM0016187-16188
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – George Cibaud – 3,333 shares
SM0016189-16199
02/17/00 Fax from Caroline Agamata/Prudential Securities, Inc. to Crystal/Stan Lee Media re Georges Cibaud Stan Lee Media Warrants
SM0016200
Undated Letter from Stan Lee Media, Inc. to Investor SM0016201 02/17/00 Phone call slip for Bob from Caroline Agamata re George Cibaud SM0016202 Undated Blank Stan Lee Media, Inc. Purchase Form SM0016203
02/28 Stan Lee Media, Inc. fax to Caroline from Bob Schultz SM0016204 Undated File folder label, “Compton Family Trust” SM0016205 Various Undated, illegible post-it note; 03/30/00 Unsecured Promissory Note -
$100,000 – Maker: Stan Lee Media, Inc. – Holder: Compton Family Trust; 07/23/99 Exhibit A – Warrant to Purchase 22,500 Shares of Common Stock – Compton Family Trust; 05/11/00 Stan Lee Media, Inc. Purchase Form –
Compton Family Trust – 20,000 Shares/Maury Burkom – 2,500 shares; 05/11/00 Stan Lee Media, Inc. Purchase Form – Maury Burkem – 2,500 shares; 05/10/00 Maury Burkom check no. 231 in the amount of $25,000
made payable to Stan Lee Media, Inc.
SM0016206-16211
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Various 10/12/00 Compton Family Trust check no. 2269 in the amount of $25,000 made payable to Stan Lee Media, Inc.; 10/13/00 Stanley Leon Compton and Cynthia L. Compton check no. 2004 in the amount of $12,500 made payable
to Stan Lee Media, Inc.; 10/12/00 Stan Lee Media, Inc. Purchase Form – Compton Family Trust – 5,000 shares; 10/13/00 Stan Lee Media, Inc.
Purchase Form – Compton Family Trust - $2,500 shares
SM0016212-16214
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton Family Trust – 2,500 shares
SM0016215-16224
Various 05/11/00 Stan Lee Media, Inc. Purchase Form – Compton Family Trust – 20,000 shares/Maury Burkom – 2,500 shares; 05/11/00 Stan Lee Media, Inc. Purchase Form – Maury Burkom – 2,500 shares; 05/10/00 Maury Burkom check no. 231 in the amount of $25,000 made payable to Stan Lee Media, Inc.; 07/23/99 Exhibit A – Warrant to Purchase 22,500 Shares of Common Stock – Compton Family Trust; 07/23/99 Exhibit A – Warrant to Purchase
2,500 shares – Compton Family Trust
SM0016225-16229
12/14/99 Pershing check stub no. 3003182962 in the amount of $25,538.38 made payable to Compton Family Trust
SM0016230
05/13/99 Memo from Peter Paul/Stan Lee Media, Inc. to Stan Compton SM0016231 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton
Family Trust – 22,500 shares SM0016232-16241
Undated File folder label, “Cameron L. Compton” SM0016242 07/23/99 Exhibit A – Warrant to Purchase 1,000 Shares of Common Stock – Cameron
L. Compton; 06/06/00 Stan Lee Media, Inc. Purchase Form – Cameron Compton – 1,000 shares; Cameron L. Compton check no. 0491 in the amount of $5,000 made payable to Stan Lee Media, Inc.; Cameron L.
Compton check no. 0491 in the amount of $5,000 made payable to Stan Lee Media, Inc. (stamped “insufficient funds”)
SM0016243-16245
06/06/99 Stan Lee Media, Inc. Purchase Form – Cameron Compton – 1,000 shares SM0016246 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Cameron L.
Compton – 1,000 shares SM0016247-16256
Undated File folder label, “Shannah L. Compton” SM0016257 Various 06/06/00 Stan Lee Media, Inc. Purchase Form – Shannah L. Compton –
1,000 shares; 06/04/00 Brian J. Koselke/Shannah L. Compton check no. 1497 in the amount of $5,000 made payable to Stan Lee Media, Inc.;
07/23/99 Exhibit A – Warrant to Purchase 1,000 Shares of Common Stock
SM0016258-16259
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Shannah L. Compton – 1,000 shares
SM0016260-16269
Various 06/06/00 Stan Lee Media, Inc. Purchase Form – Shannah L. Compton – 1,000 shares; 06/05/00 Stan Lee Media, Inc. Deposit Ticket for $5,000
SM0016270
06/06/00 Stan Lee Media, Inc. Purchase Form – Shannah L. Compton – 1,000 shares SM0016271 Undated File folder label, “Michael Edwards” SM0016272 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Michael H.
Edwards 1994 Rev. Trust – 10,000 shares SM0016273-16282
Undated File folder label, “Morton Feldman” SM0016283 Various 07/23/99 Exhibit A Warrant to Purchase 10,000 Shares of Common Stock –
Michael H. Edwards 1994 Rev. Trust; 05/15/00 Stan Lee Media, Inc. Purchase Form – Michael H. Edwards – 10,000 shares; undated handwritten
note from Mike Edwards to Bob
SM0016284-16286
Various 10/10/00 Stan Lee Media, Inc. Purchase Form – Morton Feldman – 5,000 shares; 09/23/99 – Stan Lee Media, Inc. Warrant to Purchase Common Stock
– Morton Feldman – 5,000 shares; 10/10/00 Morton Feldman/Morton Feldman Family Trust A. check no. 3509 in the amount of $25,000 made payable to Stan Lee Media, Inc.; 10/10/00 Stan Lee Media, Inc. Purchase
Form – Morton Feldman – 5,000 shares
SM0016287-16300
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Morton Feldman – 5,000 shares
SM0016301-16311
10/11/00 Certified Mail envelope from Mr. Morton Feldman to Stan Lee Media, Inc. SM0016312 Undated Blank page SM0016313 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Morton
Feldman – 5,000 shares SM0016314-16324
06/21/99 Facsimile transmission sheet from Morton Feldman to Mr. Peter F. Paul SM0016325-16326 Undated File folder label, “Lon & Jay Getlin” SM0016327 09/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Lon & Jaye
Getlin – 3,333 shares SM0016328-16338
Various 10/12/00 Stan Lee Media, Inc. Purchase Form – Lonney & Jaye Getlin – 3,333 shares; 10/12/00 Stan Lee Media, Inc. Purchase Form – Michael J.
SM0016339-16343
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CATEGORY
Getlin – 3,333 shares; 10/13/00 Long and Jaye Getlin check no. 8762 in the amount of $18,330 made payable to Stan Lee Media, Inc.; 10/20/00 Certified
Mail envelope from Lon D. Getlin to Stan Lee Media, Inc.; Undated File folder label, “Michael Joseph Getlin SM0016344 09/23/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Michael Joseph
Getlin – 3,333 shares SM0016345-16355
Undated File folder label, “Mark L. Hendler” SM0016356 Various 07/28/99 – Exhibit A Warrant to Purchase 3,333 Shares of Common Stock;
undated Stan Lee Media, Inc. Purchase Form – Mark L. Hendler – 3,333 shares; 06/14/00 The Hendler Group check no. 9914 in the amount of
$16,670 made payable to Stan Lee Media
SM0016357-16359
07/28/99 Page 10 of Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mark L. Hendler
SM0016360
07/28/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mark L. Hendler – 3,333 shares
SM0016361-16370
Undated File folder label, “Kenneth R. & Deborah L. Hubbert” SM0016371-16372 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth R. &
Deborah L. Hubbert – 8,333 shares SM0016373-16383
10/17/00 Letter from Kenneth and Deborah Hubbert to Stan Lee Media, Inc.; 10/09/00 Stan Lee Media, Inc. Purchase Form – Kenneth R. Hubbert and Deborah L.
Hubbert – 8,333 shares; 07/23/99 Exhibit A – Warrant to Purchase 8,333 Shares of Common Stock; 10/18/00 Kenneth R. Hubbert/Deborah L.
Hubbert check no. 2083 in the amount of $41,665 made payable to Stan Lee Media, Inc.
SM0016384-16387
Undated File folder label, “Frederick W. Howarth” SM0016388 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frederick W.
Howarth – 10,000 shares SM0016389-16398
Various 05/18/00 Stan Lee Media, Inc. Purchase Form – Frederick W. Howarth III – 10,000 shares; 05/28/00 letter from TBG Financial West to Stan Lee Media, Inc.; 07/23/99 Exhibit A – Warrant to Purchase 10,000 Shares of Common
Stock
SM0016399-16401
03/31/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frederick W. Howarth – 8,000 shares
SM0016402-16408
Undated File folder label, “Frances S. Masters” SM0016409 Various Stan Lee Media, Inc. Purchase Form – Frances S. Masters – 5,000 shares;
07/23/99 page 10 of Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frances S. Masters; 09/19/00 Mrs. Frances S. Masters check no.
1403 in the amount of $25,000 made payable to Stan Lee Media, Inc.
SM0016410-16412
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frances S. Masters – 5,000 shares
SM0016413-16423
Undated File folder label, “Lynne K. Masters” SM0016424 Various 10/20/00 Stan Lee Media, Inc. Purchase Form – Lynne K. Masters – 3,000
shares; 10/17/00 Vectra Bank official check no. 718583696 (Remitter: Lynne Masters) in the amount of $15,000 made payable to Stan Lee Media,
Inc.
SM0016425-16426
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Lynne K. Masters – 3,000 shares
SM0016427-16437
Undated File folder label, “Kenneth Bald” SM0016438 10/10/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald – 5,000 shares; Kaye
Dowd Bald/Kenneth Bald check no. 107 in the amount of $25,000 made payable to Stan Lee Media, Inc.
SM0016439-16440
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth Bald – 15,000 shares
SM0016441-16451
05/26/00 Letter from Stan Lee Media, Inc. to Kenneth Bald SM0016452 02/09/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald – 10,000 shares SM0016453 Various Undated, illegible handwritten note; 02/09/00 Kenneth Bald/Kaye Dowd
Bald check no. 2191 in the amount of $50,000 made payable to Stan Lee Media, Inc.
SM0016454-16455
02/09/00 Kenneth Bald/Kaye Dowd Bald check no. 2191 in the amount of $50,0000 made payable to Stan Lee Media, Inc.; Stan Lee Media, Inc. Purchase Form
– Kenneth Bald – 10,000 shares
SM0016456-16457
05/26/00 Letter from Stan Lee Media, Inc. to Kenneth Bald SM0016458 05/04/00 Stan Lee Media, Inc. Common Stock Certificate no. C 0866 for 10,000
shares in the name of Kenneth Bald SM0016459
Undated File folder label, “Kenneth G. Montgomery” SM0016460 Various 10/20/00 letter from Ken Montgomery to Rick Madden; 07/23/99 Exhibit A SM0016461-16465
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CATEGORY
Warrant to Purchase 2,000 Shares of Common Stock – Kenneth G. Montgomery; 10/19/00 Federal Express Priority Overnight shipping label
from Stan Lee Media, Inc. to Kenneth G. Montgomery; 10/20/00 Kenneth G. Montgomery or Judith C. Montgomery check n o. 10752 in the amount of
$10,000 made payable to Stan Lee Media, Inc. 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth G.
Montgomery – 2,000 shares SM0016466-16476
Undated File folder label, “Steven Patrick” SM0016477 Various 07/23/99 Exhibit A Warrant to Purchase 3,333 Shares of Common Stock –
Steven Patrick; 05/10/00 Stan Lee Media, Inc. Purchase Form – Steven Patrick – 3,333 shares; 05/10/00 Ruth Patrick/Steven Patrick check no. 1044
in the amount of $16,665 made payable to Stan Lee Media, Inc.
SM0016478-16480
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Steven Patrick – 3,333 shares
SM00164581-16491
Undated File folder label, “Edith A. Pope”; file folder label, “11A-B” SM00164592-16493 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Edith A Pope –
3,333 shares SM00164594-16504
05/04/00 Stan Lee Media, Inc. Common Stock Certificate no. C 0865 for 3,333 shares in the name of Edith A. Pope
SM0016505
05/26/00 Letter from Stan Lee Media, Inc. to Edith A. Pope SM0016506 02/09/00 Stan Lee Media, Inc. Purchase Form – Edith A. Pope – 3,333 shares SM0016507 02/09/00 Edith A. Pope check no. 1002 in the amount of $16,665 made payable to
Stan Lee Media, Inc. SM0016508
05/26/00 Letter from Stan Lee Media, Inc. to Edith A. Pope SM0016509 Various 02/29/00 Stan Lee Media, Inc. Purchase Form – Edith A. Pope – 3,333
shares; 02/09/00 Edith A. Pope check no. 1002 in the amount of $16,665 made payable to Stan Lee Media, Inc.
SM0016510-16511
02/10/00 Envelope from Kenneth Bald to Stan Lee Media, Inc. SM0016512 Undated File folder label, “Edward Powell” SM0016513 10/06/00 Stan Lee Media, Inc. Purchase Form – Edward Powell – 3,333 shares SM0016514 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Edward Powell
– 3,333 shares SM0016515-16525
Undated File folder label, “IC & Patricia Q. Siegel SM0016526 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – I.C. Siegel &
Patricia Q. Siegel – 10,000 shares SM0016527-16537
Undated File folder label, “Mohammad Soltani” SM0016538 04/11/00 Stan Lee Media, Inc. Purchase Form – Mohammed Soltani – 4,333 shares SM0016539 07/23/99 Exhibit A Warrant to Purchase 4,333 Shares of Common Stock –
Mohammad Soltani SM0016540
05/12/00 Mohammad Soltani check no. 1105 in the amount of $21,665 made payable to Stan Lee Media, Inc.
SM0016541
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mohammad Soltani
SM0016542-16552
Undated File folder label, "Kevork K. Tashjian” SM0016553 Various 10/21/00 Stan Lee Media, Inc. Purchase Form – Kevork K. Tashjian – 8,333
shares; 10/21/00 Kevork K. Tashjian/Shoghig Tashjian check no. 5902 in the amount of $41,665 made payable to Stan Lee Media, Inc.; undated envelope
from Kevork Tashjian to Stan Lee Media, Inc.
SM0016554-16556
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kevork K. Tashjian – 8,333 shares
SM0016557-16567
Undated File folder label, "Adrian Turcotte” SM0016568 10/18/00 Susan Berzon Turcotte/Adrian Turcotte check no. 1971 in the amount of
$25,000 made payable to Stan Lee Media, Inc. SM0016569
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Adrian Turcotte – 5,000 shares
SM0016570-16580
07/23/99 Duplicate Stan Lee Media, Inc. Warrant to Purchase Common Stock – Adrian Turcotte – 5,000 shares
SM0016581-16591
Undated File folder label, "William J. Wilkinson” SM0016592 10/20/00 William J. Wilkinson/Patricia M. Wilkinson check no. 1818 in the amount of
$83,335 made payable to Stan Lee Media, Inc. SM0016593
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – William J. & Patricia M. Wilkinson – 16,667 shares
SM0016594-16605
07/23/99 Duplicate Stan Lee Media, Inc. Warrant to Purchase Common Stock – William J. & Patricia M. Wilkinson – 16,667 shares
SM0016606-16616
01/11/00 Letter to Robert Schultz from Mary Lou Javines, Assistant to Bill Wilkinson SM0016617 04/1999 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Wilkinson SM0016618-16626
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CATEGORY
Undated File folder label, "Boyd Willat” SM0016627 Undated Post-it note, “(310) 202 0697 fax Boyd Willat SM0016628 Various 10/19/00 Stan Lee Media, Inc. Purchase Form – Boyd Willat – 6,700 shares;
04/1999 Exhibit Warrant to Purchase 6,700 Shares of Common Stock – Boyd Willat
SM0016629-16631
10/17/00 Boyd L. Willat check no. 1451in the amount of $33,500 made payable to Stan Lee Media, Inc.
SM0016632
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Boyd Willat – 6,700 shares
SM0016633-16642
Undated File folder label, "WWM Partnership” SM0016643 Undated W. David Hoper, Jr. business card SM0016644 10/19/00 Stan Lee Media, Inc. Purchase Form – WWM Partnership Trust – 1,000
shares SM0016645
10/19/00 William David Hoper Jr./Reliance Asset Trust check no. 6201 in the amount of $5,000 made payable to Stan Lee Media, Inc.
SM0016646
07/26/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – WWM Partnership Trust – 1,000 shares
SM0016647-16656
07/11/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – WWM Partnership Trust – 1,000 shares
SM0016657-16666
07/11/99 [Back] Stan Lee Media, Inc. Purchase Form SM0016667 Undated File folder label, "Querry Family Trust” SM0016668 04/27/00 Letter from Stan Lee Media, Inc. to Capstone Investments re Querry Family
Trust SM0016669
02/07/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Capstone Investments – 2,500 shares (unsigned)
SM0016670-16678
02/07/00 Duplicate Stan Lee Media, Inc. Warrant to Purchase Common Stock – Capstone Investments – 2,500 shares (unsigned)
SM0016679-16686
02/07/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Capstone Investments – 2,500 shares (signed)
SM0016687-16695
Undated Stan Lee Media, Inc. as of 12/31/00 Warrants Tab: Investor spreadsheet SM0016696 Undated Stan Lee Media, Inc. as of 12/31/00 Warrants Tab: Consultant spreadsheet SM0016697 Undated File folder label, "Capstone Investment” SM0016698 02/07/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Querry Family
Trust – 2,500 shares (unsigned) SM0016699-16707
07/07/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Capstone Investments – 2,500 shares
SM0016708-16716
Undated File folder label, "Stanley Compton Promissory Note $50,000” SM0016717 Various 11/01/99 Unsecured Promissory Note - $50,000 – Maker: Stan Lee Media,
Inc. – Holder: Stanley Compton; 11/01/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Stanley Compton – 2,500 shares
SM0016718-16730
11/01/99 Stanley L. Compton check no. 0510 in the amount of $50,000 made payable to Stan Lee Media, Inc.
SM0016731
Undated Blank Stan Lee Media, Inc. Purchase Form SM0016732 Undated Blank Stan Lee Media, Inc. Purchase Form SM0016733 Undated Blank Stan Lee Media, Inc. Purchase Form SM0016734 Undated California Driver License – Stanley Leon Compton SM0016735 03/30/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. –
Holder: Compton Family Trust SM0016736
Undated File folder label, "Steve Brain” SM0016737 Various 10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Stephen Brain; 09/25/00 letter from La Jolla Cove Investors, Inc. to Securities Transfer Corporation; 09/00 letter from La Jolla Cove Investors to Securities Transfer Corporation; 09/07/00 Irrevocable Stock Power Form – Stephen Brain – 10,000 shares; undated printed article entitled, “Parody of
Charles Atlas ad has strong legal basis”
SM0016738-16742
Undated File folder label, "Montague Securities” SM0016743 Various 04/20/00 letter from Jeffrey D. Segal, Esq. to Barbara J. Glenns, Esq. re Stan
Lee Media, Inc.; 04/10/00 Advisory Services Fee Agreement by and between Stan Lee Media, Inc. and Pittsburg Institutional, Inc.; duplicate 04/10/00 Advisory Services Fee Agreement by and between Stan Lee
Media, Inc. and Pittsburg Institutional, Inc.
SM0016744-16765
Undated File folder label, "Arthur Lieberman” SM0016766 Various 10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.;
09/28/00 letter from U.S. Clearing to Legal Transfer Department re 124,200 shares of Stan Lee Media; 09/21/00 document entitled, “Attention
Compliance Department” to Whom it May Concern re 124,200 shares Stan
SM0016767-16770
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CATEGORY
Lee Media; undated U.S. Clearing Irrevocable Stock or Bond Power re Stan Lee
Undated Document entitled, “Stock Breakdown” re Stan Lee Entertainment SM0016771 Undated File folder label, "Common Stock (25,000) Continental Entities 8/9/99” SM0016772 08/09/99 Boulder Capital Opportunities, Inc. Securities Purchase Agreement between
Boulder Capital Opportunities, Inc. and Continental Entities SM0016773-16785
08/09/00 Boulder Capital Opportunities, Inc. Written Consent of Directors SM0016786-16787 Undated File folder label, "Common Stock (37,500) Continental Entities 8/16/99” SM0016788 08/16/99 Stan Lee Media, Inc. Securities Purchase Agreement SM0016789-16801 08/16/99 Stan Lee Media, Inc. Written Consent of Directors SM0016802-16803 Undated File folder label, "Common Stock (37,500) World Network, Inc. 7/30/99” SM0016804 07/30/99 Boulder Capital Opportunities, Inc. Securities Purchase Agreement SM0016805-16817 07/30/00 Boulder Capital Opportunities, Inc. Written Consent of Directors SM0016818-16819 Undated File folder label, "Compton Family Trust Promissory Note $100,000
9/15/99” SM0016820
09/15/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton Family Trust – 5,000 shares
SM0016821-16832
02/10/00 Domestic Return Receipt re Article No. R 239 255 759 addressed to Neil Cope
SM0016833
09/15/99 Unsecured Promissory Note $100,000 – Maker: Stan Lee Media, Inc. – Holder: Compton Family Trust
SM0016834
08/10/00 Unsecured Promissory Note $100,000 – Maker: Stan Lee Media, Inc. – Holder: Compton Family Trust
SM0016835-16837
Undated File folder label, "VMR Luxembourg Promissory Note $500,000 SM0016838 Undated Undated handwritten note, “VMR Warrant double check cred (already)”;
undated Stan Lee Media, Inc. Warrant to Purchase Common Stock – WMR Luxembourg S.A. – 25,000 shares (through page 6 only)
SM0016839-16845
10/11/99 VMR Capital Markets U.S. Financial Consulting Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets U.S.
SM0016846-16854
Various Undated, unsigned Stan Lee Media, Inc. 8% Convertible Debenture Due April 11, 2000 – Borrower: Stan Lee Media, Inc. – Holder: VMR
Luxembourg, S.A.; 02/17/00 letter from Value Management & Research to Mr. Stan Lee (with handwritten notes); 02/17/00 letter from Value Management & Research to Mr. Stan Lee (with handwritten notes)
SM0016855-16863
02/17/00 02/17/00 letter from Value Management & Research to Mr. Stan Lee (with handwritten notes); 02/17/00 fax from Stan Lee Media, Inc. to Auditors –
SMP Schinogl, Müller, & Partner; fax confirmation sheet
SM0016864-16866
Undated File folder label, "Kenneth B. Avery” SM0016867 03/30/00 Unsecured Promissory Note - $50,000 – Maker: Stan Lee Media, Inc. –
Holder: Kenneth B. Avery with handwritten note, “Pd in full 5/9/00” SM0016868
05/31/00 Letter from Stan Lee Media, Inc. to Kenneth B. Avery SM0016869 03/30/00 Unsecured Promissory Note - $50,000 – Maker: Stan Lee Media, Inc. –
Holder: Kenneth B. Avery SM0016870
03/30/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth B. Avery – 2,000 shares
SM0016871-16879
Undated File folder label, "Charles Blomme/Deborah Schlichting” SM0016880 Various 07/05/00 letter from Stan Lee Media, Inc. to Charles J. Blomme with
handwritten note from Charlie Blomme dated 07/17/00; 05/15/00 Unsecured Promissory Note - $75,000 – Maker: Stan Lee Media, Inc. – Holder:
Charles J. Blomme and Deborah A. Schlichting; 07/05/00 letter from Stan Lee Media, Inc. to Charles J. Blomme; duplicate 05/15/00 Unsecured Promissory Note - $75,000 – Maker: Stan Lee Media, Inc. – Holder:
Charles J. Blomme and Deborah A. Schlichting; 07/17/00 envelope from Deborah A. Schlichting and Charles J. Blomme to Bob Schultz/Stan Lee
Media, Inc.
SM0016881-16885
Various 05/31/00 letter from Stan Lee Media, Inc. to Charles J. Blomme and Deborah A. Schlichting; 05/15/00 Unsecured Promissory Note - $75,000 – Maker: Stan Lee Media, Inc. – Holder: Charles J. Blomme and Deborah A.
Schlichting
SM0016886-16887
Various 04/04/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – Holder: Charles J. Blomme and Deborah A. Schlichting; 03/31/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. –
Holder: Charles J. Blomme and Deborah A. Schlichting
SM0016888-16889
031/31/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – Holder: Charles J. Blomme and Deborah A. Schlichting; Stan Lee Media,
Inc. Warrant to Purchase Common Stock - Charles J. Blomme and Deborah
SM0016890-16899
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BATES NOS.
CATEGORY
A. Schlichting – 4,000 shares 04/0400 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. –
Holder: Charles J. Blomme and Deborah A. Schlichting; Stan Lee Media, Inc. Warrant to Purchase Common Stock - Charles J. Blomme and Deborah
A. Schlichting – 4,000 shares
SM0016900-16908
05/15/00 Letter from Charles J. Blomme and Deborah A. Schlichting to Stan Lee Media, Inc. re corrected sets of documents re Promissory Notes for $100,000
each
SM0016909
05/15/00 Letter from Charles J. Blomme and Deborah A. Schlichting to Stan Lee Media, Inc. re first sets of documents re Promissory Notes for $100,000 each
SM0016910
03/30/00 Letter from Charles J. Blomme and Deborah A. Schlichting to Stan Lee Media, Inc. re checks totaling $100,000
SM0016911
05/01/00 Fax from Deborah A. Schlichting to Stan Lee Media, Inc. re Revision of Warrants Agreements
SM0016912
04/03/00 Letter from Charles J. Blomme and Deborah A. Schlichting to Stan Lee Media, Inc. re checks totaling $100,000
SM0016913
Undated File folder label, “Christopher K. Chen” SM0016914 Various 04/03/00 Exhibit A – Warrant to Purchase 4,000 Shares of Common Stock –
Christopher Chen; 05/13/00 Stan Lee Media, Inc. Purchase Form – Chris Chen – 4,000 shares; 05/11/00 letter from Chris Chen to Stan Lee Media,
Inc.
SM0016915-16917
04/03/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Christopher Chen
SM0016918-16924
Various 05/31/00 letter from Stan Lee Media, Inc. to Christopher Chen re revised Promissory Note; 05/11/00 Unsecured Promissory Note - $52,000 – Maker:
Stan Lee Media, Inc. – Holder: Christopher Chen
SM0016925-16926
06/30/00 Letter from Stan Lee Media, Inc. to Christopher Chen re payment of Promissory Note
SM0016927
04/03/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – Holder: Christopher Chen
SM0016928
04/02/00 Christopher Chen check no. 1781 in the amount of $15,000 made payable to Stan Lee Media
SM0016929
Undated File folder label, "Compton Family Trust” SM0016930 Various 10/04/00 letter from Securities Transfer Corporation to Jeffrey D. Segal,
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 – Compton Family Trust – 12,500 shares; 09/20/00 letter from Mutual
Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (12,000) Shares of Common Stock, Cusip # (85285P101), Certificates #C0532 $ C0556; undated Rule 144 Seller’s Representation
Letter – Compton Family Trust – 12,500 shares; 09/19/00 U.S. Securities and Exchange Commission Form 144 – Notice of Proposed Sale of
Securities Pursuant to Rule 144 Under the Securities Act of 1933 – Compton Family Trust – 12,500 shares; 09/17/00 letter from Freeman, Freeman & Smiley to Mr. and Mrs. Stanley L. Compton re Compton Family Trust;
SM0016931-16939
03/30/00 Unsecured Promissory Note - $100,000 with handwritten note, “Paid in full 4-11-00 Stan Compton”
SM0016940
05/11/00 Stan Lee Media, Inc. Purchase Form – Compton Family Trust – 20,000 shares/Maury Burkom – 2,500 shares
SM0016941
07/23/99 Exhibit A Warrant to Purchase 22,500 Shares of Common Stock – Compton Family Trust
SM0016942
07/23/00 Duplicate Exhibit A Warrant to Purchase 22,500 Shares of Common Stock – Compton Family Trust
SM0016943
03/30/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton Family Trust – 4,000
SM0016944-16952
05/31/00 Letter from Stan Lee Media, Inc. to Stanley Compton re payment of interest due on Compton Family Trust Promissory Note dated 03/30/00
SM0016953
03/30/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – Holder: Compton Family Trust
SM0016954
04/14/00 Letter from Stan Lee Media, Inc. to Compton Family Trust re Promissory Note and Warrant Agreement re $100,000 loan to Stan Lee Media, Inc.
SM0016955
03/30/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – Holder: Compton Family Trust
SM0016956
Undated File folder label, "Michael Edwards” SM0016957 Various 10/04/00 letter from Securities Transfer Corporation to Jeffrey D. Segal,
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend Under Rule 144 – Michael H. Edwards 1994 Rev. Trust – 5,000 shares; undated Rule 144
SM0016958-16963
{Client\4211\00\02031311.DOC /} 114
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DOCUMENT DESCRIPTION
BATES NOS.
CATEGORY
Seller’s Representation Letter – Michael E. Edwards 1994 Rev. Trust – 5,000 shares; 09/20/00 letter from Mutual Service Corporation to Jeffrey D.
Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (5,000 Shares of Common Stock, Cusip # (85285P101), Certificate #C0536; Michael H.
Edwards 1994 Revocable Trust Declaration; undated U.S. Securities and Exchange Commission Form 144 – Notice of Proposed Sale of Securities
Pursuant to Rule 144 Under the Securities Act of 1933 – Michael H. Edwards 1994 Rev. Trust – 5,000 shares; 10/04/00 fax from Securities
Transfer Corporation to Jeffrey D. Segal, Esq. Various 07/05/00 letter from Stan Lee Media, Inc. to Michael H. Edwards; 06/30/00
Unsecured Promissory Note - $50,000 – Maker: Stan Lee Media, Inc. – Holder: Michael H. Edwards 1994 Rev. Trust
SM0016964-16965
Various 05/31/00 letter from Stan Lee Media, Inc. to Michael H. Edwards re revised Promissory Note re $50,000 loan to Stan Lee Media, Inc.; 05/15/00
Unsecured Promissory Note - $50,000 – Maker: Stan Lee Media, Inc. – Holder: Michael H. Edwards 1994 Rev. Trust
SM0016966-16967
03/31/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – Holder: Michael H. Edwards 1994 Rev. Trust
SM0016968
03/31/00 Duplicate Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – Holder: Michael H. Edwards 1994 Rev. Trust
SM0016969
03/31/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock re Michael Edwards Rev. Trust - page 7 only
SM0016970
Undated File folder label, "Roger A. Sult Trust” SM0016971 Various 03/30/00 Unsecured Promissory Note - $50,000 – Maker: Stan Lee Media,
Inc. – Holder: Roger A. Sult Trust SM0016972-16973
Various 03/30/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Roger A. Sult Trust – 2,000 shares; 03/29/00 letter from Roger Sult to Stan Lee
Media, Inc. re $50,000 loan to Stan Lee Media, Inc.
