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1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm •Improved performance of systems drives the incorporation of nanodevices. •Nanostructures has at least one dimension approaches 7-8nm as quantum effects manifests. This quantization leads to formation of quantum well lasers and quantum well FETs. •Carrier transport in carbon nanotubes and nanowires (1-D) exhibits very high electron mobility. In CNTs mobility approaches 200,000 cm 2 /V-sec. This also results in quantization of conductance (resistance at room temperature) G=i2e 2 /h (I = 1, 2, 3, ). Last year CNT computer was demonstrated by Shulaker et al. (Nature 501, pp. 526, 26 September 2013) using p-FETs. •FETs with quantum dot channel and/or quantum dot gate manifest multi-state characteristics which can
Transcript
Page 1: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

1

ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain

Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm

•Improved performance of systems drives the incorporation of nanodevices.

•Nanostructures has at least one dimension approaches 7-8nm as quantum effects manifests. This quantization leads to formation of quantum well lasers and quantum well FETs.

•Carrier transport in carbon nanotubes and nanowires (1-D) exhibits very high electron mobility. In CNTs mobility approaches 200,000 cm2/V-sec. This also results in quantization of conductance (resistance at room temperature) G=i2e2/h (I = 1, 2, 3, ). Last year CNT computer was demonstrated by Shulaker et al. (Nature 501, pp. 526, 26 September 2013) using p-FETs.

•FETs with quantum dot channel and/or quantum dot gate manifest multi-state characteristics which can process 2 or more bits simultaneously.

•Biosensors use nanoparticles to enhance surface plasmons, and bioluminescence. FETs are used in Gene sequencing, DNA identification and proteins identification.

Page 2: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

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ECE 4243/6243 Fall 2014 Nanoscience and Nanotechnology-I L1 Overview, August 26, 2014 UConn, F. Jain

Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm

1. Scaling of microelectronic (sub-14nm FETs, memories) and photonic devices, MEMs, and biosensors leads to nanostructures. Does scaling to sub-8nm leads to novel phenomena that provide new characteristics in quantum devices?

2. Si nanophotonics provides a way to integrate electronic and photonic devices on same substrate.

3. Electronic and photonic devices involve p-n homo- and heterojunctions, FETs and memory devices. P-n junctions are basic to LEDs, lasers, photodetectors, MOS imaging and displays, and solar cells.

4. Carrier transport and optical transitions in 1-D (e.g. carbon nanotubes and nanowires), 2-D (e.g. graphene, MoSe2, quantum well layers), and 0-D quantum dot based layers requires carrier concentration (density of states and Fermi-Dirac statistics, phonons) and tunneling through barriers.

5. Fabrication of nanostructures is dependent on materials processing.

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Overview cont.

1. Quantum effects manifests when at least one dimension where electrons exist become comparable to 5-8nm.

2. One-dimensional constraint results in the formation of quantum wells, multiple quantum wells, and superlattices. Energy density of states in quantum wells is different than in layers which are not constrained (called 3-d or bulk material). Two-dimensional graphene does not exhibit a band gap until an electric field is applied. Field-induced band gap has been observed.

3. Two-dimensional constraints result in the formation of nanowires, nanotubes. Energy density of states in quantum wires/nanotubes is different than in quantum wells.

4. The effective band gap in quantum wells is higher than bulk layer and band gap in nanowire/tube is higher than in a well.

5. Photon absorption or emission involves electronic transitions which depend on the density of states. Absorption coefficient in quantum wires is higher than in wells. It also starts at higher energy than band gap in bulk materials.

Page 4: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

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Overview cont.

6. Quantum wells are realized using barrier layers (e.g. AlGaAs barrier and GaAs well). Their shapes may be rectangular, parabolic, or mixed. Energy levels are obtained by solving Schrodinger equation using appropriate boundary conditions shape and effective mass of the material.

7. Carriers may tunnel from one quantum well to other or one quantum well to quantum dot if they are in vicinity and a finite probability exist. The probability or rate of tunneling is computed by solving the Schrodinger equation in various regions and finding the relative amplitude of wavefunctions.

8. Optical transitions may involve free carriers or formation of excitons.

9. Most of the electronic and photonic devices use semiconductor materials.

10. Semiconductors are direct energy gap or indirect gap. Metals do have not energy gaps. Insulators have above 4.0eV energy gap.

