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1 Electrification Life Cycle of Incipient Thunderstorms 1 Enrique V. Mattos 1 , Luiz. A. T. Machado 1 , Earle R. Williams 2 , Steven J. Goodman 3 , 2 Richard J. Blakeslee 4 , Jeffrey Bailey 5 3 4 1 Instituto Nacional de Pesquisas Espaciais, Centro de Previsão de Tempo e Estudos 5 Climáticos, Rodovia Presidente Dutra, km 40, Cachoeira Paulista, SP, 12630000, Brasil 6 2 Massachusetts Institute of Technology-Parsons Laboratory, Cambridge, MA, USA 7 3 National Oceanic and Atmospheric Administration (NOAA/NESDIS/GSFC), 8 Greenbelt, MD, USA 9 4 NASA George C. Marshall Space Flight Center/NSSTC, Huntsville, AL, USA 10 5 The University of Alabama in Huntsville, Huntsville, AL, USA 11 12 Submitted to Journal of Geophysical Research (JGR-Atmospheres) 13 August 2016 14 15 Communicating author: Enrique V. Mattos ([email protected]) 16 17 Key Points: 18 The majority of first cloud-to-ground flashes are preceded by intracloud 19 lightning 20 Initial positive differential reflectivity anomaly is present aloft, associated with 21 supercooled raindrops 22 Reduced differential reflectivity is present before and during the time of the 23 initial lightning flash 24 25
Transcript

1

Electrification Life Cycle of Incipient Thunderstorms 1

Enrique V. Mattos1, Luiz. A. T. Machado1, Earle R. Williams2, Steven J. Goodman3, 2

Richard J. Blakeslee4, Jeffrey Bailey5 3

4

1Instituto Nacional de Pesquisas Espaciais, Centro de Previsão de Tempo e Estudos 5

Climáticos, Rodovia Presidente Dutra, km 40, Cachoeira Paulista, SP, 12630000, Brasil 6

2Massachusetts Institute of Technology-Parsons Laboratory, Cambridge, MA, USA 7

3National Oceanic and Atmospheric Administration (NOAA/NESDIS/GSFC), 8

Greenbelt, MD, USA 9

4NASA George C. Marshall Space Flight Center/NSSTC, Huntsville, AL, USA 10

5The University of Alabama in Huntsville, Huntsville, AL, USA 11

12

Submitted to Journal of Geophysical Research (JGR-Atmospheres) 13

August 2016 14

15

Communicating author: Enrique V. Mattos ([email protected]) 16

17

Key Points: 18

• The majority of first cloud-to-ground flashes are preceded by intracloud 19

lightning 20

• Initial positive differential reflectivity anomaly is present aloft, associated with 21

supercooled raindrops 22

• Reduced differential reflectivity is present before and during the time of the 23

initial lightning flash 24

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2

Index terms 26

3304 - Atmospheric Processes: Atmospheric electricity 27

3314 - Atmospheric Processes: Lightning 28

3324 - Atmospheric Processes: Convective processes 29

3360 - Atmospheric Processes: Remote sensing 30

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Keywords 32

Polarimetric Radar; Lightning Localization System; First Cloud-to-Ground Lightning 33

Flash; First Radar Echo, Graupel; Supercooled Raindrops, Differential Reflectivity 34

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Abstract 51

This work evaluates how clouds evolve to thunderstorms in terms of microphysical 52

characteristics and produces the first intracloud (IC) and cloud-to-ground (CG) 53

lightning flashes. Observations of 46 compact isolated thunderstorms during the 54

2011/2012 spring-summer in Southeast Brazil with the X-band polarimetric radar and 55

two- and three-dimensional Lightning Location Systems demonstrated key parameters 56

in a cloud’s vertical structure that produce the initial electrification and lightning 57

activity. The majority (98 %) of the first CG flashes were preceded (by approximately 6 58

min) by intracloud (IC) lightning. The most important aspect of the observations going 59

into this paper, which came originally from the visual examination of a large number of 60

thunderstorms, is that an initial positive differential reflectivity (ZDR) (associated with 61

supercooled raindrops) evolved to reduced ZDR (and even negative values) in the cloud 62

layer between 0° and to -15°C before and during the time of the initial lightning, 63

suggesting evolution from supercooled raindrops to frozen particles promoting the 64

formation of the conical graupel. An enhanced negative specific differential phase (KDP) 65

(down to -0.5 ° km-1) in the glaciated layer (above -40 °C) was predominantly observed 66

at the time of the first CG flash, indicating that ice crystals, such as plates and columns, 67

were being aligned by a strong electric field. These results demonstrate that the 68

observations of ZDR evolution in the mixed layer and negative KDP in the upper levels of 69

convective cores may provide useful information on thunderstorm vigor and lightning 70

nowcasting. 71

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4

1 Introduction 76

Lightning is recognized as an important atmospheric component; however, the 77

knowledge about thunderstorms electrification process and its life cycle is still limited. 78

Understanding this process and the thunderstorm life cycle will help develop 79

nowcasting tools and lightning parameterization in numerical weather models. The 80

common aspect provided by experimental simulations and observational studies is that 81

collisions between graupel and small ice crystals inside an environment dominated by 82

supercooled water and strong updrafts is the primary process of thunderstorm 83

electrification [Reynolds et al., 1957; Takahashi, 1978]. Cloud microphysical 84

estimations from weather radar have provided a significant improvement in the 85

understanding of hydrometeors characteristics and the production of lightning in 86

thunderstorms [Workman and Reynolds, 1949; Reynolds and Brook, 1956; Goodman et 87

al., 1988; Buechler and Goodman, 1990; Hondl and Eilts, 1994; Jameson et al., 1996]. 88

Nevertheless, the understanding on how the clouds evolve, from the first cloud droplets 89

to full thunderstorms and how the first intracloud (IC) lightning and cloud-to-ground 90

(CG) lightning flashes are produced using an large sample of compact and isolated 91

thunderstorms is still lacking. 92

Observations provided by single and dual-polarization radar have shown an organized 93

progression from the first development of supercooled raindrops to the initial 94

electrification [Workman and Reynolds, 1949; Reynolds and Brook, 1956; Krehbiel, 95

1986; Goodman et al., 1988; Ramachandran et al., 1996; Jameson et al., 1996; Bringi et 96

al., 1997; Lopez and Aubagnac, 1997; Carey and Rutledge, 2000; Bruning et al., 2007; 97

MacGorman et al., 2008; Woodard et al., 2012; Mecikalski et al., 2015; Stolzenburg et 98

al., 2015]. Workman and Reynolds [1949] evaluated the initial electrification in twelve 99

summer storms in New Mexico and reported the occurrence of the first IC lightning 100

5

approximately 13 min following the first radar echo and coincident with the time that 101

the radar echo begins to descend. Meanwhile, Reynolds and Brook [1956] showed that 102

initial electrification in thunderstorms is associated with a rapid vertical development of 103

the initial radar-precipitation echo. Goodman et al. [1988] used polarimetric radar and 104

documented the first IC lightning event approximately 4-6 min after water at the top of 105

a supercooled column froze and radar-inferred graupel particles had formed. On the 106

other hand, Ramachandran et al. [1996] analyzed several convective cells within two 107

Florida storms with in situ aircraft and polarimetric radar observations. They observed 108

the first CG lightning 15 min after the first radar echo and after the development of ice 109

phase precipitation via the freezing of supercooled rain within the upper portion of the 110

updraft region, followed by the appearance of an electric field of tens of kilovolts per 111

meter close to -6°C isotherm. Additionally, Jameson et al. [1996] showed that the onset 112

of electrification coincided with the appearance of significant volumes of differential 113

reflectivity (ZDR) above the -7 °C level. More recently, Stolzenburg et al. [2015] 114

examined the initial electrification of New Mexico thunderstorms and documented the 115

initiation of the first IC flash at temperatures between -10° and -20°C and 5-8.6 min 116

after of the earliest deflection of electric field at surface. The authors documented that 117

the initial electrification became evident at the surface after stronger reflectivity ZH (40 118

dBZ) developed above the -5°C isotherm, and a rapid growth of the surface electric 119

field was observed after this ZH extended above the -15°C isotherm. The results 120

suggested also that the radar data with higher time resolution could improve the lead 121

time by 2-7 min in detecting the onset of initial electrification compared with the 122

electric field measurements at the surface. 123

Indeed, the aforementioned studies show the importance of the regions with larger 124

raindrops above the melting layer (defined as +ZDR-columns) for the formation of 125

6

graupel embryos, that in turn, such mixed-phase hydrometeors (graupel, ice crystals and 126

supercooled raindrops) are fundamental for the early cloud electrification. ZDR-columns 127

and their vertical extent are well correlated with the updraft intensity [Hall et al., 1980, 128

1984; Caylor and Illingworth, 1987; Illingworth et al., 1987; Bring et al., 1991; 129

Herzegh and Jameson, 1992; Conway and Zrnic, 1993; Ryzhkov et al., 1994; Hubbert et 130

al. 1998; Smith et al. 1999; Picca et al., 2010; Kumjian et al., 2012; Kumjian et al., 131

2014; Homeyer and Kumjian, 2015; Snyder et al., 2015]. The pioneering work 132

presented by Hall et al. [1984] documented a narrow column of strong ZH (~ 48 dBZ) 133

and positive ZDR (~ +2.5 dB) reaching 1.5 km above the melting layer, which was 134

interpreted as supercooled water carried upward by strong updraft. Illingworth et al. 135

[1987] also documented positive ZDR (~ +3 dB) and moderate ZH (~ 30 dBZ) extending 136

up to the -10°C level in developing convective clouds and attributed this observation to 137

a low concentration of large (> 4 mm diameter) supercooled raindrops. Their 138

observations suggested also that ZDR-columns persist for less than ten minutes with drop 139

diameters between 1 and 2 km. The authors argued that such a low concentration of 140

large raindrops could be efficient as hail embryos, growing to large hailstones after the 141

freezing process due to the lack of competition for cloud water. Hubbert et al. (1998) 142

evaluated polarimetric radar measurements and ground observations of hail in Colorado 143

and documented that 30-40 % of the hailstones contained frozen drop embryos. This 144

result showed the importance of mixed-phase particles in the upper portion of the ZDR-145

columns for the formation of hail. In addition, Smith et al. [1999] evaluated ZDR 146

signatures and linear depolarization ratio (LDR) using 3-cm radar and compared with in 147

situ photographs and shadowgraphs of precipitation particle observations by the T-28 148

aircraft in a Florida convective storm. ZDR-columns presented large positive ZDR (+2-3 149

7

dB) and large LDR (-24 and -30 dB) close to -10°C level, possibly indicating the initial 150

freezing of rain. 151

More recently, Homeyer and Kumjian [2015] analyzed the behavior of the polarimetric 152

signature in three different overshooting convective thunderstorms: organized 153

convection, discrete ordinary convection, and discrete supercell convection. Their 154

results revealed deep columns of highly positive ZDR and specific differential phase 155

(KDP) representing the lofting of liquid hydrometeors within the convective updraft and 156

above the melting level. The formation of ZDR-columns is frequently attribute for the 157

condensation and coalescence process through of updrafts regions [Illingworth et al., 158

1987] and alternatively associated the existence of ultragiant nuclei serving to the 159

growth of large drops [Caylor and Illingworth, 1987]. These regions are a probable 160

source area for graupel embryos, produced by raindrops frozen inside those columns, 161

which are fundamental for early electrification and lightning [Conway and Zrnic´, 1993; 162

Carey and Rutledge, 1998]. Woodard et al. [2012] showed that the +ZDR-columns are a 163

useful parameter for radar-based operational forecasting algorithms for lightning 164

initiation. 165

Many works have demonstrated that electric fields in clouds can also influence the 166

orientation of ice crystals with oblate and prolate shapes [Weinheimer and Few, 1987; 167

