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Program Overview MAX Data Data Integrity Resources

Using Medicaid Data, or:How I Learned to Stop Worrying and Love MedMAX

Becky StaigerTDI Data Analytics Seminar

Research Assistant, The Dartmouth InstitutePh.D. Candidate, Yale Health Policy & Management

May 31, 2018

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 1

Program Overview MAX Data Data Integrity Resources

Thank You’s

HUGE thank you to Jon Skinner and everyone at the DAC!!

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 2

Program Overview MAX Data Data Integrity Resources

Goals

1 Understand concerns about MAX data

2 Understand where these concerns come from

3 Understand how to use resources

4 Use the data!

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 3

Program Overview MAX Data Data Integrity Resources

Goals

1 Understand concerns about MAX data

2 Understand where these concerns come from

3 Understand how to use resources

4 Use the data!

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 4

Program Overview MAX Data Data Integrity Resources

Goals

1 Understand concerns about MAX data

2 Understand where these concerns come from

3 Understand how to use resources

4 Use the data!

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 5

Program Overview MAX Data Data Integrity Resources

Goals

1 Understand concerns about MAX data

2 Understand where these concerns come from

3 Understand how to use resources

4 Use the data!

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 6

Program Overview MAX Data Data Integrity Resources

Agenda

1 Program Overview

2 MAX Data

3 Data Integrity

4 Resources

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 7

Program Overview MAX Data Data Integrity Resources

Agenda

1 Program Overview

2 MAX Data

3 Data Integrity

4 Resources

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 8

Program Overview MAX Data Data Integrity Resources

History

Source: Office of the Actuary, Centers for Medicare & Medicaid Services, 2015

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 9

Program Overview MAX Data Data Integrity Resources

Medicaid Coverage

Source: Kaiser Family Foundation. “Medicaid in the United States.” June 2017.

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 10

Program Overview MAX Data Data Integrity Resources

Medicaid Organization

Federal Government

State

FMAP ($%)

TraditionalMedicaid

FFS ($)

Managed CareOrganization

Capitated Pmt ($)

(Not) For ProfitMedicaid-Only v.Commercial

FMAP = Federal Medical Assistance Percentage

FFS = Fee-for-service

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 11

Program Overview MAX Data Data Integrity Resources

Medicaid Organization

Federal Government

State

FMAP ($%)

TraditionalMedicaid

FFS ($)

Managed CareOrganization

Capitated Pmt ($)

(Not) For ProfitMedicaid-Only v.Commercial

FMAP = Federal Medical Assistance PercentageFFS = Fee-for-service

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 12

Program Overview MAX Data Data Integrity Resources

History

Source: Office of the Actuary, Centers for Medicare & Medicaid Services, 2015

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 13

Program Overview MAX Data Data Integrity Resources

Medicaid Organization

Federal Government

State

FMAP ($%)

TraditionalMedicaid

FFS ($)

Managed CareOrganization

Capitated Pmt ($)

(Not) For ProfitMedicaid-Only v.Commercial

FMAP = Federal Medical Assistance PercentageFFS = Fee-for-service

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 14

Program Overview MAX Data Data Integrity Resources

Increase in Managed Care Enrollment, 2002–2016

2002 2004 2006 2008 2010 2012 2014 20160

20

40

60

80

Year

En

rolle

es(M

illio

ns)

TotalMCO

Source: Medicaid Managed Care Enrollment Reports (missing: 2012)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 15

Program Overview MAX Data Data Integrity Resources

Agenda

1 Program Overview

2 MAX Data

3 Data Integrity

4 Resources

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 16

Program Overview MAX Data Data Integrity Resources

“Eras” of Data Development

Source: Baugh et al. “Federal Stewardship of the Medicaid Program: Strengthening Data Systems for EffectiveDecision Making.” Mathematica. July 2017.

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 17

Program Overview MAX Data Data Integrity Resources

“Eras” of Data Development

Source: Baugh et al. “Federal Stewardship of the Medicaid Program: Strengthening Data Systems for EffectiveDecision Making.” Mathematica. July 2017.

