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001035 335 9/25 APPLICANT' RESPONSE TO CITY ATTORNEY MEMORANDUM MS 59 AND PROPOSED ADDITIONAL CRITERIA. TO: . City Council members FROM: David Stebbins, project # 51076 SUBJECT: 1. The Stebbins residence- legal response to the City Attorney Memorandum concerning whether additional findings are required in order to deny appeal ofthe above project and uphold unanimous Planning Commission vote, and alternatively; 2. Supplemental criteria confirming Planning Commission findings OVERVIEW On March 1, 2007. the Planning commission unanimously approved a Coastal Development Permit, Site Development Pennit and Mitigated Negative Declaration for my house. The vote was 6-0, all 17 required findings were made. This decision has been appealed. The appeal was continued in order to determine whether additional findings or criteria need to be included. The City Attorney has provided a memorandum that says yes. I disagree as matter of law. I have attached a copy ofa responsive memorandum of Law from Evelyn F. Heidelberg, a respected land use Attorney with Procopio. Cory, Hargreaves& Savitch (attachment #3). A copy ofthe City Attorney Memorandum is attached thereto. I urge the reader to review each memorandum in detail as my comments are intended as a brief summary. THE FINDINGS MADE BY THE PLANNING COMMISSION ON 3/1/07 WERE SUFFICIENT PURSUANT TO THE LAND DEVELOPMENT CODE AND NEED NOT BE SUPPLEMENTED. The City Attorney suggests that the land development code incorporates 44cfr60.6(a) by reference. The analysis violates a fundamental principal of statutory construction because there is another section ofthe land development code that specifically outlines the necessary findings needed for a deviation. A special statute dealing with a subject always controls over the more general.
Transcript
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001035

335

9/25

APPLICANT' RESPONSE TO CITY ATTORNEY MEMORANDUM MS 59 AND

PROPOSED ADDITIONAL CRITERIA.

TO: . City Council members

FROM: David Stebbins, project # 51076

SUBJECT: 1. The Stebbins residence- legal response to the City Attorney Memorandum

concerning whether additional findings are required in order to deny appeal

ofthe above project and uphold unanimous Planning Commission vote, and

alternatively;

2. Supplemental criteria confirming Planning Commission findings

OVERVIEW

On March 1, 2007. the Planning commission unanimously approved a Coastal Development

Permit, Site Development Pennit and Mitigated Negative Declaration for my house. The vote

was 6-0, all 17 required findings were made. This decision has been appealed. The appeal was

continued in order to determine whether additional findings or criteria need to be included. The

City Attorney has provided a memorandum that says yes. I disagree as matter of law.

I have attached a copy ofa responsive memorandum of Law from Evelyn F. Heidelberg, a

respected land use Attorney with Procopio. Cory, Hargreaves& Savitch (attachment #3). A copy

ofthe City Attorney Memorandum is attached thereto. I urge the reader to review each

memorandum in detail as my comments are intended as a brief summary.

THE FINDINGS MADE BY THE PLANNING COMMISSION ON 3/1/07 WERE

SUFFICIENT PURSUANT TO THE LAND DEVELOPMENT CODE AND NEED NOT

BE SUPPLEMENTED.

The City Attorney suggests that the land development code incorporates 44cfr60.6(a) by

reference. The analysis violates a fundamental principal of statutory construction because there is

another section ofthe land development code that specifically outlines the necessary findings

needed for a deviation. A special statute dealing with a subject always controls over the more

general.

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001036

The city attorney correctly states that reference to council Policy 600-14 was removed into the

land development code, but then goes on to suggest that council policy 600-14 "trumps" the land

development code. As suggested by Council Policy No. 000-01, Council Policy should not be a

required part of a land development decision without being incorporated specifically by

reference. Previously, when the council has wanted its policy incorporated into the LDC it has

done so (see Heidelberg memorandum); it did not do so in this case.

The City Attorney argument-that a general statement in a section defining applicable regulations

which says "all other applicable requirements and regulations of FEMA apply" is incorporated by

reference into another entirely different section that specifically identifies standards for granting

deviations from those very same regulations-defies logic, principals of statutory construction, and

constitutional rights to due process. Such an interpretation is void for vagueness and incorrect as

a matter of law.

According to the memorandum, I am required to make additional findings on top ofthe those

aiready ratified by the Planning commission. Apart from the illegality and unfairness of this last

minute legal requirement as it relates to my project (I have spent three years and $50,000 in city

fees to get this far),! believe the City .Attorney's rationale has terrible policy implications. This

interpretation could be used as a trick by any opponent of any project in an effort to create wide

spread uncertainty and confusion as each homeowner or builder tries to figure out which

voluminous federal regulation, state regulation or council policy is or is not incorporated into the

building code.

The city Attorney memorandum also contradicts the practice and understanding of Development

services staff in these matters. One must remember that FEMA and NFIP do not administer flood

plain regulations. That authority is exclusively local and the Land Development code has already

incorporated those portions of NFIP gand FEMA guidelines deemed appropriate. When so

incorporated the rules are specific and clear; one does not need to look elsewhere for authority or

interpretation. It is unwise from a policy and practical standpoint to do so

Therefore, I request that the city council decide that the findings made by the planning

commission on 3/1/07 were the only required findings. These findings are correct and all

inclusive pursuant to the Land Development Code. I request that the appeal be denied. However,

if the Council elects to follow the recommendations ofthe City Attorney, I submit the following

background and proposed additional findings/criteria which I believe can easily be made;

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001037

IN THE ALTERNATIVE:

THE ADDITIONAL CRITERIA SUGGESTED BY THE CITY ATTORNEY AS

APPLICABLE TO THE STEBBINS RESIDENCE SUPPORT THE PLANNING

COMMISSIONS FINDINGS.

GUIDELINES

It is important to note that the term findings in this context may not be appropriate. NFIP in their

training manual used the word "guidelines" The NFIP manual also seems to indicate a primary

concern of insurance underwriting not public safety. They exist to weed oul inappropriate

projects, not to prevent Deviations. " NFIP regulations do not address appeals...Follow the

procedures used in your zoning ordinance as these are usually prescribed by state law." "

Because variances may expose insurable property to higher flood risk, NFIP regulations set

suideiines for granting them." NFIP ordinance administration unit 7. case 7-50.

These "guidelines" also appear in 44cfr60.6(a) and are mirrored in council policy 600-14. They

are however just guidelines not findings. This means that while we can use the word findings or

criteria, it is more likely that these are mere considerations to guide you as decision makers when

confirming the existing findings rather than rules in and of themselves.

HARDSHIP

The word hardship does not appear in the LDC as it applies to this project. Regardless, the

properly in question is a unique property with significant hardships. The existing structure is

dilapidated and already in violation of fema regulations because the lowest floor is two feet

beiow Base flood elevation. To do nothing would doom the occupants and the entire

neighborhood to an ongoing and unprotected risk of flood damage.

The new design eliminates this risk to the extent it exists.

If no deviation is allowed, the first floor of any alternate design would be 3'.10" above grade.

The garage ceiling would be 7 feet above grade. The resulting finished structure would be almost

a perfect cube or rectangle. As opposed to a friendly 7' long roof line at 30 feet, any other design

would have a long roof line at 30' for almost the entire envelope. Aside from the esthetics, this

structure would not be approved due to the bulk and scale constraints ofthe building code and

the ob precise plan. In effect, there is no alternative design absent a deviation. .

It is undisputed by city staff, applicant's experts and the appellant that the source of any flooding

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001038

is the inadequate city storm drain system. Since the City is responsible for the potential flooding

(see councilpolicy 800-4), it would be an extreme hardship to refuse to allow the applicant to

correct the problem ..especially since applicanl is willing to us his own funds and is asking

nothing in return.

I have agreed to sign an indemnity for the city. If this parcel were just one foot outside the flood

zone or if the city corrected the storm drain system, I couid build a much laiger.habitable space

below grade without any deviation. Therefore, this design is a compromise on the part ofthe

applicant effectively reduces his property value. The situation was created through no fault of my

own, yet the indemnity averts potential city financial or legal liabilities.

The entire block is dilapidated. Parking is currently done illegally in the setbacks by all the

occupants ofthe block. Since there is no alternative design available given the constraints ofthe

building code, the entire block would be subject to the same hardship as the applicant and this

very valuable area ofthe city would continue to be an eyesore.

This parcel is a subset ofa subset ofa subset; it exists in the only zip code in the county that

applies an far of .70 to a zoning designation of rm2-4. Il will have a marvelous view ofthe ocean

which makes this type of underground parking feasible (economically). It is a tiny parcel which

limits the opportunity for parking and articulation and step backs. It is in the coastal zone. It has

height restrictions.

BALANCING

The above facts, the source ofthe flood zone and limited development alternatives justify the

conclusion that a failure to fmd a hardship and allow the owner to develop his parcel effectively

deprives the applicanl ofa reasonable use of his property.

A hardship finding is a balancing act according to FEMA regulations. It is not a fixed quantity

and does not occur in a vacuum. In this instance, one must balance the hardship with the purpose

ofthe regulation. The regulation has only one purpose; public safety. City Slaff, my engineers,

my architects and the planningcommission after two hearings foundthe concept to be safe. Not

even the appellant has provided any evidence that would suggest this design will be unsafe.

NFIP training manuals suggest that when granting a hardship deviation the owner should be

encouraged to place all habitable space above the BFE and minimize "non-conforming areas '^

has been done in this case. Clearly, the applicant has done everything possible to eliminate any

safety issues.

Generally NFIP manuals and FEMA regulations focus on habitable space instead of parking

because habitable areas are their primary concern. The only the rationale stated in the regulations

for generally disfavoring below grade parking in residences (as opposed to commercial

properties and mixed use properties where it is allowed), is that FEMA does not want residents

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001039

hiding in their basements thinking they are safe in a hurricane. This rationale does not apply to

Southern California where storms of hurricane magnitude simply do not occur and have not

been confirmed in recorded history .

The rationale concerning underground parking certainly does not apply to the applicant's house

where any occupant, even in the severest event, would simply remain above ground in the. flood

proofed habitable space. Therefore, the rationale for ofthe regulation in this narrow instance is

practically irrelevant and the balancing heavily favors the applicant

CONCLUSION

A finding of exceptional hardship can be made. The technical need is great, the alternatives are

practically useless and any danger to the public is non-existent. The algebra that is the "balancing

ofthe purpose ofthe ordinance with the hardship ofthe applicant" convincingly favors the

applicant.

The house design has been well vetted by city staff, city engineering and the Planning

Commission has made every finding needed for this deviation under the regulations. Further, The

parcel is so unique thai the odds of further similar development will be limited to this block. This

very uniqueness and the lack of viable deveiopment alternatives for this parcel justifies a

hardship finding. Council policy 800-14 is not meant to be a straight jacket.

After balancing the hardships ofthe applicant with the purpose ofthe regulations, considering

the opportunity to make the block safer and more desirable along with the lack of alternatives to

the project and the inapplicability ofthe some ofthe rationale behind the regulations pertaining

to underground parking in a flood zone as they apply in this case, it is clear that this is precisely

the type of project that meets the criteria for a deviation. Therefore, failure to grant the

applicant's request would result in an undue hardship

· NOTE I HAVE ATTACHED ADDITIONAL CRITERIA (ATTACHMENT #1)

1 HAVE ALSO ATTACHED A COPY OF THE FINDINGS OF THE PLANNING COMMISSION MADE ON 3/1/07 (ATTACHMENTS)

·TOGETHER THESE ARE ALL OF THE FINDINGS THAT NEED TO BE MADE PURSUANT TO THE CITY ATTORNEY'S

MEMORANDUM.

·PLEASE NOTE THAT ADDITIONAL CRITERIA #3 IS SUBSTANTIALLY THE SAME FINDING AS PLANNING COMMISSION

SENSITIVE LANDS FINDING ttl

·PLEASE NOTE THAT ADDITIONAL CRITERIA #4 IS SUBSTANTIALLY THE SAME AS PLANING COMMISSION SUPPLEMENTAL

FINDING SENSITIVE LANDS DEVIATION FROM FEMA REGULATIONS # 1&2.

·* NOTE THAT ANY ONE OF THE HARDSHIP CRITERIA BELOW (NOS. 2A - E), WILL IS SUFFICIENT TO SHOW A HARDSHIP.

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001041

ATTACHMENT

#1

ADDITIONAI

CRITERIA

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0(1043

ATTACHMENT#1

ADDITIONAL DEVIATION CRITERIA PURSUANT TO COUNCIL POLICY 600-14

AND 44CFR 60.6(A)

After due consideration of thefollow ingfour criteria, and balancing the hardship ofthe

applicant with the purpose ofthe deviation guidelines, the City Council upon showing of good

cause hereby Confirms the 17 Findings made by the Planning Commission March I, 2007 on

project 51076, Coastal Development Permit # 147134, site development permit #. 389939 which

attached hereto as attachment. #2.

1. Good and sufficient cause exists to grant deviation:

Good and sufficient cause exists because there are no alternative designs that are more

appropriate. Pursuant to NFIP Ordinance administration unit 7-50, guidelines for deviations exist

''to screen out situations in which alternatives to variances are most appropriate". Here there are

none. (Finding 2A beiow is hereby incorporated by reference). The flood area involved is a

minor one with low velocity floods. The property is a small unique lot and meets all the physical

criteria for a Deviation from FEMA regulations. The new design is. Safe and will replace an

existing unsafe structure where all habitable areas are below the base flood elevation. All other

necessary findings have been made and the project and its deviation has been well vetted by the

City Engineer, staff and the Planning Commission.(see Planning Commission resolution

unanimously approved March I, 2007 - attachment #2).

2. Failure to grant a deviation would result in exceptional hardship to the applicant:

A. The subject property is a legally developable lot that is significantly substandard by both the

current minimum area requirement and dimensional criteria ofthe iand development code for

parcels within the RM2-4 zone. The minimum lot area on which RM2-4 regulations are

predicated is 6000 square-feet. Likewise, the minimum lot width is 50 feet and the minimum

depth is 90 feet. By comparison, the Stebbins property is only 2500 square feet in total area with

a lot width of 25 feet Based on the limitations due to the substandard lot size there are few, if

any design alternatives which would allow for a reasonable use ofthe property. Any alternative

design without a deviation would require that the lowest habitable floor be 3'10" above grade.

The top ofthe garage would be over 7 feet and would reduce the habitable space by the size of

the garage. The resulting offset would create significant design problems. The resulting

elevation would be a large rectangular cube.

Therefore, alternative designs of comparable or even lesser size would not provide the

articulation, offsetting planes and architectural interests recommended in the Ocean Beach

Precise Plan and the land development code and could.not be approved. This creates an

exceptional hardship.

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001044

B. Exceptional hardship exists because the existing structure should be considered in

noncompliance with FEMA standards and the City of San Diego Land Deveiopment Code

because the first floor is currently two feet below the Base Flood Elevation. To the extent that a

flood risk exists, this property in its present state is potentially dangerous to its occupants.

Whereas, in the proposed design the entire habitable floor is flood proofed above the base flood

elevation per FEMA guidelines. Therefore, allowing a deviation for flood proofed below grade

parking.is less ofa nonconforming condition than maintaining an obsolete structure where all

habitable area is 2 feet below the base flood elevation.

C. Exceptional hardship exists because the existing structure is dilapidated as is the rest ofthe

block. The flood risks are relatively minor because the entire block property is encircled by a

flood zone x (no special building rules apply for this type of zone and properties are generally not

at risk from flood). This zone is not subject to tidal or river flooding.

The characteristics ofthe Flood Zone A applicable to this properly is theoretical flooding of low

velocity and shallow depth with long warning times. The lot is small and substandard and meets

all the physical criteria stated in the FEMA guidelines for deviation. The record indicates that

this flood zone is created by a deficiency ofthe city storm drain system in a theoretical 100 year

storm; it would be an unjust and exceptional hardship to deny the property owner the

opportunity to uuim a saicr struci-ure.

D. The purpose ofthe regulation regarding underground parking in residential structures is public

safety. Specifically, hurricane prone communities floods combine with hurricane force winds

capable of removing structures from foundations; the concern is that homeowners will "shelter in

place" and think the basement is safe. This is the rationale for discouraging beiow grade parking

in residential buildings. This rationale does not apply in San Diego where hurricanes do not form

and have not been confirmed in recorded history. Accordingly, even in a 100 year flood event,

there would be no tendency to shelter in the basement. In this limited instance, the rationale for

the regulation is very weak or does not apply. Therefore, when balancing the purpose ofthe

regulation with the hardship ofthe applicant, the unique characteristics ofthe land (as described

above and elsewhere on the record), the cause ofthe potential flooding and the characteristics

thereof, heavily favor of the applicant.

E. When balanced against the purpose ofthe ordinance and the lack of risk to the public, a

hardship finding is justified in the peculiar circumstances ofthe appellant's land. Furthermore, a

denial of this deviation would constitute a hardship on the property owner because it would limit

or eliminate his ability to develop and improve this dilapidated and unsafe property in a

reasonable manner with a new structure that conforms to the extent possible with the land

development code and at a bulk and scale consistent with the Ocean Beach Precise Plan. All

habitable space is one foot above BFE pursuant to guidelines. The below grade parking area is

flood proofed and will significantly reduce and probably eliminate any risk of fiood damage,

enhance the surrounding community and provide muchneeded off street parking on a

substandard lot.

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001045

3. Granting the deviation does not result in increased flood heights, additional threats to public

safety, extraordinary public expense, create nuisances, cause fraud on or victimization ofthe

public, or conflict with existing laws or ordinances.

The proposed development including the flood proofed basement garage is taking place in the

100 year fiood plain and not within the flood way. The site is currently developed and the new

construction will occupy substantially the same footprint as the old structure. The.permit as

conditioned shall require the owner to flood proof all structures subject to inundation. The owner

shall bear all costs of flood proofing, and there will be no expense to the city. The owner will

record a covenant not to occupy the basement so there will be public record and notice to any

future owner that the basement area is for parking only.

The city Engineer has determined that the deviation lo allow the structure to be built under the

BFE rather than 2

,

0

n

as required by the land development code will not cause an increase in flood

height. The elevation requirement is for the protection of structures and its contents. Lessening

the requirement does not result in additional threats to public safety, extra-ordinary public

expense, or create a public nuisance.

4. The variance is the minimum necessary, considering the flood hazard, to afford relief.

The proposed development is taking place in Flood Zone A . The Land Deveiopment Code

requires the lowest floor including basement to be elevated 2 feet above base flood elevation.

FEMA requires the lowest floor to be elevated one foot above BFE. The project requests a

deviation for a below grade parking and storage area which will be dry flood proofed one foot

above BFE in accordance with FEMA technical bulletin 3-93. This requires a deviation.

The deviation is necessary because the lot is substandard and in order to build a modest structure

(1750 sq. ft.), the parking area must be located below ground so that it may be excluded from the

FAR; this area will be only for parking, storage andaccess to the house. No habitable area will be

below BFE, All other aspects of this house comply precisely with all other applicable provisions

of the iand developmenl code.

Potential flooding in this area is not from the river or from the ocean: Any flooding is theoretical

and would possibly occur in a 100 year event.due.to the inadequacy ofthe storm drain system.

Hydrology indicated this flooding would be slow, low velocity and with long warning times.

Nevertheless, all habitable portions ofthe property will be protected one foot above BFE and the

non habitable portions below will be dry flood proofed.

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001047

ATTACHMENT

#2

Planning Commission

Findings

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001049

PLANNING COMMISSION

RESOLUTION NO. PC-XXXX

COASTAL DEVELOPMENT PERMIT NO. 147134

SITE DEVELOPMENT PERMIT NO. 389939

STEBBINS RESIDENCE [MMRP]

WHEREAS, DAVID STEBBINS, Owner/Permittee, filed an application with the City of San

Diego for a permit to demolish an existing one-story duplex, and construct a new, three-story

single family residence above basement garage (as described in and by reference to the approved

Exhibits "A" and corresponding conditions of approval for the associated Permits No. 147134

and 389939), on portions ofa 0.057-acre site;

WHEREAS, the project site is located at 5166 West Point Loma Boulevard in the RM 2-4 Zone,

Coastal Overlay Zone (appealable-area). Coastal Height Limit Overlay Zone, First Public

Roadway, Beach Parking Impact Overlay Zone, Airport Approach Overlay Zone, Airport

Environs Overlay Zone, and the 100-year Flood-plain Overlay Zone, within the Ocean Beach

Precise Plan and Local Coastal Program Land Use Plan;

WHEREAS, the project site is legally described as Lot 14, Block 90 of Ocean Bay Beach Map

No ! ! 89'

WHEREAS, on February 8, 2007, the Planning Commission ofthe City of San Diego considered

Coastal Development Pennit No. 147134, and Site Developmenl Permit No. 389939. pursuant to

the Land Development Code ofthe City of San Diego; NOW, THEREFORE,

BE FT RESOLVED by the Planning Commission ofthe City of San Diego as follows:

That the Pianning Commission adopts the following written Findings, dated February 8, 2007 .

FINDINGS:

Coastal Development Permit - Section 126.0708

1. The proposed coastal development will not encroach upon any existing physical access

way that is legally used by the public or any proposed public accessway identified in a

Local Coastal Program land use plan; and the proposed coastal development wUI enhance

and protect public views to and along the ocean an d other scenic coastal areas as specified

in the Local Coastal Program land use plan.

All development would occur on private property, and would be within the 30-foot coastal height

limit Additionally, the proposed project will not encroach upon any adjacent existing physical

access way used by the public nor will it adversely affect any proposed physical public accessway

identified in the Local Coastal Program Land Use Plan . The subject property is not located

within or near any designated public view corridors. Accordingly, the proposed project will not

impact any public views to or along the ocean or other scenic coastal areas as specified in the

Local Coastal Program land use plan .

Page 7 of 16

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0(1050

2. The proposed coastal development will not adversely affect environmentally

sensitive lands.

The project requires a Site Development Permit due to the presence of Environmentally Sensitive

Lands . The project proposes the demolition of an existing one-story, duplex and the construction

of a new three-story above basement single family residence. The City of San Diego conducted a

complete environmental review of this site. A Mitigated Negative Declaration has been prepared

for this project in accordance with State of Caiifomia Environmental Quality Act (CEQA)

guidelines, which preclude impact to these resources and Mitigation Monitoring and Reporting

Program (MMRP) would be implemented lo reduce potential historical resources (archaeology)

impacts to a level below significance. Mitigation for archaeology was required as the project is

located in an area with a high potential for subsurface archaeological resources. The project site

is a relatively fiat contains an existing structure, which is located approximately 8 feel above

mean sea level (AMSL) . The project site is not located within or adjacent to the Muli-Habital

Planning Area (MHPA) ofthe City's Multiple Species Conservation Program. The project site is

located within an existing urbanized area. The proposed project was found to not have a

significant effect on the environment. Therefore, the proposed coastal development will not

adversely affect environmentally sensitive lands.

3. The proposed coastal development is in conformity with the certified Local Coastal

Program iand use pian and complies with aii reguiacions of the ceriifieu Impieniciitatiun

Program.

City staffhas reviewed the proposed project for conformity with the Local Coastal Program and

has determined it is consistent with the recommended land use, design guidelines, and

development standards in effect for this site per the adopted Ocean Beach Precise Plan and Local

Coastal Program Land Use Plan which identifies the site for multi-family residential use at 15-25

dwelling units per acre, the project as proposed would be constructed al 17 dwelling units per

acre.

The proposed development is to demolish an existing one-story, duplex and.constmct a new

three-story above basement garage . The new structure will be constructed within the 100 Year

Floodplain (Special Flood Hazard Area), and has a Base Flood Elevalion of 9.6 feet mean sea

level. The restrictions on deveiopment within the floodplain require that the lowest floor,

including basement to be elevated at least 2 feet above the base flood elevation in accordance

with San Diego Mu^icipal·Code

,

(SDMC) section §143.0146(0X6), while the Federal Emergency

Management Agency (FEMA) requires that the finished floor elevation be at one or more feet

above the base flood elevation (BFE). This project is requesting a Site Development Permit to

allow a deviation to permit development ofthe residential structure, to be at 7.1 feet below the

Base Flood Elevation.

Staff supports the proposed deviation due to the development limitations ofthe site and the

flood-proofing conditions that would be appiied to the permit to construct the lower level below

the Base Flood Elevation. The deviation request will not increase the overall structure height,

mass, and setbacks.

PageS of 16

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001051

The proposed development is located in an area designated as being between the first public road

and the Pacific Ocean, therefore views to the ocean shall be preserved . A visual corridor of not

less than the side yard setbacks will be preserved to protect views toward Dog Beach and the San

Diego River. In addition, this area is not designated as a view corridor or as a scenic resource.

Public views to the ocean from this location will be maintained and polentiaJ public views from

the first public roadway will not be impacted altered by the development. Accordingly, the

proposed project will not impact any public views to or along the ocean or other scenic coastal

areas . The project meets the intent ofthe guidelines for the Coastal Overlay and Coastal Height

Limitation Overlay zones, and the Ocean Beach Precise Plan and Local Coastal Program

Addendum. Therefore, the proposed coastal development would conform with the certified

Local Coastal Program land use plan and, with an approved deviation, comply with all

regulations ofthe certified Implementation Program.

4. For every Coastal Development Permit issued for any coastal development between

the nearest public road and the sea or the shoreline of any body of water located within the

Coastal Overlay Zone the coastal development is in conformity with the public access an d

public recreation policies of Chapter 3 ofthe Caiifomia Coastal Act.

The proposed developmenl is to demolish an existing one-story, duplex and construct a new

three-story above basement garage . The subject property is designated as being between the first .-

public road and the Pacific Ocean within the Coastal Overlay Zone .

The proposed project site backs up to and is adjacent to the Ocean Beach Park, designated in the

Local Coastal Program as a public park and recreational area. Public access to the park area is

available at the end of Voltaire Street and West Point Loma Boulevard . All development would

occur on private property; therefore, the proposed project will not encroach upon the existing

physical access way used by the public . Adequate off-street parking spaces will be provided on-

site, thereby, eliminating any impacts to public parking. The proposed coastal deveiopment will

conform to the public access and public recreation policies of Chapter 3 ofthe California Coastal

Act.

Site Development Permit - Section 126.0504(a)

I. The proposed development will not adversely affect the applicable land use pian;

The proposed deveiopment is to demolish an existing one-story, duplex and construct a new

three-story above basement garage . The project is within the 100-year floodplain, and is

therefore within the Environmentally Sensitive Lands, requiring a Site Development Pennit for

the deviation lo the Special Flood Hazard Area, per the City's Environmentally Sensitive Lands

Regulations (SDMC Section 143.0110 Table 143-01 A). The project is located in the appealable

Coastal Overlay Zone requiring a Coastal Development Permit. The proposed deveiopment is

located between the shoreline and the first public roadway; therefore views to the ocean shall be

preserved. This project is located in the RM-2-4 Zone . The RM-2-4 Zone permits a maximum

density of 1 dwelling unit for each 1,750 square feel of lot area. The project is in conformance

with the underlying zoning; and conforms to the required floor area ratio, parking and setbacks.

The proposed developmenl will adhere to the required yard area setbacks pursuant to the Land

Development Code. A Deed Restriction is a condition of approval to preserve a visual corridor

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0G1052

of not less than the side yard setbacks, in accordance with the requirements of San Diego

Municipal Code Section 132.0403(b) . The building will be under the maximum 30-fool Coastal

Height Limit allowed by the zone .

The proposed project meets the intent, purpose, and goals ofthe underlying zone, and the Ocean

Beach Precise Plan and Local Coastal Program Addendum. Therefore, the proposed

development will not adversely affect the applicable iand use pian.

1. The proposed development will not be detrimental to the public health, safety, and

welfare;

The proposed developmenl is to demolish an existing one-story, duplex and construct a new

1,749 square-foot, three-story single-family dwelling unit above an 819 square-foot basement

garage resulting in a 2,565 square-foot structure, hardscape, landscape on a 2,500 square-foot

site. The present units to be demolished may contain asbestos and lead-based paint and it could

potentially pose a risk to human heath and public safety. All demolition activities must be

conducted in accordance with the San Diego County Air Pollution Control District (SDAPCD)

and the Caiifomia Code of Regulations Title 8 and 17 regarding the handling and disposal of

asbestos-containing materials and lead-based paints . Therefore, special procedures during

demolition shall be followed . As a condition ofthe permit, Notice is to be provided to the Air

Pollution Control District prior to demoiition. Failure to meet these requirements would result in

the issuance of a Notice of Violation.

The permit as conditioned, shall fioodproof all structures subject to inundation . The

fioodproofed structures must be constructed to meet the requirements ofthe Federal Insurance

Administration's Technical Bulletin 3-93 . The permit conditions added, to flood-proof the

basement garage to the required height above grade, have been determined necessary to avoid

potentially adverse impacts upon the health, safety and general welfare of persons residing in the

area. All site drainage from the proposed development would be directed away from the adjacent

properties into existing public drainage system located on West Point Loma Boulevard via a

sump pump and sidewalk underlain.

Based on the above, human health and public safety impacts due to the demolition ofthe existing

structure on site would be below a level of significant, and a Notice to the SDAPCD is required

and would:be added as a permit condition. Therefore, the proposed development will not be

detrimental to the public health, safety and welfare.

3. The proposed development will comply with the regulations ofthe Land Development

Code;

The proposed development includes the demolition of an existing single-level, 1,250 square-foot

duplex residence and construction ofa new 1749 square-foot three-level single dwelling unit

with a subterranean parking garage . The projeel area is mapped within the 100 Year Floodplain

(Special Flood Hazard Area), and has a Base Flood Elevation of 9.6 feet mean sea level . The

restrictions on development within the floodplain require that the lowest floor, including

basement to be elevated at least 2 feet above the base fiood elevation in accordance with San

Diego Municipal Code (SDMC) section §143.0146(0(6), while the Federal Emergency

Page 10 of 16

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001053

Management Agency (FEMA) requires that the finished floor elevalion be at one or more feet

above the base flood elevation (BFE), which would effectively render the ground floor

uninhabitable for most properties in this area. In addition, the lot is sub-standard in that it is only

2,500 square feet in area where the minimum lot size allowed by the zone is 6,000 square feet.

Additionally, the RM-2-4 zone requires that 25 percent of FAR be utilized for parking, unless the

parking is provided underground. Therefore, the project is requesting a deviation to allow

development ofthe residential structure, to be at 7.1 feet below the Base Flood Elevation . All

structures subject to inundation shall be flood-proofed, and must be constructed to meet the

requirements ofthe Federal Insurance Administration's Technical Bulletin 3-93 .

An approved Site Development Permit would allow the deviation and would be consistent with

the Land Deveiopemnt Code. Thus, the proposed project meets the intent, purpose, and goals of

the underlying zone, and the Ocean Beach Precise Pian and Local Coastal Program Addendum,

and complies to the maximum extent feasible with the regulations ofthe Land Development

Code. Therefore, the proposed deveiopment will not adversely affect the applicable iand use

plan.

Supplemental Findings. Environmentallv Sensitive Landsfbl

1. The site is physically suitable for the design and siting ofthe proposed development

a s d the deveiopment will resuk is vzisimuTti disturbance to environnientally sensitive

lands;

The project site is immediately south ofthe San Diego River mouth outfall at the Pacific Ocean

and localed within the 100 year floodplain and is therefore considered environmentally sensitive

land, requiring a Site Development Permit for the deviation to the Special Flood Hazard Area.

However, the previous site grading and construction ofthe existing duplex have completely

disturbed the site. The property is relatively flat and does not include any sensitive topographical

or biological resources. The site is neither within nor adjacent to Multi-Habitat Planning Area

(MHPA) lands . A Mitigated Negative Declaration dated November 2, 2006, has been prepared

for this project in accordance with State CEQA guidelines, and a Mitigation, Monitoring and

Reporting Program is required for Archaeological Resources to reduce any potential impacts to

below a level of significance.

A geotechnical analysis was prepared to address the liquefaction issue. This report concluded

that the site is considered suitable for the proposed development provided the conditions in the

Geotechnical Investigation Report are implemented. Therefore, the site is physically suitable for

the design and siting ofthe proposed development and the development will result in minimum

disturbance to environmentally sensitive lands .

2. The proposed development will minimize the alteration of land forms and will not

result in undue risk from geologic and erosional forces, flood hazards, or fire hazards;

The proposed project will be sited on a 2,500 square-foot, developed lot. Tlie majority ofthe site

is relatively flat at 8 feet above MSL across an approximately 25 foot x 100 foot lot. The

proposed development surrounded by existing residential deveiopment, within a seismically

active region of Caiifomia; and therefore, the potential exists for geologic hazards, such as

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001054

earthquakes and ground failure. Proper engineering design ofthe new structures would minimize

potential for geologic impacts from regional hazards.

On site grading would occur for excavation of the building foundation and basement . The

subterranean garage, which would have a depth of 6 feet below existing grades, would be at least

two feet below the high groundwater table . However, the subject site is no greater danger from

flooding than the adjacent, already developed sites and the proposed design mitigates potential

ftood related damage to the principal residential structure by raising the required living space

floor area above the fiood line per FEMA requirements, and flood-proof all structures subject to

inundation in accordance with Technical Bulletin 3-93 ofthe Federal Insurance Administration.

Therefore, the proposed deveiopment will not result in undue risk from geologic and erosional

forces, flood hazards, or fire hazards.

3. The proposed development will be sited and designed to prevent adverse impacts on

any adjacent environmentally sensitive lands;

The project site is within the 100 year floodplain and is therefore considered environmentally

sensitive land. However, the previous site grading and construction ofthe existing duplex have

completely disturbed the site. The property is relatively flat with an elevation of 8 feet above

mean sea level and does not include any sensitive topographical or biological resources. The site

is neither wilhin nor adjacent to Muiri-Habitai Planning Area (MHPA) lands . A Mitigated

Negative Declaration dated November 2, 2006, has been prepared for this project in accordance

with State CEQA guidelines, and a Mitigation, Monitoring and Reporting Program is required

for Archaeological Resources to reduce any potential impacts to beiow a level of significance.

Thus, with the implementation ofthe conditions in the Geotechnical Investigation the proposed

project should not adversely affect environmentally sensitive lands .

4. The proposed development will be consistent with the City of San Diego's Multiple

species Conservation Program (MSCP) and subarea plan;

The project proposes the demolition ofthe existing duplex and construction ofa three-level

single dwelling unit with a subterranean parking garage. The project site is south of, but not

adjacent to, the Multiple Species Conservation Program (MSCP), Multiple Habitat Planning

Area (MHPA) ofthe San Diego River floodway. Therefore, the project does not need to show

consistency with Multiple Species Conservation Program Subarea Plan.

.5. The proposed development will not contribute to the erosion of public beaches or

adversely impact local shoreline sand supply; and

The subject property is located approximately 450 feet away from the edge ofthe public beach,

and is separated from the shoreline by a city paridng lot. All site drainage from the proposed

development would be directed away from the adjacent properties into existing public drainage

system localed on West Point Loma Boulevard via a sump pump and sidewalk underlain .

Therefore, the proposed development will not contribute to the erosion of public beaches or

adversely impact local shoreline sand supply.

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001055

6. The nature an d extent of mitigation required as a condition ofthe permit is

reasonably related to, and calculated to alleviate, negative impacts created by (he proposed

development.

The projeel proposes the demolition ofthe existing duplex and construction ofa three-level

single dwelling unit with a subterranean parking garage. An environmental analysis was

perfonned and Mitigated Negative Declaration (MND) No. 51076 was prepared, which would

mitigate potentially significant archaeological resource impacts to below a level of significance.

The MND also discusses the location ofthe project being within the 100-year floodplain ofthe

San Diego River according to the Federal Emergency Managemenl Agency (FEMA) map. The

permit and MMRP prepared for this project include conditions, environmental mitigation

measures, and exhibits of approval relevant to achieving compliance with the applicable

regulations ofthe Municipal Code in effect for this project. These conditions have been

determined necessary to avoid potentially adverse impacts upon the health, safety and general

welfare of persons residing or working in the area. These conditions include requirements

pertaining to landscape standards, noise, lighting restric tions, public view, public right of way

improvements, flood-proofing the structure and raising the habitable space above flood line,

which provides evidence that the impact is not significant or is otherwise mitigated to below a

level of significance. Therefore, the nature and extent of mitigation required as a condition ofthe

permit is reasonably related to, and calculated to alleviate, negative impacts created by the

proposed development

Supplemental Findings, Environmentallv Sensitive Lands Deviations(c)

I. There are no feasible measures that can further minimize the potential adverse affects

on environmentally sensitive lands; and

The project area is mapped within the 100-year floodplain and the restrictions on developmenl

within the floodplain require that the first floor be 2 feet above the base flood elevation . The

sub-standard lol of 2,500 square feet is less than 42% ofthe minimum area required for a legal

lot in the RM-2-4 zone . These conditions and the fact that 25 percent ofthe 0.70 floor area ratio

(FAR) allowed by the zone is required to be used for parking, unless the parking is provided

underground, led the applicant to provide an underground garage that will be flood proofed

according to the requirements ofthe Federal Emergency Management Agency (FEMA) in order

to avoid having part ofthe ground floor level devoted to parking, which, in turn, would have

drastically reduced habitable space. The project proposal includes a modest increase in square

footage from 1,250 to 1,749 and to allow for development to be below the base flood elevalion.

Raising the finished floor elevation two feet above the BFE will not change the situation with

regard to any adverse effects. The property is protected by a levee from floods that may come

from the San Diego River. Any flooding would be of a low velocity and shallow and more likely

from run off from the hill above Ocean Beach than from the river or the ocean.

Building the structure below the BFE or two-feet above, will nol have implications to

environmentally sensitive lands, therefore there are no feasible measures that can further

minimize the potential adverse affects on environmentally sensitive lands .

Page 13 of 16

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001056

2. The proposed deviation is the minimum necessary.to afford relief from special

circumstances or conditions ofthe land, not ofthe applicant's making

The proposed development is taking place within the 100 Year Floodplain (Special Flood

Hazard Area), and the proposed new development is not in conformance with SDMC section

§ 143.0146(C)(6) which requires a development within a Special Flood Hazara'Area to have the

lowest floor, including basement, elevated at least 2 feet above the base flood elevation . The

Federal Emergency Management Agency (FEMA) requires that the finished floor elevation be al

one or more feet above the base flood elevation (BFE). This project is requesting a deviation to

allow development ofthe residential structure, to be at 7.1 feel below the Base Flood Elevation.

The subterranean garage, which would have a depth of 6 feel below existing grades, would be at

least two feel below the high groundwater table. However, all structures subject to inundation

shall be flood-proofed and meet the requirements ofthe Federal Insurance Administration's

Technical Bulletin 3-93 . The proposed basement parking area is the mimmum necessary to

exclude the paridng from the FAR, to allow for a reasonably sized residence on this sub-standard

lot In addition, the applicant states that there is hydrological evidence that flooding if any that

may occur in a 100 years flood event would be minor and easily handled by the proposed flood

proofing . The property is protected by a levee from floods that may come from the San Diego

River, Flooding in this area would be due to lack of capacity of the storm water system .

Flooding in a 100 year event in this area is very low velocity (ponding only) does not come from

the river or the beach as is commonly believed but from run off from the streets on the hiii above

ocean beach. Additionally, there is evidence that recent and significant storm water repairs in

this area should significantly reduce the already low risk. The proposed BFE will not have an

adverse effect on environmentally sensitive lands and provide the minimum necessary to afford

relief from special circumstances or conditions ofthe land.

Supplemental Findings, Environmentally Sensitive Lands Deviation from Federal

Emergency Management Agencv Regulationsfd)

1. The City engineer has determined that the proposed development, within any

designated floodway will not result in an increase flood levels during the base flood

discharge;

The proposed development including the flood-proofed basement garage is taking place within

the 100 Year Fioodpiain and not within the Floodway. Therefore, this finding is not applicable

to the subject project.

2. The City engineer has determined that the deviation would not result in additional

threats to the public safety, extraordinary public expense, or create a public nuisance.

The proposed development is to demolish an existing one-story, duplex and construct a new

1,749 square-foot, three-story single-family dwelling unit above an 819 square-foot basement

garage. The permii as conditioned, shall flood-proof all structures subject to inundation. The

owner shall bear all costs of flood-proofing, and there will be no expense lo the city.

Pase 14 of 16

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001057

The City Engineer has determined that the deviation to allow the structure io be built under the

BFE rather than 2'-0'

,

above as required by the Land Development Code will not cause an

increase in the flood height . The elevation requirement ofthe Land Development Code is for the

protection ofthe structures and its contents. Lessening that requirement does not result in

additional threats to public safety, extraordinary public expense, or create a public nuisance.

BE IT FURTHER RESOLVED that, based on the findings hereinbefore adopled by the Planning

Commission, Coastal Development Permit No. 147134 and Site Development Permit No.