Page 5: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Examples of Nanodevices (p. 5)

5

Fig. 5. Topology of a fabricated FINFET.Ref. Bin Yu, L. Chang, S. Ahmed, H. Wang, S. Bell, C. Yang, C. Tabery, C. Ho, Q. Xiang, T-J. King, J. Bokor, C. Hu, M-R. Lin, and D. Kyser, “FinFET Scaling to 10nm Gate Length,” IEDM Tech. Digest, p. 251, December 2002.

A. Hokazono, k. Ohuchi, M. Takayanagi, Y. Watanabe, S. Magoshi, Y. Kato, T. Shimizu, S. Mori, H. Oguma, T. Sasaki, H. Yoshimura, K. Miyano, N. Yasutake, H. Suto, K. Adachi, H. Fukui, T. Watanabe, N. Tamaoki, Y. Toyoshima, and h. Ishiuchi, “14 nm gate length CMOSFETs utilizing low thermal budget process with poly SiGe and Ni salicide,” IEDM Tech. Digest, p. 639, December 2002.Fig. 7. Topology of a 14 nm fabricated FET.

n- n-

30nm n-channel

n+ n+

DrainSource

Hi- gate insulator [equivalent oxidethickness, EOT~15Angstroms]

gate insulator

Polysilicon / SiGe Gate

Lightly dopedsheath (LDS)

p-Si substrate

Strained layer Si onSiGe (transport channel)

Fig. 1. A typical MOSFET with sub-30nm channel.

Si-SubstrateEc

Ev

EF

Vacuum

SiO

2

SiO

2

Si D

ot

Control Gate

qSi

qSiO2

qs

Ec

Eg

t1DNCt2

A

BC

DE

H

FG

Si Substrate

DrainSource

SiO2

Control Gate

Si Dots

Floating Gate

Fig .2. Schematic cross-section of a floating

Fig .4 energy band model to program a

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Examples of Quantum dot lasers (p.8-9)

6

Page 7: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

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Why quantum well, wire and dot lasers, modulators and solar cells?Quantum Dot Lasers:•Low threshold current density and improved modulation rate.•Temperature insensitive threshold current density in quantum dot lasers. Quantum Dot Modulators:•High field dependent Absorption coefficient (α ~160,000 cm-1) : Ultra-compact intensity modulator •Large electric field-dependent index of refraction change (Δn/n~ 0.1-0.2): Phase or Mach-Zhender ModulatorsRadiative lifetime τr ~ 14.5 fs (a significant reduction from 100-200fs). Quantum Dot Solar Cells: High absorption coefficent enables very thin films as absorbers. Excitonic effects require use of pseudomorphic cladded nanocrystals (quantum dots ZnCdSe-ZnMgSSe, InGaN-AlGaN)

Table I Computed threshold current density (Jth) as a function of dot size in for InGaN/AlGaN Quantum Dot Lasers (p.11)

q and Jth

Quantum Dot Size 100100100Å 505050Å 353535Å

Defect Status

q Jth A/ cm2 =418nm

q Jth A/ cm2 =405nm

q Jth A/ cm2

=391nm

Negligible Dislocations

(ideal)

0.9 76

0.9 58

0.9 54

Traps N t=2.9x1017cm-

3 (Dislocations =1x1010 cm-2)

0.0068 10,118 0.0068 7,693 0.0068 7,147

Excitonic Enhancement (in presence of dislocations)

0.049 1,404 0.17 304 0.358 136

(Ref. F. Jan and W. Huang, J. Appl. Phys. 85, pp. 2706-2712, March 1999).

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Quantum confinement of carriers• Energy bands and carrier concentrations.

• Density of states in bulk, quatnum wells, quantum wires/nanotubes, nano-rods and quantum dots.

• Confinement and tunneling of carriers across potential barriers.

8

Page 9: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Optical transitions in nanostructures• Band to band free carrier transitions.

• Band to band transitions involving exciton formation.

• Light emission and absorption.