Metcalf, 1993, 1995; Krehbiel et al., 1996; Caylor and Chandrasekar, 1996; Metcalf, 168

1997; Foster and Hallett, 2002; Ventura et al., 2013; Mattos et al., 2016]. In conditions 169

of strong electric field ice crystals are mostly vertically-oriented. When detected by 170

polarimetric radars these hydrometeors traditionally present negative values for 171

differential propagation phase (∅DP) [Caylor and Chandrasekar, 1996; Ryzhkov and 172

Zrnic, 2007; Carey et al., 2009] and negative KDP [Caylor and Chandrasekar, 1996; 173

Carey et al., 2009; Hubbert et al., 2014a; Mattos et al., 2016]. For example, Caylor and 174

8

Chandrasekar [1996] found that ∅DP and KDP gradually decrease and then abruptly 175

increase after lightning. The authors documented changes of 5° in ∅DP and a systematic 176

minimum peak in KDP of approximately -0.9 °km-1 in the height range 7-14 km just 177

before lightning occurrences. More recently, Mattos et al. [2016] documented the 178

polarimetric behavior as a function of the lightning density and observed that negative 179

KDP is observable only in conditions with the strongest lightning frequency. However, 180

the larger unaligned graupel-ice crystals mixture could mask the electrical alignment of 181

ice crystals as indicated by the change in KDP measurements as discussed in previous 182

studies [Marshall et al., 2009; Carey et al., 2009]. Carey et al. [2009] evaluated the 183

polarimetric signatures of ice particles using a T-Matrix approach and found that in 184

regions with ZH > 40-45 dBZ, the |KDP| of graupel can be on the order of the |KDP| of 185

vertically-oriented plate ice crystals. These results suggested that in a graupel-plate 186

mixture, horizontally-oriented graupel can mask the electrical alignment signature that 187

would otherwise be present in the KDP of vertically-oriented plates alone. Recently, 188

Hubbert et al. [2014a] evaluated the nature of the ice crystals causing negative KDP in 189

polarimetric measurements from S-band polarimetric radar. The results suggested two 190

types of ice crystals: 1) smaller aligned ice crystals (columns or plates) with relatively 191

small ZH and 2) larger aggregates or graupel randomly oriented with larger ZH that 192

masks the ZDR of the smaller aligned ice crystals. The interpretation of these results has 193

been supported by satellite measurements. Satellite measurements at microwave 194

frequencies (85 GHz) have shown negative differences in brightness temperature (TB) 195

in the 85 GHz channel (TBV-TBH) associated with strong lightning frequency [Prigent 196

et al., 2005; Mattos and Machado, 2011]. Mattos and Machado [2011] documented that 197

CG lightning rate increases linearly with polarization reduction, suggesting that such 198

9

polarization differences could be explained by relatively large and non-spherical 199

particles that are mostly vertically oriented. 200

Some works showed also that stratiform regions of summer squall lines can exhibit 201

strong electric fields sufficient for lightning initiation [Chauzy et al., 1980; Engholm et 202

al., 1990], which could promote negative ZDR. On the other hand, snowstorms with 203

moderate snowfall rates probably do not have strong electric fields. For example, 204

Williams et al. [2015] documented predominantly positive ZDR in snowstorms and warm 205

season stratiform systems, indicating that the vertical electric fields they contain are not 206

sufficient to reorient ice crystals and change the sign of ZDR. 207

Other works have documented that negative ZDR could be caused also by graupel 208

particles [Wiens et al., 2005; Dolan and Rutledge, 2009; Evaristo et al., 2013; Homeyer 209

and Kumjian et al., 2015; Stolzenburg et al., 2015; Oue et al., 2015; Bringi et al., 2016]. 210

For example, Dolan and Rutledge [2009], using a T-matrix scattering model for several 211

different hydrometeor types, suggested the presence of negative ZDR associated with 212

graupel particles. High-density graupel may have negative ZDR values with relatively 213

large reflectivity. Consistent with this picture, Evaristo et al. [2013] showed a linear 214

decrease in ZDR with the cone apex angle of conical graupel; for instance, a ZDR of 215

around -1.2 dB was obtained for 30°. Bringi et al. [2016] documented negative ZDR (~ 216

−0.3 to −0.7 dB) values along a vertical column in a winter storm at high plains region 217

of Colorado. The results suggested that conical graupel were more prevalent in the 3.5-218

4.0 km Mean Sea Level (MSL) height layer of the echo cores where ZDR tended to be 219

slightly more negative. More recently, Homeyer and Kumjian [2015] documented a 220

near-zero ZDR minima in organized and discrete supercells close to and at altitudes 221

higher than the updraft column features, indicating the presence of large hail. 222

Additionally, minimum ZDR and negative KDP was observed throughout the portion of 223

10

the convective cores of organized convective systems that overshot the tropopause, 224

suggesting signatures from small hail and/or lump or conical graupel. 225

Understanding the relationships between the characteristics of polarimetric radar in the 226

early development of clouds and the production of the first lightning could be very 227

useful for lightning nowcasting and lightning parameterization. The basic aspects of 228

cloud electrification have been described in several studies; however, cloud evolution 229

during the electrification life cycle, from the first radar echo until the moment of the 230

first IC and CG flashes, has not been completely defined. What is different for this work 231

from prior studies is the extensive documentation of the first IC and CG lightning 232

flashes using two- and three-dimensional lightning location systems together with time-233

resolved polarimetric observations for a special subset of storms with lower attenuation. 234

The thunderstorms studied in this work are very compact clouds (~ 9 km of diameter) 235

and this procedure enabled a simpler physical interpretation of early thunderstorm 236

development and with reduced radar attenuation operating in the X-band. In addition, 237

this study aims to evaluate the signatures from conical graupel using X-band radar with 238

signatures strongly tied to the initial electrification of these thunderstorms. Therefore, 239

this study aims to cover these aspects based on case studies and a large statistical 240

analysis of 46 isolated compact thunderstorm life cycles. 241

Section 2 presents the general aspects of the CHUVA-Vale campaign and the radar and 242

lightning observations that were employed. Section 3 presents the methodology, in 243

section 4 are discussed in details three case studies and in section 5 the statistical 244

analysis of the 46 thunderstorms. The discussion and the main conclusions are presented 245

in section 6. 246

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2 The CHUVA-Vale Campaign 249

The CHUVA (Cloud Processes of the Main Precipitation Systems in Brazil: A 250

Contribution to Cloud Resolving Modeling and to the Global Precipitation 251

Measurement) project’s main scientific motivation was to contribute to the 252

understanding of cloud processes, which represent one of the least understood 253

components of the weather and climate system. During five years (from 2010 to 2014) 254

the CHUVA project has conducted several field campaigns in Brazil [see Machado et 255

al., 2014 for a detailed description]. The CHUVA-Vale campaign’s objective was to 256

understand the cloud processes that evolve when clouds transform into thunderstorms. 257

The CHUVA-Vale campaign took place during the Brazilian spring-summer (from 258

November 2011 to March 2012) in São José dos Campos, in Southeast Brazil. The 259

essential datasets used in this study were the polarimetric variables from the XPOL 260

radar, the return stroke information provided by the Brazilian Lightning Detection 261

Network (BrasilDAT) and the Very Low Frequency (VHF) radiation sources from the 262

São Paulo Lightning Mapper Array (SPLMA). Figure 1 shows the location of the XPOL 263

radar (gray diamond) and the lightning sensors from the BrasilDAT (blue stars) and 264

SPLMA (red filled circles) networks. Asterisks represent the locations of the 46 265

incipient thunderstorms at the time of the first CG lightning flash. 266

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2.1. XPOL radar and Data Post-processing 268

To identify and track the polarimetric signatures in the thunderstorms we utilized all the 269

volume scans from the mobile XPOL (9.345 GHz) polarimetric radar. We evaluated the 270

horizontal reflectivity (ZH, dBZ), differential reflectivity (ZDR, dB), specific differential 271

phase (KDP, ° km-1) and the correlation coefficient (ρHV) [see Straka et al., 2000 for a 272

detailed description of these variables]. The XPOL strategy was consistently performed 273

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every 6 minutes, and included a 4 minute standard volumetric scan with 13 elevations 274

from 1.0 ° to 25.0 ° and radar samples resolved to 150 m in range and 1.0 ° in azimuth. 275

The strategy also included a scan at 89 ° elevation with full azimuthal rotation for 276

purposes of ZDR calibration (offset check) and specific Range Height Indicator (RHI) 277

scans. 278

The radar data were post-processed following several steps to correct the raw data for 279

attenuation and the ZDR offset. To correct the attenuation in ZH, the so-called Rain 280

Profiling Algorithm (ZPHI) proposed by Testud et al. [2000] was applied. The 281

reflectivity field was compared with a nearest S-band radar (distant 50 km far from 282

XPOL radar). The XPOL radar captured very well the storms structure in comparison 283

with the S-band radar. However, for higher XPOL reflectivity values (~ 40-60 dBZ) a 284

negative BIAS (around -5 dBZ) was found as well as for the comparison with the 285

reflectivity simulated through the T-matrix method using information from the 286

disdrometer. For higher reflectivity values the XPOL radar attenuation correction 287

scheme does not fully correct the reflectivity field. Section 3 discusses this effect in the 288

results and the limitations on the storm selection to reduce these uncertainties. 289

Differential attenuation in ZDR is experienced when radiation moves through 290

populations of oblate raindrops; this was corrected using the method of linear ∅DP, 291

which considers the total differential attenuation to be linearly proportional to ∅DP 292

[Bringi et al., 2007]. The ZDR average and median corrections were 0.3 and 0.2 dB, 293

respectively. The offset in ZDR due to the imbalance of the horizontal and vertical 294

channels was determined for three periods of the CHUVA-Vale campaign: -0.27 dB 295

(period before the exchange of the radome), -0.33 dB (period after the exchange of the 296

radome) and -0.59 dB (period after the calibration/substitution of components) 297

[Sakuragi and Biscaro, 2012]. 298

13

To compute KDP an iterative finite impulse response (FIR) range filter developed by 299

Hubbert and Bringi [1995] was applied to the raw ∅DP data. This filter smoothes ∅DP 300

and an interactive methodology was performed to remove ∅DP deviations caused by 301

backscatter differential phase shift (δ) from large oblate particles. The KDP values were 302

derived by a least-squares regression of ∅DP over several range gates. The average δ 303

observed for the dataset was 0.3°. Comparisons between the polarimetric variables from 304

the T-matrix method using a Joss disdrometer and the variables estimated by the XPOL 305

radar showed average disagreements (radar-disdrometer) of -0.04 dB (ZDR) and of -0.07 306 ° km-1 (KDP). Further details of the data post-processing in the CHUVA experiment can 307

be found in Schneebeli et al. [2012]. In the foregoing analysis, these corrections were 308

included in the ZH and ZDR radar measurements. 309

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2.2. Lightning Observations 311

Lightning information was provided by two independent Lightning Location Systems 312

(LLSs). The IC and CG return strokes were provided by the Brazilian Lightning 313

Detection Network (BrasilDAT) (Figure 1, blue stars). This lightning network employs 314

technology from Earth Networks and operates in a large frequency range (from 1 Hz to 315

12 MHz), and locates lightning using the time-of-arrival method. During this study, 56 316

sensors from BrasilDAT covered the southeastern, southern, central and a portion of the 317

northeastern regions of Brazil. Additional sensors from BrasilDAT were located close 318

to the CHUVA-Vale region to improve the data quality. The reprocessed data pertaining 319

to location, time of occurrence, and polarity of the IC and CG return strokes were used 320

in this study. A preliminary evaluation of BrasilDAT using high speed cameras showed 321

a detection efficiency of about 88 % for CG flashes [Naccarato et al., 2012]. More 322

recently, Williams et al. [2016] analyzed the same thunderstorms selected in this study 323