SM0016974-16983
Undated File folder label, "Frederick Howarth” SM0016984 Various 05/31/00 letter from Stan Lee Media, Inc. to Frederick A. Howarth re
repayment of balance due on Promissory Note dated 03/31/00; 05/28/00 letter from Fred Howarth to Stan Lee Media, Inc. re request to exercise
warrants to purchase 10,000 shares; 03/31/00 Unsecured Promissory Note - $200,000 – Maker: Stan Lee Media, Inc. – Holder: Frederick W. Howarth
SM0016985-16987
03/31/00 Unsecured Promissory Note - $200,000 – Maker: Stan Lee Media, Inc. – Holder: Frederick A. Howarth
SM0016988
05/28/00 Letter from Fred Howarth to Stan Lee Media, Inc. re loan SM0016989 05/18/00 Unsecured Promissory Note - $150,000 – Maker: Stan Lee Media, Inc. –
Holder: Frederick W. Howarth SM0016990
03/31/00 Unsecured Promissory Note - $200,000 – Maker: Stan Lee Media, Inc. – Holder: Frederick W. Howarth
SM0016991
05/17/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Fred Howarth SM0016992 05/22/00 Fax from Fred & Sue Howarth to Stan Lee Media, Inc. SM0016993 05/17/00 Duplicate facsimile transmittal sheet from Stan Lee Media, Inc. to Fred
Howarth SM0016994
Undated File folder label, "Charles Blomme Promissory Note $100,000 9/21/99” SM0016995 12/21/99 Letter from Stephen M. Gordon/EVP/Operations to Charles Blomme re
payment of $100,000 loan to Stan Lee Media, Inc. SM0016996
12/21/99 Stan Lee Media, Inc. check stub no. 20850 in the amount of $102,000 made payable to Charles J. Blomme
SM0016997
Various 09/20/99 letter from Charles J. Blomme and Deborah A. Schlichting to Stan Lee Media, Inc. re $100,000 loan to Stan Lee Media, Inc.; 09/20/99 Merrill Lynch check no. 610-0822 in the amount of $28,350 made payable to Stan
Lee Media, Inc.; 09/20/99 Charles Schwab check no. 10706 in the amount of $71,650 made payable to Stan Lee Media, Inc.; 09/23/99 fax cover from
Hollywood Holdings, Inc. to Merrill Lynch re 2,00 shares of SLEE to Deborah A. Schlichting’s account at Merrill Lynch
SM0016998-17000
09/27/99 Letter from Stan Lee Media, Inc. to Charles J. Blomme and Deborah A. Schlichting re Promissory Note and Warrant Agreement re $100,000 loan to
Stan Lee Media, Inc.
SM0017001
09/21/99 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – Holder: Charles J. Blomme and Deborah A. Schlichting
SM0017002
Undated Blank Stan Lee Media, Inc. Purchase Form SM0017003 10/11/00 VMR Capital markets U.S. Financial Consulting Agreement by and between
Stan Lee Media, Inc. and VMR Capital Markets U.S. SM0017004-17011
Various 11/05/99 Letter from Berliner Freivbrkehr to Stan Lee Media, Inc. c/o VMR SM0017012-17014
{Client\4211\00\02031311.DOC /} 115
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BATES NOS.
CATEGORY
Capital Markets U.S.; 11/04/99 document in German; 11/05/99 VMR Capital Markets U.S. fax to Peter Paul
Various Undated handwritten note, “VMR”; 12/08/99 letter from Stan Lee Media, Inc. to VMR Capital Markets, U.S.
SM0017015-17016
12/08/99 Letter from Stan Lee Media, Inc. to VMR Capital Markets, U.S. with handwritten notes
SM0017017
07/12/99 File folder label, "Loan: Hollywood Holdings”; Stan Lee Media, Inc. check stub no. 20164 in the amount of $3,000 made payable to Hollywood
Holdings
SM0017018-17019
Various File folder label, "Loan: Excelsior Productions”; 11/12/99 Stan Lee Media, Inc. check stub no. 20601 in the amount of $10,000 made payable to
Excelsior Productions; 06/15/99 Stan Lee Media, Inc. check stub no. 20102 in the amount of $10,000 made payable to Excelsior Productions; 06/02/99 Stan Lee Media, Inc. check stub no. 20063 in the amount of $14,500 made
payable to Excelsior Productions; 05/25/99 Stan Lee Media, Inc. check stub no. 20036 in the amount of $10,000 made payable to Excelsior Productions;
05/21/99 Stan Lee Media, Inc. check stub no. 20028 in the amount of $32,500 made payable to Excelsior Productions
SM0017020-17025
11/09/99 File folder label, "Loan: Continental Entities, Inc.”; Stan Lee Media, Inc. check stub no. 20575 in the amount of $380,000 made payable to
Continental Entities, Inc.
SM0017026-17027
07/12/99 File folder label, "Loan: Celebrity Entertainment”; Stan Lee Media, Inc. check stub no. 20165 in the amount of $7,000 made payable to Celebrity
Entertainment
SM0017028-17029
Undated File folder label, "Bromberg Family Trust” SM0017030 Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Paine Webber re Stan Lee Media, Inc.; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 6,200 Shares of Common Stock of Stan Lee Media, Inc. – Bromberg Family
Trust; 08/15/00 Rule 144 Seller’s Representation Letter – 10,000 shares; 08/15/08 (sic) Notice of Proposed Sale of Securities Pursuant to Rule 144
Under the Securities Act of 1933 – Bromberg Family Trust – 10,000 shares; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg
Family Trust
SM0017031-17038
Undated File folder label, "Michael Golden” SM0017039 Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Merrill Lynch re 50,000 shares of Stan Lee Media, Inc. common stock in the name of Michael Golden; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of
50,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael Golden; 08/21/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Removal of Restrictive Legend Under Rule 144 – Michael Golden – 50,000 shares; 08/10/00 unnamed Merrill Lynch document re Securities
Transfer re Stan Lee Media, Inc. – Michael Golden – 50,000 shares; undated, blank Irrevocable Stock or Bond Power signed by Michael Golden; 08/01/00 Merrill Lynch brokers letter to Jeffrey D. Segal, Esq. re proposed sale of 2,100 shares of common stock of Stan Lee Media, Inc. by Michael
Golden; undated seller’s representation letter re proposed sale of 2,100 shares of common stock of Stan Lee Media, Inc. by Michael Golden;
08/02/00 Merrill Lynch brokers letter to Jeffrey D. Segal, Esq. re proposed sale of 11,000 shares of Stan Lee Media, Inc. stock by Michael Golden; undated Michael Golden seller’s representation letter re 11,000 shares of common stock of Stan Lee Media, Inc.; 08/03/00 Merrill Lynch brokers
letter to Jeffrey D. Segal, Esq. re proposed sale of 23,500 shares of common stock of Stan Lee Media, Inc. by Michael Golden; undated Michael Golden seller’s representation letter re 23,500 shares of common stock of Stan Lee Media, Inc.; 08/07/00 Merrill Lynch brokers letter to Jeffrey D. Segal, Esq. re proposed sale of 13,400 shares of common stock of Stan Lee Media, Inc. by Michael Golden; undated Michael Golden seller’s representation letter re
13,400 shares of common stock of Stan Lee Media, Inc.; 08/03/00 letter from Merrill Lynch to Securities and Exchange Commission re Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden; 07/21/00 Notice of Proposed Sale of Securities Pursuant to Rule 144 under
the Securities Act of 1933 – 25,000 shares – Michael Golden; 08/01/00 letter from Merrill Lynch to Securities and Exchange Commission re Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
SM0017040-17059
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BATES NOS.
CATEGORY
25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden; duplicate 07/21/00 Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933 – 25,000 shares – Michael Golden
Undated File folder label, "David Medinnus” SM0017060 Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Salomon Smith Barney, Inc. re 2,000 shares of Stan Lee Media, Inc. – David Medinnus; 09/12/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re Rule 144 Sale of 2,000 Shares of Common Stock of Stan Lee Media, Inc. – David Medinnus; 07/23/00 Rule
144 Seller’s Representation – 2,000 shares – David Medinnus; 07/21/00 Securities and Exchange Commission Form 144 – 2,000 shares of Stan Lee Media, Inc. – David Medinnus; 08/01/00 letter from Salomon Smith Barney
to Jeffrey D. Segal, Esq. re 2,00 shares of Stan Lee Media, Inc. for the account of David Medinnus
SM0017061-17067
Undated File folder label, "Adrian Turcotte” SM0017068 Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and CapBay Financial Services re transfer of 5,000 shares of Stan Lee Media, Inc. common stock currently in the name of Adrian
Turcotte; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee
Media, Inc. – Adrian Turcotte; undated Adrian Turcotte Seller Rule 144 Letter to Stan Lee Media, Inc. re order to sell 5,000 shares of common stock;
08/15/00 Securities and Exchange Commission Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 Under the Securities Act of 1933 – Adrian Turcotte – 5,000 shares; 08/15/00 letter from CapBay to Stan Lee Media, Inc. re Adrian Turcotte 08/15/00 Form 144; Stan Lee Media, Inc.
Common Stock Certificate No. C0400 – 5,00 shares in the name of Adrian Turcotte; 08/15/00 Stock Power signed by Adrian Turcotte
SM0017069-17079
Undated File folder label, "Warrant and Option Schedules” SM0017080 Undated Handwritten document entitled, “S-8 Stan Lee Media, Inc. Employee
Options as of 3/31/00” SM0017081
07/28/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 7-23-99 spreadsheet SM0017082 07/28/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9-24-99 spreadsheet SM0017083 07/28/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9-27-99 spreadsheet SM0017084 07/28/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 12-31-99 spreadsheet SM0017085 Undated SM0017086 Undated Stan Lee Media, Inc. as of 12/31/99 Options2000 E up to 3-31-00
spreadsheet SM0017087
Various 07/13/00 Stan Lee Media, Inc. Options spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 7-23-99 spreadsheet; 07/13/00 Stan
Lee Media, Inc. as of 12/31/99 Options Tab C: 7-23-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9-24-99
spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9-27-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab C: 10-5-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99
Options C 10-5-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99 Options C 11-5-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: Up to 12-31-99 spreadsheet; 07/13/00 Stan Lee
Media, Inc. as of 12/31/99 Options Tab C: 12-15-99 spreadsheet
SM0017088-17098
Undated Unnamed document with names, dates and handwritten notes; Stan Lee Media, Inc. Options spreadsheet; Stan Lee Media, Inc. as of 2/29/00 Options2000 E up to 2-29-00 spreadsheet; Stan Lee Media, Inc. as of
2/29/00 Options2000 D up to 2-29-00 spreadsheet; Stan Lee Media, Inc. as of 2/29/00 Options2000 C up to 2-29-00 spreadsheet; Stan Lee Media, Inc. as of 2/29/00 Options2000 E up to 3-31-00 spreadsheet; Stan Lee Media,
Inc. as of 2/29/00 Options2000 D up to 2-29-00 spreadsheet; Stan Lee Media, Inc. as of 2/29/00 Options2000 C up to 3-31-00 spreadsheet; Stan Lee Media, Inc. as of 2/29/00 Options2000 E up to 5-31-00 spreadsheet;
Stan Lee Media, Inc. as of 2/29/00 Options2000 D up to 3-31-00 spreadsheet
SM0017099-17107
Various Undated, unnamed calculator tape totaling 2,751,786; 07/31/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 7-23-99 spreadsheet; 07/31/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 10-5-99 spreadsheet;
undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 12-15-99 spreadsheet; undated Stan Lee Media, Inc. as of 2/28/00 Options 2000 C up to 2-29-00 spreadsheet; Stan Lee Media, Inc. as of 2/28/00 Options 2000 C Up to 3-31-00; Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 11-5-99
SM0017108-17114
Undated Promissory Notes spreadsheet SM0017115
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Undated Stan Lee Media, Inc. Investor Warrants with Registration Rights spreadsheet SM0017116 Undated Stan Lee Media, Inc. Consultant Warrants with Registration Rights
spreadsheet SM0017117
Undated Schedule 2.1(c)(iii) Outstanding Options and Warrants spreadsheet SM0017118 Undated Augustine Fund, L.P. Conversion and Warrant Prices Re April 14, 2000
Financing SM0017119
Undated Handwritten document entitled, “Stan Lee Media, Inc. Employee Options as of 3/31/00
SM0017120
Undated Schedule 2.1(c)(iii) Outstanding Options and Warrants SM0017121 Undated Schedule 2.1(c)(iii) Outstanding Options and Warrants SM0017122 Various 06/09/00 Stan Lee Media, Inc. Options spreadsheet; 06/08/00 Stan Lee
Media, Inc. as of 12/31/99 Options Tab: 7-23-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 7-23-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9-24-99
spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9/27/99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 10-5-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 11-5-99 spreadsheet; 06/09/00 Stan Lee Media, Inc. as of
12/31/99 Options Tab: Up to 12/31/99 spreadsheet; undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: 12/31/99 spreadsheet; undated Stan Lee
Media, Inc. as of 12/31/99 Options Tab: C 12/15/99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 10-5-99 spreadsheet
SM0017123-17133
Undated Stan Lee Media, Inc. as of 3/1/00 Options Summarized Tab: Options spreadsheet; - Securities Purchase Agreement Schedule 3 C Employee
Options as of March 1, 2000 spreadsheet; undated Stan Lee Media, Inc. as of April 14, 2000 Registration Rights Summary – Securities Purchase Agreement Schedule 3 C Outstanding Warrants and Options with
Registration Rights spreadsheet; Stan Lee Media, Inc. as of April 14, 2000 Registration Rights Summary – Securities Purchase Agreement Schedule #
C Outstanding Warrants with Registration Rights spreadsheet
SM0017134-17136
Undated Stan Lee Media, Inc. Private Placements of Restricted Shares with Registration Rights spreadsheet
SM0017137
Undated Stan Lee Media, Inc. Capital Structure 2/14/00; Common Stock Table 2/14/00
SM0017138
Undated Stan Lee Media, Inc. Investor Warrants with Registration Rights and Consultant Warrants Registration Rights spreadsheet
SM0017139
Undated Blank Stan Lee Media, Inc. Purchase Form SM0017140 08/05/99 Stan Lee Media, Inc. Equity Detail 7/31/99 SM0017141 Undated Stan Lee Media, Inc. Investor Warrants spreadsheet SM0017142 Undated Stan Lee Media, Inc. Capitalization Table as of August 1, 2000; Elliott
Associates & Westgate International Preferred Stock Placement as of August 1, 2000; Stan Lee Media, Inc. Capitalization Table as of August 1, 2000; Stan Lee Media, Inc. Capitalization Table as of July 31, 2000; duplicate
Stan Lee Media, Inc. Capitalization Table as of July 31, 2000; duplicate Stan Lee Media, Inc. Capitalization Table as of July 31, 2000; Elliott Associates & Westgate International Preferred Stock Placement August 1, 2000; Stan Lee Media, Inc. Capitalization Table as of July 28, 2000; Stan Lee Media,
Inc. Capitalization Table as of July 31, 2000; duplicate Stan Lee Media, Inc. Capitalization Table as of July 31, 2000; Common Stock Table 8/1/00
SM0017143-17153
Undated Page entitled, “Options” SM0017154 Undated Illegible handwritten post-it note SM0017155 Undated Handwritten document re Zachary Foley SM0017156 Undated Unnamed document re documents missing and date of grant SM0017157 Various Undated post-it note, “Options”; 10/20/00 Start/Term Dates spreadsheet; SM0017158-17165 12/05/00 Grant Import Error Report SM0017166 06/26/00 Stock Option Agreement – Grantee: Nate Clayton Reynolds – 5,000 shares SM0017167-17170 Undated Unnamed calculator tape totaling 2,936,936; handwritten notes re Bryce
Zabel, Bunny Mumas, Creekside and Nelson SM0017171-17172
07/21/00 Handwritten notes re Options Exercise, Cashless Exercise and Taxes SM0017173 Various Undated Administraff Employee Stock Options Policy; 09/13/00 fax from
Administraff to Stan Lee Media, Inc. re Stock Options SM0017174-17175
Various 01/13/00 letter from BDO Seldman, LLP to Stan Lee Media, Inc. re Stock Options; undated memo re tax treatment of qualified and unqualified stock
options; 01/1999 article entitled, “Stock Option Planning”
SM0017176-17196
Undated Document entitled, “Chapter 46 Stock Issued to Employees” SM0017197-17216 Undated Document entitled, “Recognizing Compensation Cost over the Service SM0017217-17261
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Period” Undated Post-it note, “Astor Capital” SM0017262 11/30/00 Fax from Astor Capital, Inc. to Stan Lee Media, Inc. re Bond Street Partners
Limited SM0017263
11/2000 Page 8 only of Bond Street Partners Limited Escrow Agreement SM0017264 11/2000 Page 6 only of Bond Street Partners Limited Escrow Agreement SM0017265 Undated Signature page only of Registration Rights Agreement re Bond Street
Partners Limited SM0017266
Undated Signature page only of unnamed document re Bond Street Partners Limited SM0017267 12/19/00 Stan Lee Media, Inc. Project Status Report Current for: December 19, 2000 SM0017268-17289 Undated Exhibit B (Form of Warrant) – Warrant to Purchase Shares of Common
Stock of Stan Lee Media, Inc. SM0017290-17306
04/14/00 Exhibit C Registration Rights Agreement by and between Stan Lee Media, Inc. and Augustine Fund, LP
SM0017307-17323
04/14/00 Exhibit D – Escrow Agreement by and between Stan Lee Media, Inc. and Augustine Fund, LP
SM0017324-17330
04/14/00 Exhibit E – Letter from Jeffrey D. Segal, Esq. to Augustine Fund, LP re Stan Lee Media, Inc. – Purchase of Series A Convertible Notes
SM0017331-17335
04/14/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Delano Group Securities – 20,000 shares
SM0017336-17343
Undated Document entitled, “Stan Lee Media, Inc. Introduction” SM0017344-17347 12/19/00 Stan Lee Media, Inc. Project Status Report Current for December 19, 2000 SM0017348-17369 04/14/00 Securities Purchase Agreement by and between Stan Lee Media, Inc. and
Augustine Fund, LP SM0017370-17396
06/27/00 Fax History Report for June 27, 2000 11:09 am – Result: Error 391* SM0017397 06/27/00 Fax History Report for June 27, 2000 11:00 am – Result: Error 391* SM0017398 06/16/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Coleman &
Company Securities, Inc. SM0017399
06/16/00 Fax History Report for June 16, 2000 – Result: OK SM0017400 04/14/00 Exhibit C Registration Rights Agreement by and between Stan Lee Media,
Inc. and Augustine Capital Management, LLC SM0017401-17418
Undated Exhibit B (Form of Warrant) – Warrant to Purchase Common Stock of Stan Lee Media, Inc. – Augustine Fund, LP – 50,000 shares
SM0017419-17435
Undated Exhibit A (Form of Note) – Stan Lee Media, Inc. Series A Six Percent (6%) Convertible Promissory Note Due April 30, 2002 – Augustine Fund, LP -
$2,500,000
SM0017436-17445
04/14/00 Exhibit D Escrow Agreement by and between Stan Lee Media, Inc. and Augustine Fund, LP
SM0017446-17452
04/14/00 Exhibit E Letter from Jeffrey D. Segal, Esq. to Augustine Fund, LP re Stan Lee Media, Inc.
SM0017453-17457
04/14/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Warrant NO. 01-B – 20,000 shares – Delano Group Securities
SM0017458-17465
04/14/00 Post-it note, “Augustine”; Securities Purchase Agreement between and between Stan Lee Media, Inc. and Augustine Fund, LP
SM0017466-17487
08/01/00 Handwritten note, “Elliott 2 copies”; Articles of Amendment to Articles of Incorporation for Stan Lee Media, Inc.
SM0017488-17507
11/30/00 Securities Purchase Anything between Stan Lee Media, Inc. and the Investors Signatory Hereto (
SM0017508-17602
Undated Schedule 4.1 Subsidiaries, Schedule 4.3 Options and Warrants, Registration Rights and Anti-dilution rights re John Galt Group, VMR Luxembourg, SA
and Jose Abadin, Schedule 4.18; Stan Lee Media, Inc. Shares (s) and Warrants (W) with Registration Rights spreadsheet; Stan Lee Media, Inc.
Outstanding Warrants spreadsheets; Securities With Anti-dilution Provisions Adjusted for 10% Stock Dividend spreadsheet; duplicate Securities With Anti-dilution Provisions Adjusted for 10% Stock Dividend spreadsheet;
duplicate Securities With Anti-dilution Provisions Adjusted for 10% Stock Dividend spreadsheet
SM0017603-17309
Various 02/07/00 letter from Stan Lee Media, Inc. to Shartsis, Friese & Gijnjsburg re Purchase Agreement and Warrant Agreements re Stan Lee Media, Inc.
private placement with The John Galt Fund
SM0017610-17615
Undated File folder label, "The John Gault Fund Private Placement SM0017616 Undated Schedule A; Stan Lee Media, Inc. Purchase Agreement by and between Stan
Lee Media, Inc. and purchasers listed on Schedule A SM0017617-17677
02/03/00 Warrant to Purchase Common Stock Stan Lee Media, Inc. – John Galt Fund, LP – 31,250 shares
SM0017678-17688
08/31/00 Fax coversheet from Meisenback Capital Management, Inc. to Stan Lee SM0017689-17690
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Media, Inc.; letter from Meisenback Capital Management, Inc. to Stan Lee Media, Inc. re Balboa Fund LP
Undated Exhibit C Assignment Form – Balboa Fund, LP SM0017691 01/01/00 California Secretary of State Certificate of Limited Partnership – The
Chelonia Fund, LP SM0017692
03/29/00 Fax Coversheet from Brian Wood to Robert Schultz re Chelonia Assignment SM0017693 05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. C0855 for 62,500
shares in the name of John Galt Fund, LP SM0017694
05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. C0856 for 5,000 shares in the name of John Galt Offshore Fund
SM0017695
05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. C0857 for 18,750 shares in the name of Asset Management Holdings Co.
SM0017696
05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. C0858 for 7,500 shares in the name of Zurich HFR Master Hedge Fund Index Ltd
SM0017697
05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. C0859 for 25,000 shares in the name of Dorodo Capital Partners, LP
SM0017698
05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. C0860 for 62,500 shares in the name of The Chelonia Fund, LP
SM0017699
05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. C0861 for 12,500 shares in the name of Carmen Italia
SM0017700
05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. for 6,250 shares in the name of Laurence Dunn
SM0017701
Undated Illegible post-it note; Schedule A (John Galt Fund, LP, John Galt Offshore Fund, Asset Management Holdings Co., Zurich HFR Master Hedge Fund
Index, Ltd, Dorodo Capital Partners, LP, Carmen Italia, and Laurence Dunn)
SM0017702-17703
05/26/00 Letter from Stan Lee Media, Inc. to Laurence Dunn/John Galt Fund, LP re private placement
SM0017704
02/03/00 Stan Lee Media, Inc. Officer’s Certificate – Robert M. Schultz SM0017705-17706 Various Undated Schedule A (John Galt Fund, LP, John Galt Offshore Fund, Asset
Management Holdings Co., Zurich HFR Master Hedge Fund Index, Ltd, Dorodo Capital Partners, LP, Carmen Italia, and Laurence Dunn) with
handwritten notes; 02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – John Galt Fund, LP – 31,250 shares; 02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – John Galt Offshore Fund – 2,500 shares; 03/02/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Asset Management
Holdings Co. – 9,375 shares; 02/03/00 Warrant to Purchase Shares Common Stock of Stan Lee Media, Inc. – Zurich HFR Master Hedge Fund Index, Ltd – 3,750 shares; 02/03/00 Warrant to Purchase Shares of Common Stock of
Stan Lee Media, Inc. – Dorado Capital Partners, LP – 12,500 shares; 02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media,
Inc. – The Chelonia Fund, LP – 31,250 shares; 02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Carmen Italia – 6,250 shares; 02/03/00 Warrant to Purchase Shares of Common Stock of
Stan Lee Media, Inc. – Laurence Dunn – 3,125 shares
SM0017707-17723
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – John Galt Fund, LP – 31,250 shares
SM0017724-17725
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – John Galt Offshore Fund – 2,500 shares
SM0017726-17727
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Asset Management Holdings Co. – 9,375 shares
SM0017728-17729
02/03/00 Warrant to Purchase Shares Common Stock of Stan Lee Media, Inc. – Zurich HFR Master Hedge Fund Index, Ltd – 3,750 shares
SM0017730-17731
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Dorado Capital Partners, LP – 12,500 shares
SM0017732-17733
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – The Chelonia Fund, LP – 31,250 shares
SM0017734-17735
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Carmen Italia – 6,250 shares
SM0017766-17737
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Laurence Dunn – 3,125 shares
SM0017738-17739
02/07/00 Fax from Stan Lee Media, Inc. to Larry Dunn SM0017740 02/07/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. –
John Galt Offshore Fund – 2,500 shares SM0017741-17751
02/07/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Asset Management Holdings Co. – 9,375 shares
SM0017752-17762
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02/07/00 Warrant to Purchase Shares Common Stock of Stan Lee Media, Inc. – Zurich HFR Master Hedge Fund Index, Ltd – 3,750 shares
SM0017763-17773
02/07/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Dorado Capital Partners, LP – 12,500 shares
SM0017774-17784
02/07/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Carmen Italia – 6,250 shares
SM0017785-17795
02/07/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Laurence Dunn – 3,125 shares
SM0017796-17806
Undated File folder label, "VMR Luxemburg – Private Placement SM0017807 02/04/00 Stan Lee Media, Inc. Purchase Agreement by and between Stan Lee Media,
Inc. and Purchasers on Schedule A SM0017808-17849
02/07/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – Jose Abadin – 10,000 shares
SM0017850-17860
05/26/00 Letter from Stan Lee Media, Inc. to Jose Abadin SM0017860.01 07/13/00 Fax cover sheet from BDO to Stan Lee Media, Inc.; Election to Include in
Gross Income in Year of Transfer; Worksheet 1 – Election to Include in Gross Income in year of Transfer of Property Pursuant to Section 83(b) of
the Internal Revenue Service Code
SM0017861-17865
02/29/00 Letter from VMR Capital Markets, U.S. to Stan Lee Media, Inc. re current proposal for Investment Banking Services; VMR Capital Markets, U.S.
Financial Consulting Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets, U.S.; Stan Lee Media, Inc. Common Stock
Certificate No. C0863 for 181,818 shares in the name of VMR Luxembourg SA; Stan Lee Media, Inc. Common Stock Certificate No. C0864 for 18,182
shares in the name of Jose M. Abadin
SM0017855-17874
Various 04/06/00 fax cover sheet from Jeffrey D. Segal, Esq. to VMR Capital Markets, U.S. re Financial Consulting Agreement; 03/01/00 Financing Consulting Agreement by and between Stan Lee Media, Inc. and VMR
Capital Markets, U.S.; 04/01/00 Financing Consulting Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets, U.S.;
SM0017875-17885
Various 05/17/00 fax confirmation sheet from Stan Lee Media, Inc. to VMR Capital Markets, U.S.; 05/17/00 facsimile transmittal sheet from Stan Lee Media,
Inc. to VMR Capital Markets, U.S.; 03/01/00 Financial Consulting Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets,
U.S.
SM0017886-17890
Various 05/17/00 facsimile transmittal sheet from Stan Lee Media, Inc. to VMR Capital Markets, U.S.; 02/04/00 Stan Lee Media, Inc. Purchase Agreement
(first page only)
SM0017891-17892
Various 05/17/00 facsimile transmittal sheet from Stan Lee Media, Inc. to VMR Capital Markets, U.S.; 03/01/00 Financial Consulting Agreement by and
between Stan Lee Media, Inc. and VMR Capital Markets, U.S.
SM0017893-17896
Various 04/04/00 fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc.; 03/01/00 Financial Consulting Agreement by and between Stan Lee
Media, Inc. and VMR Capital Markets, U.S.; 04/01/00 Financial Consulting Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets,
U.S.
SM0017897-17907
Various 02/18/00 fax cover sheet from Jeffrey D. Segal, Esq. to VMR Capital Markets, U.S. re $2,200,000 Stan Lee Media, Inc. PIPE Financing
Transaction; 02/18/00 letter from Jeffrey D. Segal, Esq. to VMR Capital Markets, U.S. re $2,200,000 Stan Lee Media, Inc. PIPE Financing
Transaction; 02/07/00 letter from VMR Capital Markets, U.S. to Peter Paul re Pipe Financing Closing; 02/11/00 Santa Monica Bank Advice of Credit re $1,145,000 credit; 02/11/00 Santa Monica Bank Advice of Credit re $2,500
credit
SM0017908-17915
02/18/00 Fax cover sheet from Jeffrey D. Segal, Esq. to VMR Capital Markets, U.S. re Warrant Agreement – Stan Lee Media, Inc.;
SM0017916
02/09/00 Letter from Jeffrey D. Segal, Esq. to VMR Capital Markets, U.S. re $2,200,000 PIPE Financing Transaction
SM0017917
Undated Signature page of unnamed agreement signed by Robert Schultz/Stan Lee Media, Inc., Vice President Finance
SM0017918
Undated Signature page of unnamed document signed by Robert Schultz/Stan Lee Media, Inc., Vice President Finance
SM0017919
02/06/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re VMR Financing Transaction; letter from Jeffrey D. Segal, Esq. to Stan Lee Media,
Inc., VMR Capital Markets, U.S. and Kirkpatrick & Lockhart, LLP re $2,2000,000 PIPE Financing Transaction; blank signature page to agreement
SM0017920-17922
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Various 02/04/00 Stan Lee Media, Inc. Capital Structure; 02/04/00 Stan Lee Media, Inc. Common Stock Table; 02/03/00 Stan Lee Media, Inc. Common Stock
Table; 02/03/00 Stan Lee Media, Inc. Capital Structure
SM0017923-17926
Undated Stan Lee Media, Inc. Investor Warrants with Registration Rights spreadsheet; Stan Lee Media, Inc. Consultant Warrants with Registration
Rights spreadsheet
SM0017927-17928
02/07/00 Warrant to Purchase Common Stock of Stan Lee Media, Inc. – VMR Luxembourg S.A. – 90,000 shares
SM0017929-17939
Undated Stan Lee Media, Inc. Warrant to Purchase Common Stock – VMR Luxembourg S.A. – 25,000 shares (pages 1-6 only)
SM0017940-17945
04/14/00 Handwritten note, “Binder Warrant”; Warrant to Purchase Common Stock of Stan Lee Media, Inc. – HLHZ Investments, LLC – 150,000 shares
SM0017946-17961
Undated Illegible post-it note re Stephen Gerber SM0017962 Various 11/13/00 letter from Stan Lee Media, Inc. to Harris Miller; 11/07/00Stt
Agreement and Release between Stan Lee Media, Inc. and Stephen R. Gerber
SM0017963-17968
10/11/99 Financial Consulting Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets, U.S.
SM0017969-17977
11/2000 6% Convertible Debenture – $1,000,000 Principal Amount – Holder: Bond Street Partners
SM0017978-18001
11/2000 6% Convertible Debenture – $250,000 Principal Amount – Holder: Target Growth Fund Ltd
SM0018002-18024
11/2000 6% Convertible Debenture – $50,000 Principal Amount – Holder: Nima Montazeri
SM0018025-18048
11/30/00 Stock Purchase Warrant to Purchase 68,182 shares of Stan Lee Media, Inc. – Bond Street Partners Limited
SM0018049-18060
11/30/00 Stock Purchase Warrant to Purchase 2,000 shares of Stan Lee Media, Inc. – Astor Capital, Inc.
SM0018061-18072
11/2000 Stock Purchase Warrant to Purchase 17,045 shares of Stan Lee Media, Inc. – Target Growth Fund Ltd
SM0018073-18084
11/2000 Stock Purchase Warrant to Purchase 3,409 shares of Stan Lee Media, Inc. – Nima Montazeri
SM0018085-18096
11/30/00 Registration Rights Agreement by and between Stan Lee Media, Inc. and Bond Street Partners Limited, Target Growth Fund Ltd and Nima Montazeri
SM0018097-18121
Undated Exhibit 1 to Escrow Agreement SM0018122-18123 11/30/00 Letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee
Media, Inc. 6% Convertible Debentures and Warrants SM0018124-18127
12/11/00 Letter from Stan Lee Media, Inc. to The Holders Listed on the Signature Pages to That certain Registration Rights Agreement Dated as of November
30, 2000 c/o Aster Capital, Inc.