389939 are hereby GRANTED by the Planning Commission to the referenced Owner/Permittee,

in the form, exhibits, terms and conditions as set forth in Permii No. 147134/389939, a copy of

which is attached hereto and made a part hereof.

LAILA ISKANDAR

Development Project Manager

Developmenl Services

Adopted on: February 8, 2007

Job Order No. 42-3454

cc: Legislative Recorder, Planning Department

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001059

ATTACHMENT

#3

Applicant Memo of Law

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001061

Procopio'

Vp'-iio, Cory, Hargreaves & Savitch UP

·

Evelyn F. Heidelberg

Direci Dial: (619)525-3804

E-mail: [email protected]

Personal Fax; (619) 398-0134

August 14,2007

BV HAND

Honorable Members ofthe City Council

City of San Diego -

City Administration Building ,

202 "C" Street

San Diego, CA 92101-3862

Re: Appeal of Planning Commission's Decision io Approve Site Development Permit

and Coastal Developmenl Permit for the Stebbins Residence - Project No. 51076

(September 4, 2007)

Dear City Council Members:

On behalf of our client, appellee Mr. David Stebbins. we submit a response lo the City

Attorney's Memorandum MS 59, dated June 13, 2007 ("City Attorney's Memo"), in which the

City Attorney asserts that certain findings required by the Federal Emergency Management

Agency ("FEMA") need to be made in order to approve a Site Development Permit ("SDP") for

the referenced project ("Project"). (A copy ofthe City Attorney's Memo is attached for your

reference as Exh. A.) As set forth below, the City Attorney's opinion is incorrect as a matter of

law.

Executive Summary

Among the 17 findings made by the Planning Commission to support issuance of an SDP

and a Coastal Development Permit are four required specifically to support a deviation for the

Project from the Land Development Code's Supplemental Requirements for Special Flood

Hazard Areas. The project requires a deviation from a Supplemental Requirement that the first

floor of a structure have the lowest floor (including basements) elevated at least two feet above

the base flood elevation. Due io an extremely small lot and restrictive FAR requirements, the

only feasible design that meets the zoning requirements necessitates placing a water-proofed

garage below-grade.

530 B Street. State 2100· SanDieso. CA92101-4469 · 1613.238.1900 F.619.235.0398

Hartii Com? face ·-917 Paln^. r Oaks Way SLI 300 · Cari^sn CA 5?00B-»=V; -T 750.93l.97DC f. 760.931. USs

www.procopio.cotn ffi BE S' & K '# .s

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114708.OOO0O2/732693 0 i

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0 0 1 0 6 2

#Procopio-

Honorable Members ofthe City Council

August 14,2007

Page 2

The City Attorney has taken the position that the Land Development Code "on its fact

[sic] incorporates by reference the [addiiional] requirements of 44 CFR Section 60.6(3)" and that

as a consequence two additional findings need to be made to support the deviation. But nowhere

in the Land Development Code ("LDC") are such requirements expressly incorporated by

reference. The City Attorney's argument is based on an interpretation ofthe LDC that violates a

fundamental principle of statutory construction. The City Attorney argues that a provision in one

section ofthe LDC specifying development regulations for special flood hazard areas (in which

it is staled that "The following developmenl regulations and all other applicable requirements

and regulations of FEMA apply . . . P [SDMC § 143.0145(d)]) carries over and is somehow

incorporated inlo an entirely different section ofthe LDC which specifies supplemental findings

that must be made for a deviation from those developmenl regulations. SDMC §§

143.0150(a)&(b) (requiring that findings required by SDMC §§ 126.0504(c)&(d) be made). The

City Anorney's argument violates the "settled rule of statutory construction'that a special statute

dealing wilh a panicular subject controls and takes priority over a general statute." Pinewood

Investors v. City ofOxnord, 133 Cal. App. 3d 1030, 1041 (1982). As applied lo the facts here,

this principle means that if City Council in adopting provisions requiring that specific findings be

made to support deviations from flood regulations had intended to incorporate FEMA

regulations, it would have said so in the LDC provisions governing deviations not in the LDC

provisions governing the regulations from which deviations may be necessary.

The City Attorney's argument is also premised on the incorrect assertion that Council

Policy 600-14, which calls for the two additional findings to be made, somehow "trumps" the

LDC regulations. Such a position is at odds with the stated purpose ofthe LDC. the Council's

Policy No. 000-01, and fundamental principles of due process.

Regulatory Background

The Project site is considered "environmentally sensitive" solely because il is located

within the 100-year floodplain.

1

The Pianning Commission's findings acknowledge that any-

flooding in this.area:'wouid be dlie to lack of capacity ofthe storm water system; . "Flooding in a

100 year event in this area is very low velocity (ponding'only) [and] ddes

;

ndt come from the

[San Diego] [R]iver or the beach as is commonly believed but from runoff from the streets on the

hill above [Ojcean [B]each. Additionally, there is evidence that recent and significant storm

water repairs in this area should significantly reduce the already low risk." (Planning

Commission Resolution, at page 14).

The Project required an SDP solely because one ofthe Supplemental Regulations for

Special Fiood Hazard Areas requires lhat a structure have the lowest floor (including basements)

1

As set forth in the staff report to Council dated May 16, 2007, "[t]he site does not include any sensitive

topographical or biological resources and is neither within or adjacent to Multi-Habitat Pianning Area (MPHA)

lands." Report No. 07-091, at page 4.

I4708.OO0002/732693.OI

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001063 ^Procopio'

Honorable Members ofthe Cily Council

August 14,2007

Page 3

elevated at least two feet above the base flood elevation. San Diego Municipal Code ("SDMC")

§ 143.0]46(c)C6). The Project requires a deviation from that requirement because water-proofed

parking is partially below grade, with the living space above. This design was necessary because

the lot is very small (only 2,500 square feet), and the applicable zoning (RM-2-4) allows a Floor

Area Ratio ("FAR") of only 0.7 and requires that 25 percent ofthe permitted FAR be used for

parking unless parking is provided underground, if part ofthe first floor (i.e. , above two feet

above base flood elevation) had to be devoted to parking, the habitable space ofthe unit would

be very small . These regulatory constraints probably explain why the existing modest and

dilapidated structures along this block; built in the mid-1950s, have not been redeveloped. As il

is, wilh the water-proofed parking below-grade, the Projeel is still quite small by. contemporary

standards, consisting of livable space of only 1,749 square feel plus the 816 square foot garage.

Pursuant to the LDC, a deviation from Section 143.0146(cX6) requires that findings be

made pursuant to Section 126.0504(c) and (d). (See SDMC § 143.0150(a) & (b).) Such findings

are in addition to the findings required for all SDPs, for SDPs for projects located on

Environmentally Sensitive Lands and for Coastal Developmenl Permits ("CDPs") pursuant to

Sections 126.050(a), 126.050Cb) and 126.0708, respecliveiy. To satisfy these various authorities,

seventeen (17) findings need to be made, and the Planning Commission has made each of these

required findings, and each finding is supponed by substantial evidence.

The City Attorney's Position Is Incorrect As a Matter of Law in Arguing that the FEMA

Standards for Deviations Are Incorporated Into the Land Development Code an d that in

Making the Required Findings, the FEMA Standards Must Be Addressed

The City Attorney's Memo does not dispute that the referenced 17 findings musl be

made.

2

Rather, the Cily Attorney's Memo asserts that "the LDC on'its fact [sic] incorporates by

reference the requirements of 44 CFR Section 60.6(a)." Cily Attorney's Memo, al page 6. The

City Attorney is incorrect: the Land Deveiopment Code does nol. on its face, incorporate by

reference the referenced FEMA standards, which identify certain procedures for communities to

follow when.granting a variance.

At issue is an obscure provision appearing not in the main body of FEMA regulations,

but rather in one of several voluminous appendices to the National Flood Insurance Program

regulations. 44 CFR Section 60.6.(a) is found in Appendix E. a copy of which is attached as

Exh. B. Specifically, the import ofthe City Attorney's Memo is thai in addition lo the 17

detailed findings made by the Planning Commission, the Planning Commission was obligated

also to make one "showing" and one "determination": lhat the variance was approved upon a

showing of good and sufficient cause, and that failure to grant the deviation would result in

2

The City Attorney's Memo addresses only the 14 findings that must be made for an SDP, and does not

address the three additional findings that must be made for a CDP pursuant lo Section 126.0708.

14708.000002/732693.01

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001064

rfpProcopio'

Honorable Members ofthe City Council

August 14,2007

Page 4

exceptional hardship to the applicant. See 44 CFR § 60.6(a)(3)(i)&(ii), at Exh. B, page E-23.

3

The Planning Commission's 17 findings themselves demonstrate that there was "good and

sufficient cause" for granting the deviation, although those precise words do not appear per se in

the 17 findings . Sufficienl evidence lo support a determination that failure lo grant the deviation

would result in exceptional hardship is before you in consideration of this appeal, but it is Mr.

Stebbins' contention lhat the City Attorney's position that the Planning Commission's findings

are insufficient is incorrect as a matter of law.

To suppon its position, the Cily Attorney's Office cites Section 143.0345(d). Section

143,0145 sets forth "Developmenl Regulations for Special Flood Hazard Areas," which sets

forth the technical requirements applicable to developments proposed for special flood hazard

areas as mapped by FEMA. Subsection (d), on which the City Altomey relies, slates "[l]he

following development regulations and all other applicable requirements and regulations of

FEMA, apply to all development proposing to encroach into a Special Flood Hazard Area,

including both the floodway and flood fringe areas or that does not qualify for an exemption

pursuant to Section 143.0110(c). . . " (emphasis added).

But an entirely separate section ofthe LDC, Section 143.0150, provides for standards for

granting deviations from Environmentally Sensitive Lands Regulations: as referenced above,

Sections 143.0150(a) and (b) set forth required findings that the Planning Commission musl

make for deviations from the Environmentally Sensitive Land regulations generally, and from

the Supplemental Regulations for Special Flood Areas in Section 143.0146, respectively.

Neither Sections 143.0150(a) or (b) reference FEMA standards in any manner, let alone "on their

fac[e]."

The Cily Attomey''s argument - that the general statement in a section defining

applicable regulations that "ail other applicable requirements and regulations of FEMA apply" is

incorporated by reference into an entirely different section that specifically identifies standards

for granting deviations from those regulations particular FEMA regulations - defies logic,

principles of statutory construction, and constitutional rights to due process. As a matter of logic

and interpreiation of regulations", "[i]t is asettled rule of statutory construction that a special

statute dealing with a particular subject controls and lakes priority over a general statute."

Pinewood Investors v. City of Oxnard, 133 Cal. App. 3d 1030, 1041 (1982) . Applied to the

regulations at issue, this principle means that the provision in ihe general regulation (stating that

"ail other applicable requirements and regulations of FEMA apply" (Section 143.0110(c)) does

not carry over or apply to the specific regulations establishing the criteria and findings for

deviations from the Supplemental Regulations for Special Flood Areas in Section 143.0150(b) .

Moreover, thesection setting forth the findings that musl be made pursuant to Section

143.0150(b) is denominated "Supplemental Findings - Environmentally Sensitive Lands

^ AN ofthe other standards of 44 CFR § 60.6(a) are met by the !7 findings made by the Planning

Commission.

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001065 tfpProcopicr

Honorable Members ofthe City Council

August 14,2007

Page 5

Deviation from Federal Emergency Managemenl Agency Regulations." SDMC § 126.0504(d).

If City Council had intended to incorporate the specific FEMA standards for granting variances

appearing at 44 CFR § 60.6(a), surely it would have so specified in Section 126.0504(d).

In addition, the Cily Attorney's argument - that "all other applicable requirements and

regulations of FEMA apply" in Section 143.0110(c) means that in determining whether

deviations may be granted pursuant to Sections 126.0504(d) and 143.0150(b)-would not pass

constitutional muster because it is void for vagueness. See, e.g.. DJ . Curtin, Jr. and C.T. Talbert,

Cunin's Caiifomia Land Use and Planning Law (24

th

ed. 2004), al 45 ("A land use ordinance,

including a zoning ordinance, cannot be so vague or uncertain that a person of common

intelligence and understanding musl guess as to its meaning."). Whal are the "other applicable

requirements and regulations of FEMA"? FEMA's regulations are voluminous and il is not al all

clear to the regulated public which of FEMA's regulations are applicable. Surely the regulated

public cannot be expected to comb through not only the main FEMA regulations, but all ofthe

various appendices lo the National Flood Insurance Program and guess as to which of those

regulations may be "applicable."

The City Attorney's Office Is Incorrect in Asserting that Council Policy 600-14

l

*Trumps*' the

Land Development Code Requirements

In addition to incorrectly asserting lhat "the LDC on ils fact [sic] incorporates by

reference the requirements of 44 CFR Section 60.6(a)[,]" the City Attorney argues thai Council

Policy 600-14, which incorporates the two provisions that the City Attorney claims are absent

from the Planning Commission's findings (a showing of good and sufficient cause for the

deviation and a determination that failure to grant the variance would result in sufficient hardship

to the applicanl) applies lo add substantive requirements lo the Planning Commission's necessary

findings in issuing deviations from FEMA Regulations pursuant to Section 126.0507(d). Here,

too, the City Attorney's Memo is wrong .

The City Attorney correctly.notes thai "[ajfter the Land Developmenl Code [LDC] was

streamlined and amended in January 2000 . reference to Council Policy 600-14 was removed

from the Municipal Code." City Attorney's Memo, at page 5. Yet the City Attorney asserts that

despite the removal of all references lo Policy 600-14, it nevertheless applies to the Planning

Commission's approval of deviations pursuant to Sections 126.0504(d) and 143.0150(b) . But by

contrast, many provisions ofthe LDC reference Council Resolutions that are applicable lo

proposed development projects. See. e.g., Editor's Note following SDMC § 111.1006.

4

Even

The Editor's Note following SDMC Section 111.0106 states as foiiows:

The Land Developmenl Manual includes:

Coastal Bluffs and Beaches Guidelines

Biology Guidelines

Historical Resources Guidelines

Submittal Requirements for Deviations within the Coastal Overlay Zone

114708.000002/732693.0!

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0 0 1 0 6 6

r Procopio-

Honorable Members ofthe Cily Council

August 14.2007

Page 6

though Council Policies, such as Policy 600-14, are adopled by resolution, neither Sections

326.0504(d) nor 143.0150(b) reference any ofthe Resolutions by which Policy 600-14 was

adopted or amended . Accordingly, there is nothing in the LDC to suggest that anything outside

the LDC applies to regulate the findings lhat need lo be made to support a deviation from the

Supplemental Regulations for Special Flood Areas pursuant to Sections 143.0150(b) and

126.0504(d).

The City Attorney's position flies'in the face ofthe stated purposes ofthe LDC, as well

as the regulated public 's right lo know what regulations apply lo their proposed projects.

Specifically, the "Purpose ofthe Land Developmenl Code" is as follows: "The Land

Developmenl Code sets forth the procedures used in the application of land use regulations, the

types of review .of development, and the regulations that apply lo the use and deveiopment of ·

land in the City of San Diego . The intent of these procedures and regulations'is lo facilitate fair

and effective decision-making and to encourage public participation!" SDMC § 311.0102.

"Fair" decision-making cannot be accomplished if the applicable rules are not specified for the

benefit ofthe regulated public . Because by ils terms the LDC sets forth the procedures, types of

review and applicable regulations, if lhc Council intended the two FEMA criteria lo apply to

deviations from the Supplemental Regulations for Special Flood Areas, it presumably would

have included such criteria in the LDC. Here, however, as stated above, there is nothing in the

LDC to suggest that anything outside the LDC applies lo regulate the findings lhat need to be

made lo support a deviation from the Supplemental Regulations for Special Flood Areas

pursuant to Sections 343.0150(b) and 126.0504(d).

Moreover, the Council's Policy on its Policies (Policy No. 000-01) stales "Regulatory

policies established by the City Council usually are adopted by ordinance and included in the

Municipal Code . However, other policies also are established which by their nature do not

require adoption by ordinance." (A copy of Policy No. 000-01 is attached as Exh. C.) Itis

submitted lhat the interests of fundamental fairness and due process require that all Council

policies imposing land development regulations be adopted by ordinance, or. in the words of

Policy No. 000-01 and consistent with .the stated purpose ofthe LDC, that by their nature,

policies regulating the use of land be adopted by ordinance as part ofthe LDC, or at minimum be

See RR-292248 for the Coastal Bluffs and Beaches Guidelines of the Land

Developmenl Code; RR-292249 for the Biology Guidelines of the Land

Development Code; RR-292250 for the Historical Resources Guidelines ofthe

Land Developmenl Code; RR-292251 for the Submittal Requirements for

Deviations within the Coastal Overlay Zone ofthe Land Developmenl Code..

Thus, the Land Development Code incorporates by reference those applicable regulations and guidelines that do not

appear in the Land Developmenl Code but which have been adopted by Council by resolution.

114708-000002/732693.01

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ffioe? ,

Honorable Members ofthe City Council

August 14, 2007,_

Page 7

T§lProcopio'

incorporated in the LDC by specific reference to the resolutions by which such policies were,

adopted by Council.

Foral! ofthe above-stated reasons, we submit that the City Attorney's Memo is incorrect

as a matter of law and that the Council may, consistent with the LDC and all other applicable

regulations, reject the appeal and affirm the findings and decisions ofthe Planning Commission.

Very truly yours.*

fv- · o

Evelyn-F.!Heidelberg, of

Procopiix Cory, Hargreaves &

Savitch LLP

EFH/hal

cc: Hon. Mayor Jerry Sanders

Mr. Jim Waring

Michael Aguirre . Esq.

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011069

ycrabi

t EXHIBIT A

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001071

Office of

The City Attorney

City of San Diego

MEMORANDUM

MS 59

(619) 533-5800

DATE: June 13,2007

TO : Honorable Mayor and City Councilmembers

FROM: City Ailomey

SUBJECT: In Relation to the Appeal ofthe Planning Commission's Decision to Approve lhc

Issuance of a Site Development Permit for the Stebbins Residence, Project

No. 51076

TNTRODLICTION

On March 1, 2007, the Pianning Commission approved a Coastal Developmenl Permii [CDP]

and Site Development. Permii [SDP], cenified Ihe Mitigated Negative Declaration [MNDl and

adopled a Mitigation Monitoring and Reponing Program [MMRP] for ihe Stebbins Residence—

a project involving the demolition of an existing single-story duplex and the construction of a

1,749 square-foot ihree-story single-family residence on a 2.500 square-foot lot. A Site

Developmenl Permii is needed because ihe project includes a request to deviate from the

applicable Environmentally Sensitive Lands (ESL) Regulations to allow a portion ofthe new

structure to be located below ihe base flood elevation for below grade parking (subterranean iwo-

car garage wilh storage area). The property is located within a 100 year floodplain and is within

a Special Flood Hazard Area fSFHA]. See San Diego Municipal Code fSDMCl

sections 143.0110 Table 143-01 A. 126.0504(a)(b)(c) & (d) and 143:0150(a) & (b); Staff Report

to Planning Commission, Repon No. PC-07-010 (January 30. 2007). '

On or about March 14, 2007, the determination of the Planning Commission was appealed to

City Council. A hearing is currently scheduled for June 19. 2007 . ai which lime the City Council

will be asked to decide whether to grant or deny the appeal. Pursuant to San Diego Municipal

Code section 112.0508(c), grounds for appeal of this Process Four Decision may include:

1. Factual Error. The statements or evidence relied upon by the

decision maker when approving, conditionally approving, or

denying a permit, map, or olher matter were inaccurate;

2. New Injormation. New information is available to the appiicanl or

the interested person lhat was not available Ihrough that person's

reasonable efforts or due diligence at the time of the decision;

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0ul072

Honorable Mayor

and City Councilmembers

June 13,2007

Page 2

3. Findings Noi Supported. The decision maker's slated findings to

approve, conditionally approve, or deny the permit, map, or olher

matter are not supponed by the information provided to the

decision maker;

4. Conflicts. The decision io approve, conditionally approve, or deny

ihe permit, map, or other matter is in conflic t with a land use plan,

a Cily Council policy, or the Municipal Code; or

5. Citywide Significance. The mailer being appealed is of citywide

significance.

On appeal of the Mitigated Negative Dectaraiion, the City Council, per Section 112.0520(d),

shall, by majority vote:

1. Deny the appeal, uphold the environmental determination and

adopi the CEQA findings ofthe previous decision-maker, where

appropriate; or

2. Gram the appeal and make a superceding environmental

determination or CEQA findings;' or

3. Gram the appeal, sel aside the environmental determination, and

remand the matter io the previous decision-maker, in accordance

with section 1 12.0520(0. to reconsider the environmental

determination that incorporates any direction or instruction the

City Council deems appropriaie.

One ofthe issues on appeal is whether the Federal Emergency Managemenl Administration

[FEMA] Regulations. Section 60,6(a) of Title 44 ofthe Code of Regulations [44 CFR

Section 60.6(a)j (and as expressly referenced in Council Policy 600-14). apply lo this project;

and if so, whether these standards have been complied with. See Repon To City Council,

May 16, 2007, Report No. 07-091. In determining whether io approve the Site Development

Permit for this project, the Planning Commission did not qiake.the findings of 44 CFR

Section 60.6(a), which are identified in Council Policy 600.14.'

1

Although normally ihe Development Services Departmem IDSD) makes a written recommendation to City

Council on appeal. DSD is not required lo do so in every case. Section 112.0401(b) only requires a written

recommendation where feasible. Given the nature of this appea! and the determinations io be made based upon the

applicability of federal standards lo these particular facts Jc.g, cxcepiional hardship), it may not be feasible for DSD

to make a written recommendation al this time.

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001073

Honorable Mayor

and City Councilmembers

June 13,2007

Page 3

QUESTION PRESENTED

Do the findings of 44 CFR Section 69.6(a) (as incorporaled into Council Policy 600-14) need to

be made in order to approve an SDP for this project?

SHORT ANSWER

Yes . The findings of 44 CFR Section 69.6(a) (as incorporaled into Council Policy 600-14) need

io be made in order io approve an SDP for this project.

LEGAL ANALYSIS

Under FEMA's National Flood Insurance Program [NFIP] . the Cily of San Diego qualifies for

ihe sale of federally-subsidized Hood insurance if the City adopts and enforces its floodplain

management requirements lhat meet or exceed ihe minimum NFIP standards and requirements.

See 44 CFR Section 59.2{b} and Pan 60. The Cily'. s floodplain managemenl requirements must,

at a minimum, be designed io reduce or avoid future flood, mudslide (i.e., mudflow) or flood-

related erosion damages and must include effective enforcement provisions. See FEMA's

Fioodpiain Management Requirements A Study Guide and Desk Reference for Local Offic ials.

Page 5-4, " ' . -.

FEMA Regulations [44 CFR Section 60.6(a)] expressly identify the procedures'for communities

to follow when granting a variance, or in this case a deviation:

1. Variances shall not be issued by a community within any

designated regulatory floodway if any increase in flood levels

during the base flood discharge would result;

2. Variances may be issued by a community for new construction and

substantia! improvements to he erected on a lot of one-half acre or

less in size contiguous lo and surrounded by lots with existing

structures constructed beiow the base flood level, in conformance

with the procedures of.paragraphs (a)C3), (4), (5) and (6) of this

section;

3. Variances shall only be issued by a community upon

i. a showing of good and suffic ienl cause.

ii. a determination that failure to grant the variance

would result in exceptional hardship to the

applicant, and

iii. a determination that the granting ofa variance will

not result in increased flood heighis, additional

threats to public safety, extraordinary public

expense, create nuisances, cause fraud on or

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001074

Honorable Mayor

and Cily Councilmembers

June 13,2007

Page 4

victimization of the public , or confiici with existing

local laws or ordinances;

4. Variances shall only be issued upon a determination that the

variance is the minimum necessary, considering the fiood hazard,

to afford relief;

5. A community shall notify the applicant in writing over the

signature ofa community offic ial thai

i. the issuance of a variance lo construct a structure

beiow the base flood ievel wiii result in increased

premium rates for flood insurance up to amounts as

high as $25 for S i 00 of insurance coverage and

ii. such construction below the base flood level

increases risks to life and propeny. Such

notification shall be maintained wilh a record of all

variance actions as required in paragraph (a)(6) of

ihis section; and

6. A community shall (i) maintain a record of all variance actions,

including justification for their issuance, and (ii) report such

variances issued in its annual or biennial repon submitted to the

Administrator.

FEMA interprets these requirements to mean that, "(a] review board hearing a variance request

musl not only follow procedures given in the NFIP criteria, il must consider the NFIP criteria in

making ils decision." See FEMA's Floodplain Management Requirements A Study Guide and

Desk Reference for Local Officials, Page 7-45, In interpreting its own standards, FEMA has

provided guidance lo assist communities in determining whether the applicanl for a project has

demonstrated good and sufficient cause and hardship to justify a deviation:

Good an d sufficient cause. The applicant must show good and

suffic ient cause for a variance. Remember, the variance musl pertain

to the land, not its owners or residents. Here are some common

complaints about floodplain rules that are NOT good and sufficienl

cause for a variance:

· The value of the property will drop somewhat.

· Jt will be inconvenient for the propeny owner.

· The owner doesn't have enough money to comply.

· The propeny wiii look different from others in the neighborhood.

· The owner started building without a permii and now it will cost a

lot to bring the building into compliance.

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001075

Honorable Mayor

and City Councilmembers

June 13.2007

PageS

Hardship. The concept of unnecessary hardship is the cornerstone of

all variance standards . Strict adherence to ihis concept across the

country has limited the granting of variances.

The applicanl has the burden of providing unnecessary hardship.

Reasons for granting the variance musl be substantial; the proof musl

be compelling. The claimed hardship musl be exceptional, unusual

and peculiar to the property involved. Financial hardship,

inconvenience, aesthetic considerations, physical handicaps, personal

preferences or the disapproval of one's neighbors do not qualify as

exceptional hardships.

The local board must weigh the applicant's plea of hardship against

the purpose of ihe ordinance. Given a request for a variance-from

floodplain elevation requirements, the board must decide whether the

hardship the applicant claims outweighs the long-term risk to the

owners and occupants of the building would face, as well as the

community's need for strictly enforced regulations lhal proiect its

citizens from flood danger and damage.

When considering variances lo flood protection ordinances, local

boards continually face the difficult task of frequently having to deny

requests from applicants whose personal circumstances evoke

compassion, bui whose hardships are simply noi sufficienl tojusiify

deviation from community-wide flood damage prevention

requirements.

See FEMA's Floodplain Management Requirements A Study Guide and Desk Reference for

Local Officials. Pages 7-45 and 7-46.

2

Historically, the City of San Diego's approved floodplain management requirements were a

combination ofthe City Municipal Code provisions, found al Sections 62.0423, 91.8901 and

I01-.0462. and Council Policy 600-14. Both Section 62.0423 and 91.8901 incorporatedby

reference Council Policy 600-14. After the Land Developmenl Code [LDC] was streamlined and

amended in January 2000. reference to Council Policy 600-14 was removed from the Municipal

Code. Council Policy 600-14. both before and after the January 2000 LDC amendments.

3

The requirement for demonstrating good cause and exceptional hardship before granting a deviation dates to 1976.

The federal regulatory history of 44 CFR Pa n 60 is found in the Federal Register at 40 Fed. Reg. 13419. 13420

(March 26 . 1975) and 41 Fed/Reg , 46961. 46962. 46966 and 46979 {Oc tober 26 . 1976). 'The proposed regulations

did not intend to set absolute criteria for granting ofa variance, since il is (he communiry which, after appropriate

review, approves or disapproves a request. Rather, the regulations support FIA's authority lo review the grounds on

which variances were granted and io take ac lion (including ac lion m suspend) where a paitem of variance issuances

indicates an absence of unusual hardship or just and sufficient cause. For example, in the instance of a community

issuing a variance for a structure to bc erec ted on a iol exceeding onc-halfacrc. the final rule reflec ts FJA's position

that the degree of technic al jusiification required increases greatly and tliat extreme and undue hardship must be

shown." 4 1 Fed. Reg. at 46966,

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001076

Honorable Mayor

and City Councilmembers

June 13.2007

Page 6

identified the criteria for granting a variance consistent with FEMA Reeulations 44 CFR

Section 60.6fa). Although Council Policy 600-14 is no longer incorporated fay reference into the

LDC. this Policy still remains in effect and. thus. Cily Council is subject to its terms. The last

time Council Policy 600-14 was amended was in December 2000. In addition, Section

143.0145(d) ofthe LDC makes clear thai ·"...aii other applicable requircmenis and regulations of

FEMA apply to all developmenl proposing to encroach into a Special Flood Hazard Area,

including both the floodway and flood fringe areas . . ." Therefore, the LDC on its fact

incorporates by reference the requirements of 44 CFR Section 60.6(a).

Because a Special Flood Hazard Area is considered an environmentally sensitive lands fESL]

area, a Sile Development Permit is necessary per SDMC section 126.0504(a) and (b). The

normal findings for a Site Developmenl Permit for projects on ESLs are:

1. The proposed development will not adversely affect ihe applicable

land use plan;

2. The proposed developmenl wiii noi be detrimental io the public

health, safety, and welfare;

3. The proposed development will comply with the applicable

regulations of the Land Developmenl Code;

4. The site is physically suitable for the design and siting ofthe

proposed developmenl and the development will resuil in

minimum disturbance to environmenially sensitive lands;

5. The proposed developmenl will minimize ihe alteration of nalural

land forms and will not resuil in undue risk from geologic and

erosional forces, fiood hazards, or fire hazards;

6. The proposed developmenl will be siled and designed lo prevent

adverse impacts on any adjacent environmenially sensitive lands;

7. The proposed development will be consislenl with the City of San

Diego's Multiple Species Conservation Program (MSCP) Subarea

Plan;

8. The proposed developmenl will not contribute to the erosion of

public beaches or adversely impact local shoreline sand supply;

and

9. The nature and exient of mitigation required as a condition ofthe

permit is reasonably related to. and calculated to alleviate, negative

impacls created by the proposed development.

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001077

Honorable Mayor

and City Councilmembers

June 13,2007

Page 7

In addition to the above findings for a Site Developmenl Permit, any deviation from the

Environmentally Sensitive Land Regulations where ihe projeel is within a Special Flood Hazard

Area also requires the fotiowing supplemental findings be made, pursuant io SDMC

section 143.0150(a) & (b). 126.0504(c) & fd);

1. There are no feasible measures thai can further minimize the

potential adverse effects on environmentally sensitive lands;

2. The proposed deviation is the minimum necessary to afford relief

from special circumstances or conditions ofthe land, noi of the

applicant's making;

3. The Cily Engineer has deiermined that ihe proposed development,

within any designated floodway will not result in an increase in

flood levels during the base flood discharge; and,

4. The City Engineer has deiermined lhal the deviation would nol

result in additional threats to public safety, extraordinary public

o

UnAn

..

u

~

r

-^eaie a "ublic nuisance

Therefore, in order to grant ihe deviation for this projeel under the Land Development Code, all

13 findings, as identified above, must be made, as supported by substantial evidence in the

record. One of the express requirements is that "the proposed development will comply with ihe

applicable regulations of ihe Land Development Code." In as much as the LDC incorporates by

reference the FEMA standards, it is clear that FEMA standards will also apply to this project.

This would include the provisions of 44 CFR Section 60.6(a). Council Policy 600-14 further

demonstrates ihe need to ensure Section 60.6(a) is complied with before a deviation is granted

since it expressly identifies this FEMA regulatory criteria.

CONCLUSION

Among the many issues the Cily Council musl consider in determining whether to grant or deny

the appeal, the City Council musl also decide whether substantia! evidence in the record supports

the findings for granting a Sile Development Permit, which includes the findings of 44 CFR

Seciion 60.6(a) ofthe FEMA Regulations (as incorporated by reference into the Land

Development Code and as expressly referenced in Council Policy 600-14).

MICHAEL J. AGUIRRE, City Attorney

By

Shirley R. Edwards

Chief Deputy City Attorney

SRErpev

MS-2007-7

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001079

U

EXHJBIT B

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vi

id- H-^" ·'*—*

fc

XPPENDIXE:

NFIP REGULATIONS

This Appendix contains the text of the Code of Federal Regulations (CFR) for the National Flood Insurance

Program: 44 CFR Parts 59, 60, 65, and 70 .

TITLE 44 -EMERGENCY MANAGEMENT

AND ASSISTANCE

CHAPTER I-FEDERAL EMERGENCY

MANAGEMENT AGENCY, DEPARTMENT

OF HOMELAND SECURITY

PART 59 -GENERAL PROVISIONS - Table of

Contents

Subpart A-General

Sec.

59.1 Definitions.

59.2 Description of program .

59.3 Emergency program.

59.4 References.

Subpart B-Eligibility Requirements

Sec.

59.21 Purpose of subpart.

59.22 Prerequisites for the sale of flood insurance.

59.23 Priorities for the sale of flood insurance under

the regular program.

59.24 Suspension of community eiigibJIity.

Authority: 42 U.S.C . 4001 etseq.; Reorganization

Plan No. 3 of 1978, 43 FR 41943, 3 CFR, 1978

Comp. , p. 329; E.O. 12127 of Mar. 31,1979, 44 FR

19367, 3 CFR, 1979 Comp. , p. 376 .

Subpart A—General

§ 59.1 Definitions.

As used in this subchapter—

"Act" means the statutes authorizing the National

Flood Insurance Program that are incorporated in 42

U.S.C. 4001-4128.

"Actuarial raies"-see "risk premium rates".

"Administrator

77

means the Federal Insurance

Administrator.

"Agency" means the Federal Emergency

Managemenl Agency, Washington DC.

"Alluvial fan flooding" means flooding occurring on

the surface of an alluvial fan or similar landform

which originates al the apex and is characterized by

high-velocity flows; active processes of erosion,

sediment transport, and deposition; and.

unpredictable flow paths . "Apex" means a point on

an alluvial fan or similar landform below which the

flow path of the major stream that formed the fan

becomes unpredictable and alluvia! fan flooding can

occur.

"Applicant" means a community which indicates a

desire to participate in the Program.

"Appurtenant structure" means a structure which is

on the same parcel of property as the principal

structure lo be insured and the use of which is

incidental lo the use ofthe principal structure.

"Area of future-conditions flood hazard" means the

land area that would be inundated by the Ipercent-

annual-chance (100-year) flood based on future-

conditions hydrology.

"Area of shallow flooding" means a designated AO,

AH, AR/AO, AR/AH, or VO zone on a community's

Flood Insurance Rate Map (FIRM)~with a 1 percent

or greater annual chance of flooding to an average

depth of I to 3 feet where a clearly defined channel

docs not exist, where the path of flooding is

unpredictable, and where velocity flow may be

evident. Such flooding is characterized by ponding or

sheet flow.

"Area of special flood-related erosion hazard" is the

iand within a community which is most likely lo be

subject to severe flood-related erosion losses. The

area may be designated as Zone E on the Flood

Hazard Boundary Map (FHBM). After the detailed

evaluation of the special flood-related erosion hazard

area in preparation for publication ofthe FIRM. Zone

E may be further refined.

NFIP Regulations

E-l

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001082

"Area of special flood hazard'Ms the land in the flood

plain within a community subject to a 1 percent or

greater chance of flooding in any given year. The

area may be designated as Zone A on the FHBM.

After detailed ralemaking has been completed in

preparation for publication ofthe flood insurance rate

map. Zone A usually is refined inlo Zones A, AO,

AH, Al-30, AE, A99, AR, AR/AI-30, AR/AE,

AR/AO, AR/AH, ARIA, VO, or VI-30. VE, or V.

For purposes of these regulations, the term "special

flood hazard area" is synonymous in meaning with

the phrase "area of special flood hazard" .

"Area of special mudslide (i.e. , mudflow) hazard" is

the land within a community most likely lo be subject

to severe mudslides (i.e. , mudflows). The area may

be designated as Zone M on the FHBM. After the

detailed evaluation of the special mudslide (i.e.,

mudflow) hazard area in preparation for publication

ofthe FIRM, Zone M may be further refined.

"Base flood" means the flood having a one percent

chance of being equalled or exceeded in any given

year.

"Basement**

1

means any area of the building havihp

"its floor subgrade (below ground level) on all sides .

"Breakaway wall" means a wall that is not pan ofthe

structural support of the building and is intended

through its design and construction to collapse under

specific lateral .loading forces, without causing

damage to the elevated portion of the building or

supporting foundation system.

"Building" - see structure.

"Chargeable rates" mean the rates established by the

Administrator pursuant to section 3 308 ofthe Act for

firsl layer limits of flood insurance on existing

structures.

"Chief Executive Officer of the community (CEO)'

1

means the offic ial of the community who is charged

with the authority to.implement and administer laws,

ordinances and regulations for that community.

"Coastal high hazard area" means an area of special

flood hazard extending from offshore to the inland

limit of a primary frontal dune along an open coast

and any other area subject to high velocity wave

aclion from storms or seismic sources.

"Community" means any Stale or area or political

subdivision thereof, or any Indian tribe or authorized

tribal organization, or Alaska

Native village or authorized native organization,

which has authority to adopt and enforce flood plain

management regulations for the areas within its

jurisdiction.

"Conlents coverage" is the insurance on personal

property within an enclosed structure, including the

cost of debris removal, and the reasonable cost of

removal of contents to minimize damage. Personal

property may be household goods usual or incidental

lo residential occupancy, or merchandise, furniture,

fixtures, machinery, equipment and supplies usual to

other than residential occupancies.

"Criteria" means the comprehensive criteria for iand

management and use for flood-prone areas developed

under 42 U.S.C. 4102 for the purposes set forth in

part 60 of this subchapter.

"Critical feature" means an integral and readily

identifiable part ofa flood protection system, without

which the flood protection provided by the entire

system would be compromised.

'^Curvilinear Line" means the border on either a

FHBM or FIRM that delineates the special flood,

mudslide (i.e. . mudflow) and/or flood-related erosion

hazard areas and consists ofa curved or contour line

lhat foiiows the topography.

"Deductible" means the fixed amount or percentage

of any loss covered by insurance which is borne by

the insured prior to the insurer's liability.

"Developed area'

1

" means an area of a community lhat

is:

(a) A primarily urbanized, built-up area that is a

minimum of 20 contiguous acres, has basic urban

infrastructure, including roads, utilities,

communications, and public facifities, to sustain

industrial, residential, and commercial activities,

and

(1) Within which 75 percent or more ofthe parcels,

tracts, or lots contain commercial, industrial, or

residential structures or uses; or

(2) Is a single parcel, tract, or lot in which 75 percent

of the area contains existing commercial or industrial

structures or uses; or

(3) Is a subdivision developed at a density of at least

two residential structures per acre within which 75

percent or more ofthe lots contain existing residentia!

structures al the time the designation is adopted.

(b) Undeveloped parcels, tracts, or lots, the

combination of which is less than 20 acres and

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r

—- contiguous on at least 3 sides lo areas meeting the

criteria of paragraph (a) at the time the designation is

adopted .

(c) A subdivision that is a minimum of 20 contiguous

acres that has obtained all necessary govemmenl

approvals, provided that the actual "start of

construction" of structures has occurred on at least 10

percent of the lots or remaining lots of a subdivision

or 10 percent ofthe maximum building coverage or

remaining building coverage allowed for a single lot

subdivision at the lime the designation is adopled and

construction of structures is underway . Residential

subdivisions must meel the density criteria in

paragraph (aX3) .

"Development" means any man-made change to

improved or unimproved real estate, including but not

limited to buildings or other structures, mining,

dredging, filling, grading, paving, excavation or

drilling operations or storage of equipment or

materials..

"Director" means the Director of the Federal

Emergency Management Agency.

"Eligihle community or participating community"

means a community for which the Administrator has

authorized the sale of flood insurance under the

National Flood Insurance Program .

"Elevated building" means, for insurance purposes, a

nonbasement building which has its lowest elevated

floor raised above ground level by foundation walls,

shear walls, posts, piers, pilings, or columns.

"Emergency Flood Insurance Program or emergency

program" means the Program as implemented on an

emergency basis in accordance wilh section 1336 of

the Act. It is intended as a program lo provide a first

layer amount of insurance on all insurable structures

before the effective date ofthe initial FIRM.

"Erosion" means the process of the gradual wearing

away of land masses. This peril is not per se covered

under the Program.

"Exception" means a waiver from the provisions of

part 60 of this subchapter directed to a community

which relieves it from the requirements of a rule,

regulation, order or other determination made or

issued pursuant to the

Act

"Existing construction" means for the purposes of

determining rates, structures for which the "start of

construction" commenced before the effective date of

the FIRM or before January 1, 1975, for FIRMs

effective before that dale .

i "Existing construction"' may also be referred to as

"existing slructures."

