•

impression

JJ.l....;;Jll, ........... ., • u.:::.

Chambers of Mark R. Kravitz

Unillld SWcs Distric:t Judge

Honorable Mary M. Lisi

Jintfelr fates i$£rid alz:rurt DISTRICT OF CONNECTICUT

141 Church Street New l:iaven, er 06510

20J-m-2022

September 6, 2004

Chair Judicial Conference Ofthe United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544

Re: Csilendar Y car 2003 Filing

Dear Judge Lisi:

l write in response to your letter of Iuly 27, 2004 regarding my 2003 Financial Disclosure Fann. First. let me apologize ibr this tardy response. I was under the mistaken that my response t.o your letter was due within 60 days, but to my ehagrin. Irccently discoveied that my response was due within 30 days. I regret this oversight and do hope that my tardiness has not

caused your Committee any inconvmience.

As an initial matter, I thank you for pointing out that I am not required to report any mortgage or liability secured by real property. Please be advised that the "Connecticut Wat.er Company" loan listed on my Dist-losurc Fonn was an unsecured loan.

As to the remafoder of your comments. I provide the .following responses in lieu of an amended report:

1. Part VII, p. 1, line 16: Guilfi:trd Savings Bank. The information requested is as follows: Column D(l}: "Opened Account"; Column D(2}: "March l •;Column D{3): I.

2. Part VII, p. 3, lines 46, 47, 51, and p. 4, line 66, listed investments that were not listed on my 2002 report:

Line 46 lists a Janus Olympus ount for Trust# 1, which was not listed on the 2002 report. Ho . the 2002 report listed a Berger Growth Mutual Fund under Trust# 1

(line 49) and Berger's f\mds were taken over through merger by the Janus funds on April 17. 2003. There was.no gain. no loss, no sale orpurchsse. Berger,& funds simplywent

' ' out of existence and unless one chose to withdraw one s investment, one s investment was simply placccl into a Janus fimd onc s choosing. That Trust chose Janus Olympus. I

Honorable Mary M. Lisi September 6, 2004 Page Two

have amended Cohunns D(l)-(3) to indicate that the investment was acquired by "merger'' on Aprll 17 with a value code ofK.

Line 47 of the 2003 report lists ''Fidelity Money Market," which was simply another way to state "Fidelity Cash Management Account," which was the :name shown on the 2002 report (line S 1 ). They are the same asset. To avoid confusion, I have changed my 2003 report to :return to the nomenc:latare of the 2002 report - that is, "Fidelity Cash Management Account."

Linc 51. This is the same issue as Linc 47 above1 and I have changecJ m.y 2003 report back to "Fidelity Cash Management Account" to avoid further confusion. (Sec 2002

report. line 55).

Line 66 of the 2003 report lists Neurogen Comto.on Stock as having been sold in Trust# 3. You indicate that this asset was not listed in my 2002 report, but I believe it was. Neurogen Comm.0n Stock was. listed on Line 63 for Txust # 3 on my 2002 report. Th=refore. I do not think that any ftlrther information is required. Please note that the stock sold on August 1, 2003, as indicated in Column D(l) on my 2003 report

3. Part VIl, page l, lines 4.S and 9 and p. 3, line 43, omitted income amount codes and type codes. I apologize for that oversight Tho income amount codes and types codes for those investme:nts should be as follows:

·

Line 4: Neurogen Coxp. Common Stock. Column B(l): Blank; Column B(2): None. Line 5: Janus MercuryMutual Fund. Column B(l): A:, Column B(2): Distn'lmticn. Linc 9: Conn. Bond due 12115/03, Column B(l): A; Column B(2): Interest Linc 43: Janus Mercury Fund. Column B(l): A; Column B(2): Dis1n'bu1ion.

4. Part Vll, p. 3, lines 39. 41, 43, 46, 47, Sl, and p. 4, line SS of my 2002 report. whichyou indicate listed assets not listed on my 2003 report.

