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U.S. Department of Justice

Federal Bureau of Investigation

Washington, D.C. 20535

ESQ. MARC1A HOFMANNELECTRONIC FRONTIER FOUNDATION June 4, 2007SUITE 6501875 CONNECTICUT AVENUE, NORTHWESTWASH INGTON, DC 20009

Subjects: System DCS-3000 and Red Hook

FOIPA No. 1056287- 000 and FOIPA No. 1056307-1

Dear Ms. Hofmann.:

The enclosed documents were reviewed under the Freedom of Information/Privacy Acts (FOIPA), Title 5,United States Code , Section 552/552a. Deletions have been made to protect information which is exempt from disclosure,with the app ropriate exemptions n oted on the page next to the excision. In addition, a deleted page information she et wasinserted in the file to indicate where pages were withheld entirely. The exem ptions used to withhold information are ma rkedbelow and explained on the enclosed Form OPCA-16a:

8(b)(1)

8(b)(2)

(b)(3)

(b)(4)

8(b)(5)

8(b)(6)

112 page(s)

Section 552

were reviewed and 10 3

(b)(7)(A)

(b)(7)(B)

8(b)(7)(C)

8(b)(7)(D)

8(b)(7)(E)

(b)(7)(F)

(b)(8)

(b)(9)

page(s) are being released.

Section 552a

(d)(5)

0)(2)D(k)(1)

D(k)(2)

(k)(3)

(k)(4)

(k)(5)

(k)(6)

(k)(7)

Documen t(s) were located which originatedwith, or contained information concerning otherGovernment agency(ies) [OGA]. This information has been:

referred to the OGA for review and direct response to you.

referred to the OGA for consultation. The FBI will correspond with you regarding thisinformation when the consultation is finished.

You have the right to appeal any denials in this release. Appeals should be directed inwriting to the Director, Office of Information and Privacy, U.S. Department of Justice,1425New York Ave., NW, Suite 11050 , Wa shington , D.C. 20530-000 1 within sixty days from thedate of this letter. The envelope and the letter should be clearly m arked "Freedom of InformationAppea l" or "Information Ap peal." Please cite the FOIPA number assigned to your request so that itmay be easily identified.

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D The e nclosed m aterial is from the main investigative file(s) in which the subject(s) of your request wasthe focus of the investigation. Our search located additional references, in files relating to otherindividuals, or matters, which may or may not be about your subject(s). Our experience has show n,when ident, references usually contain information similar to the information processed in the m ain file(s).Because of our significant backlog, we have given priority to processing only the m ain investigative file(s).If you want the references, you m ust submit a separate request for them in writing, and they will bereviewed at a later date, as time and resources permit.

B See additional information which follows.

Sincerely you rs,

David M. HardySection ChiefRecord/Information

Dissemination SectionRecords Management Division

Enclosure(s)

Please be advised that this is the first interim release as ordered by the court on May 7, 2007 fordocuments concerning electronic surveillance systems known as DCS-3000 and Red Hook.

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EXPLANATION OF EXEMPTIONS

SUBSECTIONS OF TITLE 5, UNITED STATES CODE, SECTION 552

(b)(1) (A) specifically authorized under criteria established by an Executive order to be kept secret in the interest of national defense or forepolicy and (B) are in fact properly classified to such Executive order;

(b)(2) related solely to the internal personne l rules and practices ofan agency;

(b)(3) specifically exempted from disclosure by statute (other than section 552b of this title), provided that such statute(A) requir es that thematters be withheld from the public in such a manner as to leave no discretion on issue, or (B) establishes particular criteria forwithholding or refers to particular types of matters to be withheld;

(b)(4) trade secrets and comm ercial or financial information obtained from a person and privileged or confidential;

(b)(5) inter-agency or intra-agency memorandu ms or letters which would not be available by law to a party other than an agency in litigationwith the agency;

(b)(6) personn el and medica l files and similar files the disclosure of which would constitute a clearly unwarran ted invasion of person al priv

