Post on 16-Sep-2020
transcript
TOTAL ACCOUNT ACCESSPULSE USER GUIDE
FOR CORPORATES AND INSTITUTIONAL INVESTORS ONLY
Release 4
April 2019
CR
OS
S-A
SS
ET
RESEARCH
INVESTMENT & RISK MANAGEMENT SOLUTIONS
EXECUTION
PRIME SERVICES
Your partner in
Global Business
– 1 –
CONTENTS
WELCOME TO PULSE 3
HOME PAGE 4
ACCOUNT FILTERS 5
Creating Account filters 6
Editing Account filters 7
Removing Account filters 7
DASHBOARD 8
Trades 8
Positions 9
Balance 9
Trading Event 10
REPORTING 11
Reports 11
Report Builder 11
Scheduling 13
File Explorer 16
Statements 17
ALLOCATION 19
Summary View 19
Allocation Console 20
MATCHING 21
Preset Trade Matching 22
PORTFOLIO ANALYTICS / GPMxA 23
LINKS 24
APPENDIX 25
Pulse Standard Reports 25
Pulse Specific Reports 29
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MULTI ASSET
Reporting
REPORTING
ANALYTICS
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WELCOME TO PULSE
SG Markets Pulse provides direct access to real-time* and historical
transactions (up to two years), position and balance data for all asset
classes, namely listed derivatives, equities, FX, bilateral, cleared OTC, and
fixed income.
Customized reporting, portfolio-level computations, access to top day
allocations, trade reconciliation, and a sophisticated analytics tool are among
many benefits that Pulse offers.
*Please note that real-time is subject to timely receipt of data from third party providers
INTERACTIVE
HOME PAGE
Presentation “Back View”
Presentation “Front View”
The home page consists of 9 sections:
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MenuThis section has links to the portal
modules.
Summary
This section offers a visual summary of key
account data, including cash balance,
market value of assets in account, market
value of other assets and net liquidating
value
StatementsUsers can click on a row to pull up the most
recent statement for an account.
Messages Displays industry news and messages.
News Provides links to SGCIB news and articles.
Documents
This area will contain documents, reports,
etc. posted by your Client Service
Representative.
Accounts
Area where user selects date and account
filter. Changing these fields will reflect on
the summary and statement sections of the
home screen.
Main contacts
Displays contact numbers and e-mail
addresses for your Client Services
contacts.
Today’s Schedules Current status of scheduled reports.
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ACCOUNT FILTERS
Account filters represent groups of accounts and are maintained by users.
With filters, users can focus on subsets of the accounts to which they have
access. If, for example, one has access to 50 accounts, and he/she wants to
run a report on the futures accounts only, this can be accomplished by
creating a filter consisting of those accounts.
The accounts within a filter are listed below the filter drop-down menu.
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You can also visualize the underlying accounts of your filters in the other
dashboards (trades, positions…).
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Creating Account Filters
To create a new Account Filter:
1. Click the “Manage” button on the “Accounts” widget to open the Account
filter configuration page then click on “Add Account Filter”
2. The following pop-up will appear. Set the new account filter’s name and
click on “save”.
3. Lookup accounts using one of the three search criteria:
▪ Search Account by Customer
▪ Search by Account
▪ Search Account by Salesman
1. Lookup accounts using one of the five search criteria:
4. Select accounts and add them in the account filter.
5. The accounts will then appear in the account filter details on the top
right of the window. Once you have added the needed accounts, click
on “OK” on the bottom right corner.
6. The new account filter appears on your list of account filters
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Editing Account Filters
To edit an account filter:
1. Click on the orange button on the line corresponding to the account filter
you want to edit.
2. Then proceed as if you were creating an account filter.
Removing Account Filters
To remove an account filter click on the red button which represents a bin on
the line corresponding to the account filter you want to delete then confirm
that you want to delete the account filter by clicking on the “delete” button:
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DASHBOARDS
The Pulse dashboards offer direct access to multi-asset real-time
transactions, positions and balance data which is displayed directly on the
screen. Users have the option to copy, print or export the data to a CSV or
PDF file. In addition, there is a search box which covers data in all fields
displayed, both alpha and numeric. Also to note, symbols can be customized
to the user’s preferred notation – exchange, Bloomberg, or Reuters.
Trades
To view trade details:
1. Select the asset class which interests you (Futures in this example).
And click on “Trade” to access the transactions.
2. On top of the next page, select the date of interest and the relevant
filter.
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3. Transaction data will appear on the screen. Two additional levels of
more granular information can be obtained by clicking on the first row
of fields, then clicking on the second as seen in the screenshot below.