Line 39 listed -'Janus Enterprise Mutual Fund" for Custodian Account #1 on my 2002 report. All of the investments in that custodian accowit were moved into Trust# 4, a trust that was newly created in 2003 for that pUlpOSC. The Imus Entclprisc Mutual Fund investment from line 39 in the 2002 report appears on line 64 of my 2003 report. That investment was sold on OctobU 20, 2003. I assume that .no other informe.tion is required as a result of this change in the form of ownership of these assets, but if I am it1 error, please let me know.

Line 41 listcd Fidelity Cuh Management Account for Custodian Account # 1 on my 2002

tcnninated

U...;J J.J.Lo..Jll, ... _, __._.,,.

Honorable Mary M. Lisi Septeinber 6, 2004 PageTbree

report. The investments in that custodian account were moved into Trust # 4, a newly created trust, in 2003. The Fidelity Cash Management Account investment from line 41 in the 2002 report appears on line 63 of my 2003 rcpOI\ listed u idelity Money Market Fund," a change innomenclature only. I will change my 2003 report back to the 2002 nomenclature of •'Fidelity Cash Management Account."

Line 43 listed Custodian Account# 2 on my 2002 report. During 2003, Custodian Account# 1 was teJJ:ujnated and those assets moved into Trust# 4. See above. As a

consequence, Custodian Acc01Dlt #2. on my 2002 report became Custodian Account #1 and it is shown on Lmes 38-43 of my 2003 rq>ort.

Linc 46 li*'<l '6Pidclity Cash Mauagem.ent Account" for CUstodian Account# 2 on my 2002 report. During 2003, Custodian Account# 1 was and those assets moved into Trust # 4. See above. As a consequence, Custodian Account #2 on my 2002 report became Custodian Accolm.t #1 on my 2003 report and the Fidelity Cash Management Account is shown on Line 39 ofmy 2003 report as ..Fidelity Cash Reserves." The '"Fidelity Cash Reserves., and "Fidelity Cash Management Account" are one and the same, and I ha ·changcd the 2003 report to use the 2002 report nomenclature of ''Fidelity Cash Management Account."

Line 47 listed '?Q Corp. Common Stock" held in Custodian Account # 2 on my 2002 report_ During 2003, Custodian unt # 1 was terminated and those assets moved into Trust# 4. Sec above. As a consequence. Custodian Account #2 on my 2002 report became Custodian Account #1 an my 2003 report and the PQ Coip. Common Stock is shown on Linc 42 ofmy 2003 report.

·

Line 49 ofmy 2002 report listed "Berger Growth Mutual Fund" for Trust# 1. As noted earlier, the Berger funds were taken over through merger by the Janus funds on April 17, 2003. There was no gain. no loss, no sale or purchase. Berger's funds simplywent out of existence and unless one chose to withdraw one"s investment. one's investment was

simply placed into a Janus fund one's choosing. Trust# 1 chose Janus Olympus. which is shown on line 46 of my 2003 report.

Line Sl of my 2002 report lists idelity Cash Management Account" for Trust# 1. That same investment is shown as "-Pidelity Money Market" on line 47 ofmy 2003 report To avoid confusion. I have changed the 2003 report to return to the nomenclature ofthe 2002 report- that is, "Fidelity Cash Management Account."

Line SS ofmy 2002 report lists "Afidelity Cash Management Account" for Trost# 2. That same investment is shown as "Fidelity Money Market" on line 51 of my 2003 report. To

Honorable Mary M. Lisi September 6, 2004 Page Four

avoid confusion. I have changed the 2003 report to retum to the nomenclature of the 2002 report - that is, "Fidelity Cash Management Account:'

I trust that the foregoing.responses adequately addressed your comments. H you require further information, however, please do not hesitate to con me. Once again, I apologize for my delay in responding to your letter.