(b)(7) records or information com piled for law enforcement purp oses, but only to the extent that the produc tion of such law e nforcementrecords or information ( A ) could be reasonably be expected to interfere with enforcement proceedings, ( B ) would deprive a personof a right to a fair trial or an impartial adjudication, ( C ) could be reasonably expected to constitute an unwarranted invasion of personprivacy, ( D ) could reasonably be expected to disclose the identity of confidential source, including a State, local, or foreign agency o

authority or any private institution which furnished information on a confidential basis, and, in the case of record or information compiby a criminal law enforcement authority in the course ofa criminal investigation, or by an agency conducting a lawful national securityintelligence investigation, information furnished by a confidential source, ( E ) would disclose techniques and procedures for lawenforcement investigations or prosecutions, or would disclose guidelines for law enforcement investigations or prosecutions if suchdisclosure could reasonably be expected to risk circumvention of the law, or ( F ) could reasonably be expected to endanger the life orphysical safety of any individual;

(b)(8) contained in or related to exam ination, operating, or condition reports prepared by, on behalf of, or for the use of an agency responsiblthe regulation or supervision of financial institutions; or

(b)(9) geological and geophysical information and data, including maps , concerning wells.

SUBSECTIONS OF TITLE 5, UNITED STATES CODE, SECTION 552a

(d)(5) information compiled in reasona ble anticipation of a civil action proceeding;(j)(2) material reporting investigative efforts pertaining to the enforcement of criminal law including efforts to prevent, control, or reduce

crime or apprehend criminals;

(k)( l) information which is currently and properly classified pursuan t to an Executive order in the interest of the national defense or foreignpolicy, for example, information involving intelligence sources or methods;

(k)(2) investigatory material compiled for law enforcement purposes , other than criminal, which did not result in loss of a right, benefit orprivilege under Federal programs, or which would identify a source who furnished information pursuant to a promise that his/her identwould be held in confidence;

(k)(3) material maintained in connec tion with providing protective services to the President of the United States or any other individual pursto the authority of Title 18, United States Code, Section 3056;

(k)(4) required by statute to be maintained and used solely as statistical records;

(k)(5) investigatory material compiled solely for the purpose of determining suitability, eligibility, or qualifications for Federal civilianemployment or for access to classified information, the disclosure of which would reveal the identity of the person who furnishedinformation pursuant to a promise that his/her identity would be held in confidence;

(k)(6) testing or examina tion material used to determine individual qualifications for appointmen t or promo tion in Federal Governm ent servrelease of which would compromise the testing or examination process;

(k)(7) material used to determine potential for promotion in the armed services, the disclosure of which would reveal the identity of the pe rswho furnished the material pursuant to a promise that his/her identity would be held in confidence.

FBI/DO

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37E

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ALL IHFOEHATION CONTAINEDHEREIN IS UNCLASSIFIEDDATE 05-29 -2007 BY 65i79dmh/ksE/majj|

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What is it?

Web-based so can be access on the Trilogy desktop

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How do I access it?Using Internet Explorer on

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2006 Annual Conference^/T ele co m m un ica tio ns Intercept and Collection Technology Unit

DCS-5000b 2b 7 E

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_ Effects of Change

Configuration Management- Software Standardization- Security Configuration

Technology- One Way Push- Windows WS-Archive Index Reader

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One Way Push

- Interface between DCS-3000 and DCS-5000Initial Testing

b 2b 7 E

New deployment -Further deployment pending results of next phase

testing

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O P E R A T I O N A L T t C H N O K K

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Reports

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Best PracticesDiscontinue use of ^ ^ ^ J c o n n e c t i o n toDCS 3000 systemsDetermine within your office what youconsider evidence from the DCS 3000systemUse inherent DCS 3000 Save FunctionsPROVIDE TICTU WITH GUIDANCE!

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O P t H A r i O N A L T E C H N O L O G Y D I V I H I O N [ L i t

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ALL INFORMATION CONTAINEDHEREIN 13 UNCLASSIFIEDDATE 0 5 - 2 9 - 2 0 0 7 BY 6 5 1 7 9 d S L h / k

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Telephone Application

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Telephone ApplicationPush To Talk Upload - Trace Files

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O P E K A T I O H A L T t C H N n i n C Y I n U I I i l D N i..1 -

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Best Practices

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New DCS-3000 Training

Com puter-based training (CBT)CD based, 4 hour courseCreated for entry-level introduction tosoftware operationDevelopment completed, currently beingfield testedWatch TICTU web site for announcementon availability