4. You can customize this view by hiding/showing columns or modify the
number of lines displayed on the screen.
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Balance
To access balance detail, click on “Balance” in the menu, then follow the
same steps as to retrieve transactions and positions details.
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Positions
Follows steps 1-4 listed above to retrieve position details, selecting “Position
& Valuation” rather than “Trade” in the menu:
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Trading Event
This module applies to listed derivatives. It displays significant dates, such
as last trade and first delivery date, pertaining to futures. A second level of
information can be accessed by clicking on the first row.
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Report Builder
Report Builder is divided into three areas: Customer, Private and Public.
To access the list of existing reports for each category (Private, Public,
Customer), click on “View Reports” to expand the tab corresponding to the
right type of report as shown below.
Open a report
Clicking on a report will open it in the report builder:
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REPORTING
The “Reporting” menu consists of 5 modules described below:
Reports
This section offers 150+ different reports available in different formats. For
the list of reports available in Pulse, please refer to the Appendix.
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Create a new report
1. Select the “New” icon in the toolbar of the Report Builder.
2. Select the data source Universe and click on “OK”.
3. Select the relevant universe and click on “OK”.
4. The Query Panel will display. Select the fields from the folders within the
universe and drag them to the Result Objects or Query Filters. The
arrows can be used as well to move individual fields.
5. Once completed, click on “Run Query” on the top right side of the
screen.
6. Once prompted, select the report date and click on “Run Query”. The
report will display on the screen.
At this point, the user can modify the report using the toolbar functions.
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Scheduling
A list of reports that users can schedule for delivery is included in the
Appendix. Schedules created at an individual user level will be delivered to
the user by e-mail. Depending of the user’s role, he/she may be able to
schedule Customer level reports to share with other users that belong to the
client.
Schedule a report
1. Click on “Schedule Creation” under “Scheduling”.
You will get to the following page where all the schedules are displayed. The
personal schedules are displayed under the tab “User Schedules”.
2. Click on “Create New” to set up a new Schedule.
3. Follow the different steps of the wizard.
▪ Choose the schedule name and select the relevant account filter then
click on “Next”.
▪ Select “Standard” or “Custom”.
▪ Select the desired report from drop-down menu.
▪ Select the relevant Account Filter.
▪ Select the filter Type (refers to time frame relevant to report type i.e.
Prior Day, Month to Date). For top-day reports, users can specify
days of the week, time range and intervals for delivery and time zone.
▪ Select the output format (Format options vary by report).
▪ Check “Send Blank Report” option to have blank files sent when there
is no relevant data for the report.
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▪ You can customize CSV files if you choose this format and also the
file name (for example if you wish to specify the date at the end of the
file name).
▪ Use CC and BCC fields as needed to add recipients to the schedule.
Type in the recipient’s e-mail address and select from the resulting
options. Note that recipient e-mails are limited to those linked to the
client.
▪ Save Schedule by clicking on “Submit Query”.
The new schedule appears in the list under “User Schedules”. It can be run,
edited and deleted at any time using the buttons on the tool bar as shown
below. It is also possible to run a schedule for an historic date.
Set up a FTP/SFTP schedule
The restrictions to use FTP schedules are the following:
▪ FTP schedule delivery is an option only available when setting up a
customer schedule.
▪ A user must have the following permission to use customer schedule:
CREATE_CUSTOMER_SCHEDULES
To set up a FTP delivery schedule, proceed as followed :
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When creating a customer schedule:
1. Go under the tab “Delivery Configuration”.
2. Under “FTP Configuration” tick the box “Send to local (SG) FTP Server:
“FTP_server_name”.
3. Users have the possibility to protect the files sent using PGP encryption.
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Monitoring
The Schedule Monitor allows users to check on the status of their scheduled
reports. The Status field will indicate the status of the schedule “SUCCESS”,
“FAILED”, “GENERATING_REPORT”…, as well as the time the report was
completed. Additionally, users can access the files from this page.
Additional Information on Report Scheduling
Availability of data for the various time frames is as follows:
Prior Day (T-1) available top-day; runs Tuesday through Saturday
Top Day (T=0) top-day data; can be delivered in 10, 30 or 60 minute intervals
Month-to-Date available top-day; covers first day of month through last business
day
Previous Month available as of the 1st of the following month (Sunday excluded)
Last Day of Last Month available as of the 1st of the following month
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File Explorer
File Explorer provides a view of the Pulse dedicated FTP server. Any
customer with access to SG FTP server can see the contents of it through
his/her Pulse access. Users can delete, upload, download files or create a
directory as on any Explorer.