"Existing manufactured home park or

subdivision" means a manufactured home park or

subdivision for which the construction of facilities for

servicing the lots on which the manufactured homes

are to be, affixed (including, at a minimum, the

installation of utilities, the construction of streets, and

either final site grading or the pouring of concrete

pads) is completed before the effective date of the

floodplain management regulations adopted by a

community.

"Existing structures" - see existing construction.

"Expansion to an existing manufactured home park

or subdivision" means the preparation of additional

sites by the construction of facilities for servicing the

lots on which the manufacturing homes are to be

affixed (including the installation of utilities, the

construction of streets, and either final site grading or

the pouring of concrete pads) .

"Federal agency" means any department, agency,

corporation, or other entity or instrumentality of the

executive branch of the Federal Government, and

includes the Federal National Mortgage Association

and the Federal Home Loan Mortgage Corporation.

"Federal instrumentality responsible for the

supervision, approval, regulation^ or insuring of

banks, savings and loan associations, or similar

institutions" means the Board of Governors of the

Federal Reserve System, the Federal Deposit

Insurance Corporation, the Comptroller of the

Currency, the Federal Home Loan Bank Board, the

Federal Savings and Loan Insurance Corporation, and

the National Credit Union Administration.

"Financial assistance" means any form of loan, grant,

guaranty, insurance, payment, rebate, subsidy,

disaster assistance loan or grant, or any other form of

direct or indirect Federal assistance, other than

general or special revenue sharing or formula grants

made lo States.

"Financial assistance for acquisition or construction

purposes" means any form of financial assistance

which is intended in whole or in part for the

acquisition, construction, reconstruction, repair, or

improvement of any publicly or privately owned

building or mobile home, and for any machinery,

equipment, fixtures, and furnishings contained or to

be contained therein, and shall include the purchase

or subsidization of mortgages or mortgage loans but

shall exclude assistance pursuant to the Disaster

Relief Act of 1974 other than assistance under such

Act in connection with a flood. It includes only

financial assistance insurable under the Standard

Flood Insurance Policy.

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"First-layer coverage" is the maximum amount of

structural and contents insurance coverage available

under the Emergency Program.

"Flood" or "Flooding" means;

(a) A general and temporary condition of partial or

complete inundation of normally dry land areas from;

(1) The overflow of inland or tidal waters .

(2) The unusual and rapid accumulation or runoff of

surface waters from any source.

(3) Mudslides (i.e. , mudflows) which are proximately

caused by flooding as defined in paragraph (a)(2) of

this definition and are akin to a river of liquid and

flowing mud on the surfaces of normally dry land

areas, as when earth is carried by a current of water

and deposited along the path ofthe current.

(b) The collapse or subsidence of land along the

shore of a lake or other body of water as a result of

erosion or undermining caused by waves or currents

of water exceeding anticipated cyclical levels or

suddenly caused by an unusually high water level in a

natural body of water, accompanied by a severe

storm, or by an unanticipated force of nature, such as

flash flood or an abnormal tidal surge, or by some

similarly unusual and unforeseeable event which

results in flooding as defined in paragraph (a)(1) of

this definition,

"Flood elevation determination" means a

determination by the Administrator of the water

surface elevations ofthe base flood, that is, the flood

level that has a one percent or greater chance of

occurrence in any given year .

"Flood elevalion study" means an examination,

evaluation and determination of flood hazards and, if

appropriate, corresponding water surface elevations,

or an examination, evaluation and determination of

mudslide (i.e. , mudflow) and/or flood-related erosion

hazards .

"Flood Hazard Boundary Map (FHBM)" means an

official map of a community, issued by the

Administrator, where the boundaries of the

flood, mudslide (i.e. , mudflow) related erosion areas

having special hazards have been designated as Zones

A, M, and/or E.

"Flood insurance" means the insurance coverage

provided under the Program.

"Flood Insurance Rate Map (FIRM)" means an

official map of a community, on which the

Administrator has delineated both the special hazard

areas and the risk premium zones applicable to the

community.

"Flood Insurance Study" - see flood elevation study.

"Flood plain or flood-prone area" means any land

area susceptible to being inundated by water from

any source (see definition of "flooding").

"Flood plain management" means the operation of an

overall program of corrective and preventive

measures for reducing flood damage, including but

not iimited to emergency -preparedness plans, flood

control works and flood plain managemenl

regulations.

"Flood plain management regulations" means zoning

ordinances, subdivision regulations, building codes,

health regulations, special purpose ordinances (such

as a fiood plain ordinance, grading ordinance and

erosion control ordinance) and other applications of

police power. The term describes such state or local

regulations, in any combination thereof, which

provide standards for the purpose of flood damage

prevention and reduction.

"Flood protection system" means those physical

structural works for which funds have been

authorized, appropriated, and expended and which

have been constructed specifically to modify flooding

in order to reduce the extent of the area within a

community subject to a "special flood hazard"" and

the extent ofthe depths of associated flooding. Such a

system typically includes hurricane tidal barriers,

dams, reservoirs, levees or dikes. These specialized

fiood modifying works are those constructed in

conformance with sound engineering standards.

"Flood proofing" means any combination of

structural and non-structural additions, changes, or

adjustments to structures which reduce or eliminate

flood damage to real estate or improved real property,

water and sanitary facilities, structures and their

contents.

"Fiood-related erosion" means the collapse or

subsidence of land along the shore of a lake or other

body of water as a result of undermining caused by

waves or currents of water exceeding anticipated

cyclical levels or suddenly caused by an unusually

high water level in a natural body of water,

accompanied by a severe storm, or by an

unantic ipated force of nature, such as a flash flood or

an abnormal tidal surge, or by some similarly unusual

and unforeseeable event which results in flooding.

"Flood-related erosion area or flood-related erosion

prone area" means a iand area adjoining the shore of

a lake or other body of water, which due lo the

composition ofthe shoreline or bank and high water

levels or wind-driven currents, is likely to suffer

flood-related erosion damage.

"Flood-related erosion area management" means the

operation of an overall program of corrective and

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001085

preventive measures for reducing flood-relaied

*·' erosion damage, including but not limited to

emergency preparedness plans, flood-related erosion

control works, and flood plain management

regulations.

"Floodway" - see regulatory floodway.

"Floodway encroachment lines" mean ihe lines

marking the limits of floodway s on Federal, State and

local flood plain maps .

"Freeboard" means a factor of safely usually

expressed in feet above a flood level for

purposes of flood plain management. "Freeboard'"

tends to compensate for the many unknown factors

that could contribute to flood heights greater than the

height calculated for a selected size fiood and

floodway. conditions, such as wave action, bridge

openings, and the hydrological effect of urbanization

ofthe watershed.

"Functionally dependent use" means a use which

cannot perform its intended purpose unless it is

localed or carried out in close proximity to waler. The

term includes only docking facilities, port facilities

that are necessary for the loading and unloading of

cargo or passengers, and ship buiiding and ship repair

facilities, but does not include long-term storage or

related manufacturing facilities.

"Future-conditions flood hazard area, .or future-

conditions fioodpiain"—see Area of future-conditions

flood hazard .

"Future-conditions hydrology" means the flood

discharges associated with projected land-use

conditions based on a community's zoning maps

and/or comprehensive land-use plans and without

consideration of projected future construction of

flood detention structures or projected future

hydraulic modifications within a stream or other

waterway, such as bridge and culvert construction,

fill, and excavation.

"General Counsel" means the General Counsel of the

Federal Emergency Management Agency.

"Highest adjacent grade" means the highest natural

elevation ofthe ground surface prior to construction

next to the proposed walls of a structure.

"Historic Structure" means any structure that is:

(a) Listed individually in the National Register of

Historic Places (a listing maintained by the

Department of Interior) or preliminarily determined

by the Secretary of the Interior as meeting the

requirements for individual listing on the National

Register,

(b) Certified or preliminarily deiermined by the

'Secretary of the Interior as contributing to the

historical significance ofa registered historic distric t

or a distric t preiiminariiy determined by the Secretary

to qualify as a registered historic district;

(c) Individually listed on a state inventory of historic

places in states with historic preservation programs

which have been approved by the Secretary of the

interior; or

(d) Individually listed on a local inventory of historic

places in communities with historic preservation

programs lhat have been certified either

(1) By an approved state program as determined by

the Secretary ofthe Interior or

(2) Directly by the Secretary ofthe Interior in slates

without approved programs.

"Independent scientific body" means a non-Federal

technical or scientific organization involved in the

study of land use planning, flood plain management,

hydrology, geology, geography, or any other, related

field of study concerned with flooding.

"Insurance adjustment organization" means any

organization or person engaged in the business of

adjusting loss claims arising under the Standard

Flood Insurance Policy.

"insurance company or insurer" iticans any person or

organization authorized to engage in the insurance

business under the laws of any State.

"Levee" means a man-made structure, usually an

earthen embankment, designed and constructed in

accordance with sound engineering practices to

contain, control, or divert the flow of water so as to

provide protection from temporary

flooding.

"Levee System" means a flood protection system

which consists of a levee, or levees, and associated

structures, such as closure and drainage devices,

which are constructed and operated in accordance

with sound engineering practices.

"Lowest Floor" means, the lowest floor ofthe lowest

enclosed area (including basement). An unfinished or

flood resistant enclosure, usable solely for parking of

vehicles, building access or storage in an area other

than a basement area is not considered a building's

lowest floor; provided, that such enclosure is not built

so as to render the structure in violation of the

applicable non-elevation design requirements of Sec.

60.3.

"Mangrove stand" means an assemblage of mangrove

trees which are mostly low trees noted for a copious

development of interlacing adventitious roots above

the ground and which contain one or more of the

fotiowing species: Black mangrove (Avicenma

Nitida); red mangrove (Rhizophora Mangle); white

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mangrove (Languncularia Racemosa); and

buttonwood (Conocarpus Erecta).

"Manufactured home'

7

means a structure,

transportable in one or more sections, which is built

on a permanent chassis and is designed for use with

or without a permanent foundation when attached to

the required utilities. The term "manufactured home""

does not include a "recreational vehicle".

"Manufactured home park or subdivision'" means a

parcel (or contiguous parcels) of land divided into

two or more manufactured home lots for rent or sale .

"Map" means the Fiood Hazard Boundary Map

(FHBM) or the Flood Insurance Rate Map (FIRM)

for a community issued by the Agency.

"Mean sea level" means, for purposes ofthe National

Flood Insurance Program, the National Geodetic

Vertical Datum (NGVD) of 1929 or other datum, to

which base flood elevations shown on a community's

Flood Insurance Rate Map are referenced.

"Mudslide "(i.e., mudflow) describes a condition

where there is a river, flow or inundation of liquid

mud down a hillside usually as a result of a dual

condition of loss of brush cover, and the subsequent

accumulation of water on the ground preceded by a

period of unusually heavy or sustained rain. A

mudslide (i.e., mudflow) may occur as a distinct

phenomenon while a landslide is in progress, and will

be recognized as such by the Administrator oniy if

the mudflow, and not the landslide, is the proximate

cause of damage that occurs.

"Mudslide (i.e. , mudflow) area management'" means

the operation of an overall program of corrective and

preventive measures for reducing mudslide (i.e. ,

mudflow) damage, including but nol limited lo

emergency preparedness plans, mudslide conirol

works, and flood plain managemenl regulations.

"Mudslide (i.e. , mudflow) prone area" means an area

with land surfaces and slopes of unconsolidated

material where the history, geology and climate

indicate a potential for mudflow .

"New construction" means, for the purposes of

determining insurance rates, structures for which the

"start of construction" commenced on or after the

effective date of an initial FIRM or after December

31, 1974, whichever is later, and includes any

subsequent improvements to such structures. For

floodplain managemenl purposes, new construction

means structures for which the start of construction

commenced on or after the effective date 'of a

floodplain management regulation adopted by a

community and includes any subsequent

improvements to such slructures.

"New manufactured home park or subdivision'

1

means a manufactured home park or subdivision for

which the construction of facilities for servicing the

lots on which the manufactured homes are to be

affixed (including at a minimum, the installation of

utilities, the construction of streets, and either final

sile grading or the pouring of concrete pads) is

completed on or after the effective date of fioodpiain

management regulations adopled by a communirv'.

"100-year flood" - see base flood.

"Participating community", also known as an eligible

community, means a community in which the

Administrator has authorized the sale of fiood

insurance.

"Person" includes any individual or group of

individuals, corporation, partnership, association, or

any other entity, including State and local

governments and agencies.

"Policy" means the Standard Flood Insurance Policy.

"Premium" means the total premium payable by the

insured for the coverage or coverages provided under

the policy. The calculation of the premium may be

based upon either chargeable rates or risk premium

rales, or a combination of both.

"Primary frontal dune" means a continuous or nearly

continuous mound or ridge of sand with relatively

steep seaward and landward slopes immediateiy

landward and adjacent to the beach and subject to

erosion and overtopping from high tides and waves

during major coastal storms. The inland limit ofthe

primary frontal dune occurs at the point where there

is a distinct change from a relatively steep slope lo a

relatively mild slope.

"Principally above ground" means that at least 51

percent ofthe actual cash value ofthe structure, less

land value, is above ground .

"Program" means the National Fiood Insurance

Program authorized by 42 U.S.C . 4001 through 4128 .

"Program deficiency" means a defect in a

community's flood plain management regulations or

administrative procedures that impairs effective

implementation of those flood plain managemenl

regulations or of the standards in Sec. 60.3, 60.4,

60.5, or 60.6 .

"Project cost" means the total financial cost ofa flood

protection system (including design, land acquisition,

construction, fees, overhead, and profits), unless the

Federal Insurance Administrator determines a given

" c o s r nol to be a part of such project cost.

"Recreational vehicle" means a vehicle which is:

(a) Built on a single chassis;

(b) 400 square feel or less when measured at the

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.001087

largest horizontal projection;

(c) Designed lo be self-propelled or permanently

towable by a light duty truck; and

(d) Designed primarily not for use as a permanent

dwelling but as temporary living quarters for

recreational, camping, travel, or seasonal use.

"Reference feature" is the receding edge of a bluff or

eroding frontal dune, or if such a feature is not

present, the normal high-water line or the seaward

line of permanent vegetation if a high-water line

cannot be identified .

"Regular Program" means the Program authorized by

the Act under which risk premium rates are required

for the first half of available coverage (also known as

"first layer" coverage) for all new construction and

substantial improvements started on or after the

effective date of the FIRM, or after December 31,

1974, for FIRM'S effective on or before that date . AM

buildings, the construction of which started before the

effective date of the FIRM, or before January 1,

1975, for FIRMs effective before that date, are

eligible for first layer coverage at either subsidized

rates or risk premium rates, whichever are lower.

Regardless of date of construction, risk premium

rates are always required for the second layer

coverage and such coverage is offered oniy after the

Administrator has completed a risk study for the

community.

"Regulatory floodway" means the channel of a river

or other watercourse and the adjacent land areas that

must be reserved in order to discharge the base flood

without cumulatively increasing the water surface

elevation more than a designated height.

"Remedy a violation" means lo bring the structure or

other development into compliance with State or

local flood plain managemenl regulations, or, if this

is not possible, to reduce the impacts of ils

noncompliance. Ways that impacls may be reduced

include protecting the structure or other affected

development from fiood damages, implementing the

enforcement provisions ofthe ordinance or otherwise

deterring future similar violations, or reducing

Federal financial exposure with . regard lo the

structure or other development

"Risk premium rates" mean those rates established by

the Administrator pursuant to individual community

studies and investigations which are undertaken to

provide flood insurance in accordance with section

1307 ofthe Act and the accepted actuarial principles.

"Risk premium rates" include provisions for

operating costs and allowances.

"Riverine" means relating to, formed by, or

resembling a river (including tributaries), stream.

brook, etc.

"Sand dunes" mean natural ly occurring

accumulations of sand in ridges or mounds landward

ofthe beach.

"Scientifically incorrect". The methodology(ies)

and/or assumptions which have been utilized are

inappropriate for the physical processes being

evaluated or are otherwise erroneous.

"Second layer coverage" means an additional limit of

coverage equal to the amounts made available under

the Emergency Program, and made available under

the Regular Program.

"Servicing company" means a corporation.

partnership, association, or any olher organized entity

which contracts with the Federal Insurance

Administration to service insurance policies under the

National Flood Insurance Program for a particular

area.

"Sheet flow area"- see area of shallow flooding .

"60-year setback" means a distance equal to 60 times

the average annual long term recession rate at a site.

measured from the reference feature.

"Special flood hazard area"— see "area of special

flood hazard'".

"Special hazard area" means an area having special

flood, mudslide (i.e. , mudflow), or flood-related

erosion hazards, and shown on an FHBM or FIRM as

Zone A, AO, Al-30, AE, AR, AR/AI-30, ,AR/AE,

AR/AO, AR/AH, AR/A, A99, AH, VO. VI-30. VE,

V, M, or E.

"Standard Flood Insurance Policy" means the flood

insurance policy issued by the Federal insurance

Administrator, or an insurer pursuant to an

arrangement with the Administrator pursuant to

Federal statutes and regulations.

i

'Start of Construction" (for other than new

construction or substantial improvements under the

Coastal Barrier Resources Act (Pub . L. 97348)).

includes subslantial improvement, and means the date

the building permit was issued, provided the actual

start of construction, repair, reconstruction,

rehabilitation, addition placement, or other

improvement was within 180 days of the permit

date . The actual start means either the first placement

of permanent construction of a structure on a site.

such as the pouring of slab or footings, the

installation of piies, the construction of columns, or

any work beyond the stage of excavation; or the

placement ofa manufactured home on a foundation .

Permanent construction does not include land

preparation, .such as clearing, grading and filling;

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001088

nor does it include the installation of streets and/or

walkways; nor does it include excavation for a

basement, footings, piers, or foundations or the

erection of temporary forms; nor does il include the

installation on the propeny of accessory buildings,

such as garages or sheds not occupied as dwelling

units or not part of the main structure. For a

substantia] improvement, the actual start of

construction means the first alteration of any wall,

ceiling, floor, or other structural part of a building,

whether or not that alteration affects the external

dimensions ofthe building.

"State" means any Slate, the District of Columbia, the

territories and possessions of the United States, the

Commonwealth of Puerto Rico, and the Trust

Territory ofthe Pacific islands.

State coordinating agency means the agency of the

state government, or other office designated by the

Governor ofthe state or by state statute at the request

of the Administrator to assist in the implementation

ofthe National Flood Insurance Program in that state .

"Storm cellar" means a space below grade used to

accommodate occupants of the structure and

emergency supplies as a means of temporary shelter

against severe tornado or similar wind storm activity.

"Structure" means, for floodplain management

purposes, a walled and roofed building, including a

gas or liquid storage lank, that is principally above

ground, as well as a manufactured home. Structure,

for insurance purposes, means:

(1) A building with two or more outside rigid walls

and a fully secured roof, that is affixed to a

permanent site;

(2) A manufactured home f a manufactured home,"

also known as a mobile home, is a structure: built on

a permanent chassis, transported to its site in one or

more sections, and affixed to a permanent

foundation); or

(3) A travel trailer without wheels, buill on a chassis

and affixed to a permanent foundation, that is

regulated under the community's floodplain

management and buiiding ordinances or laws.

For the latter purpose, ""structure" does not mean a

recreational vehicle or a park trailer or other similar

vehicle, except as described in paragraph (3) of this

definition, or a gas or liquid storage tank.

"Subsidized rates" mean the rates established by the

Administrator involving in the aggregate a

subsidization by the Federal Government.

"Substantia! damage" means damage of any origin

sustained by a structure whereby the cost of restoring

the structure to ils before damaged condition would

equal or exceed 50 percent ofthe market value ofthe

structure before the damage occurred.

"Substantial improvement"' means any

reconstruction, rehabilitation, addition, or other

improvement of a structure, the cost of which equals

or exceeds 50 percent of the market value of the

structure before the "start of construction" of the

improvement. This term includes structures which

have incurred "substantial damage", regardless ofthe

actual repair work perfonned. The term does not,

however, include either;

(1) Any project for improvement of a structure to

correct existing violations of stale or local health,

sanitary, or safety code specifications which have

been identified by the local code enforcement official

and which are the minimum necessary lo assure safe

living conditions or

(2) Any alteration of a "historic structure", provided

lhat the alteration will not preclude the structure's

continued designation as a "historic structure".

"30-year setback" means a distance equal to 30 times

the average annual long term recession rate at a sile,

measured from the reference feature.

"Technically incorrect". The methodology(ies)

utilized has been erroneously applied due to

mathematical or measurement error, changed

physical conditions, or insufficient quantity or quality

of input data .

"V Zone" - see "coastal high hazard area.'"

"Variance" means a grant of relief by a community

from the terms of a fiood plain management

regulation.

"Violation" means the failure o f a structure or other

development to be fully compliant with the

community's flood plain management regulations.. A

structure or other development without the elevation

certificate, other certifications, or other evidence of

compliance required in Sec. 60.3(bX5), (cX4),

(cXIO), (dX3), (e)(2), (e)(4), or (eX5) is presumed lo

be in violation until such time as that documentation

is provided .

"Water surface elevation" means the height, in

relation to the National Geodetic Vertical Datum

(NGVD) of 1929, (or other datum, where

NFIP Regulations

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001089

specified) of floods of various magnitudes and

frequencies in the flood plains of coastal or riverine

areas . '

"Zone of imminent collapse" means an area subject

to erosion adjacent lo the shoreline of an ocean, bay,

or lake and within a distance equal to 10 feet plus 5

times die average annual long-term erosion rate for

the site, measured from the reference feature.

[41 FR 46968, Oct. 26, 1976]

Editorial Note: For Federal Register citations

affecting Sec. 59.3, see the List of CFR Sections

Affected, which appears in the Finding Aids section

ofthe printed volume and on GPO access.

§ S9.2 Description of program.

(a) The National Flood Insurance Act of 1968 was

enacted by title XIII of the Housing and Urban

Developmenl Act of 1968 (Pub . L. 90448, August 1,

1968) to provide previously unavailable fiood

insurance protection to property owners in flood-

prone areas. Mudslide (as defined in Sec. 59.1)

protection was added to the Program by the Housing

and Urban Development Act of 1969 (Pub . L. 91-

152, December 24, 1969). Flood-related erosion (as

defined in Sec. 59.1) protection was added to the

Program by the Flood Disaster Protection Act of

1973 (Pub . L. 93-234, December 31, 1973). The

Flood Disaster Protection Act of 1973 requires the

purchase of flood insurance on and after March 2,

1974, as a condition of receiving any form of Federal

or federally-related financial assistance for

acquisition or construction purposes with respect to

insurable buildings and mobile homes within an

identified special flood, mudslide (i.e. , mudflow), or

flood-related erosion hazard area that is located

within any community participating in the Program .

The Act also requires that on and after Juiy 1, 1975,

or one year after a community has been formally

notified by the Administrator of its identification as

community containing one or more special flood,

mudslide (i.e. , mudflow), or flood-related erosion

hazard areas, no such Federal financial assistance,

shall be provided within such an area unless the

community in which the area is located is then

participating in die Program, subject to certain

exceptions- See FIA published Guidelines al Sec.

59.4(c).

(b) To qualify for the sale of federally-subsidized

flood insurance a community must adopt and submit

to the Administrator as part of its application, flood

plain management regulations, satisfying at a

minimum the criteria set forth at pan 60 of this

subchapter, designed to reduce or avoid future fiood,

mudslide (i.e. , mudflow) or flood-related erosion

damages. These regulations must include effective

enforcement provisions.

(c) Minimum requirements for adequate flood plain

management regulations are set forth in Sec. 60.3 for

flood-prone areas, in Sec. 60.4 for mudslide (i.e. ,

mudflow) areas and in Sec. 60.5 for flood-related

erosion areas . Those applicable requirements and

standards are based on the amount of technical

information available to the community.

[41 FR 46968, Oct. 26, 1976, as amended at 43 FR

7140, Feb. 17, 1978. Redesignated at 44 FR 31177,

May 31, 1979, and amended at 48 FR 44552, Sept.

29, 1983; 49 FR 4751, Feb. 8, 1984]

§ 59. 3 Emergency program.

The 1968 Act required a risk study to be undertaken

for each community before il could become eligible

for the sale of fiood insurance. Since this requirement

resulted in a delay in providing insurance, the

Congress, in section 408 of the Housing and Urban

Development Act of 1969 (Pub . L. 91-152,

December 24, 1969), established an Emergency

Flood Insurance Program as a new seciion 1336 of

the National Flood Insurance Act (42 U.S.C. 4056) to

permii the early sale of insurance in flood-prone

communities. The emergency program does not affect

the requirement that a community musl adopt

adequate fiood plain management regulations

pursuant to part 60 of this subchapter but permits

insurance to be sold before a study is conducted to

determine risk premium rates for the community. The

program still requires upon the effective date of a

FIRM the charging of risk premium rates for all new

construction and substantia! improvements and for

higher limits of coverage for existing structures.

[43 FR 7140, Feb. 17, 1978 . Redesignated at 44 FR

31177, May 31 , 1979, and amended at 48 FR 44543,

Sept. 29, 1983]

NFIP Regulations

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·· 00109 0

§ 59.4 References.

(a) The following are statutory references for the

National Flood Insurance Program, under which

these regulations are issued:

(1) National Flood Insurance Act of 1968 (title XIll

of the Housing and Urban Development Act of

1968), Pub. L. 90-448, approved August 1, 1968, 42

U.S.C. 4001 etseq.

(2) Housing and Urban Developmenl Act of 1969

(Pub. L. 91-152, approved December 24, 1969) .

(3) Flood Disaster Protection Act of 1973 (87 Stat.

980), Public Law 93-234, approved December 31,

1973.

(4) Section 816 of the Housing and Community

Development Act of 1974 (87 Stat. 975), Public Law

93-383, approved August 22, 1974.

(5) Public Law 5-128 (effective October 12, 1977) .

(6) The above statutes are included in 42 U.S.C. 4001

etseq.

(b) The following are references relevant to the

National Flood insurance Program;

(1) Executive Order 11988 (Floodplain Management,

dated May 24, 1977 (42 FR 26951, May 25, 1977)) .

(2) The Flood Control Act of I960 (Pub. L. 86645).

(3) Title II, section 314 of title III and section 406 of

title IV of the Disaster Relief Act of 1974 (Pub. L.

93-288).

(4) Coastal Zone Management Act (Pub . L. 92583),

as amended Public Law 94-370.

(5) Water Resources Planning Act (Pub. L. 8990), as

amended Public Law 94-112 (October 16, 1975).

(6) Title I, National Environmental Policy Act (Pub.

L. 91-190).

(7) Land and Water Conservation Fund Act (Pub.

L. 89-578), and subsequent amendments thereto .

(8) Water Resources Council, Principals and

Standards for Planning, Water and Related Land

Resources (38 FR 24778-24869, September 10,

1973).

(9) Executive Order 11593 (Protection and

Enchancement of the Cultural Environment), dated

May 13, 1971 (36 FR 8921, May 15, 1971) .

(10) 89th Cong., 2nd Session, H.D. 465.

(11) Required land use element for comprehensive

planning assistance under section 701 of the

Housing Act of 1954, as amended by the Housing

and Community Deveiopment Act of 1974 (24 CFR

600.72).

(12) Executive Order 11990 (Protection of Wetlands,

dated May 24, 1977 (42 FR 26951, May 25, 1977)).

(13) Water Resources Council (Guidance for

Floodplain Management) (42 FR 52590, September

30, 1977) .

(14) Unified National Program for Floodplain

Management of the United Stales Water Resources

Council, July 1976.

(c) The following reference guidelines represent the

views of the Federal insurance Administration with

respect lo the mandatory purchase of flood insurance

under section 102 ofthe Flood Disaster Protection

Act of 1973: Mandatory Purchase of Flood Insurance

Guidelines (54 FR 29666-29695, July 13, 1989).

[41 FR 46968, Oct. 26, 1976, as amended at 43 FR

7140, Feb. 17, 1978 . Redesignated at 44 FR 31177,

May 31, 1979, and amended at 57 FR 19540, May 7.

1992]

§ 59.2 Description of program.

(a) The National Flood Insurance Act of 1968 was

enacted by title XIII of the Housing and Urban

Development Act of 1968 (Pub. L. 90-448, August 1,

1968) to provide previously unavailable flood

insurance protection lo property owners in flood-

prone areas. Mudslide (as defined in Sec. 5V.])

protection was added to the Program by the Housing

and Urban Development Act of 1969 (Pub . L. 91-

152, December 24, 1969). Flood-related erosion (as

defined in Sec. 59.1) protection was added to the

Program by the Flood Disaster Protection Act of

1973 (Pub. L. 93-234, December 31 , 1973). The

Flood Disaster Protection Act of 1973 requires the

purchase of flood insurance on and after March 2,

1974, as a condition of receiving any form of Federal

or federally-related financial assistance for

acquisition or construction purposes widi respect lo

insurable buildings and mobile homes wilhin an

identified special flood, mudslide (i.e., mudflow), or

flood-related erosion hazard area that is located

within any community participating in the Program.

The Act also requires that on and after July 1, 1975,

or one year after a community has been formally

notified by the Administrator of its identification as

community containing one or more special flood,

mudslide (i.e. , mudflow), or flood-related erosion

hazard areas, no such Federal financial assistance,

shall be provided within such an area unless the

community in which the area is located is then

participating in the Program, subject to certain

exceptions. See FIA published Guidelines at Sec.

59.4(c).

(b) To qualify for the sale of federally-subsidized

flood insurance a community must adopt and submit

NFIP Regulations

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001091

to the Administrator as part of its application, flood

plain management regulations, satisfying at a

minimum the criteria set forth at part 60 of this

subchapter, designed to reduce or avoid future flood,

mudslide (i.e., mudflow) or flood-related erosion

damages. These regulations must include effective

enforcement provisions.

(c) Minimum requirements for adequate flood plain

management regulations are set forth in Sec. 60.3 for

flood-prone areas, in Sec. 60.4 for mudslide (i.e. ,

mudflow) areas and in Sec. 60.5 for flood-related

erosion areas. Those applicable requirements and

standards are based on the amount of technical

information available to the community.

[41 FR 46968, Oct. 26, 3 976, as amended at 43 FR

7140, Feb. 17, 1978 . Redesignated at 44 FR 31177,

May 31 , 1979, and amended at 48 FR 44552, Sept.

29, 1983; 49 FR 4751, Feb. 8, 1984]

§ 59.4 References.

(a) The following are statutory references for the

National Flood Insurance Program, under which

(1) National Flood Insurance Act of 1968 (title XIII

of the Housing and Urban Development Act of

1968), Pub. L. 90-448, approved August 1, 1968, 42

U.S.C. 4001 etseq.

(2) Housing and Urban Development Act . of

1969 (Pub . L. 9 i -152, approved December 24, 3 969).

(3) Flood Disaster Protection Acl of 1973 (87 Stat.

980), Public Law 93-234, approved December 31 ,

1973. -

(4) Section 816 of the Housing and Community

Development Act of 1974 (87 Stat. 975), Public Law

93-383, approved August 22, 1974.

(5) Public Law 5-128 (effective October 12, 1977) .

(6) The above statutes are included in 42 U.S.C. 400!

etseq.

(b) The following are references relevant lo the

National Flood Insurance Program:

(1) Executive Order 11988 (Floodplain Management, ,

dated May 24, 1977 (42 FR 26951, May 25, 3977)) .

(2) The Flood Control Acl of 1960 (Pub. L. 86645).

(3) Title 11, section 314 of title III and section 406 of

title IV of the Disaster Relief Act of 1974 (Pub. L.

93-288).

(4) Coastal Zone Management Acl (Pub . L. 92583),

as amended Public Law 94-370.

(5) Water Resources Pianning Act (Pub. L. 8990), as

amended Public Law 94-112 (October 16, 1975).

(6) Title I, National Environmental Policy Act (Pub.

L. 91-190).

NFIP Regulations

(7) Land and Water Conservation Fund Acl (Pub. L.

89-578), and subsequent amendments thereto.

(8) Water Resources Council, Principals and

Standards for Planning, Water and Related Land

Resources (38 FR 24778-24869, September 10,

1973).

(9) Executive Order 11593 (Protection and

Enhancement of the Cultural Environment), dated

May 13, 1971 (36 FR 8921, May 15, 1971) .

(10) 89th Cong. , 2nd Session, H.D. 465.

(11) Required iand use element for comprehensive

planning assistance under section'701 .of the Housing

Act of 1954, as amended by the Housing and

Community Deveiopment Acl of 1974 (24 CFR

600.72).

(12) Executive Order 11990 (Protection of Wetlands,

dated May 24, 1977 (42 FR 26951, May 25, 1977)) .

(J 3) Water Resources Council (Guidance for

Floodplain Management) (42 FR 52590, September

30, 1977) .

(14) Unified National Program for Floodplain

Management of the United Stales Water Resources

Council, July 1976.

(c) The following reference guidelines represent the

views of the Federal Insurance Administration with

respect to the mandatory purchase of flood insurance

under section 102 of the Flood Disaster Protection

Act of 1973: Mandatory Purchase of Flood Insurance

Guidelines (54 FR 29666-29695, July 13, 1989). [41

FR 46968, Ocl. 26, 1976, as amended at 43 FR 7140,

Feb. 17, 1978 . Redesignated at 44 FR 31177, May

31, 1979, and amended at 57 FR 19540, May 7,

1992]

Subpart B—EIigibHity Requirements §

59.21 Purpose of subpart.

This subpart lists actions that must be taken by a

community to become eligible and to remain eligible

for the Program.

[41 FR 46968, Oct. 26, 1976. Redesignated at 44 FR

31177, May 31, 1979]

§ 59.22 Prerequisites for the sale of fiood

insurance.

(a) To qualify for flood insurance availability a

community shall apply for the entire area within its

jurisdiction, and shall submit:

(1) Copies of legislative and executive actions

indicating a local need for flood insurance and an

explicit desire to participate in the National Flood

Insurance Program;

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001092

(2) Citations to Stale and local statutes and

ordinances authorizing actions regulating land use

and copies of the local laws and regulations

cited;

(3) A copy ofthe flood plain management regulations

the community has adopted to meet the requirements

of Sec. 60.3, 60.4 and/or Sec. 60.5 of this subchapter.

This submission shall include copies of any zoning,

building, and subdivision regulations, health codes,

special purpose ordinances (such as a flood plain

ordinance, grading ordinance, or flood-related erosion

control ordinance), and any other corrective and

preventive measures enacted to reduce or prevent

flood, mudslide (i.e. , mudflow) or flood-related

erosion damage;

(4) A list ofthe incorporated communities within the

applicant's boundaries;

(5) Estimates relating to the community as a whole

and to the flood, mudslide (i.e. , mudflow) and flood-

related erosion prone areas

concerning:

(!) Population;

(ii) Number of one to four family residences;

(iii) Number of small businesses; and

(iv) Number of all other structures.

(6) Address of a local repository, such as a municipal

building, where the Flood Hazard Boundary Maps

(FHBMs) and Flood insurance Rale Maps (FIRM'S)

will be made available for public inspection;

(7) A summary of any Stale or Federal activities with

respect to flood plain, mudslide (i.e. , mudflow) or

flood-related erosion area management within the

community, such as federally-funded flood control

projects and State-administered flood plain

management regulations;

(8) A commitment lo recognize and duly evaluate

flood, mudslide (i.e. , mudflow) and/or flood-related

erosion hazards in all official actions in the areas

having special flood, mudslide (i.e. , mudflow) and/or

flood-related erosion hazards and to lake such other

official action reasonably necessaiy to carry out the

objectives ofthe program: and

(9) A commitment to:

(i) Assist the Administrator at his/her request, in

his/her delineation of the limits of the areas having

special flood, mudslide

(i.e. , mudflow) or flood-related erosion hazards;

(ii) Provide such information concerning present uses

and occupancy of the flood plain, mudslide (i.e. ,

mudflow) or flood-related erosion areas as the

Administrator may request;

(iii) Maintain for public inspection and furnish

upon request, for the determination of applicable

flood insurance risk premium rates wilhin all

areas having special flood hazards identified on a

FHBM or FIRM, any certificates of

fioodproofing, and information on the elevation

(in relation to mean sea level) o f t he level of the

lowest floor (including basement) of al l 'new or

substantially improved structures, and include

whether or nol such slructures contain a

basement, and i f the structure has been

fioodproofed. the elevation (in relation to mean

sea level) to which the structure was

fioodproofed;

(iv) Cooperate with Federal, State, and local agencies

and private firms which undertake to study, survey,

map, and identify flood plain, mudslide (i.e. ,

mudflow) or flood-related erosion areas, and

cooperate with neighboring communities with respect

lo the managemenl of adjoining flood plain, mud

slide (i.e. , mudflow) and/or flood-related erosion

areas in order to prevent aggravation of existing

hazards;

(v) Upon occurrence, notify the Administrator in

writing whenever the boundaries of the community

have been modified by annexation or the community

has otherwise assumed or no longer has authority to

adopt and enforce flood

plain management regulations for a particular area, in

order that all FHBM's and FIRM'S accurately

represent the community's boundaries, include within

such notification a copy ofa map of the community

suitable for reproduction, clearly delineating the new

corporate limits or new area for which the community

has assumed or relinquished flood plain managemenl

regulatory authority,

(b) An applicant shall legislatively;

(1) Appoint or designate the agency or offic ial with

the responsibility, authority, and means to implemem

the commitments made in paragraph

(a) of this section, and

(2) Designate the official responsible to submit a

report to the Administrator concerning the

community participation in the Program, including,

but not limited to the development and

implementation of flood plain management

regulations. This report shall be submitted annually

or biennially as determined by the Administrator.

(c) The documents required by paragraph (a) of this

section and evidence of the actions required by

paragraph (b) of this seciion shall be submitted to the

NFIP Regulations

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001093

Federal Emergency Management Agency,

Washington DC 20472.

[41 FR 46968, Oct. 26, 1976. Redesignated at 44 FR

31177, May 31, 1979 and amended at 48 FR 29318,

June 24, 1983; 48 FR 44543, and 44552, Sept. 29,

1983; 49 FR 4751, Feb. 8, 1984; 49 FR 33656, Aug.

24, 1984; 50 FR

36023, Sept. 4, I985J

§ 59.23 Priorities for the sale of flood insurance

under the regular program.

Flood-prone, mudslide (i.e. , mudflow) and flood-

related erosion prone communities are placed on a

register of areas eligible for ratemaking studies and

then selected from this register for ratemaking studies

on the basis ofthe following considerations—

(a) Recommendations of State offic ials;

(b) Location of community and urgency of need for

flood insurance;

(c) Population of community and intensity of existing

or proposed development ofthe flood plain, the mud

slide (i.e., mudflow) and the flood-related erosion

area;

(d) Availability of infonnation on the community

with respect to its fiood, mudslide

(i.e., mudflow) and flood-related erosion

characteristics an d previous losses;

(e) Extent of Slate and local progress in flood plain,

mudslide (i.e. , mudflow) area and flood-related

erosion area management, including adoption of

flood plain management regulations consistent with

related ongoing programs in the area.

[41 FR 46968, Oct. 26, 1976. Redesignated al 44 FR

31177, May 31, 1979] ,

§ 59.24 Suspension of community eligibility.

(a) A community eligible for the sale of fiood

insurance shall be subject to suspension from the

Program for failing to submit copies of adequate

flood plain managemenl regulations meeting the

minimum requirements of paragraphs (b), (c), (d), (e)

or (f) of Sec.60.3 or paragraph (b) of Sec.60.4 or

Sec.60.5, within six months from the date the

Administrator provides the data upon which the fiood

plain regulations for the applicable paragraph shall be

based . Where there has not been any submission by

the community, the Administrator shall notify the

community that 90 days remain in Ihe six month

period in order to submit adequate flood plain

management regulations. Where there has been an

inadequate submission, the Administrator shall notify

the community of the specific deficiencies in its

submitted flood plain management regulations and

inform the community of the amount of time

remaining within the six month period. If,

subsequently, copies of adequate flood plain

managemenl regulations are not received by the

Administrator, no later than 30 days before the

expiration of the original six month period the

Administrator shall provide written notice to the

community and lo the state and assure publication in

the Federal Register under part 64 of this subchapter

of the community's loss of eligibility for the sale of

flood insurance, such suspension to become effective

upon the expiration of the six month period . Should

the community remedy the defect and the

Administrator receive copies of adequate flood plain

management regulations within the notice period, the

suspension notice shall be rescinded by the

Administrator. If the Administrator receives notice

from the State that it has enacted adequate flood plain

management regulations for the community within

the notice period, the

suspension notice shall be rescinded by the

Administrator. The community's eligibility shall

remain terminated after suspension until copies of

adequate flood plain management regulations have

been received and approved by the Administrator,

(b) A community eligible for the sale of flood

insurance which fails to adequately enforce flood

plain management regulations meeting the minimum

requirements set forth in Sec. 60.3,

60.4 and/or 60.5 shall be subject to probation.