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 18

Program Overview MAX Data Data Integrity Resources

MAX Records Files

Inpatient(IP)

Drug (RX)

Long-TermCare (LT)

Other Services (OT)

Person Summary (PS)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 19

Program Overview MAX Data Data Integrity Resources

MAX Records Files

1 IP: services provided in an inpatient setting• At a “stay” level• Information available: diagnosis codes, procedure codes,

services performed in the facility

2 RX: service provided by a pharmacy• Any claim with an NDC code (e.g. drugs, durable medical

equipment)

3 LT: services provided in long-term care institutions (e.g.,nursing facilities, intermediate care facilities, psychiatrichospitals)

4 OT: everything else (e.g. office visits, ED admissions)

5 PS: summary files about utilization, expenditures at thebeneficiary × year level

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 20

Program Overview MAX Data Data Integrity Resources

MAX Records Files

Inpatient(IP)

Drug (RX)

Long-TermCare (LT)

Other Services (OT)

Person Summary (PS)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 21

Program Overview MAX Data Data Integrity Resources

MAX Records Files

1 IP: services provided in an inpatient setting• At a “stay” level• Information available: diagnosis codes, procedure codes,

services performed in the facility

2 RX: service provided by a pharmacy• Any claim with an NDC code (e.g. drugs, durable medical

equipment)

3 LT: services provided in long-term care institutions (e.g.,nursing facilities, intermediate care facilities, psychiatrichospitals)

4 OT: everything else (e.g. office visits, ED admissions)

5 PS: summary files about utilization, expenditures at thebeneficiary × year level

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 22

Program Overview MAX Data Data Integrity Resources

MAX Records Files

Inpatient(IP)

Drug (RX)Long-TermCare (LT)

Other Services (OT)

Person Summary (PS)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 23

Program Overview MAX Data Data Integrity Resources

MAX Records Files

1 IP: services provided in an inpatient setting• At a “stay” level• Information available: diagnosis codes, procedure codes,

services performed in the facility

2 RX: service provided by a pharmacy• Any claim with an NDC code (e.g. drugs, durable medical

equipment)

3 LT: services provided in long-term care institutions (e.g.,nursing facilities, intermediate care facilities, psychiatrichospitals)

4 OT: everything else (e.g. office visits, ED admissions)

5 PS: summary files about utilization, expenditures at thebeneficiary × year level

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 24

Program Overview MAX Data Data Integrity Resources

MAX Records Files

Inpatient(IP)

Drug (RX)Long-TermCare (LT)

Other Services (OT)

Person Summary (PS)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 25

Program Overview MAX Data Data Integrity Resources

MAX Records Files

1 IP: services provided in an inpatient setting• At a “stay” level• Information available: diagnosis codes, procedure codes,

services performed in the facility

2 RX: service provided by a pharmacy• Any claim with an NDC code (e.g. drugs, durable medical

equipment)

3 LT: services provided in long-term care institutions (e.g.,nursing facilities, intermediate care facilities, psychiatrichospitals)

4 OT: everything else (e.g. office visits, ED admissions)

5 PS: summary files about utilization, expenditures at thebeneficiary × year level

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 26

Program Overview MAX Data Data Integrity Resources

MAX Records Files

Inpatient(IP)

Drug (RX)Long-TermCare (LT)

Other Services (OT)

Person Summary (PS)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 27

Program Overview MAX Data Data Integrity Resources

MAX Records Files

1 IP: services provided in an inpatient setting• At a “stay” level• Information available: diagnosis codes, procedure codes,

services performed in the facility

2 RX: service provided by a pharmacy• Any claim with an NDC code (e.g. drugs, durable medical

equipment)

3 LT: services provided in long-term care institutions (e.g.,nursing facilities, intermediate care facilities, psychiatrichospitals)

4 OT: everything else (e.g. office visits, ED admissions)

5 PS: summary files about utilization, expenditures at thebeneficiary × year level

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 28

Program Overview MAX Data Data Integrity Resources

Record Layout and Description Documents

CMS: File layout and description documents (for each file)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 29