Find a file
1. Click on the “File Management” link.
2. Click on the folder icon with the relevant customer name.
3. A list of files will appear along with an icon. Click on the icon to open the
file.
Upload a file
1. Click Browse.
2. Select the file.
3. Click on “Open”.
4. Click on “Upload”.
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Statements
Users can access daily and monthly statements either through the Home
Page or the Reporting menu. The date selected on the filter will determine
the statement date.
Home Page:
Reporting menu:
In the “Statements” section, after selecting daily or monthly, the statement
screen will display a list of accounts. The statement can then be accessed
simply by clicking the row referencing the account. It will display on the
screen and can be downloaded by clicking on the file item.
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Confirmations:
To access securities confirmations, users can either :
1. Click on “Confirmations” inside the “Statements” widget on the home
page
2. Navigate to “Reporting”>”Statements”>”Confirmations”
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ALLOCATION
Summary View
The “Summary View” provides graphic displays of trade matching results for
the current day, showing matched trades, trades by broker, lots by broker,
lots by exchange and lots by contract.
To view top-day allocation results, navigate to “Allocation” > “Summary
View”.
Based on the filter selected, this will lead to the Matched Trades screen
which shows detail on trades with the top 5 executing and clearing brokers:
matches and breaks, matches only and breaks only.
The Trades & Lots Breakdown tab shows the number of trades and lots by
executing broker, the number of lots by exchange and the number of lots by
contract.
Both screens can be customized using the drop down menus at the top of
the screen to narrow down trade type (break vs. match) executing broker,
clearing broker, exchange and contract.
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Allocation Console
To access the topday “Allocation Console”, navigate to
“Allocation” > “Allocation Console”.
The “Allocation Console” allows to monitor the intraday trade matching and
perform manual bookings depending on permissions:
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MATCHING
Trade Matching
The Reconciliation Matching Engine is a web-based tool that allows users to
deposit a trade recap file to match against their prior/top-day positions held
at SGCIB. Users can perform any of the seven different types of matches:
Positions, Trades from Today, Trades from Today with Carryovers, Trades
Posted Yesterday, Net Positions, Positions by Trade Price and Custom.
There are two main features of the Matching Engine. The first is the ability
for users to map their file specifications to match SGCIB’s recap system.
There is no set recap template that users have to follow. The second feature
is a progress bar that shows the percentage of trades (from 0 to 100)
matched.
Un-matched trades appear and notify the client that either (1) the trades
have yet to be posted to SGCIB or (2) additional mapping must be done to
complete the match.
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Preset Trade Matching
For trade volumes exceeding 10,000 records, clients can leverage the
Preset Trade Matching tool. It can match up to 6 business days, top-day
included. This application allows for comparison of client files to Socgen’s
data from GMI. Users can either manually upload their file through the UI or
deliver the file via FTP. Match results are delivered to the client once
available. The process is typically completed in less than 10 minutes,
depending on the file size.
By default, matching is done based on account; however, users can opt to
match by Broker. In this case, “as of” trades date will be included in the
match, not only top-day trades. For example, a trade from the previous day
that cleared top-day would be included. To avoid this, users can check the
“Exclude” option.
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The fields needed for completion of a match are listed in the table below.
Using the Preset Trade Matching user interface, clients can work with their
CSRs to map the above fields.
There are four potential match results:
1. Matched: All the columns in Mandatory Matching Criteria are the same
for both Client and SGCIB.
2. Mismatched Client: Quantity mismatched. All the columns in Mandatory
Matching Criteria are the same for both Client and SGCIB sides except
Quantity.
3. Client Only: Client side data has record(s) that SG does not have.
4. GMI Only: SG has record(s) that do not appear in the client file.
Column Name Data Type Notes
ACCOUNT_ID String GMI Account ID (Firm + Office + Account)
BUY_SELL_IND String B, S
CALL_PUT_IND String Options - C, P
Futures - <an empty space>
CONTRACT_YEAR_MONTH String yyyyMM
EXCHANGE String GMI Exch Code like 01, 02
PRICE BigDecimal By default rounded to Six digits.
SETTLEMENT_DATE Date LME / Fx only otherwise sysdate
STRIKE_PRICE BigDecimal By default rounded to Six digits.
Options – non-zero
Futures – zero
SYMBOL String Future/EquityOption symbol like ED
TRADE_DATE Date
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PORTFOLIO ANALYTICS / GPMxA
GPMxA (Global Portfolio Monitoring Cross Asset-Class) assists investors in
monitoring and analyzing their managed accounts across multiple strategies
and asset classes. This tool offers interactive charts and graphs covering
performance and risk at the portfolio, account and position level.