. Probation shall represent formal notification to the

community thai the Administrator regards the

community's flood plain management program as not

compliant with NFIP criteria. Prior to imposing

probation, the Administrator

(!) shall'mform the community upon .90 days prior

written notice ofthe impending probation and ofthe

specific program deficiencies and violations relative

to the failure to enforce,

(2) shall, at least 60 days before probation is to begin,

issue a press release to-local media explaining the

reasons for and the effects of probation, and

(3) shall, at least 90 days before probation is to begin,

advise all policyholders in the community of the

impending probation and the additional premium that

will be charged, as provided in this paragraph, on

policies sold or renewed during the period of

probation. During this 90-day period the community

shall have the opportunity to avoid probation by

demonstrating compliance with Program

NFIP Regulations

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001094

requirements, or by correcting Program deficiencies

and remedying all violations to

the maximum exient possible. If, at the end ofthe 90-

day period, the Administrator determines that the

community has failed to do so, the probation shall go

inlo effect. Probation may be

. continued for up to one year after the community

corrects all Program deficiencies and remedies all

violations to the maximum extent possible. Flood

insurance may be sold or renewed in the community

while it is on probation. Where a policy covers

property located in a community placed on probation

on or after October 1, 1986, but prior to October 1,

1992, an additional premium of $25.00 shall be

charged on each such policy newly issued or renewed

during the one-year period beginning on the date the

community is placed on probation and during any

successive one-year periods that begin prior to

October 1, 1992. Where a community's probation

begins on or after October 1, 1992, the additional

premium described in the preceding sentence shall be

$50.00, which shall also be charged during any

successive one-year periods during which the

community remains on probation for any part thereof.

This $50.00 additional premium shall further be

charged during any successive one-year periods that

begin on or after October 1, 1992, where the

preceding one-year probation period began prior to

October 1, 1992.

(c) A community eligible for the sale of flood

insurance which fails to adequately enforce its flood

plain management regulations meeting the minimum

requirements set forth in Sec. 60.3,

60.4 and/or 60. 5 and does not correct its Program

deficiencies and remedy all violations to the

maximum exient possible in accordance with

compliance deadlines established during a period of

probation shall be subject lo suspension of its

Program eligibility. Under such circumstances, the

Administrator shall grant the community 30 days in

which to show cause why it should nol be suspended.

The Administrator may conduct a hearing, written or

oral, before commencing suspensive action. If a

community is to be suspended, the Administrator

shall inform it upon 30 days prior written notice and

upon publication in the Federal Register under part

64 of this subchapter of its loss of eligibility for the

sale of flood insurance. In the event of impending

suspension, the Administrator shall issue a press

release to the local media explaining the reasons and

effects ofthe suspension. The community's eligibility

shall only be reinstated by the Administrator upon his

receipt of a local legislative or executive measure

reaffirming the community's formal intent to

adequately enforce the flood plain management

requirements of this subpart, together with evidence

of action taken by the community to correct Program

deficiencies and remedy io the maximum extern

possible those violations which caused the

suspension, in certain cases, the Administrator, in

order to evaluate the community's performance under

the terms of its submission, may withhold

reinstatement for a period not to exceed one year

from the date of his receipt of the satisfactory

submission or place the community on probation as

provided for in paragraph (b) of this section,

(d) A community eligible for the sale of fiood

insurance which repeals its flood plain management

regulations, allows its regulations to lapse, or amends

its regulations so that they

no longer meel the minimum requirements set forth

in Sec. 60.3, 60.4 and/or 60.5 shall be suspended

from the Program. If a community

is to be suspended, the Administrator shall inform it

upon 30 days prior written notice and upon

publication in the Federal Register under pan 64 of

this subchapter of its loss of eligibility for the sale of

flood insurance. The community eligibility shall

remain terminated after suspension until copies of

adequate flood plain management regulations have

been received and approved by the Administrator,

(e) A community eligible for the sale of fiood

insurance may withdraw from the Program by

submitting to the Administrator a copy of a

legislative action that explicitly states ils desire to

withdraw from the National Flood Insurance

Program. Upon receipt ofa certified copy of a final

legislative action, the Administrator shall withdraw

the community from the Program and publish in the

Federal Register underpart 64 of this subchapter ils

loss of eligibility for the sale of flood insurance. A

community that has withdrawn from the Program

may be reinstated if its submits the application

materials specified in Sec. 59.22(a).

( 0 If during a period of ineligibility under paragraphs

(a), (d), or (e) of this section, a community has

permitted actions to.take place that have aggravated

existing flood plain, mudslide (i.e. , mudflow) and/or

fiood related erosion hazards, the Administrator may

withhold reinstatement until the community submits

evidence that it has taken action to remedy lo the

maximum extent possible the increased hazards. The

Administrator may also place the reinstated

community on probation as provided for in paragraph

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(b) of this section.

(g) The Administrator shall promptly notify the

servicing company and any insurers issuing flood

· insurance pursuant to an arrangement with the

Administrator of those communities whose eligibility

has been suspended or which have withdrawn from

the program. Flood insurance shall not be sold or

renewed in those communiiies. Policies sold or

renewed within a community during a period of

ineligibility are deemed to be voidable by the

Administrator whether or not the parties to sale or

renewal had actual notice ofthe ineligibility.

[41 FR 46968, Oct. 26, 1976 . Redesignated at 44 FR

31177, May 31 , 1979, and amended at 48 FR 44543

and 44552, Sept. 29, 1983; 49 FR 4751, Feb. 8, 1984;

50 FR 36023, Sept. 4, 1985; 57 FR 19540, May 7,

1992; 59 FR 53598, Oct. 25, 1994; 62 FR 55715,

Oct. 27, 1997]

PART 60-CRITER1A

MANAGEMENT AND USE

FOR

LAND

Subpart A—Requirements for Fiood Plain

Management Regulations

Sec.

60.1 Purpose of subpart .

60.2 Minimum compliance with flood plain

management criteria.

60.3 Flood plain managemenl criteria for flood-prone

areas.

60.4 Flood plain management criteria for mudslide

(i.e. , mudflow)-prone areas .

60.5 Flood plain management criteria for flood-

related erosion-prone areas .

60.6 Variances and exceptions.

60.7 Revisions of criteria for flood plain management

regulations.

60.8 Definitions.

Subpart B—Requirements for State Flood Plain

Management Regulations

Sec.

60.11 Purpose of this subpart .

60.12 Flood plain management criteria for State-

owned properties in special hazard areas .

60.13 Noncompliance.

NFIP Regulations

Subpart C—Additional Considerations in

Managing Flood-Prone, Mudslide (i.e., Mudflow)-

Prone, and Flood-Related Erosion-Prone Areas

Sec.

60.21 Purpose of this subpart .

60.22 Planning considerations for flood-prone areas .

60.23 Pianning considerations for mudslide (i.e. ,

mudflow)-prone areas .

60.24 Planning considerations for flood-related

erosion-prone areas .

60.25 Designation, duties, and responsibilities of

Slate Coordinating Agencies.

60.26 Local coordination.

Authority: 42 U.S.C. 4001 et seq. ;

Reorganization Plan No. 3 of 1978, 43 FR

41943, 3 CFR, 1978 Comp. , p. 329; E.O. 12127

of Mar. 31, 1979, 44 FR 19367, 3 CFR, 1979

Comp., p. 376.

Source: 41 FR 46975, Oct. 26, 1976, unless

otherwise noted. Redesignated at 44 FR 31177,

May 31, 1979.

§ 60.1 Purpose of subpart .

(a) The Act provides that flood insurance shall not be

sold or renewed under the program within a

community, unless the community has adopted

adequate flood plain management regulations

consistent with Federal criteria. Responsibility for

establishing such criteria is delegated to the

Administrator.

(b) This subpart sets forth the criteria developed in

accordance with the Act by which the Administrator

will determine the adequacy ofa community's flood

plain management regulations. These regulations

must be legally-enforceable, applied uniformly

throughout the community to ail privately and

publicly owned land within flood-prone, mudslide

(i.e. , mudflow) or flood-related erosion areas, and the

community must provide that the regulations take

^precedence over any less restric tive conflicting local

laws, ordinances or codes. Except as otherwise

provided in Sec. 60.6, the adequacy of such

regulations shall be determined on the basis of the

standards set forth in Sec. 60.3 for flood-prone areas,

Sec. 60.4 for mudslide areas and Sec. 60.5 for flood-

related erosion areas .

(c) Nothing in this subpart shall be construed as

modifying or replacing the general requirement that

all eligible communities musl take into account flood,

mudslide (i.e. , mudflow) and flood-related erosion

hazards, to the extent lhal they are known, in all

official actions relating to land management and use.

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(d) The criteria set forth in this subpart are minimum

standards for the adoption of flood plain management

regulations by flood-prone, mudslide (i.e. , mudflow)-

prone and flood-related erosion-prone communities.

Any community may exceed the minimum criteria

under this part by adopting more comprehensive

flood plain management regulations utilizing the

standards such as contained in subpart C of this part-

In some instances, community officials may have

access to information or knowledge of conditions that

require, particularly for human safety, higher

standards than the minimum criteria set forth in

subpart A of this part. Therefore, any flood plain

management regulations adopted by a State or a

community which are more restrictive than the

criteria set forth in this part are encouraged and shall

take precedence.

[41 FR 46975, Ocl. 26, 1976. Redesignated al 44 FR

31I7 7 ,May3] , 1979,

as amended at 48 FR 44552, Sept. 29, 1983; 49 FR

4751, Feb. 8, 1984]

§ 60.2 Minimum compliance with flood plain

management criteria.

(a) A flood-prone community applying for flood

insurance eligibility shall meet the standards of

Sec.60.3(a) in order to become eligible if a FHBM

has not been issued for the community at the time of

application. Thereafter, the community will be given

a period of six months from the date the

Administrator provides the data set forth in

Sec.60.3(b), (c), (d), (e) or (0 , in which to meet the

requirements of the applicable paragraph. If a

community has received a FHBM, but has not yet

applied for Program eligibility, the community shall

apply for eligibility directly under the standards sel

·forth in Sec.60.3(b). Thereafter, the community will

be given a period of six months from the date the

Administrator provides the data set forth in

Sec.60.3(c), (d), (e) or (f) in which to meet the

requirements ofthe applicable paragraph.

(b) A mudslide (i.e. , mudflow)-prone community

applying for flood insurance eligibility shall meet the

standards of Sec. 60.4(a) to become eligible .

Thereafter, the community will be given a period of

six months from the date the mudslide (i.e. , mudflow)

areas having special mudslide hazards arc delineated

in which to meet the requirements of Sec. 60.4(b).

(c) A flood-related erosion-prone community

applying for flood insurance eligibility shall meet the

;

standards of Sec. 60.5(a) to become eligible .

Thereafter, the community will be given a period of

NFIP Regulations

six months from the date the flood-related erosion

areas having special erosion hazards are delineated in

which lo meel the requirements of Sec. 60.5(b).

(d) Communiiies identified in part 65 of this

subchapter as containing more lhan one type of

hazard (e.g. , any combination of special flood,

mudsl.ide (i.e. , mudflow), and flood-related erosion

hazard areas) shall adopt flood plain managemenl

regulations for each type of hazard consistent with

the requirements of Sec.Sec. 60.3, 60.4 and 60.5 .

(e) Local flood plain management regulations may be

submitted to the State Coordinating Agency

designated pursuant to Sec. 60.25 for ils advice and

concurrence. The submission to the State shall clearly

describe proposed enforcement procedures.

(f) The community official responsible for submitting

annual or biennial reports to the Administrator

pursuant to Sec. 59.22Cb)(2) of this, subchapter shall

also submit copies of each annual or biennial report

to any Stale Coordinating Agency.

(g) A community shall assure lhal its comprehensive

plan is consislenl with the flood plain managemenl

objectives of this part.

(h) The community shall adopt and enforce flood

plain managemenl regulations based on data provided

by the Administrator. Without prior approval of the

Administrator, the community shall not adopt and

enforce flood plain management regulations based

upon modified data reflecting natural or man-made

physical changes.

[41 FR 46975, Oct. 26; 1976. Redesignated at 44 FR

3 1177, May 31,1979, as amended at 48 FR 2931 8,

June 24, 1983; 48 FR 44552, Sept. 29, 1983; 49 FR

4751, Feb. 8, 1984; 50 FR 36024, Sept. 4, 1985; 59

FR 53598, Ocl. 25, 3 994; 62 FR 55716, Oct. 27,

1997]

§ 6 03 Flood plain management criteria for flood-

prone areas.

The Administrator will provide the data upon which

flood plain managemenl regulations shall be based. If

the Administrator has not provided sufficienl data to

furnish a basis for these regulations in a particular

community, the community shall obtain, review and

reasonably utilize data available from other Federal,

State or other sources pending receipt of data from

the Administrator. However, when special flood

hazard area designations and water surface elevations

have been furnished by the Administrator, they shall

apply. The symbols defining such special flood

hazard designations are set forth in Sec. 64.3 of this

subchapter. In ail cases the minimum requirements

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governing the adequacy of the flood plain

management regulations for flood-prone areas

adopted by a particular community depend on the

amount of technical data formally provided lo the

community by the Administrator. Minimum

standards for communities are as follows:

(a) When the Administrator has nol defined the

special fiood hazard areas within a community, has

not provided water surface elevation data, and has not

provided sufficient data to identify the floodway or

coastal high hazard area, but the community has

indicated the presence of such hazards by submitting

ah application lo participate in the Program, the

community shall:

(1) Require permits for all proposed construction or

other development in the community, including the

placement of manufactured homes, so that it may

determine whether such construclion or other

deveiopment is proposed within flood-prone areas;

(2) Review proposed developmenl to assure that alt

necessary permits have been received from those

governmental agencies from which approval is

required by Federal or State law. including section

404 of the Federal Water Pollution Control Act

Amendments of 1972,33 U.S.C. 1334;

(3) Review all permit applications to determine

whether proposed building sites will be reasonably

safe from flooding. If a proposed building sile is in a

' flood-prone area, all new construction and substantial

improvements shall

(i) be designed (or modified) and adequately

anchored to prevent flotation, collapse, or lateral

movement of the structure resulting from

hydrodynamic and hydrostatic loads, including the

effects of buoyancy, (ii) be constructed with materials

resistant to flood damage, (iii) be constructed by

methods and practices that minimize flood damages,

and (iv) be constructed with electrical, heating,

ventilation, plumbing, and air conditioning

equipment and other service facilities that are

designed and/or localed so as to prevent water from

entering or accumulating wilhin the components

during conditions of flooding.

(4) Review subdivision proposals and other proposed

new development, including manufactured home

parks or subdivisions, to determine whether such

proposals will be reasonably safe from flooding. If a

subdivision proposal or other proposed new

development is in a flood-prone area; any such

proposals shall be reviewed to assure that (i) all such

proposals are consistent with the need to minimize

flood damage within the flood-prone area, (ii) all

public utilities and facilities, such as sewer, gas .

electrical, and water systems are located and

conslrucied to minimize or eliminate flood damage,

and (iii) adequate drainage is provided to reduce

exposure to flood hazards;

(5) Require within flood-prone areas new and

replacement water supply systems to be designed to

minimize or eliminate infiltration of flood waters inlo

the systems; and

(6) Require wilhin flood-prone areas (i) new and

replacement sanitary sewage systems to be designed

to minimize or eliminate infiltration of flood waters

inlo the systems and discharges from the systems into

flood waters and (ii) onsite waste disposal systems to

be localed to avoid impairment to them or

contamination from them during flooding.

(b) When the Administrator has designated areas of

special flood hazards (A zones) by the publication of

a community's FHBM or FIRM, but has neither

produced waler surface elevation data nor identified a

floodway or coastal high hazard area^ the community

shall:

(1) Require permits for all proposed construction and

other developments including the placement of

manufactured homes, within Zone A on the

community's FHBM or FIRM;

(2) Require the application of the standards in

paragraphs (a) (2),

(3), (4), (5) and (6) of this section to developmenl

wilhin Zone A on the community's FHBM or FIRM;

(3) Require that all new subdivision proposals and

other proposed developments (including proposals

for manufactured home parks and subdivisions)

greater than 50 lots or 5 acres, whichever is the

lesser, include within such proposals base flood

elevation data; (4) Obiain, review and reasonably

utilize any base flood elevalion and floodway . data

available from a. Federal, State, or other source,

including data developed pursuant to paragraph (bX3)

of this section, as criteria for requiring that new

construction, substantial improvements, or other

development in Zone A on the community's FHBM

or FIRM meet the standards in paragraphs (cX2),

(cX3), (cX5), (c)(6)- (c)(!2), (cXM), (d)(2) and (d)(3)

of this seciion;

(5) Where base flood elevation data are utilized,

within Zone A on the community's FHBM or FIRM:

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(i) Obtain the elevation (in relation io mean sea level)'

of the lowest floor(inc!uding basement) of all new

and substantially improved structures, and

(ii) Obtain, if the structure has been fioodproofed in

accordance with paragraph (cX3)(ii) of this section,

the elevation (in relation to mean sea level) lo which

the structure was fioodproofed, and

(iii) Maintain a record of all such information with

the official designated by the community under Sec.

59.22 (a)(9Xiii);

(6) Notify, in riverine situations, adjacent

communities and the State Coordinating Office prior

to any alteration or relocation of a watercourse, and

submit copies of such notifications to the

Administrator;

(7) Assure thai the flood carrying capacity within the

altered or relocated portion of any watercourse is

maintained;

(8) Require that all manufactured homes to be placed

within Zone A bn a community's FHBM or FIRM

shall be installed using methods and practices which

minimize fiood damage. For the purposes of this

requirement, manufactured homes must be elevated

and anchored to resist flotation, collapse, or lateral

movement . Methods of anchoring may include, but

are not to be limited to, use of over-the-top or frame

ties to ground anchors. This requirement is in

addition to applicable Slate and local anchoring

requirements for resisting wind forces.

(c) When the Administrator has provided a notice of

final flood elevations for one or more special flood

hazard areas on the community's FIRM and, if

appropriate, has designated other special flood hazard

areas without base flood elevations on the

community's FIRM, but has not identified a

regulatory floodway or coastal high hazard area, the

community shall:

(.1) Require the standards of paragraph (b) of this

seciion within all Al-30 zones, AE zones, A zones,

AH zones, and AO zones, on the community's FIRM;

(2) Require that all new construclion and substantial

improvements of residential structures within Zones

Al-30, AE and AH zones on the community's FIRM

have the lowest floor (including basement) elevated

to or above the base flood level, unless the

community is granted an exception by the

Administrator for the allowance of basements in

accordance with Sec. 60.6 (b) or (c);

(3) Require that all new construction and substantial

improvements of non-residential structures within

Zones Al-30, AE and AH zones on the community's

'firm (i) have the lowest fioor (including basement)

elevated to or above the base flood level or, (ii)

. together with attendant utility and sanitary facilities,

be designed so that below the base fiood level the

structure is watertight with walls substantially

impermeable to the passage of water and with

structural components having the capability of

resisting hydrostatic and hydrodynamic loads and

effects of buoyancy;

(4) Provide that where a non-residential structure is

intended to be made watertight below the base fiood

ievel, (i) a registered professional engineer or

architect shall develop and/or review structural

design, specifications, and plans for the construction,

and shall certify that the design and methods of

construction are in accordance with accepted

standards of practice for meeting the applicable

provisions of paragraph (cX3)(ii) or (c)(8Xii) of this .

section, and (ii) a record of such certificates which

includes the specific elevation (in relation to mean

sea level) to which such structures are fioodproofed

shall be maintained wilh ihe offic ial designated by

the community under Sec. 59.22(aX9Xiii);

(5) Require, for all new construction and substantial

improvements, lhat fully enclosed areas below the

lowest floor that are usable solely for parking of

vehicles, building access or storage in an area olher

than a basemenl and which are subject to flooding

shall be designed to automatically equalize

hydrostatic flood forces on exterior walls by allowing

for the entry and exit of floodwaters. Designs for

meeting this requirement musl either be cenified by a

regislered professional engineer or architect or meet

or exceed the following minimum criteria: A

minimum of two openings having a total net area of

not less than one square inch for every square foot of

enclosed area subject to flooding shall be provided.

The bottom of all openings shall be no higher than

one foot above grade . Openings may be equipped

wilh screens, louvers, valves, or other coverings or

devices provided that they pennit the automatic entry

and exit of floodwaters.

(6) Require that manufactured homes that are placed

or substantially improved within Zones Al-30, AH,

and AE on the community's FIRM on sites

(i) Outside of a manufactured home park or

subdivision,

(ii) In a new manufactured home park or subdivision,

(iii) In an expansion to an existing manufactured

home park or subdivision, or

(iv) In an existing manufactured home park or

subdivision on which a manufactured home has

incurred "substantial damage" as the result of a

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fiood, be elevated on a permanent foundation such

that the lowest floor of the manufactured home is

elevated lo or above the base flood elevalion and be

securely anchored to an adequately anchored

foundation system to resist floatation collapse and

lateral movement.

(7) Require within any AO zone on the community's

FIRM that all new construction and substantial

improvements of residential structures have the

lowest floor, (including basement) elevated above the

highest adjacent grade at least as high as the depth

number specified in feet on the community's FIRM

(at least two feet if no depth number is specified);

(8) Require within any AO zone on the community's

FIRM that all new construction and substantial

improvements of nonresidential structures

(i) have the lowest floor (including basement)

elevated above the highest adjacent grade at least as

high as the depth number specified in feet on the

community's FIRM (al least two feet if no depth

number is specified), or

(ii) together with attendant utility and sanitary

facilities be completely fioodproofed to that level to

meet the fioodproofing standard specified in Sec.

60.3(cX3Xii);

(9) Require within any A99 zones on a community's

FIRM the standards of paragraphs (aXO through

(aX^XO and (b)(5) through (b)(9) of this section;

(10) Require until a regulatory floodway is

designated, that no new construction, substantial

improvements, or other development (including fill)

shall be permitted within Zones Al-30 and AE on the

community's FIRM, unless it is demonstrated that the

cumulative effect ofthe proposed development, when

combined with all other existing and anticipated

development, will not increase the water surface

elevation ofthe base flood more than one foot at any

point within the community.

(11) Require within Zones AH and AO, adequate

drainage paths around structures on slopes, to guide

floodwaters around and away from proposed

structures.

(12) Require that manufactured homes to be placed or

substantially improved on sites in an existing

manufactured home park or subdivision within Zones

A-l-30, AH, and AE on the community's FIRM that

are not subject to the provisions of paragraph (c)(6)

of this section be elevated so that either

(i) The lowest floor of the manufactured home is at or

above the base fiood elevalion, or

(ii) The manufactured home chassis is supported by

reinforced piers or other foundation elements of at

least equivalent strength that are no less than 36

inches in height above grade and be securely

anchored lo an adequately anchored foundation

system to resist floatation, collapse, and lateral

movement.

(13) Notwithstanding any other provisions of Sec.

60.3, a community may approve certain developmenl

in Zones Al-30, AE, and AH, on the community's

FIRM which increase the water surface elevation of

the base flood by more than one foot, provided that

the community first applies for a conditional FIRM

revision, fulfills the requirements for such a revision

as established under the provisions of Sec. 65.12, and

receives the approval ofthe Administrator.

(14) Require that recreational vehicles placed on sites

within Zones Al-30, AH, and AE on the community's

FIRM either

(i) Be on the site for fewer than 180 consecutive

days,

(ii) Be fully licensed and ready for highway use, or

(iii) Meel the permit requirements of paragraph (b)(1)

of this section and the elevation and anchoring

requirements for ""manufactured homes" in

paragraph (c)(6) of this section.

A recreational vehicle is ready for highway use if il is

on its wheels or jacking system, is attached to the site

only by quick disconnect type utilities and security

devices, and has no permanently attached additions.

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(d) When the Administrator has provided a notice of

final base flood elevations within Zones Al-30

and/or AE on the community's FIRM and, if

appropriate, has designated AO zones, AH zones,

A99 zones, and A zones on the community's FIRM,

and has provided data from which the community

shall designate its regulatory floodway, the

community shall:

(1) Meet the requirements of paragraphs (c) (1)

through (14) of this section;

(2) Select and adopt a regulatory floodway based on

the principle that the area chosen for the regulatory

floodway musl be designed to carry the waters ofthe

base flood, without increasing the water surface

elevation of that flood more than one foot at any

point;

(3) Prohibit encroachments, including fill, new

construction, substantial improvements, and other

development within the adopled regulatory floodway.

unless it has been demonstrated through hydrologic

and hydraulic analyses performed in accordance wilh

standard engineering practice that the proposed

encroachment would not result in any increase in

flood levels within the community during the

occurrence ofthe base flood discharge;

(4) Notwithstanding any other provisions of Sec.

60.3, a community may permit encroachments within

the adopted regulatory floodway that would result in

an increase in base flood elevations, provided that the

community first applies for a conditional FIRM and

floodway revision, fulfills the requirements for such

revisions as established under the provisions of Sec.

65.12, and receives the approval ofthe Administrator,

(e) When the Administrator has provided a notice of

final base flood elevations within Zones Al-30

and/or AE on the community's FIRM and, if

appropriate, has designated AH zones, AO zones,

A99 zones, and A zones on the community's FIRM,

and has identified on the community's FIRM coastal

high hazard areas by designating Zones VI-30, VE,

and/or V, the community shall:

(1) Meet the requirements of paragraphs (cXU

through (14) of this section;

(2) Within Zones VI-30, VE, and V on a

community's FIRM, (i ) obtain the elevation (in

relation to mean sea level) ofthe bottom ofthe lowest

structural member of the lowest floor (excluding

pilings and columns) of all new and substantially

improved structures, and whether or not such

structures contain a basement, and (ii) maintain a

record of all such information with the official

designated by the community under Sec.

59.22(a)(9Xiii);

(3) Provide that all new construction within Zones

VI-30, VE, and V on the community's FIRM is

located landward ofthe reach of mean high tide;

(4) Provide that all new construction and substantial

improvements in Zones Vl-30 and VE, and also

Zone V if base flood elevation data is available, on

the community's FIRM, are elevated on pilings and

columns so lhat

(i) the bottom of the lowest horizontal structural

member ofthe lowest floor (excluding the pilings or

columns) is elevated to or above the base flood level;

and

(ii) the pile or column foundation and structure

attached thereto is anchored to resist flotation,

collapse and lateral movement due to the effects of

wind and water loads acting simultaneously on all

building components. Water loading values used

shall be those associated with the base flood. Wind

loading values used shall be those required by

applicable State or local building standards. A

registered professional engineer or architect shall

develop or review the structural design, specifications

and plans for the construclion, and shall certify thai

the design and methods of construction to be used are

in accordance with accepted standards of practice for

meeting the provisions of paragraphs (e)(4)

(i) and (ii) of this section.

(5) Provide that all new construclion and substantial

improvements within Zones Vl-30, VE, and V on the

community's FIRM have the space below the lowest

floor either free of obstruction or constructed with

non-supporting breakaway walls, open wood lattice-

work, or insect screening intended lo collapse under

wind and water loads without causing collapse,

displacement, or olher structural damage to the

elevated portion of the building or supporting

foundation system . For the purposes of this section, a

breakway wall shall have a design safe loading

resistance.of not less than 10 and no more than 20

pounds per square foot Use of breakway walls which

exceed a design safe loading resistance of 20 pounds

per square fool (either by design or when so required

by local or State codes) may be permitted only if a

registered professional engineer or architect certifies

that the designs proposed meet the, following

conditions:

(i) Breakaway wall collapse shall result from a water

load less than that which would occur during the base

flood; and,

(ii) The elevated portion of the building and

supporting foundation system shall not be subject to

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^-- collapse, displacement, or other structural damage

due to the effects of wind and water loads acting

simultaneously on all building components (structural

and non-structural). Waler loading values used shall

be those associated with the base flood. Wind loading

values used shall be those required by applicable

State or local building standards. Such enclosed space

shall be useable solely for parking of vehic les,

building access, or.storage.

(6) Prohibit the use of fill for structural suppon of

buildings within Zones Vl-30, VE, and V on the

community's FIRM;

. (7) Prohibit man-made alteration of sand dunes and

mangrove stands within Zones Vl-30, VE, and V on

the community's FIRM which would increase

potential flood damage.

(8) Require that manufactured homes placed or

substantially improved within Zones Vl-30, V, and

VE on the community's FIRM on sites

(i) Outside of a manufactured .home park or

subdivision,

(ii) in a new manufactured home park or subdivision,

(iii) In an expansion to an existing manufactured

home park or subdivision, or

(iv) In an existing manufactured home park or

subdivision on which a manufactured home has

mcurred "substantial damage" as the resuil of a

flood, meet the standards of paragraphs (e)(2)

through (7) of this section and that manufactured

homes placed or substantially improved on other sites

in an existing manufactured home park or subdivision

within Zones Vl-30, V, and VE on the community's

FIRM meet the requirements of paragraph (cX12) of

this section.

(9) Require that recreational vehicles placed on sites

within Zones Vl-30, V, and V£ on the community's

FIRM either

(i) Be on the site for fewer than 180 consecutive

days,

(ii) Be fully licensed and ready for highway use, or

(iii) Meet the requirements in paragraphs (bXI) and

(e) (2) through (7) of this seciion.

A recreational vehicle is ready for highway use if il is

on its wheels or jacking system, is attached to the sile

' only by quick disconnect type utilities and security

devices, and has no permanently attached additions.

(f) When the Administrator has provided a notice of

final base flood elevations within Zones AI -30 or AE

on the community's FIRM, and, if appropriate, has

designated AH zones, AO zones, A99 zones, and A

i zones on the community's FIRM, and has identified

flood protection restoration areas by designating

Zones AR, ARyAI-30, AR/AE, AR/AH, AR/AO, or

AR/A, the community shall:

(1) Meet the requirements of paragraphs (cX 1)

through (14) and (dX I) through (4) of this section.

(2) Adopt the offic ial map or legal description of

those areas within Zones AR, AR/AI-30, AR/AE,

AR/AH, AR/A, or AR/AO that are designated

developed areas as defined in Sec.59.1 in accordance

with the eligibility procedures under Sec.65.14.

(3) For all new construction of structures in areas

within Zone AR thai are designated as developed

areas and in other areas within Zone AR where the

AR flood depth is 5 feet or less;

(i) Determine the lower of either the AR base flood

elevation or the elevation thai is 3 feet above highest

adjacent grade: and

(ii) Using this elevation, require the standards of

paragraphs (c)(1) through (14) of this section.

(4) For all new construction of slructures in those

areas wilhin Zone AR that are hot designated as

developed areas where the AR flood depth is greater

than 5 feet:

(i) Determine the AR base flood elevation; and

(ii) Using that elevation require the standards of

paragraphs (cXO through (14) of this section.

(5) For all new construclion of structures in areas

within Zone AR/AI-30, AR/AE, AR/AH, AR/AO,

and AR/A:

(i) Determine the applicable elevation for Zone AR

from paragraphs (a)(3) and (4) of this section;

(ii) Determine the base flood elevation or flood depth

- for the underlying Al -30, AE, AH, AO and A Zone;

and (iii) Using the higher elevation from paragraphs

(a)(5)(i) and (ii) of this section require the standards

of paragraphs (cXO through (14) of Ihis section.

(6) For all substantial improvements to existing

construction within Zones AR/AI-30, AR/AE.

AR/AH, AR/AO, and AR/A:

(i) Determine the Al-30 or AE, AH, AO, or A Zone

base flood elevation: and

(ii) Using this elevation apply the requirements of

paragraphs (cXl) through (14) of this section.

(7) Notify the permit applicant that the area has, been

designated as an AR, AR/AI-30, AR/AE, AR/AH,

AR/AO, or AR/A Zone and whether the structure will

be elevated or protected to or above the AR base

fiood elevation.

[41 FR 46975, Ocl. 26, 1976]

Editorial Note: For Federal Register citations

affecting Sec. 60.3, see the List of CFR Sections

Affected, which appears in the Finding Aids section

ofthe printed volume and on GPO Access.

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§ 60.4 Flood plain management criteria for

mudslide (Le. , mudflow)-prone areas.

The Administrator will provide the data upon which

flood plain management regulations shall be based. If

the Administrator has not provided sufficient dala lo

furnish a basis for these regulations in a particular

community, the community shall obtain, review, and

reasonably utilize data available from other Federal,

State or other sources pending receipt of data from

the Administrator. However, when special mudslide

(i.e. , mudflow) hazard area designations have been

furnished by the Administrator, they shall apply . The

symbols defining such special mudslide (i.e.,

mudflow) hazard designations are set forth in Sec.

64.3 of this subchapter. In all cases, the minimum

requirements for mudslide (i.e. , mudflow)-prone

areas adopted by a particular community depend on

the amount of technical data provided to the

community by the Administrator. Minimum

standards for communities are as follows:

(a) When the Administrator has not yet identified any

area within the community as an area having special

mudslide (i.e., mudflow) hazards, but the community

has indicated the presence of such hazards by

submitting an application to participate in the

Program, the community shall

(1) Require permits for al! proposed construction or

other developmenl in the community so thai it may

determine whether development is proposed within

mudslide (i.e., mudflow)-prone areas;

(2) Require review of each permit application to

determine whether the proposed site and

improvements will be reasonably safe from

mudslides (i.e. , mudflows). Factors to be considered

in making such a determination should include but

not be limited to (i) the type and quality of soils, (ii)

any evidence of ground water or surface water

problems, (iii) the depth and quality of any fill, (iv)

the overall slope of the site, and (v) the weight that

any proposed structure will impose on Ihe slope;

(3) Require, if a proposed site and improvements are

in a location that may have mudslide (i.e. , mudflow)

hazards, that

(i) a site investigation and further review be made by

persons qualified in geology and soils engineering,

(ii) the proposed grading, excavations, new

construction, and substantial improvements are

adequately designed and protected against mudslide

(i.e. , mudflow) damages, (iii) the proposed grading,

excavations, new construction and substantial

improvements do nol aggravate the existing hazard

by creating either on-site or off-site disturbances, and

(iv) drainage, planting, watering, and maintenance be

such as not to endanger slope stability,

(b) When the Administrator has delineated Zone M

on the community's FIRM, the community shall:

(1) Meet the requirements of paragraph (a) of this

section; and

(2) Adopt and enforce a grading ordinance or

regulation in accordance with data supplied by the

Administrator which (i) regulates the location of

foundation systems and utility systems of new

construction and substantial improvements, (ii)

regulates the location, drainage and maintenance of

all excavations, cuts and fills and planted slopes, (iii)

provides special requirements for protective measures

including but not necessarily iimited to retaining

walls, buttress fills, sub-drains, diverter terraces,

benchings, etc ., and (iv) requires engineering

drawings and specifications to be submitted for all

corrective measures, accompanied by supporting soils

engineering and geology reports . Guidance may be

obtained from Ihe provisions ofthe 1973 edition and

any subsequent edition of the Uniform Building

Code, sections 7001 Ihrough 7006, and 7008 through

7015. The Uniform Building Code is published by

the International Conference of Building Officials, 50

South Los Robles, Pasadena, California 91101 .

[41 FR 46975. Oct. 26, 1976. Redesignated at 44

FR 31177, May 31 , 1979, as amended al 48 FR

44552, Sept. 29, 1983; 49 FR 4751, Feb. 8.

1984]

§ 60.5 Flood plain management criteria for flood-

related erosion-prone areas;

The Administrator will provide the data upon which

flood plain management regulations for flood-related

erosion-prone areas shall be based. If the

Administrator has nol provided sufficient data to

furnish a basis for these regulations in a particular

community, the community shall obtain, review, and

reasonably utilize data available from other Federal.

State or other sources, pending receipt of data from

the Administrator. However, when special flood-

related erosion hazard area designations have been

furnished by the Administrator they shall apply . The

symbols defining such special flood-related erosion

hazard designations are set forth in Sec. 64. 3 of this

subchapter. In al! cases the minimum requiremenis

governing the adequacy of the flood plain

managemenl regulations for flood-related erosion-

prone areas adopled by a particular community

depend on the amount of technical dala provided io

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the community by the Administrator. Minimum

standards for communities are as follows:

(a) When the Adminislrator has not yet identified any

area within the community as having special flood-

related erosion hazards, bui the community has

indicated the presence of such hazards by submitting

an application to participate in the Program, the

community shall

(1) Require the issuance of a permit for all proposed

construction, or other deveiopment in the area of

flood-related erosion hazard, as il is known to the

community;

(2) Require review of each permit application to

determine whether the proposed site alterations and

improvements will be reasonably safe from flood-

related erosion and will not cause flood-related

erosion hazards or otherwise aggravate the existing

flood-related erosion hazard; and

(3) If a proposed improvement is found to be in the

path of flood-related erosion or to increase the

erosion hazard, require the improvement to be

relocated or adequate protective measures to be taken

which will not aggravate the existing erosion hazard .

(b) When the Administrator has delineated Zone E on

the community's FIRM, the community shall

(1) Meet the requirements of paragraph (a) of this

section; and

(2) Require a setback for ail new development from

the ocean, lake, bay, riverfront or other body of

water, to create a safety buffer consisting of a natural

vegetative or contour strip. This buffer will be

designated by the Administrator according to the

flood-related erosion hazard and erosion rate, in

conjunction with the anticipated "useful life" of

structures, and depending upon the geologic,

hydrologic, topographic and climatic characteristics

ofthe community's land. The buffer may be used for

suitable open space purposes, such as for agricultural,

forestry, outdoor recreation and wildlife habitat areas,

and for other activities using temporary and portable

structures oniy .

[41 FR 46975, Oct. 26, 1976. Redesignated at 44

FR 31177, May 31 , 1979, as amended at 48 FR

44552, Sept 29, 1983; 49 FR 4751, Feb. 8,

1984]

§ 60.6 Variances an d exceptions.

(a) The Administrator does not set forth absolute

criteria for granting variances from the criteria set

forth in Sec.. 60.3, 60.4, and 60.5 . The issuance ofa

variance is for flood plain management purposes

only. Insurance premium rates are determined by

statute according to actuarial risk and will not be

modified by the granting of a variance. The

community, after examining the applicant's

hardships, shall approve or disapprove a request.

While the granting of variances generally is iimited to

a lot size less than one-half acre (as set forth in

paragraph (a)(2) of this section), deviations from that

limitation may occur. However, as the lot size

increases beyond one-half acre, the technical

justification required for issuing a variance increases.

The Administrator may review a community's

findings justifying the granting of variances, and if

that review indicates a pattern inconsisient with the

objectives of sound flood plain management, the

Administrator may take appropriate action under Sec.

59-24(b) of this subchapter. Variances may be issued

for the repair or rehabilitation of historic slructures

upon a determination that the proposed repair or

rehabilitation will not preclude the structure's

continued designation as a historic structure and the

variance is the minimum necessary to preserve the

historic character and design of the structure.

Procedures for the granting of variances by a

community are as follows:

(1) Variances shall not be issued by a community

within any designated regulatory floodway if any

increase in flood levels during the base flood

discharge would result;

(2) Variances may be issued by a community for new

construction and subslantial improvements to be

erected on a lot of one-half acre or less in size

contiguous to and surrounded by lots with existing

structures constructed below the base flood level, in

conformance with the procedures of paragraphs (a)

(3), (4), (5) and (6) of this section;

(3) Variances shall only be issued by a community

upon (i) a showing of good and suffic ient cause, (ii) a

determination that failure to grant the variance would

result in exceptional hardship to the applicant, and

(iii) a determination that the granting of a variance

will not result in increased flood heights, additional

threats to public safety, extraordinary public expense,

create nuisances, cause fraud on or victimization of

the public, or conflic t with existing local laws or

ordinances;

(4) Variances shall only be issued upon a

determination that the variance is the minimum

necessary, considering the fiood hazard, to afford

relief;

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(5) A community shall notify the applicant in writing

over die signature of a community official that (i) the

issuance ofa variance to construct a structure below

the base flood level will result in increased premium

rates for flood insurance up to amounts as high as $25

for $100 of insurance coverage and (ii) such

construclion below the base flood level increases

risks to life and property . Such notification shall be

maintained with a record of all variance actions as

required in paragraph (aX6) of this section; and

(6) A community shall (i) maintain a record of all

variance actions, including justification for their

issuance, and (ii) report such variances issued in its

annual or biennial report submitted to the

Administrator.

(7) Variances may be issued by a community for new

construction and substantial improvements and for

other development necessary for the conduct of a

functionally dependent use provided that (i) the

criteria of paragraphs (a)(1) through (aX4) of this

section are met, and (ii) the structure or other

development is protected by methods that minimize

fiood damages during the base flood and create no

additional threats to public safety .