TOTAL P.05

: l __ A_O-·l_O ___ _ _

Reviewing Qffi......_ __________ _ Date ____ _

· . - .m ... . m. IDIBBDl!mm

PQSWON NAME OP ORGA."f::llZATIQNIENJ'ITY

Wiggin&Dana (resignedpartncnbipeffecti.veiune30,2003)

c.n

rrin

PARTlES AND IF.RMS

0 NONE · (Noreportablepositians.)

9.

Report Required by Ute Elh.icsFINANCIAL DISCLOSURE REPORT 'Rev. 1/2004 bt Government Act of 1978

Calendar Year 2003

1. Person Reporting (Last Jlll11lll, F"Jl"St name. Middle initial) Organization2. Court or

District Court • Connecticut Kravitz, Mark R

4. Tille (Article III Judges indicate active S. ReportType (check appropriate type)or senior status; magistrate jodges indicate full- part-time)or

Date -

Q Nominllliorr, u.s. DislrlctJudge- Active .

0 Inltial 0 Final

(SU.S.C. app. H 101·111)

3. DateofReport

51312004

6. ReportingPeriod

1/112003

. to12131/2003

8. On the basis af the information coniained in this Report. a 7. Ownbers or Office Addmls anymodificatioos pertaining thereto, it is, in opinion, in compliance

141 Cnm:h Street with applicablelaws and rrgulations. my

New Haven, CT 06510

IMPORT ANI' NOTES: The hutroctians accompanying thisform iDDst befollowed. Complete all parts. cbeckiDg the NONE box far each part where you have AO zeportableinfmmation. Sign on last page.

I. POSIDONS. (Reportingindividual ooly; 9-13 offiling hutroctions)see pp.

-1. Partm:r

Tiustee 2

3. Trostec

4. Trostee (unpaid)

5. Trostee (mipaid)

6. Director (unpaid)

ManagingPartner7.

8. Custodian

Trost# 1 (bUstf

Tiust#2 (bUst

Trust(nan-family; no ccmtrol. overinvestmcnts; .resignedupoo confinuation in.June 2003)

Tmst (non-family; no cantrol over investments; resignedupon confionatianin.June 2003)

American Academy of AppdlatcLawycrs (resigned effective August 2003)

Sac:hcm's Haid lnveslmelllS, llC (.inacti vcstmentpartnership;no assc:ts; dissolved 2003)

1 (taminalc:din 2003)

II.

Custodian

:::0 m(""')

, ,, 0a­

cnZc::> m :;::o::;::: r: ­

AGREEMENTS. 14-16 offiling.inst.roctiODS) OJ::. <(Reporting irulividual aoly; see pp.

(No.rqiortableagrec:zmns.) m-rir

D NONE c. nr:·1

1. 2003 Wiggin &Dana. Payment for partnership interest and partru:nbip .real estate. Amount, $313 ,465, payable in installments of vacying llJK1Wl1S through 2006.

SOURCE A.-:s'D TYPE GROSS !NCOME

SOURCE AND TYPE

SQUR<l; DFSCRIPTJON

1.

51312004

IV. REIMBURSEMENTS-transportation. lodging, food. en1ertainmetu..

ria lf >··

III. NON-INVESTMENT INCOMB.(Reportinginclividuala.ndsponse;seepp.17-24offilingimtructioas)

A. Filer's-Non-Investment Incom

D NONE . (No reponat•len011-investlDClll iDcouJC.)

· (ytluni, not llpO\lllf-°5)

2003 Wiggin &Dana, partne:nfll.p incomepriorto wilhdrawalfrom the firm effective $215.384 Iwte30, 2003

2. 2003 Wiggin & Dana, post.J11J1C 2003 payments for partnership .interest and interest in $14,800partnership real estate, see Agn:emcnts

B. Spouse's Non-Investment Incomeif yai were married during any portion of the reporting yau-, please complete tills sectiOJ1. (dollaramoontnot i:equiilld exc:epl for honorarla)

N01'l"B (NorepottableAOO-in tinrome.) ·

1. NONE

(Includes t1wse to spouse and dept'ndent children. See pp. 2S -27 of instmctians..)

