Date post: | 30-Mar-2015 |
Category: |
Documents |
Upload: | amina-philips |
View: | 221 times |
Download: | 2 times |
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
PUBLIC-PRIVATE PARTNERSHIPPUBLIC-PRIVATE PARTNERSHIPTURKISH EXPERIENCETURKISH EXPERIENCE
Mehmet UZUNKAYAMehmet UZUNKAYAPlanning Expert Planning Expert
Undersecretariat of SPOUndersecretariat of SPO
« Concessions and Public-Private Partnerships »Ankara, 10-11 March 2008
« Concessions and Public-Private Partnerships »Ankara, 10-11 March 2008
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
Public service concessions
Railroad, Post, Telegram, Telephone, Lighthouse, Port, Pier, Tram, Tunnel, Electricity, Gas, Water, etc.Manufacturing Industry Concessions
Food, Weaving, Quarry-terrain, Metal Objects, Paper, Chemistry, Rubber.
PPP in TurkeyOTTOMAN PERIOD
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U Turkey is one of the first countries to apply PPPs since 1980s.One of the leading laws in this area is the Law 3096 on the Assignment of Institutions other than Turkish Electricity Administration for Electricity Production, Transmission, Distribution and Trade” dated 1984.
PPP in TurkeyRECENT HISTORY
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
Build – Operate - Transfer (Laws no: 3996, 3465, 3096)
Build - Operate (Law no: 4283) Build - Rent - Transfer (Law no: 5396) Transfer of operation rights (Law no:
4046, 5335, 3465, 3096) Long term leasing (Law no: 5335, 4046)
PPP in TurkeyMETHODS COVERED BY THR CURRENT LEGISLATIVE
INFRASTRUCTURE
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U BUILD – OPERATE - TRANSFER LEGISLATION Decision no. 94/5907 on the Law 3996 on Performance of
Certain Investments and Services within the framework of Build-Operate-Transfer
4 Regulations related to Law 3096 on Assignment of Institutions other than Turkish Electricity Administration for Electricity Production, Transmission, Distribution and Trade
Law no. 3465 on Assignment of Institutions other than General Directorate of State Highways for Highway (with tolls) Construction, Maintenance and Operation and Regulation no. 93/4186 regarding this Law
PPP in TurkeyLAWS AND REGULATIONS
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U BUILD – OPERATE LEGISLATIONLaw no. 4283 on Establishment of Electricity Production Facilities with Build-Operate Model and their Operation and Regulation of Electricity Sales and Regulation no. 97/9853 regarding this Law
BUILD – RENT – TRANSFER LEGISLATIONLaw on the Addition of an Article to the Health Services Law no. 5396 and Regulation no. 2006/10655 regarding this Law
LEGISLATION ON TRANSFER OF OPERATION RIGHTS AND LONG TERM LEASINGPrivatisation Law no. 4046Law no. 5335(Law authorising the State Airports Authority to totally or partially transfer its airports to the private sector through long term leasing or transfer of operation rights methods)
PPP in TurkeyLAWS AND REGULATIONS
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U ENERGYElectricity generation, transmission, distribution and tradeDams
TRANSPORTATIONHighways, bridges, tunnels, carparks, highway operation facilitiesRailroads Ports and airports for civil use
AGRICULTUREIrrigation
DRINKING WATER, SEWAGEDrinking waterWater treatment facility Sewage system
PPP in TurkeySECTORS COVERED BY THE CURRENT LEGISLATIVE
INFRASTRUCTURE
HEALTHHospitals
TOURISMMarinas
GENERAL ADMINISTRATIONCustoms
MININGMines and operation facilities
ENVIRONMENTInvestments on prevention of pollution
MANUFACTUREFactories and similar facilities
COMMUNICATION
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U ENERGYBOT PROJECTS Marmara Ereğlisi-Trakya
Natural Gas Marmara Ereğlisi-Unimar
Natural gas Gebze-Dilovası Natural Gas Esenyurt Natural Gas Birecik Dam and HP Berdan HP Çal HP Çamlıca HP Aksu-Çayköy HP Fethiye HP Tohma-Medik HP
PPP in TurkeySECTORAL PRACTICES
Girlevik II-Mercan HPGaziler HPGönen HPKısık HPHasanlar HPSuçatı HPDinar II HPAhiköy I-II HPSütçüler HPBozcaada Wind PowerÇeşme-Alaçatı Wind Power
HP: Hydroelectric Plant
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
ENERGY
BO Projects Gebze Natural Gas Combined Binary Power Plant Adapazarı Natural Gas Combined Binary Power Plant İzmir Natural Gas Combined Binary Power Plant Ankara Natural Gas Combined Binary Power Plant İskenderun Geothermal Power Plant
TOR Projects Çayırhan Geothermal Power Plant Hazar I-II HP
PPP in TurkeySECTORAL PRACTICES
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U TRANSPORTATION
AIR TRANSPORTATION Antalya Airport International Terminals I and II (BOT) Atatürk Airport International Terminal Building (BOT) Dalaman Airport International Terminal Building (BOT) İzmir Adnan Menderes Airport International Terminal Building (BOT) Ankara Esenboğa Airport Domestic and International Terminals (BOT) Sabiha Gökçen Airport International Terminal Building and