(bXI) The requirement that , each flood-prone,

mudslide (i.e. , mudflow)-prone, and flood-related

erosion prone community must adopt and submit

adequate fiood plain management regulations as a

condition of inilial and continued flood insurance

eligibility is statutory and cannot be waived, and such

regulations shall be adopted by a community within

the time periods specified in Sec. 60.3, 60.4 or Sec.

60.5. However, certain exceptions from the standards

contained in this subpart may be permitted where the

Administrator recogn izes that, because of

extraordinary circumstances, local conditions may

render the application of certain standards the cause

for severe hardship and gross inequity for a particular

community. Consequently, a community proposing

the adoption of flood plain management regulations

which vary from the standards set forth in Sec. 60.3,

60.4, or Sec. 60.5, shall explain, in writing to the

Administrator the nature and extent of and the

reasons for the exception request and shall include

sufficient supporting economic, environmental,

topographic, hydrologic, and other scientific and

technical data, and data with respect to the impact on

public safety and the environment.

(2) The Adminislrator shall prepare a Special

Environmental Clearance to determine whether the

proposal for an exception under paragraph (bXI) of

this section will have significant impact on the human

environment. The decision whether an Environmental

Impact Statement or other environmental document

will be prepared, will be made in accordance with the

procedures set out in 44 CFR part 10. Ninety or more

days may be required for an environmental quality

clearance if the proposed exception will have

significant impact on the human environment thereby

requiring an EIS.

(c) A community may propose flood plain

managemenl measures which adopt standards for

fioodproofed residential basements below the base

flood level in zones Al-30, AH, AO. and AE which

are not subject to tidal flooding. Nothwithstanding

the requirements of paragraph

(b) of this section the Administrator may approve the

proposal provided that:

(I ) The community has demonstrated thai areas of

special fiood hazard in which basements will be

permitted are subject to shallow and low velocity

flooding and lhat there is adequate flood warning

lime to ensure that all residents are notified of

impending floods. For the purposes of this paragraph

flood characteristics musl include:

(i) Flood depths that are five feet or less for

developable lots that are contiguous to land above the

base flood ievel and three feet or less for other lots;

(ii) Flood velocities that are five feet per second or

less; and(iii) Flood warning times that are 12 hours or

greater. Flood warning times of two hours or greater

may be approved if the community demonstrates that

it has a flood warning system and emergency pian in

operation that is adequate to ensure safe evacuation

of fiood plain residents.

(2) The community has adopted flood plain

management measures that requ i re that new

construction and substantial improvements of

residential structures with basements in zones Al-30,

AH, AO, and AE shall:

(i) Be designed and built so that any basemenl area,

together with attendant utilities and sanitary facilities

below the fioodproofed design level, is watertight

with walls that are impermeable to the passage of

water wilhout human intervention. Basement walis

shall be built with the capacity lo resist hydrostatic

and hydrodynamic loads and the effects of buoyancy

resulting from flooding lo the fioodproofed design

level, and shall be designed so that minimal damage

will occur from floods that exceed that level. The

fioodproofed design level shall be an elevation one

foot above the level of the base flood where the

difference between the base flood and the 500-year

flood is three feet or less and two feet above the level

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ofthe base flood where the difference is greater than

three feet.

(ii) Have the lop ofthe floor of any basement area no

lower than five feet below the elevation of the base

flood;

iii) Have the area surrounding the structure on all

sides filled to or above the elevation of the base

flood. Fill must be compacted with slopes protected

by vegetative cover;

(iv) Have a registered professional engineer or

architect develop or review the building's structural

design, specifications, and plans, including

consideration of the depth, velocity, and duration of

flooding and type and permeability of soils at the

building site, and certify that the basement design and -

methods of construction proposed are in accordance

with accepted standards of practice for meeting the

provisions of this paragraph;

(v) Be inspected by the building inspector or other

authorized representative ofthe community to verify

that the structure is built according to its design and

those provisions of this section which are verifiable .

[41 FR 46975, Oct 26, 1976 . Redesignated at 44 FR

31177, May 31 , 1979, as amended at 48 FR 44543

and 44552, Sept. 29, 1983; 49 FR 4751, Feb. 8, 1984;

50 FR 36025, Sept. 4, 1985; 51 FR 30308, Aug. 25,

1986; 54 FR 33550, Aug. 15, 1989]

§ 60.7 Revisions of criteria for flood plain

management regulations.

From time to time part 60 may be revised as

experience is acquired under the Program and new

information becomes available. Communities will be

given six months from the effective date of any new

regulation to revise their fiood plain management

regulations to comply with any such changes.

§60.8 Definitions.

The definitions set forth in part 59 of this subchapter

are applicable to this part.

Subpart B—Requirements for State Fiood Plain

Management Regulations

§60.11 Purpose of this s ubpa r t

(a) A State is considered a "community" pursuant to

Sec. 59.1 of this subchapter; and, accordingly, the

Act provides that fiood insurance shall not be sold or

renewed under the Program unless a community has

adopted adequate flood plain management regulations

consistent with criteria established by the

Administrator .

(b) This subpart sets forth the flood plain

management criteria required for State-owned

properties located within special hazard areas

identified by the Administrator. A State shall satisfy

such criteria as a condition to the purchase of a

Standard Flood Insurance Policy for a State-owned

structure or its conlents, or as a condition to the

approval by the Administrator, pursuant to part 75 of

this subchapter, of ils plan of self-insurance.

[41 FR 46975, Oct. 26, 1976 . Redesignated at 44 FR

31177, May 31, 1979, as amended at 48 FR 44552,

Sept 29, 1983; 49 FR 4751, Feb. 8, 1984]

§ 60.12 Fiood plain management criteria for

State-owned properties in special hazard areas.

(a) The State shall comply with the minimum flood

plain management criteria set forth in Sec.Sec. 60.3,

60.4, and 60.5 . A State either shall;

(J) Comply with the flood plain managemenl

requirements of all local communities partic ipating in

the program in which State-owned properties are

localed; or(2) Establish and enforce flood plain

management regulations which, at a minimum,

satisfy the criteria sel forth in Sec. 60.3, 60.4, and

60.5 .

(b) The procedures by which a stale govemmenl

adopts and administers flood plain managemenl

regulations satisfying the criteria set forth in Sec.

60.3, 60.4 and 60.5 may vary from the procedures by

which local governments satisfy the criteria.

(c) If any State-owned property is localed in a non-

participating local community, then the State shall

comply with the requirements of paragraph (aX2) of

this section for the property .

§ Se c 60.13 Noncompliance.

If a State fails to submit adequate flood plain

management regulations applicable to State-owned

properties pursuant to Sec. 60.12 within six months

of the effective date of this regulation, or fails to

adequately enforce such regulations, the State shall

be subject to suspensive action pursuant to Sec.

59.24. Where the State fails to adequately enforce ils

flood plain managemenl regulations, the

Administrator shall conduct a hearing before

initiating such suspensive action.

[41 FR 46975, Oct. 26, 1976 . Redesignated at 44

FR 31177, May 31,197 9 , as amended at 48 FR

44552, Sept. 29, 1983; 49 FR 4751, Feb. 8,

1984]

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Subpart C—Additional Considerations in

Managing Flood-Prone, Mudslide (i.e. , Mudflow)-

Prone and Flood-Related Erosion-Prone Areas

§6 02 1 Purpose of this subpart.

The purpose of this subpart is to encourage the

formation and adoption of overall comprehensive

management plans for flood-prone, mudslide (i.e.,

mudflow)-prone and flood-related erosion-prone

areas. While adoption by a community of the

standards in this subpart Is not mandatory, the

community shall completely evaluate these standards.

§ 60.22 Planning considerations for flood-prone

areas.

(a) The flood plain management regulations adopted

by a community for flood-prone areas should:

(1) Permit only that -development of flood-prone

areas which (i) is appropriate in light of the

probability of flood damage and the need to reduce

flood losses, (ii) is an acceptable social and economic

use of the land in relation to the hazards involved,

and (iii) does not increase the danger to human life;

(2) Prohibit nonessential or improper installation of

public utilities and public facilities in flood-prone

areas.

(b) In formulating community deveiopment goais

after the occurrence of a fiood disaster, each

community shall consider—

(1) Preservation of the flood-prone areas for open

space purposes;

(2) Relocation of occupants away from flood-prone

areas;

(3) Acquisition of land or land development rights for

public purposes consistent with a policy of

minimization of future property losses;

(4) Acquisition of frequently flood-damaged

stmctures;

(c) In formulating community development goals and

in adopting flood plain management regulations, each

community shall consider at least the following

factors—

(1) Human safety;

(2) Diversion of developmenl to areas safe from

floodmg in light ofthe need to reduce fiood damages

and in light of the need to prevent environmentally

incompatible fiood plain use;

(3) Full disclosure lo all prospective and interested

parties (including but not limited to purchasers and

renters) that

(i) certain slructures are located within flood-prone

areas,

(ii) variances have been granted for certain structures

located within flood-prone areas, and

(iii) premium rates appiied to new structures built at

elevations beiow the base fiood substantially increase

as the elevation decreases;

(4) Adverse effects of flood plain development on

existing development;

(5) Encouragement of fioodproofing to reduce flood

damage;

(6) Fiood warning and emergency preparedness

plans;

(7) Provision for alternative vehicular access and

escape routes when normal routes are blocked or

destroyed by flooding:

(8) Establishment of minimum fioodproofing and

access requirements for schools, hospitals, nursing

homes, orphanages, penal institutions, fire stations,

police stations, communications centers, water and

sewage pumping stations, and other public or quasi-

public facilities a!read

v

located in the flood-prone

area, to enable them to withstand flood damage, and

to facilitate emergency operations;

(9) Improvement of local drainage to control

increased runoff that might increase the danger of

flooding to other properties;

(10) Coordination of plans with neighboring

community's flood plain management programs;

(11) The requirement lhat all new construction and

substantial improvements in areas subject lo

subsidence be elevated above the base fiood level

equal to expected subsidence for at least a ten year

period;

(12) For riverine areas, requiring subdividers lo

furnish delineations for floodways before approving a

subdivision;

(13) Prohibition of any alteration or relocation o f a

watercourse, except as part of an. overall drainage

basin plan. In the event of an overall drainage basin

plan, provide that the flood canying capacity within

the altered or relocated portion of the watercourse is

maintained;

(14) Requirement of setbacks for new construction

within Zones Vl-30, VE, and V on a communirv's

FIRM;

(15) Requirement of additional elevation above the

base flood level for all new construclion and

substantial improvements within Zones Al-30, AE,

Vl-30, and VE on the community's FIRM to proieci

against such occurrences as wave wash and floating

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debris, to provide an added margin of safety against

fioods having a magnitude greater than the base

flood, or to compensate for future urban

development;

(16) Requirement of consistency between state,

regional and locai comprehensive plans and flood

plain management programs;

(17) Requirement of pilings or columns rather than

fill, for the elevation of structures wilhin flood-prone

areas, in order to maintain the storage capacity of the

fiood plain and to minimize the potential for negative

impacts to sensitive ecological areas;

(18) Prohibition, within any floodway or coastal high

hazard area, of plants or facilities in which hazardous

substances are manufactured.

(19) Requirement that a plan for evacuating residents

of all manufactured home parks or subdivisions

located within flood prone areas be developed and

filed with and approved by appropriate community

emergency management authorities. [41 FR 46975,

Oct. 26, 1976 . Redesignated at 44 FR31177 , May 31,

1979, as amended at 50 FR 36025, Sept 4, 1985; 54

FR 40284, Sept. 29, 1989]

§ 60.23 Planning considerations for mud slide

(Le., mudnow)-prone areas.

The planning process for communities identified

under part 65 of this subchapter as containing Zone

M, or which indicate in their applications for fiood

insurance pursuant to Sec. 59.22 of this subchapter

that they have mudslide (i.e. , mudflow) areas, should

include—

(a) The existence and extent of the hazard;

(fa) The potential effects of inappropriate hillside

development, including

(1) Loss of life and personal injuries, and

(2) Public and private property losses, costs,

liabilities, and exposures resulting from potential

mudslide (i.e. , mudflow) hazards;

(c) The means, of avoiding the hazard including the

(I) availability of land which is not mudslide (i.e. ,

mudflow)-prone and the feasibility of developing

such land instead of further encroaching upon

mudslide (i.e. , mudflow) areas, (2) possibility of

public acquisition of land, easements, and

development rights to assure the proper development

of hillsides, and

(3) advisability of preserving mudslide (i.e.,

mudflow) areas as open space;

(d) The means of adjusting to the hazard, including

: the (1) establishment by ordinance of site exploration,

investigation, design, grading, construction, filing,

compacting, foundation, sewerage, drainage,

subdrainage, planting, inspection and maintenance

standards and requirements that promote proper land

use, and

(2) provision for proper drainage and subdrainage on

public property and the location of public utilities and

service facilities, such as sewer, water, gas and

electrical systems and streets in a manner designed to

minimize exposure lo mudslide (i.e., mudflow)

hazards and prevent their aggravation;

(e) Coordination of land use, sewer, and drainage

regulations and ordinances with fire prevention, flood

plain, mudslide (i.e. , mudflow), soil, land, and water

regulation in neighboring communities;

(f) Planning subdivisions and other developments in

such a manner as to avoid exposure to mudslide (i.e.,

mudflow) hazards and the control of public facility

and utility extension to discourage inappropriate

development;

(g) Public facility location and design requirements

with higher site stability and access standards for

schools, hospitals, nursing homes, orphanages,

correctional and other residential institutions, fire and

police stations, communication centers, electric

power transformers and substations, waler and sewer

pumping stations and any other public or quasi-public

institutions located in the mudslide (i.e., mudflow)

area to enable them to withstand mudslide (i.e. .

mudflow) damage and to facilitate emergency

operations; and

(h) Provision for emergencies, including:

(1) Warning, evacuation, abatement, and access

procedures in the event of mudslide (i.e., mudflow),

(2) Enactment of public measures and initiation of

private procedures to limit danger and damage from

continued or future mudslides (i.e. , mudflow),

(3) Fire prevention procedures in the event of the

rupture of gas or electrical distribution systems by

mudslides,

(4) Provisions to avoid contamination of water

conduits or deterioration of slope stability by the

rupture of such systems,

(5) Similar provisions for sewers which in the event

of rupture pose both health and site stability hazards

and

(6) Provisions for alternative vehicular access and

escape routes when normal routes are blocked or

destroyed by mudslides (i.e., mudflow);

(i) The means for assuring consistency between state,

areawide, and local comprehensive plans with the

plans developed for mudslide (i.e. , mudflow)-prone

areas;

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(j) Deterring the nonessential installation of public

utilities and public facilities in mudslide (i.e. ,

mudfiow)-prone areas .

§ 60.24 Planning considerations for flood-related

erosion-prone areas.

The pianning process for communities identified

under part 65 of this subchapter as containing Zone E

or which indicate in their applications for flood

insurance coverage pursuant to Sec.

59.22 of this subchapter that they have flood-related

erosion areas should include—

(a) The importance of directing future developments

to areas not exposed lo flood-related erosion;

(b) The possibility of reserving flood-related erosion-

prone areas for open space purposes;

(c) The coordination of all planning for the flood-

related erosion-prone areas with planning al the Slate

and Regional levels, and with pianning at the level of

neighboring communities;

(d) Preventive action in E zones, including setbacks,

shore protection works, relocating structures in the

path of flood-related erosion;, and community

acquisition of flood-related erosion-prone properties

for public purposes;

(e) Consistency of plans for flood-related erosion-

prone areas with comprehensive plans at the state,

regional and local levels.

§ 60.25 Designation, duties, an d responsibilities of

State Coordinating Agencies.

(a) States are encouraged to demonstrate a

commitment to the minimum flood plain

management criteria set forth in Sec.Sec. 60.3, 60.4,

and 60.5 as evidenced by the designation of an

agency of State government to be responsible for

coordinating the Program aspects of flood plain

management in the State .

(b) State participation in furthering the objectives of

this part shall include maintaining capability to

perform the appropriate duties and responsibilities as

follows:

(1) Enact, whenever necessary, legislation enabling

counties and municipalities to regulate development

widiin flood-prone areas;

(2) Encourage and assist communities in qualifying

for partic ipation in the Program;

(3) Guide and assist county and municipal public

bodies and agencies in developing, implementing,

and maintaining local flood plain management

.regulations;

(4) Provide local governments and the general public

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with Program information on the coordination of

local activities with Federal and State requirements

for managing flood-prone areas;

(5) Assist communities in disseminating information

on minimum elevation requirements for development

within flood-prone areas;

(6) Assist in the delineation of riverine and coastal

flood-prone areas, whenever possible, and provide all

relevant technical information to the Administrator;

(7) Recommend priorities for Federal flood plain

management activities in relation to the needs of

county and municipal localities within the State;

(8) Provide notification to the Administrator in the

event of apparent irreconcilable differences between

a community's local flood plain management program

and the minimum requirements ofthe Program;

(9) Establish minimum State flood plain management

regulatory standards consistent with those established

in this part and in conformance with other Federal

and Stale environmental and water pollution

standards for the prevention of pollution during

periods of flooding;

(10) Assure coordination and consistencv of flood

plain management activities with other State,

areawide, and. locai planning and enforcement

agencies;

(11) Assist in the identification and implementation

of flood hazard mitigation recommendations which

are consistent with the minimum flood plain

management criteria for the Program;

(12) Participate in flood plain management training

opportunities and other flood hazard preparedness

programs whenever practicable.

(c) Other duties and responsibilities, which may be

deemed appropriate by the State and which are to be

officially designated as being conducted in the

capacity of the State Coordinating Agency for the

Program, may be carried oul with prior notification of

the Administrator.

(d) For States which have demonstrated a

commitment to and experience in application ofthe

minimum fiood plain management criteria set forth in

Sec. 60.3, 60.4, and 60.5 as evidenced by the

establishment and implementation of programs which

substantially encompass the activities described in

paragraphs (a), (fa), and (c) of this section, the

Administrator shall take the foregoing into account

when:

(1) Considering State recommendations prior to

implementing Program activities affecting State

communities;

(2) Considering State approval or certifications of

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local flood plain management regulations as meeting

the requirements of this part.

[51 FR 30309, Aug . 25, 1986]

§ 60.26 Local coordination.

(a) Local flood plain, mudslide (i.e. , mudflow) and

flood-related erosion area management, forecasting,

emergency preparedness, and damage abatement

programs should be coordinated with relevant

Federal, State, and regional programs;

(fa) A community adopting flood plain management

regulations pursuant to these criteria should

coordinate with the appropriate State agency lo

promote public acceptance and use of effective flood

plain, mudslide, (i.e., mudflow) and flood-related

erosion regulations;

(c) A community should notify adjacent communities

prior to substantial commercial developments and

large subdivisions to be undertaken in areas having

special flood, mudslide (i.e. , mudflow) and/or flood-

related erosion hazards.

PART 65 - IDENTIFICATION AND MAPPING

OF SPECIAL HAZARD AREAS-

Table of Contents

Sec.

65.1 Purpose of part

65.2 Definitions.

65.3 Requirement to submit new technical data .

65.4 Right to submit new technical data.

65.5 Revision to special hazard area boundaries with

no change to base flood elevation determinations.

65.6 Revision of base flood elevation determinations.

65.7 Floodway revisions.

65.8 Review of proposed projects.

65.9 Review and response by the Administrator.

65.10 Mapping of areas protected by levee systems.

65.11 Evaluation of sand dunes in mapping coastal

flood hazard areas.

65.12 Revision of flood insurance rate maps to reflect

base flood elevations caused by proposed

encroachments.

65.13 Mapping and map revisions for areas subject to

alluvial fan flooding.

65.14 Remapping of areas for which local flood

protection systems no longer provide base flood

protection.

65.15 List of communities submitting new technical

data.

65.16 Standard Flood Hazard Determination Form

and Instructions.

65.17 Review of determinations.

Aulhority: 42 U.S.C. 4001 et seq,; Reorganization

Plan No. 3 of 1978, 43 FR 41943, 3 CFR, 1978

Comp. , p. 329; E.O. 12127 of Mar. 31 , 1979, 44 FR

19367, 3 CFR, 1979 Comp., p. 376.

§65.1 Purpose of pa r t

42 U.S.C . 4104 authorizes the Director lo identify

and publish information with respect to all areas

within the United Stales having special flood,

mudslide (i.e. , mudflow) and flood-related erosion

hazards. The purpose of this part is to outline the

steps a community needs lo lake in order to assist the

Agency's effort in providing up-to-date identification

and publication, in the form ofthe maps described in

part 64, on special flood, mudslide (i.e. , mudflow)

and flood-related erosion hazards.

[48 FR 28278, June 21, 1983]

§ 65.2 Definitions.

(a) Except as otherwise provided in this part, the

definitions set forth in part 59 of this subchapter are

applicable to this pan.

(b) For the purpose of this part, a certification by a

registered professional engineer or other party does

not constitute a warranty or guarantee of

performance, expressed or implied. Certification of

data is a statement that the data is accurate to the best

ofthe certifier's knowledge. Certification of analyses

is a statement that the analyses have been performed

correctly and in accordance with sound engineering

practices. Certification of structural works is a

statement lhal the works are designed in accordance

with sound engineering practices lo provide

protection from the base flood. Certification of "as

built" conditions is a statement that the structure^)

has been built according to the plans being certified,

is in place, and is frilly functioning.

(c) For the purposes of this part, "reasonably safe

from flooding" means base flood waters will not

inundate the land or damage structures to be removed

from the SFHA and that any subsurface waters

related to the base flood will not damage existing or

proposed buildings.

151 FR 30313, Aug. 25, 1986, as amended at 66 FR

22442, May 4, 2001]

§ 653 Requirement to submit new technical data.

A community's base flood elevations may increase or

decrease resulting efrom physical changes affecting

flooding conditions. As soon as practicable, but not

later than six months after the date such information

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becomes available, a community shall notify the

Administrator ofthe changes by submitting technical

or scientific data in accordance with this part. Such a

submission is necessary so that upon confirmation of

those physical changes affecting flooding conditions,

risk premium rales and flood plain managemenl

requirements will be based upon current data .

[51 FR303I3, Aug. 25, 1986]

§ 65.4 Right to submit new technical data.

(a) A community has a right to request changes to

any of the information shown on an effective map

that does not impact flood plain or floodway

delineations or base flood elevations, such . as

community boundary changes, labeling, or

pianimetric details. Such a submission shall include

appropriate supporting documentation in accordance

with this part and may be submitted at any time.

(b) All requests for changes to effective maps, other

than those Initiated by FEMA, must be made in

writing by the Chief Executive Officer of the

community (CEO) or an offic ial designated by the

CEO. Should the CEO refuse to submit such a

request on behalf of another party, FEMA will agree

to review it only if written evidence is provided

indicating the CEO or designee has been requested to

do so.(c) Requests for changes to effective Flood

Insurance Rate Maps (FIRMs) and Fiood Boundary

and Floodway Maps (FBFMs) are subject to the cost

recovery procedures described in 44 CFR part 72. As

indicated in part 72, revisions requested lo correct

mapping errors or errors in the Flood Insurance Study

analysis are not to be subject to the cost-recovery

procedures.

[51 FR 30313, Aug. 25, 1986, as amended at 57 FR

29038, June 30, 1992; 63 FR 46331, Aug. 30, 1996;

62 FR 5736, Feb. 6, 1997]

Editorial Note: For references to FR pages showing

lists of eligible communities, see the List of CFR

Sections Affected, which appears in the Finding Aids

section ofthe printed volume and on GPO Access.

§ 65.5 Revision to special hazard area boundaries

with no change to base flood elevation

determinations.

(a) Data requirements for topographic changes. In

many areas of special flood hazard (excluding. V

zones and floodways) it may be feasible to elevate

areas with engineered earthen fill above the base

flood elevation- Scientific and technical information

to support a request lo gain exclusion from an area of

special flood hazard of a structure or parcel of land

that has been elevated by the placement of engineered

earthen fill will include the following:

(1) A copy ofthe recorded deed., indicating the legal

description of the property and the official

recordation information (deed book volume and page

number) and bearing the seal of the appropriate

recordation offic ial (e.g. , County Clerk or Recorder

of Deeds).

(2) If the property is recorded on a plat map, a copy

ofthe recorded plat indicating both the location ofthe

property and the official recordation information (plat

book volume and page number) and bearing the seal

ofthe appropriate recordation offic ial. If the property

is not recorded on a plat map, FEMA requires copies

of the tax map or other suitable maps to help in

locating the property accurately.

(3) A topographic map or other infonnation

indicating existing ground elevations and the date of

fill. FEMA's determination to exclude a legally

defined parcel of land or a structure from the area of

special flood hazard will be based upon a comparison

of the base flood elevations tc the lowest ground

elevation ofthe parcel or the lowest adjacent grade to

the structure. If the lowest ground elevation of the

entire legally defined parcel of land or the lowest

adjacent grade to the structure are at or above the

elevations ofthe base flood, FEMA will exclude the

parcel and/or structure from the area of special flood

hazard .

(4) Written assurance by the participating community

lhat they have complied with the appropriaie

minimum floodplain management requirements under

Sec. 60.3 . This includes the requirements that:

(i) Existing residential structures built in the SFHA

have their lowest floor elevated to or above die base

flood;

(ii) The participating community has determined that

the iand and any existing or proposed structures to be

removed from the SFHA are "reasonably safe from

flooding", and that they have on file, available upon

request by FEMA, all supporting analyses and

documentation used to make that determination;

(iii) The participating community has issued permits

for all existing and proposed construction or other

development; and

(iv) All necessary permits have been received from

those governmental agencies where approval is

required by Federal, State, or local law.

(5) If the community cannot assure thai it has

complied with the appropriate minimum floodplain

management requirements under Sec. 60.3, of this

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1111

s"^ chapter, the map revision request will be deferred

until the community remedies all violations to the

maximum extent possible through coordination with

FEMA. Once the remedies are in place, and the

community assures that the iand and structures are

"reasonably safe from flooding," we will process a

revision to Ihe SFHA using the criteria set forth in

Sec. 65.5(a). The community must maintain on file,

and make available upon request by FEMA, all

supporting analyses and documentation used, in

determining that the iand or structures are

"reasonably safe from flooding."

(6) Data to substantiate the base flood elevation. If

we complete a Flood Insurance Sludy (F1S), we will

use those data to substantiate the base flood

elevation . Otherwise, the community may submit

data provided by an authoritative source, such as the

U.S. Army Corps of Engineers, U.S. Geological

Survey, Natural Resources Conservation Service,

State and locai water resource departments, or

technical data prepared and certified by a registered

professional engineer . If base flood elevations have

not previously been established, we may also request

hydrologic and hydraulic calculations.

(7) A revision of floodplain delineations based on fill

must demonstrate that any such fill does not result in

a floodway encroachment.

(b) New topographic data . A community may also

follow the procedures described in paragraphs (a)(1)

through (6) of this seciion to request a map revision

when no physical changes have occurred in the area

of special flood hazard, when no fill has been placed,

and when the natural ground elevations are at or

above the elevations of the base flood, where new

topographic maps are more detailed or more accurate

than the current map.

(c) Certification requirements. A registered

professional engineer or licensed land surveyor must

certify the items required in paragraphs (a)(3) and (6)

and (b) of this section. Such certifications are subject

to die provisions under Sec. 65.2.

(d) Submission procedures. Submit all requests to the

appropriate address serving the community's

geographic area or to the FEMA Headquarters Office

in Washington, DC.

[66 FR 22442, May 4, 2001J

§ 65.6 Revision of base flood elevation

determinations.

(a) General conditions and data requirements.

,(]) The supporting data must include all the

information FEMA needs to review and evaluate the

request This may involve the requestor's performing

new hydrologic and hydraulic analysis and

delineation of new flood plain boundaries and

floodways, as necessary.

(2) To avoid discominuiiies between the revised and

unrevised flood data, the necessary hydrologic and

hydraulic analyses submitted by the map revision

requestor must be extensive enough to ensure that a

logical transition can be shown between the revised

flood elevations, flood plain boundaries, and

floodways and those developed previously for areas

not affected by the revision. Unless it is demonstrated

that it would not be appropriate, the revised and

unrevised base flood elevations must match-;within

one-half foot where such transitions occur.

(3) Revisions cannot be made based on the effects of

proposed projects or future conditions. Section 65.8

of this subchapter contains provisions for obtaining

conditional approval of proposed projects that may

effect map changes when they are completed.

(4) The datum and date of releveling of benchmarks,

if any, to which the elevations are referenced must be

indicated.

(5) Maps will not be revised when discharges change

as a result ofthe use of an alternative methodology or

dala for computing flood discharges unless the

change is statistically significant as measured by a

confidence limits analysis of the new discharge

estimates.

(6) Any computer program used to perform

hydrologic or hydraulic analyses in support of a flood

insurance map revision must meet all ofthe following

criteria:

(i) It must have been reviewed and accepted by a

governmental agency responsible for the

implementation of programs for flood control and/or

the regulation of flood plain lands. For computer

programs adopted by non-Federal agencies,

certification by a responsible agency offic ial must be

provided which states thai the program has been

reviewed, tested, and accepted by that agency for

purposes of design of flood control structures or flood

plain land use regulation.

(ii) It must be well-documented including source

codes and user's manuals.

(iii) It must be available to FEMA and all present and

future parties impacted by flood insurance mapping

developed or amended through the use of the

program. For programs not generally available from a

Federal agency, the source code and user's manuals

must be sent.lo FEMA free of charge, with fully-

documented permission from the owner that FEMA

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may release the code and user's manuals to such

impacted parties.

(7) A revised hydrologic analysis for flooding

sources with established base flood elevations musl

include evaluation o f the same recurrence imerval(s)

studied in th e effective F1S, such as the 10-, 50- ,

100-, and 500-year flood discharges.

(8) A revised hydraulic analysis for a flooding source

with established base flood elevations must include

evaluation ofthe same recurrence interval(s) studied

in the effective FIS, such as the 10-, 50- , 100-, an d

500-year flood elevations, and of the floodway.

Unless the basis o f th e request is th e use of an

alternative hydraulic methodology or the requestor

can demonstrate that the data ofthe original hydraulic

computer model is unavailable or its use is

inappropriate, the analysis shall be made using th e

same hydraulic computer model used to develop the

base flood elevations shown on the effective Flood

Insurance Rale M ap an d updated to show present

conditions in the flood plain . Copies ofthe input an d

output data from the original an d revised hydraulic

g n n l v c c ch* * ! ! b e s u b m i t t e d .

(9) A hydrologic or hydraulic analysis for a flooding

source without established base flood elevations may

be performed for only Ihe 1 OOyear flood.

(10) A revision o f flood plain delineations based on

topographic Changes must demonstrate lhat any

topographic changes have not resulted in a floodway

encroachment

(11) Delineations of flood plain boundaries for a

flooding source with established base flood

elevations must provide both the 100- and 500year

flood plain boundaries. For flooding sources without

established base flood elevations, oniy 100-year flood

plain boundaries need be submitted. These

boundaries should be shown on a topographic map of

suitable scale and contour interval .

(12) If a community or other party seeks recognition

from FEMA, on its FHBM or FIRM, that an altered

or relocated portion of a watercourse provides

protection from, or mitigates potential hazards of, th e

base flood, the Adminislrator may request specific

documentation from the community certifying thai,

and describing how, the provisions o f Sec. 60.3(b)(7)

of this subchapter will be met for the particular

watercourse involved This documentation, which

may be in th e form of a written statement from th e

Community Chief Executive Officer, an ordinance, or

other legislative action, shall describe the nature of.

Jthe maintenance activities to be performed, th e

frequency with which they will be perfonned, and th e

title of the local community official who will be

responsible for assuring that the maintenance

activities are accomplished.

(13) Notwithstanding any other provisions o f Sec.

65.6, a community may submit in lieu o f the

documentation specified in Sec. 65.6(a)( 12).

certification by a regislered professional engineer that

the projeel has been designed lo retain its flood

carrying capacity without periodic maintenance.

(14) The participating community must provide

written assurance that they have complied with the

appropriate minimum floodplain management

requirements under Sec. 60.3 o f this chapter. This

includes the requirements that:

(i) Existing residential structures built in the SFHA

have their lowest floor elevated to or above the base

flood;

(ii) The partic ipating community has determined that

the land an d any existing or proposed structures to be

removed from the SFHA are "reasonably safe from

flooding." an d lhat they have on file, available upon

request by FEMA, all supporting analyses an d

c4 n f ~i imont!>tTrtn i iCi^H tr \ maL 'i * thi t rio-te

· n i r mr , ·

(iii) The participating community has issued permits

for all existing an d proposed construction or other

development; and

(iv) All necessary permits have been received from

those governmental agencies where approval is

required by Federal, Slate, or local law .

(15) If the community cannot assure that it has

complied with th e appropriate minimum floodplain

management requirements under Sec . 6 0 .3 , of this

chapter the map revision request will be deferred

until Ihe community remedies all violations to the

maximum extern possible through coordination with

FEMA. Once the remedies a re in place, and th e

community assures that the land and structures are

"reasonably safe from flooding," we will process a

revision to the SFHA using the criteria set forth under

Sec. 65.6 . The community musl maintain on file, and

make available upon request by FEMA, all

supporting analyses and documentation used in

determining thai the land or structures are

"reasonably safe from flooding."

(b) Data requirements for correcting m ap errors. To

correct errors in the original flood analysis, technical

data submissions shall include th e following;

(1) Data identifying mathematical errors .

(2) Data identifying measurement errors and

providing correct measurements.

(c) Data requirements for changed physical

conditions. Revisions based on the effects of physical

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changes that have occurred in the flood plain shall

include:

(I) Changes affecting hydrologic conditions. The

following data must be submitted:

(i) General description of the changes (e.g., dam,

diversion channel, or detention basin).

(ii) Construction plans for as-built conditions, if

applicable.

(iii) New hydrologic analysis accounting for the

effects ofthe changes.

(iv) New hydraulic analysis and profiles using the

new flood discharge values resulting from the

hydrologic analysis.

(v) Revised delineations ofthe flood plain boundaries

and floodway.

(2) Changes affecting hydraulic conditions. The

following data shall be submitted:

(i) General description of the changes (e.g.,

channelization or new bridge, culvert, or levee).

(ii) Construction plans for as-built conditions.

(iii) New hydraulic analysis and flood elevation

profiles accounting for the effects ofthe changes and

using the original flood discharge values upon which

the original map is based.

(iv) Revised delineations of the flood plain

boundaries and floodway.

(3) Changes involving topographic conditions. The

following data shall be submitted:

(i) General description of the changes (e.g., grading

or filling).

(ii) New topographic information, such as spol

elevations, cross sections grading plans, or contour

maps.

(iii) Revised delineations of Ihe flood plain

boundaries and, if necessary, floodway.

(d) Data requiremenis for incorporating improved

data. Requests for revisions based on the use of

improved hydrologic, hydraulic, or topographic data

shall include the following dala:

(1) Data that are believed to be better than those used

in the original analysis (such as additional years of

stream gage data).

(2) Documentation ofthe source ofthe data.

(3) Explanation as to why the use ofthe new data will

improve the results ofthe original analysis.

(4) Revised hydrologic analysis where hydrologic

data are being incorporated.

(5) Revised hydraulic analysis and flood elevation

profiles where new hydrologic or hydraulic dala are

being incorporated.

(6) Revised delineations ofthe flood plain boundaries

and floodway where new hydrologic, hydraulic, or

topographic data are being incorporated,

(e) Data requirements for incorporating improved

methods. Requests for revisions based on the use of

improved hydrologic or hydraulic methodology shall

include the following data:

(1) New hydrologic analysis when an allernative

hydrologic methodology is being proposed.

(2) New hydraulic analysis and flood elevation

profiles when an alternative hyrologic or hydraulic

methodology is being proposed.

(3) Explanation as to why the alternative

methodologies are superior to the original

methodologies.

(4) Revised delineations ofthe flood plain boundaries

and floodway based on the new analysis(es) .

(f) Certification requirements. Alf analysis and dala

submitted by the requester shall be certified by a

registered professional' engineer or licensed land

surveyor, as appropriate, subject to the definition of

"certification" given at Sec. 65.2 of this subchapter.

(g) Submission procedures. All requests shall be

submitted to the FEMA Regional Office servicing the

community's geographic area or tn the FEMA

Headquarters Office in Washington, DC, and shall be

accompanied by the appropriate payment, in

accordance with.44 CFR part 72.

[51 FR 30314, Aug. 25, 1986, as amended at 53 FR

16279, May 6, 1988; 54 FR 33550, Aug. 15, 1989; 61

FR 46331, Aug. 30, 1996; 62 FR 5736, Feb. 6, 1997;

66 FR 22442, May.4, 2001]

§ 65.7 Floodway revisions.

(a) General. Floodway data is developed as part of

FEMA Flood Insurance Studies and is utilized by

communities to select and adopt floodways as part of

the flood plain management program required by Sec.

60.3 of this subchapter. When it has been determined

by a community that no practicable alternatives exist

lo revising the boundaries of its previously adopted

floodway, the procedures below shall be followed.

(b) Data requirements when base flood elevation

changes are requested. When a floodway revision is

requested in association with a change to base flood

elevations, the data requirements of Sec. 65.6 shall

also be applicable. In addition, the following

documentation shall be submitted:

(I) Copy of a public notice distributed by the

community staring the community's intent to revise

the floodway or a statement by the community that it

has notified all affected property owners and affected

adjacent jurisdictions.

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/ "- (2) Copy of a letter notifying the appropriate State

agency of the floodway revision when the State has

jurisdiction over the floodway or ils adoption by

communities partic ipating in the NFIP.

(3)-Documentation of the approval of the revised

floodway by the appropriate State agency (for

communities where the State has jurisdiction over the

floodway or its adoption by communities

partic ipating in the NFIP).

(4) Engineering analysis for the revised floodway, as

described below:

(i) The floodway analysis must be performed using

the hydraulic computer model used to determine the

proposed base flood elevations.

(ii) The floodway limits must be set so that neither

the effective base flood elevations nor the proposed

base flood elevations if less than the effective base

flood elevations, are increased by more than the

amount specified under Sec. 60.3 (d)(2). Copies of

the input and output data from the original and

modified computer models must be submitted.

(5) Delineation ofthe revised floodway on the same

topographic map used for Ihe delineation of the

revised flood boundaries.

(c) Data requirements for changes not associated with

base flood elevation changes. The following data

shall be submitted:

(1) Items described in paragraphs (b) (!) through (3)

of this section must be submined.

(2) Engineering analysis for the revised floodway, as

described below:

(i) The original hydraulic computer model used to

develop the established base flood elevations must be

modified to include all encroachments that have

occurred in the flood plain since the existing

floodway was developed. If the original hydraulic

computer model is not available, an alternate

hydraulic computer model may be used provided the

alternate model has been calibrated so as to reproduce

the original water surface profile of the original

hydraulic computer model . The alternate model must

be then modified to include all encroachments that

have occurred since the existing floodway was

developed.

(ii) The floodway analysis must be performed with

the modified computer model using the desired

floodway limits .

(iii) The floodway limits must be set so that

combined effects of the past encroachments and the

new floodway limits do not increase the effective

i ibase fiood elevations by more than the amount

specified in Sec. 60.3(dX2). Copies of the input and

output data from the original and modified computer

models must be submitted .

(3) Delineation ofthe revised floodway on a copy of

the effective NFIP map and a suitable topographic

map.

(d) Certification requirements. All analyses submitted

shall be certified by a registered professional

engineer. All topographic dala shall be certified by a

registered professional engineer or licensed land

surveyor. Certifications are subject to the definition

given at Sec. 65.2 of this subchapter.

(e) Submission procedures. All requests that involve

changes to floodways shall be submitted to the

appropriate FEMA Regional Office servicing the

community's geographic area.

[51 FR 30315, Aug. 25, 1986]

§ 65. 8 Review of proposed projects.

A community, or an individual through the

community, may request FEMA's comments on

whether a proposed project, if buill as proposed,

would justify a map revision . FEMA's comments will

be issued in the form of a letter, termed a Conditional

Letter of Map Revision, in accordance with 44 CFR

part 72. The data required to support such requests

. are the same as those required for final revisions

under Sec.Sec. 65.5, 65.6, and 65.7, except as-built

certification is not required. All such requests shall be

submitted to the FEMA Headquarters Office in

Washington, DC, and shall be accompanied by the

appropriate payment, in accordance with 44 CFR part

72 . [62 FR 5736, Feb. 6, 1997]

§ 65. 9 Review and response by the Adminis trator.