9

Page 10: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Energy bands

10

Fig. 8 and 9. p.119

k vector

Energy

E-K diagram of an indirectsemiconductor

Energy Gap Eg

k vector

Energy

E-K diagram of an directsemiconductor

Energy Gap Eg

Page 11: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Energy bands

11Fig. 13(b) and Fig. 13c. p.123-124

(Ref. F. Wang, “Introduction to Solid State Electronics”, Elsevier, North-Holland)

V(R) V0

2b<a-b 0 a a+b

)ba)(kcos()acos().bcosh()asin().bsinh(2

22

Page 12: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Absorption and emission of photons

12

Fig. 2 p.138

Conduction Band

Light Hole Band

Heavy Hole Band

So

)(

)()(

VtI

tPh CV

0

00 )()()( mmCV dhtPtP

Eghm0

21

23

3)2(

4)( gr Ehm

hVh

1)

2)

(Transition Probability)here, (h) is the joint density of states in a volume V (the number of energy levels separated by an energy

o

The joint density of states is expressed as Eq. 2B)

Pmo probability that a transition has occurred from an initial state ‘0’ to a final state ‘m’ after a radiation of intensity I(h) is ON for the duration t.

Page 13: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Nanophotonics

• Si nanophotonics

• Surface enhanced Raman effect via plasmon formation in thin metal films or gold nanoparticles.

• Plasmons are modified by functionalized nanoparticles enabling biosensing of proteins etc.

13

Page 14: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Si Nanophotonics (pp. 60-65)

14

Figure 1: Simple examples of 1D, 2D, and 3D photonic crystals. The different colors represent materials with different refractive indexes. Ref: Photonc Crystals: Molding the Flow of Light, by J. D. Joannopoulos

A physical device that possesses a photonic band gap (PBG) can be classified as a PBG structure. A photonic band gap is similar to the band gap of a semiconductor material, except that instead of comprising a range of energies, a PBG consists of a range of optical frequencies that cannot exist in the structure. PBGs arise because of the symmetry of a structure. For example, for a DBR (refer to previous write up on DBRs), a basic type of PGB structure, the PBG exists only for light normal to the plane of incidence. If the wavelength of light incident on the DBR is close enough to the wavelength for which it was designed, the light will be reflected at each layer interface. The light penetrating into the DBR is evanescent, i.e. decaying exponentially. Thus, modes within a frequency range centered at a frequency corresponding to this wavelength cannot exist within the DBR. We designate this range of frequencies the PBG of this particular DBR structure (it is possible for a structure to have multiple PBGs).

Photons are confined in a waveguide which comprise of a higher index of refraction layer (waveguide) sandwiched between two lower index (or cladding) layers). If there is a stack of these layers and spacing between cladding and waveguide layer is such that there is coupling between waveguides, we have a 1D photonic crystal which allows certain wavelengths and blocks others. This is considered having a photonic band gap. If this is done in two dimensions, we have a 2D photonic crystal as shown below. 2D and 3D photonic crystals are used to design narrow waveguides which can turn light 90 degrees.

Page 15: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Nanophotonics (pp.506-508)

15

Fig. 9(a) Flowchart showing nanophotonic devices based displays and energy efficient computing systems.

Fig. 9 (b) Si nanophotonics: Mach–Zehnder interferometer using photonic crystal waveguides 56.

Fig. 10(a) Energy conversion (solar cells) and storageSystem.

Fig. 10(b). Schematic of a dye-sensitized solar cell57.

QDot Optical Modulators &

LEDs/Si Nanophotonics

Pixel Addressing Platform/

Computing Architecture

Novel Displays/Energy Efficient

ComputingSolar Cells

Ultra-Capacitors Nanotechnology

Tracking, Storage & Power System

Interface

Alternate Energy System

Page 16: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

Biophotonics

16

Fig. 6(a) Overview of DNA sequencing system.

Fig. 6 (b) Flow chart showing pH based DNA sequencing.

Fig. 7(a) Implantable glucose sensor platform.

Fig. 7(b) Glucose sensing system architecture.