14

and concluded that the majority of lightning flashes detected by BrasilDAT was also 324

detected by the Brazilian Integrated Lightning Detection Network (RINDAT) network. 325

A good agreement was found between the CG stroke-multiplicity and peak current 326

estimated by BrasilDAT and RINDAT lightning networks. Additionally, a second LLS, 327

operating in the VHF range, was used to determine the initiation region of the initial IC 328

and CG return strokes detected by BrasilDAT. Named the São Paulo Lightning Mapper 329

Array (SPLMA) (Figure 1, red filled circles), this network was developed by the New 330

Mexico Institute of Mining and Technology and installed in a collaborative effort 331

between NASA (National Aeronautics and Space Administration), the University of 332

Alabama in Huntsville, INPE (National Institute of Space Research), and USP 333

(University of São Paulo). During the CHUVA-Vale campaign, the SPLMA was 334

composed of 12 stations operating in the frequency band of TV channels 8 (180-186 335

MHz) and 10 (192-198 MHz) [Blakeslee et al., 2013; Bailey et al., 2014; Albrecht et al., 336

2014]. The dataset was reprocessed to provide the time, latitude, longitude and altitude 337

of the VHF radiation sources from all lightning detected during the campaign. The 338

mean chi-square χ2 and mean number of stations per solution were 1.3 and 7, 339

respectively. The SPLMA data were used for three thunderstorms for the analysis of 340

lightning initiation (section 4). These thunderstorms occurred very close to the SPLMA 341

center (less than 30 km distance), favoring a region with higher detection efficiency and 342

enabling the detection of the majority of lightning activity from these thunderstorms. 343

344

3 Identification of Thunderstorms and Co-location with Lightning Observations 345

In this study, thunderstorms were identified and tracked manually with observations 346

from the XPOL radar. These thunderstorms represent isolated precipitating cells and 347

were chosen for further study if no additional thunderstorms were obstructing the path 348

15

between the radar and the respective thunderstorm cell. This procedure enabled a 349

simpler physical interpretation of early thunderstorm development and reduced radar 350

attenuation effects characteristic of radars operating in the X-band. A minimum distance 351

of 20 km from the radar was selected to avoid thunderstorm cases with limited-top due 352

to the lower beam height close to the radar. Based on the aforementioned 353

considerations, the life cycle of thunderstorms were typically sampled using a 6-minute 354

scan strategy and the azimuth angle and distance limits from the radar were used to 355

determine the thunderstorm’s boundaries. 356

From the radar perspective, we considered thunderstorm initiation to be when a radar 357

echo with any value of reflectivity above the reflectivity noise level was first detected in 358

any height in any Plan Position Indicator (PPI) scan. The majority of thunderstorms 359

were identified between 20 and 60 km range from radar, with minimum detectable radar 360

reflectivity of approximately -4 dBZ and 9 dBZ, respectively. This procedure aimed to 361

identify the initial development of the thunderstorms without restrictions. Based on 362

these constraints, 46 thunderstorm life cycles were selected for this study. 363

The lightning information was co-located to each time step of the 46 thunderstorm life 364

cycles. First the return stroke observations from BrasilDAT were grouped into flashes 365

using a temporal and spatial criterion of 0.5 seconds and 20 km, respectively. The 0.5 366

sec time threshold is close to that employed by McCaul Jr. et al. [2009] and Goodman 367

et al. [2005] (0.3 sec) and Nelson [2002] (0.5 sec). The criterion of 20 km corresponds 368

to the fact that the majority of the 46 storms had diameters smaller than 20 km (see 369

Figure 2 found in Williams et al., 2016). Williams et al. [2016] used this same data set 370

and spatial criterion and showed that the stroke-multiplicity and peak current from 371

BrasilDAT was very similar to that from RINDAT network. In fact, the 20 km spatial 372

criterion is a good choice for this study, because the storms are isolated and presents 373

16

low flash rates; however for larger and more complex storms, other values for this 374

spatial criterion should be evaluated. Afterward, IC and CG flashes were accumulated 375

every 6-minutes and assigned to respective thunderstorms by using the area boundaries 376

as a constraint. Finally, to determine the initiation height of these flashes, VHF sources 377

from SPLMA were linked with the IC and CG flashes from BrasilDAT. The same 378

spatial-temporal criteria used to combine strokes into flashes (i.e., 0.5 s and 20 km) 379

were used to find the VHF sources associated with every IC and CG flash. In this way, a 380

dataset was created for the life cycle of each thunderstorm, from the polarimetric 381

variables of the initial radar echo through the time of the first IC and CG flashes. 382

383

4 Thunderstorms Case Studies 384

In order to follow the behavior of the polarimetric variables on a case-by-case basis and 385

evaluates the initiation region of the first lightning flashes, was selected and discussed 386

in detail three thunderstorms with different total (intracloud+cloud-to-ground) lightning 387

flash rate: i) relatively weak (1.5 flashes min-1), ii) relatively moderate (1.9 flashes min-388

1) and iii) relatively strong (2.3 flashes min-1) lightning flash rate. These thunderstorms 389

occurred close to the SPLMA center in a region with good coverage by the XPOL radar 390

which made it possible to evaluate the region of initiation of the first flashes in terms of 391

lightning and polarimetric radar signatures with good efficiency. Note that the 392

designations relatively weak, moderate and strong lightning flash rate are based on the 393

specific initial lighting flashes rate for the small storms used in this study; a procedure 394

that differs from many other published studies. These thunderstorms present lower 395

lightning flash rates likely due to their small size (< 20 km in diameter) and weaker 396

updraft. Moreover, these definitions are used in this study as a reference and only to 397

classify the lightning flash rates of these thunderstorms. In the context of the natural 398

17

variability of the 46 selected thunderstorms, these three cases give a representative 399

description of the studied thunderstorm population. 400

401

4.1. Case #1: The Thunderstorm at 1800 UTC on 20 February 2012 402

Time-height plots of selected radar parameters were computed for the thunderstorms 403

life cycle based on the PPI-volume scans. For this purpose, the maximum ZH in each 404

PPI and the coincident value of ZDR, KDP and ρHV in the cell were selected. Each volume 405

scan of the thunderstorm was represented by single vertical profile with 13 altitude 406

levels, one for each PPI. Employing the methodology described above, the vertical 407

sampling cannot be considered perfectly vertically-aligned. However, a statistical 408

evaluation of the degree of verticality of each profile showed a median value of 250 m 409

offset between the vertical radar gates. This small effect is probably attributable to the 410

compact and isolated thunderstorms that were selected. This procedure aimed to 411

illustrate the dominant behavior of the polarimetric parameters. Figure 2 shows the 412

time-height plots of ZH, ZDR, KDP and ρHV from the first radar echo until the time of the 413

first CG flashes for the thunderstorm with relatively weaker total lightning flash rate 414

(1.5 total flashes min-1) observed on 20 February 2012. 415

The thunderstorm developed during late afternoon at 1800 UTC (1600 LT) and showed 416

the first radar echo (at time of 0 min) at 3 km height and with 15 dBZ. The first IC (CG) 417

flash was registered 28 (30) min after the first radar echo time. During this interval 418

(from 0 to 30 min), the reflectivity ZH (Figure 2a) evolves from weak (15 dBZ) to 419

strong (56 dBZ) value at 0 °C level, indicating the formation of large hydrometers. For 420

simplicity, the term ‘large hydrometers’ is referred to those hydrometers that are in the 421

Rayleigh regime (< 2 mm in diameter), hereafter. The time-height plot for ZDR (Figure 422

2b) indicates an initial concentration of raindrops close to melting layer which is shifted 423

18

to higher altitudes when approaching to the time of the first IC flash (at 28 min). At the 424

time of the first CG flash (~ 30 min), a negative value of KDP (-0.3 ° km-1, Figure 2c) 425

and a strong value for ρHV (> 0.99, Figure 2d) were found in upper levels (13 km 426

altitude), indicating ice particles are being aligned by strong electric field. In fact, 427

polarimetric variables show important characteristics between 0° and -40°C levels. 428

Figure 3 shows the evolution of the minimum values for ZH, ZDR, KDP and ρHV observed 429

in the layer between 0° and -40°C. The reduction of ZDR and KDP before the first CG 430

flash, followed by the increase of ρHV in the mixed-layer (0° and -15°C), is the main 431

remarkable behavior. It probably corresponds to the signature of the freezing of ice 432

particles and the formation of graupel, fundamental conditions for the non-inductive 433

electrification mechanism and lightning production. 434

In order to evaluate the polarimetric behavior of the entire vertical structure of this 435

thunderstorm, vertical cross sections were computed following the centroid of the 436

thunderstorm (i.e., Lagrangian analysis) from the first radar echo until the time of the 437

first CG flash. Figure 4 shows the vertical cross section as well as the projected 438

locations of the flashes. The centroid location of the first 10 % of the total sources in a 439

flash was considered to be the origin location for the first IC and CG flashes, as in Lang 440

and Rutledge [2008] and Lund et al. [2009]. The thunderstorm initiated with the 441

formation of small raindrops with weaker ZH (20 dBZ) in the warm cloud layer (Figure 442

4a) at 10 and 20 km distance-range and after six minutes the supercooled raindrops 443

reach the -16 °C isotherm (Figure 4b) at 13 km distance-range. The weaker ZH (20 dBZ) 444

and the moderate ZDR (+1.5 dB) observed close to the -25 °C level suggest the initial 445

formation of ice crystals. In the following image (Figure 4c) strong ZH (50 dBZ) and 446

ZDR (+3.5 dB) is observed close to the -15 °C level at 13 km distance-range, indicating 447

the intensification of updrafts. Six min later (Figure 4d) this region intensifies and 448

19

reaches higher levels and also reaches the ground, indicating the formation of large 449

precipitation particles near the ground. Note the existence of a deepened tower reaching 450

up to -16°C with strong ZH and including a narrow tower of positive ZDR above the 451

melting layer, indicating the lofting of supercooled raindrops by strong updraft. Ice 452

crystals and graupel particles are evident in the upper layers (> 8 km) of this column, 453

inferred by the negative ZDR and KDP in this region. In the following time step (Figure 454

4e) the ZH value above the -30 °C level centered at 13 km distance-range decreases by 455

5-10 dBZ and a large region with more negative ZDR and KDP is formed simultaneously 456

with the reduction of the +ZDR-column, promoting the occurrence of the first IC flash 457

close to the -20 °C level. The freezing of the supercooled raindrops aloft when the 458

+ZDR-column is collapsing is the probable causes for the diminished ZH, since the 459

dielectric constant for ice is smaller than for liquid water particles [Battan, 1973]. The 460

+ZDR-column collapse associated with the formation of graupel is evident in the image 461

of the first CG flash (Figure 4f), where large conical graupel is suggested close to the 462

melting level. In the follow image (Figure 4g), conical graupel particles are predominant 463

above the melting layer when the IC flashes rate increases. 464

465

4.2. Case #2: The Thunderstorm at 1536 UTC on 22 January 2012 466

The thunderstorm with relatively moderate total lightning flash rate (1.9 flashes min-1) 467

developed during the afternoon period at 1536 UTC (1336 LT), and 20 min after of the 468

first radar echo (Figure 5), it registered its first IC flash (indicated by the black arrow). 469

Three minutes after of the first IC flash, the first CG flash was registered (indicated by 470

the blue arrow). The first radar echo is observed at the 4.3 km altitude with weaker ZH 471

(Figure 5a, 15 dBZ), positive ZDR (Figure 5b, +2 dB) and strong ρHV (Figure 5d, 0.96) 472

suggesting initial raindrops. From the thunderstorm initiation time until the radar scan 473