Program Overview MAX Data Data Integrity Resources

Example: PS 2014

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 30

Program Overview MAX Data Data Integrity Resources

Example: PS 2014

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 31

Program Overview MAX Data Data Integrity Resources

Example: PS 2014

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 32

Program Overview MAX Data Data Integrity Resources

Example: PS 2014

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 33

Program Overview MAX Data Data Integrity Resources

Example: PS 2014

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 34

Program Overview MAX Data Data Integrity Resources

File Details

Additional information:

• Years available: 2008–2014

• States available: depends

• Beneficiary identifiers: MSIS ID (state), BENE ID (national)

• Provider identifiers: NPI (national)1

• Incomplete information when beneficiary has other coverage(e.g. third-party payers or Medicare)

1Caveat: This is a little tricky in earlier years—use MAXPC as thecrosswalk between between state-specific i.d. and NPI

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 35

Program Overview MAX Data Data Integrity Resources

Agenda

1 Program Overview

2 MAX Data

3 Data Integrity

4 Resources

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 36

Program Overview MAX Data Data Integrity Resources

Data Concerns

“What keeps MedMAX users up at night?”

1 Encounter data2 Certain variables, e.g.

• Race/ethnicity reporting• Payment amounts for third-party payers• Procedure coding differences

3 State-specific concerns

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 37

Program Overview MAX Data Data Integrity Resources

Data Concerns

“What keeps MedMAX users up at night?”

1 Encounter data

2 Certain variables, e.g.• Race/ethnicity reporting• Payment amounts for third-party payers• Procedure coding differences

3 State-specific concerns

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 38

Program Overview MAX Data Data Integrity Resources

Data Reporting Structure (MAX)

CMS

State

MSIS

TraditionalMedicaid

Managed CareOrganization

Capitated Pmt ($)

ServicesUsed

Cost ofCare

ServicesUsed

Cost ofCare

“FFS Claims”

“CapitatedClaims”

“EncounterClaims”

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 39

Program Overview MAX Data Data Integrity Resources

Data Reporting Structure (MAX)

CMS

State

MSIS

TraditionalMedicaid

Managed CareOrganization

Capitated Pmt ($)

ServicesUsed

Cost ofCare

ServicesUsed

Cost ofCare

“FFS Claims”

“CapitatedClaims”

“EncounterClaims”

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 40

Program Overview MAX Data Data Integrity Resources

Data Reporting Structure (MAX)

CMS

State

MSIS

TraditionalMedicaid

Managed CareOrganization

Capitated Pmt ($)

ServicesUsed

Cost ofCare

ServicesUsed

Cost ofCare

“FFS Claims”

“CapitatedClaims”

“EncounterClaims”

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 41

Program Overview MAX Data Data Integrity Resources

Data Reporting Structure (MAX)

In summary:

The state reports:

1 FFS claims (all files)

2 Capitated claims (OT files)

The managed care plans report:

1 Encounter claims, i.e. servicesprovided to an enrollee by the MCO

CMS creates MAX

Problem: encounter claims don’t undergo the same quality andvalidation checks

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 42

Program Overview MAX Data Data Integrity Resources

Data Reporting Structure (MAX)

In summary:

The state reports:

1 FFS claims (all files)

2 Capitated claims (OT files)

The managed care plans report:

1 Encounter claims, i.e. servicesprovided to an enrollee by the MCO

CMS creates MAX

Problem: encounter claims don’t undergo the same quality andvalidation checks

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 43

Program Overview MAX Data Data Integrity Resources

Data Reporting Structure (MAX)

In summary:

The state reports:

1 FFS claims (all files)

2 Capitated claims (OT files)

The managed care plans report:

1 Encounter claims, i.e. servicesprovided to an enrollee by the MCO

CMS creates MAX

Problem: encounter claims don’t undergo the same quality andvalidation checks

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 44

Program Overview MAX Data Data Integrity Resources

Claim Types

Sample: OT 2010

22 %

Encounter

50 %

FFS

28 %

Capitation

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 45

Program Overview MAX Data Data Integrity Resources

Data Concerns

But, don’t despair!

1 “Assessing the Usability of Encounter Data for Enrollees inComprehensive Managed Care Across MAX 2007–2009.”

2 “Assessing the Usability of Encounter Data for Enrollees inComprehensive Managed Care 2010–2011.”

