THE DEVELOPMENT OF

NATIONAL CONFORMITY

ASSESSMENT SYSTEM BASED ON

INTERNATIONAL STANDARDS

ISO/IEC IN THE FIELD

OF CONFORMITY ASSESSMENT

1

DR., PROF. I. ARONOV,

HEAD OF DEPARTMENT ON CONFORMITY

ASSESSMENT RUSSIAN RESEARCH

INSTITUTE

FOR CERTIFICATION,

DEPUTY HEAD of TC ON STANDARDIZATION

“CONFORMITY ASSESSMENT”,

CASCO EXPERT

WHAT ARE THE ORIGIN AND NATURE

OF NON-TARIFF OBSTACLES IN

INTERNATIONAL TRADE?

REQUIREMENTS RELATED TO

PRODUCTS IN TECHNICAL

REGULATIONS (TRs) AND

STANDARDS (STs)

CONFORMITY ASSESSMENT

PROCEDURES

2

WHAT IS HAPPINING IF YOU PLAY

NOT BY RULES

3

WTO PRINCIPLES TO AVOID

THE TECHNICAL BARRIERS

HARMONIZATION AND

EQUIVALENCE

NON-DISCRIMINATION

TRANSPARENCY

4

CONFORMITY ASSESSMENT

(CA) PROCEDURES

CONFORMITY ASSESSMENT PROCEDURES

ARE ANY PROCEDURES USED DIRECTLY

OR INDIRECTLY TO DETERMINE THAT

RELEVANT REQUIREMENTS IN TRs OR STs

ARE FULFILLED

SOURCE: TBT

AGREEMENT

BY WTO

5

EXAMPLES OF CA PROCEDURES

CERTIFICATION OF CONFORMITY

SUPPLIER’S DECLARATION OF

СОNFORMITY

TESTING

6

INTERNATIONAL LEVEL FOR DEVELOPING

STANDARDS AND GUIDELINES FOR

CA PROCEDURES

ISO COUNCIL COMMITTEE ON

CONFORMITY ASSESSMENT

7

STRUCTURE OF CASCO 8

THE MAIN GOALS OF CASCO

ACTIVITIES

ANALYSIS OF METHODS FOR CA OF PRODUCTS,

PROCESSES, SERVICES OF REQUIREMENTS OF THE

STs

PREPARATION OF INTERNATIONAL STs AND

GUIDELINES FOR TESTING, CERTIFICATION OF

PRODUCTS, PROCESSES AND SERVICES, AS WELL

AS THE ASSESSMENT OF ACCREDITATION

PROMOTING MRAs AND THE DEVELOPMENT OF

REGIONAL AND NATIONAL CA SYSTEMS

9

NATIONAL LEVEL FOR

DEVELOPING STANDARDS

FOR CA PROCEDURES

10

STRUCTURE OF THE TECHNICAL

COMMITTEE "CONFORMITY ASSESSMENT"

TC «CA» TC «CA»

Fundamentals

of CA

Fundamentals

of CA Accreditation Accreditation CA CA

CA of

electric

equipment

CA of

electric

equipment

WG “COORDINATION” WG “COORDINATION”

11

MEMBERS OF TC

"CONFORMITY ASSESSMENT"

THE REGULATORS (STATE SURVEILLANCE

AUTHORITIES)

THE NATIONAL ACCREDITATION BODY

THE INDUSTRIES (GOVERNMENT AND NON-

GOVERNMENT ENTERPISES)

THE SCIENTIFIC AND RESEARCH

INSTITUTES

THE CERTIFICATION BODIES

12

THE MAIN GOALS OF THE NATIONAL

STANDARDS SYSTEM

UNIFIED APPROACH TO CONDUCTION

OF CA PROCEDURES FOR DIFFERENT

USERS

PROMOTION OF THE CONFORMITY

ASSESSMENT PRACTICES

OPTIMIZATION OF THE CA

PROCEDURES

TRUST TO RESULTS OF CA

13

STRUCTURE OF THE NATIONAL

STANDARDS SYSTEM

THE 1-ST GROUP - NATIONAL STs DEVELOPED DIRECTLY (FULLY OR PARTIALLY) ON THE BASE OF INTERNATIONAL STs

THE 2-ND GROUP - NATIONAL STs OF ELECTRICAL EQUIPMENT HARMONIZED WITH THE DOCUMENTS OF THE IEC

THE 3-RD GROUP - NATIONAL STs, ESPECIALLY DEVELOPED FOR IMPLEMENTATION THE ADOPTED TECHNICAL REGULATIONS

THE 4-TH GROUP - NATIONAL STs ESPECIALLY DEVELOPED FOR VOLUNTARY CERTIFICATION OF PRODUCTS, SERVICES

14

NATIONAL STs FULLY HARMONIZED

WITH INTERNATIONAL STs ISO/IEC

№ Standard name

GOST R ISO/IEC 17000-2009 CA –Vocabulary and generals principles

GOST R ISO/IEC 17007-2011 CA – Guidance for drafting normative documents

suitable for conformity assessment

GOST R ISO/IEC 17011-2009 CA – General requirements for accreditation

bodies accrediting conformity assessment

bodies

GOST R ISO/IEC 17020-2010 CA – General criteria for the operation of various

types of bodies performing inspection

GOST R ISO/IEC 17021-2008 CA – Requirements for bodies providing audit

and certification of management systems

15

№ Standard name

GOST R ISO/IEC 17024-2011 CA – General requirements for bodies

operating certification of persons

GOST R ISO/IEC 17025-2009 CA – General requirements for the competence

of testing and calibration laboratories

GOST R ISO/IEC 17030-2007 CA – General requirements for third party

marks of conformity

GOST R ISO/IEC 17040-2010 CA – General requirements for peer

assessment of CAB and AB

GOST R ISO/IEC 17050-1-2009 CA – Supplier’s declaration of conformity –

Part 1. General requirements

GOST R ISO/IEC 17050-2-2009 CA – Supplier’s declaration of conformity –

Part 2. Supporting documentation

GOST R ISO/IEC 65:96 CA – General requirements for bodies

operating product certification systems

16

EXAMPLE OF NATIONAL STANDARD

WHITCH ARE SPECIFIED CA

FOR PRODUCTION

GOST R 53063-2009 “CONFORMITY

ASSESSMENT. PRODUCT

CERTIFICATION SCHEMES OF THE

RUSSIAN FEDERATION”

17

EXAMPLE OF SCHEMES CERTIFICATION FOR

INNOVATIVE PRODUCT

Scheme type 8 = analysis of the design documentation

Scheme type 9 = analysis of the design documentation + model test

Scheme type 10 = analysis of the design documentation + model test

+ test of one or more samples of product

TYPE 8 TYPE 10 TYPE 9

18

CONCLUSION

The developing the national standards

system for CA on the base of CASCO

international documents provides:

to accelerate the elaboration of domestic

standards

to reduce unnecessary barriers in the

trade

to promote MRAs

19

THANKS FOR ATTENTION

20