20

time (from 0 to 18 min) that marked the first IC and CG flashes, the radar observations 474

show an increase in ZH up to 51 dBZ, a decrease in ZDR down to -0.1 dB and an increase 475

in ρHV (0.99) at the 8 km altitude (-23 °C level), suggesting the formation of graupel 476

particles and ice crystals. Positives KDP values (Figure 5c, +0.2 ° km-1) at the 10 km 477

altitude (~ -34 °C) show the existence of large concentration of iced hydrometers. Note 478

that around 12 min after the first radar echo a deep column of ZDR (+2.7 dB) reached 6.5 479

km altitude (-13°C), suggesting a strong supply of supercooled raindrops before the first 480

IC and CG flashes times. Similar to the previously discussed thunderstorm, this feature 481

of supercooled liquid particles lofted by the thunderstorm’s updraft in the mixed phase 482

is now well recognized as a +ZDR-column [Hall et al., 1980, Caylor and Illingworth, 483

1987; Bring et al., 1991; Conway and Zrnic, 1993; Ryzhkov et al., 1994; Hubbert et al. 484

1998; Smith et al. 1999; Kumjian et al., 2012; Kumjian et al., 2014; Snyder et al., 2015]. 485

In fact, these changes are more conspicuous in the mixed-layer (between 0° and -15 °C). 486

Figure 6 shows an increase of KDP (up to +0.4 ° km-1), while ZDR decreases (down to 0 487

dB) prior to the IC flash time. 488

It is noted that the convective process was initiated by two adjacent +ZDR-columns 489

(Figure 7b, 1542 UTC) localized at ranges of 6 km and 11 km, likely associated with 490

two convective updraft regions. In this distance-range (6 km and 11 km) very small 491

pockets of low ρHV (0.85-0.90) are observed at the top of the +ZDR-columns. These 492

observations are qualitatively consistent with previous studies [Herzegh and Jameson, 493

1992; Conway and Zrnic´, 1993; Jameson et al., 1996; Bringi et al., 1997; Hubbert et 494

al., 1998] and are likely regions containing a mixed phase with supercooled drops, 495

partially freezing drops and frozen hydrometeors. The two +ZDR-columns merged into a 496

single column and descended close to the -10 °C isotherm in the 10 km distance-range 497

and negative KDP (-0.5 ° km-1) observed between 0° and -15°C suggest the formation of 498

21

graupel particles (Figure 7c, at 1548 UTC). This demise of the +ZDR-column produced 499

mixed-phase hydrometeors such as graupel and supercooled raindrops as indicated by 500

the low ρHV (0.85) at the 12 km distance-range observed between the 0° and -15°C 501

level. In the following moments (Figure 7d, at 1554 UTC) a large heterogeneous 502

horizontal distribution of hydrometeors was observed from 5 to 17 km distance-range 503

more pronounced between 0°C and -15 °C levels and the first IC was recorded (white 504

circle); three minutes later (as described in Figure 5) the first CG flash (white cross) was 505

recorded. The first IC flash initiated near the -30 °C level at 8 km distance-range, close 506

to a region with vertically-oriented ice crystals, and the first CG flash was recorded over 507

the region close to the -3 °C level at 13 km distance-range, with strong reflectivity at the 508

top of region with near-to-zero ZDR with positive KDP (~ +0.5 ° km-1) and at transition 509

region with moderate-strong ρHV (~ 0.86-0.95), separated by a region with large 510

negative ZDR, which was likely dominated by rimed graupel. The notable region with 511

very low very ρHV (~0.80) between the 0 °C and -15 °C levels centered at 11 km 512

distance-range is likely associated with nonuniform beam filling (NBF) effects. 513

According to Ryzhkov [2007] large cross-beam gradients of ∅DP may cause noticeable 514

decrease of ρHV. Ryzhkov [2007] documented negative bias of approximately 0.2. 515

Although this bias exist, correcting ρHV for such biases is not practical because the 516

biases cannot be estimated with sufficient accuracy. 517

518

4.3. Case #3: The Thunderstorm at 1818 UTC on 7 February 2012 519

Figure 8 shows the time-height plots for the thunderstorm that showed a relatively 520

strong total lightning flash rate (2.5 flashes min-1) observed on 7 February 2012. This 521

thunderstorm developed during the late afternoon at 1818 UTC (1618 LT) and produced 522

its first IC (CG) flash 31 min (38 min) after the initial radar echo. Actually, one can note 523

22

a rapid intensification of the thunderstorm between 9 and 20 min after the initial radar 524

echo with strong reflectivity (46 dBZ) and moderate ZDR (+2.3 dB) reaching up to the 8 525

km altitude (-23 °C level). The formation of the initial ice hydrometers is indicated by 526

the appearance of the negative ZDR (-0.1 dB) at 20 min close to the cloud top (10 km 527

altitude, -38 °C). When the first IC flash occurred (between 29-31 min after the first 528

radar echo) is observed a strong ZDR (+3.5 dB) and KDP (+3 ° km-1) close to 7 km 529

altitude (-16 °C), suggesting a rapid increase in the concentration of supercooled 530

raindrops, which have contributed for the initial formation of the ice crystals and 531

graupel in this layer. The ice crystals formation occurs through activation of ice nuclei 532

within the updraft or associated with ice multiplication processes. The Hallet-Mossop 533

(H-M) mechanism [Hallett and Mossop 1974] is largely accepted as a dominant ice 534

multiplication process and occurs as small ice splinter from graupel growing by riming 535

of supercooled droplets in temperature-range between -3oC and -8oC. 536

After that time, and leading up to the time of the first CG flash (at approximately 35 537

min), the IC flash rate increased. At 37 min time a column of negative KDP (Figure 8c, 538

minimum of -1.0 ° km-1 at 6 km altitude, ~ -9 °C) was observed in the altitude-range 539

between 6 and 14 km (between -9 ° and -64 °C), while the ρHV value (Figure 8d) close 540

to 10 km altitude decreased dramatically from 0.97 to 0.83, between the time of the first 541

IC flash (at 30 min) and the time of the first CG flash (at 35 min), indicating the 542

freezing of hydrometers and a mixture with supercooled raindrops. In fact, in the mixed-543

layer, ZDR and KDP reached their minimum values (+0.2 dB and -1.1 ° km-1) and strong 544

reflectivity (> 55 dBZ) prior to the CG flash time (Figure 9), probably associated with 545

signatures from conical graupel. 546

The aforementioned observations are more evidenced in the vertical cross sections 547

(Figure 10). We can note a slow increase in ZH in the thunderstorm during the first 13 548

23

min (Figures 10a-d) before the convection became intense. Two convective towers with 549

large ZH and ZDR indicating strong updrafts were observed at distance-range 12 km and 550

17 km, respectively, extending up to approximately -15 °C (Figure 10e). At 1843 UTC 551

(Figure 10f), these convective towers began to merge, and a deep and narrow column 552

with positive ZDR (+3.5 dB) and moderate ρHV (~ 0.95) in the 14 km distance-range 553

formed, demonstrating the lofting of supercooled raindrops by strong updrafts. The first 554

IC flash was recorded in a radar image at 1847 UTC (Figure 10g) at approximately the -555

10 °C isotherm at time that the +ZDR-column decreased and the cells with strong ZH 556

completely merged. Additionally, the strong ZH (55-60 dBZ) up to the -40 °C level 557

suggested the existence of strong updrafts promoting the lofting of raindrops, which are 558

freezing on the graupel surface. 559

These regions with strong updrafts are inferred indirectly from observations of +ZDR-560

columns with strong ZH. At the time of the first CG flash, at 1852 UTC (Figure 10h), a 561

large region with negative ZDR and KDP down to the -15 °C level, suggests the freezing 562

of supercooled raindrops and the formation of conical graupel. Probably the graupel 563

grows to a size too large by be sustained by updrafts and then begin to fall and 564

ultimately melt, promoting the formation of large raindrops close to the surface. 565

Although the initiation regions of both IC and CG flashes show evidence for similar 566

microphysical conditions, one could suggest that a large region with strong negative 567

ZDR and KDP in the altitude range above the -15 °C isotherm is a predominant signature 568

at the time of the first CG flash. 569

Although the last two cases evidenced distinct and separate double reflectivity maxima 570

(which indicated the existence of two distinct updraft maxima regions), the merging of 571

two updrafts columns in this case seems not a physical requirement for lightning 572

occurrence. The majority (80 % of 46 cases) of the thunderstorms in this study showed 573

24

only one reflectivity maximum (not shown). These results are consistent with Goodman 574

et al. [1988] that documented the first IC flash after that hail was initially indicated by 575

radar, during a period of rapid vertical development as the cloud top neared its 576

maximum height and the first CG flash when the maximum reflectivity core descended. 577

Instead, the pronounced positive ZDR in the layer between 0° and -15°C, followed by a 578

decrease in the ZDR in this region is the most consistent characteristic of the storm 579

evolution to lightning occurrence documented in this study. 580

581

5 Statistical Evaluation of the 46 Thunderstorms 582

This section presents the general behavior of the 46 thunderstorm life cycles selected in 583

this study. Initially, the time lag between the first IC and the first CG flashes (Figure 584

11a) and the time lag between the first radar echo and the occurrence of the first IC and 585

CG flashes (Figure 11b) were computed. For the large majority (98 %) of the 586

thunderstorms, an IC flash preceded the first CG flash. Note that the mean time 587

difference between IC and CG flashes was approximately 6 min and the median time 588

difference was about 4 min. Only one thunderstorm exhibited a CG flash as its first 589

flash. This overall behavior bears a close similarity to the earlier results (considering the 590

mean values), particularly Workman and Reynolds [1949] (6 min), Goodman et al. 591

[1988] (5 min), Williams et al [1989] (6 min), Harris et al. [2010] (4.7-6.9 min), Seroka 592

et al. [2012] (2.4 min) and Stolzenburg et al. [2015] (4.6 min). These results suggest that 593

the predominance of the IC lightning in early stages is likely due to the vertical velocity 594

and growth of ice particles and radar reflectivity above the negatively charged center. 595

On the other hand, the occurrence of CG lightning has been documented in previous 596

studies close to regions with graupel and hail descending below the negative charge 597

center [Goodman et al., 1988; Carey and Rutledge, 1996; López and Aubagnac, 1997; 598

25

Tessendorf et al., 2007]. The three case studies previously presented (i.e., Figures 4, 7 599

and 10) corroborate these findings, showing the first IC preceding the first CG flash at 600

the boundary of the negative ZDR layer. Figure 11b shows IC flashes occurring, on 601

average, approximately 29 min after the initial radar echo, while CG flashes were most 602

frequently delayed by approximately 36 min. For some thunderstorms, the first flash 603

occurs as much as 50 min later, or more. Studies using satellite only [Harris et al., 604

2010] or a combination of satellite and radar [Mecikalski et al., 2013] have documented 605

a time elapsed for the lightning initiation on the order of 30-60 min. Since sensors on 606

geostationary satellites detect clouds rather than precipitation, larger time differences 607

are expected in comparison to those values documented in our study. Other studies 608

employing radar reflectivity values at various heights have documented lead times for 609

lightning initiation of about 10-20 min [Dye et al., 1989; Buechler and Goodman, 1990; 610

Hondl and Eilts, 1994; Gremillion and Orville, 1999; Vincent et al., 2004; Yang and 611

King, 2010; Mosier et al., 2011]. The time elapsed to the lightning initiation depends on 612

the criterion used to define the first radar echo or cloud initiation and the environmental 613

instability conditions. In our case we have considered as the first radar echo any 614

reflectivity value (any value above the local noise floor of the radar), at any height. The 615

detection of this earlier first echo could be responsible for the long time observed. In 616

addition, the thunderstorms selected from CHUVA-Vale campaign are small compact 617

and isolated, and grew in an environmental with low-to-moderate Convective Available 618