SM0018128
11/30/00 Escrow Agreement by and among Stan Lee Media, Inc. and Bond Street Partners Limited, Target Growth Fund Ltd and Nima Montazeri
SM0018129-18139
11/30/00 Release Notice – Stan Lee Media, Inc. and Bond Street Partners Limited SM0018140-18143 12/14/00 Release Notice – Stan Lee Media, Inc. and Target Growth Fund Ltd and
Nima Montazeri SM0018144-18148
11/30/00 Transfer Agent Instructions – Stan Lee Media, Inc. – to Securities Transfer Corporation
SM0018149-18152
11/30/00 Letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule
of Purchasers
SM0018153-18156
12/12/00 Letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule
of Purchasers
SM0018157-18160
Undated File folder label, "Preferred shares Macromedia, Inc. Nov. 2, 1999” SM0018161 Various 11/03/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Transfer Agent Instructions; 11/05/99 letter from Stan Lee Media, Inc. to Macromedia re Stan Lee Media, Inc. – Stock Certificates
SM0018162-18163
11/03/99 Securities Purchase Agreement between Stan Lee Media, Inc. and Macromedia, Inc.
SM0018164-18183
11/03/99 Registration Rights Agreement between Stan Lee Media, Inc. and Macromedia, Inc.
SM0018184-18201
11/03/99 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Transfer Agent Instructions; Form of Company Counsel Opinion to
Macromedia, Inc.
SM0018202-18207
11/03/99 Articles of Amendment to Articles of Incorporation – Stan Lee Media, Inc. SM0018208-18223 08/18/00 Shareholder Listing for Cutoff Date of 18 Aug 2000 prepared by Securities SM0018224-18271
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CATEGORY
Transfer Corporation Undated Handwritten note, “SLM Board Meetings 2/00” SM0018272 Various 08/11/00 Stan Lee Media, Inc. Certificate of Secretary; 08/11/00 Minutes of
a Meeting of the Audit Committee of the Board of Directors of Stan Lee Media, Inc.; Stan Lee Media, Inc. ; 10/27/00 Stan Lee Media, Inc. Certificate of Secretary; 10/27/00 Minutes of a Meeting of the Audit Committee of the
Board of Directors of Stan Lee Media, Inc.
SM0018273-18277
05/11/00 Stan Lee Media, Inc. Certificate of Secretary; Minutes of a Meeting of the Audit Committee of the Board of Directors of Stan Lee Media, Inc.
SM0018278-18279
04/14/00 Stan Lee Media, Inc. Minutes of the Special Meeting of the Board of Directors Held April 14, 2000
SM0018280-18284
05/19/00 Stan Lee Media, Inc. Certificate of Secretary; Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc.
SM0018285-18287
06/06/00 Stan Lee Media, Inc. Certificate of Secretary; Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc.
SM0018288-18291
06/2000 Lake Sherwood Securities Limited Stan Lee Media, Inc. “SLEE” 4% Convertible Preferred Stock
SM0018292-18295
06/01/00 Draft gem global emerging markets – Stan Lee Media, Inc. (NMS Small Cap OTC: SLEE) Convertible Debenture
SM0018296-18297
06/16/00 Letter from Mitchell, Silberberg & Knupp, LLP to Katten Muchin Zavis re Bryce Zabel/Stan Lee Media
SM0018298-18300
07/07/00 Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc. SM0018301-18305 07/25/00 Stan Lee Media, Inc. Certificate of Secretary; Minutes of a Meeting of the
Board of Directors of Stan Lee Media, Inc. SM0018306-18307
07/28/00 Unanimous Written Consent of the Board of Directors of Stan Lee Media, Inc.
SM0018308-18310
07/07/00 Stan Lee Media, Inc. Certificate of Secretary; Resolutions of the Board of Directors of Stan Lee Media, Inc.
SM0018311-18314
07/25/00 Stan Lee Media, Inc. Certificate of Secretary; Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc.
SM0018315-18318
08/30/00 Stan Lee Media, Inc. Certificate of Secretary; Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc.
SM0018319-18320
11/13/00 Stan Lee Media, Inc. Certificate of Secretary; Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc.
SM0018321-18325
01/29/01 Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc.; Corporate Resolution of Stan Lee Media, Inc., a Colorado Corporation,
Authorizing Filing of Petition Under Chapter 11 of the Bankruptcy Code
SM0018326-18333
03/01/00 Handwritten note, “March 1, 2000” SM0018334 03/01/00 Stan Lee Media, Inc. Minutes of the Special Meeting of the Board of
Directors Held March 1, 2000 SM0018335-18342
02/29/00 Email from TELJ1 to mlb@macromedia.com re Stan Lee Media, Inc. – Board Contacts
SM0018343-18344
02/27/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Notice of Special Meeting; Notice of Special Meeting of Board of Directors
SM0018345-18346
03/01/00 List of Stan Lee Media, Inc. Board of Directors (name and address and board position)
SM0018347-18349
02/27/00 Letter from Stephen M. Gordon, Executive Vice President, Operations and Secretary/Stan Lee Media, Inc. to Mr. Stan Lee/Stan Lee Media, Inc. re
Notice of Special Meeting of Board of Directors of Stan Lee Media, Inc.; fax confirmation sheet
SM0018350-18351
02/27/00 Letter from Stephen M. Gordon, Executive Vice President, Operations and Secretary/Stan Lee Media, Inc. to Mr. Devendra Mishra/Stan Lee Media,
Inc. re Notice of Special Meeting of Board of Directors of Stan Lee Media, Inc.; fax confirmation sheet
SM0018352-18353
02/27/00 Letter from Stephen M. Gordon, Executive Vice President, Operations and Secretary/Stan Lee Media, Inc. to Mr. Gill Champion/Stan Lee Media, Inc. re Notice of Special Meeting of Board of Directors of Stan Lee Media, Inc.;
fax confirmation sheet
SM0018354-18355
02/27/00 Letter from Stephen M. Gordon, Executive Vice President, Operations and Secretary/Stan Lee Media, Inc. to Mr. Robert K. Burgess/Stan Lee Media, Inc. re Notice of Special Meeting of Board of Directors of Stan Lee Media,
Inc.; fax confirmation sheet
SM0018356-18357
02/27/00 Letter from Stephen M. Gordon, Executive Vice President, Operations and Secretary/Stan Lee Media, Inc. to Mr. Nelson S. Thall, Director/Torstar
Corporation re Notice of Special Meeting of Board of Directors of Stan Lee Media, Inc.; fax confirmation sheet
SM0018358-18359
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CATEGORY
02/27/00 Letter from Stephen M. Gordon, Executive Vice President, Operations and Secretary/Stan Lee Media, Inc. to Mr. Arthur E. Schramm, Jr. re Notice of
Special Meeting of Board of Directors of Stan Lee Media, Inc.; fax confirmation sheet
SM0018360-18361
Undated Notice of Special meeting of Board of Directors – Stan Lee Media, Inc. 03/01/00
SM0018362
03/01/00 Board of Directors Meeting Agenda SM0018363-18364 02/27/00 Fax from Jeff/Stan Lee Media, Inc. to Junko/Stan Lee Media, Inc. ; fax
confirmation sheet SM0018365-18366
04/14/00 Handwritten note, “April 14, 2000” SM0018367 04/11/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re
Notice of Special Meeting of Board of Directors; Stan Lee Media, Inc. list of Board of Directors (name, address, board position)
SM0018368-18370
Various 04/12/00 Four fax confirmation sheets of Board of Directors Agenda; 04/14/00 Board of Directors Agenda; Notice of Special Meeting of Board of Directors; duplicate Board of Directors Agenda; duplicate Notice of Special
Meeting of Board of Directors
SM0018371-18378
04/14/00 Stan Lee Media, Inc. Minutes of the Special Meeting of the Board of Directors Held April 14, 2000; Stan Lee Media, Inc. Minutes of the Special
Meeting of the Board of Directors Held March 1, 2000; fax confirmation sheet
SM0018379-18392
04/14/00 Duplicate Stan Lee Media, Inc. Minutes of the Special Meeting of the Board of Directors Held April 14, 2000
SM0018393-18395
04/14/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Supporting Information for conference telephone board meeting
SM0018396-18406
04/14/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Robert K. Burgess, Nelson S. Thall, Arthur E. Schramm, Jr. and Lars F. Hellmont
SM0018407
04/14/00 Four fax confirmation sheets (Fujita Corporation USA, Arthur E. Schram, Jr. Torstar Corporation, and Macromedia, Inc.)
SM0018408-18411
04/14/00 Four fax confirmation sheets (Robert K. Burgess, Nelson S. Thall, Arthur E. Schramm, Jr. and Lars F. Hellmont)
SM0018412-18415
Undated File folder label, "396.017 Stan Lee Media, Inc. Rule 144 Matters” SM0018416 Undated File folder label, "396.017 Documents” SM0018417 12/15/00 Letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Rule 144
Matters SM0018418-18422
08/10/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc.; Stan Lee
Media, Inc. Officer’s Certificate
SM0018423-18426
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc.
SM0018427-18428
08/16/00 Duplicate letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media,
Inc.
SM0018429-18430
08/16/00 Duplicate letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media,
Inc.; Stan Lee Media, Inc. Officer’s Certificate
SM0018431-18434
08/17/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc.
SM0018435-18436
09/06/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc.; Stan Lee
Media, Inc. Officer’s Certificate
SM0018437-18440
Various Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. –
Michael Golden; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. re
Stan Lee Media, Inc.; 08/21/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 – Michael Golden – 50,000 shares; 08/10/00 Merrill form re
transferring Michael Golden’s 50,000 shares of Stan Lee Media, Inc.; undated, blank Irrevocable Stock or Bond Power signed by Michael Golden; 08/01/00 Brokers Letter Code 1810 from Merrill Lynch to Jeffrey D. Segal, Esq. re proposed sale of 2,100 shares of common stock of Stan Lee Media,
Inc. through Merrill Lynch by Michael Golden; 08/02/00 Brokers Letter Code 1810 from Merrill Lynch to Jeffrey D. Segal, Esq. re proposed sale of
11,000 shares of common stock of Stan Lee Media, Inc. through Merrill Lynch by Michael Golden; 08/03/00 Brokers Letter Code 1810 from Merrill
SM0018441-18460
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Lynch to Jeffrey D. Segal, Esq. re proposed sale of 23,500 shares of common stock of Stan Lee Media, Inc. through Merrill Lynch by Michael Golden; 08/07/00 Brokers Letter Code 1810 from Merrill Lynch to Jeffrey D. Segal, Esq. re proposed sale of 13,400 shares of common stock of Stan Lee Media, Inc. through Merrill Lynch by Michael Golden; 08/03/00 SEC Cover Letter Code 1811 from Merrill Lynch to Securities and Exchange
Commission; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc.
by Michael Golden; 08/01/00 SEC Cover Letter Code 1811 from Merrill Lynch to Securities and Exchange Commission; Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Adriane Turcotte; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and CapBay Financial Services re Stan Lee Media, Inc.; undated Seller Rule 144 Letter - Adrian Turcotte – 5,000 shares; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares of common stock of Stan Lee Media, Inc. by Adrian Turcotte; 08/15/00 letter from CapBay to Stan Lee Media, Inc. re sale of 5,000 shares
of common stock of Stan Lee Media, Inc. by Adrian Turcotte; Stan Lee Media, Inc. Common Stock Certificate No. C0400 for 5,000 shares in the
name of Adrian Turcotte; 08/15/00 blank Stock Power form signed by Adrian Turcotte
SM0018461-18471
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – David Medinnus; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Salomon Smith Barney re Stan Lee Media, Inc.; Smith Barney Rule 144 Seller’s Representation – David Medinnus – 2,000 shares; Notice of Proposed Sale of Securities on Form 144 relating to the
proposed sale of 2,000 shares of common stock of Stan Lee Media, Inc. by David Medinnus; 08/01/00 letter from Salomon Smith Barney to Jeffrey D.
Segal, Esq. re sale of 2,000 shares of Stan Lee Media, Inc. for the account of David Medinnus
SM0018472-18478
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc.
– Bromberg Family Trust; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation Paine Webber re Stan Lee Media, Inc.; Rule 144 Seller’s Representation Letter– Bromberg Family Trust – 10,000 shares; Notice of Proposed Sale of Securities on Form 144 relating to the proposed
sale of 10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg Family Trust; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re sale of 10,000 shares of Stan Lee Media, Inc. for the account of Bromberg
Family Trust
SM0018479-18486
09/18/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Spear, Leeds & Kellogg re Stan Lee Media, Inc.
SM0018487-18488
10/04/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc.
SM0018489-18490
10/05/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc.; 10/04/00 letter from Hollywood Holdings, Inc. to Securities
Transfer Corporation
SM0018491-18494
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 3,333 Share of Common Stock of Stan Lee Media, Inc. –
Georges Cibaud; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Prudential Securities Incorporated re Stan Lee
Media, Inc. 08/03/00 letter from Prudential Securities to Jeffrey D. Segal, Esq. re sale of 3,333 shares of Stan Lee Media, Inc. by Georges Cibaud;
08/03/00 Prudential Securities form ESS717 re sael of 3,333 shares of Stan Lee Media, Inc. stock by Georges Cibaud; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 3,333 shares of
common stock of Stan Lee Media, Inc. by Georges Cibaud
SM0018495-18501
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 3,800 Shares of Common Stock of Stan Lee Media, Inc.
– Bromberg Family Trust; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc.;
09/12/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter – 10,000
SM0018502-18514
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CATEGORY
shares – Bromberg Family Trust; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg Family Trust; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule
144 Seller’s Representation Letter – 10,000 shares – Bromberg Family Trust; Notice of Proposed Sale of Securities on Form 144 relating to the
proposed sale of 10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg Family Trust
Various 10/10/00 letter from Stan Lee Media, Inc. re Rule 144 Sale of 2,166 Shares of Common Stock of Stan Lee Media, Inc. – Mohammed Soltani; 10/10/00
letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc.; 09/20/00 letter from
Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (2,166) Shares of Common Stock, Cusip #
(85285P101), Certificate #C0559; Rule 144 Seller’s Representation Letter – Mohammed Soltani – 2,166 shares; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,166 shares of common stock of
Stan Lee Media, Inc. by Mohammed Soltani
SM0018515-18521
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael H. Edwards 1994 Revocable Trust; 10/10/00 letter from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc.; 09/20/00 letter from Mutual Service
Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (5,000) Shares of Common Stock, Cusip # (85285P101),
Certificate #C0536; Rule 144 Seller’s Representation Letter – Michael H. Edwards 1994 Revocable Trust; Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 5,000 shares of common stock of Stan Lee Media, Inc. by Michael H. Edwards 1994 Revocable Trust
SM0018522-18528
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Mark L. Hendler; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc.; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal,
Esq. re Restricted Shares of Stan Lee Media, Inc. (5,000) Shares of Common Stock, Cusip # (85285P101), Certificates #C0949 and C0562; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
5,000 shares of common stock of Stan Lee Media, Inc. by Mark L. Hendler; Rule 144 Seller’s Representation Letter – Mark L. Hendler
SM0018529-18535
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 12,500 Shares of Common Stock of Stan Lee Media,
Inc. – Compton Family Trust; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc.; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (12,500) Shares of Common Stock, Cusip # (85285P101), Certificates #C0532 and #C0556;
Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 12,500 shares of common stock of Stan Lee Media, Inc. by Compton
Family Trust; Rule 144 Seller’s Representation Letter – Compton Family Trust
SM0018536-18542
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 4,166 Shares of Common Stock of Stan Lee Media, Inc. – Kenneth B. Avery; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc.; 09/20/00 letter from Mutual Service Corporation re Restricted Shares
of Stan Lee Media, Inc. (4,166) Shares of Common Stock, Cusip # (85285P101), Certificate #C0539; Rule 144 Seller’s Representation Letter –
Kenneth B. Avery; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 4,166 shares of common stock of Stan Lee
Media, Inc. by Kenneth B. Avery
SM0018543-18549
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 100,000 Shares of Common Stock of Stan Lee Media,
Inc. – Celebrity Enterprises; 10/10/00 Stan Lee Media, Inc. Officer’s Certificate re Celebrity Enterprises signed by Stephen M. Gordon; 10/10/00
letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Pittsburg Institutional, Inc. and Spear, Leeds and Kellogg re Stan Lee Media, Inc.; 10/06/00 letter from Celebrity Enterprises, Inc. to Pittsburg Institutional
SM0018550-18560
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CATEGORY
re Stan Lee Media, Inc. (SLEE); 10/06/00 Brokers Rule 144 Representation Letter – Celebrity Enterprises; Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 100,000 shares of common stock of Stan Lee Media, Inc. by Celebrity Enterprisers
10/13/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 2,700,000
shares in the name of P.F.P. Family Holdings, LP
SM0018561-18562
10/13/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 50,000
shares in the name of Celebrity Enterprises
SM0018563-18564
10/17/00 Letter from Jeffrey D. Segal, Esq. to Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 37,500 shares in the name of Continental Entities; 10/17/00 Stan Lee Media, Inc. Officer’s Certificate re Continental Entities
signed by Stephen M. Gordon; Stan Lee Media, Inc. 08/16/99 Purchase Agreement between Stan Lee Media, Inc. and Continental Entities; 08/16/99 Stan Lee Media, Inc. Written Consent of Directors; 10/27/99 letter from Stan
Lee Media, Inc. to Securities Transfer Corporation re issuance of Stan Lee Media, Inc. shares of common stock; 10/28/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of Stan Lee Media, Inc. shares of common stock; 11/02/99 Stan Lee Media, Inc. Common Stock
Certificate No. C0615 for 37,500 shares in the name of Continental Entities
SM0018565-18588
10/18/00 Letter from Jeffrey D. Segal, Esq. to Pershing Securities re Stan Lee Media, Inc. – 27,500 shares of common stock in the name of Continental Entities
SM0018589-18591
Various 10/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media,
Inc. – Susan Pittsburg; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 25,000 shares – Susan Pittsburg; 10/13/00 letter
from Susan Pittsburg to Merrill Lynch re Seller’s Rule 144 letter; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
3,500 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00 Merrill Lynch Brokers Rule Representation Letter
SM0018592-18600
Various 10/24/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media,
Inc. – I.C. Siegel & Patricia Q. Siegel JTWROS; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and FFP Securities re Stan Lee Media, Inc.; undated Rule 144 Seller’s Representation Letter – Siegel; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Irving & Patricia Siegel; undated Rule 144 Broker’s Letter – Siegel; 09/23/99 Stan
Lee Media, Inc. Common Stock Certificate No. C0530 for 10,000 shares in the name of Irving C. Siegel & Patricia Q. Siegel JTWROS; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0530 for 5,000 shares in
the name of Irving C. Siegel & Patricia Q. Siegel JTWROS
SM0018601-18609
Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 37,500 Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities; 11/09/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 37,500 shares – Continental Entities; undated Rule 144 Seller’s Representation Letter re 37,500 shares – signed by Stanley L.
Compton, Sec.; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 37,500 shares of common stock of Stan Lee Media,
Inc. by Continental Entities; 10/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Share of Stan Lee Media
(37,500) Shares of Common Stock, Cusip # (85285P101), Certificate # C0615
SM0018610-18616
Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media,
Inc. – Kenneth Bald; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 15,000 shares – Kenneth Bald; 09/12/00 Rule 144 Seller’s Representation Letter – Kennth Bald; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc.
by Kenneth Bald; 11/02/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Bald
SM0018617-18624
Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media,
SM0018625-18631
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BATES NOS.
CATEGORY
Inc. – Web Rewards, Inc.; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 50,000 shares – Web Rewards, Inc.; undated Rule 144 Seller’s Representation Letter – 50,000 shares – signed by Larry Schultz, President
Web Reward, Inc.; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 50,000 shares of common stock of Stan Lee
Media, Inc. by Web Rewards, Inc.; 11/03/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (50,000) Shares of Common Stock, Cusip # (85285P101),
Certificate # C1001 Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 124,200 Shares of Common Stock of Stan Lee Media, Inc. – Arthur M. Lieberman; 11/09/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc. – 124,200 shares – Arthur M. Lieberman; undated Rule 144 Seller’s Representation Agreement (Long Form); - 124,200 shares – Arthur M.
Lieberman; Rule 144 Seller’s Representation Agreement (Short Form) – 124,200 shares – Arthur M. Lieberman; Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M. Lieberman; 10/12/00
U.S. Clearing Corp. Brokers Representation Letter – 124,200 shares – Arthur M. Lieberman10/19/00 letter from Lieberman & Nowak, LLP to Mr. Stan Lee re Letter of 09/22/99; 11/09/00 letter from Stan Lee Media, Inc. to
Arthur Lieberman
SM0018632-18644
Various 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Blake R. Lindquist; 11/21/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Morgan Stanley Dean Witter re Stan Lee Media, Inc. – 25,000 shares – Blake R. Lindquist; 11/16/00 Rule 144 Seller’s Representation Agreement – 25,000 shares – Blake R. Lindquist;
Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Blake R. Lindquist; 11/16/00 Rule 144 Brokers Representation Letter; 10/26/00 Dean
Witter Reynolds, Inc. Corporate Account Agreement & Enabling Resolutions
SM0018645-18654
Various 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 210,000 Shares of Common Stock of Stan Lee Media, Inc.; Stan Lee Media, Inc. Officer’s Certificate re The Trust Company of United Mizrahi Bank, Ltd. By Assignment from Excelsior Productions – 210,000 shares; 11/21/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Brockington Securities, Inc. re Stan Lee Media, Inc. - The Trust Company of United Mizrahi Bank, Ltd. By Assignment
from Excelsior Productions – 210,000 shares; 11/15/00 letter from The Trust Company of United Mizrahi Bank, Ltd. To Brockington Securities re Rule
144k Sale; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 210,000 shares of common stock of Stan Lee Media, Inc.
by The Trust Company of United Mizrahi Bank, Ltd.
SM0018655-18664
Various 11/22/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 77,800 Shares of Common Stock of Stan Lee Media,
Inc. – Keith Nowak; 11/22/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch re Stan Lee Media, Inc. – 77,800 shares – Keith Nowak; undated Rule 144 Seller’s Representation Letter –
Keith Nowak; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 77,800 shares of common stock of Stan Lee Media, Inc.
by Keith Nowak; 11/20/00 letter from Merrill Lynch to Jeffrey D. Segal, Esq. re 77,800 Stan Lee Media, Inc. shares in the name of Keith Nowak
SM0018665-18671
11/27/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and SOS Resource Services, Inc. re Stan Lee Media, Inc. – 200,00 shares –
Celebrity Enterprises; Stan Lee Media, Inc. Officer’s Certificate re 200,00 Stan Lee Media, Inc. shares in the name of Celebrity Enterprises
SM0018672-18675
Various 11/29/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 171,500 shares – P.F.P. Family Holdings, L.P.; 11/27/00 Rule 144 Seller’s Representation
Letter – 171,500 shares – P.F.P. Family Holdings; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 171,500 shares of common stock of Stan Lee Media, Inc. by P.F.P. Family Holdings; 11/28/00
letter from Paine Webber to Jeffrey D. Segal, Esq. re PEP (sic) Family
SM0018676-18682
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Holdings LP Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities by Assignment from Hollywood Holdings;
12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 Shares of Common Stock of Stan Lee Media, Inc. in the name of Continental Entities by Assignment from Hollywood Holdings; 12/05/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 25,000 Shares of Common Stock of Stan Lee Media, Inc. in the name of Continental Entities by Assignment
from Hollywood Holdings; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan
Lee Media, Inc. by Continental Entities; 12/05/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee
Media, Inc. (25,000) Shares of Common Stock, Cusip# (85285P101) Cert #(C0995); undated Irrevocable Stock or Bond Power signed by officer of
Hollywood Holdings, Inc.; Stan Lee Media, Inc. Common Stock Certificate No. C0995 for 25,000 shares in the name of Hollywood Holdings
SM0018683-18694
Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,00 Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities; 12/04/00 Stan Lee Media, Inc. Officer’s Certificate re
25,000 shares in the name of Continental Entities; 12/05/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service
Corporation re Stan Lee Media, Inc. – 25,000 shares in the name of Continental Entities; undated Rule 144 Seller’s Representation Agreement –
25,000 shares – signed by Stanley L. Compton, Treasurer; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 12/05/00 letter from Mutual Service Corporation to Jeffrey D.
Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (25,000 Shares of Common Stock, Cusip # (85285P101) Cert #(C0614); 11/02/99 Stan Lee
Media, Inc. Common Stock Certificate No. C0614 for 25,000 shares in the name of Continental Entities
SM0018695-18705
Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 200,000 Shares of Common Stock in Stan Lee Media, Inc. – SOS Resource Services, Inc.11/06/00 Stan Lee Media, Inc. Officer’s
Certificate re 200,000 Shares of Common Stock in the name of SOS Resource Services, Inc.; 12/06/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Access Securities re Stan Lee Media, Inc. – 200,000 shares in the name of SOS Resource Services, Inc.; 11/30/00
letter from SOS Resource Services, Inc. re 2,000,000 (sic) shares of common stock of Stan Lee Media, Inc.; Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 200,000 shares of common stock of Stan Lee Media, Inc. by SOS Resource Services, Inc.; 12/01/00 letter from Access Securities to Stan Lee Media, Inc. re 200,000 shares of Stan
Lee Media, Inc. in the account of SOS Resource Services, Inc.
SM0018706-18714
Various 12/15/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 80,000 shares in
the name of P.F.P. Family Holdings, L.P.; 12/13/00 Rule 144 Seller’s Representation Letter re 80,000 shares of Stan Lee Media, Inc. stock; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 80,000 shares of common stock of Stan Lee Media, Inc. by P.F.P. Family
Holdings, L.P.; 12/14/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re P.F.P. Family Holdings, L.P. 80,000 shares of Stan Lee Media, Inc. stock;
SM0018715-18721
10/26/00 Dean Witter Reynolds, Inc. Corporate Account Agreement & Enabling Resolutions re Hollywood Holdings
SM0018722-18723
10/04/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – 90,000 shares in the name of Pittsburg Institutional, Inc.
SM0018724-18725
10/17/00 Letter from Jeffrey D. Segal, Esq. to Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 37,500 shares in the name of Continental Entities;
SM0018726-18728
10/13/00 Letter from Jeffrey D. Segal, Esq. to U.S. Clearing Corp re Stan Lee Media, Inc. – 124,200 shares in the name of Arthur M. Lieberman
SM0018729-18730
12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the name of Continental Entities
SM0018731-18732
10/05/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – 400,000 shares in the name of Hollywood Holdings
SM0018733-18736
Various 12/04/00 fax cover sheet from Morgan Stanley Dean Witter to Jeffrey D. SM0018737-18741
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BATES NOS.
CATEGORY
Segal, Esq.; 10/26/00 document re irrevocable transfer of 25,000 shares of Stan Lee Media, Inc. stock – Hollywood Holdings; 10/26/00 Dean Witter Reynolds, Inc. Corporate Account Agreement & Enabling Resolutions re
Hollywood Holdings; Irrevocable Stock or Bond Power – 25,000 shares in the name of Hollywood Holdings
10/05/00 Stan Lee Media, Inc. Common Stock Certificate No. C0996 for 25,000 shares in the name of Hollywood Holdings
SM0018742
11/06/00 Stan Lee Media, Inc. Officer’s Certificate re 200,000 shares in the name of SOS Resource Services, Inc.
SM0018743-18744
Various Undated U.S. Securities and Exchange Commission Form 4 – Statement of Changes in Beneficial Ownership – P.F.P. Family Holdings; undated U.S. Securities and Exchange Commission Form 5 - P.F.P. Family Holdings;
12/07/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re P.F.P. Family Holdings; 12/05/00 Rule 144 Seller’s Representation Letter – 58,000 shares; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 158,000 shares of common stock of Stan Lee Media, Inc. by P.F.P. Family Holdings; 12/07/00 letter from Paine Webber to Jeffrey D. Segal,
Esq. re P.F.P. Family Holdings; 12/06/00 Rule 144 Seller’s Representative Letter re 1,000 shares; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 1,000 shares of common stock of Stan Lee
Media, Inc. by P.F.P. Family Holdings
SM0018745-18758
Various 10/23/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media,
Inc. – Susan Pittsburg; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith
re Stan Lee Media, Inc. – 35,000 shares in the name of Susan Pittsburg; 10/13/00 Seller’s Rule 144 Letter from Susan Pittsburg; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 35,000 shares
of common stock of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00 Brokers Rule Representation Letter from Merrill Lynch re 35,000 shares in
the name of Susan Pittsburg;
SM0018759-18767
11/27/00 Letter from Continental Entities, Inc. to SOS Resource Services, Inc. re 200,000 share of Stan Lee Media, Inc. stock
SM0018768
11/21/00 Stan Lee Media, Inc. Officer’s Certificate re 210,000 shares of common stock in the name of The Trust Company of United Mizrahi Bank, Ltd
SM0018769-18770
09/06/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 200,000
shares in the name of Continental Entities
SM0018771-18772
10/10/00 Stan Lee Media, Inc. Officer’s Certificate re 400,000 shares in the name of Continental Entities
SM0018773-18774
08/10/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re 100,000 shares in the name of
Continental Entities; Stan Lee Media, Inc. Officer’s Certificate re 545,000 shares of common stock in the name of Continental Entities
SM0018775-18778
09/06/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re 200,000 shares in the name of
Continental Entities; Stan Lee Media, Inc. Officer’s Certificate re 200,000 shares in the name of Continental Entities
SM0018779-18782
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re200,000 shares in the name of
Continental Entities; Officer’s Certificate re 445,000 shares in the name of Continental Entities
SM0018783-18786
09/18/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Spear, Leeds & Kellogg re Stan Lee Media, Inc. – 100,000 shares in the
name of Pittsburg Institutional, Inc.
SM0018787-18788
Undated File folder label, "396.017 Proofs and Drafts” SM0018789 Various 09/18/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D.
Segal, Esq.; 09/12/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter – 10,000 shares in the name of Bromberg Family Trust; Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg Family Trust;
08/23/00 Paine Webber letter to Stan Lee Media, Inc. re Bromberg Family Trust; duplicate 08/15/00 Rule 144 Seller’s Representation Letter – 10,000 shares in the name of Bromberg Family Trust; duplicate Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 10,000 shares
of common stock of Stan Lee Media, Inc. by Bromberg Family Trust
SM0018790-18800
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Various 09/29/00 fax from Prudential Securities Century City Branch to Jeffrey D. Segal, Esq.; Stan Lee Media, Inc. Common Stock Certificate No. C0423 for 3,333 shares in the name of George Cibaud; 08/03/00 letter from Prudential Securities to Jeffrey D. Segal, Esq. re 3,333 shares of Stan Lee Media, Inc.
stock in the name of Georges Cibaud; 03/08/00 Rule 144 Seller’s Representation Letter re 3,333 shares in the name of Georges Cibaud; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 3,333 shares of common stock of Stan Lee Media, Inc. by Georges Cibaud
SM0018801-18807
Various 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (2,166) Shares of Common Stock, Cusip # (85285P101), Certificate #C0559; Rule 144 Seller’s Representation Letter re 2,166 shares of common stock of Stan Lee Media, Inc. in the name of Mohammed Soltani; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,166 shares of common stock of Stan Lee Media, Inc. by Mohammed Soltani; Stan Lee Media, Inc. Common Stock
Certificate No. C0559 for 2,166 shares in the name of Mohammad Soltani; 09/20/00 letter from Mutual Service Corporation re Notice of Proposed Sale
of Securities on behalf of Mohammad Soltani
SM0018808-18814
Various 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (5,000) Shares of Common Stock,
Cusip # (85285P101), Certificate #C0536; 09/19/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares of
common stock of Stan Lee Media, Inc. by Michael H. Edwards 1994 Revocable Trust; undated Rule 144 Seller’s Representation Agreement;
09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0536 in the name of Michael H. Edwards 1994 Rev. Trust; 09/20/00 letter from Mutual Service Corporation to Securities and Exchange Commission re Notice of
Proposed Sale of Securities – 5,000 shares – Michael H. Edwards
SM0018815-18821
Various 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (5,000) Shares of Common Stock,
Cusip # (85285P101), Certificates #C0949 & C0562; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares
of common stock of Stan Lee Media, Inc. by Mark L. Hendler; Rule 144 Seller’s Representation Agreement – 5,000 in the name of Mark L. Hendler; 09/20/00 letter from Mutual Service Corporation to Securities and Exchange Commission re Notice of Proposed Sale of Securities on behalf of Mark L.