Floating-Gate FETs for pH

Sensing

pH Sensor Used for the Detection

of DNA Synthesis

System Architecture

Electronic Gene Sequencing

Floating Gate Transistor

pH detection using proton (H+) release and transistor gate

charge change

Shift in transistor characteristics proportional to change in pH

pH changes as a single DNA strand is

attached with complementary base

pairs, releasing protons (H+)

Glucose, Lactate, pH, O2

Implantable Nano-Sensors

Signal Processing, Solar Powering, & Communications

System Architecture

Continuous Monitoring of

Analytes

Figs. 6(a) and 6(b) address DNA/gene sequencing describing current methods (using optical detection and pyro-sequencing) and the emerging methods (chem-FET based pH sensing21). Figure 6(a) shows a system view with details in Figs. 6(b) and additional details in Fig. 12. The new electronic method provides faster DNA synthesis/gene sequencing 22-

23 in contrast to luminescence-based pyro-sequencing methods24. A one-hour teaching module (Figure 6) will expose students how a transistor (FET) can sense the H+ concentration (or pH value), which depends on number of bases of a reference DNA matching with the bases of a gene fragment DNA present in a target solution.

Figs. 7(a) and 7(b) show how an implantable sensor monitors glucose levels by producing a current.

Page 17: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

17

Semiconductor Background Review

Energy bands in semiconductors: Direct and indirect energy gap

N- and p-type doping,

Carrier concentrations: n*p=ni2

Fermi-Dirac Statistics & Fermi level

Drift and diffusion currents

P-n junctions: Forward/Reverse biased Heterojunctions

Page 18: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

18

Conductivity σ, Resistivity ρ= 1/ σ

Current density J in terms of conductivity and electric field E: J = E = (-V) = - V

I = J A = E (W d),

In n-type Si, nq n nno + q p pno

Page 19: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

19

Carrier Transport: Drift and Diffusion

Drift Current: In = Jn A = - (q n n) E A

Diffusion Current density: Jn= +q Dn n, [Fick's Law]

Total current = Diffusion Current + Drift Current

Einstein’s Relationship: Dn/μn =kT/q

Pnonno=ni2 n-Si ND=Nn=nno

Pponpo=ni2 p-Si NA=Pp=Ppo

Page 20: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

20

Drift and Diffusion of holes in p-Si

In p-type Si,

The conductivity is: nq p ppo + q n npo

Drift Current: Ip drift = Jp A = (q p p) E A

Diffusion Current density: Jp= - q Dp p, [Fick's Law]

Diffusion current: Ip diff = - q A Dp p

Einstein’s Relationship: Dn/μn =kT/q

Total hole current = Diffusion Current + Drift Current

Ip= - q A Dp p + (q p p) E A

Page 21: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

21

Carrier concentrationWhen a semiconductor is pure and without impurities and defects,

the carrier concentration is called intrinsic concentration and it is denoted by ni. i.e.

n=p=ni.

ni as a function of Temperature, see Figure 17 (page 28) and Fig. 11 (page 69).

Also, ni can be obtained by multiplying n and p expressions (apge 68 of notes)

2kT

E3/4

pn

2/3

2i

kT

E3/2

4

2pn

22

g

g

e)mm(h

kT 22n

eh

(kT)mm π44

in

Page 22: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

22

Extrinsic Semiconductors: Doped n- and p-type Si, GaAs, InGaAs, ZnMgSSe IIIrd or Vth group elements in Si and Ge are used to dope them to increase their hole and electron concentrations, respectively.

Vth group elements, such as Phosphorus, Arsenic, and Antimony, have one more electron in their outer shell, as a result when we replace one of the Si atoms by any one of the donor, we introduce an extra electron in Si.

These Vth group atoms are called as donors. Once a donor has given an electron to the Si semiconductor, it becomes positively charged and remains so. Whether a donor atom will donate its electron depends on its ionization energy ED. If there are ND donor atoms per unit cm3, the number of the

ionized donors per unit volume is given by

e

2

1+1

1-1 NN

kT

)E-E(D+D

fD

Page 23: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

23

Fermi-Dirac Statistics

We have used a statistical distribution function, which tells the probability of finding an electron at a certain level E. This statistics is called Fermi-Dirac statistics, and it expresses the probability of finding an electron at E as

 

Ef is the energy at which the probability of finding an electron is ½ or 50%.

 In brief, donor doped semiconductors have more electrons than holes.

e+1

1 Ef

kT

)E-E( f )(

E

Page 24: 1 ECE 4243/6243 Fall 2015 Nanoscience and Nanotechnology-I L1 Overview, September 1, 2011 UConn, F. Jain Office hours: Tu 1:30-2:30pm, W 1:00-2:30pm Improved.