If any questions or problems arise during review,

FEMA will consult the Chief Executive Officer ofthe

community (CEO), the community official

designated by the CEO, and/or the requester for

resolution. Upon receipt of a revision request, the

Adminislrator shall mail an acknowledgment of

receipt of such request lo the CEO. Within 90 days of

receiving the request with all necessary information,

the Administrator shall notify the CEO of one or

more ofthe following:

(a) The effective map(s) shall not be modified;

(b) The base flood elevations on the effective FIRM

shall be modified and new base fiood elevations shall

be established under the provisions of part 67 of this

subchapter;

(c) The changes requested are approved and the

map(s) amended by Letler of Map Revision (LOMR);

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(d) The changes requested are approved and a revised

map(s) will be printed and distributed;

(e) The changes requested are not of such a

significant nature as to warrant a reissuance or

revision of the flood insurance study or maps

and will be deferred until such time as a

significant change occurs;

(f) An additional 90 days is required lo evaluate

the scientific or technical data submitted; or

(g) Addiiional data are required to support the

revision request.

(h) The required payment has not been

submitted in accordance with 44 CFR part 72.

no review will be conducted and no

determination will be issued until payment is

received.

[51 FR 30315, Aug. 25, 1986; 61 FR 46331,

Aug. 30, 1996, as amended at 62 FR 5736, Feb.

6, 1997]

§ 65.10 Mapping of areas protected by levee

systems.

(a) General. For purposes of the NFIP, FEMA will

only recognize in its flood hazard and risk mapping

effort those levee systems that meet and continue to

meet, minimum design, operation, and maintenance

standards that are consistent with the level of

protection sought through the comprehensive flood

plain managemenl criteria established by Sec. 60.3 of

this subchapter. Accordingly, this section describes

the types of information FEMA needs to recognize,

on NFIP maps, that a levee system provides ,

protection from the base flood. This information must

be supplied to FEMA by the community or other

party seeking recognition of such a levee system at

the time a flood risk study or restudy is conducted,

when a map revision under the provisions of part 65

of this subchapter is sought based on a levee system,

and upon request by the Administrator during the

review of previously recognized structures. The

FEMA review will be for the sole purpose of

establishing appropriate risk zone determinations for

NFIP maps and shall not constitute a determination

by FEMA as to how a structure or system will

perform in a flood event

(b) Design criteria. For levees lo be recognized by

FEMA, evidence that adequate design and operation

and maintenance systems are in place to provide

reasonable assurance that protection from the base

flood exists must be provided. The following

(requirements must be met;

(1) Freeboard, (i) Riverine levees must provide a

minimum freeboard of three feet above the water-

surface level ofthe base flood. An additional one foot

above the minimum is required within 100 feet in

either side of structures (such as bridges) riverward of

the levee or wherever the flow is constricted. An

additional one-half foot above the minimum at the

upstream end of the levee, tapering to not less than

the minimum al the downstream end ofthe levee, is

also required.

(ii) Occasionally, exceptions to the minimum riverine

freeboard requirement described in paragraph

(bXI)(i) of this section, may be approved.

Appropriate engineering analyses demonstrating

adequate protection with a lesser freeboard musl be

submitted to support a request for such an exception.

The material presented must evaluate the uncertainty

in the estimated base flood elevation profile and

include, but not necessarily be limited to an

assessment of statistical confidence limits ofthe 100-

year discharge; changes in stage-discharge

relationships; and the sources, potential, and

magnitude of debris, sediment, and ice accumulation.

Il must be also shown that the levee will remain

structurally stable during the base flood when such

additional loading considerations are imposed. Under

no circumstances will freeboard of less than two feet

be accepted.

(hi) For coastal levees, the freeboard must be

established at one foot above the height of the one

percent wave or the maximum wave runup

(whichever is greater) associated with the I OOyear

Stillwater surge elevation at the site,

(iv) Occasionally, exceptions lo the minimum coastal

levee freeboard requirement described in paragraph

(b)(I)(m) of this section, may be approved.

Appropriate engineering analyses demonstrating

adequate protection with a lesser freeboard must be

submitted to support a request for such an exception.

Tlie material presented must evaluate the uncertainty

in the estimated base flood loading conditions.

Particular emphasis musl be placed on the effects of

wave attack and overtopping on the stability of the

levee. Under no circumstances, however, will a

freeboard of less than two feet above the 1 OOyear

Stillwater surge elevation be accepted.

(2) Closures. All openings musl be provided with

closure devices that are structural parts ofthe system

during operation and design according to sound

engineering practice.

(3) Embankment protection. Engineering analyses

must be submitted that demonstrate that no

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16

appreciable erosion ofthe levee embankment can be

expected during the base flood, as a result of either

currents or waves, and that anticipated erosion will

not result in failure of the levee embankment or

foundation directly or indirectly through reduction of

the seepage path and subsequent instability. The

factors to be addressed in such analyses include, but

are not limited to: Expected flow velocities

(especially in constricted areas); expected wind and

wave action; ice loading; impact of debris; slope

protection techniques; duration of flooding at various

stages and velocities; embankment and foundation

materials; levee alignment, bends, and transitions;

and levee side slopes.

(4) Embankment and foundation stability.

Engineering analyses that evaluate levee embankment

stability must be submitted. The analyses provided

shall evaluate expected seepage during loading

conditions associated with the base flood and shall

demonstrate that seepage into or through the levee

foundation and embankment will not jeopardize

embankment or foundation stability. An allernative

analysis demonstrating that the levee is designed and

constructed for stability against loading conditions

for Case IV as defined in the U.S. Army Corps of

Engineers (COE) manual, "Design and Construction

of Levees" (EM i 110-2-1913, Chapter 6, Seciion II),

may be used . The factors that shall be addressed in

the analyses include: Depth of flooding, duration of

flooding, embankment geometry and length of

seepage path at critical locations, embankment and

foundation materials, embankment. compaction,

penetrations, other design factors affecting seepage

(such as drainage layers), and other design factors

affecting embankment and foundation stability (such

as berms) .

(5) Settlement. Engineering analyses must be

submitted that assess the potential and magnitude of

future losses of freeboard as a result of levee

settlement and demonstrate that freeboard will be

maintained within the minimum standards set forth in

paragraph (bXI) of this section. This analysis must

address embankment loads, compressibility of

embankment soils, compressibility of foundation

soils, age of the levee system, and construction

compaction methods. In addition, detailed settlement

analysis using procedures such as those described in

the COE manual, "Soil Mechanics Design-

Settlement Analysis" (EM 1100-2-1904) must be

submitted .

(6) Interior drainage. An analysis must be submitted

that identifies the source(s) of such flooding, the

extent ofthe flooded area, and, if the average depth is

greater than one foot, the water-surface elevation(s)

ofthe base fiood. This analysis must be based on the

joint probability of interior and exterior flooding and

the capacity of facilities (such as drainage lines and

pumps) for evacuating interior floodwaters.

(7) Other design criteria. In unique situations, such as

those where the levee system has relatively high

vulnerability, FEMA may require that other design

criteria and analyses be submitted to show that ihe

levees provide adequate protection. In such

situations, sound engineering practice will be the

standard on which FEMA will base its

determinations. FEMA will also provide the rationale

for requiring this additional information,

(c) Operation plans and criteria. For a levee system to

be recognized, Ihe operational criteria must be as

described below. All closure devices or mechanical

systems for internal drainage, whether manual or

automatic, must be operated in accordance with an

offic ially adopted operation manual, a copy of which

must be provided to FEMA by the operator when

levee or drainage system recognition is being sought

or when the manual for a previously recognized

system is revised in any manner . All operations must

be under the jurisdiction of a Federal or State agency,

an agency created by Federal or State law, or an

agency ofa community participating in the NFIP.

(1) Closures. Operation plans for closures musl

include the following:

(i) Documentation ofthe flood warning system, under

the jurisdiction of Federal, State, or community

officials, that will be used to trigger emergency

operation activities and demonstration that sufficienl

flood warning time exists for the completed operation

of all closure structures, including necessary sealing,

before floodwaters each the base ofthe closure,

(ii) A formal plan of operation including specific

actions and assignments of responsibility by

individual name or title .

(iii) Provisions for periodic operation, at not less than

one-year intervals, ofthe closure structure for testing

and training purposes .

(2) interior drainage systems, interior drainage

systems associated with levee systems usually

include storage areas, gravity outlets, pumping

stations, or a combination thereof. These drainage

systems will be recognized by FEMA on NFIP maps

for fiood protection purposes only if the following

minimum criteria are included in the operation plan;

(i) Documentation ofthe flood warning system, under

the jurisdiction of Federal, Slate, or community

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officials, that will be used to trigger emergency

operation activities and demonstration that-sufficient

flood warning time exists to permii activation of

mechanized portions ofthe drainage system.

(ii) A formal pian of operation including specific

actions and assignments of responsibility by

individual name or title.

(iii) Provision for manual backup for the activation of

automatic systems.

(iv) Provisions for periodic inspection of interior

drainage systems and periodic operation of any

mechanized ponions for testing and training

purposes. No more than one year shall elapse

between either the inspections or the operations.

(3) Other operation plans and criteria. Other

operating plans and criteria may be required by

FEMA to ensure that adequate protection is provided

in specific situations. In such cases, sound emergency

management practice will be the standard upon which

FEMA determinations will be based,

(d) Maintenance plans and criteria. For levee systems

to be recognized as providing protection from the

base fiood, the maintenance criteria must be as

described herein. Levee systems must be maintained

in accordance with an officially adopted maintenance

plan, and a copy of this plan must be provided to

FEMA by the owner of the levee system when

recognition is being sought or when the plan for a

previously recognized system is revised in any

manner. All maintenance activities must be under the

jurisdiction of a Federal or State agency, an agency

created by Federal or State law, or an agency of a

community participating in the NFIP that must

assume ultimate responsibility for maintenance. This

plan must document the formal procedure that

ensures that the stability, height, and overall integrity

of the levee and its associated structures and systems

are maintained. At a minimum, maintenance plans

shall specify the maintenance activities to be

performed, the frequency of their performance, and

the person by name or title responsible for their

performance.

(e) Certification requirements. Data submitted to

support that a given levee system complies with the

structural requirements set forth in paragraphs (b)(!)

through (7) of this section must be certified by a

registered professional engineer . Also, certified as-

built plans of the levee musl be submitted.

Certifications are subject to the definition given al

Sec. 65.2 of this subchapter. In lieu of these structural

requirements, a Federal agency with responsibility

for levee design may certify that the levee has been

NFIP Regulations

adequately designed and constructed lo provide

protection against the base flood.

[51 FR 30316, Aug. 25, 1986]

§ 65.11 Evaluation of sand dunes in mapping

coastal flood hazard areas .

(a) General conditions. For purposes of the NFIP,

FEMA will consider storm-induced dune erosion

potential in its determination of coastal flood hazards

and risk mapping efforts . The criterion to be used in

the evaluation of dune erosion will apply to primary

frontal dunes as defined in Sec. 59.1, but does not

apply to artificially designed and constructed dunes

that are nol well-established with long-standing

vegetative cover, such as the placement of sand

materials in a dune-like formation,

(b) Evaluation criterion. Primary frontal dunes will

not be considered as effective barriers to base flood

storm surges and associated wave action where the

cross-sectional area of the primary frontal dune, as

measured perpendicular to the shoreline and above

the 100-year Stillwater flood elevation and seaward of

the dune crest, is equal to, or less than, 540 square

feet.

(c) Exceptions. Exceptions to the evaluation criterion

may be granted where it can be demonstrated through

authoritative historical documentation that the

primary frontal dunes at a specific site withstood

previous base fiood storm surges and associated wave

action.

[53 FR 16279, May 6. 1988]

§ 65.12 Revision of flood insurance rate maps to

reflect base flood elevations caused by proposed

encroachments .

(a) When a comm unity proposes to perm it

encroachments upon the flood plain when a

regulatory floodway has not been adopted or to

permii encroachments upon an adopted regulatory

floodway which will cause base fiood elevation

increases in excess of those permitted under

paragraphs (c)(10) or (dX3) of Sec. 60.3 of this

subchapter, the community shall apply to the

Administrator for conditional approval of such action

prior to permitting the encroachments to occur and

shall submit the following as part of its application:

(!) A request for conditional approval of map change

and the appropriate initial fee as specified by Sec.

72. 3 of this subchapter or a request for exemption

from fees as specified by Sec. 72.5 of this subchapter,

whichever is appropriate;

(2) An evaluation of alternatives which would nol

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result in a base flood elevation increase above that

permitted under paragraphs (c)(10) or (d)(3) of Sec.

60.3 of this subchapter demonstrating why these

alternatives are not feasible;

(3) Documentation of individual legal notice to all

impacted property owners within and outside ofthe

community, explaining the impact of the proposed

action on their property .

(4) Concurrence of the Chief Executive Officer of

any other communities impacted by the proposed

actions;

(5) Certification that no structures are localed in areas

which would be impacted by the increased base fiood

elevation;

(6) A request for revision of base flood elevation

determination according to the provisions of Sec.

65.6 of this part; .

(7) A request for floodway revision in accordance

with the provisions of Sec. 65. 7 of this part;

(b) Upon receipt of the Administrator's conditional

approval of map change and prior to approving the

proposed encroachments, a community shall provide

evidence to the Administrator of the adoption of

flood plain managemenl ordinances incorporating the

increased base flood elevations and/or revised

floodway reflecting the post-project condition.

(c) Upon completion of the proposed encroachments,

a community shall provide as-built certifications in

accordance with the provisions of Sec. 65. 3 of this

part. The Administrator will initiate a final map

revision upon receipt of such certifications in

accordance with part 67 of this subchapter.

[53 FR 16279, May 6, 1988]

§ 65.13 Mapping and ma p revisions for areas

subject to alluvial fan flooding.

This section describes the procedures to be followed

and the types of information FEMA needs to

recognize on a NFIP map that a structural flood

control measure provides protection from the base

flood in an area subject to alluvial fan flooding . This

infonnation must be supplied to FEMA by the

community or other party seeking recognition of such

a flood control measure at the time a flood risk study

or restudy is conducted, when a map revision under

the provisions of part 65 of this subchapter is sought,

and upon request by the Administrator during the

review of previously recognized flood control

measures . The FEMA review will be for the sole

purpose of establishing appropriate risk zone

determinations for NFIP maps and shall not

constitute a determination by FEMA as to how the

flood conirol measure will perform in a flood event,

(a) The applicable provisions of Sec. 65,2, 65.3, 65.4 .

65.6, 65.8 and 65.10 shall also apply to FIRM

revisions involving alluvial fan flooding.

(b) The provisions of Sec. 65. 5 regarding map

revisions based on fill and the provisions of part 70 of

this , chapter shall not apply to FIRM revisions

involving alluvial fan flooding. In general, elevations

of a parcel of land or a structure by fill or other

means, will not serve as a basis for removing areas

subject to alluvial fan flooding from an area of

special food hazards.

(c) FEMA will credit on NFIP maps only major

structural flood control measures whose design and

construction are supported by sound engineering

analyses which demonstraie lhat the measures will

effectively eliminate alluvial fan fiood hazards from

the area protected by such measures. The provided

analyses must include, but are not necessarily limited

to. the following:

(1) Engineering analyses that quantify the discharges

and volumes of water, debris, and sediment

movement associated with the flood that has a one-

percent probability of being exceeded in any year at

the apex under current watershed conditions and

under potential adverse conditions (e.g., deforestation

of the watershed by fire). The potential for debris

flow and sediment movement must be assessed using

an engineering method acceptable to FEMA, The

assessment should consider the characteristics and

ayailafaility of sediment in the drainage basin above

the apex and on the alluvial fan.

(2) Engineering analyses showing thai the measures

will accommodate the estimated peak discharges and

volumes of water, debris, and sediment, as

determined in accordance with paragraph (cXl) of

this section, and will withstand the associated

hydrodynamic and hydrostatic forces.

(3) Engineering analyses showing thai the measures

have been designed to withstand the potential erosion

and scour associated with estimated discharges.

(4) Engineering analyses or evidence showing that

the measures will provide protection from hazards

associated with the possible relocation of flow paths

from other parts ofthe fan.

(5) Engineering analyses that assess the effect of the

project on flood hazards, including depth and velocity

of floodwaters and scour and sediment deposition, on

other areas ofthe fan.

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(6) Engineering analyses demonstrating that flooding

from sources other than the fan apex, including local

runoff, is either insignificant or has been accounted

for in the design.

(d) Coordination. FEMA will recognize measures

that are adequately designed and constructed,

provided that: evidence is submitted to show that the

impact of the measures on flood hazards in all areas

ofthe fan (including those nol protected by the flood

control measures), and the design and maintenance

requirements bf the measures, were reviewed and

approved fay the impacted communities, and also by

State and local agencies that have jurisdiction over

flood control activities.

(e) Operation and maintenance plans and criteria. The

requirements for operation and maintenance of flood

control measures on areas subject to alluvial fan

flooding shall be those specified under Sec. 65.10,

paragraphs (c) and (d), when applicable.

(f) Certification requirements. Data submitted to

support that a given flood control measure complies

with the requirements sel forth in paragraphs (c) (1)

through (6) of this section must be certified by a

registered professional engineer . Also, certified as-

built plans of the flood control measures must be

submitted. Certifications are subject to the definition

given at Sec. 65.2.

(Approved by the Office of Managemenl and Budget

under control number 3067-0147)

[54FR33551, Aug. 15, 1989]

§ 65.14 Remapping of areas for which local flood

protection systems no longer provide base flood

protection.

(a) General . (1) This section describes the procedures

to follow and the types of information FEMA

requires to designate flood control restoration zones .

A community may be eligible to apply for this zone

designation if the Administrator determines that it is

engaged in the process of restoring a flood protection

system that was:

(i) Constructed using Federal funds;

(ii) Recognized as providing base flood protection on

the community's effective FIRM; and

(iii) Decertified by a Federal agency responsible for

flood protection design or construction.

(2) Where the Administrator determines that a

community is in the process of restoring its flood

protection system lo provide base fiood protection, a

FIRM will be prepared that designates the temporary

flood hazard areas as a flood control restoration zone

(Zone AR). Existing special flood hazard areas

shown on the community's effective FIRM that are

further inundated by Zone AR flooding shall be

designated as a "dual" fiood insurance rate zone .

Zone AR/AE or AR/AH with Zone AR base flood

elevations, and AE or AH with base flood elevations

and Zone AR/AO with Zone AR base flood

elevations and Zone AO with flood depths, or Zone

AR/A with Zone AR base flood elevations and Zone

A without base flood elevations,

(b) Limitations. A community may have a flood

control restoration zone designation only once while

restoring a fiood protection system.

This limitation does not preclude future flood control

restoration zone designations should a fully restored,

certified, and accredited system become decertified

for a second or subsequent time.

(1) A community that receives Federal funds for the

purpose of designing or constructing, or both, the

restoration projeel must complete restoration or meet

· the requirements of 44 CFR

61.12 within a specified period, not to exceed a

maximum of 10 years from the date of submittal of

the community's application for designation of a

flood control restoration zone.

(2) A community that does not receive Federal funds

for the purpose of constructing the restoration project

must complete restoration within a specified period,

not lo exceed a maximum of 5 years from the date of

submittal of the community's application for

designation ofa fiood control restoration zone. Such

a community is not eligible for the provisions of

Sec.61.I2. The designated restoration period may not

be extended beyond the maximum allowable under

this limitation .

(c) Exclusions. The provisions of these regulations do

not apply in a coastal high hazard area as defined in

44 CFR 59.1, including areas that would be subject to

coastal high hazards as a result of the decertification

of a flood protection system shown on the

community's effective FIRM as providing base flood

protection.

(d) Effective dale for risk premium rates. The

effective date for any risk premium rates established

for Zone AR shall be the effective date ofthe revised

FIRM showing Zone AR designations,

(e) Application and submittal requirements for

designation of a flood control restoration zone. A

community must submit a written request to the

Administrator, signed by the community's Chief

Executive Officer, for a fioodpiain designation as a

flood control restoration zone. The request musl

include a legislative action by the community

NFIP Regulations

)

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requesting the designation. The Administrator will

not initiate any action to designate flood control

restoration zones without receipt of the formal

request from the community that complies with all

requirements of this section. The Administrator

reserves the right io request additional information

from the community to support or further document

the community's formal request for designation of a

flood control restoration zone, if deemed necessary.

(1) At a minimum, the request from a community that

receives Federal funds for the purpose of designing,

constructing, or both, the restoration project must

include:

(i) A statement whether, to the best ofthe knowledge

ofthe community's Chief Executive Officer, the^flood

protection system is currently the subjecl matter of

litigation before any Federal, State or local court or

administrative agency, and if so, the purpose of that

litigation;

(it) A statement whether the community has

previously requested a determination with respect to

the same subjecl matter from the Administrator, and

if so 2 statement that details the dis'xjsition of such

previous request;

(iii) A statement from the community and

certification by a Federal agency responsible for

flood protection design or construction that the

existing flood control system shown on the effective

FIRM was originally built using Federal funds, that it

no longer provides base flood protection, but that it

continues to provide protection from the flood having

at least a 3percent chance of occurrence during any

given year;

(iv) An official map of the community or legal

description, with supporting documentation, that the

community will adopt as part of its flood plain

management measures, which designates developed

areas as defined in Sec.59.1 and as further defined in

Sec.60.3(f)-

(v) A restoration plan to return the system to a level

of base flood protection. At a minimum, this plan

must:

(A) List all importanl projeel elements, such as

acquisition of permits, approvals, and contracts and

construction schedules of planned features;

(B) Identify antic ipated start and completion dates for

each element, as well as significant milestones and

dates;

(C) Identify the date on which "as built" drawings

and certification for the completed restoration project

will be submitted. This date must provide for a

restoration period not to exceed the maximum

allowable restoration period for the flood protection

system, or;

(D) Identify the date on which the community will

submit a request for a finding of adequate progress

thai meets all requirements of Sec.61.I2. This date

may not exceed the maximum allowable restoration-

period for the flood protection system;

(vi) A stalemenl identifying the local project sponsor

responsible for restoration of the flood protection

system;

(vii) A copy of a study, performed by a Federal

agency responsible for flood protection design or

construclion in consultation with the local project

sponsor, which demonstrates a Federal interest in

restoration of the system and which deems that the

flood protection system is restorable to a level of base

flood protection.

(viii) A joint statement from the Federal agency

responsible for flood protection design or

construction involved in restoration of the flood

protection system and the local project sponsor

certifying that the design and construction of the

flood ccntrci system involves Federal funds, and thai

the restoration of the flood protection system will

provide base flood protection;

(2)'At a minimum, the request from a community that

receives no Federal funds for the purpose of

constructing the restoration project must:

(i) Meet the requirements of Sec.65.14(eXlXi)

through (iv);

(ii) include a restoration plan to return the system to a

level of base fiood protection. At a minimum, this

plan must:

(A) List all important project elements, such as

acquisition of permits, approvals, and contracts and

construction schedules of planned features;

(B) Identify anticipated start and completion dates for

each element, as well as significant milestones and

dates; and

(C) Identify the date on which "as built" drawings

and certification for the completed restoration project

will be submitted. This date must provide for a

restoration period not io exceed the maximum

allowable restoration period for the flood protection

system;

(iii) Include a statement identifying the local.agency

responsible for restoration, of the flood protection

system;

(iv) Include a copy ofa study, certified by registered

Professional Engineer, that demonstrates that the

flood protection system is restorable to provide

protection from the base flood;

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(v) Include a statement from the local agency

responsible for restoration of the flood protection

system certifying that the restored flood protection

system will meel the applicable requirements of Part

65; and

(vi) Include a statement from the local agency

responsible for restoration of the flood protection

system that identifies the source of funds for the

purpose of constructing the restoration project and a

percentage of the total funds contributed by each

source. The statement must demonstraie, al a

minimum, that 100 percent of the total financial

project cost ofthe completed flood protection system

has been appropriated.

(f) Review and response by the Administrator. The

review and response by the Administrator shall be in

accordance with procedures specified in Sec. 65.9 .

(g) Requirements for maintaining designation of a

flood control restoration zone. During the restoration

period, the community and the cosl-sharing Federal

agency, if any, musl certify annually to the FEMA

Regional Office having jurisdiction that the

restoration will be completed in accordance with the

restoration plan within the time period specified by

the plan. In addition, the community and the cost-

sharing Federal agency, if any, will update the

restoration plan and will identify any permitting or

construction problems that will delay the project

completion from the restoration plan previously

submitted to the Administrator. The FEMA Regional

Office having jurisdiction will make an annual

assessment and recommendation to the Administrator

as lo the viability of the restoration plan and will

conduct periodic on-sile inspections of the flood

protection system under restoration.

(h) Procedures for removing flood control restoration

zone designation due lo adequate progress or

complete restoration of the flood protection system.

At any time during the restoration period;

(1) A community that receives Federal funds for the

purpose of designing, constructing, or both, the

restoration project shall provide written evidence of

certification from a Federal agency having flood

protection design or construction responsibility that

the necessary improvements have been completed

and that the system has been restored to provide

protection from the base flood, or submit a request

for a finding of adequate progress that meets all

requirements of Sec.61.12. If the Adminislrator

determines that adequate progress has been made,

FEMA will revise the zone designation from a flood

control restoration zone designation to Zone A99.

(2) After the improvements have been completed,

certified by a Federal agency as providing base flood

protection, and reviewed by FEMA, FEMA will

revise the FIRM to reflect the completed fiood

control system.

(3) A community that receives no Federal funds for

the purpose of conslructing the restoration project

must provide written evidence thai the restored fiood

protection system meets the requirements of Part 65 .

A community that receives no Federal funds for the

purpose of conslructing the restoration project is nol

eligible for a finding of adequate progress under

Sec.61.12.

(4) After the improvements have been completed and

reviewed by FEMA, FEMA will revise the FIRM to

reflect the completed flood protection syslem.

(i) Procedures for removing flood conirol resioration

zone designation due to noncompliance with the

restoration schedule or as a result o f a finding that

satisfactory progress is not being made to complete

the restoration, Al any time during the restoration

period, should the Administrator determine that the

restoration will not be completed in accordance with

the time frame specified in the restoration plan, or

that satisfactory progress is not being made to restore

the fiood protection system to provide complete flood

protection in accordance with the restoration plan, the

Adminislrator shall notify the community and the

responsible Federal agency, in writing, of the

determination, the reasons for that determination, and

thai the FIRM will be revised to remove the flood

control restoration zone designation. Within thirty

(30) days of such notice, the community may submit

written information thai provides assurance that the

restoration will be completed in accordance with the

time frame specified in the restoration plan, or that

satisfactory progress is being made lo restore

complete protection in accordance with the

restoration plan, or that, with reasonable certainty, the

restoration will be completed within the maximum

aliowable restoration period. On the basis of this

information the Administrator may suspend the

decision to revise the FIRM lo remove the flood

control restoration zone designation. If the

community does nol submit any information, or if,

based on a review ofthe information submitted, there

is sufficienl cause to find that the restoration will not

be completed as provided for in the restoration plan,

the Administrator shall revise the FIRM, in

accordance with 44 CFR Part 67, and shall remove

the flood control restoration zone designations and

shall redesignate those areas as Zone Al -30, AE, AH,

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AO, or A.

[62 FR 55717, Oct. 27, 1997]

§ 65.15 List of communities submitting new

technical data.

This section provides a cumulative list of

communities where modifications of the base flood

elevation determinations have been made because of

submission of new scientific or technical data . Due to

the need for expediting the modifications, the revised

map is already in effect and the appeal period

commences on or about the effective date of the

modified map . An interim rule, followed by a final

rule, will list the revised map effective dale, local

repository and the name and address of the Chief

Executive Officer of the community. The map(s) is

(arc) effective for both flood plain management and

insurance purposes.

[51 FR 30317, Aug. 25, 1986. Redesignated at

53 FR 16279, May 6. 1988, and further

redesignated at 54 FR 33551, Aug. 15, 1989.

Redesignated al 59 FR 53599, Oct. 25, 1994]

Editorial Note: For references lo FR pages showing

lists of eligible communities, see the List of CFR

Sections Affected, which appears in the Finding Aids

section ofthe printed volume and on GPO Access;

§ 65.16 Standard Flood Hazard Determination

Form and Instructions.

(a) Section 528 of the National Flood Insurance

Reform Act of 1994 (42 U.S.C . 1365(a)) directs

FEMA to develop a standard form for determining, in

the case of a loan secured by improved real estate or a

mobile home, whether the building or mobile home is

located in an area identified fay the Director as an area

having special flood hazards and in which flood

insurance under this title is available. The purpose of

the form is to determine whether a building or mobile

home is localed within an identified Special Flood

Hazard Area (SFHA), whether fiood insurance is

required, and whether federal fiood insurance is

available. Use of this form will ensure that required

fiood insurance coverage is purchased for structures

located in an SFHA, and will assist federal entities

for lending regulation in assuring compliance with

these purchase requirements.

(b) The form is available by written request to

Federal Emergency Managemenl Agency, PO Box

2012, Jessup, MD 20794; ask for the Standard Flood

Hazard Determination form. It is also available by

fax-on-demand; call (202) 646-3362, form #23103 .

Finally, the form is available through the Internet at

http://www.fema.gov/nfip/mpurfi.htm.

{63 FR 27857, May 21 , 1998]

§ 65.17 Review of determinations.

This section describes the procedures that shall be

followed and the types of information required by

FEMA to review a determination of whether a

building or manufactured home is located within an

identified Special Flood Hazard Area (SFHA).

(a) General conditions. The borrower and lender of a

loan secured by improved real estate or a

manufactured home may jointly request that FEMA

review a determination that the building or

manufactured home is localed in an identified SFHA.

Such a request must be submitted within 45 days of

the lender's notification lo the borrower that the

building or manufactured home is in the SFHA and

that fiood insurance is required. Such a request must

be submitted jointly by the lender and the borrower

and shall include the required fee and technicai

information related to the buiiding or manufaciured

home. Elevation data will not be considered under the

procedures described in this section,

(b) Data and other requirements. Items required for

FEMA's review of a determination shall include the

following:

(1) Payment ofthe required fee by check or money

order, in U.S. funds, payable to the National Flood

insurance Program;

(2) A request for FEMA's review of the

determination, signed by both the borrower and the

lender;

(3) A copy ofthe lender's notification to the borrower

that the building or manufactured home is in an

SFHA and that fiood insurance is required (the

request for review of the determination must be

postmarked within 45 days of borrower notification);

(4) A completed Standard Flood Hazard

Determination Form for the buiiding or manufactured

home, together with a legible hard copy of all

technical data used in making the determination; and

(5) A copy ofthe effective NFIP map (Flood Hazard

Boundary Map (FHBM) or Flood insurance Rate

Map (FIRM)) panel for the community in which the

building or manufactured home is located, with the

building or manufactured home location indicated.

Portions ofthe map panel may be submitted but shall

include the area of the building or manufactured

home in question together with the map panel title

block, including effective date, bar scale, and north

arrow.

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(c) Review and response by FEMA. Within 45 days

after receipt of a request to review a determination,

FEMA will notify the applicants in writing of one of

the following:

(1) Request submitted more than 45 days after

borrower notification; no review will be performed

and all materials are being returned;

(2) Insufficient information was received to review

the determination; therefore, the determination stands

until a compiete submittal is received; or

(3) The results of FEMA's review of ihe

determination, which shall include the following:

(i) The name ofthe NFIP community in which the

building or manufactured home is located;

(ii) The property address or other identification ofthe

building or manufactured home to which the

determination applies;

(iii) The NFIP map panel number and effective date

upon which the determination is based;

(iv) A statement indicating whether the building or

manufactured home is within the Special Flood

Hazard Area;

'v"* The time frame during which the

determination is effective.

[60 FR 62218, Dec. 5, 1995]

PART 70-FROCEDURE FOR MAP

CORRECTION

Mapping Deficiencies Unrelated to Community -

Wide Elevation Determinations

Sec.

70.1 Purpose of part.

70.2 Definitions.

7 03 Right to submit technical information .

70.4 Review by the Director.

70.5 Letter of Map Amendment.

70.6 Distribution of Letter of Map Amendment.

70.7 Notice of Letter of Map Amendment.

70.8 Premium refund after Letter of Map

Amendment

70.9 Review of proposed projects.

Authority; 42 U.S.C . 4001 et seq.; Reorganization

Plan No. 3 of 1978, 43 FR 41943. 3 CFR, 1978

Comp. , p. 329; E.O. 12127 of Mar. 31, 1979, 44 FR

19367, 3 CFR, 1979 Comp. , p. 376 .

§ 70.1 Purpose of part .

The purpose of this part is to provide an

administrative procedure whereby the Administrator

will review the scientific or technical submissions of

ian owner or lessee of property who believes his

property has been inadvertently included in

NFIP Regulations

designated A, AO, A130, AE, AH, A99, AR, AR/AI-

30, AR/AE, AR/AO, AR/AH, AR/A, VO, Vl-30,

VE, and V Zones, as a result of the transposition of

the curvilinear line to either street or to other readily

identifiable features. The necessity for this part is due

in part lo the technical difficulty of accurately

delineating the curvilinear line on either an FHBM or

FIRM. These procedures shall not apply when there

has been . any alteration of topography since the

effective date of the first NFIP map (i.e., FHBM or

FIRM) showing the property within an area of special

flood hazard . Appeals in such circumstances are

subject to the provisions of part 65 of this subchapter.

[62 FR 55718, Oct. 27, 1997]

§ 70.2 Definitions.

The definitions set forth in part 59 of this subchapter

are applicable to this part.

[41 FR 46991, Oct 26, 1976. Redesignated at 44 FR

31!77 ,May31, 1979]

§ 7 03 Right to submit technical information.

(a) Any owner or lessee of property (applicant) who

believes his property has been inadvertently included

in a designated A, AO, Al-30, AE, AH, A99, AR,

AR/AI-30, AR/AE, AR/AO, AR/AH, AR/A, VO,

Vl-30, VE, and V Zones on a FHBM or a FIRM,

may submit scientific or technical information to the

Administrator for the Administrator's review.

(b) Scientific and technical information for the

purpose of this part may include, but is not iimited to

the following;

(1) An actual copy ofthe recorded plat map bearing

the sea! of the appropriate recordation offic ial (e.g .

County Clerk, or Recorder of Deeds) indicating the

offic ial recordation and proper citation (Deed or Plat

Book Volume and Page Numbers), or an equivalent

identification where annotation of the deed or plat

book is not the practice.

(2) A topographical map showing (i) ground

elevation contours in relation to the National

Geodetic Vertical Datum (NVGD) of 1929, (ii) the

total area ofthe property in question, (iii) the location

of the structure or structures located on the property

in question, (iv) the elevation of the lowest adjacent

grade to a structure or strucmres and (v) an indication

of the curvilinear line which represents the area

subject lo inundation by a base flood. The curvilinear

line should be based upon information provided by

any appropriate authoritative source, such as a

Federal Agency, the appropriate slate agency (e.g .

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·

%

Department of Water Resources), a County Water

Control District, a County or City Engineer, a Federal

Emergency Management Agency Flood Insurance

Study, or a determination by a Registered

Professional Engineer

(3) A copy of the FHBM or FIRM indicating the

location ofthe property in question;

(4) A certification by a Registered Professional

Engineer or Licensed Land Surveyor that the lowest

grade adjacent to the structure is above the base flood

elevation .

[41 FR 46991, Oct. 26 . 1976. Redesignated at 44 FR

31177, May 31 , 1979, as amended at 48 FR 44544

and 44553, Sept. 29, 1983; 49 FR 4751, Feb. 8, 1984;

50 FR 36028, Sept. 4, 1985; 51 FR 30317, Aug. 25,

1986; 53 FR 16280, May 6, 1988; 59 FR 53601, Oct.

25, 1994; 62 FR 55719, Oct. 27, 1997]

§ 70.4 Review by the Director.

The Director, after reviewing the scientific or

technical information submitted under the provisions

of Sec. 70.3, shall notify the applicant in writing of

his/her determination within 60 d2

v

£ after we rccei

v

e

the applicant's scientific or technical information thai

we have compared either the ground elevations of an

entire legally defined parcel of land or the elevation

of the lowest adjacent grade lo a structure with the

elevation ofthe base flood and that:

(a) The property is wilhin a designated A, A0, Al-30,

AE, AH, A99, AR, AR/AI-30, AR/AE, AR/AO,

AR/AH, AR/A, VO, Vl-30, VE, or V Zone, and will

state die basis of such determination; or

, (b) The property should not be within a designated

A, A0, Al-30, AE, AH, A99, AR, AR/AI-30,

AR/AE, AR/AO, AR/AH, AR/A,V0, V3-30, VE, or

V Zone and that we will modify the FHBM or FIRM

accordingly; or

(c) The property is not within a designated A, A0,

Al-30, AE, AH, A99, AR, AR/AI-30, AR/AE,

AR/AO, AR/AH, AR/A,V0, Vl-30, VE, or V Zone

as shown on the FHBM or FIRM and no modification

ofthe FHBM or FIRM is necessary; or(d) We need

an additional 60 days to make a determination.

[66 FR 33900, June 26, 2001 ]

§ 70.5 Letter of Map Amendment.

Upon determining from available scientific or

technical information that a FHBM or a FIRM

requires modification under the provisions of Sec.

70.4(b), the Administrator shall issue a Letter of Map

^Amendment which shall state:

(a) The name ofthe Community to which the map to

be amended was issued;

(b) The number ofthe map;

(c) The identification of the property to be excluded

from a designated A, AO, Al-30, AE, AH, A99, AR_

AR/AI-30, AR/AE, AR/AO, AR/AH, AR/A, VO,

Vl-30, VE, or V Zone .

[41 FR 4699!, Oct. 26, 1976. Redesignated at 44 FR

31177, May 31, 1979, as amended at 48 FR 44553,

Sept. 29, 1983; 49 FR 4751, Feb. 8, 1984; 50 FR

36028, Sept. 4, 1985; 59 FR 5360!, Oct. 25, 1994; 62

FR 55719, Oct. 27 . 1997]

§ 70.6 Distribution of Letter of Ma p Amendment.

(a) A copy ofthe Letter of Map Amendment shall be

sent to the applicant who submitted scientific or

technical data to the Administraior.

(b) A copy ofthe Letter of Map Amendmenl shall be

sent to the local map repository with instructions thai

it be attached to the map which the Letter of Map

Amendmenl is amending.

(c) A copy ofthe Letter of Map Amendment shall be

sent to the map repository in the state with

instructions that it be attached to the map which it is

amending.

(d) A copy ofthe Letter of Map Amendment will be

sent to any community or governmental unit thai

requests such Letter of Map Amendment.

(e) [Reserved]

(f) A copy ofthe Letter of Map Amendmenl will be

maintained by the Agency in its community case file.

[41 FR 46991, Oct. 26, 1976. Redesignated at 44 FR

31177, May 31, 1979, as amended at 48 FR 44544

and 44553, Sept. 29, 1983; 49 FR 4751, Feb. 8, 1984]

§70.7 Notice of Letter of Ma p Amendment

(a) The Administrator, shall not publish a notice in

the Federal Register that the FIRM for a particular

community has been amended by.letter determination

pursuant to this part unless such amendment includes

alteration or change of base fiood elevations

established pursuant to part 67 . Where no change of

base flood elevations has occurred, the Letter of Map

Amendment provided under Sec. 70.5 and 70.6

serves to inform the parties affected.

(b) [Reserved] Editorial Note: For a list of

communities issued under this section and not carried

in'the CFR see the List of CFR Sections Affected,

which appears in the Finding Aids Section of the

printed volume and on GPO Access.

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§ 70.8 Premium refund after Letter of Map

Amendment.

A Standard Fiood insurance Policyholder whose

property has become the subject of a Letter of Map

Amendmenl under this part may cancel the policy

within the current policy year and receive a premium

refund under the conditions set forth in Sec. 62.5 of

ihis subchapter. [41 FR 46991, Ocl. 26, 1976.

Redesignated at 44 FR 31177, May 31,1979]

§70.9 Review of proposed projects.

An individual who proposes to build one or more

structures on a portion of property that may be

included inadvertently in a Special Flood Hazard

Area (SFHA) may request FEMA's comments on

whether the proposed slructure(s), if built as

proposed, will be in the SFHA. FEMA's comments

will be issued in the form of a letter, termed a

Conditional Letter of Map Amendment. The data

required lo support such requests are the same as

those required for final Letters of Map Amendment in

accordance with Sec. 70.3, except as-built

certification is not required and the requests shall be

accompanied by the appropriate payment, in

accordance with 44 CFR part 72. All such requests

for CLOMAs shall be submitted to the FEMA

Regional Office servicing the community's

geographic area or to the FEMA Headquarters Office

in Washington, DC.