Potential Energy (CAPE) and low wind shear, indicating a slow growth of precipitating 619

cells and hydrometers. Consistent with this approach, Mecikalski et al. [2013] have 620

compared two groups of storms, with smaller (1458 J kg-1) and greater (2512 J kg-1) 621

CAPE and found that the smaller CAPE storms are characterized by slower and steadier 622

or development rates. The storms with lower CAPE likely possess weaker updrafts and 623

26

display earlier development of warm rain processes. We believe, when organized 624

mesoscale system is considered, we should expect a shorter time. This supports the idea 625

on the existence of the slower thunderstorm development associated with an early warm 626

rain phase in the developing cloud. As consequence of this slow process, the graupel 627

and ice crystals in the mixed-layer takes a longer time to grow and activate the lightning 628

initiation. Moderate CAPE supports the likely occurrence of moderate updrafts in these 629

small thunderstorms, leading to a moderate incloud charging process. In fact, for the 630

great majority (85%) of the thunderstorms, the first echoes are warm rain echoes (Figure 631

12a) with mean height around 2 km and have weaker ZH (25 dBZ) related to moderate 632

ZDR (up to +4 dB) (Figure 12b). These observations are consistent with the results 633

presented by Tuttle et al. [1989] that documented the storm’s first echo below the 634

melting level, suggesting precipitation development was through warm rain processes 635

(e.g., accretion and coalescence growth). In contrast for these results, Martinez [2001] 636

documented the first heights in the cold part of the clouds, and many at 7-8 km height in 637

a dry environmental during the STEPS at eastern Colorado. These results suggest that 638

the air in which the thunderstorms are growing is relatively moist and clean, or the 639

ascent speed close to the cloud base height is on the low side (to enable more time for 640

warm rain coalescence). 641

In order to evaluate the statistical distribution of the polarimetric variables, whisker 642

plots were compiled for all thunderstorms, for each cloud’s altitude range at different 643

life cycle times. The thunderstorm life cycle was studied at four specific times: i) the 644

time of the first radar echo, ii) the intermediate time between the first radar echo and the 645

first IC flash, iii) the time of the first IC flash and iv) the time of the first CG flash. 646

Hereafter the analysis will focus on these four times, which are named: #1Echo, Int., 647

#1IC and #1CG. Consistent with the procedure followed by Mattos et al. [2016], radar 648

27

vertical profiles of the thunderstorm can be separated into four altitude layers: i) warm 649

(below 0 °C), ii) mixed 1 (from 0 ° to -15 °C), iii) mixed 2 (-15° to -40 °C) and iv) 650

glaciated phase (from -40 ° to -65 °C). These layers were chosen due to the different 651

physical behaviors related to the thunderstorm electrification process observed by 652

Mattos et al. [2016]. Figure 13 presents the whisker plots for all four thunderstorm 653

layers in the four different lifetimes. 654

Generally, the initial radar echo in the warm layer of thunderstorms shows ZH greater 655

than 10 dBZ, suggesting the cloud growth associated with initial updrafts in the life 656

cycle stages (Figure 13a, red boxes, #1Echo). We should remember that the maximum 657

ZH value was chosen by PPI in this study, and this certainly influences the higher ZH 658

values found in the analysis. We note that ZH in the warm layer (Figure 13a, red boxes) 659

exhibits the major differences among the polarimetric variables over the thunderstorm 660

life cycle (from #1Echo to #1CG). This result indicates that hydrometeors with different 661

sizes can be inferred prior to the first CG flash. Note that ρHV (Figure 13d, red boxes) in 662

the warm layer shows a certain variability; it is larger at the time of the first radar echo, 663

probably associated with the large differences in droplet sizes, and then decreases 664

slightly as the thunderstorm evolves to the first CG flash. Although, very large 665

raindrops (> 2 mm in diameter) represent a only a small percentage (< 4 %) of the 666

raindrops observed in the warm layer for this study (not shown), resonance effects and 667

non-Rayleigh regime produced by these raindrops could be contributing to the strong 668

positive ZDR (above +5 dB) and low ρhv (below 0.90) values observed in the warm layer 669

[Ryzhkov and Zrnic, 2005]. 670

The distribution of KDP (Figure 13c, red boxes) presents a spreading leading to the time 671

of the first CG flash in the warm layer, suggesting the formation of a strong 672

concentration of flattened raindrops. In part, it is possible that the dispersion observed in 673

28

KDP in the warm layer is linked to nonuniform beam filling effects [NBF, Gosset, 2004; 674

Ryzhkov and Zrnic, 2005]. However, important to note that comparisons between the 675

polarimetric variables from the T-matrix method using a Joss disdrometer and the 676

variables estimated by the XPOL radar showed a median disagreement (radar-677

disdrometer) in KDP of -0.07 ° km-1, indicating that NBF effects likely has reduced 678

impact in this study. 679

The KDP distribution at the time of the first IC and CG flashes in the mixed 1 layer 680

(Figure 13c, light gray boxes) were similar; i.e., both distributions show large positive 681

KDP (up to +1.5 ° km-1). A large variability in the intermediate time in this layer was 682

also noted. This is possibly related to the +ZDR-column, which is better defined at the 683

intermediate stage, followed by the +ZDR-column collapse, resulting in an average 684

behavior for this layer. The spreading of the ρHV (Figure 13d, light gray boxes) for low 685

values is noteworthy and is only observed at the time of the first CG flash, indicating 686

that mixture between supercooled raindrops and freezing hydrometers is predominant at 687

this time. On the other hand, in the mixed 2 layer (Figures 13b-c, dark gray boxes), 688

there is evidence for the freezing of large concentrations of supercooled raindrops, 689

indicated by a narrowing of the ZDR distribution and by ZDR approaching near-to-zero 690

values, while the KDP distribution reached negative values before the time of the CG 691

flash. In the glaciated layer (Figures 13c, blue boxes) the KDP distribution was narrow 692

and predominantly negative (down to -0.6 ° km-1), and ZH was as strong as 55 dBZ at 693

time of the first IC and CG flashes. This demonstrates that large concentration of ice 694

crystals with different sizes, such as plates or columns, were oriented vertically by a 695

strong electric field. Indeed, the existence of columnar crystals between -40 ° to -70 °C 696

is the likely cause of the negative ZDR and KDP, which was suggested by an actual ice 697

habit diagram [Bailey and Hallett, 2009]. However, some large positive and outlier 698

29

values (> +1.5 dB) for ZDR in the glaciated layer could in part is associated with cross 699

coupling effects of the horizontally and vertically transmitted waves caused by 700

vertically-oriented ice crystals in the mixed layer [Hubbert et al. 2014b]. The subtle 701

differences in terms of polarimetric variables between the time of the first IC and CG 702

flashes in the mixed and glaciated layers are often a result of the initial IC and CG 703

flashes belonging to the same radar volume scan. 704

To build a description of the average thunderstorm life cycle, the mean polarimetric 705

variables were computed for the different cloud altitude ranges (Figure 14). In the warm 706

layer (Figure 14a), an increase in ZH, ZDR and KDP was observed up to the time of the 707

first IC flash (from #1Echo to #1CG), suggesting the formation of large raindrops by 708

this time. The average ρHV in the warm layer decreased from the intermediate stage to 709

the time of the first CG flash, suggesting the existence of melting graupel or a mixture 710

of melting graupel and large raindrops in this layer. In the mixed 1 layer (Figure 14b), 711

KDP and ZH dramatically increased, indicating the intrusion of supercooled raindrops in 712

this layer, and at the same time ρHV decreased, indicating the mixing of hydrometeors as 713

the thunderstorms evolve to the time of the first CG flash. In this layer (mixed 1 layer, 714

Figure 14b), ZDR shows the most notable behavior, an increase up to the intermediate 715

stage, followed by a sharp decrease at the time of the first IC flash, indicating the 716

freezing of supercooled raindrops aloft. In the mixed 2 layer (Figure 14c), it is clear that 717

the formation of negative ZDR and KDP indicate that graupel is likely forming via the 718

accretion of supercooled cloud water in this layer. 719

In the glaciated layer, KDP (Figure 14d) shows a striking characteristic; i.e., KDP 720

dramatically decreased to negative values during thunderstorms evolution, suggesting 721

rapid formation of ice particles and an electric field capable of orienting these 722

hydrometeors vertically. Negative KDP was documented by several works, such as 723

30

Caylor and Chandrasekar [1996], Tessendorf et al. [2007], Lang and Rutledge [2008], 724

Dolan and Rutledge [2009] and Ventura et al. [2013]. This result shows that the mean 725

polarimetric information has typical signatures for each lifetime step of the 726

thunderstorms electrification process. In the mixed 1 layer, both KDP and ZDR have 727

remarkable signatures, while in the glaciated layer the KDP behavior could be a good 728

indicator of the time of the first CG flash. 729

This general statistical analysis considered only the polarimetric variables separately. 730

Therefore, it is important to evaluate the relationships between the polarimetric 731

variables simultaneously in the layers. The joint interpretation of two or more 732

polarimetric variables from the same radar gate is much more effective and less prone to 733

uncertainty and non-uniqueness than single parameter analysis. This procedure often 734

provides the best clues for inferring cloud processes and precipitation properties. Figure 735

15 shows the scatter plots relating ZH and ZDR (left panels) and ZH and KDP (right 736

panels) for the four pre-defined altitude ranges (i.e., warm, mixed 1, mixed 2 and 737

glaciated layers) in the thunderstorms and for the four lifetime stages. The observations 738

in the warm phase layer (Figures 15a-b) provide a confident identification of the main 739

microphysical characteristics outlined in the previous analysis, indicating that the 740

largest ZH values (up to 67 dBZ) are associated with highly positive ZDR (up to +6 dB) 741

and KDP (up to +6.5 ° km-1), especially near the time of the first CG flash. This finding 742

demonstrates that the largest difference in the polarimetric fields remain confined to the 743

regions of deeper and larger updrafts. However, Figure 15b also reveals that the largest 744

ZH values may have a large range of KDP values from 0 to +6.5 ° km-1 in the warm layer, 745

which suggests in part a resonance effect [Ryzhkov and Zrnic, 2005] or nonuniform 746

beam filling effects [Gosset, 2004]. 747

31

The mixed 1 layer (Figures 15c-d) revealed a slightly positive relationship between ZH, 748

ZDR and KDP. Notably, the initial stage of the mixed 1 layer was characterized by a ZH 749

above 20 dBZ with moderate ZDR (up to +4.5 dB) and Kdp (up to +1.0 ° km-1), indicating 750

the formation of initial supercooled drops. On the other hand, weaker differences are 751

noted between the time of the first IC and CG flash. However, we observed that the 752

largest positive KDP (+4.5 ° km-1) and ZH (60 dBZ) occurs at time of the first CG flash, 753

suggesting an evolution from supercooled liquid water to frozen drops. Additionally, it 754

is noted that a minimum in KDP (down to -1 ° km-1) was coincident with a near-to-zero 755

ZDR associated with strong ZH (up to 60 dBZ), which is consistent with the presence of 756

graupel and hail. The population of low ZDR observed in the mixed 1 layer could be 757

related to small hail, lump and/or conical graupel, or snow aggregates [Aydin and 758

Seliga, 1984; Evaristo et al., 2013]. As discussed by Kumjian et al. [2014], aggregates 759

are probably not the primary target because they are formed in weaker updrafts that 760

allow larger crystals to fall and collect smaller ice crystals. In this study, it is evident 761

that the first flash occurs in a region with deeper updrafts, which are favorable to the 762

formation of hail and graupel promoting the non-inductive cloud electrification 763

mechanism. 764

Notably, in the mixed 2 layer (Figures 15e-f), near-to-zero ZDR were predominant and 765

associated with ZH from 20 to 55 dBZ and negative KDP (down to -2 ° km-1) at the time 766

of the first CG flash. This demonstrates that hail and graupel are dominant signatures in 767

this layer. In contrast, negative KDP (down to -1 ° km-1) with moderate ZH (from 25 to 768

