1

Training

2

Training

Banking

Basel II

QMS including Six Sigma

ISMS

3

Banking

Objective To provide basic understanding of Banking

practices and operations

Coverage Introduction to Banking Theory – Law &

Practice Banking Overview – various types of Banks and

operations Fundamentals of Accounting – Journal, Leger,

Trial Balance, GL, Balance Sheet

4

Banking Introduction to different divisions in Banks

Retail and Corporate Banking Payment Systems Trade Finance Treasury Delivery Channels – ATMs, Credit/ Debit cards, POS, etc. Merchant Banking – Demat, Mutual Funds, Investment

Banking Compliance – AML, ALM, Basel II, etc.

Target Audience General Bankers, technology groups

Back

5

Basel II

General Basel II – an awareness program

Specific Market Risk Credit Risk Operational Risk

6

Basel II

The Nature of risks and regulations in banking Evolution of risk management and regulations

in banks Techniques in management - simple,

intermediate and advanced Fundamentals of Market and Treasury Risk

Management Fundamentals of Credit and Operational Risk

Management Supervision and Regulation

7

Basel II

Credit Risk The development of risk based supervision in

banks Approaches for measurement and management Standardized approach of measurement and

management Internal Ratings based approaches Mechanics & Parameters FIRB & AIRB Calibration & validation Usage tests

8

Basel II

Market Risk Measurement and regulation Standardized approach of measurement and

management Internal Models approach of measurement and

management Nature of Treasury Risk Interest rate re-pricing in the banking book Methods of measuring and managing liquidity Capital Management and Treasury risk

9

Basel II

Operational Risk Basic Indication approach to measuring

Operational Risk Capital Standardized approach to measuring

Operational Risk Capital Advanced measurement approach Managing Operational Risk

Different frameworks and approaches Techniques used to mitigate operational risk

Monitoring and reporting

10

Basel II

Supervisory Review and its importance Internal Capital assessment process The four key principles and Specific issues Supervisory review of securitization,

accountability and actions

Role of National Supervisors Implementation issues Relationship between external/ internal

auditors and supervisors

11

Basel II

Supervision of Operational Risks and other risks Supervision of operational risks and electronic

banking UK and US Supervision of operational risk Pillar 2 and other risks

Bank Disclosure requirements Nature of disclosure, Basel II and disclosure Pillar 3 requirements, Scope of disclosure Risk exposure and assessment

12

Basel II

Banking Technology Core Banking – is it the end? Payment systems across the globe Convergence of Banking and technology Risk Management and Regulatory Compliance

13

Basel II

Target Audience CxO level – high level or overview and

importance Senior Management – Credit, Market,

Operations and Top Management Compliance Officers, Auditors, functional

department officials Banking Technology Team

Back

14

Quality Management System

To create the awareness amongst the associates/ employees

To train identified associates/ employees on Quality Standard requirements

To train on the Internal Audit – planning, conducting and follow-up

Objective

15

Quality Management System

Introduction to Quality Management Different Quality Standards like ISO 9001:2000,

CMMi different levels Process/ Product Quality concepts Different important Quality processes

Coverage

16

Quality Management System

Detailed training on QMS – Standard requirements separately for each standard Standard requirements Mapping the existing practices to standard Gap Analysis Processes – definition, revision,

implementation strategies Monitoring Metrics

Coverage

17

Quality Management System

Internal Audit Objectives Code of ethics Audit Program/ Audit calendar Checklist development Audit techniques & Report preparation Follow-up methodology

Coverage

18

Training – Quality Management System

All associates – for awareness session Quality team & Identified associates when

organization is going in for fresh certification – for the detailed programs

Internal Auditors/ associates identified for conducting audit internally – for Internal audit training program

Target Audience

Back

19

To create the awareness amongst the associates/ employees

To train identified associates/ employees on ISO 27001 requirements

To train on the Internal Audit – planning, conducting and follow-up

Coverage

Information Security Management System

20

Introduction to Information Security

Information classification Risk Management Mitigation Controls Vulnerabilities and threats

Information Security Management System (ISO 27001)

Information Security policies like Password, Access Control etc

Information Security Management System

Coverage

21

Detailed training on ISMS – ISO 27001 Standard requirements Standard requirements Mapping the existing practices to standard Gap Analysis Processes – definition, revision,

implementation strategies Monitoring Metrics

Information Security Management System

Coverage

22

Internal Audit Objectives Code of ethics Audit Program/ Audit calendar Checklist development Audit techniques & Report preparation Follow-up methodology

Information Security Management System

Coverage

23

All associates – for awareness session Information Security team & Identified

associates when organization is going in for fresh certification – for the detailed programs

Internal Auditors/ associates identified for conducting audit internally – for Internal audit training program

Target Audience

Information Security Management System