For additional information on this tool, please contact your SGCIB
Client Service Representative.
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LINKS
Through the Links heading, clients can access the following:
Trading, FX and OTC
▪ Fidessa Setup Information: a multi-asset workflow tool for derivatives
and equities
▪ Markitwire: an affirmation platform for OTC fixed income and Interest
Rate products
▪ Traiana Risk Management (TRM), a credit check tool for clients
trading on SEFs (Swap Exchange Facilities).
Useful Info
▪ Contract and Market Specs (FOW)
Help
▪ Pulse User Guide
Settlement Instructions
▪ SG Securities Australia
▪ Newedge Singapore
▪ SG Newedge UK
▪ SG Americas Securities
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Type Report name
Trades Daily FX Trades
Daily Trade Journal
Monthly FX Trade
Monthly Trade Journal
Positions FX Positions
Global Positions Report
Open Repo
OTC Options Exercise
Cash Cash Journal Report
Detailed Margin Report
Regulatory Reporting Client Money Report
Location Report
NLV & Risk Excess/Deficit Report
NLV Report
APPENDIX
Pulse Standard Reports
Statements
Multi-Asset
DPS
Fixed Income
Report name
Failing Trades - FI
Paid Coupons - FI
Pending Coupons - FI
Pending Trades - FI
Settlement Date Activity - FI
Settlement Date Cash Analysis - FI
Settlement Date Positions - FI
Trade Date Activity - FI
Trade Date Cash Analysis - FI
Trade Date Positions - FI
Report name
GMI Statement Daily
GMI Statement Monthly
Singapore GST Statement Monthly
Confirmations
Report name
DPS Borrow Cost
DPS Daily Synthetic MTM
DPS Daily Trades
DPS Daily Unwind
DPS Detailed Position
DPS Dividend Coupon
DPS Funding Cost
DPS Payment
DPS Reset
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Listed Derivative
Report name
Account Value Using Collateral Face
Activity
Activity Details by Account
Activity Summary
Balances & Equity by Currency
Collateral Summary and Valuation
Commission & Fee Breakdown
Commission Rates
Cumulative Position Summary
Currency Balance Matrix by Entity
Detailed Position Listing
Enhanced EOD Trades
IFTT Report
Inclusive Commissions
Margin & Daily Settlements
Margin Statements
Margin to Equity Ratio
Matrix of Options by Sector
Position Detailed
Position Summary
Positions by Account & Product
Positions by Product & Account
Prelim of all Top-Day Trades
Prelim Summarized by Price
Prior Day(s) Activity (GMIST4TXT)
Prior Day(s) Activity Extended (GMIST4TXT_EXT)
Prior Day(s) Balances
Prior Day(s) Balances (GMIMNYTXT)
Prior Day(s) Balances Extended (GMIMNYTXT_EXT)
Report name
Prior Day(s) Collateral Summary
Prior Day(s) Open Positions (GMIPOSTXT)
Prior Day(s) Open Positions Extended (GMIPOSTXT_EXT)
Prior Day(s) Positions by Account
Prior Day(s) Positions by Contract
Profit Details
Profit Summary
Purchase & Sale
Purchase & Sale Details by Account
Purchase & Sale Summary
Real-time or Prior Day(s) Cash Activity (GMIPNDTXT)
Real-time or Prior Day(s) Transactions (GMITRNTXT)
Real-time or Prior Day(s) Transactions Extended (GMITRNTXT_EXT)
Real-Time Transactions
SPAN Margin
Trading Event Calendar
Variation Detailed by Account
Variation Overview
Variation Summarized List
Volumes Grouped by Time
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Equities
Type Report name
Cash Analysis Cash Entries
Equity
Interest Activity
Margin Risk
Settlement Date Cash Analysis - EU
Settlement Date Cash Analysis - USA
Short Stock Detail
Trade Date Cash Analysis - EU
Trade Date Cash Analysis - USA
Trades Daily Trades
Failing Trades
Option Assignments
Pending Trades
Settled Trades
Trades by Date Range
Positions Position Detail
SEG
Settlement Date Combined Positions by Country
Settlement Date Combined Positions by Sector
Settlement Date Long Positions by Country
Settlement Date Long Positions by Sector
Settlement Date Short Positions by Country
Settlement Date Short Positions by Sector
Start Of Day Positions
Start Of Day Positions - Vendor
Tax Lot
Trade Date Combined Positions by Country
Trade Date Combined Positions by Sector
Type Report name
Trade Date Long Positions by Country
Trade Date Long Positions by Sector
Trade Date Short Positions by Country
Trade Date Short Positions by Sector