Supplementary buildings (BOT) Atatürk Airport Domestic and International Terminals (long term leasing) Antalya Airport Domestic and International Terminal Buildings (long term
leasing) Zonguldak Çaycuma Airport (long term leasing) Antalya Gazipaşa Airport (long term leasing)
LAND TRANSPORTATION Göcek Tunnel (BOT) Highway Service Facilities (BOT)
PPP in TurkeySECTORAL PRACTICES
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U TRANSPORTATION
SEA TRANSPORTATION Çanakkale Kepez Port Superstructure Facilities (BOT) Güllük Quay (BOT) Bodrum Passenger Quay (BOT) Trabzon Port (TOR)
RAIL TRANSPORTATION Antalya-Alanya Railroad Project (BOT) (no tender was submitted) Reconstruction of the Kapıkule Border Train Station (*)
URBAN TRANSPORT İstanbul Bosphorus Tunnel Road (BOT) (*)
(*) HPC Authorisation was received for BOT contract, HPC authorisation will be taken for implementation contracts
PPP in TurkeySECTORAL PRACTICES
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U TOURISM Bodrum Turgut Reis Marina (BOT) Didim Marina (BOT) Çeşme Marina (BOT) Sığacık Marina (BOT) Kaş Marina (BOT) Alanya Marina (BOT) Mersin Marina (BOT) Dalaman Marina and Quay (BOT) Datça Marina (BOT) Tekirdağ Marina (BOT) (*) Yalova Marina (BOT) (*) Afşa Island Marina (BOT) (*)
(*) HPC Authorisation was received for BOT contract, HPC authorisation will be taken for implementation contracts
.
DRINKING WATER Yuvacık Dam (BOT)
PPP in TurkeySECTORAL PRACTICES
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U GENERAL ADMINISTRATION Edirne İpsala Border Gate (BOT) Iğdır Gürbulak Border Gate (BOT) Şırnak Habur Border Gate (BOT) Edirne Kapıkule Border Gate (BOT) Artvin Sarp Border Gate (BOT) Hatay Cilvegözü Border Gate (BOT) (*) Mardin Nusaybin Border Gate (BOT) (*) Edirne Hamzabeyli Border Gate (BOT) (*) Pazarkule Border Gate (**) Esendere Border Gate (**) Türkgözü Border Gate (**) Dilucu Border Gate (**) Akçakale Border Gate (**) Öncüpınar Border Gate (**) Yayladağ Border Gate (**) Kırklareli Dereköy Border Gate (BOT) (***) İstanbul Halkalı Border Gate (BOT) (***) Şırnak Ali Rıza Efendi Border Gate (BOT) (***)
(*) HPC Authorisation was received for BOT contract, HPC authorisation will be taken for implementation contracts . (**) HPC Authorisation for BOT contract is submitted to the approval of HPC members. After this, HPC authorisation will be taken for
implementation contracts. (***) Preparation works are going on.
PPP in TurkeySECTORAL PRACTICES
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
TRANSPORTATION Gebze-Orhangazi-İzmir Highway (Including the İzmit
Körfez passage)(377 km) (*) Kınalı-Malkara-Çanakkale-Savaştepe Highway
(Including the Çanakkale strait –passage) (566 km) Ankara-İzmir Highway (503 km) (Ankara-İzmir)Ayr.-Afyon-Burdur-Antalya Highway (345
km) (Ankara-İzmir)Ayr.-Eskişehir-Bursa Highway (202 km)
(*) HPC Authorisation was received for BOT contract, HPC authorisation will be taken for implementation contracts.
.
PPP in TurkeyPROJECTS AT THE PREPARATION STAGE PROPOSED
BY THE DG STATE HIGHWAYS
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
Design – Build – Finance - Operate Build – Own – Operate - Transfer Rehabilitate – Operate - Transfer Build – Own – Operate Build – Transfer – Operate Made additional investment - Operate Establishing a company with the private
sector Shadow tolls
PPP in TurkeySOME METHODS NOT COVERED BY THE CURRENT
LEGISLATION
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U Justice Services Education Services Cultural Services
In order to set up the legal basis for the shadow toll application, which is not covered by the existing legislative infrastructure, a draft law on amending Law no. 3996 was prepared by the Ministry of Finance and was submitted to the Parliament. The draft was approved by the Planning and Budget Commission. It is expected to enter into force in 2008.
PPP in Turkey SOME METHODS NOT COVERED BY THE
CURRENT LEGISLATION
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
1. Lack of Institutional Capacity and Structuring in PPP Applications
a. Failure to carry out preparation activities for PPPs in time and sufficiently to help with the analyses on technical, economical and financial feasibility of the projects, economical and social costs, returns and risks.
b. Lack of interest by the public sector to PPP projects as they are financed and operated by the private sector.
c. Lack of experience in the public institutions related to PPP projects which require more complex processes than the classic financing methods (differences of knowledge and experience between public and private entities)
d. Lack of a specialised unit responsible for the analysis, prioritisation and selection of the PPP Projects.
e. Lack of a sectoral standardisation related to the project documents (feasibility studies, contracts, etc).