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Advanced Carr ier Solut ions

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F ff 1U;rw*.// Federal Bureau of Investigation

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A Carrier 's Guide toElectronic Surveillance (ELSLR)

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%$$ Federal Bureau of Investigation

A Guide toElectronic Surveillance (ELSUR)

Presented to

FBI ( mlet t ion rechimlojiy I ni tAugust 18,2004

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[KM3SI) T I C T U N o r t h C o n f e r e n c ey ~ m jf Telecommunications Intercept and Collection Technology I

Advanced Telephony Unit

Wireless Intercept and Tracking Team

O P E R A T I O N A L r E C H N O L O G V D I V I S I O N l . i n i l l i i i f .

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WPwi A dv an ce d Te lep ho ny Un i t ffjr3Wireless Intercept and Tracking Team %*%?Surveillance Van Wireless Integration

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D C S - 3 0 0 0 E n h a n c e m e n t s

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Tracker ApplicationBackTrack Application

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ALL INFORMATION CONTAINEDHEREIN IS UNCLASSIFIEDDATE 06 -01 -20 07 BY 65179 dn ih /ks i : /ma j

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D C S - 3 0 0 0 / 5 0 0 0 I n t e g r a t i o n

The "One Way Push

Genesis

Task Force formed after 9/11 to ensuresecurity needs of FBI defined and implemented

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D C S - 3 0 0 0 / 5 0 0 0 I n t e g r a t i o n

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D C S - 3 0 0 0 / 5 0 0 0 I n t e g r a t i o n

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FEDERAL BUREAU OF INVESTIGATIONFOIPA

DELETED PAGE INFORMATION SHEET

Serial Description ~ COVER SHEET

otal Deleted Page(s) ~ 9age 7 ~ b5, b6, b7Cage 8 ~ b2, b5, b7Eage 9 ~ b2, b5, b7Eage 10 ~ b5 , b6, b7Cage 11 ~ b2 , b5, b7Eage 12 ~ b2, b5, b7Eage 13 ~ b2 , b5, b7Eage 14 ~ b2 , b5, b7Eage 15 ~ b2, b5 , b7E

XXXXXXXXXXXXXXXXXXXXXXXXX Deleted Page(s) XX No Duplication Fee XX for this Pag e XXXXXXXXXXXXXXXXXXXXXXXXXX

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Scoped

T& SValidation Workshop Summary Notes

UNCLASSIFIED //FOU O

T&S Validation Workshop Summary NotesCollections and Surveillance Line-of-Business

Date: March 17, 2006Division(s) In Attendance: Operational Technology Division (OTD)Meeting Location: Quantico, VA

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Organization'' Unit - CompanyFBI/OIPPFBI/OIPPFBI/OTDFBI/OTD

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Purpose : A work shop to review and validate the findings related to OT D currently presented

within the FBI Enterprise Architecture (EA) Transition and Sequencing (T&S) Plan.To discuss and obtain any transition planning related inputs as put together by OT Dfor inclusion and reflection within the FB I T&S Plan.

A significant portion of O TD 's mission systems are clandestine techno logies (ClanTech), are not considered IT , and do not touch the FBI En terprise. A focus of the FBIEA Program should be what OTD systems could interface with the FBI ITenvironment.

Mission/Business Trends& Priori t ies Currently O T c [

and criminal content on remo vable m edia; OT D[ Idependency with Lab Division's Laboratory Information Management System

(LIMS).OTD needs the OCIO's help with the Electronic Surveillance Data ManagementSystem (EDMS) and the current Service Level Agreements (SLA)J

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T&S Validation Workshop Summary Notes

UNCLASSIFIED //FOUOKey Ini t iat ives Technical Response Unit (TRU ) Com munications System

b 2b 7 E

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Set-vice Needs Validation / Updates Digital Media

Evidence Handling Storage Search

Current IT Trans i t ion Planning For the long-term OT D is initiating a Division-level Transition/C onsolidation Plan

jjj i 'e. 1 ^Traceabi l i rv Updates

Update Investment f Sponsoring Investment Nam eT}'?&

Type Division: (ifknown) f

1ZZT

:ron

Change

Description(if given)