Hendler; 08/18/00 Common Stock Certificate No. C0949 for 3,333 Shares of Common Stock in the name of Mark L. Hendler; 09/23/00 Common Stock Certificate No. C0562 for 1,667 Shares of Common Stock in the name of
Mark L. Hendler
SM0018822-18830
Various 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (12,500) Shares of Common Stock,
Cusip # (85285P101), Certificates #C0532 and #C0556; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 12,500 shares
of common stock of Stan Lee Media, Inc. by Compton Family Trust; Rule 144 Seller’s Representation Agreement – 12,500 shares in the name of Compton Family Trust; 09/23/99 Stan Lee Media, Inc. Common Stock
Certificate No. C0532 for 11,250 shares in the name of Compton Family Trust; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0556 for 1,250 shares in the name of Compton Family Trust; 09/20/00 letter from
Mutual Service Corporation to Securities and Exchange Commission re Notice of Proposed Sale of Securities – 12,500 shares in the name of
Compton Family Trust
SM0018831-18839
Various 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (4,166) Shares of Common Stock, Cusip # (85285P101), Certificate #C0539; Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 4,1666 shares of common stock of Stan Lee Media, Inc. by Kenneth B. Avery; undated Rule
144 Seller’s Representation Agreement – 4,166 shares in the name of Kenneth B. Avery; 09/23/99 Stan Lee Media, Inc. Common Stock
Certificate No. C0539 for 4,166 shares in the name of Kenneth B. Avery; 09/20/00 letter from Mutual Service Corporation to Securities and Exchange Commission re Notice of Proposed Sale of Securities – 4,166 shares in the
name of Kenneth B. Avery
SM0018840-18846
Various 10/24/00 Telefax cover sheet from Aaronson, White & Company; Rule 144 Broker’s Letter re 15,000 shares in the name of Irving C. & Patricia Q. Siegel; Rule 144 Check List; undated Rule 144 Seller’s Representation
SM0018847-18852
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Agreement – 15,000 shares in the name of I.C. and Patricia Q. Siegel; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
15,000 shares of common stock of Stan Lee Media, Inc. by Irving C. & Patricia Q. Siegel
Undated 144/145 Checklist re Susan Pittsburg SM0018853-18855 Various 10/11/00 fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq.;
10/10/00 letter from Securities Transfer Company to Jeffrey D. Segal, Esq. re 4,166 shares in the name of Kenneth B. Avery; 09/20/00 letter from
Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (4,166) Shares of Common Stock, Cusip # (85285P101), Certificate #C0539; Rule 144 Seller’s Representation Agreement re 4,166
shares in the name of Kenneth B. Avery; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 4,166 shares of
common stock of Stan Lee Media, Inc. by Kenneth B. Avery
SM0018856-18861
Various 10/10/00 fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq.; 10/10/00 letter from Securities Transfer Corporation re 3,333 shares in the name of George Cibaud (sic); 08/03/00 letter from Prudential Securities to
Stan Lee Media, Inc. re 3,333 shares of Stan Lee Media, Inc. in the name of Georges Cibaud; Rule 144 Seller’s Representation Agreement re 3,333
shares in the name of Georges Cibaud; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 3,333 shares of common stock of Stan Lee Media, Inc. by Georges Cibaud; Prudential Securities document
re 3,333 shares of common stock of Stan Lee Media, Inc. in the name of Georges Cibaud
SM0018862-18868
Various 10/10/00 fax from Pittsburg Institutional to Jeffrey D. Segal, Esq. re signed 144 paperwork and letter; 10/06/00 letter from Continental Entities, Inc. to Pittsburg Institutional re Stan Lee Media, Inc.; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 100,000 shares of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.
SM0018869-18873
10/06/00 Fax from Pittsburg Institutional to Jeffrey D. Segal, Esq. re Brokers Rule Letter; Brokers Rule 144 Representation Letter re 100,000 shares of Stan
Lee Media in the name of Continental Entities
SM0018874-18876
Various 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc.; 10/20/00 Notice of
Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Kenneth Bald;
11/02/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Bald
SM0018877-18883
Various 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc.;
undated Rule 144 Seller’s Representation Agreement – 50,000 shares in the name of Web Rewards, Inc.; 10/26/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 50,000 shares of common stock of Stan Lee Media, Inc. by Web Rewards, Inc.; 11/03/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan
Lee Media (50,000) Shares of Common Stock, Cusip # *85285P101), Certificate # C1001
SM0018884-18889
Various 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc.; undated Rule 144 Seller’s Representation Agreement (Long Form) re 124,200 shares in
the name of Arthur M. Leiberman; undated Rule 144 Seller’s Representation Agreement (Short Form) re 124,200 shares in the name of Arthur M.
Leiberman; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M. Lieberman; Brokers Representation Letter re 124,200 shares of common stock on the name of Arthur M. Lieberman; 10/19/00
letter from Lieberman & Nowak, LLP re My Letter of September 22, 1999; 11/09/00 letter from Stan Lee Media, Inc. to Lieberman & Nowak, LLP re
124,000 shares of Stan Lee Media, Inc. stock
SM0018890-18901
Various 10/17/00 letter from Jeffrey D. Segal, Esq. to Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc.; 10/17/00 Stan Lee Media, Inc. Officer’s Certificate re 37,500 shares in the name of Continental Entities; 08/16/99 Stan Lee Media, Inc. Securities Purchase Agreement between Stan Lee
Media, Inc. and Continental Entities; 08/16/99 Stan Lee Media, Inc. Written Consent of Directors; 10/27/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 10/28/99 letter from Securities Transfer Corporation re Stan Lee Media, Inc.; 11/2/99 Stan Lee Media, Inc.
Common Stock Certificate No. C0615 for 37,500 shares in the name of
SM0018902-18925
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BATES NOS.
CATEGORY
Continental Entities Various 11/01/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Baid
(sic); 10/20/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Kenneth Bald; 09/12/00 Rule 144 Seller’s Representation Agreement re
15,000 shares in the name of Kenneth Bald
SM0018926-18930
Various 10/27/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Baid (sic); 10/20/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc.
by Kenneth Bald; Rule 144 Seller’s Representation Agreement re 15,000 shares in the name of Kenneth Bald; 09/12/00 Rule 144 Seller’s
Representation Agreement re 15,000 shares in the name of Kenneth Bald
SM0018931-18935
10/05/00 Stan Lee Media, Inc. Common Stock Certificate No. C1001 for 50,000 shares in the name of Web Rewards, Inc.
SM0018936
Various 11/07/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; 10/19/99 letter from Lieberman & Nowak, LLP re My letter of
September 22, 1999
SM0018937-18939
11/09/00 Letter from Stan Lee Media, Inc. to Lieberman & Nowak, LLP re 124,000 shares in the name of Arthur M. Lieberman
SM0018940
Various 11/03/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (50,000) Shares of Common Stock, Cusip # (85285P101), Certificate # C1001; 10/26/00 Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 50,000 shares of common stock of Stan Lee Media, Inc. by Web Rewards, Inc.; undated Restricted Shares of Stan Lee Media re 50,000 shares in the name of Web
Rewards, Inc.; handwritten note re Mark Fractor; 10/05/00 Stan Lee Media, Inc. Common Stock Certificate No. C1001 for 50,000 shares in the name of
Web Rewards, Inc.; undated Irrevocable Stock or Bond Power signed by Larry Schultz are Certificate No. C1001; 10/26/00 Corporate Resolution;
11/03/00 letter from Mutual Service Corporation to Securities and Exchange Commission re Notice of Proposed Sale of Securities – 50,000 shares on
behalf of Web Rewards, Inc.
SM0018941-18949
Various 10/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (37,500) Shares of Common Stock,
Cusip # (85285P101), Certificate # C0615; undated Rule 144 Seller’s Representation Agreement re 37500 shares in the name of Continental
Entities, Inc.; 10/18/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 37,500 shares of common stock of Stan Lee
Media, Inc. by Continental Entities, Inc. ; 11/02/99 Stan Lee Media, Inc. Common Stock Certificate No. C0615 for 37,500 shares in the name of
Continental Entities; 10/20/00 letter from Mutual Service Corporation to Securities and Exchange Commission re Notice of Proposed Sale of
Securities – 37,500 in the name of Continental Entities
SM0018950-18956
Various Stan Lee Media, Inc. template letter to Securities Transfer Corporation re Stan Lee Media, Inc.; Stan Lee Media, Inc. template letter Form 1 with
instructions; Stan Lee Media, Inc. template letter Form 2 with instructions; Stan Lee Media, Inc. template letter Form 3 with instructions; Stan Lee
Media, Inc. template letter Form 4 with instructions; Stan Lee Media, Inc. template letter Form 5 with instructions; Stan Lee Media, Inc. template letter Form 6 with instructions; Stan Lee Media, Inc. template letter Form 7 with instructions; Stan Lee Media, Inc. template letter Form 8 with instructions;
Stan Lee Media, Inc. template letter Form 9 with instructions; 07/28/00 email from Jeffrey D. Segal, Esq. to chad@getpropecia.com; 07/28/00 email from Jeffrey D. Segal, Esq. to chad@getpropecia.com; 07/28/00 email from
Jeffrey D. Segal, Esq. to Rick Madden
SM0018957-18982
Undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 100,000 shares of common stock of Stan Lee Media, Inc. by
Continental Entities, Inc.
SM0018983-18984
11/18/00 Corporation Authorization to Sell and Endorse Securities re Hollywood Holdings
SM0018985
Undated File folder label, "396.017 JDS Notes”; 11 pages of handwritten notes SM0018986-18997 Undated File folder label, "396.018 Proofs & Drafts” SM0018998 11/15/00 Email from Rick Madden to Jeffrey D. Segal, Esq. SM0018999 11/13/00 Email from Ahmad Moussavi to rmadden@stanleemedia.com SM0019000 11/10/00 Draft Securities Purchase Agreement Between Stan Lee Media, Inc. and the
Investors Signatory Hereto SM0019001-19106
Undated File folder label, "396.018 Background” SM0019107
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12/12/00 Letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule
of Purchasers attached hereto
SM0019108-19111
Undated Resolutions of the Board of Directors of Stan Lee Media, Inc. SM0019112-19113 Undated File folder label, "396.018 Documents” SM0019114 12/12/00 Two fax confirmation sheets; fax cover sheet from Jeffrey D. Segal, Esq. to
Rick Madden/Stan Lee Media, Inc. and Mark Orenstein/Snow, Becker, Krauss, PC re Stan Lee Media, Inc. - $300,000 “Draw Down”; 12/12/00 letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee
Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule of Purchasers attached hereto
SM0019115-191121
12/01/00 Article from freerealtime.com re Stan Lee Media, Inc. SM0019122-19124 Undated File folder label, "396.018 Stan Lee Media, Inc. General Correspondence” SM0019125 12/12/00 Letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee
Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule of Purchasers attached hereto
SM0019126-19129
11/15/00 Email from Rick Madden to Jeffrey D. Segal, Esq. SM0019130 Various 11/25/00 fax confirmation sheet; 11/22/00 fax cover sheet from Jeffrey D.
Segal, Esq. to Stan Lee Media, Inc. re Astor Financing; 11/22/00 letter from Jeffrey D. Segal, Esq. to Transfer Online re Stan Lee Media, Inc.; 11/2000
letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule
of Purchasers attached hereto
SM0019131-19137
11/22/00 Email from Jeffrey D. Segal, Esq. to Rick Madden re Astor Financing: Legal Opinion; Exhibit E – draft letter to Each of the Purchasers of Stan Lee
Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule of Purchasers attached hereto
SM0019138-19142
Various 11/20/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; 11/17/00 facsimile transmittal sheet from Brownstein, Hyatt, Farber & Strickland, PC to Rick Madden; pages 2-5 of 11/2000 letter with
handwritten notes
SM0019143-19148
11/29/00 Email from Rick Madden to Jeffrey D. Segal, Esq. re Financing closing SM0019149 11/15/00 Email from Rick Madden to Jeffrey D. Segal, Esq SM0019150 Undated File folder label, "396.017 Stan Lee Media, Inc. Rule 144 Resales Rdewell
#2 (sic) SM0019151
Undated File folder label, "396.017 Stan Lee Media, Inc. General/Correspondence #2”
SM0019152
Various 12/19/00 fax confirmation sheet; 12/19/00 fax cover sheet from Jeffrey D. Segal, Esq. to Paine Webber re Stan Lee Media, Inc.; 12/15/00 letter from
Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc.; 12/13/00 Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 80,000 shares of common stock of Stan Lee Media, Inc. by PFP Family Holding; 12/14/00 letter from Paine
Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings
SM0019153-19159
Various 12/19/00 four fax confirmation sheets; 12/19/00 fax cover sheet from Jeffrey D. Segal, Esq. to Fahnstaock & Co., Securities Transfer Corporation, Stan Lee Media, Inc. and Pittsburg; 12/18/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re Rule 144 Sale of 55,000 Shares of Common Stock of Stan Lee Media, Inc. – Susan Pittsburg; 12/19/00 letter
from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Fahnestock & Co., Inc. re 55,000 shares in the name of Susan Pittsburg;
12/14/00 Seller’s Rule 144 Letter re share in the name of Susan Pittsburg; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 55,000 shares of common stock of Stan Lee Media, Inc. by Susan
Pittsburg; 12/19/00 letter from Fahnestock to Stan Lee Media, Inc. re 55,000 shares in the name of Susan Pittsburg
SM0019160-19172
Various 12/18/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 55,000 Shares of Common Stock of Stan Lee Media,
Inc. – Susan Pittsburg; 12/19/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Fahnestock & Co., Inc. re Stan Lee
Media, Inc. – 55,000 shares in the name of Susan Pittsburg; 12/14/00 Seller’s Rule 144 Letter re share in the name of Susan Pittsburg; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
55,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg; 12/19/00 letter from Fahnestock to Stan Lee Media, Inc. re 55,000 shares in
the name of Susan Pittsburg
SM0019173-19180
12/15/00 Letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Rule 144 SM0019181-19185
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Matters Various 12/14/00 fax from Paine Webber to Jeffrey D. Segal, Esq.; 12/14/00 letter
from Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings; 12/13/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 80,000 shares of common stock of Stan Lee Media, Inc. by
PFP Family Holding; 12/13/00 Rule 144 Seller’s Representation Letter
SM0019186-19191
Various 12/14/00 fax cover sheet from Freund & Brackey, LLP to Jeffrey D. Segal, Esq. re Stan Lee Media Stock; blank Seller’s Representation Letter for Sale
of Restricted or Control Securities Under Rule 145; blank Table 1 – Securities and Exchange Commission forms; blank Irrevocable Stock or
Bond Power forms
SM0019192-19199
Various 12/14/00 fax from Paine Webber to Jeffrey D. Segal, Esq.; 12/14/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings;
12/13/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 80,000 shares of common stock of Stan Lee Media, Inc. by PFP Family Holding; 12/13/00 Rule 144 Seller’s Representation Letter; fax
confirmation sheet
SM0019200-19206
12/14/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Stan Lee Media, Inc.
SM0019207
Various 12/08/00 fax confirmation sheet; 12/08/00 fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Forms 4 and “Amended” 5 for P.F.P.
Family Holdings, L.P.; Securities and Exchange Commission Form 4 – Statement of Changes in Beneficial Ownership; Securities and Exchange
Commission Form 5 – Annual Statement of Changes in Beneficial Ownership; 12/07/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re
PFP Family Holdings, LP; 12/05/00 Rule 144 Seller’s Representation Letter; 12/05/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 58,000 shares of common stock of Stan Lee Media, Inc. by PFP Family Holding; 12/07/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings, LP; 12/06/00 Rule 144 Seller’s Representation Letter; 12/06/00 Notice of Proposed Sale of Securities on Form 144 relating
to the proposed sale of 1,000 shares of common stock of Stan Lee Media, Inc. by PFP Family Holdings
SM0019208-19223
12/07/00 Fax from Paine Webber, Inc. to Jeffrey D. Segal, Esq. SM0019224 Various 12/06/00 fax from Jeffrey D. Segal, Esq. to Sarah Dale McClain/Securities
Transfer Corporation; 12/06/00 letter from Securities Transfer Corporation to Jeffrey D. Segal, Esq. re Stan Lee Media, Inc. Removal of Restrictive
Legend under Rule 144 – SOS Resources Services, Inc.; 12/05/00 letter from Weiss, Peck & Greer, LLC to unknown; 11/27/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation and SOS Resource Services, Inc. re Stan Lee Media, Inc.; 11/27/0 Stan Lee Media, Inc. Officer’s Certificate re 200,000 shares in the name of Celebrity Enterprises
SM0019225-19231
12/06/00 Two 12/06/00 fax confirmation sheets; 12/06/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Stan Lee Media, Inc. re Stan Lee Media, Inc. – Rule 144 Resale – SOS Resource Services, Inc.;
12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 200,000 Shares of Common Stock of Stan Lee Media, Inc. – SOS Resource Services, Inc.; 12/06/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Access Securities re Stan Lee Media, Inc. – 200,000 shares in the name of SOS Resource Services, Inc.;
11/30/00 letter from SOS Resource Services, Inc. to Access Securities; Notice of Proposed Sale of Securities on Form 144 relating to the proposed
sale of 200,000 shares of common stock of Stan Lee Media, Inc. by SOS Resource Services, Inc.; 12/01/00 letter from Access Securities to Stan Lee
Media, Inc. re Stan Lee Media, Inc.
SM0019232-19241
Various Two 12/05/00 fax confirmation sheets; 12/05/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service
Corporation re Stan Lee Media, Inc. – Rule 144 Resale – 25,000 Continental Entities; 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan
Lee Media, Inc. – Continental Entities; 12/05/00 letter fromJeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc.; undated Rule 144 Seller’s Representation Letter re
25,000 shares signed by Stanley L. Compton, Treasurer; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 12/0500
letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re
SM0019242-19253
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Restricted Shares of Stan Lee Media, Inc. (25,000) Shares of Common Stock, Cusip# (85285P101) Cert # (C0614); 11/02/99 Stan Lee Media, Inc. Common Stock Certificate No. for 25,000 shares in the name of Continental
Entities Various Two 12/05/00 fax confirmation sheets; 12/05/00 fax cover sheet from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – Rule 144 Resale – Continental
Entities by assignment from Mutual Service Corporation; 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144
Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities by Assignment from Hollywood Holdings; 12/05/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc.; undated Rule 144
Seller’s Representation Letter re 25,000 shares signed by Stanley L. Compton; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by
Continental Entities; 12/05/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (25,000)
Shares of Common Stock, Cusip# (85285P101) Cert # (C0995); undated Merrill Lynch Irrevocable Stock or Bond Power re 25,000 shares of common stock signed by E.D. Walker, Officer of Hollywood Holdings, Inc.; 10/05/00
Stan Lee Media, Inc. Common Stock Certificate No. C0995 for 25,000 shares in the name of Hollywood Holdings
SM0019254-19266
Various 12/06/00 fax cover sheet from Mutual Service Corporation to Jeffrey D. Segal, Esq.; undated Hollywood Holdings Third Party Over to Continental
Entities, Inc. Rule 144 Check List; undated Merrill Lynch Irrevocable Stock or Bond Power signed by E.D. Walker
SM0019267-19269
Various 12/04/00 fax cover sheet from Morgan Stanley Dean Witter to Jeffrey D. Segal, Esq.; form letter to Stan Lee Media, Inc. and Securities Transfer
Corporation re 25,000 shares of Stan Lee Media, Inc. Certificate No. C0996 – Hollywood Holdings, Inc.; 10/26/00 Dean Witter Reynolds, Inc. Corporate
Account Agreement & Enabling Resolutions re Hollywood Holdings; Merrill Lynch Irrevocable Stock or Bond Power – Hollywood Holdings; Stan Lee Media, Inc. Common Stock Certificate No. C0996 for 25,000
shares in the name of Hollywood Holdings
SM0019270-19275
Various 12/02/00 fax from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Rule 144 Opinion Letter – Continental Entities, Inc. and Hollywood
Holdings, Inc.; undated Rule 144 Check List; 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed
sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Hollywood Holdings; 12/01/00 Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Hollywood Holdings
SM0019276-19284
Various Undated fax from Merrill Lynch to Jeffrey D. Segal, Esq.; 11/20/00 letter from Merrill Lynch to Securities and Exchange Commission re 3 copies of Notice of Proposed Sale of Securities on Form 144 relating to the proposed
sale of 77,800 shares of common stock of Stan Lee Media, Inc. by Keith Novak
SM0019285-19286
Various 12/01/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; 11/15/00 letter from The Trust Company of United Mizrahi Bank to Brockington Securities re Rule 144k Sale; undated letter from
unknown to “To Whom it May Concern” re 11/21/00 order from the Trust Company of United Mizrahi Bank Ltd re 210, 000 shares of common stock of Stan Lee Media, Inc.; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 210,000 shares of common stock of Stan Lee
Media, Inc. by The Trust Company of United Mizrahi Bank, Ltd.
SM0019287-19292
12/01/00 Fax from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Rule 144 Opinion Letter - Continental Entities, Inc. and Hollywood
Holdings, Inc.
SM0019293
Various Two 11/30/00 fax confirmation sheets; 11/29/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Paine Webber and Stan
Lee Media, Inc. re P.F.P. Family Holdings, LP; 11/29/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber, Inc. re Stan Lee Media, Inc.; 11/27/00 Rule 144 Seller’s Representation Letter re
171,500 shares of Stan Lee Media, Inc. stock; 11/27/00 Notice of Proposed
SM0019294-19303
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BATES NOS.
CATEGORY
Sale of Securities on Form 144 relating to the proposed sale of 171,500 shares of common stock of Stan Lee Media, Inc. by PFP Family Holdings; 11/28/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PEP Family
Holdings, LP (sic) Various Two 11/30/00 fax confirmation sheets; 11/30/00 fax cover sheet from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and Morgan Stanley re Stan Lee Media, Inc.: Blake Lindquist Rule 144 Resale; 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of
25, 000 Shares of Common Stock of Stan Lee Media, Inc. – Blake R. Lindquist; 11/21/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Morgan Stanley Dean Witter re Stan Lee Media, Inc.; 11/16/00 form letter from Blake Lindquist to Morgan Stanley Dean Witter re
sale of 25,000 shares of Stan Lee Media, Inc. stock; 11/16/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
25,000 shares of common stock of Stan Lee Media, Inc. by Blake Lindquist; 11/16/00 form letter from Morgan Stanley Dean Witter to Stan Lee Media,
Inc. re sale of 25,000 shares of Stan Lee Media, Inc. stock by Blake R. Lindquist
SM0019304-19314
Various 11/28/00 fax from Paine Webber to Jeffrey D. Segal, Esq.; undated page 1 of Notice of Proposed Sale of Securities on Form 144 relating to the proposed
sale of 171,500 shares of common stock of Stan Lee Media, Inc. by PFP Family Holdings; 11/28/00 letter from Paine Webber to Jeffrey D. Segal,
Esq. re PEP Family Holdings, LP (sic); 11/27/00 Rule 144 Seller’s Representation Letter re 171,500 shares of Stan Lee Media, Inc.; 11/27/00 page 2 of Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 171,500 shares of common stock of Stan Lee Media, Inc.
by PFP Family Holdings
SM0019315-19320
11/27/00 Fax confirmation sheet; fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc.; fax confirmation
sheet; fax cover sheet from Jeffrey D. Segal, Esq. to SOS Resource Services, Inc. re Stan Lee Media, Inc.; letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and SOS Resource Services, Inc. re Stan Lee Media, Inc.; Stan Lee Media, Inc. Officer’s Certificate re 200,000 shares of Stan Lee Media, Inc. common stock in the name of Celebrity Enterprises
SM0019321-19328
Undated File folder label, "396.017 Background” SM0019329 12/15/00 Letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Rule 144
Matters SM0019330-19334
10/31/00 Stan Lee Media, Inc. Common Stock Certificate No. C1041 for 55,000 shares in the name of Susan Pittsburg
SM0019335-19336
Various 12/15/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc.; 12/13/00 Rule 144 Seller’s Representation Letter re sale of 80,000 shares; 12/13/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 80,000 shares of common stock of Stan Lee Media, Inc. by PFP Family
Holding; 12/14/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings
SM0019337-19343
Various 12/14/00 fax from Pittsburg Institutional to Jeffrey D. Segal, Esq.; 11/28/00 letter from Pittsburg Institutional, Inc. to Merrill Lynch re Stan Lee Media,
Inc. Paper work for Susan Pittsburg; undated blank Irrevocable Stock or Bond Power signed by Susan Pittsburg; duplicate undated blank Irrevocable
Stock or Bond Power signed by Susan Pittsburg; additional duplicate undated blank Irrevocable Stock or Bond Power signed by Susan Pittsburg; 11/28/00 letter from Susan Pittsburg to Merrill Lynch re Seller’s Rule 144 Letter; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 55,000 shares of common stock of Stan Lee Media,
Inc. by Susan Pittsburg; duplicate undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 55,000 shares of
common stock of Stan Lee Media, Inc. by Susan Pittsburg
SM0019344-19354
Various 11/16/00 fax from U.S. Clearing Corp to Jeffrey D. Segal, Esq.; 11/16/00 letter from U.S. Clearing Corp. to Jeffrey D. Segal, Esq. re Broker
Representation Letter; 12/07/99 Stan Lee Media, Inc. Common Stock Certificate No. C0639 for 18,000 shares in the name of James P. Lynn;
11/15/00 letter from U.S. Clearing Corp to Legal Stock Transfer Dept. re 18,000 shares of Stan Lee Media, Inc. registered to James P. Lynn; 10/27/00
James P. Lynn Rule 144 Seller’s Representation Letter
SM0019355-19360
Various Duplicate 11/16/00 fax from U.S. Clearing Corp to Jeffrey D. Segal, Esq.; duplicate 11/16/00 letter from U.S. Clearing Corp. to Jeffrey D. Segal, Esq.
SM0019361-19366
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re Broker Representation Letter; duplicate 12/07/99 Stan Lee Media, Inc. Common Stock Certificate No. C0639 for 18,000 shares in the name of
James P. Lynn; duplicate 11/15/00 letter from U.S. Clearing Corp to Legal Stock Transfer Dept. re 18,000 shares of Stan Lee Media, Inc. registered to
James P. Lynn; duplicate 10/27/00 James P. Lynn Rule 144 Seller’s Representation Letter
Various 12/14/00 fax cover sheet from Freund & Brackey, LLP to Jeffrey D. Segal, Esq. re Stan Lee Media Stock; blank Seller’s Representation Letter for Sale of Restricted or Control Securities Under Rule 145; three blank Notice of Proposed Sale of Securities on Form 144 forms – page 2 only; three blank
Irrevocable Stock or Bond Power forms
SM0019367-19374
Various 11/14/00 fax from Pittsburg Institutional to Jeffrey D. Segal, Esq.; 11/14/00 Pittsburg Institutional, Inc. Brokers Rule 144 Representation Letter to
Jeffrey D. Segal, Esq. re 150,000 shares of Stan Lee Media, Inc. in the name of Celebrity Enterprises
SM0019375-19377
11/14/00 Duplicate Pittsburg Institutional, Inc. Brokers Rule 144 Representation Letter to Jeffrey D. Segal, Esq. re 150,000 shares of Stan Lee Media, Inc. in
the name of Celebrity Enterprises
SM0019378-19379
12/12/00 Fax from Fahnestock L& Co., Inc. to Jeffrey D. Segal, Esq. SM0019380 10/06/00 Pittsburg Institutional, Inc. Brokers Rule 144 Representation Letter to
Jeffrey D. Segal, Esq. re 100,000 shares of Stan Lee Media, Inc. in the name of Celebrity Enterprises
SM0019381-19382
12/19/00 Facsimile transmittal sheet from Fahnestock to Jeffrey D. Segal, Esq. re Stan Lee Media, Inc.
SM0019383
Various 10/23/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 35,000 Shares of Common Stock of Stan Lee Media,
Inc. – Susan Pittsburg; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith
re Stan Lee Media, Inc.; 10/13/00 letter from Susan Pittsburg to Merrill Lynch re Seller’s Rule 144 Letter; undated Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 35,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00 letter
from Merrill Lynch to Jeffrey D. Segal, Esq. re Brokers Rule Representation Letter
SM0019384-19392
08/17/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 10,000
shares in the name of Continental Entities
SM0019393-19394
Various 10/23/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media,
Inc. – Susan Pittsburg; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith
re Stan Lee Media, Inc. – 25,000 shares in the name of Susan Pittsburg; 10/13/00 letter from Susan Pittsburg to Merrill Lynch re Seller’s Rule 144
Letter – Stan Lee Media, Inc.; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock
of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00 letter from Merrill Lynch to Jeffrey D. Segal, Esq. re Brokers Rule Representation Letter – Stan
Lee Media, Inc.
SM0019395-19403
08/17/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 10,000
shares in the name of Continental Entities
SM0019404-19405
Various 10/13/00 fax from U.S. Clearing Corp to Jeffrey D. Segal, Esq.; 12/07/99 Stan Lee Media, Inc. Common Stock Certificate No. C0637 for 124,200
shares in the name of Arthur M. Lieberman; 10/12/00 U.S. Clearing Corp. Brokers Representation Letter; undated Rule 144 Seller’s Representation
Letter (Long Form) re 124,200 shares in the name of Arthur M. Leiberman; undated Rule 144 Seller’s Representation Letter (Short Form) re 124,200 shares in the name of Arthur M. Leiberman; undated U.S. Clearing Corp
Proposed Sale of Securities Under Rule 144 Seller’s Questionnaire; 09/29/00 letter from U.S. Clearing Corp. to Stan Lee Media, Inc. re Arthur M.
Lieberman’s sale of 124,200 shares of common stock; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M.
Lieberman
SM0019406-19422
11/21/00 Fax cover sheet from Morgan Stanley Dean Witter to Jeffrey D. Segal, Esq. re Blake Lindquist/Stan Lee Media; 11/13/00 Stan Lee Media, Inc. Common
Stock Certificate No. C1088 for 25,000 shares in the name of Blake R.
SM0019423-19425
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BATES NOS.