Profit and Loss Profit and Loss
Realised Profit and Loss
Dividends Paid Dividend
Pending Dividend
IntraDay Trades Intraday Daily Trades
Intraday Pending Trades
IntraDay Positions Intraday Trade Date Asset Valuation Combined Positions By
Country
Intraday Trade Date Asset Valuation Combined Positions By Sector
Intraday Trade Date Asset Valuation Long Positions By Country
Intraday Trade Date Asset Valuation Long Positions By Sector
Intraday Trade Date Asset Valuation Short Positions By Country
Intraday Trade Date Asset Valuation Short Positions By Sector
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Foreign Exchange
Span Files
Reference Data
Cleared OTC
Type Report name
Top Day Reports Limit Utilisation
OTC Cleared Real Time Trades Report
OTC Cleared Trade Registration Report
T+1 Reports Daily Billing Report
Daily Cash Activity Report
Daily Cash Flow Report
Daily Margin Excess Deficit Report
Daily Margin Report
Daily Positions Report
Daily Settled Cash Report
Daily Statement
Daily Trades Report
Monthly Reports Monthly Billing Report
Monthly Cash Activity
Monthly Consolidated Statement
Monthly Settled Cash Report
Monthly Trades Statement
ISDA CCS ISDA CCS Account Summary
ISDA CCS Collateral Holding
ISDA CCS Daily Activity
ISDA CCS Position and Trades
Report name
FX Commission Rates
FX Currency Pair
FX Money Balance
FX Net Currency Exposure
FX Open Positions
FX Open Trades
FX Options - Open Positions
FX Trades
Report name
Conversion Rates
Currency Account Types
Exchange Codes
Product Codes
Report name
XML Positions
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Pulse Specific Reports
EMIR Reports
Report name
EMIR Assisted View CDS - CSV
EMIR Assisted View CFD - CSV
EMIR Assisted View CFD_DPS - CSV
EMIR Assisted View Client - CSV
EMIR Assisted View Collaterals - CSV
EMIR Assisted View Commodities - CSV
EMIR Assisted View Equity Lookalike - CSV
EMIR Assisted View Equity Options - CSV
EMIR Assisted View ETD - CSV
EMIR Assisted View ETD Topday GMITRNTXT - CSV
EMIR Assisted View ETD Topday GMITRNTXT_EXT - CSV
EMIR Assisted View ETD Topday Realtime Transaction report - CSV
EMIR Assisted View FX - CSV
EMIR Assisted View OTC - CSV
EMIR Assisted View OTC Bond Lookalike - CSV
EMIR Assisted View OTC Rates Cleared - CSV
EMIR Assisted View OTC Rates Uncleared - CSV
EMIR Assisted View OTC TRS - CSV
EMIR Assisted View Variance Swaps - CSV
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FOR MORE INFORMATION
EUROPE +(44) 207 676 8300 pulse-london@sgcib.com
AMERICAS +(1) 312 762 1003 pulse-northamerica@sgcib.com
ASIA +(65) 6326 7925 pulse-asia@sgcib.com
Société Générale Corporate & Investment Banking (SG CIB) is a marketing name for corporate and investment banking businesses of Société Générale and its subsidiaries worldwide.Execution services in the United States are offered through
SG Americas Securities, LLC (SGAS), a U.S. registered broker dealer, futures commission merchant (FCM) and swap dealer. SGAS is member of NYSE, FINRA, NFA and SIPC. Lending, derivatives and other commercial banking activities are
performed by Société Générale (SG) and its banking affiliates. Prime services is offered in the U.S. through SG’s Global Markets division. Services provided outside the United States may be provided by affiliates of SGAS. This material has
been prepared solely for information purposes, and does not constitute an offer, a solicitation of an offer or invitation, or any advice or recommendation, from SG or any of its affiliates to buy or sell any security or financial instrument or product,
or participate in any trading strategy, activity or arrangement. Not all securities or financial instruments or products offered by SG are available in all jurisdictions. This communication is not intended for or directed at retail clients/investors in or
outside the United States. It is for institutional and/or qualified investors only. Please contact your local SG office for any further information.
© 2019 Société Générale and its affiliates. All rights reserved.
CR
OS
S-A
SS
ET
RESEARCH
INVESTMENT & RISK MANAGEMENT SOLUTIONS
EXECUTION
PRIME SERVICES
Your partner in
Global Business
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