45 dBZ) are predominant signatures in the glaciated layer (Figures 15g-h). Larger ZH 769

(35-45 dBZ) values with negative KDP (down to -1 ° km-1) are consistent with signatures 770

from conical graupel [i.e., Evaristo et al., 2013; Bringi et al., 2016]. However, since 771

these reflectivity values represent the maximum ZH extracted in each elevation angle, 772

32

this approach is masking some of the strongest negative KDP and ZDR values associated 773

with vertical ice crystals. Consistent with this picture, the vertical cross sections 774

(Figures 4, 7 and 10) showed that both negative KDP (-0.3°km-1) and ZDR (-2 dB) values 775

are more prevalent at low reflectivity (20-30 dBZ) than at higher values in the region 776

above the -40oC level in the cloud. Therefore, although conical graupel probably is 777

present (dominating the ZH signatures and which may is masking the signatures from 778

vertical ice crystals) the existence of vertically-aligned ice crystals by strong electric 779

field is prevalent and notable when considering the whole glaciated layer. As suggested 780

by Weinheimer and Few [1987] and by an actual ice habit diagram in Bailey and Hallett 781

[2009], these ice particles are likely plates or columns; although columnar crystals 782

between -40 ° to -70 °C are much more likely to align than plate-like crystals. 783

784

6 Discussion and Conclusions 785

This study describes the polarimetric characteristics as a function of the life cycle in 786

different cloud layers to estimate thunderstorm microphysical properties from the time 787

of the first radar echo until the production of the first IC and CG lightning flashes. 788

Observations of 46 thunderstorms during the 2011/2012 spring-summer in Southeast 789

Brazil with an XPOL radar and two- and three-dimensional Lightning Location Systems 790

demonstrated the key parameters in different layers related to the initial electrification 791

process in these thunderstorms. 792

A discussion of three case studies in details revealed the main characteristics of the 793

thunderstorms life cycle. Time-height plots and vertical cross sections of thunderstorms 794

lifecycle evolution were the basis for this analysis. The study cases showed highly 795

positive ZDR and KDP columns extending up to the -15 °C isotherm prior to the first IC 796

and CG flashes, suggesting a lofting of supercooled raindrops by strong updrafts 797

33

feeding the production of hail or conical graupel. We observed that these +ZDR-columns 798

extended to higher levels, with a region aloft characterized by a negative ZDR signature, 799

indicating the likely existence of highly charged ice and graupel hydrometeors. The first 800

IC flash was observed at the top of the +ZDR-column in the central dipole region close to 801

the -16 °C (7 km) isotherm, followed by the first CG flash observed below of this layer. 802

The thunderstorm configuration at this time showed a strong heterogeneous horizontal 803

distribution of hydrometeors. These characteristics were clearly observed on a case-by-804

case basis as well as in the statistical analysis. There was notably a minimum ρHV on the 805

boundary of the positive ZDR and negative ZDR regions (Figures 4, 7 and 10) indicating a 806

freezing zone, as a result of the mixture of ice and liquid particles. This result is 807

consistent with other observations of reduced ρHV or even enhanced linear 808

depolarization ratio (LDR) near the tops of ZDR-columns [Bringi et al. 1997; Hubbert et 809

al. 1998; Smith et al. 1999; Kumjian et al. 2014; Snyder et al. 2015]. Hubbert et al 810

[1998] documented through polarimetric radar measurements that regions with low ρHV 811

(94-96) were coincident with regions of strong LDR (>= -22 dB) and strong Z (40–50 812

dBZ) at the top of the positive ZDR column, consistent with a mix of supercooled 813

drops, partially frozen drops, and asymmetric wet graupel. In addition, Smith et al. 814

[1999] presented comparisons between T-28 aircraft measurements and LDR in 3-cm 815

radar observations in mixed-phase regions that showed the presence of drops in the 816

process of freezing in regions with enhanced LDR signatures atop ZDR-columns. 817

The composite analysis considering all thunderstorms was largely consistent with the 818

aforementioned cases. The statistical analysis of the 46 cases showed contrasts in the 819

polarimetric signatures throughout the thunderstorm life cycle. The decrease of KDP to 820

negative values in the glaciated layer, from the time of the first development of the 821

glaciated layer up to the time of the first CG flash, was clearly observed. This is likely 822

34

related to the high concentrations of ice crystals, such as like plates and columns, being 823

vertically-aligned by a strong electric field. The most important aspect of the 824

observations going into this paper, which came originally from the visual examination 825

of a large number of thunderstorms, is that an initial +ZDR (associated with supercooled 826

raindrops) evolved to reduced ZDR (and even negative values) in the mixed 1 layer 827

before and during the time of the initial lightning, suggesting an evolution from 828

supercooled raindrops to frozen particles, and the formation of graupel. 829

Based on the above description, it is possible to develop a conceptual model of earlier 830

electrification for isolated thunderstorms (Figure 16). The initial stage (Figure 16a) of 831

thunderstorms is dominated by small raindrops growing by coalescence in the updrafts 832

in the warm layer. If the upward air motion is sufficient, some of these raindrops may 833

reach a height above the melting level and start to grow rapidly through collection of 834

small droplets. The updraft intensifies and a well-defined +ZDR-column (with mean 835

value +1-2 dB) containing supercooled liquid raindrops is produced after a mean time of 836

15 min (Figure 16b). The eventual reduction in reflectivity of the +ZDR-column is 837

associated with the phase change in freezing raindrops and the attendant change in 838

dielectric constant, and is followed by the appearance of negative ZDR. The existence of 839

a mixture of supercooled drops and partially frozen drops, with a variety of shapes and 840

dielectric constant, is likely responsible for the low ρHV observed at the top of the ZDR-841

columns, and further supports the importance of mixed-phase hydrometeors in this 842

region. Atlas [1966] and Lhermitte and Williams [1985] recognized this location as the 843

“balance level” (6-7 km MSL), where the particle mean terminal velocity is equal in 844

magnitude to the upward air motion. This level is favorable to the formation of 845

relatively large precipitation particles (graupel and small hail, associated with radar 846

reflectivity in the range 45 and 50 dBZ) suspended in an updraft. By this time, the 847

35

strong updrafts promotes strong collision rate between the graupel and ice particles 848

leading to an increase in the initial cloud electrification. After 29 min (Figure 16c), the 849

conical graupel atop the +ZDR-column in the updraft grow to sizes too large to be 850

suspended, and accordingly they begin to fall out. As they descend through the updrafts, 851

more supercooled raindrops are collected and they are dragged down through the 852

melting level. The descent of the conical graupel and the progressive freezing of the 853

suspended supercooled raindrops marks the demise of the +ZDR-column. The 854

gravitational separation of charged ice crystals at higher levels and the oppositely 855

charged graupel in lower levels promotes the formation of a strong electric field and the 856

first IC flash is registered. Therefore, the +ZDR-column shows a well-defined lifecycle 857

consistent with plausible microphysics and suggests a potential for lightning 858

nowcasting. The maximum intensity of the +ZDR-column is reached before the first IC 859

flash (~ 15 min before), followed by a weakening of the column at the moment of the 860

first IC flash. By the mean time around 36 min (Figure 16d) after the first radar echo, 861

the strong electric field is sufficient to align the ice crystals close to the cloud-top 862

(above the -40oC isotherm) and the conical graupel are dominant between the melting 863

layer up to -15 oC. Ice crystals of many kinds (i.e., like columns and plates) are likely 864

aligned vertically by the electric field in the glaciated layer, as suggested by Weinheimer 865

and Few [1987]. At this time the strong electric field is intensified and the first CG flash 866

is registered. The large negative KDP in the glaciated layer and the decrease of ZDR in 867

the mixed 1 layer are systematic signatures before and during the time of the first CG 868

flashes. The supercooled raindrop characteristic of the +ZDR-column is a systematic 869

feature observable before the first IC flash of a developing thunderstorm. 870

Despite the fact that ZDR-columns in the mixed phase and negative KDP in the glaciated 871

layer have been investigated in many studies in association with lightning occurrence, 872

36

many of the details of their development and their relationship with initial lightning 873

were not previously investigated in detail. Differently from previous studies, this work 874

provides an extensive documentation of the first IC and CG lightning flashes (for 46 875

thunderstorms) using two- and three-dimensional Lightning Location Systems together 876

with the time-resolved polarimetric observations for a special subset of storms with 877

lower attenuation. These thunderstorms are very compact clouds (avoiding mesoscale 878

effects) and this procedure enabled a simpler physical interpretation of early 879

thunderstorm development and with reduced radar attenuation characteristic of radars 880

operating at X-band. In addition, this study was carried out in another geographical 881

location, in another hemisphere in the tropics and the results presented in this work 882

provide statistical confirmation of the previous studies but for isolated tropical clouds, 883

giving additional information about the thunderstorm electrification life cycle. 884

Important practical applications are highlighted here. This model can be used to design 885

a nowcasting tool. Changes in the size and height of the +ZDR-column provide the 886

potential for the formation of graupel and ice crystals; which are fundamental conditions 887

for the lightning occurrence. This feature can also be used to estimate thunderstorm 888

strength and maturity, increasing the lead-time used for lightning nowcasting. 889

Additionally, a systematic observation of conical graupel (negative ZDR) in the mixed 1 890

layer and vertically-oriented ice crystals (negative KDP) in the upper levels of 891

thunderstorms may provide helpful information concerning thunderstorm vigor and its 892

lightning diagnostic. The description of the thunderstorm life cycle could also open new 893

opportunities for microphysical and lightning parameterization in cloud resolving 894

models, as well as for the testing of numerical models that describe the life cycle. Future 895

analyses should consider different meteorological contexts, the degree of baroclinicity, 896

37

the effect of seasons, and different thunderstorm sizes to evaluate this conceptual model 897

for isolated thunderstorms. 898

899

Acknowledgments 900

We would like to thank the CHUVA project supported by Fundação de Amparo à 901

Pesquisa do Estado de São Paulo (FAPESP) with grant 2009/15235-8 and 2015/14497-902

0. The first author was financed with a graduate fellowship from FAPESP during his 903

PhD in Atmospheric Sciences at INPE, grant 2011/18217-0, and was financed with a 904

fellowship at MIT supported by FAPESP grant 2013/04292-6. The third author has 905

participated in the CHUVA-Vale campaign through FAPESP grant 2011/13673-8. We 906

thank R. Albrecht for her support and discussions of the SPLMA data. In addition, we 907

would like to thank S. Heckman and K. Naccarato for providing the reprocessed 908

lightning data from BrasilDAT. The data used in this work are free access and are 909

available in CHUVA project website (http://chuvaproject.cptec.inpe.br). 910

911

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FIGURE CAPTIONS LIST 1363

1364

Figure 1. Region of the CHUVA-Vale campaign with the localization of the X-band 1365

radar (gray shaded region), and the SPLMA (red filled circles) and BrasilDAT (blue 1366

stars) lightning sensors. Asterisks represent the locations of the 46 thunderstorms at the 1367

time of the first cloud-to-ground (CG) lightning flash. The gray dashed lines represent 1368

the distance rings (20, 60 and 100 km) from the radar. The minimum detectable radar 1369

reflectivity at 20 km and 60 km range were -4 dBZ and 9 dBZ, respectively. 1370

1371

Figure 2. Time-height plot of (a) ZH (dBZ), (b) ZDR (dB), (c) KDP (° km-1) and (d) ρHV 1372

for the thunderstorm observed at 1800 UTC on 20 February 2012. The horizontal 1373

dashed line marks the 0°C level as determined by the sounding data. The black vertical 1374

lines in the figures represent the times of the intracloud lightning flashes and the blue 1375

lines represent the cloud-to-ground lightning flashes. Arrows indicate the first 1376

intracloud (black) and the first cloud-to-ground (blue) flashes. 1377

1378

Figure 3. Maximum value of ZH (dBZ) (black line) and minimum values of ZDR (dB) 1379