CATEGORY
Lindquist Various 11/2000 United States Securities and Exchange Commission Form 4 re
P.F.P. Family Holdings, LP; 10/1999 United States Securities and Exchange Commission Form 5 re P.F.P. Family Holdings, LP; 12/07/00 letter from
Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings, LP – 58,000 shares; 12/05/00 Rule 144 Seller’s Representation Letter re 58,000
shares of Stan Lee Media, Inc.; 12/05/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 58,000 shares of
common stock of Stan Lee Media, Inc. by PFP Family Holding; 12/07/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings,
LP – 1,000 shares; 12/06/00 Rule 144 Seller’s Representation Letter re 1,000 shares of Stan Lee Media, Inc.
SM0019426-19437
12/06/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 1,000 shares of common stock of Stan Lee Media, Inc. by PFP
Family Holding
SM0019438-19439
Various 12/05/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (25,000) Shares of Common Stock, Cusip# (85285P101) Cert #(C0614); 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.; 12/01/00 Third Party Release re Certificate No. C-0995; 11/18/00
Corporation Authorization to Sell and Endorse Securities form re P.F. Paul Hollywood Holdings; undated Irrevocable Stock or Bond Power form re
Certificate No. C0995; undated Rule 144 Seller’s Representation Letter re 25,000 shares of common stock of Stan Lee Media, Inc.; 10/05/00 Stan Lee Media, Inc. Common Stock Certificate No. C0995 for 25,000 shares in the
name of Hollywood Holdings
SM0019440-19448
Various 12/05/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re restricted Shares of Stan Lee Media (25,000) Shares of Common Stock,
Cusip# (85285P101) Cert #(C0614); 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.; undated Rule 144 Seller’s Representation Letter re 25,000 shares of common stock of
Stan Lee Media, Inc. signed by Stanley L. Compton, Treasurer; Stan Lee Media, Inc. Common Stock Certificate No. C0614 for 25,000 shares in the
name of Continental Entities; 12/06/00 letter from Mutual Service Corporation to Securities and Exchange Commission re Notice of Proposed
Sale of Securities on behalf of Continental Entities
SM0019449-19456
Various 12/01/00 fax from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Rule 144 Opinion Letter – Continental Entities, Inc. and Hollywood
Holdings, Inc.; 11/02/99 Stan Lee Media, Inc. Common Stock Certificate No. C0617 for 25,000 shares in the name of Continental Entities; undated Rule 144 Check List re Continental Entities, Inc. – 25,000 shares – Seller:
Continental Entities, Inc.; three 12/01/00 Notices of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.; three undated Rule 144 Seller’s Representation Letters re 25,000 shares of Stan
Lee Media, Inc. signed by Stanley L. Compton, Treasurer; page with handwritten note, “BLANK”; 10/05/00 Stan Lee Media, Inc. Common Stock
Certificate No. C0835 for 25,000 shares in the name of Hollywood Holdings; undated Rule 144 Check List – 25,000 shares – seller: Hollywood Holdings, Inc.; 12/01/00 incomplete Notice of Proposed Sale of Securities
on Form 144 relating to the proposed sale of shares of common stock of Stan Lee Media, Inc.; 12/01/00 incomplete Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc; duplicate 12/01/00 incomplete Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc; three undated Rule 144 Seller’s
Representative Letters re 25,000 shares of common stock of Stan Lee Media signed by E.D. Walker; undated blank Irrevocable Stock or Bond Power
form signed by E.D. Walker; 11/18/00 Corporation Authorization to Sell and Endorse Securities re Hollywood Holdings
SM0019457-19484
Undated Business card of Susan M. Wolford/Morgan Stanley Dean Witter SM0019485 Various 12/02/00 fax from Mutual Service Corporation to Jeffrey D. Segal, Esq. re
Rule 144 Opinion Letter – Continental Entities, Inc. and Hollywood Holdings, Inc.; undated Rule 144 Check List re Continental Entities, Inc.;
12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the
SM0019486-19494
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BATES NOS.
CATEGORY
proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities, Inc.; 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of
Stan Lee Media, Inc. by Hollywood Holdings with handwritten notes; 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by
Hollywood Holdings; undated Rule 144 Seller’s Representation Letter re 25,000 shares of common stock of Stan Lee Media signed by E.D. Walker
11/20/00 Fax from Brockington Securities to Rick Madden SM0019495 11/27/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan
Lee Media, Inc. – SOS Resource Services, Inc. SM0019496
Undated Handwritten notes re SOS Resource Services, Inc. SM0019497 Various 9/18/00 fax from Dr. BN.Z. Eliash to Mr. Jeffrey; 08/26/99 Stan Lee Media,
Inc. Common Stock Certificate No. C0386 for 210,000 Shares of Common Stock of Stan Lee Media, Inc. in the name of Excelsior Productions; blank Rule 144 Seller’s Representation Letter; blank Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of Securities
SM0019487-19503
12/06/00 Letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (25,000) Shares of Common Stock,
Cusip# (85285P101) Cert #(C0614)
SM0019504
12/06/00 Letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (25,000) Shares of Common Stock,
Cusip# (85285P101) Cert #(C0995)
SM0019505
Various 12/06/00 fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq.; 12/06/00 letter from Securities Transfer Corporation to Jeffrey D. Segal,
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144; 12/04/00 form letter from Weiss Peck and Greer, LLC to Stan Lee Media,
Inc. re Cert# C1107 – 200,000 shares; 11/27/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and SOS Resource Services, Inc. re
Stan Lee Media, Inc. – 200,000 shares in the name of SOS Resource Services, Inc.; undated Stan Lee Media, Inc. Officer’s Certificate re 200,000
shares in the name of Continental Entities (page 1 only)
SM0019506-19511
Various 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Spear, Leeds and Kellogg and Pittsburg Institutional, Inc. re Stan Lee Media, Inc.; 10/06/00 letter from Celebrity Enterprises, Inc. to Pittsburg Institutional re Seller’s Rule 144 letter re Stan Lee Media, Inc.;
10/06/00 Pittsburg Institutional, Inc. Brokers Rule 144 Representation Letter to Jeffrey D. Segal, Esq.; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 100000 shares of common stock of Stan Lee
Media, Inc. by Celebrity Enterprises, Inc.
SM0019512-19519
11/09/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media, Inc. –
Kenneth Bald
SM0019520
Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 124,200 Shares of Common Stock of Stan Lee Media, Inc. – Arthur M. Lieberman; 11/09/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc. – 124,200 shares in the name of Arthur M. Lieberman; undated Rule
144 Seller’s Representation Letter (Long Form) re sale of 124,200 shares of Stan Lee Media, Inc. stock; undated Rule 144 Seller’s Representation Letter
(Short) re sale of 124,200 shares of Stan Lee Media, Inc. stock; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M.
Leiberman; 10/12/00 U.S. Clearing Corp. Brokers Representation Letter re 124,200 shares of Stan Lee Media, Inc. stock; 10/19/00 letter from Lieberman & Nowak, LLP to Stan Lee Media, Inc. re My letter of
September 22, 1999; 11/09/00 letter from Stan Lee Media, Inc. to Lieberman & Nowak, LLP re 124,2000 shares of Stan Lee Media, Inc. stock
SM0019521-19533
11/09/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. -
Web Rewards, Inc.
SM0019534
Various 11/22/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 77,800 Shares of Common Stock of Stan Lee Media,
Inc. – Keith Nowak; 11/22/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch re Stan Lee Media, Inc. – 77,800
shares in the name of Keith Nowak; undated form letter re proposed sale of 77,800 shares of common stock of Stan Lee Media, Inc. signed by Keith
SM0019535-19541
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BATES NOS.
CATEGORY
Nowak; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 77,800 shares of common stock of Stan Lee Media, Inc. by Keith Nowak; Merrill Lynch form letter re proposed sale of 77,800
shares of common stock of Stan Lee Media, Inc. in the name of Keith Nowak
Various 10/17/00 letter from Jeffrey D. Segal, Esq. to Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 37,500 shares in the name of Continental Entities; 10/17/00 Stan Lee Media, Inc. Officer’s Certificate re 37,500 shares in the name of Continental Entities; 08/16/99 Stan Lee Media, Inc. Securities Purchase Agreement between Stan Lee Media, Inc. and Continental Entities; 08/16/99 Stan Lee Media, Inc. Written Consent of Directors; 10/27/99 letter
from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 10/28/99 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Stan Lee Media, Inc.; 11/02/99 Stan Lee Media, Inc. Common Stock Certificate No. C0615 for 37,500 shares in the name of
Continental Entities
SM0019542-19565
Various 10/17/00 Stan Lee Media, Inc. Officer’s Certificate re 37,500 shares in the name of Continental Entities; 08/16/99 Stan Lee Media, Inc. Securities
Purchase Agreement between Stan Lee Media, Inc. and Continental Entities; 08/16/99 Stan Lee Media, Inc. Written Consent of Directors; 10/27/99 letter
from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 10/28/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc. 11/02/99 Stan Lee Media, Inc Common
Stock Certificate No. C0615 for 37,500 shares in the name of Continental Entities
SM0019566-19586
10/13/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 2,700,000
shares in the name of PFP Family Holdings, LP
SM0019587-19588
Various 10/24/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media,
Inc. – I.C. Siegel & Patricia Q. Siegel JTWROS; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and FFP Securities re Stan
Lee Media, Inc. – 15,000 shares in the name of I.C. Siegel & Patricia Q. Siegel JTWROS; undated Rule 144 Seller’s Representation Letter re 15,000 shares of common stock of Stan Lee Media, Inc. signed by I.C. Siegel and Patricia Q. Siegel; 10/24/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan
Lee Media, Inc. by Irving C. & Patricia Q. Siegel; undated Rule 144 Broker’s Letter re 15,000 shares in the name of Irving C. & Patricia Q.
Siegel; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0530 for 10,000 shares in the name of Irving C. Siegel & Patricia Q. Siegel
JTWROS; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0551 for 5,000 shares in the name of I.C. Siegel & Patricia Q. Siegel JT
WROS
SM0019589-19597
Various 10/24/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media,
Inc. – I.C. Siegel & Patricia Q. Siegel JTWROS; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and FFP Securities re Stan
Lee Media, Inc. – 15,000 shares in the name of I.C. Siegel & Patricia Q. Siegel JTWROS; undated Rule 144 Seller’s Representation Letter re 15,000 shares signed by I.C. Siegel and Patricia Q. Siegel; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Irving C & Patricia Q. Siegel;
undated Rule 144 Broker’s Letter re 15,000 shares in the name of Irving C & Patricia Q. Siegel; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate
No. C0530 for 10,000 shares in the name of Irving C & Patricia Q. Siegel JTWROS; Stan Lee Media, Inc. Common Stock Certificate No. C0551 for
5,000 shares in the name of I.C. & Patricia Q. Siegel JT WROS
SM0019598-19606
10/10/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 3,333 Shares of Common Stock of Stan Lee Media, Inc. –
Georges Cibaud
SM0019607
10/10/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 3,800 Shares of Common Stock of Stan Lee Media, Inc. –
Bromberg Family Trust
SM0019608
Various 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 4,166
shares in the name of Kenneth B. Avery; 09/20/00 letter from Mutual
SM0019609-19614
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Service Corporation to Jeffrey D. Segal, Esq. re Restricted Sale of Stan Lee Media, Inc. (4,166) Shares of Common Stock, Cusip # (85285P101),
Certificate #C0539; undated Rule 144 Seller’s Representation Letter re 4,166 shares common stock of Stan Lee Media; 09/19/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 4,166 shares
of common stock of Stan Lee Media, Inc. by Kenneth B. Avery Various 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Prudential Securities Incorporated re Stan Lee Media, Inc. – 3,333 shares in the name of Georges Cibaud; 08/03/00 form letter from
Prudential Securities to Jeffrey D. Segal, Esq. re the sale of 3,333 shares of Stan Lee Media, Inc. by Georges Cibaud; Prudential Securities Rule 144
Seller’s Representation Letter re the sale of 3,333 shares of Stan Lee Media, Inc. stock by Georges Cibaud; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 3,333 shares of common stock
of Stan Lee Media, Inc. by Georges Cibaud
SM0019615-19620
12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the name of Continental Entities
SM0019621-19622
11/18/00 Corporation Authorization to Sell and Endorse Securities re Hollywood Holdings
SM0019623
Undated Folder label, “396.017 Stan Lee Media, Inc. General/Correspondence” SM0019624 Undated Skadden, Arps, Slate, Meagher & Flom LLP Box Content Report – Offsite
Box No: T002265377 SM0019625
Various Two 11/22/00 fax confirmation sheets; fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Brockington Securities,
Inc. re Stan Lee Media, Inc.: United Mizrahi Bank;11/22/00 fax confirmation sheet; 11/22/00 fax cover sheet from Jeffrey D. Segal, Esq. to
Stanley Myatt re Stan Lee Media, Inc.; 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 210,000 Shares of Common Stock of Stan Lee Media, Inc. – The Trust Company of United Mizrahi Bank, Ltd By Assignment from Excelsior Productions; 11/21/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and
Brockington Securities, Inc. re Stan Lee Media, Inc.; 11/15/00 letter from The Trust Company of United Mizrahi Bank, Ltd to Brockington Securities re Rule 144k Sale; undated Notice of Proposed Sale of Securities on Form
144 relating to the proposed sale of 210,000 shares of common stock of Stan Lee Media, Inc. by The Trust Co. of United Mizrahi Bank Ltd; undated letter
to “To Whom it May Concern” signed by unknown
SM0019626-19638
Various 11/21/00 fax confirmation sheet; 10/13/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 50,000 shares in the name of Celebrity
Enterprises
SM0019639-19641
10/13/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 50,000
shares in the name of Celebrity Enterprises
SM0019642-19643
Various 11/21/00 email from Jeffrey D. Segal, Esq. to Steve Gordon/Stan Lee Media, Inc. re Rule 144 Resales (4 documents); 11/21/00 Stan Lee Media, Inc.
Officer’s Certificate re 210,000 shares in the name of Excelsior Productions; 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Blake R. Lindquist; 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 210,000 Shares of
Common Stock of Stan Lee Media, Inc. – The Trust Company of United Mizrahi Bank, Ltd. By Assignment from Excelsior Productions; 11/22/00
letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 77,800 Shares of Common Stock of Stan Lee Media, Inc. –
Keith Nowak
SM0019644-19649
Various 11/21/00 fax cover sheet from Morgan Stanley Dean Witter to Jeffrey D. Segal, Esq. re Blake Lindquist/Stan Lee Media, Inc.; Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Blake R. Lindquist; 11/16/00 letter from Morgan Stanley Dean Witter to Stan Lee Media, Inc. re 25,000 shares in the name of Blake R. Lindquist; Stan Lee Media, Inc. Common Stock Certificate No. C1088 for 25,000 shares in the name of Blake R.
Lindquist; 11/16/00 Rule 144 Seller’s Representation Letter re 25,000 shares in the name of Blake R. Lindquist;
SM0019650-19657
Various 11/20/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; ; 11/20/00 fax from Brockington Securities, Inc. to Stan Lee
SM0019658-19664
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CATEGORY
Media, Inc.; 11/15/00 letter from The Trust Company of United Mizrahi Bank, Ltd to Brockington Securities re Rule 144k Sale; Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 210,000 shares of common stock of Stan Lee Media, Inc. by The Trust Company of
United Mizrahi Bank, Ltd Various 11/10/00 three fax confirmation sheets; 11/09/00 fax cover sheet from
Jeffrey D. Segal, Esq. to Securities Transfer Corporation, U.S. Clearing Corp., Rick Madden/Stan Lee Media, Inc. and Arthur M. Lieberman re Stan Lee Media, Inc. – Rule 144 Resale – Arthur M. Leiberman; 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144
Sale of 124,200 Shares of Common Stock of Stan Lee Media, Inc. – Arthur M. Lieberman; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc. – 124,200 shares in the name of Arthur M. Lieberman; Rule 144 Seller’s Representation Letter (Long Form) – 124,200 shares; Rule 144 Seller’s Representation Letter (Short Form) – 124,200 shares; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M. Lieberman; 10/12/00 Brokers Representation Letter re 124,200 shares;
10/19/99 letter from Lieberman & Nowak, LLP to Stan Lee Media, Inc. re My letter of September 22, 1999; 11/09/00 letter from Stan Lee Media, Inc.
to Lieberman & Nowak, LLP
SM0019665-19681
Various 11/10/00 fax confirmation sheet; 11/09/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service
Corporation re Stan Lee Media, Inc. – Web Rewards, Inc. – Rule 144 Resale; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. –
50,000 shares in the name of Web Rewards, Inc.
SM0019682-19685
Various 11/10/00 fax confirmation sheet; 11/09/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service
Corporation re Stan Lee Media, Inc. – Continental Entities – Rule 144 Sale; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 37,500 shares in the name of Continental Entities; undated Rule 144 Seller’s
Representation Letter re 37,500 shares signed by Stanley L. Compton, Treasurer; 10/18/00 Notice of Proposed Sale of Securities on Form 144
relating to the proposed sale of 37,500 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 10/20/00 letter from Mutual Service
Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (37,000) Shares of Common Stock, CUsip # (85285P101),
Certificate # C0615
SM0019686-19693
Various 11/10/00 two fax confirmation sheets; 11/09/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – Kenneth Bald 144 Resale; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee
Media, Inc. – 15,000 shares in the name of Kenneth Bald2/00 Rule 144 Seller’s Representation Letter re 15,00 shares signed by Kenneth Bald;
10/20/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Kenneth Bald; 11/02/00 letter from Paine Webber to Jeffrey D. Segal, Esq.
re Kenneth Baid (sic) – 15,000 shares
SM0019694-19703
11/09/00 Email from Jeffrey D. Segal, Esq. to Steve Gordon/Stan Lee Media, Inc. re Stan Lee Media, Inc. – Letters to Stock Transfer Agent; letter from Stan Lee
Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media, Inc. – Kenneth Bald; letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144
Sale of 37,500 Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities; letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. – Web Rewards, Inc.; letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re Rule 144 Sale of 124,200 Shares of Common Stock of Stan Lee Media, Inc. – Arthur M. Lieberman
SM0019704-19708
Various 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. –
50,000 shares in the name of Web Rewards, Inc.; undated Rule 144 Seller’s Representation Letter re 50,000 shares in the name of Web Rewards, Inc.; 10/26/00 Notice of Proposed Sale of Securities on Form 144 relating to the
SM0019709-19714
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CATEGORY
proposed sale of 50,000 shares of common stock of Stan Lee Media, Inc. by Web Rewards, Inc.; 11/03/00 letter from Mutual Service Corporation to
Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (50,000) Shares of Common Stock, Cusip # (85285P101), Certificate # C1001
Various 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc. – 124,200 share in the name of Arthur M. Lieberman; undated Rule 144 Seller’s
Representation Letter (Long Form) re 124,200 shares in the name of Arthur M. Lieberman; undated Rule 144 Seller’s Representation Letter (Short Form) re 124,200 shares in the name of Arthur M. Lieberman; undated
Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M. Lieberman; undated U.S. Clearing Corp. Brokers Representation Letter re 124,200 shares; 10/19/00 letter from Lieberman & Nowak, LLP to Stan Lee Media, Inc. re My letter of September 22, 1999; 11/09/00 letter from
Stan Lee Media, Inc. to Lieberman & Nowak, LLP
SM0019715-19726
Various 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 15,000 shares in
the name of Kenneth Bald; 09/12/00 Rule 144 Seller’s Representation Letter re 15,000 shares signed by Kenneth Bald; 10/20/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Kenneth Bald; 11/02/00 letter
from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Baid (sic)
SM0019727-19733
Various 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. –
37,500 shares in the name of Continental Entities; undated Rule 144 Seller’s Representation Letter re 37,500 shares signed by Stanley L. Compton, Secretary; 10/18/00 Notice of Proposed Sale of Securities on Form 144
relating to the proposed sale of 37,500 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 10/20/00 letter from Mutual Service
Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (37,500) Shares of Common Stock, Cusip # (85285P101),
Certificate # C0615
SM0019734-19739
Various Undated handwritten note to Jeff from Mara/Pittsburg Inst.; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Spear, Leeds
and Kellogg and Pittsburg Institutional, Inc. re Stan Lee Media, Inc. – 100,000 shares in the name of Continental Entities; 10/06/00 Pittsburg
Institution, Inc. Brokers Rule 144 Representation Letter re 100,00 share of Stan Lee Media, Inc. in the name of Continental Entities; 10/06/00 letter from Continental Entities, Inc. to Pittsburg Institutional, Inc. re Stan Lee Media, Inc. – Seller’s Rule Letter; 11/09/00 Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 100,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities, Inc.; two duplicate 11/09/00 Notices of Proposed Sale of Securities on Form 144
relating to the proposed sale of 100,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities, Inc.
SM0019740-19752
11/07/00 Letter from Blake Lindquist to Stan Lee Media, Inc. SM0019753 Various Two 10/27/00 fax confirmation sheets; 10/27/00 fax cover sheet from Jeffrey
D. Segal, Esq. to Rick C. Madden/Stan Lee Media, Inc. and Peter Paul/Stan Lee Media, Inc. re Arthur Lieberman; 10/13/00 letter from Jeffrey D. Segal,
Esq. to U.S. Clearing Corp. re 124,200 shares in the name of Arthur M. Lieberman; 10/13/00 fax from U.S. Clearing Corp. to Jeffrey D. Segal, Esq.;
12/07/99 Stan Lee Media, Inc. Common Stock Certificate No. C0637 for 124,200 shares in the name of Arthur M. Lieberman; undated Irrevocable
Stock and Bond Power; 10/12/00 Brokers Representative Letter re 124,200 shares; undated Rule 144 Seller’s Representation Letter (Long Form) – 124,200 shares in the name of Arthur M. Lieberman; undated Rule 144
Seller’s Representation Letter (Short Form) – 124,200 shares in the name of Arthur M. Lieberman; undated Proposed Sale of Securities Under Rule 144 Seller’s Questionnaire re Arthur M. Lieberman – 124,200 shares; 09/29/00 Letter to Corporate Secretary to Stan Lee Media, Inc. from U.S. Clearing
Corp. re Arthur M. Lieberman’s proposed sale of 124,200 shares of common stock; undated Notice of Proposed Sale of Securities on Form 144 relating to
the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M. Lieberman
SM0019754-19775
10/25/00 Fax confirmation sheet; fax cover sheet from Jeffrey D. Segal, Esq. to Blake Lindquist re Stan Lee Media, Inc. ; letter from Jeffrey D. Segal, Esq. to
SM0019776-19778
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Blake Lindquist re Rule 144 Sale of Common Stock of Stan Lee Media, Inc. Various 10/25/00 fax confirmation sheet; 10/24/00 fax cover sheet from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – Rule 144 Option – Siegel; two 10/25/00 fax confirmation sheets; 10/24/00
fax cover sheet from Jeffrey D. Segal, Esq. to FFP Securities and Aaronson-White Company re Stan Lee Media, Inc. – Rule 144 Opinion – Chip Siegel; 10/24/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media, Inc. – I.C. Siegel & Patricia Q. Siegel JTWROS; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and FFP Securities re Stan
Lee Media, Inc. – 15,000 shares in the name of I.C. Siegel & Patricia Q. Siegel JTWROS; undated Rule 144 Seller’s Representation Letter re 15,000
shares signed by I.C. Siegel & Patricia Q. Siegel; 10/24/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
15,000 shares of common stock of Stan Lee Media, Inc. by Irving C. Siegel & Patricia Q. Siegel; undated Rule 144 Broker’s Letter re 15,000 shares in the name of Irving C. & Patricia Q. Siegel; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0530 for 10,000 in the name of Irving C.
Siegel & Patricia Q. Siegel JTWROS; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0551 for 5,000 shares in the name of Irving
C. Siegel & Patricia Q. Siegel JT WROS
SM0019779-19792
Various 10/25/00 fax confirmation sheet; 10/24/00 Mutual Service Corporation from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – Rule 144 Opinion – Pittsburg; three 10/25/00 fax confirmation sheets;
10/24/00 fax cover sheet from Jeffrey D. Segal, Esq. to Mike I/Merrill Lynch, Jonathan Gordon/Merrill Lynch, and Jeffrey Pittsburg/Pittsburg Institutional re Stan Lee Media, Inc. – Rule 144 Opinion; 10/23/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 35,000 Shares of Common Stock of Stan Lee Media, Inc. – Susan
Pittsburg; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media,
Inc. – 25,000 shares in the name of Susan Pittsburg; 10/13/00 letter from Susan Pittsburg to Merrill Lynch re Seller’s Rule 144 Letter; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 35,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00 Merrill Lynch Brokers Rule Representation Letter re 35,000 shares
in the name of Susan Pittsburg
SM0019793-19807
10/24/00 Telefax Cover Sheet from Aaronson-White Company to Stan Lee Media, Inc. re 5,000 shares and 10,000 in the name of I.C. & Patricia Q. Siegel
SM0019808
Various 10/24/00 fax from Pittsburg Institutional to Jeffrey D. Segal, Esq. re Seller’s Rule 144 Letter; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 35,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg; duplicate undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 35,000 shares of
common stock of Stan Lee Media, Inc. by Susan Pittsburg
SM0019809-19813
10/24/00 Email from Jeffrey D. Segal, Esq. to Steve Gordon/Stan Lee Media, Inc. re Rule 144 resales
SM0019814
Various 10/19/00 fax confirmation sheet; 10/18/00 fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Stan Lee Media, Inc.; 10/18/00 letter from Jeffrey D. Segal, Esq. to Pershing Securities re Stan Lee Media, Inc. –
37,500 shares in the name of Continental Entities
SM0019815-19819
Various 10/19/00 fax confirmation sheet; 10/18/00 fax cover sheet from Jeffrey D. Segal, Esq. to Merrill Lynch and Stan Lee Media, Inc. re Stan Lee Media, Inc. – Continental Entities; 10/17/00 letter from Jeffrey D. Segal, Esq. to Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 37,500
shares in the name of Continental Entities
SM0019820-19824
10/18/00 Fax confirmation sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Stan Lee Media, Inc.
SM0019825
10/18/00 Fax confirmation sheet from Jeffrey D. Segal, Esq. to Merrill Lynch and Stan Lee Media, Inc. re Stan Lee Media, Inc. – Continental Entities
SM0019826
10/18/00 Fax confirmation sheet from Jeffrey D. Segal, Esq. to Merrill Lynch and Stan Lee Media, Inc. re Stan Lee Media, Inc. – Continental Entities
SM0019827
Various Three 10/18/00 fax confirmation sheets; 10/18/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Merrill Lynch and Stan Lee Media, Inc. re Stan Lee Media, Inc.; 10/13/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 2,700,000 shares in the name of
SM0019828-19833
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BATES NOS.
CATEGORY
P.F.P. Family Holdings, LP Various Two 10/17/00 fax confirmation sheets; 10/17/00 fax cover sheet from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch re Stan Lee Media, Inc.; 10/13/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 50,000 shares in the name of Continental Entities
SM0019834-19838
10/13/00 Letter from Jeffrey D. Segal, Esq. to U.S. Clearing Corp. re Stan Lee Media, Inc. – 124,200 shares in the name of Arthur M. Lieberman
SM0019839-19840
Various 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Spear, Leeds and Kellogg, and Pittsburg Institutional, Inc. re Stan Lee Media, Inc. – 100,000 shares in the name of Continental Entities; undated page 2 of Continental Entities’ Sellers Rule Letter signed by Ed
Walker, President; 10/06/00 Brokers Rule 144 Representation Letter signed by Jeffrey Pittsburg, President; undated Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 100,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities
SM0019841-19847
Various 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 2,166
shares in the name of Mohammed Soltani; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (2,166) Shares of Common Stock, Cusip # (85285P101), Certificate #C0559; undated Rule 144 Seller’s Representation Letter re
2,166 shares signed by Mohammed Soltani; 09/19/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,166 shares
of common stock of Stan Lee Media, Inc. by Mohammed Soltani
SM0019848-19853
Various 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 3m800 shares in the name of Bromber Fmily Trust; 09/12/00 letter from Paine Webber to
Stan Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter re 10,000 shares in the name of Bromberg Family Trust; 08/15/08 (sic) Notice of Proposed Sale of Securities on Form 144
relating to the proposed sale of 10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg Family Trust; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg Family Trust; duplicate 8/15/00 Rule
144 Seller’s Representation Letter re 10,000 shares in the name of Bromberg Family Trust; duplicate 08/15/08 (sic) Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 10,000 shares of common stock
of Stan Lee Media, Inc. by Bromberg Family Trust
SM0019854-19865
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 5,000 shares in
the name of Michael H. Edwards 1994 Revocable Trust; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of
Stan Lee Media, Inc. (5,000) Shares of Common Stock, Cusip # (85285P101), Certificate #C0536; undated Rule 144 Seller’s Representation Letter re 5,000 shares in the name of Michael H. Edwards 1994 Revocable Trust; 09/19/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares of common stock of Stan Lee Media,
Inc. by Michael H. Edwards 1994 Revocable Trust
SM0019866-19871
Various 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 5,000 shares in the name of Mark L. Hendler; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media
(5,000) Shares of Common Stock, Cusip # (85285P101), Certificates #C0949 & C0562; 09/19/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares of common stock of Stan
Lee Media, Inc. by Mark L. Hendler; undated Rule 144 Seller’s Representation Letter re 5,000 shares in the name of Mark L. Hendler
SM0019872-19877
10/10/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 12,500 shares in the
name of Compton Family Trust; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (12,500) Shares of Common Stock, Cusip # (85285P101), Certificates #C0532 & C0556; 09/19/00 Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 12,500 shares of common stock of Stan Lee Media, Inc. by Compton Family Trust; undated
Rule 144 Seller’s Representation Letter re 12,500 shares in the name of Compton Family Trust
SM0019878-19883
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CATEGORY
Various Two 10/05/00 fax confirmation sheets; 10/05/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Stan Lee Media, Inc.
re Stan Lee Media, Inc.; 10/05/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – 400,000 shares in the name of Hollywood Holdings; 10/04/00 letter from Hollywood Holdings
to Securities Transfer Corporation
SM0019884-19890
10/04/00 Two fax confirmation sheets; fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Stan Lee Media, Inc. re Stan Lee Media, Inc.; letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re
Stan Lee Media, Inc. – 90,000 shares in the name of Susan Pittsburg
SM0019891-19895
Various Five 09/18/00 fax confirmation sheets; fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Spear, Leeds & Kellogg re Stan Lee Media, Inc. – Rule 144 Opinion Letter; 09/18/00 fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc., Pittsburg Institutional,
Inc. and Barbara Glenns re Stan Lee Media, Inc. ; 09/18/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Spear, Leeds &
Kellogg re Stan Lee Media, Inc. – 100,000 shares in the name of Pittsburg Institutional, Inc.