Discussion Points:J not records. OT D leverages "Non -traditional 'ollectioii

IT, the "stuff' collected by its systems is not owned by the Bureau; it is owned by theUS Courts.OTD desires to have the collections purchase process distinct and separate from thestandard IT requisition process. OTD needs to have a specialized process forprocuring special needs IT equipment/systems. (Require special exceptions to the ITStandard Products List)Collections has its own component architectureThe Enterprise Architecture Unit fKAlh needs to better define the OTD budget lineitems so reports do not over-inflate! lColle ctions related items

bb

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should not be on a funded

Act ion I tems: Du ring l l ^ wo rksh on O T D m;nK- the Cnllmvinn unf ile s-

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Io Corrected several system names including - Digital Collection System (DCS)b2

is the common name for DCS 3000. 5000, and 6000 (DCS is redundant). DC S b 7 E5000 is svnonvmous with! fedund ant); and

[ _|is not an OTD sponsored system.The EA U is fol owing up with] ~|for edits to the FDI Traceability

IMatriv and wi th| |tor the OT D Transition Plan | |

[The EAU is also following u p with O TD on the status ofthe E-Requisition

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UNCLASSIFIED / /FOUO

O T D / C o l l e c t i o n A r c h i t e c t u r e M e e t i n g - M a r c h 1 7 , 2 0 0 6S u m m a r y N o t e s / A c t i o n I t e m s

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Wo r k s h o p d i s c u s s i o n p o i n ts Need to include com mo n EA term s in the read-ahead materials. OT D is especially

interested in definitions for Information Technology (IT) and National Security System.o A significant portion of OT D's mission system s are clandestine technolog ies (C lanTech)and are not considered IT and do not touch the FBI enterprise. The focus of the FBI EAprogram should be on those OTD system I

o Collection] fend do not produce record s. Need to add satellites to the list of OT D priority projects (Technical Response Unit (TRU)

Communication System).

b 2b 7 E

Need to better define the OTD budget line itemsm e

OTD needs OCIO help with EDMS and the current service level agreements (S LA ).[

I IBusiness Arch i tec ture _

EDM S should be mappe d to the BRM Intelligence Collection sub-function|_

O T D is initiating a Division-level Transition/C onso lidation P l a n |

Services and Capabil i t iesO f) has service needs for storage search evidence ha ndling, and digital me dia.

riminal content on removable media.jd eJcr

OTD identified an evidence handling dependency with LD's Laboratory InformationManagement System (LIMS).

T&S Find ings and Recommendat ions Need to com pare OT D initiatives

, See t he Em erg ing Techno logy Bulletin Research Bulletin at

lOL.

C TAct ion I tems Follow-up w ith f Jjfor edits to the FBI Traceability Matrix.

[

o DCS is the common nam e for DCS 3000, 5000, and 6000 (DCS redundant).o DCS 5000 is synonymous with! ledundantVo | fs not an OT D system (determine the sponsor).Follow-up withT

b 2b 7 E

]for the OTD Transition Plan [ Jlans to visit OTD to gain a better understanding of where OTD systemsinterface witn in

Follow-up with O l D on the status ot the h-K equisition initiativeFollow-up with O TD on the break out of their IT budget line items vs Collections budgeti t e m s .

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b 6b 7 C

Green Team

Legacy Systems Certification Status ReportNovember 8, 2002

DCS 6000 In Accreditation Unit.

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DCS 3000 (CALEA) Aw aiting System Own er corrective actions based on pre-certification test results.

In Accreditation Unit.

1

Blue Team -b 6b 7 C

Aw aiting testing results from test team .

* Aw aiting testing results from test team.

FBI HQ SACS Certification packa ge undergo ing revisions _

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ALL INFORMATION CONTAINEDHEEZIN 15 UHCLA33IFIEDDATE 0 5 - 2 5 - 2 0 0 7 BY 65 1 79 DMH./'TAM7KSRATB

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Legacy Systems Certification Status ReportNovember 19, 2002

Green Team - b 6

b 7 CDCS 6000 In Accreditation Unit.

DCS 3000 (CALEA ) Aw aiting System Ow ner corrective actions based on pre-certification test results.

b 2b 7 E

Blue Team

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b 7 E

b 6b 7 C

b 2