(blue line), KDP (° km-1) (orange line) and (d) ρHV (red line) in the cloud layer between 1380

0° to -40 °C for the thunderstorm evolution documented in Figure 2. The black and blue 1381

dashed lines mark the times of the first intracloud and cloud-to-ground flashes, 1382

respectively. 1383

1384

Figure 4. Vertical cross sections of the polarimetric variables (ZH, ZDR, KDP and ρHV) of 1385

the thunderstorm evolution documented in Figure 2. The locations of the initiation 1386

points for the intracloud flashes are indicated with black circles and for the cloud-to-1387

57

ground flashes by blue crosses. Symbols in white color indicate the first intracloud 1388

(Figure 4e) and cloud-to-ground flashes (Figure 4f). 1389

1390

Figure 5. Time-height plot of (a) ZH (dBZ), (b) ZDR (dB), (c) KDP (° km-1) and (d) ρHV 1391

for the thunderstorm observed at 1536 UTC on 22 January 2012. The horizontal dashed 1392

line marks the 0°C level as determined by the sounding data. The black vertical lines in 1393

the figures represent the times of the intracloud lightning flashes and the blue lines 1394

represent the cloud-to-ground lightning flashes. Arrows indicate the first intracloud 1395

(black) and the first cloud-to-ground (blue) flashes. 1396

1397

Figure 6. Maximum value of ZH (dBZ) (black line) and minimum values of ZDR (dB) 1398

(blue line), KDP (° km-1) (orange line) and (d) ρHV (red line) in the cloud layer between 1399

0° to -40 °C for the thunderstorm evolution documented in Figure 5. The black and blue 1400

dashed lines mark the times of the first intracloud and cloud-to-ground flashes, 1401

respectively. 1402

1403

Figure 7. Vertical cross sections of the polarimetric variables (ZH, ZDR, KDP and ρHV) of 1404

the thunderstorm evolution documented in Figure 5. The locations of the initiation 1405

points for the intracloud flashes are indicated with black circles and for the cloud-to-1406

ground by blue crosses. In Figure 7d the symbols in white color indicate the first 1407

intracloud and cloud-to-ground flashes. 1408

1409

Figure 8. Time-height plot of (a) ZH (dBZ), (b) ZDR (dB), (c) KDP (° km-1) and (d) ρHV 1410

for the thunderstorm observed at 1818 UTC on 7 February 2012. The horizontal dashed 1411

line marks the 0°C level as determined by the sounding data. The black vertical lines in 1412

58

the figures represent the times of the intracloud lightning flashes, and the blue lines 1413

represent the cloud-to-ground lightning flashes. Arrows indicate the first intracloud 1414

(black) and the first cloud-to-ground (blue) flashes. 1415

1416

Figure 9. Maximum value of ZH (dBZ) (black line) and minimum values of ZDR (dB) 1417

(blue line), KDP (° km-1) (orange line) and (d) ρHV (red line) in the cloud layer between 1418

0° to -40 °C for the thunderstorm evolution documented in Figure 8. The black and blue 1419

dashed lines mark the times of the first intracloud and cloud-to-ground flashes, 1420

respectively. 1421

1422

Figure 10. Vertical cross sections of the polarimetric variables (ZH, ZDR, KDP and ρHV) 1423

of the thunderstorm evolution documented in Figure 8. The locations of the initiation 1424

points for the intracloud flashes are indicated with black circles and for the cloud-to-1425

ground by blue crosses. Symbols in white color indicate the first intracloud (Figure 10g) 1426

and cloud-to-ground flashes (Figure 10h). 1427

1428

Figure 11. Relative frequency distribution of the (a) time difference in minutes between 1429

the first intracloud (IC) and the first cloud-to-ground (CG) lightning flash and (b) 1430

elapsed time between the first radar echo and the first intracloud (black line) and the 1431

first cloud-to-ground (blue line) lightning flash for the 46 thunderstorms. 1432

1433

Figure 12. (a) Relative frequency distribution of the height (km) of lowest radar gate at 1434

time of the first radar echo and (b) scatter plots between ZH (dBZ) and ZDR (dB) for the 1435

lowest radar gate at time of the first radar echo. 1436

1437

59

Figure 13. Box and whiskers plots for the (a) ZH (dBZ), (b) ZDR (dB), (c) KDP (° km-1) 1438

and (d) ρHV for the glaciated (from -40 ° to -65 °C, blue boxes), mixed 2 (-15° to -40 °C, 1439

dark gray boxes), mixed 1 (from 0 ° to -15 °C, light gray boxes) and warm (below 0 °C, 1440

red boxes) phase layers. For every layer, the four boxes represent the following stages 1441

of the thunderstorm life cycle: (i) the time of the first radar echo (#1Echo), (ii) the 1442

intermediate time between the first echo radar and the first intracloud lightning flash 1443

(Int.), (iii) the time of the first intracloud lightning flash (#1IC) and the (iv) time of the 1444

first cloud-to-ground lightning flash (#1CG). 1445

1446

Figure 14. Mean values of ZH (dBZ) (black line), ZDR (dB) (blue line), KDP (° km-1) 1447

(orange line) and ρHV (red line) for the (a) warm, (b) mixed 1, (c) mixed 2 and (d) 1448

glaciated phase layers as a function of the four life cycle stages of thunderstorms: (i) 1449

#1Echo, (ii) Int.,(iii) #1CG and (iv) #1CG. 1450

1451

Figure 15. Scatter plots between ZH (dBZ) and ZDR (dB) (left panels) and between ZH 1452

(dBZ) and KDP (° km-1) (right panels) for the (a-b) warm, (c-d) mixed 1, (e-f) mixed 2 1453

and (g-h) glaciated phase layers for the four life cycle stages of thunderstorms: (i) 1454

#1Echo (black dots), (ii) Int. (green dots), (iii) #1CG (blue dots) and (iv) #1CG (red 1455

dots). 1456

1457

Figure 16. Conceptual model of the thunderstorm electrification life cycle. It is showed 1458

the evolution from the first radar echo up to the time of the first cloud-to-ground flash: 1459

(a) the time of the first radar echo (#1Echo, t1=0 min), (b) the intermediate time between 1460

the first echo radar and the first intracloud lightning flash (Int., t2=15 min), (c) the time 1461

60

of the first intracloud lightning flash (#1IC, t3=29 min) and the (d) time of the first 1462

cloud-to-ground lightning flash (#1CG, t4=36 min). 1463

1464

1465

1466

1467

1468

1469

1470

1471

1472

1473

61

1474

Figure 1. Region of the CHUVA-Vale campaign with the localization of the X-band 1475 radar (gray shaded region), and the SPLMA (red filled circles) and BrasilDAT (blue 1476 stars) lightning sensors. Asterisks represent the locations of the 46 thunderstorms at the 1477 time of the first cloud-to-ground (CG) lightning flash. The gray dashed lines represent 1478 the distance rings (20, 60 and 100 km) from the radar. The minimum detectable radar 1479 reflectivity at 20 km and 60 km range were -4 dBZ and 9 dBZ, respectively. 1480 1481 1482 1483

62

1484 Figure 2. Time-height plot of (a) ZH (dBZ), (b) ZDR (dB), (c) KDP (° km-1) and (d) ρHV 1485 for the thunderstorm observed at 1800 UTC on 20 February 2012. The horizontal 1486 dashed line marks the 0°C level as determined by the sounding data. The black vertical 1487 lines in the figures represent the times of the intracloud lightning flashes and the blue 1488 lines represent the cloud-to-ground lightning flashes. Arrows indicate the first 1489 intracloud (black) and the first cloud-to-ground (blue) flashes. 1490 1491 1492 1493 1494 1495

63

1496

1497 Figure 3. Maximum value of ZH (dBZ) (black line) and minimum values of ZDR (dB) 1498 (blue line), KDP (° km-1) (orange line) and (d) ρHV (red line) in the cloud layer between 1499 0° to -40 °C for the thunderstorm evolution documented in Figure 2. The black and blue 1500 dashed lines mark the times of the first intracloud and cloud-to-ground flashes, 1501 respectively. 1502

1503

64

1504 Figure 4. Vertical cross sections of the polarimetric variables (ZH, ZDR, KDP and ρHV) of 1505 the thunderstorm evolution documented in Figure 2. The locations of the initiation 1506 points for the intracloud flashes are indicated with black circles and for the cloud-to-1507 ground flashes by blue crosses. Symbols in white color indicate the first intracloud 1508 (Figure 4e) and cloud-to-ground flashes (Figure 4f). 1509 1510 1511 1512 1513

65

1514 Figure 5. Time-height plot of (a) ZH (dBZ), (b) ZDR (dB), (c) KDP (° km-1) and (d) ρHV 1515 for the thunderstorm observed at 1536 UTC on 22 January 2012. The horizontal dashed 1516 line marks the 0°C level as determined by the sounding data. The black vertical lines in 1517 the figures represent the times of the intracloud lightning flashes and the blue lines 1518 represent the cloud-to-ground lightning flashes. Arrows indicate the first intracloud 1519 (black) and the first cloud-to-ground (blue) flashes. 1520 1521 1522 1523 1524 1525

66

1526

1527 1528 Figure 6. Maximum value of ZH (dBZ) (black line) and minimum values of ZDR (dB) 1529 (blue line), KDP (° km-1) (orange line) and (d) ρHV (red line) in the cloud layer between 1530 0° to -40 °C for the thunderstorm evolution documented in Figure 5. The black and blue 1531 dashed lines mark the times of the first intracloud and cloud-to-ground flashes, 1532 respectively. 1533 1534 1535 1536 1537 1538

67

1539 Figure 7. Vertical cross sections of the polarimetric variables (ZH, ZDR, KDP and ρHV) of 1540 the thunderstorm evolution documented in Figure 5. The locations of the initiation 1541 points for the intracloud flashes are indicated with black circles and for the cloud-to-1542 ground by blue crosses. In Figure 7d the symbols in white color indicate the first 1543 intracloud and cloud-to-ground flashes. 1544 1545 1546 1547 1548 1549 1550 1551 1552

68

1553 Figure 8. Time-height plot of (a) ZH (dBZ), (b) ZDR (dB), (c) KDP (° km-1) and (d) ρHV 1554 for the thunderstorm observed at 1818 UTC on 7 February 2012. The horizontal dashed 1555 line marks the 0°C level as determined by the sounding data. The black vertical lines in 1556 the figures represent the times of the intracloud lightning flashes, and the blue lines 1557 represent the cloud-to-ground lightning flashes. Arrows indicate the first intracloud 1558 (black) and the first cloud-to-ground (blue) flashes. 1559 1560

69

1561 Figure 9. Maximum value of ZH (dBZ) (black line) and minimum values of ZDR (dB) 1562 (blue line), KDP (° km-1) (orange line) and (d) ρHV (red line) in the cloud layer between 1563 0° to -40 °C for the thunderstorm evolution documented in Figure 8. The black and blue 1564 dashed lines mark the times of the first intracloud and cloud-to-ground flashes, 1565 respectively. 1566 1567 1568

70

1569 Figure 10. Vertical cross sections of the polarimetric variables (ZH, ZDR, KDP and ρHV) 1570 of the thunderstorm evolution documented in Figure 8. The locations of the initiation 1571 points for the intracloud flashes are indicated with black circles and for the cloud-to-1572 ground by blue crosses. Symbols in white color indicate the first intracloud (Figure 10g) 1573 and cloud-to-ground flashes (Figure 10h). 1574 1575 1576 1577 1578