0 NONE . (No sud! n:portable.nimbunemm!s.)

Wye River, MD, Nov. 14-16, 2003, Judges'Seminar on Inlemational Human RightsLaw (tl'llJlsportation. meals, lodging)

1.

SOUR.a:.; DESCRIPl'TON

CRRPITOR DESCRIPTION VN..URCPDE

FINANCIAL DISCLOSURE REPORT ��:¢. ii:::/

· i: : :::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::: ' * :Repoit:}

5/3'2004

V. GIFfS. ( desthose to spouse and dependent children. See pp. 28-3 t of instructions.)

NONE - {No &11chnpartable gilts.)

1. NONE

VI. LIABIIJTIES. (Includes those of spouse aJ¥I dependent childten. See pp. 32-'.:!4 of inmuctiODs.)

D NONE - (Non:portabJeliabilities.)

Connecticut Watec Company1. Unsc:cured loan fur water project on personal residmcc, fully paid as ofMay 2003

J

. .

2.

Interest

L

-·

--rr rrom aisGJ06Ure

(2)

. . . -

(3) (4) Gain

- --

--

(5)

l.

3.

6.

14.

(A·B)

--..- - ·- . - -·· -- .

buy,aell.

r-

FINANCIAL DISCLOSURE REPORT Name of Penon Reporting Date of Report

-Page 1 of5 Kravitz, Made R 5/312004

- . A. B. c. D. cbing Gra5I value Ill eod of Trmll8dkn duringreportingpcrlod Dc:&aiption of Asselll reporting period n:porting period

(including trust assets) not exempt(1) (2) (1) <J..) (1)

Place "(X}" aftC'I' eadi asset eMlllPI Value Type> (e.g. Date:Amount (e. Value Value . ldcntilyoffrom prior di&c:losin Codc:l div. rent. or Codcl Method Mooth· Codc:l Codel buya-/sdlec (if

int.) (J-P) Codc3 mergtt, Day (1-P)_ . (A·H) private (Q-W) mk> t.imt) tnmsactial)

(No rqiortable income, 81BC1a, or transactiDDS)DNONE

BELL SOUTH COMMON STOCK A Dividend J T NONE

DividendA JCISCO SYS COMMON STOCK T NONE ---- - ----· --··- -- ·

-·---··-· - . -- -- -·- - --··- ·- -· ------·---·-- - -- _______, · . - -----·------·--

NASDAQ-100 TRUST (QQQ) A Dividend J T NONE

NEUROGEN CORP COMMON STOCK SOLD 8/1 J A4.

5. JANUS MERCURY MUI'UAL FUND SOLD 10/20 J A

_ ... --

THIRD AVENUE VALUE FUND A Dividend K T NONE

FIDELITY CASH RESERVES D Dividend 0 T NONE7.

8.

9.

10.

11.

12.

13.

FIDELITY CASH MANAGEMENT ACCOUNI'

CONN. BOND DUE 12115/03

CONN. BOND DUE 3/15/04

NAUGATUCK BOND DUE 8115/04

WATERBURY CT SPEC. CAPITAL BOND DUE 4/01/05

CONN. BOND DUE 4/15/05

D Dividend L

B K

A Dividend J

A lnt='eSt K

A lnt='eSt K

T NONE

RED EMPT ION

T NONE

T NONE

T NONE

T NONE

12115 K A

CONN TAXOBLIG BOND DUE 10/01/05 A lnll:Rllt T NONE

CONN. BOND DUE 06/15/10 A lnt='eSt K T NONE15.

16. GUILFORD SAVINGS BANK A lnt='eSt J T NONE

17. PQ CORPORATION G Dividend P2 v NONE

18. IRA# l (ROU.-OVERIRA. CREATED 7 /1/03)

. -

--- ---- - ·-

SOLD

u JIOIIl <lisci06urc (2) (3) (4}

Gain.

(1-1'}

__ ____

··-

---

. .. --- -- -

. -

33.