SM0019896-19904
09/14/00 Email from Jeffrey D. Segal, Esq. to ppaul@stanleemedia.com re Merrill Lynch
SM0019905
Various 09/14/00 email from Jeffrey D. Segal, Esq. to chui_y_kwan@ml.com re Stan Lee Media, Inc. – Michael Golden – Rule 144 Opinion Letter; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. re Stan Lee Media, Inc. –
50,000 shares in the name of Michael Golden
SM0019906-19908
Various 09/14/00 fax confirmation sheet; 09/13/00 fax cover sheet from Jeffrey D. Segal, Esq. to CapBay Financial Services re Stan Lee Media, Inc. – Adrian Turcotte; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and CapBay Financial Services re Stan Lee Media, Inc. - 5,000 shares in the name of Adrian Turcotte; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of
Common Stock of Stan Lee Media, Inc. – Adrian Turcotte
SM0019909-19913
Various 09/12/00 fax from Fiserv Securities, Inc. to Jeffrey D. Segal, Esq. re Adrian Turcotte; 08/15/00 letter from CapBay to Stan Lee Media, Inc. re 5,000 shares in the name of Adrian Turcotte; undated Seller Rule 144 Letter re 5,00 shares in the name of Adrian Turcotte; 08/15/00 Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares of common stock of Stan Lee Media, Inc. by Adrian Turcotte; 08/15/00 Stock Power signed by Adrian Turcotte; 08/27/99 Stan Lee Media, Inc. Common Stock Certificate No. C0400 for 5,000 shares in the name of
Adrian Turcotte
SM0019914-19922
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and CapBay Financial Services re 5,000 shares in the name of
Adrian Turcotte; 09/12/00 letter from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq. re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee
Media, Inc. – Adrian Turcotte; undated Seller Rule 144 Letter re 5,000 shares in the name of Adrian Turcotte; 08/15/00 Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 5,000 shares of common stock of Stan Lee Media, Inc. by Adrian Turcotte; 08/15/00 letter
from CapBay to Stan Lee Media, Inc.; 08/27/99 Stan Lee Media, Inc. Common Stock Certificate No. C0400 for 5,000 shares in the name of
Adrian Turcotte; 08/15/00 Stock Power signed by Adrian Turcotte
SM0019923-19933
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 6,200 shares in the name of Bromberg Family Trust; 09/12/00 letter from Stan Lee Media, Inc.
to Securities Transfer Corporation re Rule 144 Sale of 6,200 Shares of Common Stock of Stan Lee Media, Inc. – Bromberg Family Trust; 08/15/00
Rule 144 Seller’s Representation Letter – 10,000 shares in the name of Bromberg Family Trust; 08/15/08 (sic) Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 10,000 shares of common stock
of Stan Lee Media, Inc. by Bromberg Family Trust; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg Family Trust
SM0019934-19941
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Salomon Smith Barney, Inc. re Stan Lee Media, Inc. –
2,000 shares in the name of David Medinnus; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 2,000
Shares of Common Stock of Stan Lee Media, Inc. – David Medinnus;
SM0019942-19948
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CATEGORY
07/23/00 Rule 144 Seller’s Representative re 2,000 shares in the name of David Medinnus; 07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,000 shares of common stock of Stan Lee Media, Inc. by David Medinnus; 08/01/00 letter from Salomon Smith
Barney to Jeffrey D. Segal, Esq. re 2,000 shares in the name of David Medinnus
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. re Stan Lee
Media, Inc. – 50,000 shares in the name of Michael Golden; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144
Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael Golden; 089/21/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 – Michael Golden; 08/10/00 form letter from Merrill Lynch re transfer of 50,000 shares of Stan Lee Media, Inc. stock; undated, blank
Irrevocable Stock or Bond Power signed by Michael Golden; 08/01/00 form letter fro Merrill Lynch to Jeffrey D. Segal, Esq. re 2,100 shares of Stan Lee Media, Inc. stock in the name of Michael Golden; undated Rule 144 Seller’s Letter re 2,100 shares – Michael Golden; 08/02/00 Merrill Lynch form letter
re 11,000 shares of Stan Lee Media, Inc. in the name of Michael Golden; undated Rule 144 Seller’s Letter re 11,000 shares – Michael Golden;
08/03/00 Brokers Letter Code 1810 re 23,500 shares of Stan Lee Media, Inc. stock in the name of Michael Golden; undated Rule 144 Seller’s Letter re 11,000 shares – Michael Golden; 08/08/00 Merrill Lynch form letter to
Jeffrey D. Segal, Esq. re 13,400 shares of Stan Lee Media, Inc. in the name of Michael Golden; undated Rule 144 Seller’s Letter re 13,400 shares –
Michael Golden; 08/03/00 Merrill Lynch form letter to Securities and Exchange Commission re 25,000 shares of Stan Lee Media, Inc. stock in the name of Michael Golden; 07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden; 08/01/00 Merrill Lynch form letter to Securities and Exchange Commission re 25,000 shares of Stan Lee Media, Inc. stock in the name of Michael Golden07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of
common stock of Stan Lee Media, Inc. by Michael Golden
SM0019949-19968
Various Three 08/07/00 fax confirmation sheets; 09/06/00 fax cover sheet from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Merrill Lynch and Stan Lee Media, Inc. re Stan Lee Media, Inc. – Rule 144 Opinion; 09/06/00
letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 200,000
shares in the name of Continental Entities
SM0019969-19974
Various 08/28/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re
Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter re 10,000 shares in the name of Bromberg Family Trust; 08/15/08 (sic) Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg Family Trust
SM0019975-19980
Various 08/23/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; 08/15/00 letter from CapBay to Stan Lee Media, Inc. re 5,000
shares in the name of Adrian Turcotte; 08/15/00 letter from CapBay to Securities and Exchange Commission re Rule 144 papers for Adrian
Turcotte’s sale of 5,000 shares of Stan Lee Media, Inc. stock; 08/15/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed
sale of 5,000 shares of common stock of Stan Lee Media, Inc. by Adrian Turcotte; undated Rule 144 Seller’s Letter re 5,000 shares in the name of
Adrian Turcotte
SM0019981-19987
Various 08/22/00 fax from Securities Transfer Corporation to Gill Champion; 08/21/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Stan Lee Media, Inc. Removal of Restrictive Legend Under Rule 144 – Michael Golden, 50,000 shares; 08/10/00 Merrill Lynch form re transfer of 50,000 shares – Michael Golden; undated, blank Irrevocable Stock or Bond
Power signed by Michael Golden; 08/01/00 Brokers Letter Code 1810 re 2,100 shares of Stan Lee Media, Inc. stock in the name of Michael Golden;
undated Rule 144 Seller’s Letter re 2,100 shares in the name of Michael Golden; 08/02/00 Brokers Letter Code 1810 re 11,000 shares of Stan Lee
Media, Inc. in the name of Michael Golden; undated Rule 144 Seller’s Letter
SM0019988-20005
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re 11,000 shares in the name of Michael Golden; 08/03/00 Brokers Letter Code 1810 re 23,500 shares in the name of Michael Golden; undated Rule
144 Seller’s Letter re 23,500 shares in the name of Michael Golden; 08/07/00 Brokers Letter Code 1810 re 13,400 shares in the name of Michael
Golden; undated Rule 144 Seller’s Letter re 13,400 shares in the name of Michael Golden; 08/03/00 SEC Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden; 07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock
of Stan Lee Media, Inc. by Michael Golden; 08/01/00 SEC Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden; duplicate
07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by
Michael Golden Various 08/07/00 Brokers Letter Code 1810 re 13,400 shares in the name of Michael
Golden; undated Rule 144 Seller’s Letter re 13,400 shares in the name of Michael Golden; 08/03/00 SEC Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden; 07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock
of Stan Lee Media, Inc. by Michael Golden; 08/01/00 SEC Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden; duplicate
07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by
Michael Golden
SM0020006-20013
08/17/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 10,000
shares in the name of Continental Entities;
SM0020014-20015
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 5,000
shares in the name of Excelsior Productions, Inc.
SM0020016-20017
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 10,000
shares in the name of Continental Entities
SM0020018-20019
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 200,000
shares in the name of Continental Entities
SM0020020-20021
Various Three 08/11/00 fax confirmation sheets; 08/s from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, MLPF&S and Stan Lee Media, Inc. re Stan
Lee Media, Inc.; 08/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee
Media, Inc. – 100,000 shares in the name of Continental Entities
SM0020022-20027
Various 08/11/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; 08/10/00 letter from Securities Transfer Corporation to Stan Lee
Media, Inc. re Stan Lee Media, Inc. Removal of Restrictive Legend Under Rule 144 – David Medinnus – 2,000 shares; 07/31/00 letter from Salomon Smith Barney to Stan Lee Media, Inc. re 2,000 shares in the name of David
Medinnus; 07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,000 shares of common stock of Stan Lee
Media, Inc. by David Medinnus
SM0020028-20032
Various 08/01/00 letter from Salomon Smith Barney to Jeffrey D. Segal, Esq. re 2,000 shares in the name of David Medinnus; undated Rule 144 Seller’s Representation re 2,000 shares in the name of David Medinnus; 07/21/00
Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,000 shares of common stock of Stan Lee Media, Inc. by David
Medinnus
SM0020033-20036
07/31/00 Letter from Salomon Smith Barney to Stan Lee Media, Inc. re 2,000 shares in the name of David Medinnus
SM0020037
Various 07/28/00 email from Rick Madden/Stan Lee Media, Inc. to Jeffrey D. Segal, Esq. re Rule 144 Opinion and Materials, various undated template letters
SM0020038-20061
11/03/99 Stan Lee Media, Inc. Articles of Amendment to Articles of Incorporation SM0025296-25311 08/01/00 Stan Lee Media, Inc. Articles of Amendment to Articles of Incorporation SM0025312-25330 03/16/01 United States Bankruptcy Court – Central District of California (San
Fernando Valley Division) In re Stan Lee Media, Inc., Case No. SV-01-11331-KL Chapter 11 and Case No. SV-01-11329-KL Chapter 11 – Notes to
Schedules of Assets and Liabilities and Statement of Financial Affairs
SM0025231-25295
04/19/96 Articles of Incorporation of Boulder Capital Opportunities, Inc. SM0024805-24809 Undated Pages 1-11 only of Bylaws of Boulder Capital Opportunities, Inc. SM0024810-24820 Various 03/30/00 Assignment Agreement by and between Macromedia, Inc. and SM0024822-24911
{Client\4211\00\02031311.DOC /} 149
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CATEGORY
Shockwave.com, Inc.; duplicate 03/30/00 Assignment Agreement by and between Macromedia, Inc. and Shockwave.com, Inc.11/03/99 Securities
Purchase Agreement between Stan Lee Media, Inc. and Macromedia, Inc.; 11/03/99 Registration Rights Agreement between Stan Lee Media, Inc. and Macromedia, Inc.; 11/03/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Transfer Agent Instructions; 11/03/99 Stan Lee
Media, Inc. Articles of Amendment to Articles of Incorporation; 03/15/01 Fourth Amended and Restated Certificate of Incorporation of
Shockwave.com, Inc.; 11/30/05 Certificate of Amendment of Seventh Amended and Restated Certificate of Incorporation of Atomshockwave
Corp. Various 10/05/04 Assignment of Stock re P.F.P. Family Holdings, LP; 10/05/04
Irrevocable Stock or Bond Power re P.F.P. Family Holdings; Stan Lee Media, Inc. Common Stock Certificate No. C1034 for 2,300,000 shares in
the name of P.F.P. Family Holdings, LP
SM0024912-24915
10/11/02 United States District Court Central District of California – Bobby Kouretchian v. Stan Lee, Kenneth Williams, Robert M. Schultz, Stephen M.
Gordon, Peter F. Paul and Paraversal, Inc. Case No. USDC CV 01-1621 GAF (Mcx) – Stipulation of Settlement
SM0024943-24972
07/03/03 United States District Court Central District of California – Bobby Kouretchian v. Stan Lee, Kenneth Williams, Robert M. Schultz, Stephen M.
Gordon, Peter F. Paul and Paraversal, Inc. Case No. USDC CV 01-1621 GAF (Mcx) – Memorandum re: Final Approval of Proposed Settlement and
Plan of Allocation
SM0024973-24999
03/16/01 United States Bankruptcy Court – Central District of California (San Fernando Valley Division) In re Stan Lee Media, Inc., Case No. SV-01-
11331-KL Chapter 11 and Case No. SV-01-11329-KL Chapter 11 –Notes to Schedules of Assets and Liabilities and Statement of Financial Affairs
SM0025000-25140
Various 01/14/03 facsimile transmittal cover sheet from Blecher & Collins to Paul Eckles, Esq./Skadden, Arps re Kouretchian v. Stan Lee Media, et al.;
01/13/03 United States District Court Central District of California – Bobby Kouretchian v. Stan Lee, Kenneth Williams, Robert M. Schultz, Stephen M.
Gordon, Peter F. Paul and Paraversal, Inc. Case No. USDC CV 01-1621 GAF (Mcx) – Objection to Proposed Settlement
SM0025141-25179
11/03/99 Stan Lee Media, Inc Common Stock Certificate No. 0001 for 714,286 shares in the name of Macromedia, Inc.
SM0024821 SM009226
United States Bankruptcy Court – Central District of California (San Fernando Valley Division) In re Stan Lee Media, Inc., Case No. SV-01-
11329-KL Chapter 11 (Jointly Administered with Case No. SV 01-11331-KL) Order Approving Settlement Pursuant to Bankruptcy Code Section 105
and Bankruptcy Rule 9019(a) and Authorizing Creditors Committee to Receive Settlement Funds and Distribute Funds Outside of Plan;
SM0024916-24942 SM006311-6337
10/30/02 Letter from Greenberg Glusker to Skadden, Arps, et al, LLP re Augustine Capital v. Schultz, et al.; Settlement Agreement and Mutual Release between
Plaintiff Augustine Fund, LP and Defendants Stan Lee, Lars Hellmont, Arthur E. Schramm, Jr., Nelson S. Thall, Rick Madden, Kenneth Williams,
Robert K. Burgess, Robert M. Schultz, Devendra Mishra, and Gill Champion
SM0025180-25200 SM006548-6568
05/07/04 Settlement Agreement and Mutual Release between the Official Committee of Unsecured Creditors in In re Stan Lee Media, Inc. (Case No. SV-01-
11329-KL) and In re Stan Lee Media, Inc. (Case No. SV-01-11331-KL), as well as by individual members of the Creditors’ Committee on behalf of the company or entity each individual member is representing and Defendants
Stan Lee, Lars Hellmont, Arthur E. Schramm, Jr., Nelson S. Thall, Rick Madden, Kenneth Williams, Robert K. Burgess, Robert M. Schultz,
Devendra Mishra, and Gill Champion
SM0025201-25209 SM006507-6515
Various Mutual Release of Claims by and between Stan Lee Media, Inc. and Fireman’s Fund Insurance Company signed by Kenneth Williams on 02/03/04; signed by Fireman’s Fund Insurance Company 03/08/04
SM0025210-25230 SM006527-6547
Various 11/21/00 Termination Agreement between Paraversal, Inc. and Alan Stewart; 11/22/00 Facsimile Transmittal from Loeb & Loeb, LLP to Jeffrey
D. Segal, Esq., Peter Paul and Alan Stewart re Termination Agreement; duplicate 11/21/00 Termination Agreement between Paraversal, Inc. and
Alan Stewart
SM0022593-22601
01/21/99 Fax Cover from Excelsior Productions, Inc. to Merrill Lynch re Wire Transfer; 01/20/00 fax transmission from Paul Abrams/Millport Limited to
Peter Paul/Stan Lee Media, Inc. re wire transfer
SM0022602-22603
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CATEGORY
02/08/99 Fax cover from Excelsior Productions, Inc. to Merrill Lynch re wire transfer SM0022604 11/30/00 Letter from Law Offices of Steven E. Machat to Jeff Pittsburg/Pittsburg
Institutional, Inc.; 11/30/00 fax memorandum from Pittsburg Institutional, Inc. to Steven Mushad (sic) re wiring instructions
SM0022605-22606
12/07/00 Memo from Peter Paul to Sol Gerber re confirmation of acquisition of 400,000 shares
SM0022607
12/14/00 Letter from Barbara J. Glenns to Sol Gerber re Satellite Partners, I, LP/Stan Lee Media Stock
SM0022608-22609
Undated File folder label, "Transfer Agent” SM0022610 Undated File folder label, "Transfer Agent” SM0022611 02/13/01 Facsimile transmittal sheet from Stan Lee Media, Inc. to Nasdaq re
confirmation of Stan Lee Media, Inc. 10% stock dividend that distribution; letter from Securities Transfer Corporation to Stan Lee Media, Inc. re 10
Percent stock dividend
SM0022612-22613
02/27/01 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Certificate No. C1672 for 1,667 shares in the name of Bonner W. Adams
SM0022614
11/08/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re instructions to issue shares; list of Shares to be issued re Exercise of Investor
Warrants
SM0022615-22616
11/07/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re instructions to issue shares; list of Shares to be Issued Re Antidilution Provisions of Private Placement; Stan Lee Media, Inc. Anti-Dilution Computation Re Elliott Associates & Westgate International Pfd B
Conversion on August 25, 2000; illegible handwritten notes
SM0022617-22620
Various 02/12/01 facsimile transmittal sheet from Stan Lee Media, Inc. to George Johnson/Securities Transfer Corporation; 11/01/00 Action by Unanimous
Written Consent of the Board of Directors of Stan Lee Media, Inc.
SM0022621-22626
07/23/99 Securities Transfer Corporation Current Shareholders List for Stan Lee Media, Inc. as of 07-23-99
SM0022627-22665
11/06/00 Fax from Securities Transfer Corporation to Gill Champion SM0022666 11/06/00 Letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Stan
Lee Media, Inc. – Stephen Brain – 10,000 shares SM0022667
10/04/00 Letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Stephen Brain – 10,000 shares
SM0022668
09/25/00 Letter from La Jolla Cove Investors, Inc. to Securities Transfer Corporation re transfer of shares into the name of La Jolla Cove Investors
SM0022669
Illegible Letter from La Jolla Cove Investors, Inc. to Securities Transfer Corporation re transfer of shares into the name of La Jolla Cove Investors
SM0022670
09/07/00 Irrevocable Stock Power Form – Stephen Brain – 10,000 shares SM0022671 01/03/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to George
Johnson/Securities Transfer Corporation; letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares in the name of Robert Schultz; letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re issuance of shares in the name of Robert Schultz
SM0022672-22674
Undated Securities Transfer Corporation for the Period 11-01-00 to 11-30-00 Canceled - For Issuer Stan Lee Media, Inc.
SM0022675-22681
08/16/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of shares of restricted common stock of Stan Lee Media, Inc.; Stan
Lee Media, Inc. list of shares to be issued
SM0022682-22683
Undated Securities Transfer Corporation for the period 12-01-00 to 12-31-00 Canceled – For Issuer Stan Lee Media, Inc.
SM0022684-22690
Undated Securities Transfer Corporation for the period 10-01-00 to 10-31-00 Canceled – For Issuer Stan Lee Media, Inc.
SM0022691-22699
Various 11/06/00 fax from Securities Transfer Corporation to Gill Champion; 11/06/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Stan Lee Media, Inc. – Stephen Brain – 10,000 shares; 10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Stephen
Brain – 10,000 shares; 09/25/00 letter from La Jolla Cove Investors, Inc. to Securities Transfer Corporation re transfer of shares; illegible date letter
from La Jolla Cove Investors, Inc. to Securities Transfer Corporation transfer of shares; 09/07/00 Irrevocable Stock Power Form – Stephen Brain
– 10,000 shares
SM0022700-22705
09/13/00 Letter from IBM to Stan Lee Media, Inc. re confirmation of contract terms SM0022706 Undated Securities Transfer Corporation for the period 08-01-00 to 08-31-00
Canceled – For Issuer Stan Lee Media, Inc. SM0022707-22712
Undated Stan Lee Media, Inc. Shares to be Issued Re: Antidilution Provisions of SM0022713
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Private Placements 12/13/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation re 410,340 shares in the name of Elliott Associates, LP and 410,340 shares in the name of Westgate International, LP; 12/12/00
Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock – conversion of 15 shares in the name of Elliott Associates, LP; 12/12/00
Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock – conversion of 15 shares in the name of Westgate International, LP
SM0022714-22717
12/12/00 Fax from Securities Transfer Corporation to Bob Schultz SM0022718 12/12/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Kevin Halter SM0022719 11/30/00 Transfer Agent Instructions to Securities Transfer Corporation SM0022720-22723 08/21/00 Stan Lee Media, Inc. Descending Shares report SM0022724-22767 12/01/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to George
Johnson/Securities Transfer Corporation SM0022768
Undated Stan Lee Media, Inc. Shares to be Issued Re Antidilution Provisions of Private Placement
SM0022769
11/07/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; Stan Lee Media, Inc. Anti-Dilution Computation Re Elliott
Associates & Westgate International Pfd B Conversion on August 25, 2000; letter from Stan Lee Media, Inc. to Securities Transfer Corporation re
issuance of shares to the parties on attached schedules; Stan Lee Media, Inc. Shares to be Issued Re Antidilution Provisions of Private Placement; Stan
Lee Media, Inc. Anti-Dilution Computation Re Elliott Associates & Westgate International Pfd B Conversion on August 25, 2000
SM0022770-22774
Undated Stan Lee Media, Inc. Shares to be Issued Re Antidilution Provisions of Private Placements
SM0022775
Various Undated handwritten notes; 0714/00 letter from Miles S. King, Successor C0-Trusteee to Stan Lee Media, Inc./Shareholder Services re Adena W. King; 06/27/00 Letters in the Matter of The Estate of Adena W. King,
deceased re Miles S. King appointed as Personal Representative; State of Colorado, County of Boulder, Certificate of Death – Adena W. King
SM0022776-22781
Various Undated handwritten notes; 08/28/00 letter from Miles S. King to Stan Lee Media, Inc. re Adena W. King; State of Colorado, County of Boulder,
Certificate of Death – Adena W. King; 06/27/00 Letters in the Matter of The Estate of Adena W. King, deceased re Miles S. King appointed as Personal
Representative
SM0022782-22785
Various 08/21/00 fax from CapBay Financial Services to Rick Madden, Attorney c/o Bob Schultz re legal opinion for the Rule 144 documents re Adrian Turcotte; 08/15/00 letter from CapBay Financial Services to Stan Lee Media, Inc. re
Form 144 re Adrian Turcotte; 08/15/00 letter form CapBay Financial Services to Securities and Exchange Commission re Rule 144 papers for
Adrian Turcotte; Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares of common stock of Stan Lee Media, Inc. by Adrian Turcotte; undated Seller Rule 144 Letter re 5,000 shares in
the name of Adrian Turcotte
SM0022786-22792
Undated Stan Lee Media, Inc. Shares to be issued spreadsheet SM0022793 08/18/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to George Johnson SM0022794 08/17/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to George Johnson SM0022795 08/17/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re
10,000 shares in the name of Steven Gerber SM0022796
Undated File folder label, "Williams, Ken” SM0022797 Undated File folder label, "Williams, Ken” SM0022798 06/12/00 Letter from Stan Lee Media, Inc. to Kenneth Williams re offer of
employment SM0022799-22806
08/18/00 Stan Lee Media, Inc. Common Stock Certificate No. C0931 for 59,808 shares in the name of Kenneth Williams
SM0022807
Various 01/12/01 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Modification and Settlement Agreement between Kenneth Williams and Stan Lee Media, Inc.; 12/14/00 Modification and Settlement Agreement; Stan Lee Media, Inc. Common Stock Certificate No. C0931 for 59,808
shares in the name of Kenneth Williams
SM0022808-22811
06/12/00 Letter from Stan Lee Media, Inc. to Kenneth Williams re offer of employment
SM0022812-22820
Undated Stan Lee Media, Inc. “Gross Up” Computation RE Section 3.c.i of K. Williams Employment Agreement
SM0022821
Undated Duplicate Stan Lee Media, Inc. “Gross Up” Computation RE Section 3.c.i of SM0022822
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CATEGORY
K. Williams Employment Agreement Undated File folder label, "Warrant Exercises” SM0022823 Undated File folder label, "Warrant Exercises” SM0022824 Undated Stan Lee Media, Inc. Shares to be Issued RE: Exercise of Investor Warrants
spreadsheet SM0022825
11/08/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
SM0022826
Undated Investor Warrants spreadsheet with handwritten notes SM0022827 10/27/00 Letter from Stan Lee Media, Inc. to Irving and Patricia Siegel re expiration
of time period to exercise 30,000 warrants to purchase stock SM0022828
10/27/00 Letter from James O. White, Jr. to Stan Lee Media, Inc. re 30,000 Warrants of Stan Lee Media, Inc.
SM0022829
10/27/00 Duplicate letter from James O. White, Jr. to Stan Lee Media, Inc. re 30,000 Warrants of Stan Lee Media, Inc.
SM0022830
Undated Phone message to Bob from Kevork Tashjian re letter sent SM0022831 Various 10/12/00 Stan Lee Media, Inc. Purchase Form – Michael J. Getlin – 3,333
shares; 10/12/00 Stan Lee Media, Inc. Purchase Form – Lonney & Jaye Getlin – 3,333 shares; 10/13/00 Lon and Jaye Getlin check no. 8762 in the
amount of $18,330 made payable to Stan Lee Media
SM0022832-22834
08/01/00 Common Stock Table SM0022835 10/10/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald – 5,000 shares; Kaye
Dowd Bald/Kenneth Bald check no. 107 in the amount of $25,000 made payable to Stan Lee Media, Inc.
SM0022836-22837
10/10/00 Morton Feldman/Morton Feldman Family Trust A check no. 3509 in the amount of $25,000 made payable to Stan Lee Media, Inc.; Stan Lee Media,
Inc. Purchase Agreement – Morton Feldman – 5,000 shares
SM0022838-22839
08/01/00 Common Stock Table with handwritten notes SM0022840 08/01/00 Common Stock Table SM0022841 Various 10/19/00 Stan Lee Media, Inc. Purchase Form – Boyd Willat – 6,700 shares;
04/1999 Warrant to Purchase 6,700 Shares of Common Stock – Boyd Willat; 10/17/00 Boyd Willat check no. 1451 in the amount of $33,500 made
payable to Stan Lee Media
SM0022842-22845
10/19/00 Stan Lee Media, Inc. Purchase Form – Bonner W. Adams Trustee – 16,666 shares; two blank Stan Lee Media, Inc. Purchase Forms
SM0022846-22848
Undated Six blank Stan Lee Media, Inc. Purchase Forms SM0022849-228354 Undated File folder label, "Securities Transfer Corp.” SM0022855 Various 10/24/00 Stan Lee Media, Inc. check stub no. 23918 in the amount of $20
made payable to Securities Transfer Corporation; 09/13/00 Securities Transfer Corporation Invoice No. 109777 for $20 re Zachary Foley;
duplicate 09/13/00 Securities Transfer Corporation Invoice No. 109777 for $20 re Zachary Foley
SM0022856-22858
Various 10/04/00 Stan Lee Media, Inc. check stub no. 23755 in the amount of $40 made payable to Securities Transfer Corporation; 08/29/00 Securities
Transfer Corporation invoice no. 109228 for $40 re Westgate International, LP and Elliott Management Corporation; duplicate 08/29/00 Securities
Transfer Corporation invoice no. 109228 for $40 re Westgate International, LP and Elliott Management Corporation
SM0022859-22861
Various 10/12/00 Stan Lee Media, Inc. check stub no. 23833 in the amount of $60 made payable to Securities Transfer Corporation; 09/07/00 Securities
Transfer Corporation invoice no. 109549 for $60 re Conan Sales Co., LLC; 09/12/00 Securities Transfer Corporation invoice no. 109722 for $0 re Elliott Associates, LP; duplicate 09/12/00 Securities Transfer Corporation invoice no. 109722 for $0 re Elliott Associates, LP; two duplicate 10/12/00 check
stubs no. 238933 in the amount of $60 made payable to Securities Transfer Corporation
SM0022862-22867
Various 08/21/00 Stan Lee Media, Inc. check stub no. 23296 in the amount of $60 made payable to Securities Transfer Corporation; 08/03/00 Securities
Transfer Corporation invoice no. 108266 for the amount of $40 re Devendra Mishra and Dave Devarajan; 08/04/00 Securities Transfer Corporation
invoice no. 108306 for the amount of $20 re Venture Soft Co., Ltd
SM0022868-22872
Various 06/23/00 Stan Lee Media, Inc. check stub no. 22648 in the amount of $280 made payable to Securities Transfer Corporation; 05/31/00 Securities
Transfer Corporation statement re invoice nos. 104185 and 104911 totaling $280; 05/17/00 Securities Transfer Corporation invoice no. 104911 re
Cyberworld International Corp and Steven A. Segal; handwritten notes; 05/04/00 Securities Transfer Corporation invoice no. 104185 in the amount
SM0022873-22879
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CATEGORY
of $240 re John Galt Fund, LP, John Galt Offshore Fund, Asset Management Holdings Co., Zurich HFR Master Hedge Fund Index, Dorodo Capital
Partners, LP, The Chelonia Fund, LP, Carmen Italia, Laurence Dunn, VMR Luxembourg, Jose M. Abadin, Edith A. Pope, and Kenneth Bald; 04/25/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan
Lee Media, Inc. issuance of stock to Cyberworld International, Corporation, Stephen A. Segal, John Galt Fund, LP, John Galt Offshore Fund, Asset
Management Holdings Co., Zurich HFR Master Hedge Fund Index, Dorodo Capital Partners, LP, The Chelonia Fund, LP, Carmen Italia, Laurence Dunn,
VMR Luxembourg, Jose M. Abadin, Edith A. Pope, and Kenneth Bald Various 07/19/00 Stan Lee Media, Inc. check stub no. 22918 in the amount of $20
made payable to Securities Transfer Corporation; 06/28/00 Securities Transfer Corporation invoice no. 106755 re Stephen Brain
SM0022880-22881
Various 06/29/00 Stan Lee Media, Inc. check stub no. 22697 in the amount of $80 made payable to Securities Transfer Corporation; 06/03/00 Securities
Transfer Corporation invoice no. 105721 re Frances S. Masters and Lynne K. Masters
SM0022882-22883
Various 04/17/00 Stan Lee Media, Inc. check stub no. 22291 in the amount of $45.68 made payable to Securities Transfer Corporation; 03/31/00 Securities Transfer Corporation statement re Invoice nos. 05755 and 97165, and
finance charge;
SM0022884-22885
Various 02/22/00 Stan Lee Media, Inc. check stub no. 21240 in the amount of $25 made payable to Securities Transfer Corporation; 02/03/00 Securities
Transfer Corporation statement for the amount of $25 re Audit for BDO Seidman
SM0022886-22887
Various 02/07/00 Stan Lee Media, Inc. check stub no. 21098 in the amount of $981.76 made payable to Securities Transfer Corporation; undated partial
statement re invoice nos. 5137, 93410, 93935 and finance charges
SM0022888-22889
Various 05/30/00 Paine Webber Securities Receipt Ticket re Restricted Stan Lee Media; 08/26/99 Stan Lee Media, Inc. Common Stock Certificate No. C0387
for 545,000 Shares of Common Stock in the name of Continental Entities
SM0022890-22891
05/05/00 Fax confirmation sheet from Cyberia, Inc. to Merrill Lynch re 400 shares of SLEE
SM0022892
Various File folder label, "P.F.P. Family Holdings, LP; undated letter from P.F.P. Family Holdings, LP to Merrill Lynch re 400,000 shares of SLEE; 07/0600
First-Class Mail envelope addressed to P.F.P. Family Holdings, LP; 06/30/00 Merrill Lynch WCMA Account Statement 06/01/00 to 06/30/00 re P.F.P. Family Holdings, LP; 06/2000 Merrill Lynch Business Outlook 2000,
Vol. 2 No. 6; 09/00 First-Class Mail envelope addressed to P.F.P. Family Holdings, LP; undated, unnamed Merrill Lynch publications; 08/31/00
Merrill Lynch WCMA Account Statement 08/01/00 to 08/31/00 re P.F.P. Family Holdings, LP; 08/2000 Merrill Lynch Business Outlook 2000 Vol. 2
No. 8; 10/04/00 First-Class Mail envelope addressed to P.F.P. Family Holdings, LP; 09/2000 Merrill Lynch Business Outlook 200 Vol. 2 No. 9;
09/29/00 Merrill Lynch WCMA Account Statement 00/01/00 to 09/29/00 re P.F.P. Family Holdings; 08/00 First-Class Mail envelope addressed to P.F.P. Family Holdings, LP; 07/31/00 Merrill Lynch WCMA Account Statement
07/01/00 to 07/31/00 re P.F.P. Family Holdings
SM0022893-22936
Various 12/22/99 fax cover from 1-12 Interactive, Inc. to Merrill Lynch re 20,000 shares of Stan Lee Media, Inc.; 12/21/99 letter from VMR Capital Markets, US to Peter Paul re DTC instructions; 07/21/99 letter from 1-12 Interactive,
Inc. to Buchalter, Neimer, Fields & Younger re resolution of outstanding debt of $55,000 to Preston; 08/30/99 fax from 1-12 Interactive, Inc. to
Merrill Lynch re DTC; 06/12/00 letter from Celebrity Enterprises, Inc. to Whom it May Concern re confirmation that the Board of Directors of
Celebrity Enterprises has authorized hypothecation of 200,000 shares of Stan Lee Media, Inc. common stock; duplicate 06/12/00 letter from Celebrity
Enterprises, Inc. to Whom it May Concern re confirmation that the Board of Directors of Celebrity Enterprises has authorized hypothecation of 200,000 shares of Stan Lee Media, Inc. common stock09/15/00 fax from Celebrity
Enterprises, Inc. to Spear Leeds & Kellogg re wire transfer
SM0022937-22943
Various 06/30/00 Note 2: Net Loss Per Share; undated Stan Lee Media, Inc. Anti-Dilution Computation Re: Venture Soft Investment on July 31, 2000;
undated Freely Tradeable Shares as of August 1, 2000; undated Stan Lee Media, Inc. Employee and Consultant Options & Warrants Outstanding as of
August 1, 2000; undated Elliott Associates & Westgate International Preferred Stock Placement as of August 1, 2000;
SM0022944-22948
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12/27/99 Facsimile transmittal sheet from Securities Transfer Corporation to Stan Lee Media, Inc.; Securities Transfer Corporation For the Period 11-01-99 to 12-
27-99 Canceled – For Issuer Stan Lee Media, Inc. report
SM0022949-22958
Various 12/06/00 fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq.; 12/06/00 letter from Securities Transfer Corporation to Jeffrey D. Segal,
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 – SOS Resources Services, Inc.; 12/04/00 memo from Weiss Peck and
Greer, LLC re Stan Lee Media, Inc. Restricted
SM0022959-22961
Various Undated File folder label, "Astor Registration Rights Agreement; handwritten notes; 12/11/00 letter from Stan Lee Media, Inc. to the Holders Listed on the Signature Pages to that certain Registration Rights Agreement Dated as of November 30, 2000 c/o Astor Capital, Inc. re confirmation of
agreement; 12/11/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Snow Becker Krauss, PC; 12/11/00 fax confirmation sheet; 12/18/00 Capitalization Table; 12/18/00 Stan Lee Media, Inc. Shareholdings of
Officers, Directors and Insiders as of December 18, 2000; undated Stan Lee Media, Inc. Auto Leases spreadsheet
SM0022962-22969
Various 06/28/00 letter from Newcity Sales Company, Ltd to Cyberia, Inc.; undated Wire Instructions Cyberia, Inc.; 06/27/00 letter from Cyberia, Inc. to Union
Securities re letter of instruction; 06/27/00 letter from Newcity Sales Company, Ltd to Cyberia, Inc. re Purchase 25,000 shares of Stan Lee Media, Inc.; 06/23/00 fax from Penny Cavanaugh to Stan Lee Media, Inc. re wiring instructions for Tii Entertainment, Inc.; undated Union Securities, Ltd New
Client Application Form; 06/12/00 Union Securities, Ltd Shareholder Communication Instructions re Cyberia, Inc.; 06/12/00 Union Securities, Ltd
Non-Solicitation Acknowledgment and Agreement; 06/12/00 Union Securities, Ltd Corporate Resolution re Cybera, Inc.; 06/12/00 Copy
Certification By Docment Custodian re Stnaly Leon Comton California Drivers License No. A1474719; 08/14/00 email from Rick Madden/Stan Lee
Media, Inc. to Robert Schultz re Breakdown; 08/11/00 email from Gene Jung to Robert Schultz/Stan Lee Media, Inc. re Breakdown; 09/22/00 letter from Elliott Associates, LP to Stan Lee Media, Inc. re Elliott Associates, LP and Westgate International, LP investment; undated Registration Penalties
Assuming S-3 not Effecive until October 31, 2000; 11/06/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re 55,000 shares in the name of Stellar Productions; 10/28/00 Confidential Settlement Agreement
and Release by and between Bryce Zabel and Stan Lee Media, Inc.; 0728/00 Amendment No. 1 to Securities Purchase Agreement by and between Stan
Lee Media, Inc. and Augustine Fund, LP; 09/05/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re 409,037 shares in the name
of Conan Sales Co., LLC; 09/07/00 Stan Lee Media, Inc. Common Stock Certificate No. C0965 for 409,037 Shares of Common Stock in the name of
Conan Sales Co., LLC
SM0022970-22999
Various File folder label, "CapBay”; 08/21/00 fax from CapBay Financial Services to Rick Madden, Atty c/o Bob Schultz re legal opinion for the Rule 144 documents re Adrian Turcotte; 08/15/00 letter from CapBay Financial
Services to Stan Lee Media, Inc. re 08/15/00 Form 144 re Adrian Turcotte; 08/15/00 letter from CapBay Financial Services to Securities and Exchange
Commission re Rule 144 papers for Adrian Turcotte; 08/15/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
5,000 shares of common stock of Stan Lee Media, Inc. by Adrian Turcotte; undated Seller Rule 144 Letter re 5,000 shares in the name of Adrian
Turcotte
SM0023000-23007
Undated Letter from P.F.P. Family Holdings, LP to Merrill Lynch re 2,300,000 shares of Stan Lee Media, Inc.