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Acceptors and p-type semiconductors: We can add IIIrd group elements such as Boron, Indium and Gallium in Si. When they replace a Si atom, they cause a deficiency of electron, as they have three electrons in their outer shell (as compared to 4 for Si atom). These are called acceptor atoms as they accept electrons from the Si lattice which have energy near the valence band edge Ev. Eq. 12 expresses the concentration of ionized acceptor atoms (on page 71).

N-A is the concentration of the ionized acceptor atoms that have accepted

electrons. EA is the empty energy level in the acceptor atom.

Hole conduction in the valence band: The electron, which has been accepted by an acceptor atom, is taken out of the Si lattice, and it leaves an empty energy state behind. This energy state in turn is made available to other electrons. It is occupied by other electrons like an empty seat in the game of musical chairs. This constitutes hole conduction.  

e41

+1

1*N=N

kT

)E-E(A-A

fA

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25

Donors and acceptors in compound semiconductors (see Problem set before chapter 1, p. 26)

Semiconductors such as GaAs and InGaAs or ZnMgSSe are binary, ternary, and quaternary, respectively. They represent III-V and II-VI group elements.

For example, the doping of GaAs needs addition of group II or VI elements if we replace Ga and As for p and n-type doping.

In addition, we can replace Ga by Si for n-type doping. Similarly, if As is replaced by Si, it will result in p-type doping. So Si can act as both n and p-type dopant depending which atom it replaces.

Whether Si is donor or acceptor depends on doping temperature.

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Calculation of electron and hole concentrations in n-type and p-type semiconductors

Method #1: (simplest)Simple expressions for electron and hole concentrations in n-Si having ND

concentration of donors (all ionized). Electron concentration is n = nn or nno =ND, (here, the subscript n means on the n-side or in n-Si; additional subscript ‘o’ refers to equilibrium). Hole concentration is pno =ni

2/ND.

For p-Si having NA acceptor concentration (all ionized), we have p= pp =NA, and electron concentration npo= (ni

2)/NA,

 Method#2 (simpler)Here, we start with the charge neutrality condition. Applying charge neutrality, we get: total negative charge density = total positive charge densityi.e. qND

+ + qpno = qnno, here pno and nno are the hole concentrations in the

n-type Si at equilibrium. But pno or hole concentration = ni2/ND. Substituting pno

in the charge neutrality equation, we get electron concentration by solving a quadratic equation [Eq 8, page 71]. Its solution is: n4+NN

2

1=n 2

i2DDn

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27

Method#3 (Precise but requires Ef calculations)

qND+ + qpno = qnno, Charge neutrality condition in n-type

semiconductor can be written as:[Eq. 6 on page 70]

eh

kTm22 = e

h

kTm22+

e+1

1-1N kT

E

2

n2

3

kT

)EE(-

2

p2

3

kT

)E-E(D

fgf

fD

Here, we have ignored the factor of ½ from the denominator of the first term. In this equation, we know all parameters except Ef. One

can write a short program and evaluate Ef or assume values of Ef

and see which values makes left hand side equal to the right hand side.

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28

Effect of Temperature on Carrier Concentration

The intrinsic and extrinsic concentrations depend on the temperature.

For example, in Si the intrinsic concentrations at room temperature (~300K) is ni =1.5x1010 cm-3. If you raise the temperature, its value

increases exponentially (see relation for ni).

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Carrier concentration expression [review pages 53-59]

The electron concentration in conduction band between E and E+dE energy states is given by

dn = f(E) N(E) dE.To find all the electrons occupying the conduction band, we need to integrate the dn expression from the bottom of the conduction band to the highest lying level or energy width of the conduction band. That is, [see page 56 notes]The density of states N(E) will change if we are dealing with quantum wells, wires, dots. This leads to electron concentration (see page 57): This equation assumes that the bottom of the conduction band Ec = 0.