[62 FR 5736, Feb. 6, 1997]

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001127

n

o

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001129

CITY OF SAN DIEGO, CALIFORNIA / ^ I II? D CTXT^T

COUNCIL POLICY ^ UKKbN I

SUBJECT: COUNCIL POLICY MANUAL

POLICY NO.; 000-01

EFFECTIVE DATE: January 8, 1990

BACKGROUND;

The City Council of The City of San Diego is charged with the responsibility of establishing

municipal policies to guide the various functions ofthe City and, where necessary, to establish

procedures by which functions are performed. Regulatory policies established by the Cily Council

usually are adopted by ordinance and included in the Municipal Code. However, olher policies also

are established which by their nature do not require adoption by ordinance. These policy statements

adopted by resolution ofthe City Council need to be consolidated in a reference document for easy

access.

PURPOSE:

It is the purpose of this policy lo:

1. clearly state and compile policies ofthe City Council not covered by ordinance;

2. provide for the distribution of these policies lo all concerned; and

3. establish procedures for the preparation, distribution and maintenance of Council policies and

the "Council Policy Manual."

POLICY:

1. There is hereby established a "Council Policy Manual'

1

which shall contain all City policy

statements adopled by resolution ofthe City Council.

2. Generally, policy statements in this "Council Policy Manual" will include only such

municipal matters for which the responsibility of decision is placed in the City Council by

virtue ofthe City Charter, the Municipal Code, or specific ordinances and resolutions.

3. All policy statements ofthe City Council shall be prepared in writing and approved by

resolution. Once approved, statements of policy will be reproduced, distributed, and included

in the "Council Policy Manual" accompanied by the resolution number and date of adoption.

4. Each policy statements shall include: a) a brief background description ofthe problem, b) the

purpose of the policy, c) the policy statements, d) other criteria or procedural sections as

required, and e) cross reference notations as to appropriaie provisions in the City Charter,

Municipal Code, Administrative Regulations, etc.

5. The City Clerk shall be responsible for the preparation, continuing maintenance and

distribution ofthe "Council Policy Manual," and additions or deletions thereto.

6. Copies ofthe "Council Policy Manual" shall be distributed to each non-mana tria l depanment

head and to the City Manager and to such of their representatives as they may direct.

7. Copies ofthe "Council Policy Manual" shall be available to the general public at a cost

established by the City Clerk.

8. Council Committees shall annually review the Policy Manual "Table of Conlents" to

determine which, if any, policies need review.

CT-OOO-IH

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001130

CITY GF SAN DIEGO, CALIFORNIA ^ j i p p p x i x

COUNCIL POLICY CUKK t N I

9. Each policy shall be assigned to a "responsible department" and it shall bc the responsibility of

departments so designated lo 3) periodically review their assigned policies, 2) offer

appropriate revisions as necessary, and 3) enter upon any subsequent revisions the cross

reference notations meniioned in Item 4 above.

PROCEDURE:

1. Tbe City Council or any standing commitiee or member thereof, the City Manager,

non-managerial department heads, and City Boards and Commissions may originate draft

policy proposals for.formal consideration by the City' Council.

2. The City Clerk shall be responsible for the assignment of tentative and final policy numbers

and titles to a proposed policy draft. For these purposes, he shall be consulted prior to the

preparation by the originating department ofthe draft policy.

Prior to preparing the draft policy, the originating department will obtain a copy ofthe current

policy from the City Clerk.

3. Drafts of proposed Council policies and amendments lo existing policies shall be processed in

accordance with the provisions ofthe Permanent Rules ofthe Councij. Such drafts shall be

referred lo the appropriate Council Committee for discussion, analysis and preliminary action.

4. Upon approval by the appropriate Council committee, the draft policy shall be delivered to the

City Attorney for preparation ofa resolution of adoption. Such resolution shall be prepared

and processed in accordance with Rule 28 ofthe Permanent Rules ofthe Council., A strike-out

version ofthe draft policy shall be prepared and forwarded with the resolution.

5. Proposed policies will then be presented for Council consideration. If Council approves a

policy and directs revisions, the originating department will make the changes and forward a

final draft and strike-out version to the City Attorney before publication by the City Clerk.

6. After official adoption by the City Council, the City Clerk shall be responsible for duplication

ofthe statement of policy and distribuiion.

7. As required, the Cily Clerk shall update the Table of Contents and Cross Reference in the

"Council Policy Manual."

S. Each July the four Council Committees shall review an updated table of contents to determine

which, if any, policies they wish to review.

HISTORY:

Adopled by Resolution R-169938 03/15/1962

Amended by Resolution R-I91955 10/26/1967

Amended by Resolution R-211429 08/29/1974

Amended by Resolution R-252047 06/16/1980

Amended bv Resolution R-274932 01/08/1990

CP-OOO-OI

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001131

DATE:

TO:

FROM:

SUBJECT:

Office of

The City Attorney

Ciry of San Dieso

May 22, 2007

Honorable Mayor and City Council

Citv Attorney

Today's City Council Agenda Item No. 334 - Appeal of Planning

Commission Decision Involving the Stebbins Residence - Request

for Two-Week Continuance.

On today's City Coimcil .Agenda for this afternoon is a scheduled appeal hearing

ofthe Pianning Commission's dscision in approving an application for a Coastal

Development Permit (CDP) and a Site Development Permit.(SDP) for the demolition of

an existing one-story duplex, and the construction of £ new three-story single famii}'

residence, and to allow- for deviation from the regulations for Special Flood Hazard

.Areas, to permit development ofthe residential structure at 7.1 feet below the Base Flood

Elevation where two (2) feet above the Base Fiood Elevation is required.

.As recently as last Friday, ofnciais ofthe Federal Emergency Management

Assncy (FEMA) were offering conflicting positions relative to FEMA's view and

requirements on this construction proposal which includes a below-surface parking

structure, Yesterday, rspressntaxives of FEMA appeared to tentatively resolve their

differing viewnoints; consequently we are undsrrakins additional legal research and

analysis which will be of benefit to the City on this matter. Tne appellants have raised

eighteen (18) anneal issues idsntinsd in the staff repon prepared by the Deveiopment

Services Department; some ofthem arerelatsd to FEMA concerns.

We resnectfolly request a two-week continuance of this .appeal hearing, to the

City Council meeting of June 5. 2007. Tnis will allow the City Attorney's Office rime to

identify and clarify the FEMA-rslated issues, and prepare a legal memorandum for your

information and consideration which will be distributed during the week pnor to the June

5 appeal hearing, Tnis .will allow the City Council the opportunity to consider all ofthe

lesal issues associated with this annsal hearing.

cc: Elizabeth Maland. City Clerk

Bob.Manis. Dev. Sen'. Dent

MICHAEL J. AGUIRRE, City Attorney

Bv: OXKAJ KN^L. XD^QDK^O

Marianne Greene. Denurv Cirv Atiomsv

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001132

U

THE STEBBINS RESIDENCE PROJECT 51076

APPLICANT RESPONSE TO APPEAL

CONTENTS

OVERVIEW A1-A3

NOTAJ3LE QUOTES FROM THE RECORD B1-B4

APPLICANT'S POINT BY POINT RESPONSE TO APPEAL C1-C9

SUPPLEMENTAL STATEMENT 'INFORMATION FROM APPLICANT REGARDING

FLOODPROOFING ISSUES.... i-iii

OPINION LETTER FROM ENGINEER AND .ARCHITECT

REGARDING FLOOD PROOFING 1-1B

FOR SELF RAISING B.ARRIER AND IA-1L

PROJECT LIST FOR FLOOD BARRIER. .2-5

SLAT SYSTEM FLOOD BARRIER DIAGRAMS 6A-H

ADDITIONAL PHOTOS OF SLAT SYSTEM BARRIER. 7-8

ARTICLE REGARDING DRY BASEMENT

CONSTRUCTION IN CORONADO 9-12

SUMP PUMP INFO 13

BASEMENT DRY-PROOFING INFO, SCHEMATICS, MATERIALS 14A-J

FEMA INSTRUCTIONS RE: PLACEMENT OF UTILITIES 15A-H

PHOTO OF RESIDENCE CONSTRUCTED OVER UNDERGROUND

PARKING, 20 FEET FROM FLOOD ZONE, ON SAME

SETBACKS IN SAND 100 FEET FROM BEACH 16

PHOTO OF UNDERGROUND COMMERCIAL PARKING

ACROSS STREET FROM OB PIER (APPX. 70C.ARS) 16A

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$01133

COUNCIL POLICY 600-14 17A-D

COMPLLANCE EMAIL FROM FEMA (DBS) 18

FEMA DEVIATION GUIDELINES 44CFR 603 I9A-C

FLOOR AREA RATIO SDMC 11.0234 20

PLANING COMMISSION FINDINGS .-.21A-I

UNANIMOUS LETTERS OF SUPPORT FROM OWNERS ON

SAME BLOCK AS PROJECT 22A-H

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001134

PRQJECTOVERVIEW

5166 W. POINT LOMA BLVD.

(OCEAN BEACH)

PROJECT: -Demolition of existing dilapidated 1250 square foot duplex and construction ofa

sinsle-famiiy, three-story home plus underground garage (1,749 square foot house plus garage).

ISSUE: Appeal by a neighbor (in a condo across the street) apparently concerned about his

potential loss of his view toward tbe.ocean, but raising a number of spurious points based on'

misinterpretations ofthe facts and the law.

CITY ENTITLEMENTS BEING APPEALED: Planning Commission approved, by a 6-0

vote on March 1. 2007. ths following entitlements and environmental documentation:

· Coastal Deveiopment Permit

· Site Deveiopment Pennit (to allow deviation only from the Special Flood Hazard

Area reeulations; project is in conformance with all other applicable requirements

[underlying zoning, floor area ratio ("FAR"), height limit, parking, setbacks,

etc.])

· Mitigated Negative Declaration

DEVELOPMENT CONSTRAINTS IMPOSED BY LAND USE REGULATIONS:

· Lot is very small: only 2,500 square feet (0.057-acre). but the minimum lot size

under the applicable zoning is 6.000 square feet

· .Applicable zoning (RM-2-4) provides for F.AR of only .7. and requires that 25%

of the pennittsd FAR be used for parking unless parking is provided

·underground.

· · Project-is located within 100-year floodplain and restrictions require that the first

floor be 2 (two) fsst above the base flood elevation, which would render the first

floor uninhabitable for most properties in the area. If part ofthe first floor had to

be devoted to parking, the habitable space ofthe unit would be very- small

(according to staff report to- Planning Commission).

· . These-constramts, ma}' explain why the existing modest and dilapidated structures

- in the area, built in fhe-mid-1950s, have not been redeveloped.

· " Project's architect came up with an innovative solution: put water-proofed

parking in subterranean area and home above.

· Staff supported the deviation from the Special Flood Hazard Area regulations

(discussed below) in part because ofthe "development limitations" ofthe site.

999999.906026/697378.01

A/

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001135

HISTORY OF PROJECT'S PROCESSLNG BY CITY:

· City staff initially was concerned re bulk and scale, but project was redesisned to

address those concerns. Staff and Planning Commission found that:

· As redesigned, new home will preserve^the character ofthe area's small-

scale residential development.

· · Revised project is consistent with the Ocean Beach Precise Plan.

· Redesigned project is consistent with the Ocean Beach Action Plan goais

for redevelopment and owner-occupied housing.

· Project would not impact coastal access, physical or visual (no public

view corridors identified by either the Precise Plan or the Action Plan). .

Nevertheless, the project provides a three-foot view corridor on the east

and west sides ofthe property through a deed restriction to preserve views

toward Dog Beach and the San Diego River.

OB planning board voted 4-4 on project. OB land use sub-committee

voted 5-0 in favor. Neither body had any concerns about underground,

parking.

ENVIRONMENTAL ISSUES:

· Propeny' is considered "environmentally sensitive" solely because it is located ,

within 100-ysar flood plain' and is therefore considered a "special flood hazard

area-" Because this is not an environmental issue per se, it is discussed in the

following section.

· Mitigation monitoring is required b}' the Mitigated Negative Declaration for

possible archeological resources that might be encountered during construction.

· Coastal Commission staff review raised no significant issues.

FLOOD PLAIN ISSUES

·. Propeny- is located in 100-year floodplain and the Base Fiood Elevation ("BFE

,,

)

· is 9.6 feet mean sea level.

J Bla^i^g CQpm}issjptrs fmwgs apicnowjedge |hftt any flpQc^g m tfus

area -vfould be due-tq -iaGk of capaoity of the stOFm

:

ter- systs^. ·'-·

"Flooding in a 100 year"event in this area'is very

:

low'velocity (ponding

6hly)

;

'[and]

::

d6esihot come from the [San Diego] fRJiver or the

!

bsach ais is

commonly believed but from runpff from the streets on the hill above

Ocean Beach. AddltidiMy.' th f-e.'is evidence that recent and significant

· . , · !i f L r

I. , : ) ; I- : · ;

99OOOO.906026/697578.01

#2-

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001136

storm water repairs in this area should significantly reduce the airsad}' low

risk." (Planning Commission Resolution, at page 14)

The restrictions on development in the floodplain require that the lowest floor .

including basement, be elevated at least two feet above the base fiood elevation

(per SDMC § ·143.0146(C)(6)). and the Federal Emergency Management Agency

("FEMA") requires that the finished floor elevation be at one or more feet above

the BFE.

The project requires, and the Planning Commission approved 6-0 on stafr s

recommendatiorL'a deviation from these requirements to allow deveiopment to be

· at 7.1 feet below the BFE. Importantly, however, the living area ofthe property

(i.e.,.above the garage) will be at 10.6, or one foot above BFE (vs.- current

structure, in which living area is below BFE.

Although the garage would be six (6) feet below existing'grade, the structure has

been designed and flood-proofed to mitigate potential flood-related damage to the

principal residential structure by raising the required living space floor area above

. the flood line consistent with FEMA requirements. .

As conditioned by the Planning Commission, the project is fully consistent with

1

All structures subject to inundation are required to be flood proofed.

· Flood proofed structures must be constructed to meet the requirements of

the Federal Insurance Administration's Technical Bulletin 5-93.

· FEMA. has connrmed, in an e-mail to City staff that the proposed project

- as approved with conditions by the Planning Commission - is fully

consistent not only with FEMA's regulations, but also with the City's

flood plain management ordinance and variance procedures (see

attachment 18).

The City Engineer has determined that the deviation will not result in any

additional threats to the public safety or any additional public expense, and will

not create a public nuisance. In other words, construction of this house will not

result in any change or alteration to the flood potential to any surrounding

structure.

This dsyiBtipn-has been well yetted and approved by staff and Planning

999999.906026/697578:01

fiS

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001137

SELECTED QUOTES FROM

PLANNING COMMISSION HEARINGS

"I think this is going to be a catalyst for a lot of change and ['.

think that's actually a good thing."- Commissioner Griswold.

2/8/07

"I have no issue with the bulk and scale or other issues. I think

you have done a very good job."- Commissioner Naslund,

2/8/07

M -

"I believe the concern for our building is not the skyline, that's

irrelevant."-Appellant Watson, 2/8/07

"He has done an exemplary job (with) height, width, bulk and

scale massing. I think the project looks fine."-Commissioner

Naslund. 2/8/07

"We have to recognize that he could have built something much

more shear....but in fact he has backed-away deferring to the

i.arge neighborhood going from one to three stories, this is a

design decision and this is what we are looking for...'-

Commissioner Naslund, 2/8/07

"I have no problem with it, it is a great project!"- Commissioner

Griswold, 2/8/07

a i

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001138

" I feel strongly that we should not, be up here"saying you have

obeyed all the rules and furthermore the community plan says

you would do.these things and then say we don't agree with

it?"-Commissioner Naslund 2/18/0 7

(On flood plan issues).. "That is irrelevant to the community, if

a person wants-to do something on their property that is their

risk..-Appellant Watson, 3/1/07

"I was bom and raised in San Diego. I have worked and lived in

the O.B./Penninsula area continuously since 1988.1 currently

iive and work in Ocean Beach. I live at the property now, anc

this will be my home.."-Applicant Stebbins

"A gentnfication argument in my mind does not apply.."-

Commissioner Naslund 3/1/07

"..it does all the things the precise plan talks about and further

they (the owner) have made a' lot of changes to address even th

bulk and scale.."- Commissioner Naslund, 3/1/07

"I think its inappropriate to establish a set of rules and then do

not grant somebody their rights if they follow them..."-

Commissioner Naslund, 3/1/07

"..this owner has come forward and as mentioned has played by

the rules...followed the exact specifics ofthe precise plans./'-

Commissioner Ontai. 3/1/07

6 ^

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001139

"We take issue with the statement (by appellant) that the project

is inconsistent with what's anticipated by the community plan .

The plan contains policies to renovate properties that are

substandard and dilapidated and this represents one of many on

that whole side ofthe block. The development is consistent

with the small scale development in-the general neighborhooc

and when we look at the general neighborhood we are looking at

the.area that includes the noticed area not just one side ofthe

block. There are two and three story structures immediately

across from this one. Also, the block to the immediate east

appears to have transitioned from a smaller scale to mostly two

and three story structures as well... So, this is the last area

remaining (this one side ofthe block) where there is nothing but

one story structures. We think that the project is appropriate in

terms of bulk and scale. They are adding oniy 500sq. Feet to

the project, going froml250 to 1750. And we think that they

have done an excellent job of breaking down what bulk anc

scale there was with the original proposal" -Tony Kempton

Senior Planner, 3/1/07

"I am at a good comfort level with what I have heard today of

the technical side of it,"-Commissioner Ontai, 3/1/07

"I feel the methods and means that we heard today would be a

good start in regards to future developments.."-Commissioner

Ontai, 3/1/07

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001140

"..merely by building.a basement is not going to result in

damase to other structures in the area. Again, the basemeat is

eoin^ to be flood proofed, there are going to be some sump

pumps and in fact this building may react more favorable than

other properties in the area."-Building Director, 3/1/07

"I am familiar with the waterproofing techniques that you are

utilizing and I think they are indeed sufficient... we have used

those on projects ourselves- and I think they work fme."-

Commissioner Naslund, 3/1/07 .

"..if the applicant were to remove the (underground) parking and

0 +0 T r

T-«M-fl-iif\ fT-»o 1-117 1 r\r\o. T- Ami i rAm^- nf c what v mi WfSnlH- f tnH ti n

with is a perfect box, because he would have to make up that

lost space, and I think you (the appellant) would be very

dissatisfied with a perfect box.

What he has done here is create some angles and setbacks and

deviations in the elevations that make the building more

attractive and I think this is really what you want to see in your

coinmunity"-Commissioner Onati, 3/1/07

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001141

RESPONSE TO APPELLANTS APPEAL OF

STEBBINS RESIDENCE

OVERVIEW

Tnis appeal is troubling to refute; not because it is true but because it inconsistent, lacking in

facts and contradictory. Conclusions are drawn with no basis in fact. Many codes cited are

incomplete, out of context, out of date and in one case never adopted. Appellant's arguments

serve only to confuse the issue and create as much uncertainty as possible. Appellant has focused

on the below grade parking issue even though Appellant has admitted twice in public testimony

that it is irrelevant. Appellant has conveniently forgotten to mention that his large 3 story condo

complex has a very nice view which- might be affected by this project.

Each ofthe following rebuttals are absolutely accurate and based on facts which are proven,

agreed on by staff, well vetted by staff and Planning Commission and which accurately reflect

the letter and intent ofthe appropriate codes or regulations.

the numerous smoke screens propounded by Appellant which I must address as the Applicant

but which have little or no relevance. This is a modest single family home with one deviarion. As

has been stated by others. I have followed all ofthe rules in every respect.

COMMENT ON FEMA. GUIDELINES

When the Applicant or the Appellant is talking about FEMA guidelines or technical bullitins it

· is important to note that FEMA does not make regulations that bind the City. Rather, any

regulations cited are guidelines for state and locai ofnciais to make their own local rules. Tne

City of San Diego has incorporated many of these guidehnes for flood management into the

building code. Tne City code is at least and in some cases more stringent that FEMA

recommendations. Ultimately. FEMA only requires that the city'follows its own procedures. Tnis

has been done to the letter in the case ofthe deviation granted on this project.

1. PROJECT DOES NOT CONFLICT WITH COUNCIL POLICY 600-14B

A. Appellant quotes only the first sentence-of the policy and fails to cite or include the other 4

pages of that council policy in his analysis (Attachment 17). The policy document goes on io

enumerate the conditions under which a deviation is granted. Each finding for the project or

deviation under this policy has been made by staff and the Planning commission. This document

and various other city codes and fema guidelines have clear deviation procedures that outline the

conditions for a deviation; all of those have been foUowed.(see staff" findings in staff report).

B. Appellant Watson himself has stated on the record that "the.flood issue is absolutely

ci

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00114

irrelevant" (planing commission testimony 2/8/07). He does not care about the underground

parkins and has adopted this new posilion only after being unanimously defeated.

C. Throushout his appeal appellant refers to this little flood zone as a "flood plain ofthe San

Dieso River"- itis not. Tnis zone is a flood zone A. Zone A means that there is a 1 in 100

chance in any siven year that a flood would occur and reach the base flood elevation.

^Tnis particular Zone is manmade as city records show. This area has a a very low risk of

noodina . Flood waters, if any would come from the overwhelming ofthe storm drain system, not

from the Ocean or The River as is commonly believed. Flooding would be slow, shallow and of

short duration. These are all characteristics enumerated in the fema guidelines governing

deviations. The flood possibility is statistical only; This area has not flooded to the base flood

elevanon in recorded history.

(**A flood plain would imply alluvial flooding and this area does not include this characteristic;

it is surrounded on all sides by Fiood Zone X. Flood Zone X means-that there is a 1 in 500

chance in any given year that the area will flood. This Zone X would act as a barrier. It encircles

and prevents any other flood waters from affecting the project. Currently three are no federal,

state or local building guidelines that apply to a zone x in this context).

IRRELEVANT.

Tne project was not rejected . It was sent back to applicant for redesign. Tnis is.a normal part of

any process. In addition, the project was redesigned in a major way after intense research and

consultation with city staff. New information was obtained that had not been presented with the

fust project draft. Again this is rather normal. Appellants's use of applicant* s correspondence is

out of context Spscmcaliy. city staff and Applicant were not focused at the time ofthe Iskandar

letter ofthe FEMA deviation regs.

In addition, applicant worked closely with staff and significant]}' scaled back the bulk and scale

ofthe building and added articulation in accordance with city guidelines and the OBPP.

Anpellant therefore, is citing a letter that is out of date and irrelevant as to the current design.

3. APPELLANT MISSTATES FEMA GUIDEHNES;

A. The words "strictly prohibits" do not appear in an}' regulation. These words were uttered by a

junior fema employee (Blackburn) who has not spoken to city' staffhas not viewed any aspect of

the project and whose only source of info was a few sentence inquiry from appellant.

Michael Homick is Blackburn's superior at Fema (DHS). He was provided all regulations and

schematics and proposed findings concerning the project After reviewing the project and

discussing the project with the city

1

engineer. Mr. Homick stated that "I am confident that city

staff is pursuing the correct course of action with regard to your own variance procedures."

(Email 4/12/07-See attacmentlS).

44 CFR 60.3 states "The administrator does not set forth absolute criteria for granting

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001143

variances.." Also, "A community may propose flood plain management measures which adopt

standards for flood proofed residential basements."(60.6(b)(2)©) . (See attachment 19 for full

text.)

B. Fema recosnizes that all flood zones are not created equal and has provided 'flexibility to the

community

7

. These reaulations set forth specific criteria and characteristics that a project must

have to meet the deviation requirements. This project meets each of these requirements*;

1. The lot is less than VS acre

2. Tne potential flooding is of low velocity', long warning times and short duration

3. Flood velocities are 5 feet per second or'less

4. Flood-depths are less than 5 feet

5. As stated-above all ofthe other findings have been met (see staff findings and owner's

supplemental info in this packet).

6. The flood proofing measures have been well vetted to the city engineer and Pianning

commission in rwo separate hearings.

(*this is a summary please read 44cff60.6 in its entirety')

The fema guidelines are clear; deviations are allowed. Otherwise why would Appellants spend

so much time in his next section trying to show the deviation is unjustified?

. Appellant argues that the city' couid be expelled from the NFIP program. Again, this is out of

(

-.

r

.

i rV

f..

1

._j (q: -.- J^ - srinn!; srf, sMr.wcd there is no VjOlciiion of anv ofthe Eridlines and there ^^ o

consequences. Appellant likes to use words like "violation" when no .violation exists.

4. THE PROJECT IS IN CONFORMANCE WITH THE OCEAN BEACH PRECISE

PLAIN';

A. Appellant states that residence violates precise plan. He asserts that a 1750 sq. foot residence

can be built without parking below grade. This is incorrect SDMC S. 11.0234(b)(6) states that

"Gross floor area includes on or above grade parking" Therefore, any parking, area must be

deducted from allowable square footage..It is a matter of public record. Staff agrees.

Appellant completely MISSTATES the law. His conclusion .that staff and applicant mislead ths

public is disingenuous. If Apphcant could build an above ground garage and not lose any

habitable square feet he would do so. Appellant's argument is pure fabrication. Even if

Apphcant could devote ground floor to parking the result would be an unarticulated block style

buildins that would be inconsistent with the community' plan.

B. The Appellant is incorrect about the visual impacts. .Ail 3 foot public view corridors are

presen'ed. The building is stepped back from one to two to three stories. No public views would

be blocked from elevated areas because there are no elevated public views. In fact Appellant

fails to point out that he lives in a 3 story monolithic block condo complex across the street with

a magnificent private view.(Inte^estingl5

,

- Appellant's building probably could not be built today

because of setbacks and inadequate flood proofing) With 4 foot setbacks. Appellant's building

blocks the sunlight from several properties behind his. The Stebbins residence is 95 feet away

from the nearest structure (other than the neighbors on the project side ofthe street- all of

whom favor the proj ect

C3

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00.1144

"The Community' plan contains policies to renovate properties that are substandard and

dilapidated. And this represents one of many on that whole block. The development is consistent

with small scale development in the general neighborhood and when we look at the "

neisiiborhood we are looking at the area that includes the noticed area not just one side ofthe

block. There are two and three story structures immediately across from this one. Also, the block

to the immediate east appears to have been transitioned from mostly smaller scale to mostly two

and three story structuresasweli... we think that the project is appropriate in terms of buLk and

scale, they are only adding approximately five hundred square feet to the project going from 1250

to 1750 and we think they have done an excellent job of breaking down what bulk and scale there

was with the original proposal." Tony KemptoiL senior planner Planning commission gearing

2/8/07 ***(Appellants complains about visual impact and quotes Mr. Kempton in regards "to a

previous design .The project was redesigned and resubmitted in 2005).

6. APPELLANT'S AFFORDABLE HOUSING ARGUMENT IS IRRELEVANT AS THIS

IS ONE STRUCTURE LESS THAN 3 UNITS AND THEREFORE EXEMPT

Still, Ocean Beach area rents are well above the median. No "affordable" housing presently

exists on this block please see staff report.

Appellant calls the geotechnical report new information, even though he correctly cites the date

ofthe report as 8/5/05. Tnis information was in fact considered as part ofthe MND and

considered ·insignificant Updated answers were provided to city staff in the normal course of

business and are part ofthe record.

B. Applicant is willing to go on record as agreeing to correct any minor problems associated "with

dewatering. Apphcant

1

s contractor believes dewatering may not be necessary-depending on the

time of year and other factors.

Please remember all ofthe neighbors on Applicant's side ofthe street that could potentially be

affected have provided letters of support(Attachments 21 a-f). According to the report, damage if

an}', is speculative and would be minor...even appellant does not dispute this. Nevertheless.

Appellant leaps to the unsupportabie conclusion that this is cause for denial ·

8. APPELLANT'S STATEMENTS THAT FEMA VARIANCE IS UNWARRANTED IS

CONTRADICTORY;

Appellant contradicts himself when he states that a fema variance is unwarranted. Earner,

Appellant stated (incorrectly) that underground parking was "strictly prohibited" Now. Appellant

soes to great lengths to say the deviation is unsupported. There cannot be a delation procedure

for a prohibited act. Furthermore, as quoted above, appellant stated that the underground parking

was "irrelevant". Appellant again misstates the ob precise plan and the building code. And

claims that above ground parking would not diminish the total allowable space.

c

Li-

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001145

' The building code is explicit for this property; all parking areas (in this case-2 spaces) must be

deducted from floor area ratio calculations (SDMC S. 11.0234(b)(6), Appellant's claim that city

staff and applicant have made false claims or that staff does not understand or has misrepresented

the building code and .should interpret it'differently is spurious and false. Appellant again quotes

statements from staff that apply to a prior design which are again irrelevant.

'B. Appellants claims that the hardship standard has not been met: This erroneous conclusion is

based this on Appellant's claim that a 1750 sq foot house can in fact be built with above ground

parking, we know this to be false. Without a deviation for the parking apphcant would need to

build a 1250 square foot house which would make no sense and as one commissioner pointed out

create a block style unarticulated structure which I am quite certain appellant would like even

less.

In addition, it is economically unfeasible to tear down a 1250 sq. foot residential structure on the

beach only to replace it with another. Even though this is to be my home, the finished product

given the costs' of construction must justify the expenditure. This is a prime site and the only

justifiable way to build and therefore improve the neighborhood is to go up. Appellant cites no

facts to support his conclusion,that there is no hardship-he merely concludes. Appellant does not

provide any suggestions -about any other viable design.

C. Appellant cites possible (60)(a)(3ii)) "nuisances" nuisances are permanent characteristics

that misht be created after the project is completed not during construction. No one..including the

appellant has pro\aded supporting facts citing a nuisance after the project is completed.

All of applicants comments about public safety are conclusory and do not provide facts or proof.

This is yet another set of "red herrings."

D. Appellant's comments about flood insurance are irrelevant because that is a private matter.

However, I have obtained a quote based on preliminary designs of $3000 per year and that is

expected to decline to about S8-900 once the flood proofing schematics and final engineering

certification are done. I pay S750 per year at this time.

9. DEVIATION IS THE MINIMUM NECESSARY;

Appellant claims that this deviation is not the minimum necessary; appellant does not cite any

viable alternatives and those he does cite are based on appellant misrepresenting the building

code as stated above. He again falsely states that I can build a 1750 Sq. Foot house with'above

ground parking. (If trueJ would be happy to redesign).

· Tne house as designed has exactly 1750 sq. feet of living space. Tnis is a moderate house by any

measure. It only adds 500 sq. Feet to the existing stmcture. no living space will exist below

grade .

10. APPELLANT MISSTATES FLOOD DEPTH CRITERLA;

cr

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001146

A. Appellant claims that fiood depth would be too great (fema guidelines, (44cfr 60.3) sugsest

no more than 3 foot maximum flood depth.for a deviation). Appellant has his math wrong. Here,

the base flood elevation is 9.6 feet The grade at the property

1

is 7.8 feet.. therefore, the mean

flood depth in a 100 year flood is 1.8 feet..well below the suggested 3 foot guideline. It i s a

simple matter of math. Tne Base flood elevation was established by the FIRM and city' records.

Engineering staff has concluded that there is no danger to any surrounding property due to the

flood nroofins.

B. Appellant suggests that there might be .tidal flooding yet presents no evidence. Staffhas stated

that there is no tidal flooding. The site is flat and staffhas concluded that there will be no adverse

affect on the flood zone. Fema flood maps show that this flood zone is surrounded on all sides hy

a flood zone x (500year flood) Therefore, Appellant's comments are misleading and have no

basis in fact Of course coastal commission has reviewed the project and is not requiring wave

runup studies because there is no tidal floodmg.

11. THERE IS NO EVIDENCE OF ANY POTENTIAL ENVIRONMENTAL DAMAGE;

·Dewatering is a common construction technique and does not create any environmental issues.-

AriTisiisnt imnhes some environmental ciannaL! to neiLinbo^iii

1

-' TVif' ^"* in tv** ·firif** "ir.— run

does not cite an}' evidence of any poteniial environmental damage and makes only vaeue

generalized complaints. Appellant again calls this a flood plain; it is not There is a big

difference; a man made flood zone is not a natural resource. Staffhas stated that there are no

environmental impacts to the flood zone.

Tnis site is already developed and is not a natural resource. Tnere are no environmentally

sensitive lands for it to affect .And Appellant does not cite any potential damase of any

significance. Appellant's conclusions are overly general and amount to no more than non-expert

opinion about dire consequences which are unsupported by any factual proof.

12. RETAINING WALLS ARE NOT NEEDED;

Anpeilant suggests the driveway be classified as a shoreline protective device...Tnere is no

authority for this statement especially as it applies to this project which separated from the

shoreline by a massive(several acres) parking lot and a flood zone X.

Tne sid?s of a drJYp^y oyer ] PQ v^rds av^y from the beacj} and separatsq from |he beach bv 4

3 story structure and g.p^riqng lot pfa^pi $$·$ shorslmeprpte^ion deyjep. Cpastal Commission'

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001147

13. THERE IS NO EVIDENCE THAT PROJECT IS IN ANY WAY DETRIMENT AE TO

PUBLIC HEALTH;

A. Appellant argues that the project would be detrimental to public health...but does not state

how...Appellant provides no specifics other than some out of context fema regs. Appellant again

refuses to cite the deviation regulations so his arguments are-merit less. Appellant calls

everything a violation when we are dealing with a deviation.. Rebuttal to such conclusory

argument is unnecessary.

B. Appellant inaccurately quotes neighbor and project supporter Byron Meadows who stated "

some water entered my house 2 feet and wet my carpet"(piease replay the tape) Appellant says

the water was 2-3 feet deep and that Byron lost everything. Tnis is again untrue. (Tnis was durins

the S2-83 El Nino season). Even if it were true, flood proofing measures .would increase safety'

not decrease safety; Tnat same flood would have caused no damage.

C. Appellant provided a nice picture of this same event in 82-S3 which actually proves the point

the flooding was at grade only and may have lapped at the end structures on the block....this flood

ievel is 1.8 beiow bfe. 2.8 below my fiood proofing measures and this was the second worst

storm is OB history. The worst storm occurred 2 years ago and the streets and parking lot did not

even flood possibly due to recent storm drain work..this would of course be the predicted result.

Tt would take far worse storms to even come close to overwhelming my flood proofing

measures. Appellant once again fails to show how my house can be a detriment to public safety'.

Ironically the'buiiding where Appellant lives would suffer far greater damage than my house

since it is at srade and not flood proofed in the least.

14. THE SITE IS SUITABLE;

A. Anpeliant again suggests that an alternative to the current building would be above srade

parking but again does not understand the floor area ratio limitations. The city is not required to

propose alternatives to the homeowner. Tne site is aiready developed and the footprint does not

really change-there is no impact to environmentally sensitive lands so the site is suitable..

B. Appellant states that the deviation is based on fema technical bulletin 3-93 and that this is

misleading because the document generally covers non-residential structures.

Nothing in this document is restrictive, it is merely a technical opinion. To suggest that this

somehow limits what one can do with a residence is a tortured and C3iiical piece of reasoning

that .barely justifies rebuttal.

Still, that bulletin is merely a flood proofing guideline and it was cited for technical reasons .

Actual]}'the laws of physics do not differentiate between residences and business. Moreover. The

city' engineer will have to sign off on the final constructions documents and anpiicants design

must be certified reasonable safe from flooding by an engineer. Tnis is another red herring

argument. . » · · .

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001148

C. appellant-states that the public was misled because the full title ofthe fema 3-93 bulletin was

not cited..this is disineenuous nitpicking as the document is freely available on the internet. Even

so.-it'is;the Appellant who is misleading the public as he refuses to acknowledge that deviations

for underground parking are allowed.

15. NEW INFORMATION IS NOT NEW;

Appellant stapled a sheet labeled "new information" to his appeal. It states that cd coastal

overlay prohibits my proposal; THIS IS FALSE -THE SECTION APPELLANT REFERS TO

WAS NEVER ADOPTED Tne section cited (Appendix B ofthe OBPP) is a mockup of an

overlay zone was never and has no legal effect...If one tries to follow the cut and paste gibberish

in this'argument it implies that any structure built after 1980 would be illegal. There is no · ·

reeulation nrohibinna the building'of a house on my lot Appellant's suggestion would be that no

house of any kind could be built Essentially, Appellant neglects to apply the permissive

exceptions^and ausmentations and revisions in any part of any code he has cited. Appellant

simply refuses to attach or cite any sections that do not favor his position. Any honest review of

the current coastal regulations shows this to be another tortured and out of sync analysis ofthe

code.

21. PROJECT HAS NO CITY WIDE SIGNIFICANCE;

Appellant suesests there is citv wide significance to my project. Tnis is not true. First Ocean

Be"acb is the only zip code in the county' that has such a restrictive F.A.R. (.70) coupled with this

zonin2(rm2-4). Add to that "the small lot fiood criteria and the view potential heeded to make a

proiect like this economically feasible and the likelihood of this deviation occurring again on any

other block in the county is tiny-if not impossible. This block is a subset of a subset of a subset

Appellant has raised fear of "mass" development yet does'not provide an}' facts which support

this conclusion. Even so, the zoning, F.A.R. and community plan changes that would be

necessary to significantly change the character of this neighborhood are not even on anyone's

drawins board. Currently, everyone on the block parks illegally in their setback. If anything

Applicants house will create less density' and legal parking on his lot for the first time in 40 years.

22. THERE -ARE NO DEFICIENCIES IN THE MND;

Appellant claims an there is an"omission" to .potential (minor) damages to adjacent residences

and that this is sisnificant This report has been in the record for almost two years. Furthermore,

every adjacent property' owner has stated in writing that they approve ofthe project. The

applicant claims that if 6 more owners build on the block this could create a walling off" effect

Appellant provides no evidence of how this would come about other than vague statements.

Tne statements and desires of any other owners regarding the future development of their

respective propenies though sincere are speculative. Of course, any project going forward would

be required to observe the 3 foot-public visual corridors between properties even though this area

is not desisnated for public views. There would be no "walling off effect" as the street is open to ·

c

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001149

the pjtfto'aodfc a e area of beach on each side and because the street in front is very wide and

there will be absolutely no effect on the public view and there is no elevated public view nearby.

Therefore, there could be no walling off effect

B. Appellant has presented NO evidence ofa cumulative impact. Appellant has presented no

evidence that 6 houses built on this same block would have ANY impact "In the absence of

specific factual foundation in the record, dire predictions by nonexperts regarding the

consequences of aproject do not-constitute substantial evidence", (Bankers Hill v. City' of San

Diego) 2006 Cal. APP.Lexis 684.

CONCLUSION

There are no "violations" of fema regulations in this project Tne proposed deviation meets all of

the criteria set out by the city' and fema The project has been vetted by over 400 hours of staff

time and two planing commission hearing's it was enthusiastically approved. Appellant likes to

call each and every aspect ofthe project a "violation"biit provides no proof or.specific evidence,

Appellant MISSTATES or misinterprets the building regulations. Appellant quotes laws that

were not adopted. Appellant acknowledges that a deviation procedure exists and then flip-flops

contradictory and circular.

This Appeal is disturbing. Tne Appellants technique of manipulating the data and the facts to

serve his own asenda is a waste ofthe Council's time. Appellant has presented not one new or

different piece of information that would justify his appeal. Furthermore, Appellant lives across

the street in a condo complex on the third floor and enjoys a very nice ocean view. Tnis is a fact

of sisnificance. Ironically Appellant's view will not be significantly impaired As the first floor of

AppUcanf s house is 95 feet away. Neither Appellant had the courtesy to show up to the planning

board hearines thoush one Appellant has waged a misleading email campaign. When Appellant

lost in front ofthe planning commission Appellant ran to the planning board without notifying

.Appellant in an attempt to get support-for an appeal: they failed

Tnere is no ereat public controversy over this project: in fact there is just as much, if not more

support for it Tnere is unanimous support from ail the property' owners on the block. Most

importantly the applicant has followed fee rules. Tne appellant does not. Tnere are no violations

ofthe code or any of fema regulation. Everything including the deviation has been done by the

book. The project as reviewed by the planning commission enjoys their unanimous support and

ftie suppprt of city s^ff, '

c i

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001150

SUPPLEMENTAL INFORMATION AND TALKING POLNTS FROM APPLICANT

5166 W. POINT LOMA BLVD, STEBBINS RESIDENCE

As requested I have provided yon with technical information regarding the fiood proofing

ofthe below grade parking area for my home. Please consider the following: -

THE DESIGN IS SAFE

1. ALL HABITABLE SPACE MILL BE ABOVE FLOOD ELEVATION PER FEMA

REGULATIONS. THE ONLY. .AREA BELOW BFE WILL BE THE PARKING .AREA

AND THIS WILL BE DRY FLOODPROOFED. THE DEVIATION REQUESTED IS

FOR UNDERGROUND PARKING ONLY. THE REST OF THE PROJECT AND ALL.

HABITABLE AREAS FOLLOW THE BUILDING CODE PRECISELY.

