1434TheYeara
MagnificentChineseFleetSailedtoItalyandIgnitedtheRenaissance
GavinMenzies
Thisbookisdedicatedtomybelovedwife,Marcella,
whohastraveledwithmeonthejourneysrelatedinthisbook
andthroughlife
Contents
Introduction
ISettingtheScene
1ALastVoyage2TheEmperor’sAmbassador3TheFleetsarePreparedfortheVoyagetotheBarbarians4ZhengHe’sNavigators’
CalculationofLatitudeandLongitude5VoyagetotheRedSea6CairoandtheRedSea–nileCanal
IIChinaIgnitestheRenaissance
7TotheVeniceofNiccolòDaConti8PaoloToscanelli’sFlorence9ToscanelliMeetsthe
ChineseAmbassador10Columbus’sandMagellan’sWorldMaps11TheWorldMapsofJohannesSchöner,MartinWaldseemüller,andAdmiralZhengHePhotographicInsert112Toscanelli’sNewastronomy13TheFlorentineMathematicians:
Toscanelli,NicholasofCusa,andRegiomontanus14LeonBattistaAlbertiandLeonardoDaVinci15LeonardoDaVinciandChineseInventionsPhotographicInsert216Leonardo,DiGiorgio,Taccola,andAlberti17SilkandRice18GrandCanals:China
andLombardy19FirearmsandSteel20Printing21China’sContributiontotheRenaissance
IIIChina’sLegacy
22TragedyontheHighSeas:ZhengHe’sFleetDestroyedbyaTsunamiPhotographicInsert323TheConquistadores’Inheritance:OurLadyof
Victory
AcknowledgmentsNotesBibliographyPermissionsPhotographCreditsSearchableTermsAbouttheAuthorOtherBooksbyGavinMenziesCredits
CopyrightAboutthePublisher
INTRODUCTION
Onethingthatgreatlypuzzledmewhenwriting1421wasthelackofcuriosityamongmanyprofessionalhistorians.
Afterall,ChristopherColumbussupposedlydiscoveredAmericain1492.
Yeteighteenyearsbeforehesetsail,ColumbushadamapoftheAmericas,whichhelateracknowledgedinhislogs.Indeed,evenbeforehisfirstvoyage,ColumbussignedacontractwiththekingandqueenofSpainthatappointedhimviceroyoftheAmericas.Hisfellowship’scaptainMartínAlonsoPinzón,whosailedwithhimin1492,hadtooseenamapoftheAmericas—inthe
pope’slibrary.
Howdoyoudiscoveraplaceforwhichyoualreadyhaveamap?
ThesamequestioncouldbeaskedofMagellan.ThestraitthatconnectstheAtlantictothePacificbearsthegreatPortugueseexplorer’sname.WhenMagellanreachedthatstraitin1520,hehadrunoutoffoodandhissailorswere
reducedtoeatingrats.Worse,theywereconvincedtheywerelost.EstebanGómezledamutiny,seizingtheSanAntoniowiththeintenttoleadpartoftheexpeditionbacktoSpain.Magellanquashedthemutinybyclaiminghewasnotatalllost.Amemberofthecrewwrote,“Weallbelievedthat[theStrait]wasacul-de-sac;butthecaptainknewthathehadtonavigatethrougha
verywell-concealedstrait,havingseenitinachartpreservedinthetreasuryofthekingofPortugal,andmadebyMartinofBohemia,amanofgreatparts.”1
WhywasthestraitnamedafterMagellanwhenMagellanhadseenitonachartbeforehesetsail?Itdoesn’tmakesense.
Theparadoxmightbe
explainedhadtherebeennomapsofthestraitorofthePacific—if,assomebelieve,Magellanwasbluffingabouthavingseenachart.Butthereweremaps.MartinWaldseemüllerpublishedhismapoftheAmericasandthePacificin1507,twelveyearsbeforeMagellansetsail.In1515,fouryearsbeforeMagellansailed,JohannesSchönerpublishedamapshowingthestraitMagellanis
saidtohave“discovered.”
Themysteryonlydeepenswhenweconsiderthetwocartographers,WaldseemüllerandSchöner.WerethesetwohoaryoldseacaptainswhohadmadeheroicvoyagesacrossthePacificbeforeMagellan?ShouldwerenamethestraitafterSchöner?Hardly.
Schönerneverwenttosea.