PPP in TurkeyMAIN PROBLEMS
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
2. Unorganised structure of the existing legislation and its narrow scope covering few models
a. Regulation of different models by different laws and regulations.
b. Shortage of different models: The legislation only covers BOT, BO, TOR, Build-Rent-Transfer and Long term leasing methods.
PPP in TurkeyMAIN PROBLEMS
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U 1. Centralised Unit:Establishment of a centralised unit which will:
İdentify the PPP policies in Turkey, Monitor compliance of the PPP Projects to the development
plans, programs and sectoral policies, Be responsible for the analysis, evaluation, prioritisation,
selection and monitoring of the PPP Projects, Be specialised in PPP area, Prepare guidelines and standard documents for the
implementing organisations.1. Drafting of a single framework law which covers
applicable models and sectors2. Establishment of a national PPP strategy3. Raising awareness among and providing information
to the public institutions about PPP processes
PPP in TurkeyPROPOSALS FOR SOLUTIONS
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
Current Situation, Problems and Analysis of Needs
Starting from 2005, a series of meetings was organised by the Undersecretariat of SPO with the participation of the relevant institutions and organisations in order to discuss realised PPP Projects, experiences, problems and solutions and new applicable models; and a report was prepared as a result.
PPP Draft Framework Law In light of the information acquired and the needs arose
during those meetings, a draft PPP framework law, which covers all applicable models and sectors, was prepared by the Undersecretariat of SPO and submitted to the opinion of relevant institutions and.
The draft law has been sent to the Prime Ministry and is expected to enter into force in 2008. Secondary legislation regarding this law will be prepared until the end of 2009.
PPP in TurkeySTEPS TAKEN FOR SOLUTION
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
1. Definition of the Public Private Partnership concept
2. Unification of the PPP legislation3. Definition of PPP models and bringing
flexibility to the models4. Extension of the scope by adding new
sectors5. Introduction of objective criteria related to
the PPP Process6. Introduction of the risk concept to the
PPP Projects and definiton of the guarantees
PPP in TurkeyINNOVATIONS INTRODUCED BY THE DRAFT PPP LAW
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
1. Definition of the Public Private Partnership Concept
This definition helps to regulate the different concepts of private sector participation to public services under one title, Public Private Partnership, which is a new concept for our country.
2. Unification of the PPP Legislation
With the draft law, one single framework is introduced for the unorganised legislation on PPPs. The existing legislation is simplified and a single process valid for all applications is developed by eliminating differences.
PPP in TurkeyINNOVATIONS INTRODUCED BY THE DRAFT
PPP LAW
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
3. Definition of PPP models and bringing flexibility to the models
The current models of BOT, BO, Build-Rent and Transfer of Operation Rights are now defined under one law, which also brings a flexibility to implement different types of these models.
PPP in TurkeyINNOVATIONS INTRODUCED BY THE DRAFT
PPP LAW
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
UPPP in Turkey
INNOVATIONS INTRODUCED BY THE DRAFT PPP LAW
CURRENT LEGISLATION
DRAFT LAW
Build-Operate-Transfer (3996, 3465, 3096)Build-Operate (4283)Build-Rent-Transfer (5396)Transfer of Operation Rights and Long Term Leasing (4046, 5335,3465,3096)
Build-Operate-TransferBuild-OperateBuild-Rent-TransferTransfer of Operation Rights
Long term leasingDesign-Build-Operate-TransferDesign-Build-OperateRehabilitate-Operate-TransferMake additional investment-O-TMake additional investment-OperateSettign up a company with the private sectorMake additional investment-Rent-TransferRehabilitate-Rent-Transfer
Works such as completion, renovation,development, research, restoration, maintenance, repair, etc. are within the scope of “build”. Shadow tolls implementation is also covered by the law
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
4. Extension of the scope by adding new sectors
Areas such as education, culture, justice and general administrative infrastructure, which are not covered by the existing Public Private partnership legislation, are regulated with this draft law.
5. Introduction of objective criteria related to the PPP Process
Feasibility study is introduced as a requirement in the selection of the projects and decision making process is more clearly and rationally defined.
HPC (High Planning Council) process Obligation of a feasibility study Risk analyses
PPP in TurkeyINNOVATIONS INTRODUCED BY THE DRAFT
PPP LAW
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
1. Introduction of the risk concept to the PPP Projects and definiton of the guarantees
It is the first time with this Law that the efficient risk sharing concept, which is the basic element of successful PPP projects, is mentioned. Mechanisms are developed to monitor the financial liabilities for the public sector which might occur as a result of the guarantees and to ensure that these liabilities are in compliance with the the macro-economic balances.
PPP in TurkeyINNOVATIONS INTRODUCED BY THE DRAFT
PPP LAW
© OECD
A jo
int
initi
ativ
e of
th
e O
EC
D a
nd t
he E
urop
ean
Uni
on,
prin
cipa
lly f
inan
ced
by t
he E
U
THANK YOU...