71

1579 Figure 11. Relative frequency distribution of the (a) time difference in minutes between 1580 the first intracloud (IC) and the first cloud-to-ground (CG) lightning flash and (b) 1581 elapsed time between the first radar echo and the first intracloud (black line) and the 1582 first cloud-to-ground (blue line) lightning flash for the 46 thunderstorms. 1583 1584 1585 1586 1587 1588 1589 1590 1591 1592 1593 1594 1595 1596 1597 1598 1599 1600 1601 1602 1603 1604 1605 1606 1607 1608 1609 1610

72

1611 Figure 12. (a) Relative frequency distribution of the height (km) of lowest radar gate at 1612 time of the first radar echo and (b) scatter plots between ZH (dBZ) and ZDR (dB) for the 1613 lowest radar gate at time of the first radar echo. 1614 1615 1616 1617 1618 1619 1620 1621 1622 1623 1624 1625 1626 1627 1628 1629 1630

73

1631 Figure 13. Box and whiskers plots for the (a) ZH (dBZ), (b) ZDR (dB), (c) KDP (° km-1) 1632 and (d) ρHV for the glaciated (from -40 ° to -65 °C, blue boxes), mixed 2 (-15° to -40 °C, 1633 dark gray boxes), mixed 1 (from 0 ° to -15 °C, light gray boxes) and warm (below 0 °C, 1634 red boxes) phase layers. For every layer, the four boxes represent the following stages 1635 of the thunderstorm life cycle: (i) the time of the first radar echo (#1Echo), (ii) the 1636 intermediate time between the first echo radar and the first intracloud lightning flash 1637 (Int.), (iii) the time of the first intracloud lightning flash (#1IC) and the (iv) time of the 1638 first cloud-to-ground lightning flash (#1CG). 1639 1640 1641 1642 1643 1644 1645 1646 1647 1648 1649 1650

74

1651 Figure 14. Mean values of ZH (dBZ) (black line), ZDR (dB) (blue line), KDP (° km-1) 1652 (orange line) and ρHV (red line) for the (a) warm, (b) mixed 1, (c) mixed 2 and (d) 1653 glaciated phase layers as a function of the four life cycle stages of thunderstorms: (i) 1654 #1Echo, (ii) Int.,(iii) #1CG and (iv) #1CG. 1655 1656 1657 1658 1659 1660 1661 1662 1663

75

1664 Figure 15. Scatter plots between ZH (dBZ) and ZDR (dB) (left panels) and between ZH 1665 (dBZ) and KDP (° km-1) (right panels) for the (a-b) warm, (c-d) mixed 1, (e-f) mixed 2 1666 and (g-h) glaciated phase layers for the four life cycle stages of thunderstorms: (i) 1667 #1Echo (black dots), (ii) Int. (green dots), (iii) #1CG (blue dots) and (iv) #1CG (red 1668 dots). 1669

76

1670 1671 Figure 16. Conceptual model of the thunderstorm electrification life cycle. It is showed 1672 the evolution from the first radar echo up to the time of the first cloud-to-ground flash: 1673 (a) the time of the first radar echo (#1Echo, t1=0 min), (b) the intermediate time between 1674 the first echo radar and the first intracloud lightning flash (Int., t2=15 min), (c) the time 1675 of the first intracloud lightning flash (#1IC, t3=29 min) and the (d) time of the first 1676 cloud-to-ground lightning flash (#1CG, t4=36 min). 1677 1678

1679

1680

1681

1682

Figure 1.  

-46.80 -46.40 -46.00 -45.60 -45.20

-46.80 -46.40 -46.00 -45.60 -45.20-2

4.00

-23.

60-2

3.20

-22.

80-2

2.40

-24.00-23.60

-23.20-22.80

-22.40Region of the CHUVA-Vale Campaign

Latit

ude

Longitude

20 km

60 km

100 km

Radar

SP

StormsXPOLSPLMABrasilDAT

Figure 2.  

0

5

10

15A

ltitu

de (

km)

a)

0

5

10

15A

ltitu

de (

km)

−20

0

20

40

60

ZH (

dBZ

)

0

5

10

15

Alti

tude

(km

)

b)

0

5

10

15

Alti

tude

(km

)

−3−2−10123

ZD

R (

dB)

0

5

10

15

Alti

tude

(km

)

c)

0

5

10

15

Alti

tude

(km

)

−3−2−10123

KD

P (o k

m−

1 )

0 10 20 30 40Time Elapsed Since the First Radar Echo (min)

0

5

10

15

Alti

tude

(km

)

d)

0 10 20 30 40Time Elapsed Since the First Radar Echo (min)

0

5

10

15

Alti

tude

(km

)

0.6

0.7

0.8

0.9

1.0ρ H

V

Figure 3.  

0 10 20 30Time Elapsed Since the First Radar Echo (min)

15

25

35

45

55Z

H (

dBZ

)

#1IC #1CG

−5.0

−3.0

−1.0

1.0

3.0

ZD

R (

dB)

−1.4

−1.2

−1.0

−0.8

−0.6

−0.4

−0.2

−0.0

KD

P (o k

m−

1 )

0.85

0.90

0.95

1.00

ρ HV

Figure 4.  

Figure 5.  

0

5

10

15A

ltitu

de (

km)

a)

0

5

10

15A

ltitu

de (

km)

−20

0

20

40

60

ZH (

dBZ

)

0

5

10

15

Alti

tude

(km

)

b)

0

5

10

15

Alti

tude

(km

)

−3−2−10123

ZD

R (

dB)

0

5

10

15

Alti

tude

(km

)

c)

0

5

10

15

Alti

tude

(km

)

−3−2−10123

KD

P (o k

m−

1 )

0 5 10 15 20 25 30Time Elapsed Since the First Radar Echo (min)

0

5

10

15

Alti

tude

(km

)

d)

0 5 10 15 20 25 30Time Elapsed Since the First Radar Echo (min)

0

5

10

15

Alti

tude

(km

)

0.6

0.7

0.8

0.9

1.0ρ H

V

Figure 6.  

0 5 10 15 20 25Time Elapsed Since the First Radar Echo (min)

30

40

50

60Z

H (

dBZ

)

#1IC #1CG

−1.0

0.0

1.0

2.0

3.0

ZD

R (

dB)

−1.5

−1.0

−0.5

0.0

0.5

KD

P (o k

m−

1 )

0.86

0.88

0.90

0.92

0.94

0.96

0.98

1.00

ρ HV

Figure 7.  

Figure 8.  

0

5

10

15A

ltitu

de (

km)

a)

0

5

10

15A

ltitu

de (

km)

−20

0

20

40

60

ZH (

dBZ

)

0

5

10

15

Alti

tude

(km

)

b)

0

5

10

15

Alti

tude

(km

)

−3−2−10123

ZD

R (

dB)

0

5

10

15

Alti

tude

(km

)

c)

0

5

10

15

Alti

tude

(km

)

−3−2−10123

KD

P (o k

m−

1 )

0 10 20 30 40Time Elapsed Since the First Radar Echo (min)

0

5

10

15

Alti

tude

(km

)

d)

0 10 20 30 40Time Elapsed Since the First Radar Echo (min)

0

5

10

15

Alti

tude

(km

)

0.6

0.7

0.8

0.9

1.0ρ H

V

Figure 9.  

0 10 20 30 40Time Elapsed Since the First Radar Echo (min)

20

30

40

50

60Z

H (

dBZ

)

#1IC #1CG

0.0

1.0

2.0

3.0

4.0

ZD

R (

dB)

−1.5

−1.0

−0.5

0.0

0.5

KD

P (o k

m−

1 )

0.80

0.85

0.90

0.95

1.00

ρ HV

Figure 10.  

Figure 11.  

0

10

20

30

40

50

Time Difference Between the First IC

and the First CG Flash (min)

0

10

20

30

40

50

Rel

ativ

e F

requ

ency

(%

)

−6 0 6 12 18 24 30 36 42

a)

1

4

19

5

9

3 3

1 1

Time DifferenceN.Flashes=46Min. Diff.=−6 minMax. Diff.=38 minMean Diff.=6 minStd. Diff.=7 minMedian=4 min

Time DifferenceN.Flashes=46Min. Diff.=−6 minMax. Diff.=38 minMean Diff.=6 minStd. Diff.=7 minMedian=4 min

0 20 40 60 80Time Elapsed Between the First Radar Echo

and the First Flash (min)

0

10

20

30

40

Rel

ativ

e F

requ

ency

(%

)

b) IC FlashMin. Time=6 minMax. Time=68 minMean Time=29 minStd. Time=12 minMedian=28 min

IC FlashMin. Time=6 minMax. Time=68 minMean Time=29 minStd. Time=12 minMedian=28 min

CG FlashMin. Time=18 minMax. Time=70 minMean Time=36 minStd. Time=13 minMedian=35 min

CG FlashMin. Time=18 minMax. Time=70 minMean Time=36 minStd. Time=13 minMedian=35 min

Figure 12.  

0

10

20

30

40

Height of Lowest Radar Gate of the First Radar Echo (km)

0

10

20

30

40R

elat

ive

Fre

quen

cy (

%)

0 1 2 3 4 5 6

5

7

15

3

6

21

4

21

Min. Height=1 kmMax. Height=5 kmMean Height=2 km

Min. Height=1 kmMax. Height=5 kmMean Height=2 km

a)

0 2 4 6 8ZDR (dB)

0

10

20

30

40

50

ZH (

dBZ

)

b)

Figure 13.  

10

40

70

10

40

70Z

H (

dBZ

)

a)

Glaciated Phase (−40o to −65oC)

Mixed Phase 2(−15o to −40oC)

Mixed Phase 1 (0o to −15oC)

Warm Phase (> 0oC)

−20246

ZD

R (

dB)

b)

−20246

KD

P (o k

m−

1 )

c)

0.7

0.8

0.9

1.0

ρ HV

d)

#1Echo Int. #1IC #1CG #1Echo Int. #1IC #1CG #1Echo Int. #1IC #1CG #1Echo Int. #1IC #1CG

Figure 14.  

0

10

20

30

ZH (

dBZ

)

d)

0.300.35

0.40

0.45

0.500.55

ZD

R (

dB)

-0.30

-0.20

-0.10

-0.00

0.10

KD

P (o k

m-1)

0.85

0.90

0.95

1.00

ρ HV

Glaciated Phase

20

30

40

ZH (

dBZ

)

c)

0.20

0.40

0.60

0.80

1.00

ZD

R (

dB)

-0.050.00

0.05

0.10

0.150.20

KD

P (o k

m-1)

0.85

0.90

0.95

1.00

ρ HV

Mixed Phase 2

15

30

45

60

ZH (

dBZ

)

b)

2.002.10

2.20

2.30

2.402.50

ZD

R (

dB)

-1.00-0.50

0.00

0.50

1.001.50

KD

P (o k

m-1)

0.85

0.90

0.95

1.00

ρ HV

Mixed Phase 1

#1Echo Int. #1IC #1CGTime Step

15

30

45

60

ZH (

dBZ

)

a)

2.50

3.00

3.50

4.00

4.50

ZD

R (

dB)

-1.50-0.50

0.50

1.50

2.503.50

KD

P (o k

m-1)

0.85

0.90

0.95

1.00

ρ HV

Warm Phase

Figure 15.  

ZH x ZDR

0

20

40

60

ZH (

dBZ

)

g)Glaciated Phase

ZH x KDP

h)Glaciated Phase

0

20

40

60

ZH (

dBZ

)

e)Mixed Phase 2

f)Mixed Phase 2

0

20

40

60

ZH (

dBZ

)

c)Mixed Phase 1

d)Mixed Phase 1

−2 0 2 4 6 8 10ZDR (dB)

0

20

40

60

ZH (

dBZ

)

a)Warm Phase

−2 0 2 4 6KDP (

o km−1)

b)Warm Phase

#1Echo Int. #1IC #1CG

Figure 16.  


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