HeflunkedhisexamsattheUniversityofErfurt,leavingwithoutadegree.Hebecameanapprenticepriestin1515butforfailingtocelebratemass,wasrelegatedtoasmallvillage,wherehispunishmentwasofficiatingatearly-morningmass.SohowdidayoungmanfromruralGermanywithnomaritimetraditionproduceamapofthePacificwellbeforeMagellandiscoveredthatocean?
LikeSchöner,Waldseemüllerhadneverseenthesea.BorninWolfenweilernearFreibergin1475,hespenthisworkinglifeasacannonatSaint-DiéineasternFrance—aregionfamedforitsplumsbutcompletelydevoidofmaritimetradition.Waldseemüller,too,leftuniversitywithoutadegree.YethismapoftheAmericasshowedtheSierraMadreof
MexicoandtheSierraNevadaofNorthAmericabeforeMagellanreachedthePacificorBalboareacheditscoast.
ThesetworusticmapmakerswerenottheonlyEuropeanswithanuncannyprescienceaboutunseenlands.In1419,beforeEuropeanvoyagesofexplorationevenbegan,AlbertindiVirgapublishedamapoftheEastern
HemispherethatshowsnorthernAustralia.Itwasanother350yearsbeforeCaptainCook“discovered”thatcontinent.Similarly,BrazilappearedonPortuguesemapsbeforethefirstPortuguese,CabralandDias,setsailforBrazil.TheSouthShetlandIslandswereshownonthePiriReismapfourhundredyearsbeforeEuropeansreachedtheAntarctic.
ThegreatEuropeanexplorerswerebraveanddeterminedmen.Buttheydiscoverednothing.Magellanwasnotthefirsttocircumnavigatetheglobe,norwasColumbusthefirsttodiscovertheAmericas.Sowhy,wemayask,dohistorianspersistinpropagatingthisfantasy?WhyisTheTimesAtlasofWorldExploration,whichdetailsthediscoveriesof
Europeanexplorers,stilltaughtinschools?Whyaretheyoungsoinsistentlymisled?
After1421waspublished,wesetupourwebsite,www.1421.tv,whichhassincereceivedmillionsofvisitors.Additionallywehavereceivedhundredsofthousandsofe-mailsfromreadersof1421,manybringingnewevidencetoour
attention.Ofthecriticismwe’vereceived,themostfrequentcomplainthasconcernedmyfailuretodescribetheChinesefleets’visitstoEuropewhentheRenaissancewasjustgettingunderway.
Twoyearsago,aChineseCanadianscholar,TaiPengWang,discoveredChineseandItalianrecordsshowingbeyondadoubtthatChinese
delegationshadreachedItalyduringthereignsofZhuDi(1403–1424)andtheXuanDeemperor(1426–1435).Naturally,thiswasofthegreatestinteresttomeandtheresearchteam.
ShortlyafterTaiPengWang’s2005discovery,mywife,Marcella,andIsetoffwithfriendsforSpain.Foradecade,we’veenjoyedholidayswiththissamegroup
offriends,travelingtoseeminglyinaccessibleplaces—crossingtheAndes,Himalayas,Karakorams,andHinduKush,voyagingdowntheAmazon,journeyingtotheglaciersofPatagoniaandthehighAltiplanoofBolivia.In2005wewalkedtheViadelaPlatafromSeville,fromwheretheconquistadoressailedtotheNewWorld,northtotheirhomelandofExtremadura.Alongtheway,
wevisitedthetownsinwhichtheconquistadoreswerebornandraised.OneofthesewasToledo,paintedwithsuchbravurabyElGreco.Ofparticularinteresttomewerethemedievalpumpsbywhichthisfortifiedmountaintowndrewitswaterfromtheriverfarbelow.
Onalovelyautumnday,wewalkeduphilltothegreatcathedralthatdominates
Toledoandthesurroundingcountryside.Wedumpedourbagsinasmallhotelbuiltintothecathedralwallsandsetofftoexplore.InaneighboringMoorishpalacetherewasanexhibitiondedicatedtoLeonardodaVinciandhisMadridcodices,focusingonhispumps,aqueducts,locks,andcanals—allhighlyrelevanttoToledo.