0

)()( dEEfENn

e h

kTm22=n kT

E

2

n

3/2f

An alternate expression results, if Ec is not assumed to be zero.

e h

kTm22=n kT

)E-E(

2

n

3/2fc

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30

 Direct and Indirect Energy Gap Semiconductors

k vector

Energy

E-K diagram of an indirectsemiconductor

Energy Gap Eg

k vector

Energy

E-K diagram of an directsemiconductor

Energy Gap Eg

Fig. 10b. Energy-wavevector (E-k) diagrams for indirect and direct semiconductors (page 17). Here, wavevector k represents momentum of the particle (electron in the conduction band and holes in the valence band). Actually momentum is = (h/2)k = k

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31

Electrons & Holes Photons Phonons

Statistics F-D & M-B Bose-Einstein Bose-Einstein

Velocity 

vth ,vn

1/2 mvth2 =3/2 kT

Light c or v = c/nr

nr= index of refraction

Soundvs = 2,865 meters/s in GaAs

Effective Mass 

mn , mp

(material dependent)

No mass No mass

 Energy 

E-k diagramEelec=25meV to 1.5eV

ω-k diagram (E=hω)ω~1015 /s at E~1eVEphotons = 1-3eV

ω-k diagram (E= ω)ω~5x1013/s at E~30meVEphonons = 20-200 meV

 Momentum 

P= kk=2π/λλ=2πvelec/ω

momentum: 1000 timessmaller than phonons and electrons

P= kk=2π/λλ=2πvs/ω

(page 17).

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32

P-n Junctions (pp. 20-28)

n

NNq

kT=

p

p

q

kT=voltage in-Built=V 2

i

DA

no

pobi lnln

)NN(2

NNqp

p

qkT

=)NN(2

NNqV

=W

DAor

DA

no

po2

1

DAor

DA

bi2

1

ln

Use (Vbi – Vf) for forward-biased junctions, and (Vbi + Vr ) for reverse-biased

junctions.

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33

Shockley's equation (p. 28)

1)-e(J=J kTVq

s

f

1)-e(I=I=A J kTVq

s

f

Here, the reverse saturation current Is = A Js, and reverse saturation current

density Js is

 

Here, Dp is the diffusion coefficient of holes, pno is the hole concentration

under equilibrium on n-Si side, Lp is the diffusion length of holes (L2p = Dp x

p). p is the average lifetime of injected holes.

Similarly, Ln is the diffusion length of electrons injected from n-side into p-

side and npo is the minority electrons on p-side at equilibrium. 

L

nDq+

L

pDq=J

n

pon

p

nops

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34

Charge distribution, Field, Built-in Voltage (p.22)

xNq

-=xNq

-=E noDoAlGaAs

pooGaAs

A

max

Poisson's Equation ·D = ·V

Or, 2V= -r,= q(ND+ + p- NA

- -n)]

(W)E2

1-=)x+x(E

2

1-=V=- mponombipn

WxNq

2

1=V or,

WxNq

2

1=V

or

noAbi

or

poAbi

W=xx nopo

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35

Vbi

W

0-Xp0 Xn0

P N

X

q Voltage=q

Vbi

W

0-Xp0Xn0

P N

X

Voltage

Edx-=d

Edx-=-=d xx-pnno

po

n

p

(a) Voltageas a function of distance (Since field E is negative, the negative sign makes itpositive. As a result the potential increases parabolically as we go from p-side to the n-side).

p

n

(b) Electron energy as a function of distance (Multiply the voltage with electroncharge which is negative q. The negative q makes q to change sign with respect topart (a). That is, the energy of electron is higher in p-Si than in n-Si).

P N

qVbi

(c) Energy band diagram of a p-n junction. Electron energy in the conduction bandof p-Si is higher than of electron in the conduction band of n-Si.

-Xp0Xn0

0

Fig. 4. Schematic representation of energy band diagram for a p-n junction showing electron energy.

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36

Energy band diagrams: Homojunction & Heterojunction

Vbi

W

0-Xp0 Xn0

Ec

Ev

Ef

P N

p-AlGaAs n-GaAs

Ec

Ev

W

0-Xp0 Xn0

Ec

Ev

Ef

Eg ~ 1.9 eV

Eg = 1.424 eV

Homojunction

Heterojunction

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37

Equilibrium

(VA)

-xp xn0 lnlp

p n

NA = 1019 cm-3

NA = 1019 cm-3

VA

I

Non-equilibrium

x

nepe

-xpo xno0 lnlp

p n

o

NA = 1019 cm-3

ND = 1016 cm-3

n(x)o

p(x)o

E(x)

NA

NDFig. 5.Carrier distribution in a p-n junction under equilibrium and under non-equilibrium (under forward biasing).