(1)

7/1

7/1

--m----

7/1

7/1

7/1

7/1

7/1

7/1

. ldentilyof (5)

FINANCIAL DISCLOSURE REPORT Nllllll.' of Person Reporting Date ofRepart Page 2of5 Kravitz, Mark R 5/3!2004

VII. INVESTMENTS and TR u STS - income. value, trao&calims (includes lbOllC of the spouse and cleperulenl children. See pp. 34-57 of filinginatroctims.)

- - A. B. c. D. Income during Clross value at end of Tnmsactims during reporting patod Description of AAds n:parting pctiod rq><xting period (includingbust assds)

not CltCIDpl(1) (2) (2) (1) -

Pla:e "(X)" after eai:hesaet .-mpt Amount Type (e.g. Value Value Type (e.g. Date: Valuefrwn prior di&dOSW'C Codcl div. n:nl. or Codc2 Method buy.aell. Mooth- Cade2 Codcl JncrF.

bu /sellcr (if . (A-Hi private

tranaacti01l) DayCodc3(A-B) int.) (J-P)

rcdc:tq11im){Q-W)

-FIDELITY CASH RESERVES B Interest N T BOUGHf N19.

-FIDELITY DIVERSIFIED INTL FUND A Dividend L T BOUGHf L20.

- --- ·--·----· · -- - . - -- --- ··--· ·-SPARTAN500INDEX - -·------------- A .Dividend L -- T BOUGHf- L21.

-FIDELITY CONI'RAFUND A Dividend K T BOUGHf K22.

23. -FIDELITY PURITANFUND A Dividend K T BOUGHf 7/1 K

24. -FIDELITY VALUE FUND _ .. -- A Dividend K T BOUGHf 7/1 K- -

25. KEOGH PLAN (TERMINATED, 7/1/03, ASSETS ROu.ED INl'O IRA)

-FIDELITY PURITAN Roll.ED K26. OVER

-FIDELITY VALUE Ml.Tl'UAL FUND ROLLED K27. OVER

-FIDELITY CONTRAFUND ROll.ED 711 K OVER

28.

29. -FIDELITY RETIREMENT MONEY MARKET ROll.ED K FUND OVER

30. HR 10 ACCOUNI' (TERMINATED,7/1J03; ASSETS ROlllID INTO lRA)

31. -PAINE WEBBER OVERSEAS EQUITY RETIREMENT FUND

7/1 K

--PAINE WEBBER STRATEGIC GROWI'H SOLD K32. RETIREMENT FUND -

SOLD L-PAINE WEBBER CAPITAL GROWTH RETIREMENT FUND

34. -MASS MUTUAL LIFE INSURANC! POUCY (CASH VALUE)

CASHED IN

6/01 L

35. IRA#2

36. -BERGER GROWTH MUIUAL FUND (FUND Cl.OSED, MOVED INTO JANUS)

FUND CLOSED

6/01 J

- --- ------ -- -- - - -- - -- --- - - - - - -

--

-

- --- -- - - ------ --- - -

--

-

--

1t irom disciosure

(2)

-

(3) (4) Gain

-- - ----- --- - -

45.

54.

(A·H)

- ----- --- ----

(1)

buy, sell.

-- - -'- ·-

1' -- •

FINANCL\L DISCLOSURE REPORT _ Name of Person Reporting Date ofReport

Page 3of5 Kravitz, Mm: R 513/2004

VII. INVESTMENTS and TRUSTS-income. valuc,trml8C8tions(iru:ludc. 1hQlcofthespausc:mddcpendcntdiildiaa. Sec pp. 34-57 offillnginstnidious.)

B. c. Income during Gross value It md of. Tnlll8actima duringrepu1ingpalod

- - A. D.