Theexhibitcontainedthisnote:“Leonardoembarkeduponathoroughanalysisofwaterways.TheencounterwithFrancescodiGiorgioinPaviain1490wasadecisivemomentinLeonardo’straining,aturningpoint.Leonardoplannedtowriteatreatiseonwater.”Thispuzzledme.IhadbeentaughtthatLeonardohaddesignedthefirstEuropeancanalsandlocks,thathewasthefirstto
illustratepumpsandfountains.SowhatrelevanttraininghadhereceivedfromFrancescodiGiorgio,anamecompletelyunknowntome?
MyresearchrevealedthatLeonardohadownedacopyofdiGiorgio’streatiseoncivilandmilitarymachines.Inthetreatise,diGiorgiohadillustratedanddescribedarangeofastonishingmachines,manyofwhich
Leonardosubsequentlyreproducedinthree-dimensionaldrawings.Theillustrationswerenotlimitedtocanals,locks,andpumps;theyincludedparachutes,submersibletanks,andmachinegunsaswellashundredsofothermachineswithcivilandmilitaryapplications.
Thiswasquiteashock.ItseemedLeonardowasmore
illustratorthaninventorandthatthegreatergeniusmayhaveresidedindiGiorgio.WasdiGiorgiotheoriginalinventorofthesefantasticmachines?Ordidhe,inturn,copythemfromanother?
IlearnedthatdiGiorgiohadinheritednotebooksandtreatisesfromanotherItalian,MarianodiJacopodittoTaccola(calledTaccola:“theCrow”).Taccolawasaclerk
ofpublicworkslivinginSiena.Havingneverseentheseaorfoughtabattle,heneverthelessmanagedtodrawawidevarietyofnauticalmachines—paddle-wheeledboats,frogmen,andmachinesforliftingwrecks,togetherwitharangeofgunpowderweapons,evenanadvancedmethodofmakinggunpowderanddesigningahelicopter.ItseemsTaccolawasresponsiblefornearlyevery
technicalillustrationthatdiGiorgioandLeonardohadlaterimprovedupon.
So,onceagain,weconfrontourfamiliarpuzzle:HowdidaclerkinaremoteItalianhilltown,amanwhohadnevertraveledabroadorobtainedauniversityeducation,cometoproducetechnicalillustrationsofsuchamazingmachines?
Thisbookattemptsto
answerthatandafewrelatedriddles.Indoingso,westumbleuponthemapoftheAmericasthatTaccola’scontemporaryPaoloToscanellisenttobothChristopherColumbusandthekingofPortugal,inwhoselibraryMagellanencounteredit.
Like1421,thisbookisacollectiveendeavorthatneverwouldhavebeenwritten
withoutthehelpofthousandsofpeopleacrosstheworld.Idonotclaimdefinitiveanswerstoeveryriddle.Thisisaworkinprogress.Indeed,Ihopereaderswilljoinusinthesearchforanswersandsharethemwithus—assomanydidinresponseto1421.
However,beforewemeettheChinesesquadronuponitsarrivalinVeniceandthenFlorence,abitofbackground
isnecessaryontheaimsoftheXuanDeemperorforwhomGrandEunuchZhengHeservedasambassadortoEurope.AXuanDeimperialorderdatedJune29,1430,stated:
…EverythingisprosperousandrenewedbuttheForeignCountriesdistantlylocatedbeyondthesea,stillhadnotheardanddidnotknow.ForthisreasonGrandDirectors
ZhengHe,WangJinghongandotherswerespeciallysent,bearingtheword,togoandinstructthemintodeferenceandsubmission…
ThefirstthreechaptersofthisbookdescribethetwoyearsofpreparationsinChinaandIndonesiatofulfillthatorder,whichrequiredlaunchingandprovisioningthegreatestfleettheworldhadeverseenforavoyage
acrosstheworld.Chapter4explainshowtheChinesecalculatedlongitudewithoutclocksandlatitudewithoutsextants—prerequisitesfordrawingaccuratemapsofnewlands.Chapters5and6describehowthefleetlefttheMalabarCoastofIndia,sailedtothecanallinkingtheNiletotheRedSea,thendowntheNileintotheMediterranean.SomehavearguedthatnoChineserecordsexistto
suggestthatZhengHe’sfleetseverlefttheIndianOcean.Chapters5and6documentthemanyrecordsinChina,Egypt,Dalmatia,Venice,Florence,andthePapalStatesdescribingthefleets’voyage.