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38

Energy band diagrams in Heterojunctions (p.25)

N-AlGaAsp-GaAs

Eg1

Eg2

EfN2

Efp1

Ec2

Ec1

Ev2

Ev1

q2 q1

Ec

Reference vacuum level

q2

q1

Ei Ei

Ec-Efp

Ei-Efn

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39

Energy band diagrams in Heterojunctions (p.25)

By definition, the built in voltage is the difference between the two Fermi levels (Efp1 and Efn2 for p-GaAs and n-AlGaAs, respectively. Here, we have not used

the Ei we use the difference between the Fermi level and the band edge (i.e.

either Ec2-EfN2 or Efp1-Ev1).

qVbi = - q(q[(c2 - Efn2) –{gp1 – (Efp1 –Ev1)}]

= - q[(gp1 + (Ec2 - Efn2) + (Efp1 –Ev1)]

qVbi = Ec + gp1 -(Ec2 - Efn2) - (Efp1 –Ev1)

Vbi =1/q[Ec + gp1 -(Ec2 - Efn2) - (Efp1 –Ev1)]

Here, (Ec2 - Efn2) = (kT) ln(NC/n)

 and, (Efp1 –Ev1) = + (kT) ln(Nv/p)

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40

p-AlGaAs n-GaAs

Ec

Ev

W

0-Xp0 Xn0

Ec

Ev

Ef

Eg ~ 1.9 eV

Eg = 1.424 eV

Energy band diagram in a heterojunction P-AlGaAs/n-GaAs.

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41

Heterojunctions and Junction Fabrication Techniques

Heterojunctions General: • Higher injection efficiency with lower doping levels in the wider energy gap

semiconductor

• Laser Diodes: Carrier confinement in a narrow layer, if needed (useful in lasers to generate photons in a narrow layer (smaller d); minority carriers are not as readily injected from a narrower gap material into wider gap material.

• Laser Diodes:Photon confinement in a three layer sandwich of low-high-low index of refraction (e.g. AlGaAs-GaAs-AlGaAs); nrAlGaAs)<nr(GaAs). See homework #1.

• Quantum Well Lasers: thin low energy gap active layer permits confinement of carriers in very narrow layer (~50-70Angstroms) forming quantum wells and providing lower threshold operation.

• Quantum wire and quantum dot lasers: Lower threshold and temperature insensitivity

L

)pD(+

L

)nD(L

)nD(

=

1)-e(L

pDqA+

L

nDqA

1)-e(L

nDqA

=)x(-I+)x(I

)x(I

p

nop

n

pon

n

pon

kT

Vq

p

nop

n

pon

kT

Vq

n

pon

nppn

pninj

f

f

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42

• Solar cells: wider gap semiconductor acts as the window where photons enter the device and are absorbed in the lower energy gap material

• Solar cells: Provides higher operating voltage for a given current; and minimize recombination of carriers at the surface.

• Heterojunction Bipolar transistors (HBTs): High injection efficiency even with lower emitter concentrations permits the use of a very highly doped base. This in turn reduces the base transit time 9one of the main factors limiting the unit gain cutoff frequency fT.

• Flexibility in designing higher current gain, reducing resistance (e.g. sub-collector).

Why heterojunctions?

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43

Density of states summary

3D 2D Well 1D Wire 0-D Box

3-D (bulk)No confinement

2-D (Quantum well)1-D of confinement

1-D (Quantum wire)2-D of confinement

0-D (Quantum dot)3-D of confinement

Density of States N(E)

Plots

N(E)

Energy level

N(E)

E1/2

EE2E1

2

12

3

22.2

2

1E

h

me

N(E)

E1/2

EE2E1

n

enz

z

e EEULh

m.

2

N(E)

EE2E1

en eyn

enz

yz

e

EEE

LLh

m

, 21

,

2

2

N(E)

E

d(E)

E1,2

kln

enx

eny

enz

zyx

EEEELLL,,

.1 d

0

2

122

,,.2

VLmFL

n

m

hE ze

ze

enz

22

2

2 yxe

enz

e kkm

hEE

ii a

nk

2

2

2 xe

eny

enz

e km

hEEE


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