SM0023008
12/11/00 Letter from Barbara J. Glenns to Merrill Lynch re P.F.P. Family Holdings, LP account number 208-07W51
SM0023009
12/12/00 Letter from Barbara J. Glenns to Merrill Lynch re Stan Lee Media, Inc. - $500,000 re outstanding balances on accounts with Stan Lee Media, Inc.
SM0023010
12/12/00 Instructions to Merrill Lynch SM0023011 Illegible Letter from Peter F. Paul to Merrill Lynch re World Network, Inc.,
Continental Entities, Inc. and 112 Interactive, Inc. SM0023012
12/01/00 Letter from Stephen Gordon to U.S. Bank re Stan Lee Media, Inc., East-Time Media, Inc. and 112 Interactive, Inc.
SM0023013
11/28/00 Letter from Barbara J. Glenns to Merrill Lynch re Stan Lee Media, Inc. SM0023014 11/27/00 Letter from Barbara J. Glenns to Stan Lee Media, Inc. re Merrill Lynch
Accounts SM0023015
{Client\4211\00\02031311.DOC /} 155
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12/12/00 Letter from Barbara J. Glenns to Merrill Lynch re P.F.P. Family Holdings, LP
SM0023016
Undated Letter from P.F.P. Family Holdings, LP to Merrill Lynch re 2,300,000 shares of Stan Lee Media, Inc. stock
SM0023017
Undated Ex 10% Stock Dividend spreadsheet SM0023018 Various 12/19/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Fahnstock & Co., Inc. re Stan Lee Media, Inc. – 55,000 shares in the name of Susan Pittsburg; 12/14/00 letter from Susan Pittsburg
to Fahnestock & Co., Inc. re Stan Lee Media, Inc.; 12/12/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
55,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg
SM0023019-23024
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 200,000
shares in the name of Celebrity Enterprises
SM0023025-23026
08/16/00 Stan Lee Media, Inc. Officer’s Certificate re 445,000 shares in the name of Continental Entities
SM0023027-23028
11/22/00 Letter from Peter Paul to Merrill Lynch re Numerous Accounts with Stan Lee Media, Inc. stock
SM0023029
11/22/00 Letter from Merrill Lynch to Barbara J. Glenns; Instructions to Merrill Lynch November 22, 2000; 11/22/00 letter from Barbara J. Glenns to Merrill
Lynch re Stan Lee Media, Inc.
SM0023030-23033
11/27/00 Letter from Celebrity Enterprises to SOS Resource Services, Inc. re 200,000 shares of Stan Lee Media, Inc.
SM0023034-23035
Undated Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the name of Continental Entities (page 1 only)
SM0023036
Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 200,000 Shares of Common Stock of Stan Lee Media, Inc. – SOS Resource Services, Inc.; 11/30/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 200,000 shares of common stock of Stan Lee Media, Inc. by SOS Resource Services, Inc.;
12/06/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Access Securities re Stan Lee Media, Inc. – 200,000 shares
in the name of SOS Resource Services, Inc.
SM0023037-23041
Undated Mutual Service Corporation Confirmation to Continental Entities, Inc. re sale of Stan Lee Media, Inc. shares on 11/28/00
SM0023042-23051
Various 12/06/00 letter from Spear, Leeds & Kellogg to Pittsburg International, Inc. re Notice of Default Under Clearing Agreement
SM0023052-23063
11/22/00 Letter from Barbara J. Glenns to Merrill Lynch re Stan Lee Media stock in the Century Park office
SM0023064
03/17/00 Fax to Steve Gordon re Margin calls for Celebrity Enterprises and Hollywood Holdings
SM0023065
Undated Sheet 1 spreadsheet re Continental Entities, Inc., World Network, Inc., Excelsior Productions, Celebrity, Global Language Sol, Hollywood
Holdings Corp., Paraversal, Inc., Unicorn Media Partners, Cyberia, Inc., 112 Interactive, Inc. and Stephen Gordon
SM0023066
Undated Stan Lee Media, Inc. Relationships Margin Debits spreadsheet SM0023067 Undated Stan Lee Media, Inc. Relationships Margin Debits spreadsheet SM0023068 Undated Spear, Leeds & Kellogg transaction confirmation re Celebrity Enterprises,
Inc. Trade date: 09/25/00 SM0023069-23070
Undated Spear, Leeds & Kellogg transaction confirmation re Celebrity Enterprises, Inc. Trade date: 09/21/00
SM0023071-23072
Undated Spear, Leeds & Kellogg transaction confirmation re Celebrity Enterprises, Inc. Trade date: 09/19/00
SM0023073-23074
Undated Spear, Leeds & Kellogg transaction confirmation re Celebrity Enterprises, Inc. Trade date: 08/01/00
SM0023075-23076
Undated Spear, Leeds & Kellogg transaction confirmation re Celebrity Enterprises, Inc. Trade date: 07/07/00
SM0023077-23078
Undated Spear, Leeds & Kellogg transaction confirmation re Celebrity Enterprises, Inc. Trade date: 06/13/00
SM0023079-23080
06/30/00 Spear, Leeds & Kellogg Statement 06/01/00 to 06/30/00 re Celebrity Enterprises, Inc.
SM0023081-23082
02/02/01 Notice to Pay Rent or Quit to 1-12 Interactive, Inc. dba Language Solutions, Stan Lee, and all in Possession
SM0023083-23086
Various 12/01/00 fax from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Rule 144 Opinion Letter – Continental Entities, Inc. and Hollywood
Holdings, Inc.; 11/02/99 Stan Lee Media, Inc. Common Stock Certificate
SM0023087-23117
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No. C0614 for 25,000 shares in the name of Continental Entities; undated Rule 144 Check List re Continental Entities, Inc.; three 12/01/00 Notices of
Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental
Entities, Inc.; three undated Rule 144 Seller’s Representation Agreements re 25,000 shares signed by Stanley L. Compton, Treasurer; page with
handwritten note, “BLANK”; 10/05/00 Stan Lee Media, Inc. Common Stock Certificate No. C0835 for 25,000 shares in the name of Hollywood
Holdings; undated Rule 144 Checklist re Hollywood Holdings, Inc.; 12/01/00 incomplete Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of unknown shares of common stock of Stan
Lee Media, Inc. by unknown signed by E.D Walker; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of unknown shares of common stock of Stan Lee Media, Inc. by unknown
signed by E.D Walker; 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of unknown shares of common stock of Stan Lee Media, Inc. by unknown signed by E.D Walker; 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by unknown signed
by E.D Walker; two duplicate 12/01/00 Notices of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of
common stock of Stan Lee Media, Inc. by unknown signed by E.D Walker; three undated Rule 144 Seller’s Representation Letters signed by E.D
Walker; undated Irrevocable Stock or Bond Power signed by E.D Walker; 11/18/00 Corporation Authorization to Sell and Endorse Securities re
Hollywood Holdings Various 12/18/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re rule 144 Sale of 55,000 Shares of Common Stock of Stan Lee Media, Inc. – Susan Pittsburg; 08/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 100,000 shares in the name of Celebrity Enterprises; 08/10/00 Stan Lee Media, Inc. Officer’s Certificate re 545,000 shares in the name of
Continental Entities
SM0023118-23122
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 10,000
shares in the name of Continental Entities
SM0023123-23124
08/17/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 10,000
shares in the name of Continental Entities
SM0023125-23126
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 5,000
shares in the name of Excelsior Productions, Inc.
SM0023127-23128
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media,
Inc. – Michael Golden; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith
re Stan Lee Media, Inc. – 50,000 shares in the name of Michael Golden; 08/21/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 – 50,000 shares in the name of Michael Golden; 08/10/00 Merrill Lynch
transfer instructions re 50,000 shares; undated blank Irrevocable Stock or Bond Power signed by Michael Golden; 08/01/00 Brokers Letter Code 1810 re 2,100 shares in the name of Michael Golden; undated Rule 144 Seller’s Letter re 2,100 shares in the name of Michael Golden; 08/02/00 Brokers
Letter Code 1810 re 11,000 shares in the name of Michael Golden; undated Rule 144 Seller’s Letter re 11,000 shares in the name of Michael Golden;
08/03/00 Brokers Letter Code 1810 re 23,500 shares in the name of Michael Golden; undated Rule 144 Seller’s Letter re 23,500 shares in the name of
Michael Golden; 08/07/00 Brokers Letter Code 1810 re 13,400 shares in the name of Michael Golden; undated Rule 144 Seller’s Letter re 13,400 shares in the name of Michael Golden; 08/03/00 SEC Cover Letter Code 1811 re
25,000 shares in the name of Michael Golden; 07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden; 08/01/00 SEC
Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden; 07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by
SM0023129-23152
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CATEGORY
Michael Golden; 09/06/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee
Media, Inc. – 200,000 shares in the name of Continental Entities 09/06/00 Stan Lee Media, Inc. Officer’s Certificate re 245,000 shares in the name of
Continental Entities Various 09/12/00 letter from stm to Securities Transfer Corporation re Rule 144 Sale
of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Adrian Turcotte; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and CapBay Financial Services re Stan Lee Media, Inc. – 5,000 shares in the name of Adrian Turcotte; undated Seller Rule 144 Letter re
5,000 shares in the name of Adrian Turcotte; 08/15/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares
of common stock of Stan Lee Media, Inc. by Adrian Turcotte; 08/15/00 letter from CapBay Financial Services to Stan Lee Media, Inc. re 5,000 shares in the name of Adrian Turcotte; 08/27/99 Stan Lee Media, Inc. Common Stock Certificate No. C0400 for 5,000 shares in the name of
Adrian Turcotte; 08/15/00 Stock Power signed by Adrian Turcotte
SM0023153-23163
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 2,000 Shares of Common Stock of Stan Lee Media, Inc. – David Meddinus; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Salomon Smith Barney, Inc. re Stan Lee Media,
Inc. – 2,000 shares in the name of David Medinnus; undated Rule 144 Seller’s Representation re 2,000 shares in the name of David Medinnus;
07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,000 shares of common stock of Stan Lee Media, Inc. by David Medinnus; 08/01/00 letter from Salomon Smith Barney to Jeffrey D.
Segal, Esq. re 2,000 shares in the name of David Medinnus
SM0023164-23170
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 6,200 Shares of Common Stock of Stan Lee Media, Inc.
– Bromberg Family Trust; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. –
6,200 shares in the name of Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter re 10,000 shares; 08/15/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 10,000 shares
of common stock of Stan Lee Media, Inc. by Myron Bromberg, Donna Bromberg and Bromberg Family Trust; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re 10,000 shares in the name of Bromberg Family
Trust
SM0023171-23178
09/18/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Spear, Leeds & Kellogg re Stan Lee Media, Inc. – 100,000 shares in the
name of Celebrity Enterprises
SM0023179-23180
10/04/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – 90,000 shares in the name of Susan Pittsburg
SM0023181-23182
Various 10/05/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – 400,000 shares in the name of
Hollywood Holdings; 10/04/00 letter from Hollywood Holdings, Inc. to Securities Transfer Corporation re 400,000 shares to be transferred
SM0023183-23186
10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 3,333 Shares of Common Stock for Georges Cibaud (2) Opinion letter to Securities Transfer Corporation and Prudential
Securities Incorporated from Jeffrey D. Segal re transfer of 3,333 shares for Georges Cibaud dated 10/10/00
(3) Letter to Jeff Segal from Branch Manager of Prudential Securities Incorporated re 3,333 shares for Georges Cibaud dated 8/3/00
(4) Letter to Caroline Agamata at Prudential Securities Incorporated from Georges Cibaud re sale of 3,333 shares dated 8/3/00
(5) Form 144 for Georges Cibaud (undated)
SM0023187-23193
10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 3,800 Shares of Common Stock for Bromberg Family Trust (2) Opinion letter to securities Transfer Corporation and Paine Webber from Jeffrey D. Segal re transfer of 3,800 shares for Bromberg Family Trust dated
10/10/00 (3) Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re sale of
3,800 shares for Bromberg Family Trust dated 9/12/00 (4) Rule 144 Seller’s Representation Letter for Bromberg Family Trust dated
8/15/00 (5) Form 144 for Bromberg Family Trust dated 8/15/00
SM0023194-23206
{Client\4211\00\02031311.DOC /} 158
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(6) Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re sale of 6,200 shares for Bomberg Family Trust dated 8/23/00
(7) Rule 144 Seller’s Representation Letter for Bromberg Family Trust dated 8/15/00
(8) Form 144 for Bromberg Family Trust dated 8/15/00 10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re
Rule 144 Sale of 2,166 Shares of Common Stock for Mohammed Soltani (2) Opinion letter to securities Transfer Corporation and Mutual Service
Corporation from Jeffrey D. Segal re transfer of 2,166 shares for Mohammed Soltani dated 10/10/00
(3) Letter to Jeffrey Segal from Emily Neang at Mutual Service Corporation re sale of 2,166 shares for Mohammed Soltani dated 9/20/00
(4) Rule 144 Seller’s Representation Letter for Mohammed Soltani dated 9/20/00
(5) Form 144 for Mohammed Soltani dated 9/19/00
SM0023207-23213
10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 5,000 Shares of Common Stock for Michael H. Edwards
1994 Revocable Trust (2) Opinion letter to securities Transfer Corporation and Mutual Service
Corporation from Jeffrey D. Segal re transfer of 5,000 shares for Michael H. Edwards 1994 Revocable Trust dated 10/10/00
(3) Letter to Jeffrey Segal from Emily Neang at Mutual Service Corporation re sale of 5,000 shares for Michael H. Edwards 1994 Revocable Trust dated
9/20/00 (4) Rule 144 Seller’s Representation Letter for Michael H. Edwards 1994
Revocable Trust dated 9/20/00 (5) Form 144 for Michael H. Edwards 1994 Revocable Trust dated 9/19/00
SM0023214-23219
10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 5,000 Shares of Common Stock for Mark L. Hendler
(2) Opinion letter to Securities Transfer Corporation and Mutual Service Corporation from Jeffrey D. Segal re transfer of 5,000 shares for Mark L.
Hendler dated 10/10/00 (3) Letter to Jeffrey Segal from Emily Neang at Mutual Service Corporation
re sale of 5,000 shares for Mark L. Hendler dated 9/20/00 (4) Form 144 for Mark L. Hendler dated 9/19/00
(5) Rule 144 Seller’s Representation Letter for Mark L. Hendler dated 9/20/00
SM0023220-23226
10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 12,500 Shares of Common Stock for Compton Family
Trust (2) Opinion letter to Securities Transfer Corporation and Mutual Service
Corporation from Jeffrey D. Segal re transfer of 12,500 shares for Compton Family Trust dated 10/10/00
(3) Letter to Jeffrey Segal from Emily Neang at Mutual Service Corporation re sale of 12,500 shares for Compton Family Trust dated 9/20/00
(4) Form 144 for Compton Family Trust dated 9/19/00 (5) Rule 144 Seller’s Representation Letter for Compton Family Trust dated
9/20/00
SM0023227-23233
10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 4,166 Shares of Common Stock for Kenneth B. Avery (2) Opinion letter to Securities Transfer Corporation and Mutual Service
Corporation from Jeffrey D. Segal re transfer of 4,166 shares for Kenneth B. Avery dated 10/10/00
(3) Letter to Jeffrey Segal from Emily Neang at Mutual Service Corporation re sale of 4,166 shares for Kenneth B. Avery dated 9/20/00
(4) Rule 144 Seller’s Representation Letter for Kenneth B. Avery dated 9/20/00
(5) Form 144 for Kenneth B. Avery dated 9/19/00
SM0023234-23240
10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 100,000 Shares of Common Stock for Celebrity Enterprises
(2) Officers Certificate of Stan Lee Media, Inc. dated 10/10/00 (3) Opinion letter to Securities Transfer Corporation and Spear, Leeds and
Kellogg from Jeffrey D. Segal re transfer of 1000 shares for Celebrity Enterprises dated 10/10/00
(3) Letter to Pittsburg Institutional from Ed Walker re proposal to sell 200,000 shares by Celebrity Enterprises dated 10/6/00
(3) Brokers Rule 144 Representation Letter dated 10/6/00
SM0023241-23251
{Client\4211\00\02031311.DOC /} 159
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CATEGORY
(5) Form 144 for Celebrity Enterprises (undated) 10/13/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce,
Fenner & Smith from Jeffrey D. Segal re transfer of 2,700,000 shares for P.F.P. Family Holdings, L.P.
SM0023252-23253
10/13/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 50,000 shares for
Celebrity Enterprises
SM0023254-23255
10/17/00 (1) Opinion letter to Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. Segal re requests to margin 37,500 shares for Continental Entities
(2) Officer’s Certificate dated 10/17/00 (3) Securities Purchase Agreement between Stan Lee Media, Inc. and
Continental Entities dated 8/16/99 (4) Written Consent of Directors dated 8/16/99
(5) Letter to Securities Transfer Corporation from Stephen M. Gordon requesting issuance of shares to William James Wilkinson, Jr. (4,000); Gary Manfredi (4,000); Dave Medinnus (2,000); World Network, Inc. (37,500);
Continental Entities (2 5,000); Continental Entities (37,500); and VMR Capital Markets U.S. (10,000) dated 10/27/99
(6) Letter to Securities Transfer Corporation from Stephen M. Gordon re addresses for entities in (5) immediately above
(7) Stock certificate C0615 for 37,500 shares to Continental Entities
SM0023256-23279
10/18/00 Opinion letter to Pershing Securities from Jeffrey D. Segal re requests to margin 37,500 shares for Continental Entities
SM0023280-23282
10/23/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 35,000 Shares of Common Stock for Susan Pittsburg
(2) Opinion letter to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 35,000 shares
for Susan Pittsburg dated 10/24/00 (3) Seller’s Rule 144 Letter for Susan Pittsburg dated 10/13/00
(4) Form 144 for Susan Pittsburg (undated (5) Brokers Rule 144 Representation Letter to Jeffrey Segal from Jonathan
Gordon at Merrill Lynch dated 10/13/00
SM0023283-23291
10/24/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule 144 Sale of 15,000 Shares of Common Stock for I.C. Siegel & Patricia
Q. Siegel JTWROS (2) Opinion letter to Securities Transfer Corporation and FFP Securities
from Jeffrey D. Segal re transfer of 15,000 shares for I.C. Siegel & Patricia Q. Siegel JTWROS dated 10/24/00
(3) Rule 144 Seller’s Representation Letter for I.C. Siegel and Patricia Q. Siegel (undated)
(4) Form 144 for Irving C. & Patricia Q. Siegel dated 10/24/00 (5) Rule 144 Broker’s Letter re Irving C. & Patricia Q. Siegel (undated)
(6) Stock certificate C0530 for 10,000 shares to Irving S. Siegel & Patricia Q. Siegel JTWROS dated 9/23/99
(7) Stock certificate C0551 for 5,000 shares to I.C. Siegel & Patricia Q. Siegel JTWROS dated 9/23/99
SM0023292-23300
11/9/00 (1) Letter to securities Transfer Corporation from Stephen M. Gordon re rule 144 Sale of 15,000 Shares of Common Stock for Kenneth Bald
(2) Opinion letter to Securities Transfer Corporation and Paine Webber from Jeffrey D. Segal re transfer of 15,000 shares for Kenneth Bald dated 11/9/00 (3) Rule 144 Seller’s Representation Letter for Kenneth Bald dated 9/12/00
(4) Form 144 for Kenneth Bald dated 10/20/00 (5) Page 1 of letter to Jeffrey D. Segal from Paine Webber re Form 144 for
Kenneth Bald
SM0023301-23307
Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. – Web Rewards, Inc.; 11/109/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 50,000 shares in the name of Web Rewards, Inc.; undated Rule 144 Seller’s Representation Letter re 50,000 shares signed by Larry Schultz,
President Web Rewards, Inc.; 10/26/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 50,000 shares of common stock of Stan Lee Media, Inc. by Web Rewards, Inc.; 11/03/00
letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (50,000) Shares of Common
Stock, Cusip # (85285P101) # C1001
SM0023308-23314
Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation SM0023315-23329
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BATES NOS.
CATEGORY
re Rule 144 Sale of 124,200 Shares of Common Stock of Stan Lee Media, Inc. – Arthur M. Lieberman; 11/09/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc. – 124,200 shares in the name of Arthur M. Lieberman; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M. Lieberman (page 1 only); undated Rule 144 Seller’s Representative Letter
(Long Form) re 124,200 shares in the name of Arthur M. Lieberman; undated Rule 144 Seller’s Representative Letter (Short Form) re 124,200 shares in the name of Arthur M. Lieberman; undated duplicate Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M.
Lieberman; undated U.S. Clearing Corp. Brokers Representation Letter re 124,200 shares in the name of Arthur M. Lieberman; 10/19/00 letter from
Lieberman & Nowak, LLP to Stan Lee Media, Inc. re My letter of September 22, 1999; 11/09/00 letter from Stan Lee Media, Inc. to Lieberman
& Nowak, LLP Various 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Blake R. Lindquist; 11/21/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Morgan Stanley Dean Witter re Stan Lee Media, Inc. – 25,000 shares in the name of Blake R. Lindquist; 11/16/00
Seller’s Representation Letter re 25,000 shares in the name of Blake R. Lindquist11/16/00 Notice of Proposed Sale of Securities on Form 144
relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Blake R. Lindquist; 11/16/00 Morgan Stanley Rule 144 Broker’s Representation Letter; 10/26/00 Dean Witter Reynolds, Inc. Corporate Account Agreement & Enabling Resolutions re Hollywood
Holdings
SM0023330-23339
Various 11/21/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Brockington Securities, Inc. re Stan Lee Media, Inc. –
210,000 shares in the name of The Trust Company of United Mizrahi Bank, Ltd.; 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Rule 144 Sale of 210,000 Shares of Common Stock of Stan Lee Media, Inc. - The Trust Company of United Mizrahi Bank, Ltd. By Assignment from Excelsior Productions; undated Stan Lee Media, Inc.
Officers’ Certificate re 210,000 shares in the name of The Trust Company of United Mizrahi Bank, Ltd. (page 1 only); 11/21/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation (page 2 only); 11/15/00 letter from The Trust Company of United Mizrahi Bank, Ltd. To Brockington
Securities re Rule 144k Sale; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 210,000 shares of common stock of Stan Lee Media, Inc. by The Trust Company of United Mizrahi Bank, Ltd.; undated letter to To Whom it May Concern re 11/21/00 order
from The Trust Company of United Mizrahi Bank, Ltd. Re sale of 210,000 shares of Stan Lee Media, Inc. stock;
SM0023340-23348
Various 11/22/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 77,800 Shares of Common Stock of Stan Lee Media,
Inc. – Keith Nowak; undated Rule 144 Seller’s Representation Letter re sale of 77,800 shares in the name of Keith Nowak; undated Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 77,800 shares of common stock of Stan Lee Media, Inc. by Keith Nowak; 11/20/00 Merrill Lynch Rule 144 Broker’s Representation letter; 11/22/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch re Stan
Lee Media, Inc. – 77,800 shares in the name of Keith Nowak
SM0023349-23356
11/27/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and SOS Resource Services, Inc. re Stan Lee Media, Inc. – 200,000 shares in the name of Celebrity Enterprises; Stan Lee Media, Inc. Officer’s Certificate re
200,000 shares in the name of Celebrity Enterprises
SM0023357-23360
Various 11/29/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 171,500 shares in
the name of P.F.P. Family Holdings, LP; 11/27/00 Rule 144 Seller’s Representation Letter re 171,500 shares in the name of P.F.P. Family
Holdings, LP; 11/27/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 171,500 shares of common stock of Stan Lee
Media, Inc. by P.F.P. Family Holdings, LP ; 11/28/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PEP Family Holdings, LP (sic)
SM0023361-23367
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BATES NOS.
CATEGORY
Various Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. –
Continental Entities by Assignment from Hollywood Holdings; 12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the name of
Continental Entities; 12/05/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 25,000 shares in the name of Continental Entities; undated Rule 144
Seller’s Representation Letter re 25,000 shares signed by Stanley L. Compton, Treasurer; 12/01/00 Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 12/05/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media (25,000) Shares of Common Stock, Cusip# (85285P101) Cert
#(C0995); undated Irrevocable Stock or Bond Power re 25,000 shares signed by E.D. Walker; 10/05/00 Stan Lee Media, Inc. Common Stock Certificate
No. C0835 for 25,000 shares in the name of Hollywood Holdings
SM0023368-23379
Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media,
Inc. – Continental Entities 12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 share in the name of Continental Entities; 12/05/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re 25,000 shares in the name of Continental
Entities; undated Rule 144 Seller’s Representation Letter re 25,000 shares signed by Stanley L. Compton, Treasurer; 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 12/05/00
letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restriced Shares of Stan Lee Media (25,000) Shares of Common Stock, Cusip#
(85285P101) Cert #(C0614); 11/02/99 Stan Lee Media, Inc. Common Stock Certificate No. C0614 for 25,000 shares in the name of Continental Entities
SM0023380-23390
Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 200,000 Shares of Common Stock – SOS Resource
Services, Inc.; 11/06/00 Stan Lee Media, Inc. Officer’s Certificate re 200,000 shares in the name of SOS Resource Services, Inc.; 12/06/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Access Securities re Stan Lee Media, Inc. – 200,000 shares in the name of SOS
Resource Services, Inc.; 11/30/00 letter from SOS Resource Services, Inc. to Access Securities re Rule 144 Seller’s Representation Letter; 11/30/00
Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 200,000 shares of common stock of Stan Lee Media, Inc. by SOS
Resource Services, Inc.; 12/01/00 letter from Access Securities to Stan Lee Media, Inc. re Stan Lee Media, Inc. – 200,000 shares in the name of SOS
Resource Services, Inc.