Descriplion of Assetl reporting period n:partirigpcdod(includingb'ult ISllels)

(1) (2) (1) (2)-not CJtCmpt

Place "(X)• a.'\er eei:h 8$Sel Cllmip! Amount Type (e.g. Value Value T}'IJC (e.g. Date: Value - (5) Identity of from prla diaclosure Month·

_ Code2Codel CodeZ Melhoddiv. ROI. or ('.ode 1 buyer/seller (if

int.) (J-P) Codc3 merger, Day (1-P} - (A-H) privatelion)(<eW) lranw:tion)

37. --JANUS OLYMPus FUND A Distribution 1 T BOUGHr 6/01 1

-- CUSTODIAN ACCT I 1 -- -38. -- - -- - · - -- - - - -- --

Dividend

- --- - - --- --- -· . -- -- - ··--- --- - -·- -

FIDELITY CASHRESERVES -- A - 1 T39. -

40. -SPARTAN 500 INDEXFUND A Dividend 1 T

41. -THIRD AVENUE VALUE FUND A Disln"bution K T BOUGHr 12123 1

42. -PQ CORP. STOCK -- -· c Dividend M v - -

43. -JANUS MERCURY FUND SOLD 1on.1 1 A

44. TRUST# 1

46.

-JANUS TWENTY A Distribution 1 T

-JANUS OLYMPUS A Distribution K T

47. -FIDELITY MONEY MARKET A Interest K T

48. -TRUST HEID PQ CORP. COMMON STOCK D Dividend N v

49. TRUST#2

50. -JANUS TWENTY A Distribution K - T

51. -FIDELITY MONEY MARKET A Dividend ] T

52.

53.

-TRUST HEID PQ CORP. COMMON STOCK

TRUST#3

. - --c

-·-·

Dividend

- -- --- - - -

M

... -- -v

- - - --- - -- -- - ---

-TRUST HELD PQ CORP. COMMON STOCK E Dividend 0 v

(1) ·If liom ""'"""'ure

(2) (3) (4) CS) Gain . -

- - -- -- --r - --- -- --

- --

. -

? ,;:.: i.<J01 .$z. >>: . .. ... .. ... '"' _·: _ ... • _;oo' ·'.". ,·oo_· · ·' ·1·.

··_,•·$ .·.

•1''_:;_· ... -""·.".·.·.",' vv_· ·,

_. : ,:_ •:H··'.· i_

' __ .,_· .•·1 · .:,•:;:;,,,._ · ·. -

·,:00· .·.· _·1·.· -. s_·::·.·,·.· .

..... •.·· • .- _

·...,,· .· ··.·.·.·_: • .··.. -.

· _·,._: -.':i· - .· ._;_··-.·.·. _:;1·_ ·111!·.·· n • • -.-.·-.·.

·-,:,.,..· ··.·,,·.·

··,:{}()(· · · .· .··i· .·_ 9iJ'EJmii f K, ::\:t•: : _5Q; .(�Jf<);!JOO :· "' ""'';'""'' · .,. """ , '-'"'"''" ,.,_ "' -• .J1JVV -

__ f : , '£:· : $$6.ooii$ioW�P:::-::·::if' ;; .o00.s5ii0.ooo

? : :;;;s?Vi :Ui£s!io.ooo. ) :::: }:R \,;;. ;,ic,ili

Desaipfun of J\ssebl

55.

·-

(A·H)

59.

.. · · · ·· · · · · - · · · ·. · · · .· · -.. · ···• · · . . . . · .... · · ....... • •·.' ·. •·• . .: .... •. ..•• •.·e_· ·· · . -' .· ·,

:.-_,•' .. ·.• ··' ·• · .. . •.'_'

.. . . .·-.. __ • .. · .. ·.:· . ·_ _._.• .. • .: _

·, .. .. ... .. . .. •. : ·.·. . -· •. ·• .

FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date ofReport Pag 4of5 Kravitz, Mad: R 5/312004

VII. INVESTMENTS and TR.USTS- ino.mlC, value, lrlllllio:aiiODS (includes dwsc oftlic apouac and depc:ndtnt ct.ildrerL Secpp. 34-S7 offiling illlltrJ.dimis.)