2. CONSEQUENTLY, ALL HABITABLE AREAS OF MY HOUSE WILL BE 2.5 FEET

.ABOVE CURRENT GRADE. ALL OTHER PROPERTIES IN THIS ZONE ARE

INCLUDING MINE ARE CONSTRUCTED AT A MAXIMUM ONE FOOT ABOVE

czTi A TtV ft * EEET BELOW FLOOD) OR AT GRADE. IRONICALLY THIS MEANS

jyTY HOUSE WILL BE THE ZONE"j SAFE& i AND THE ONLY PROPERTY IN

COMPLLANCE WITH FEMA GUTDLINES.

3. THIS FLOOD ZONE IS A MINOR FLOOD ZONE. PLEASE DO NOT BE

DISTRACTED BY THE PROXIMITY TO THE BEACH. THE OCEAN HAS NOTHING

TO DO WITH THE FLOOD ZONE DESIGNATION. THE SITE IS 450 FEET AWAY

FROM THE SAND AND ANOTHER 100 YARDS TO THE WATER. THERE IS NO

CURRENT DOCUMENTED RISK FROM COASTAL FLOODING. IT IS SEPARATED

FROM THE SAN DIEGO RTVER BY A ZONE X.

4. THIS FLOOD ZONE EXISTS ONLY BECAUSE THE CITY STORM DRAIN

SYSTEM IS POTENTLALLY INADEQUATE. THERE IS NO DISPUTE ABOUT THIS

FACT. FLOODING (IF ANY) IN A 100 YEAR EVENT.WOULD BE SLOW, SHALLOW

AND LOW VELOCITY-EASILY

r

HANDLED BY MY ENGINEERING. A FLOOD OF

THIS TYPE HAS NOT OCCURRED IN THIS ZONE IN RECORDED HISTORY.

5. DUE TO RECENT STORM DRAIN WORK THE ABOVE MAY NO LONGER BE A

POTENTIAL PROBLEM .ALTHOUGH THES^HAS NOT BEEN STUDIED.

6. SINCE THE PROBLEM (THE FLOOD ZONE) WAS CREATED BY THE CITY THIS

DEVLATION IS FAIR TO THE APPLICANT AND COSTS THE CITY NOTHING .

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001151

7. THIS AREA IS BLIGHTED-EVEN THOSE LUKEWARM .ABOUT THE PROJECT

HAVE AGREED ON THIS POINT. OB PLANNING BO.ARD DID NOT OBJECT TO

THE UNDERGROUND ASPECT OF THIS PROJECT.

8. COMMERCLAL UNDERGROUND PARKING IS UBIQUITOUS EVEN IN

SOUTHERN CALIFORNLA AND NO DEVLATION IS REQUIRED . THE

CONVENTION CENTER PARKING IS BELOW SEA LEVEL. ' *

THE PROJECT IS A BIT UNUSUAL BUT THE TECHNOLOGY IS PROVEN

1. THE SITE IS A SMALL LOT WITH AN F.AR OF .70; THE PENINSULA PLANNING

DISTRICT IS THE ONLY AREA IN SAN.DIEGO COUNTY WITH A SMALL F.A.R .

FOR THIS ZONING. ALL OTHER RM2-4 PROPERTIES IN THE COUNTY HA%^E

L.ARGER F.AR . THE SAME IS ESPECIALLY TRUE IN PACIFIC BEACH AND MOST

ANALOGOUS AREAS XJF THE- SOUTHERN CALIFORNLA COAST.

2. OWNERS IN THESE OTHER AREAS HANE THE .ABILITY TO BUILD ABOVE

GRADE PARKING. I DO NOT. THIS IS WHY THE COMMISSION HAS NOT YET

SEEN A PROJECT OF THIS TYPE. MY SITE IS IN THE ZONE A WHICH FURTHER

EXPLAINS WHY IT HAS NOT BEEN DONE. ESSENTIALLY MY LOT IS A SUBSET

OF A SUBSET OF A SUBSET.

3. EVEN IF THE F.AR WAS MAGICALLY INCREASED, THIS PROJECT WITH AN

.ABOVE GROUND GARAGE WOULD PRESENT SIGNIFICANT' BUILD .AND SCALE

ISSUES. UNDERGROUND PARKING .ALLOWS A MORE ELEGANT .ARTICULATED

DESIGN FOR THE NEIGHBORHOOD.

4. IT IS MORE EXPENSIVE TO BUILD AN UNDERGROUND BASEMENT,

ESPECLALLY.IN SAND AND A NARROW SETBACK/LOT LINE. THEREFORE

ONLY PROPERTIES WITH VIEW POTENTLAL WOULD BE ECONOMICALLY

VLABLE. THIS FURTHER EXPLAINS THE LACK OF SIMILAR PROJECTS TO

DATE.

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001152

5. FEMA REGULATIONS ARE TAILORED ALMOST SPECIFICALLY FOR MY LOT;

THE REGULATIONS THAT .ALLOW THE DEVLATION SPECIFY A LOT OF LESS

THAN y* ACRE IN A DEVELOPED ARE A BEING THE ONLY CANDIDATE FOR

THIS DEVLATION. MY LOT QUALIFIES . THE FLOOD ZONE SHOULD BE

SHALLOW, LOW VELOCITY WTTR LONG WARNING TIMES: MY LOT

QUALIFIES -IF THERE WAS EVER A GOOD CANDIDATE FOR UNDERGROUND

PARKING, MY PROJECT IS IT!

6. SAN DIEGO IS A DRY CLIMATE. THE FLOOD PROOFING MEASURES I

PROPOSE ARE UBIQUITOUS IN OTHER AREAS OF THE COUNTY. THEY' MAY BE

UNFAMILLAR TO US BECAUSE WE ENJOY A PRETTY MILD CLIMATE.

NEVERTHELESS THE DRY PROOFING OF BASEMENTS AND FLOOD BARRIER

TECHNOLOGY IS VENERABLE. SOME OF THE PRINCIPLE .ARE CENTURIES

OLD.

CONCLUSION

£r>m*>t4»Tt&c the more cne focuses on s nrchlsm the 2sr"sr it ss**'***' T om mmtacrinrr o

deviation for underground parking oniy. All other aspects of this project precisely meet the

code. Residential underground parking is not common because ofthe factors I have

outlined above. Please keep in mind that many areas of San Diego flood each year. Many of

these areas are not in designated fiood zones. Yet, my area has not flooded. Still, I have

provided a fiood proof solution that should will make my property safer than even'

property in the area and most properties in any San Diego Coastal Zone. I am doing this at

my expense even though the problem was created by poor storm drain management.

I am the first in Ocean Beach to do this in a residential zone. This is done all the tinae in '

commercial zones without a deviation required. Being first does not mean it's a bad

idea...it just means I am first. Nevertheless, due to the economics of the beach and the very

few properties with characteristics like mine, this will not be a major deveiopment trend

and will result in no more than a handful of similar projects.

_R£spectfuIiy Submitted,

)

J^aVtd-SrSDMnsTESQ.

in

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F e b . 1 3 07 11 : 1 4 a

001153

UUKIKGE-STON-BROOK

BIS 2 S 4 S 2 9 D

P. 1

. [AMES SCOTT FLEMING, AlA

STONEBROOK STUDIO, INC ARCHITECTURE AND PLANNING

I'EBRUARY i 7 . 2 0 0 7

I alia Iskandar

1 rojec t ^ r a ^ e f

(lizy of San Diego deveiopment Services

. 722 IK Ave

'.zn Diego. C ^ 52101

i .£· Stebbins^Residence

I loodproofmg

I >ear Ms. Iskandar;

. ' Ve have reviewed the" flood proofing criteria tor the basement parking garage as requested by die members of tha

I tanning Commission on pebruary B, 2007. Alcmg with addidonai informaiton Mr. Stebbins has put togethsr.we have

. i rea'ced additionaj exhibits showing the proposed flood proofing details and gace structures in schenaric form.

, > j indicat&d in the ©diiblts. The basement wttts will be construc ted of i 2" concrete wails'and a min. IS" chick concrete slab

i oor. The wafo and floor wiii be structuralt)- designed to resist any future hydrostatic as well as buoyancy.forccss generated

f iy possible fiood water that may accumulate sr. ths site. The resistant forces will be engineered per FEMA technical bulletin

~9l

t

and NFIP (Niarionai Hood Insurance Pno#ram) recommendations, as well as taia^g into consideration any impact

i arcs; rgnersrsd ir-' sostln^'debrii. Ti":= bs.ss"e." wzl'.t and retaifiing yvari?. at the sloping rirr.-Eway , ES weii zz the tiab

i tciow wiD ben entirely waterproofedffioodproofed utilizing a "Tremco" wzrsr proofing systetn so chac no mcstscura/'water

. nay penetrate into the basement . Ths Waterproofing wS! be protec ted from damage by backfill protec tion materiaJ.

an

d z

· vacsr drainage grid system will be utiltred on me sidewalis and underslab to direct any bull: up moisture to a sump system

·. hat will direct water out and away from -die structure, Tne struc ture will be completely fioodproofed to one foot above

· he 9.6 fiood level elsvatior..

> ccurance it tray'be needed

itiliaes (electrical etc .) will be" protected by placing the main panels and sirvices above the 9.6 flood level. Sewer olscarge

)ipss will be equipped with backfiow prever.cion devices.

!> ur officB will be providing design and engine-Ering for the project, along with the assisiancs of Mr. de ssradinis , our

truc turai engineering consultant Christain Wheaier Engineering, geotechnical consulant and Sunshine Supply Corporation,

)ur vs-sterprooftng consultant to assure that both the structure andjoodproofing will be providing Mr, Stebbins with

.ssurance that his home will be adaquately prctectsd.

ames-'Scoc: FlemingTAtA

iconebropl: Scudic, lnc

2 2 4 0 SKELTER ISLAND DRIVE, SUITE ZQ3

{S ' i 3 )BZZ~ 09 SZ ·

DIEGO, CALIFORNIA S2 1 0 5 .

{51 S ) £ 2 4 - B2 9 0

*

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02/1S

:

2007 15:59 ' ·E5B^9D375B

CHRISTIAN WHEELER EN

PASE 01

001154

CHRISTIAN WrfEELEFl

CNG I N c EKl N C

Ftbnirirr^.aOO?

494E Voitairs Strcr- Suits i,'\

San Diceo. ·CaiirnmiR ?2107

OK^ 2040314.3

SUBJECT: REVIEW Or SCHEMATIC FLOOD PROOFING DESIGN, PROPOSED

SINGLE-FAMILY RESIDENCE, ol66 WEST POINT LOMA

BOULEVAKB, SAN DIEGO, CALIFORNIA

^RENC

SS: 1) Report of Frcliminftrjr Gcorecnnical Inresrigdtioa, Proposed Single-ramiiy Rssidenct,

·5165 West Point Loma Boulevard, Caiifomia, br&aredhy Cbrisrian Whseisr Engineerinf;

CWE P.epon No, 20403.14.1, dattd-junz 14.2004' ·

J

. 2) Rssponfit co2

rd

Geot£CJinicalRevisw.ofDDzunients,'ProposedSm^ie-Famiiv "

· "Cv'neeicr ungiascdag, u"wi. Kffporr PNCJ. 20^0314,£. iif/cc Augusi-o, 2005.

3) 5chcman= FIOOG rrooang Design P r y FioodProo&ng}, Baacraent Garage. Stebbins

President:;:, prtpsndOTj smes Scott Pisrarig . ALA akria'Fcbniarv 14, 200".

4) user's Guide to Tccbaiau. BulicdnF., Indudisg Key Word/Subject index, T

c

d,nicaj

Bulicdn Guidc-Ol^preptfTw'^ ?edr:a!Eme?g«nCT Manae-insa: Ae-ncr. FIA-TB-0 dz'cc

May 2001- " ~ · "

Dcsr Mr, Scsbbins;

In accordanrt with the rcouss: of Mr. James Scort Fleming, AL-_, ofStonEbrook Studio, inc. 's's have

prepared rbis icrrtr cc provide gcotsshnical conment on the above refsrsoccd nood proo£ng ·design for the

subjeer residcact. Based on our review of :hc rererenecd flood prooSag schemRiie and rhi facts that as

prwsnced on page 5 of me Citv 5K.f: Report No. ?C-07-nT0 ror the laeetbg of me rianning Corasusuion,

Agehdn of rcbniAn- 8, 2007, the propoKed flood proonng of the s^ucture will need co sadsfv tbc

requirements presented in FEMA's Teehnioal Bulledn 3-93 and that a registered civil cneiuee: or architect

will need to cerdfr uia: the requiremenc put forth in Technieai BuHetia 3-93 have bsen met iriof to

uccupfiacy of the reRidcnc*, ir is ou: profeasbnul opinion that the proposed flood proofing conerar c?x be

successmirr incoiporutcd into xnt CO.IE truedon of the orooosed sindc-farriiv residence

925 . 'Ncrccry S t r ee : + San -Oicgo. CA 92111 * S f 5 · 4 5f t - 9 7 6 0 * FA.X 8 5 S · 4 9 f> - p 7 5 S

/4

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B2 /1 3'2 307 1 £:52 8564553756

CO

CHRISTIAN WHEELER EN

PAGE B2

February- 19. 2007

Pa^c No. 2

if you hivre -ny question« regnrding- this letter, please do not nesitart to contact this office. Chdsdan.

Wnedcr Engineering appredates this oppormnitr of prtnnding prqtcsEJODal scraee^ for vou for the subiect

project,

Rrspecifuriy submitted.

CHRISTIAN VvKEELEP. FJ^GIKEERING

^4^

t?.

Charlef; H. ChriRdan. GE 215

CIIODRR

l±l/L<

Da-rid R. Russell,fCEG 22*:5

(5) Subminec i

(1) vi:, ntt-(6!9) 225-0174

fi) via '.iff^'Jjffrobin^ror.ngf

/ &

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001157

.OOD BARRIER DIAGRAMS

AND SCHEMATICS

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V\

NO IE:

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aca

i

urn) '

.Hill: -

_VJ^i.

- m rr o STRifn;

i i n AKISI

PLAN VIEW AT PAN

SCALE 3/0 "= I'-O".

rA ( ( s ruo i ]i j !n t( rxi "w. i i n W«^E eoMniiuous WELE

B/lCK 11 'I'M WXItD B" O.C Wtl l> IO TMI

noon)

W KOfjriD RAK

BR-BAII rnrintoiOM

wmjtv v Ai i ( i io iuKi"i« . in5i i>J. lAi ior(piwji i )6

_

nrT /ui rti B yi t / awwiei (SKI

5

TOa w , nneioiUGE

ne: WIDI DWOT ro n IITE/ PT n o n . r i u ) ; egoAaY SCMIT B f iv yisH

(VFnnr« . iHsiv awiio''Pw«Er; <"

« i f i r « ( awiHp (srnEinsii'F.siOEPaiECGE-

or AtiiH.r/v t EAti i sroeorsi tts

M m

J'n i / r I'n ' 101 /1 " J-tD.'/T

r - i i wr j n -

:EF

SIAGCIR Willi RfllE EITTTORI lUBrKAS

SKnvtt, DtlEIEKI BETEnilOMIBJG

-— Ei-

-Tlij-iiii t i n

, i i ,r SECMON B-B

SCALE 3 / f r - r - 0 "

MI mi nrGti

r - o i i r l J' ft i /B' J-fti/B" I'.IJ-

DKIWlEninGC.

p&MOiinWKron ITJ

r o- r o i/»'

:

IEJ

:

^EF

\

^Ef

4=

3=

i'-9 m ' J-.I ire"

:

L00R SLAMS TO BE STITCI t WELDED 3/16" X 3" LONG 1.2" O.C.

Revolulfonary Flood Control

Ai j IomnHc Ho o d o ti l c i - n o f tco f i le m i pnuci ?

SCALE:

ASNOIEU

DRAWH BV: CWJJ

RE: ADDENDUM \

C5

cn

CUSTOMER NAME WJIMHELD

21'-ir' x G-T

VEHICULAR GAT'E if If a n

FLOOUBREAK SEIllAi. fl # #fl ff

PAN PLAN LAYOUT AND SECIION

DAIE:

U3-;.(3-U5

SMEEI:

3 DP 7

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CD

O

NOT

K:

( tn i i l d . A I I ^'. r H d A l l u III A'UMIf v 'iHI.M; I(I|I1!VJ: .

Hf.w v K .'· > i/iv i xiinci io - j - i i. itAiti: utnv. IMIKI I

I. -OH

IVH'MI WAN 1 ACM I (JD ( J!) l StlO'.V.'J. If ; ', I Al l | l> \ U 1 .1

I". KM

03

O

K l,'l( . " IIIIKIIA i l l . * ( /l l l l M y . l M l f n - -111 t, '. |

CAN i / - r ': rh) i >i i i M A tr . . 'IADI SI I

1

,^ MINI - ·»> t;'.t

V

11 At nM r. . i; i>i)MniiAU!,. MIIIII IIIUA) AIJI. II S . HINCI :. (IKAIH U I M n . M i f j i

.' lllHi. f ti l l l i '. Ul l l t M'AIHil V . ?; i ||t liKAIlC tl>t. ntU I · - '111 UM

i .HIJMII/IIH (Mm w n n i n v n i i i AIUMIUIIM WIMI H I i d i i AW;, A-, HI M M

·i i n f . tn i ( l m tn ·iinyi CM Mi f j iMtn /n NAY ; . i tn UI.III

*.. HI Itlti i lK lt;<.HAfc, |( | nt A '. i n /tttV.. Mill I · <.tl KM

u. M i m K i M tn i i i i m i M M i i ri imiCKiUA i MH ILX. IMO I IM I <;AII: o n i*A fJAm I A I U I I

IHM n tj I M M I;J(AV*JIMI:-. A H n u n II \v f mf f . 'i . , U D I MUU v n o n ( A I I H U XH O N

IHI M littAVVlf.x.!.. AH! \ !.:.! MUAtlV III HISIIUfCniUAl iVHIrt OH WtllVMVIIM

f i i i i l i . i l i i i luAn: . A:J|I IK MH i i rttiMm ···ii;; . I >AMI- II ·. {» sui n v . n n;, AMI-.

Al M AM'., Mhl'. . MIMf Ml U'. AMI) IIKIIUiMDf Mil CAJj, Atill H(IM AM. l l ·

CI 1M( <./<ll ( t- IM WIKC, Alll ItMII - iMMM (HIV Il i t l/i lMl l iA in i l .

l AMtJi . I f J I i n r r / 'i l D l l i A M IK'M '. ^H IU V. IMAtr. KHtl fl'JIK O'i l l f i U I t V

l tl ( ; i ) i n i M |U I \ '. V l l l M l l !. l III A I- l 'l lDVHH lVf UH IINIItlM l

Q

tlMII I i - 'I l I I'll VII I*.' Mf i i f.tlt III IM- || Al III nt H IM ( . M l

jM ti v o lul lo n i i i y L lo o i f (^o nho t

im/ii' .fi i n ' i t ' . i i

HI: AI)i> IMiliM . ' / .

(D '.IOMI U tlAHIr'lVMMMf III

J V IV n f , ' }

-

VI l l i l UlAl l CAM i'Hl>o

i i nui i l i H i Al, M IIIA: » * * * ·

l . l i . i 'i o i IM i i '' n ; |i i AVi i i i i

!>'. 11 III /II i<<.

M i l l I \ ··' /

EXHIBIT 1-D

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CD

CD

CO

·FLOODGATE" BAUKIER

DRIVEWAY

SITE

INDICATES EXTENT OF FULL HEIGHT "FLOODPROOFING OF BAEMENT

AND RETAINING WALLS TO I'-O" ABOVE , < '\

BASE FLOOD LEVEL 9.6 .

EXHIBIT 1-A

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o

riOOB BANRIER A l DRIVE

ro

^

FLOipiJWALl.(SHOWN OPEi;)

CROSS SECTION

FULL "FLOOOPBOOFING " OF BASEMENT PER SECIION 1-C

EXHIBIT 1-B

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WALLS TO BE DESIGNEIU 10 WIII ISI AND

SURCHARGE OF FI.OOO WAIE:R(FL<]OU LOAOS)

PER IBC ANU HFPA(20O3), AND SEI/ASCE-7

(MINIMUM DESIGN LOADS EUR BUILDINGS AND OHIER STRUCItlHES)

AND FEMA BIJ1.I.EIIN 3-93AS 10 HVOHOSTAIIC ANI) SUOrANCY RESISIIHG

DESIGN

GRADE

·— I

LIVING AREA

, n-OORsiRUcnmE

T

BASEMEtNT GARAGE

BUIlllINt; WAILS

CONCRE IE (IE I AIMING WALLS

WAIERPIIOOFIHG PH01EC110N

· MAX FLOOD ELEVATION 9. 6

O

,. !_.

1

' . ; . T

1

. ·

t

..-

1

...,-_ , .

DISCIIAUGE 1 0 STROM DRAIN SYSIEM Wi l l i BACKFLOW PREVENIION

DRAIN BOARD DIHECI WA1ER IO SUMP

Pi-PPPP

WALL WAIERPROOFING

I . I '

.b. . - ;. - ;- .!- :- :::- ;::. ·Vr-.T-r--

J

;;- v r- . - :|i

i WAIEHCHODFING ' ' - \ ~'

)6 "MIN. BASE SLAB

PRO IFCI ION SLAB

GRID TYPE DRAINAGE

UNDER SLAB 1 0 SUMP

DRAIN SDMP-DISCAMRGE Wi l l i PUMP 1 0 SIORMDUAIM SYSIEM

STEBBINS RESIDENCE

SCHEMATIC FLOOD PROOFING DESIGN (DRY FLOODPROOFING)

BASEMENT GARAGE

EXHIBIT 1-C

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T_

v\

C5

CO

4 i *

i to - ir- o- j i tr i i o - Iro - j r r j n r j ro - | r- ir j

i-s- . — : sEenGhf-A=ft

sniEiwcALftnoui r

I'l l " ·lOCENIEROP ARM

.I/IB'mmuFR (WSKEI — ,

3/111(1 1/7*11 COUniER ^

si INK sr AIHIES siea oous

i/n'sr^LriArE

(i renniRHEDPWiEij

)"PI(mFO PANEL

J';0" TO CENIER OT AIIM

v i/i" x i/i" mrssimE rmie

SUNK SIMM FJRStrn. MX 15

3/B"D«UllfiD « l» lAPPEII IO

ngatvE .VH' Si wm ESS not.i

i - x ;· x i/i" siniicniB/u.

AIU". Nn*e

3' 3/i' x i/J' mf s^iw rmiE

SECIION G-G

SCALE: 3" " I'-O"

7A- 0' WirER WAIL IO WIPER WALL

3/i (Trnitcti v r

j f ' x I u r 0 n

SIBIK SIMMERS

t)r TUBE

3'1/r

IM" rPB?llRE riA l l

r x j- x i/r

SITOTCIURAL

ALUM. AMGtE

rncKo rwi rB iwAd .

SCAlf: 3 ' '

looilBrcak

Revolutionary Flood Control

Auloiiiotic nomJoolca - no poojjle. r»i ptuvcrf

SCALI:

DRAW

RE: A

AS NOiED

N BV: CWJJ

>DENDUH~2E

CUSIOMER NAME WJIHHELD

2't·-0·

,

x f r- 2"

VEHICULAR GATE # # # #

TLOOOBUEAK SERIAL # # # # ff

GA'IE PLAN LAYOUr AND SECIION

DAIE:

03-28-05

StlEEl':

2 UP 7

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7-5 i /r

A1.UMH, AMGLE-

PAH AMD PAN SUPHJIK IIJBIHG

X l/4" CI IANNEL VERIICAL

·,v ,'("XI/r CHANNEL tlORI/.ONIAL

EINISI 10 GRADE

r-a /a er- iiiNGE-

JEV

5--6 3/8-

(11) 5

n

X 7" X 1/B' RIBBED PANEI5 -

miiiiDiniiDiiiiiiPiDTnTrrii] 11111 LLLDinnin

COKCREIE

~i-~a~

EXIST ING CONLRE IE

CON 11NWU5 DRAINAGE 1 ROUGH

y-3 t / r

1

T.

JfiL

ILy

G

\

r —

\

1

r

/

/

-PANSIRUCTURF.

/ ~

P

.

x-w

_ , „

6".

— 7X?. iunr:

_

7'-l 1/8-

3

,

-9 W

II

lltJIEtOR —

1/8" i/?

_

n vm

JD

3/r_

.u/r l

€1

3 1/7"

3 1/7

i/n

i

J

-

r-l

IIINGEIJi:IAILA

SHJUED 1

-

IV

·

__

IIIJIF_ wm.

i/i" w nn

·

-

'' . ; '

Ji /

11"

·

*a—

6 1/1

/ aimt SIWHLBS sun . sous

·7 - X l /l - n i B SWEMAIi ;

Atmin . rAtt-

6I/7

-

SECIION I-I

SCALI: Y * r - i r

6 1/7-

.NEW.CDN

1NI5IIEUGRAI

T

ne

V'V

SECTION E-E

a.fjsfconisinoH

SCALE: 1 l/JT = I'-O"

o

CD

nw.Ria/vss

DRAIN IHLEI GRATE

/ — 7X7X1/1" ANGIf:

lUJJLUI

· ALUMH. PAH

SECTJON C-C

5CAIE: 1 T/Z" = IMT

FlooilBrcak

Revolutionary Flood Control

Aulomo l i c Mpodi jalL'i - n o |)eoplc. l u ' po i» e i t

SCAIi:

AS NOTED

DRAWN BY:

CWJJ

RE: ADDENDUM / f s

CUSrOMER NAME WJIMHELD

24'-()·

,

x G ' - r

VEHICULAR GATE ff##/f

n.OODBREAK SERIAL # fl # # #

GENERAL SEOIONS AND DEIAILS

DAIE:

03-28-05

SMEEI:

-y OF 7

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e '- i i s / i i r

1 " \

HD

l l / l "

nibirDimiiinimmitrjimi^^

7X2GAIEIU0 1NG

^ \

- . 5 . —

o

ay

1 i / r

. z i/z-

SECTION D-D

SCALE: 1 1/7" « i'-O "

^ — S / l 5 - r i l I g r 5 I l i a i W E I D X 2 . 5 - .

LOMR $> 5 " O.C, CEMIER OH 2"X 5" SEAMS. lYP .

rDR ADDITIONAL WEI DS A l REIENIIOH ARTlS,

SEE DETAIL B .

"V

1" tUtLCTT"IBIIIC"

,— " i /c i i / r s m

w

0^ "*"

N

. ·tltlillOMWM

/ — 1 i / r i m' fUTsnx i t

/ I BMt HnXABIl '

v J Mitt LnviTirAn*

rmxr

t w n -

SECTION K-K

OTENFOSIMWI

SOU_E: 3 " " l - O "

:f=ge

rxKiiiMi nafjnue

34

-SECUONI7I:

(KbH i i

" ' » fip* SfflEnliii!

JM p j rn jwo *

'—1/1- mnwo unn

- i / r "imiOB wm* i v um i im .

F HDU5TOUAHCMOK «D". I

FloodBreah

Revolutionary Flood Control

Aulpn ip f lc /lo u'Jg ulg ' - " o ttpop lc, 'i n f jcwc-rl

SCALE:

AS N01ED

DRAWN BY: CWJJ

RE: ADDENDUM ^

CUSIOMER NAME WITHHELD

2 W X G-2"

VEHICULAKGATE####

FLO ODB REAK S ER IA L f f # f f # #

GENERALSEDIONS AND DEIAILS

D A IE :

0 3 - 2 8 - 0 5

S M EE I:

5 HE 7

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s -

'*&

\

GASKEL PRESSURE

BRACKET'

s

#

7TC5" EXInllSIOH

I/1-I1AIE51IRIKXJJID .

IMI3I OCVirjl MOUIir OM

UHDERSII OTGHIE

?«TtmEiirjii>BAf :» :As

ITTI- JMIY HIIIOUHI

IAIOI DEVICE

ir KJNG wnn 10 z-x r

E«1RIKIOMS, EACH SIDE

FAD! ?' X Z

-

LEHI

r wire MATE

MI. RETBnioMMv n

S1MIIAR AI TAH.

'tlEBOlA Kp

vmn

EX

IH J'XS " I/J" V

'"IAN OF ANCHOR

SURFACE MOUNTED LATCI-

SO\LE: r - r-O"

')-"

PUN OE ANCI (OR @i PAN

O

won iDPArinAiE\ i/<" /

o-

i i /i -

1 1 /f

ASOIUR

I/I" AHO UH

FloiuilBreah

DETAIL D -REIENIION ARM ANQIORS

rjCALEJjOl-ff! :

Revolutionary Flood Control

At/lntnuHc Moui l i lUlcl · nV (>'!it[ilc " ti [)t. ii»v t(

SCALE:

AS NOT ED

DRAWN BY:

CWJJ

RE: ADDENDUM /h.

CUS"TOMER NAME WITHHELD

lA'AT x ff-Z"

VEHICULAR GATE Hit if if

PLOODBREAK SERIAL ff ft 9 If 9

GENERAL SEOIONS AND DEfAItS

DAIE:

03-28-05

SMEEI:

G \Vr 7

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o

o

2

/

r-o"

.cn

oo

1PP

3 = = != ^

Ll

BiJt) pri i i

1,

5'-6 3/ r

nrjfi

O

(HUB

no s iii:w

BLli!

mitn urip

SIZIB

- ·i

J

. : . l 1__

:f=]

8'-l 7/8'

I'-B 5/8" 5'-6 az-i"

L OE DRAIN 't OF DRAIN <J UP DRAIN

FAN AND DRAIN LAYOUT

SCALE l/r- I'- O"

1-

J-

z

Q

O

FHouilBrcaK

Revolulionary Flood Control

/lulonitiHc fh'oiiifulci · no fmmili:. nn fjiu'c'I

SCALE:

ASN01ED

DRAWN HY: CWJJ

RE: ADDENDUM /9\

CUSTOMER NAME WIT HHELD

21'-!)" x f t'- T

· VEHICULAR GATE if if ff if

.FLOODBREAK SERIAL # # f f ##

PAH PIAN lAYOUT AND SECIION

DAIE:

03-28-05

SHEET':

7 or 7

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001169

'l-iooOc

{

^C V-o^f^

& N

O v X-

O eron ^ v ^ -x

C

-

: . · «

fv

? i

·D -

fC

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001171

4 %/w ^^

/

rloodbreak is a flood barrier that auto-

maticaliy rises in times of - f looding to

protect your property, It can be placed in

front of any opening and be designed for

any flood water level.

Floodbreak resembles a hinged box that

is recessed into the ground in f ront of

the opening. Because it is recessed, it

ays completely flat to the surrounding

area, "allowing unrestricted access at all

times. It has been engineered f or extreme

loads. Example: Floodbreak is able to with-

stand the weight of a fuiiy ioaded truck-

driv ing over itrrhe top of the barrier can

be covered with almost any finish mat ' .£$=·

rial, making it biend in with the

surrounding areas.

he greatest attribute of this product is

that the flood water makes if work .

here is no human or eiectrical

input needed for this system to operate,

ts operation is very simple.

The recessed box is attached to the local

storm drainage system, which allows

normal rain accumulation to simply drain

away, When the storm drain systems

have filled up, the box can no longer

drain and water.starts to accumulate.

As the water rises in the box, the buoy-

ancy of the lid starts to lift the barrier.

Rubber flanges on the sides and at the

hinge prevent water from passing

around the barrier, The barrier will rise

with the water and will lower as the water

recedes.

T

- Uai— jmi JII. , i s hi f i j — ' " """ " lu. !ME«SBf»>,3«MBMf ll

/ / ,

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001173

OOD BARRIER PROJECT LIST

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OollVJj

Unlimited Applications, lnc

7077 Southwest 46th Street · Miami · Florida · 33133

Phone (305) 663-9333 · CC. 93BS00433 · Fax (305) 663-0603

A PROJECT LIST

www.floodbarrier.com

Her» is a list of some of our fiood barrier projects completed (over S 5,000.00). If you need a complete fist of all

our proiect please let me know. You will notice that our this, list shows a mix of new construction and

retrofittsT Most of the contractors listed are well know and established.

Project: · Williams & Sonoma

Address: 1035 Lincoln Road

Miami Beach, Fiorida

Contractor: Fisher Development

1485 Bayshore Drive

San Francisco, Caifornia

Project: Pottery Bam

Address: 1045 Lincoln Road

Miami Beach, Fiorida

Contractor; Fisher Development

'(485 Bayshore Drive

San Francisco, California

Project:

Address:

. Portofino Retail Space

500 South Pointe Drive

V*VM i-^^a;

Contractor: Fisher Deveiopment

1485 Bayshore Drive

San Francisco, Caifornia

Project: Quittner Building

Address: 532-543 Lincoln Road

Mi3

r

*

>

' ^

c,

'

=>

'*h " I T IHS

Contractor: Groden Stamp Construction

65 N.W. 158th Street

H. Miami Beach, Florida

Project: 3e3e Clothes

Address: 1025 Lincoln-Road

Miami Beach, Florida

Contractor: Groden Stamp Construction

55 N.W. 158th Street

ISL Miami Beach, Fiorida

Project: Polo Sport

Address: 740 Collins Avenue

Miami Beach, Fiorida

Contractor; Groden Stamp Construction

65 M.W. 15Bth Street

N. Miami Beach, Fiorids

Project: Eastview Hotel

Address: 1515 Washington Avenue

Miami Beach, Fiorids.

Contractor: Groden Stamp Construction

35 N.W. 168th Street

N. Miami Beach, Fiorida

Project: Club Monaco Clothiers '

Address; 524 Collins Avenue

Miami Beach, Florida

Contractor: Groden Stamp Construction

55 N.W. 158th Street

N. Miami Beach. Florida

Project: Portofino Office Center

Address: 404 Washington Avenue

Miami Beach, Florida

Contractor: Miller Solomon Construction

6491 N.W. 17th Street

N. Miami, Florida

Project: 711 Retail Space

Address; 711 Washington Avenue

Miami Beach, Florida

Contractor; Ragosa Enginering

46 N.W, 35 Street

Miami, Fiorida

2_

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O.ullVH

( f-loctp $flrr)t*->t&*'*

J

7

- ' / · V f L5

y

ppbisc©

-

" ""f j^hora Shop

ACtdress: ,721 Collins Avenue

Miami Beach, Fiorida

contractor; Spectrum Builders

1231 S.W. 132 Court

Miami, Florida

Project: Nathan Ratner Buiiding

Address: 1025-35 Lincoln Road

Miami Beach, Florida

Contractor: DA Construction

1551 N.W. S2nd Avenue

Miami, Florida 33126

Project: Stanley Meyers Clinic

Address: 1221 71st Street

Miami Beach, Fiorida

Contractor: Pino-Fonticielia Construction

1140 W, Flagler Av enue

Miami, Florida

Project: Ameritrust-BanK

Address: 447 41st Avenue

Miami Beach, Florida

Contractor: Glace £ Company

1006 N. Federal Highway

Lake Worth, Florida

Project: Ballet Vallet Parking & Shops

Address: 700 Block Collins Avenue"

Miami Beach, Fiorids

Contractor Goldman Properties

804 Ocean Drive

Miami Beach, Florida

Project: Multi-Use Building

Address; 763 Collins Avenue

Miami Beach, Florida

Contractor: Goldman Properties

804 Ocean Drive

Miami Beach, Fiorida

. rroject; 'Aiton rioad r;=rt£aii Gerusr

Address: 1570 Alton Road

Miami Beach, Florida

Contractor Art Construction Company

349 Greco Avenue

Coral Gabies, Florida

Address:

475 41st Street

Miami Beach, Florida

·Contractor: Waas, Phillips, Adier

1400 N.w. 107th Avenue

Miami, Fiorida

Pro ject West Avenue Parking Garage

Address; 1000 West Avenue

Miami Beach, Fiorida

Contractor Whiting Turner Construction

1000 Corporate Drive

Fort Lauderdale, Fiorida

.Project: Altantic Center

Address: 119 Washington Avenue

Miami Beach, Fiorida

Contractor: Buildtech, LLC

407 Lincoln Road

Miami Beach, Fiorida

Project: Biscayne Village

Address; 1901 Biscayne Bivd.

Miami, Florida

Contractor; Chase Construction

8491 N.W. 17th Street

Miami, Florida

-Project: Home Depot

Address: 4000 Route # 4

Keene, New Hampshire

Contractor: R.L. Spencer

222 Highbridge Street

Fayettev ille, North Carolina

Project: Bayshore Golfcourse

Address: 2500 Bayshore Drive

Miami Beach, Florida

Contractor: Tran Construction

505 Lincoln 'Road

Miami Beach, Fiordia

Project: Minute Man, lnc

Address: 304 S. Redding Road

Birmingham, Alabama

Contractor: Oil Equipement Company

555 South Avenue, #4

Birmingham, Alabama

··7

P>

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001177

C ffacv*' > / &J

^ Pro ject: Rivertowne Country Club

Address; 8555 Rivertowne Road

Mount Pleasant, North Carolina

Contractor; Centex Construction

3001 Riv ertowh Parkway

Mount Pleasant, North Carolina

Project: Outback Steakhouse

Address: Clearwater Beach Road

Clearwater, Florida

Contractor: Venture Construction

15 N. Falkenberg Road.

Tampa, Florida

Project: The Shops At South Beach

Address: 500 Collins Av enue

·Miami Beach, Florida

Contractor: Suffolk Construction

515 N. Fiagler Road

West Palm Beach, Fiorida

.Project: The Cosmopolitan

Address: 122 Washington Av enue

Miami Beach, Fiorida

Contractor Suffolk Construction

515 hi. Flagier Road ·

West Palm Beach, Florid;

Project: The Ratner Buiiding

Address: 1023-1036 Lincoln Road

Miami Beach, Florida

Contractor; Groden Stamp Construction

65 N.W. 158th Street

N. Miami Beach, Florida

Project:

Address:

Summit Brickell

1200 S. Miami Avenue

Miami, Florida

Contractor; Bovis Lend Lease

1200 S. Miami Avenue

Miami, Florida

Project: Reyos De! Sol

Address: 185 N.W. 13th Av enue

Miami, Florida

Contractor: Deiant Construction

7380 N.W. 77th Court

Miami, Florida

Project: Ballast Pointe Park

Address: 1500 Interbay Drive

Tampa, Florida

Contractor: La Chase Construction

1025 Oak Avenue

Tampa, Fiorida

Project: War Verteran's Field House

Address: 555 Route 855

Huntington. Pennsylvania

Contractor: Poole Anderson Construction

Box 575

Huntington;

Project: The Solara Spa & Resort

Address: 8301 Collins Avenue

Miami Beach, Florida

Contractor: Welbro Construction

BOO Trafalgar Court

Orlando, Florida

Pro ject Levi Shop

Address: S25 Collins Av enue

Miami Beach, Fiorida

Contractor: Brodson Construction

157 NE 39th Street

Miami, Florida

Project: Vip Honda

Address: North Plainfied, NJ

Downtown

Contractor: One Key Construction

Brooklyn, NY

Project:

Address:

Mary Brickell Village

South Miami Ave.

2nd Street, Miami

Contractor: Bovis Lend Lease

1200 S, Miami Avenue

Miami, Fiorida

Pro ject-

Address:

Met One

100 Biscayne Blvd .

Downtown Miami

Contractor: Suffolk Construction

515 N. Flagler Road

P

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001178

West Palm Beach, Florida

Project: 11 Lugano

.Address: 333 NE 32nd Avenue

Fort Lauderdale, Fl. 3330S

Contractor: Moss and .Associates.

228 SE 12th Avenue

Ft. Lauderdale, FL 33301

Project: Telefutura Television Station

Address: 145 NW 89th Place

Miami, Fl. 33166

Contractor: J.E Gamas

4241 Palm Lane

Miami, Florida 33147-3345

Project: The Meridian

Address: 2000 Meridian Ave.

Miami Beach, PL 33139

Contractor: Kauffman Lynn

· 2151 N.W. Boca Raton Blvd.

Suite 100

Boca Raton, Fi 33431

Project: Seybold Pointe Condominum

815 N.W, 11th Street

Contractor Deiant Construction

7380 N.W. 77th Court .

Mtat-ni Fiorida 33155

Project Brae informatics Centre

Address: .2100 island Drive

Cayman Brae, Cayman islands

Contractor: Brae Informatics Centre

2100 Island Drive,

Cayman Brae, Cayman,Islands

Project · Digital Process Center

13525 N.W. 25th Street

Miami, FI 33165

Contractor; J.E Gamas

4241 Palm Lane

Project; Ssa Forest Beach Club

Address: Exercise Room-

New Port Richie, Fiorids 34652

Contractor: Quality Reconstruction

5500 Sea Forest Drive

New Port Richie, .Florida 34552

5


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