SM0023391-23399
Various 12/15/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 80,000 shares in
the name of P.F.P. Family Holdings, LP; 12/13/00 Rule 144 Seller’s Representation Letter re 80,000 shares in the name of P.F.P. Family
Holdings, LP; 12/13/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 80,000 shares of common stock of Stan Lee
Media, Inc. by P.F.P. Family Holdings, LP; 12/14/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re sale of 80,000 shares in the name of
P.F.P. Family Holdings, LP
SM0023400-23406
Various 11/01/00 Mutual Service Corporation Confirmation of Continental Entities, Inc.’s purchase of 500 shares Stan Lee Media, Inc. stock; 11/01/00 Mutual
Service Corporation Confirmation of Continental Entities, Inc.’s purchase of 9,000 shares of Stan Lee Media, Inc. stock; 10/28/00 Mutual Service
Corporation Confirmation of Compton Family Trust purchase of 10,000 shares Stan Lee Media, Inc. stock; 10/30/00 Mutual Service Corporation
Confirmation of Continental Entities, Inc.’s purchase of 7,000 shares Stan Lee Media, Inc. stock; 12/01/00 The Depository Trust Company Weekly
Security Position Listing Daily Closing Balances for Week Ending 12/01/00
SM0023407-23418
Various 12/08/00 email form B. Glenns to Stephen Gordon re Letter for Merrill; 11/28/00 fax from Merrill Lynch to Barbara J. Glenns; duplicate 11/28/00
fax from Merrill Lynch to Barbara J. Glenns; 12/04/00 letter from Barbara J. Glenns to Stan Lee Media, Inc. re Stephen M. Gordon response to NASD
questionnaire dated November 30, 2000 (page 1); undated Barbara J. Glenns C.F.A. Primary Account Clients Fund Account document; 12/04/00 letter
SM0023419-23426
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BATES NOS.
CATEGORY
from Barbara J. Glenns to Stan Lee Media, Inc. re Stephen M. Gordon response to NASD questionnaire dated November 30, 2000 (page 2);
12/04/00 facsimile transmittal sheet from Barbara J. Glenns to Rick Madden re NASD Questionnaire
Various 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 210,000 Shares of Common Stock of Stan Lee Media,
Inc. – The Trust Company of United Mizrahi Bank, Ltd by Assignment from Excelsior Productions; 10/23/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re Rule 144 Sale of 55,000 Shares of Common Stock of Stan Lee Media, Inc. – Susan Pittsburg (with handwritten
notes); 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan
Lee Media, Inc. – Continental Entities; 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of
Common Stock of Stan Lee Media, Inc. – Continental Entities by assignment from Hollywood Holdings; 12/04/00 Stan Lee Media, Inc.
Officer’s Certificate re 25,000 shares in the name of Continental Entities; 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Blake R. Lindquist; 11/22/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 77,800 Shares of
Common Stock of Stan Lee Media, Inc. – Keith Nowak; 11/21/00 Stan Lee Media, Inc. Officer’s Certificate re 210,000 shares in the name of The Trust
Company of United Mizrahi Bank, Ltd; 11/27/00 Stan Lee Media, Inc. Officer’s Certificate re 200,000 shares in the name of Continental Entities;
SM0023427-23438
11/10/00 The Depository Trust Company Weekly Security Position Listing Daily Closing Balances for Week Ending 11/10/00
SM0023439-23441
12/07/00 Letter from Barbara J. Glenns to Sol Gerber re Peter Paul/Stan Lee Media Stock
SM0023442-23443
12/01/00 Stan Lee Media, Inc. Descending Shares printout SM0023444-23486 Various 10/18/00 letter from Stan Lee Media, Inc. to Coleman and Company
Securities, Inc. re termination of the agreement dated 06/07/00 between Stan Lee Media, Inc. and Coleman and Company Securities, Inc.; 06/07/00 letter/Agreement from Coleman to Stan Lee Media, Inc. re Agreement
between Stan Lee Media, Inc. and Coleman and Company Securities, Inc.; 06/26/00 Warrant to Purchase Common Stock of Stan Lee Media, Inc. – 17,500 shares in the name of Christopher P. Moore; 06/26/00 Warrant to Purchase Common Stock of Stan Lee Media, Inc. – 17,500 shares in the
name of Arthur B. Whitcomb, Jr.; 06/26/00 Warrant to Purchase Common Stock of Stan Lee Media, Inc. – 17,500 shares in the name of Lynne
Pellegrino; 06/26/00 Warrant to Purchase Common Stock of Stan Lee Media, Inc. – 17,500 shares in the name of Philip C. Puccio, Sr.; 06/26/00
Warrant to Purchase Common Stock of Stan Lee Media, Inc. – 30,000 shares in the name of Coleman and Company Securities, Inc.
SM0023487-23540
12/11/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Snow, Becker, Krauss, PC; letter from Stan Lee Media, Inc. to The Holders Listed on the Signature Pages to that Certain Registration Rights Agreement Dated as of
November 30, 2000 c/o Astor Capital, Inc. re confirmation of agreement; fax confirmation sheet
SM0023541-23543
12/12/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Houlihan, Lokey, Howard & Zukin; personal and confidential letter from Houlihan, Lokey, Howard & Zukin Capital to Board of Directors, Stan Lee Media, Inc. re
Agreement between Stan Lee Media, Inc. and Houlihan, Lokey, Howard & Zukin; fax confirmation sheet
SM0023544-23552
Various 12/01/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; 11/15/00 letter from Brockington Securities to Stan Lee Media, Inc. re Rule 144k Sale re The Trust Company of United Mizrahi Bank, Ltd.; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 210,000 shares of common stock of Stan Lee Media, Inc.
by The Trust Company of United Mizrahi Bank, Ltd.;
SM0023553-23558
Various 12/12/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Snow, Becker, Krauss, PC; 11/30/00 Stan Lee Media, Inc. Transfer Agent
Instructions to Securities Transfer Corporation; 12/12/00 fax confirmation sheet
SM0023559-23562
11/03/00 Mutual Service Corporation Confirmation of Compton Family Trust’s purchase of 2,000 shares Stan Lee Media, Inc. stock
SM0023563
11/30/00 Letter from SOS Resource Services, Inc. to Access Securities re Rule 144 SM0023564
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BATES NOS.
CATEGORY
Seller’s Representatio 12/01/00 Letter from Access Securities to Stan Lee Media, Inc. re sale of 200,000
shares from the account of SOS Resource Services, Inc. SM0023565
11/01/00 Mutual Service Corporation Confirmation of Continental Entities’ purchase of 9,000 shares Stan Lee Media, Inc. stock
SM0023566-23570
11/03/00 Mutual Service Corporation Confirmation of Compton Family Trust’s purchase of 2,000 shares Stan Lee Media, Inc. stock
SM0023571
04/1999 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Holder: WWM Partnership Trust – 1,000 shares
SM0023572-23581
12/18/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 55,000 Shares of Common Stock of Stan Lee Media, Inc. –
Susan Pittsburg
SM002358
Various 12/19/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Fahnestock & Co., Inc. re Stan Lee Media, Inc. – 55,000
shares in the name of Susan Pittsburg; 12/14/00 letter from Susan Pittsburg to Fahnestock & Co., Inc. re Seller’s Rule 144 Letter; 12/12/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
55,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg
SM0023583-23588
08/10/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 100,000 shares in the name of Continental Entities; Stan Lee Media, Inc. Officer’s
Certificate re 545,000 shares in the name of Continental Entities
SM0023589-23592
08/16/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 10,000
shares in the name of Continental Entities; Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 5,000 shares in the name of Continental
Entities
SM0023593-23596
Various 08/16/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 200,000 shares in the name of Continental Entities; 08/16/00 Stan Lee
Media, Inc. Officer’s Certificate re 445,000 shares in the name of Continental Entities; 08/17/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee
Media, Inc. – 10,000 shares in the name of Continental Entities
SM0023597-23602
09/06/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 200,000
shares in the name of Continental Entities
SM0023603-23605
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media,
Inc. – Michael Golden; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith
re Stan Lee Media, Inc. – 50,000 shares in the name of Michael Golden; 08/21/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 – Michael Golden – 50,000 shares; 08/10/00 Merrill Lynch transfer order re 50,000 shares in the name of Michael Golden; undated blank irrevocable
Stock or Bond Power signed by Michael Golden; 08/01/00 Brokers Letter Code 1810 to Jeffrey D. Segal, Esq. re 2,100 shares in the name of Michael
Golden; undated Seller’s Rule 144 Letter re 2,100 shares in the name of Michael Golden; 08/02/00 Brokers Letter Code 1810 to Jeffrey D. Segal,
Esq. re 11,00 shares in the name of Michael Golden; undated Seller’s Rule 144 Letter re 11,000 shares in the name of Michael Golden; 08/03/00
Brokers Letter Code 1810 re 23,500 shares in the name of Michael Golden; undated Rule 144 Seller’s Letter re 23,500 shares in the name of Michael
Golden; 08/07/00 Brokers Letter Code 1810 re 13,400 shares in the name of Michael Golden; undated Rule 144 Seller’s letter re 12,400 shares in the
name of Michael Golden; 08/03/00 SEC Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden; 07/21/00 Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden; 08/01/00 SEC Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden;
duplicate 07/21/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee
Media, Inc. by Michael Golden
SM0023606-23625
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc.
SM0023626-23636
{Client\4211\00\02031311.DOC /} 164
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BATES NOS.
CATEGORY
– Adrian Turcotte; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and CapBay Financial Services re Stan Lee Media, Inc.
– 5,000 shares in the name of Adrian Turcotte; undated Seller’s Rule 144 Letter re 5,000 shares in the name of Adrian Turcotte; 08/15/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
5,000 shares of common stock of Stan Lee Media, Inc. by Adrian Turcotte; 08/15/00 Form 144 re 5,000 shares in the name of Adrian Turcotte; 08/27/99 Stan Lee Media, Inc. Common Stock Certificate No. C0400 for 5,000 shares
in the name of Adrian Turcotte; 08/15/00 incomplete Stock Power form Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 2,000 Shares of Common Stock of Stan Lee Media, Inc. – David Medinnus; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Salomon Smith Barney, Inc. re Stan Lee Media,
Inc. – 2,000 in the name of David Medinnus; undated Rule 144 Seller’s Representation re 2,000 in the name of David Medinnus; 07/21/00 Notice of
Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,000 shares of common stock of Stan Lee Media, Inc. by David Medinnus; 08/01/00 letter from Salomon Smith Barney re 2,000 in the name of David
Medinnus
SM0023637-23643
Various 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 6,200 Shares of Common Stock of Stan Lee Media, Inc.
– Bromberg Family Trust; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. –
6,200 shares in the name of Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter re 10,000 shares in the name of Bromberg
Family Trust; 08/15/08 (sic) Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 10,000 shares of common stock of Stan
Lee Media, Inc. by Bromberg Family Trust; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re shares in the name of Bromberg Family
Trust
SM0023644-23651
09/18/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Spear, Leeds & Kellogg re Stan Lee Media, Inc. – 100,000 shares in the
name of Continental Entities
SM0023652-23653
10/04/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – 90,000 shares in the name of Susan Pittsburg
SM0023654-23655
Various 10/05/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – 400,000 shares in the name of
Hollywood Holdings; 10/04/00 letter from Hollywood Holdings, Inc. re 400,000 shares to be transferred
SM0023656-23659
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 3,333 Shares of Common Stock of Stan Lee Media, Inc. – Georges Cibaud; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Prudential Securities Incorporated re Stan Lee Media, Inc. – 3,333 shares in the name of Georges Cibaud; 08/03/00 letter from Prudential Securities to Jeffrey D. Segal, Esq. re 3,333 shares in the
name of Georges Cibaud; 08/03/00 Rule 144 Seller’s Letter re 3,333 shares in the name of Georges Cibaud; undated Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 3,333 shares of common stock of Stan Lee Media, Inc. by Georges Cibaud
SM0023660-23666
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 3,800 Shares of Common Stock of Stan Lee Media, Inc.
– Bromberg Family Trust; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. –
3,800 shares in the name of Bromberg Family Trust; 09/12/00 letter from Paine Webber to Stan Lee Media, Inc. re 3,800 shares in the name of
Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter re 10,000 shares in the name of Bromberg Family Trust; 08/15/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg Family Trust 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re shares in the name of Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter re 10,000 shares in the name of Bromberg Family
Trust; 08/15/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 10,000 shares of common stock of Stan Lee Media,
Inc. by Bromberg Family Trust
SM0023667-23679
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 2,166 Shares of Common Stock of Stan Lee Media, Inc.
SM0023680-23686
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BATES NOS.
CATEGORY
– Mohammed Soltani; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee
Media, Inc. – 2,166 shares in the name of Mohammed Soltani; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re
Restricted Shares of Stan Lee Media, Inc. (2,166) Shares of Common Stock, Cusip # (85285P101), Certificate #C0559; undated Rule 144 Seller’s
Representation Letter re 2,166 shares in the name of Mohammed Soltani; 09/19/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 2,166 shares of common stock of Stan Lee Media, Inc. by
Mohammed Soltani Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael H. Edwards 1994 Revocable Trust; 10/10/00 letter from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 5,000 shares in the name of Michael
H. Edwards 1994 Revocable Trust; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (5,000) Shares of Common Stock, Cusip # (85285P101),
Certificate #C0536; undated Rule 144 Seller’s Representation Letter re 5,000 shares in the name of Michael H. Edwards 1994 Revocable Trust;
09/19/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 5,000 shares of common stock of Stan Lee Media, Inc. by
Michael H. Edwards 1994 Revocable Trust
SM0023687-23693
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Mark L. Hendler; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 5,000 shares in the name of Mark L. Hendler; 09/20/00 letter from
Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (5,000) Shares of Common Stock, Cusip #
(85285P101), Certificates C0949 and C0562
SM0023694-23697
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 12,500 Shares of Common Stock of Stan Lee Media,
Inc. – Compton Family Trust; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 12,500 shares in the name of Compton Family Trust; 09/20/00
letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (12,500) Shares of Common Stock, Cusip # (85285P101), Certificates C0532 and C0556; 09/19/00
Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 12,500 shares of common stock of Stan Lee Media, Inc. by Bromberg Compton Family Trust; undated Rule 144 Seller’s Representation Letter re
12,500 shares in the name of Compton Family Trust
SM0023698-23704
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 4,166 Shares of Common Stock of Stan Lee Media, Inc. – Kenneth B. Avery; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 4,166 shares in the name of Kenneth B. Avery; 09/20/00 letter from
Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (4,166) Shares of Common Stock, Cusip #
(85285P101), Certificate #C0539; undated Rule 144 Seller’s Representation Letter re 4,166 shares in the name of Kenneth B. Avery; 08/15/00 Notice of
Proposed Sale of Securities on Form 144 relating to the proposed sale of 4,166 shares of common stock of Stan Lee Media, Inc. by Kenneth B. Avery
SM0023705-23711
Various 10/10/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 100,000 Shares of Common Stock of Stan Lee Media,
Inc. – Celebrity Enterprises; 10/10/00 Stan Lee Media, Inc. Officer’s Certificate re 400,000 shares in the name of Celebrity Enterprises; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Spear, Leeds and Kellogg and Pittsburg Institutional, Inc. re Stan Lee Media, Inc. –
100,000 shares in the name of Celebrity Enterprises; 10/06/00 letter from Celebrity Enterprises to Pittsburg Institutional, Inc. re proposal to sell
200,000 share of Stan Lee Media, Inc. stock; 10/06/00 Pittsburg Institutional, Inc. Brokers Rule 144 Representation Letter re 100,000 shares
in the name of Celebrity Enterprises; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 100,000 shares of
common stock of Stan Lee Media, Inc. by Celebrity Enterprises
SM0023712-23722
{Client\4211\00\02031311.DOC /} 166
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10/13/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 2,700,000
shares in the name of P.F.P. Family Holdings, LP
SM0023723-23724
10/13/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 50,000
shares in the name of Celebrity Enterprises
SM0023725-23726
Various 10/17/00 letter from Jeffrey D. Segal, Esq. to Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 37,500 shares in the name of Continental Entities; 10/17/00 Stan Lee Media, Inc. Officer’s Certificate re 37,500 shares in the name of Continental Entities; 08/16/99 Stan Lee Media, Inc. Securities Purchase Agreement between Stan Lee Media, Inc. and Continental Entities; 10/27/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc. – issuance of stock certificates; 10/28/99 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.; 11/20/00 Stan Lee Media, Inc. Common Stock Certificate No. C0615
for 37,500 shares in the name of Continental Entities
SM0023727-23750
10/18/00 Letter from Jeffrey D. Segal, Esq. to Pershing Securities re Stan Lee Media, Inc. – 37,500 shares in the name of Continental Entities
SM0023751-23753
Various 10/23/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 sale of 35,000 Shares of Common Stock sof Stan Lee Media,
Inc. – Susan Pittsburg; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith
re Stan Lee Media, Inc. – 35,000 shares in the name of Susan Pittsburg; 10/13/00 Seller’s Rule 144 Letter re Susan Pittsburg; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of
35,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00 Merrill Lynch Brokers Rule Representation Letter re 35,000 shares
in the name of Susan Pittsburg
SM0023754-23762
Various 10/24/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media,
Inc. – I.C. Siegel & Patricia Q. Siegel JTWROS; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and FFP Securities re Stan
Lee Media, Inc. – 15,000 shares in the name of I.C. Siegel & Patricia Q. Siegel JTWROS; undated Rule 144 Seller’s Representation Letter re 15,000 shares in the name of I.C. Siegel & Patricia Q. Siegel JTWROS; 10/24/00
Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Irving C. Siegel & Patricia Q. Siegel JTWROS; undated Rule 144 Broker’s Letter re
15,000 shares in the name of Irving C. Siegel & Patricia Q. Siegel; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0530 for 10,000
shares in the name of I.C. Siegel & Patricia Q. Siegel JTWROS; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0551 for 5,000 shares
in the name of I.C. Siegel & Patricia Q. Siegel JT WROS
SM0023763-23771
Various 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Mutual Service Corporation re Stan Lee Media, Inc. – 37,500
shares in the name of Continental Entities; 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 37,500 Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities;
undated Rule 144 Seller’s Representation Letter re 37,500 shares signed by Stanley L. Compton, Secretary; 10/18/00 Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 37,500 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 10/20/00
letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. to Restricted Shares of Stan Lee Media, Inc. (37,500) Shares of Common
Stock, Cusip# (85285P101), Certificate C0615
SM0023772-23778
Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000 Shares of Common Stock of Stan Lee Media, Inc. – Kenneth Bald; 09/12/00 Rule 144 Seller’s Representation Letter re 15,000 shares in the name of Kenneth Bald; 10/20/00 Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Kenneth Bald; 11/02/00 letter
from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Baid (sic)
SM0023779-23785
Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. – Web Rewards, Inc.; 11/09/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 50,000 shares in the name of Web Rewards, Inc.; undated Rule
SM0023786-23791
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BATES NOS.
CATEGORY
144 Seller’s Representation Letter re 50,000 shares in the name of Web Rewards, Inc.; 10/26/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 50,000 shares of common stock of Stan Lee
Media, Inc. by Web Rewards, Inc. Various 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re Rule 144 Sale of 124,200 Shares of Common Stock of Stan Lee Media, Inc. – Arthur M. Lieberman; undated Notice of Proposed Sale of Securities
on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M. Lieberman (page 1 only) Rule 144 Seller’s Representation Letter (Long Form) re 124,200 shares in the name of Arthur M. Lieberman Rule 144 Seller’s Representation Letter (Short Form) re 124,200 shares in the name of Arthur M. Lieberman.;
undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 124,200 shares of common stock of Stan Lee Media, Inc.
by Arthur M. Lieberman; 10/12/00 U.S. Clearing Corp. Brokers Representation Letter re 124,200 shares; 10/19/00 letter from Lieberman & Nowak, LLP to Stan Lee Media, Inc. re My Letter of September 22, 1999;
11/09/00 letter from Stan Lee Media, Inc. to Lieberman & Nowak, LLP
SM0023792-23805
Various 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. – Blake R. Lindquist; 11/21/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Morgan Stanley Dean Witter re Stan Lee Media, Inc. – 25,000 shares in the name of Blake R. Lindquist; 11/16/00 Seller’s Rule 144 Letter re 25,000 shares in the name of Blake R. Lindquist; 11/16/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by
Blake R. Lindquist; 11/16/00 Morgan Stanley Dean Witter Broker’s Representation Letter re 25,000 shares in the name of Blake R. Lindquist;
10/26/00 Dean Witter Reynolds, Inc. Corporate Account Agreement & Enabling Resolutions re Hollywood Holdings
SM0023806-23815
Various 11/21/00 letter from stlm to Securities Transfer Corporation re Rule 144 Sale of 210,000 Shares of Common Stock of Stan Lee Media, Inc. – The Trust
Company of United Mizrahi Bank, Ltd by Assignment from Excelsior Productions; 11/21/00 Stan Lee Media, Inc. Officer’s Certificate re 210,000
shares in the name of The Trust Company of United Mizrahi Bank, Ltd; 11/21/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Brockington Securities, Inc. re Stan Lee Media, Inc. – 210,000 shares in the name of The Trust Company of United Mizrahi Bank, Ltd; 11/15/00 letter from The Trust Company of United Mizrahi Bank, Ltd to Brockington Securities re Rule 144k Sale; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 210,000
shares of common stock of Stan Lee Media, Inc. by The Trust Company of United Mizrahi Bank, Ltd.
SM0023816-23825
Various 11/22/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 sale of 77,800 Shares of Common Stock of Stan Lee Media, Inc. – Keith Nowak; undated Seller’s Rule 144 Representation Letter re 77,800
shares in the name of Keith Nowak; undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 77,800 shares of
common stock of Stan Lee Media, Inc. by Keith Nowak; 11/22/00 Merrill Lynch Broker’s Representation Letter re 77,800 shares in the name of Keith
Nowak
SM0023826-23831
11/27/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and SOS Resource Services, Inc. re Stan Lee Media, Inc. – 200,000 shares in the name of Celebrity Enterprises; Stan Lee Media, Inc. Officer’s Certificate re
200,000 shares in the name of Celebrity Enterprises
SM0023832-23834
Various 11/29/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 171,500 shares in
the name of P.F.P. Family Holdings, LP; 11/27/00 Rule 144 Seller’s Representation Letter re 171,500 shares in the name of P.F.P. Family
Holdings, LP; 11/28/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PEP Family Holdings, LP (sic)
SM0023835-23841
Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media,
Inc. – Continental Entities by Assignment from Hollywood Holdings; 12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the name of Continental Entities; 12/05/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Mutual Service Corporation re Stan Lee
SM0023842-23853
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CATEGORY
Media, Inc. – 25,000 shares in the name of Continental Entities; undated Rule 144 Seller’s Representation Letter re 25,000 shares in the name of Continental Entities; 12/01/00 Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 12/05/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (25,000) Shares of Common Stock, Cusip# (85285P101), Certificate # C0995; undated Irrevocable Stock or Bond Power re 25,000 shares signed by E.D. Walker; 10/05/00 Stan Lee Media, Inc. Common
Stock Certificate No. C0995 for 25,000 shares in the name of Hollywood Holdings
Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan Lee Media,
Inc. – Continental Entities; 12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the name of Continental Entities; 12/05/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and
Mutual Service Corporation re Stan Lee Media, Inc. – 25,000 shares in the name of Continental Entities; Rule 144 Seller’s Representation Letter re
25,000 shares in the name of Continental Entities; 12/01/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Continental Entities; 12/05/00 letter from Mutual Service Corporation to Jeffrey D.
Segal, Esq. re Restriced Shares of Stan Lee Media, Inc. (25,000) Shares of Common Stock, Cusip # (85285P101), Certificate # C0614; 11/02/99 Stan Lee Media, Inc. Common Stock Certificate No. C0614 for 25,000 shares in
the name of Continental Entities
SM0023854-23864
Various 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 200,000 Shares of Common Stock of Stan Lee Media,
Inc. – SOS Resource Services, Inc.; 11/06/00 Stan Lee Media, Inc. Officer’s Certificate re 200,000 shares in the name of SOS Resource Services, Inc.;
12/06/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Access Securities re Stan Lee Media, Inc. – 200,000 shares
in the name of SOS Resource Services, Inc.; 11/30/00 letter from SOS Resource Services, Inc. to Access Securities re sale of 200,000 shares;
11/30/00 of Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 200,000 shares of common stock of Stan Lee Media,
Inc. by SOS Resource Services, Inc.; 12/01/00 letter from Access Securities to Stan Lee Media, Inc. re 200,000 shares in the name of SOS Resource
Services, Inc.
SM0023865-23873
Various 12/15/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 80,000 shares in
the name of P.F.P. Family Holdings, LP; 12/13/00 Rule 144 Seller’s Representation Letter re 80,000 shares in the name of P.F.P. Family
Holdings, LP; 12/13/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed sale of 80,000 shares of common stock of Stan Lee
Media, Inc. by P.F.P. Family Holdings, LP; 12/14/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re P.F.P. Family Holdings, LP;
SM0023874-23879
Undated Unnamed list re telephone calls SM0023880 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Michael Joseph
Getlin – 333 shares SM0023881-23891
07/28/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mark L. Hendler – 3,333 shares
SM0023892-23902
03/31/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frederick W. Howarth – 8,000 shares
SM0023903-23909
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frederick W. Howarth – 10,000 shares
SM0023910-23920
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth R. & Deborah L. Hubbert – 8,333 shares
SM0023921-23931
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frances S. Masters – 5,000 shares
SM0023932-23942
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Lynn K. Masters – 3,000 shares
SM0023943-23953
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth G. Montgomery – 2,000 shares
SM0023954-23964
05/10/00 Stan Lee Media, Inc. Purchase Form – Steven Patrick – 3,333 shares SM0023965-23967 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Steven Patrick –
3,333 shares SM0023968-23978
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Various 05/26/00 letter from Stan Lee Media, Inc. to Edith A. Pope re Stock Certificate for 3,333 shares; 05/04/00 Stan Lee Media, Inc. Common Stock
Certificate No. C0865 for 3,333 shares in the name of Edith A. Pope; 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Edith
A. Pope – 3,333 shares
SM0023979-23991
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Edward Powell – 3,333 shares
SM0023992-24002
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock - I.C. Siegel & Patricia Q. Siegel JTWROS – 10,000 shares
SM0024003-24013
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Irving C. Siegel & Patricia Q. Siegel JTWROS – 20,000 shares
SM0024014-24024
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mohammad Soltani – 4,333 shares
SM0024025-24038
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kevork K. Tashjian – 8,333 shares
SM0024039-24049
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Adrian Turcotte – 5,000 shares
SM0024050-24060
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Boyd Willat – 6,700 shares
SM0024061-24070
Undated Blank Stan Lee Media, Inc. Warrant to Purchase Common Stock SM0024071-24079 Various 01/11/00 letter from The Walt Disney Company to Robert Schultz; 07/23/99
Stan Lee Media, Inc. Warrant to Purchase Common Stock – William J. & Patricia M. Wilkinson – 16,677 shares
SM0024080-24091
05/10/00 Stan Lee Media, Inc. Purchase Form – Steven Patrick – 3,333 shares SM0024092-24093 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Steven Patrick –
3,333 shares SM0024094-24103
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frederick W. Howarth – 10,000 shares
SM0024104-24117
07/28/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mark L. Hendler – 3,333 shares
SM0024118-24131
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Michael H. Edwards 1994 Revocable Trust – 10,000 shares
SM0024132-24144
Undated Stan Lee Media, Inc. Current Ownership spreadsheet; duplicate Stan Lee Media, Inc. Current Ownership spreadsheet
SM0024145-24146
11/07/00 Astor Capital, Inc. Proposed Equity Draw Down and Convertible Debentures Summary of Proposed Terms/Private Placement
SM0024147-24161
Undated File folder label, "Board &I Executive List” SM0024162 Various Undated email from Christine Plummer/Stan Lee Media, Inc. to
advisory@stanleemedia.com re Board Meeting/Conference Call; 08/30/00 Agenda for the Meeting of Stan Lee Media, Inc. ; 08/28/00 Executive Summary of Stock Purchase Agreement with Conan Properties, Inc.
SM0024163-24168
Various 06/26/00 Stan Lee Media, Inc. Memorandum to Board of Directors from Rick Madden re June 27th Board of Directors meeting; Agenda – Board
Meeting, Tuesday, June 27th, 200, 2:00 P.M.; unsigned Agreement and Plan of Merger by and between Stan Lee Media, Inc., a Colorado corporation and
Stan Lee Media, Inc., a Delaware corporation
SM0024169-24180
06/21/00 Draft Global Emerging Markets Convertible Debenture SM0024181-24182 Undated Document entitled, “Lake Sherwood Securities Limited” SM0024183-24186 06/16/00 Letter from Mitchell, Silberberg & Knupp, LLP to Katten, Muchin, Zavis re
Bryce Zabel/Stan Lee Media SM0024187-24189
06/16/00 Letter from Stan Lee Media, Inc. to Jack Baum, M.D. re acquiring all assets of Conan Properties, Inc.
SM0024190-24194
05/19/00 Minuets of a Meeting of Board of Directors of Stan Lee Media, Inc. SM0024195-24199 09/21/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Deborah A.
Schlichting – 5,000 shares SM0024200-24214
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Deborah A. Schlichting – 15,000 shares
SM0024215-24227
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Deborah A. Schlichting – 5,000 shares
SM0024228-24240
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Bromberg Family Trust – 10,000 shares
SM0024241-24253
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton Family Trust - 20,000 shares
SM0024254-24267
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton Family Trust – 2,500 shares
SM0024268-24278
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Cameron SM0024279-24291
{Client\4211\00\02031311.DOC /} 170
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Compton – 1,000 shares 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Shannah L.
Compton – 1,000 shares SM0024292-24304
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Lon & Jaye Getlin – 3,333 shares
SM0024305-24315
04/03/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Christopher Chen – 4,000 shares
SM0024316-24325
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth B. Avery – 8,333 shares
SM0024326-24336
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mohammed Soltani – 4,333 shares
SM0024337-24349
Undated Various signature pages of unknown document SM0024350-24356 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Bonner W.
Adams – 16,666 shares SM0024357-24390
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth Bald – 15,000 shares
SM0024391-24402
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Charles J. Blomme – 5,000 shares
SM0024403-24424
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Andrew J. Brindock – 2,000 shares
SM0024425-24435
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Bromberg Family Trust – 10,000 shares
SM0024436-24446
Various 02/17/00 fax from Prudential Securities, Inc. to Stan Lee Media, Inc. re Georges Cibaud; 07/23/99 Stan Lee Media, Inc. Warrant to Purchase
Common Stock – Georges Cibaud – 3,333 shares
SM0024447-24459
Various 12/14/99 Pershing check stub no. 3003182962 in the amount of $25,538.38 made payable to Compton Family Trust; 05/13/99 Stan Lee Media, Inc.
Memo to Stan Compton re Warrants; 07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton Family Trust – 22,500 shares
SM0024460-24472
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton Family Trust – 2,500 shares
SM0024473-24483
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Cameron L. Compton – 1,000 shares
SM0024484-24494
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Shannah L. Compton – 1,000 shares
SM0024495-24505
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Michael H. Edwards 1994 Rev. Trust – 10,000 shares
SM0024506-24516
Various 06/21/99 facsimile transmittal sheet from Morton Feldman to Mr. Peter F. Paul re My Error; 07/23/99 Stan Lee Media, Inc. Warrant to Purchase
Common Stock – Morton Feldman – 5,000 shares
SM0024517-24529