Further:

• Differences within files

• Differences within eligibility categories

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 46

Program Overview MAX Data Data Integrity Resources

Data Concerns

But, don’t despair!

1 “Assessing the Usability of Encounter Data for Enrollees inComprehensive Managed Care Across MAX 2007–2009.”

2 “Assessing the Usability of Encounter Data for Enrollees inComprehensive Managed Care 2010–2011.”

Further:

• Differences within files

• Differences within eligibility categories

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 47

Program Overview MAX Data Data Integrity Resources

Sample: OT Encounter Data, 2010–2011

NR = fields not available in MAX

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 48

Program Overview MAX Data Data Integrity Resources

Sample: OT Encounter Data, 2010–2011

NR = fields not available in MAX

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 49

Program Overview MAX Data Data Integrity Resources

Sample: OT Encounter Data, 2010–2011

NR = fields not available in MAX

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 50

Program Overview MAX Data Data Integrity Resources

Sample: OT Encounter Data, 2010–2011

NR = fields not available in MAX

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 51

Program Overview MAX Data Data Integrity Resources

Sample: OT Encounter Data, 2010–2011

NR = fields not available in MAX

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 52

Program Overview MAX Data Data Integrity Resources

Data Concerns

“What keeps MedMAX users up at night?”

1 Encounter data

2 Certain variables, e.g.• Race/ethnicity reporting• Payment amounts for third-party payers• Procedure coding differences

3 State-specific concerns

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 53

Program Overview MAX Data Data Integrity Resources

Data Concerns

“What keeps MedMAX users up at night?”

1 Encounter data2 Certain variables, e.g.

• Race/ethnicity reporting• Payment amounts for third-party payers• Procedure coding differences

3 State-specific concerns

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 54

Program Overview MAX Data Data Integrity Resources

Data Concerns

“What keeps MedMAX users up at night?”

1 Encounter data2 Certain variables, e.g.

• Race/ethnicity reporting• Payment amounts for third-party payers• Procedure coding differences

3 State-specific concerns

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 55

Program Overview MAX Data Data Integrity Resources

Data Concerns

But, don’t despair!1 Validation tables

• One report per state × year• Includes measures for each file• Compares measures to two previous years

2 Anomaly tables• Flag “weird” data (outside normal ranges);• Provide explanation for observed value• Claims anomaly tables• Eligibility anomaly tables

All available online (CMS.gov)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 56

Program Overview MAX Data Data Integrity Resources

Example: Validation Table, DC

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 57

Program Overview MAX Data Data Integrity Resources

Data Concerns

But, don’t despair!1 Validation tables

• One report per state × year• Includes measures for each file• Compares measures to two previous years

2 Anomaly tables• Flag “weird” data (outside normal ranges);• Provide explanation for observed value• Claims anomaly tables• Eligibility anomaly tables

All available online (CMS.gov)

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 58

Program Overview MAX Data Data Integrity Resources

Example: Claims Anomaly Tables

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 59

Program Overview MAX Data Data Integrity Resources

Example: Eligibility Anomaly Tables

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 60

Program Overview MAX Data Data Integrity Resources

Agenda

1 Program Overview

2 MAX Data

3 Data Integrity

4 Resources

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 61

Program Overview MAX Data Data Integrity Resources

Resources

• “Assessing the Usability of Encounter Data for Enrollees inComprehensive Managed Care Across MAX 2007–2009.” Byrdand Dodd. Mathematica Policy Research. December 2012.

• “Assessing the Usability of Encounter Data for Enrollees inComprehensive Managed Care 2010–2011.” Byrd and Dodd.Mathematica Policy Research. August 2015.

• “Guide to MAX Data.” Ruttner, Borck, Nysenbaum, andWilliams. Mathematic Policy Research. August 2015.

• Medicaid Managed Care Enrollment Reports.

• Kaiser Family Foundation (references)

• CMS’ Record Layout and Description Annual Files

• Much more!

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 62

Program Overview MAX Data Data Integrity Resources

Questions/Comments

Questions/comments?

Thanks for coming!

MedMAX Data Becky Staiger rebecca.staiger@yale.edu 63