- - A. B. c. D. Inc:mM during Gro&s valueat end of. Transacticms duringrcportingpcrlodreplXllngperiod tqKlltingpedod(includingtrust assets)

not exempt(2) (1) (Z) (1) - Place "(X)"aftereamaHet cumpt Amount Type Value Value T}'PC (e.g. Dale: Va.Jue lden!ityrJ!(e.g.frompriordisdasure Codel div. 1'1"11. er buy,acll, bt.'}'et/sellcr (ifCodcZ Method Mooth· Code2 Code 1Dayint.) (J..P) Codc3 .

rcdemplion)(Q-W) (1-Pl . (A·IfJ private

tramactioo)

56.

-AMERICAN INTI. GROUP COMMON STOCK: A Dividend J T

-CHARTER ONE FINANCIAL COMMON STOCK A Dividend J T . . . --- - . · -

·-·- --- -· -.- - ----- - -- -

A 'Dividend .. T ----··-- - ---- - --- --·57. -GENERAL ELECTRIC COMMON STOCK

58. -MBNA COMMON STOCK A Dividend J T

-NEXTEL COMMON STOCK A Dividead J T

-ORAa.E COMMON STOCK A Dividend J T60.

61.

_ .. --.

-JANUS WORLDWIDE MUfUAL FUND A Distrlbutioo J T

62. -FIDELITY CASHRESERVES A Interest L T

63. -FIDELITY MONEY MARKET FUND A lnta1:&t J T

64. -JANUS ENTERPRISE FUND SOID 10/20 J

65. -JANUS MERCURY FUND SOID 10/20 J

66. -NEUROOENCOMMON STOCK SOID 8/01 J A

67. TRUST#4

68. -TRUST HEID PQ CORP. COMMON STOCK E

69. -JANUS TWENTY FUND A

70. -FIDELITY MONEY MARKET A

- . ·- -· -· · 71. TRUST#5

72. -TRUST HEID PQ COMMON STOCK c

Dividend 0 v -

Distrlbutioo J T

ln1crest J T -- . . .· --·

Dividend 0 v

.E· . .;::S.t:;;OOi;$5QJ)OO: . .. . . : · • · · ·

. :i.J1�fc:1'1il): j\:::::,ii'.:-;.; it)Ocl i��:::+:: : 'jf: ·.· : .. :¢. .':> · ·

<= SOJ�.$S:.�>> •::: 'J'.i: :o;.:ss;rjti1 $i t00Cl::: :::·:.··•·. · -··. . ..·T ·-.··.· ·;..,·. . ·- .- -·

:::&:: ,,., s�o;:i1 sso;OOO: ..: :. · ... $tii0.001:s2s6;000: :·J .. m.oooor.1 . - :.· v&l -c�-· _.: . _ .· · ·:ri :.;;:s5:ooo;ooi·Si·1:£Y.i0;00o ·.: •o: i�oo.ooi-i1:Wi;&i0 ,. : :, :fi ,:.;s1.mi:ooi�$.<Ooi};uoo . .

· • •:(Sec:r.a1 .;, ci 1ll�o3} : -. 1'I

•·

: . .. ····::·· · · · ·········· : ;:: :IS ;:.;s2tii00.ooi sso)x10;000:: .· · •:: ::J>4 . · : :.: . . .· ·· ···

: :. : ... : .. ··· .

· ·:· ::.: :::: ::·.

3.\;:ii\U.::MetltWC : : . . i:ii�t:;ul.ili: :J . ... : . ..:r,oiit(iJi.!I:�;J{O\u T: :$ . • . .. •T -...�i>ia· iiffii:i:. . . : .... .. ...

-- - -- -- - -

-- - -- - -- - -

--

---------

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--

·- - --

-

----

-

--- -

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1f fiom <lisclosure (2)

- - --

(3) (4)

- .

- -----

-- ---- -- - - - · --------

76.

77.

(e.g.

----

(1)

FINANCIAL DISCLOSURE REPORT Name of PetllOll Reporting Date of Report ·pag 5 ofS Kravitz, Mad:: R 5/3!2004

VII. INVESTMENTS and TRUSTS-incooic. value, ln!oacalimis (ilu:ludcstboseofthespouacauldepcndcnt cliildreo. See pp. 34-57 offllinginstruclimis.)

D. Income Oiring Gro&s value at end of

- - A. B. c. Tnaadima during reporting pmod Description of Assets rcpldlng period rcpC»"lingperiod (including trust assets)

. . . .

not ci<empt (1) (2) (1)(2) (5).

Place "(X)" after e&:li asad CM ! from prior disdwure

Type (c. Diiie: Value Value buy. sell,

Amoo:lt l)podiv. n:nl. er

Value Gain ldcn!Uyofbuyer/seller (if Mmlh·Code2 MclhodCodol Codc2 Code]

(A·H)DayCode3 lll«F'·(A·H) int.) (J-P) privatetranaoctian)

(1-l')im)(Q-\\')

-GENERAL ELECTRIC COMMON STOCK 73.

-JANUS ENTERPRISE MUI'UALFUND 74. -- ··- - - ·-· · - -----·- ---- -

- ----- - - - - .. --- - --- - - - - -·--·- -- - -- - --- - ·- -· - --- -- - -

SOI.D J9!22

SOID 10!20 J -- · - -· -- ·- --· - - - · -- --- -- - -- -

·· · ·-- · - -- -- - ·1 - -· < - - - - --·-- -..

-

SOLD. :.JANUS MERCURY -·-1000 -

75. · SOI.D-NEUROGENCOMMONSTOCK 8/01 J A

T-AMERICAN INTL GROUP COMMON STOCK A Dividend J

-BEU. soura COMMON STOCK A Dividend J T ·-78.

79.

80.

81.

82.

83.

84.

85.

86.

87.

- ..

-CHARTER ONE FINANCIAL COMMON STOCK A

-MBNA COMMON STOCK A

-NEXl'EL COMMON STOCK A

-ORACLE COMMON STOCK A

-SPART AN 500 INDEX A

-FIDELITY CASH RESERVES A

-.JANUS WORJ.DWIDE MUTUAL FUND A

-THIRD AVENUE VALUE MUI'UAL FUND A

-FIDELITY MONEY MARKET A

Dividend

Dividend

Dividend

Dividend

Distnlmtian

Interest

Distribution

Distnlmtion

Interest

J

J

J

I

J

L

J

K

K

T

T

T

T

T

T

T

T

T

BOUGHI' 9f1.3

-

J

FINANCIAL DISCLOSURE REPORT NalDtltifPcrsonReporting

5/312004

Date of Repoi.1

Kravitz, Mad; R

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Jndicatep«tofReport.)

VALUATIONOFPQ CORPORATION COMMON STOCK: THE VALUE OFPQCORPORATION COMMON STOCK, APRIV ATELY HELD COMPANY, IS EST ABL1SHED ANNUAU. Y OR MORE FREQUENTLY BY THE BOARD OF DIRECTORS OF THE COMPANY IN CONSULTATION WITH ITS ADVISERS. THE VALUE EST ABLISHIID BY THE DIRECTORS IS THE VALUE THAT IS USED FOR PURPOSES OF THECOMPANY'S REPURCHASE OF THE COMMON STOCK OF SHAREHOLDERS.

At, Zod -

FINANCIAL DISCLOSURE REPORT

' .

IX. CERTIFICATION.

Name (>f'PctSOll Reporting Date of Report

Kravitz, Mm: R 513/2004

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was

withheld because it met applicable statutory provisions permitting non-disclosure.

I fW1her certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U .S.C. § 501 et· seq., 5 U.S.C. § 7353, and Judicial Conference : regulations.

--�· ----·

Signature Dme

.. -- -------·-·-

NOTE: ANY INDIVIDUAL WHO KNO WILFULLY FALSIFIES OR FAILS TO FILE nns REPORT MA y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104) ·

Fll.ING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544