Inchapter21Idiscusstheimmensetransferofknowledgethattookplacein1434betweenChinaandEurope.Thisknowledge
originatedwithapeoplewho,overathousandyears,hadcreatedanadvancedcivilizationinAsia;itwasgiventoEuropejustasshewasemergingfromamillenniumofstagnationfollowingthefalloftheRomanEmpire.
TheRenaissancehastraditionallybeenportrayedasarebirthoftheclassicalcivilizationsofGreeceand
Rome.ItseemstomethetimehascometoreappraisethisEurocentricviewofhistory.WhiletheidealsofGreeceandRomeplayedanimportantroleintheRenaissance,IsubmitthatthetransferofChineseintellectualcapitaltoEuropewasthesparkthatsettheRenaissanceablaze.
Theinternethasrevolutionizedthehistorian’s
profession,andthoughitisnotnecessaryforreaderstovisitthe1434website,itdoescontainagreatdealofadditionalinformationaboutChina’sroleintheRenaissance.Onoccasioninthetext,Imakereferencetospecificsubjectsthatarediscussedingreaterdetailonthewebsite.Ibelievethatmanywillfindthisinteresting.The1421websitehasalsobecomeaforumfor
discussion,andIhopethesamewillbetruefor1434.Whenyouhavereadthebook,pleasetelluswhetheryouagreewithitsconclusions.
GavinMenziesNewYork
July17,2007
I
SettingtheScene
1
ALASTVOYAGE
Inthesummerof1421theemperorZhuDilostastupendousgamble.Indoingso,helostcontrolofChinaand,eventually,hislife.
ZhuDi’sdreamsweresooutsizedthat,thoughChinaintheearlyfifteenthcenturywasthegreatestpoweronearth,itstillcouldnotsummonthemeanstorealizetheemperor’smonumentalambitions.HavingembarkedonthesimultaneousconstructionoftheForbiddenCity,theMingtombs,andtheTempleofHeaven,ChinawasalsobuildingtwothousandshipsforZheng
He’sfleets.Thesevastprojectshaddenudedthelandoftimber.Asaconsequence,eunuchsweresenttopillageVietnam.ButtheVietnameseleaderLeLoifoughttheChinesewithgreatskillandcourage,tyingdowntheChinesearmyathugefinancialandpsychologicalcost.ChinahadherVietnamsixhundredyearsbeforeFranceandAmericahad
theirs.1
China’sdebacleinVietnamgrewoutofthecostsofbuildingandmaintaininghertreasurefleets,throughwhichtheemperorsoughttobringtheentireworldintoConfucianharmonywithintheChinesetributesystem.Thefleetswereledbyeunuchs—bravesailorswhowereintenselyloyaltotheemperor,permanently
insecure,andreadytosacrificeall.However,theeunuchswerealsouneducatedandfrequentlycorrupt.Andtheywereloathedbythemandarins,theeducatedadministrativeclassthatbuttressedaConfuciansysteminwhicheverycitizenwasassignedaclearlydefinedplace.
Superbadministrators,themandarinsrecoiledfromrisk.
Theydisapprovedoftheextravagantadventuresofthetreasurefleets,whosefar-flungexploitshadtheaddeddisadvantageofbringingthemintocontactwith“longnosedbarbarians.”IntheYuandynasty(1279–1368),mandarinswerethelowestclass.2However,intheMingdynasty,EmperorHongWu,ZhuDi’sfather,reversedtheclasssystemtofavor
mandarins.
ThemandarinsplannedHongWu’sattackonhissonZhuDi,thePrinceofYen,whomHonghadbanishedtoBeijing(NanjingthenbeingthecapitalofChina).TheeunuchssidedwithZhuDi,joininghisdrivesouthintoNanjing.Afterhisvictoryin1402,ZhuDiexpressedhisgratitudebyappointingeunuchstocommandthe
treasurefleets.
HenryTsaipaintsavividportraitofZhuDi,alsoknownastheYongleemperor:
Hewasanoverachiever.HeshouldbecreditedfortheconstructionoftheimposingForbiddenCityofBeijing,whichstillstandstodaytoamazecountlessvisitorsfromlandsafar.Heshouldbe
applaudedforsponsoringthelegendarymaritimeexpeditionsoftheMuslimeunuchAdmiralZhengHe,thelegacyofwhichstilllivesvividlyinthehistoricalconsciousnessofmanySoutheastAsiansandEastAfricans.HereinforcedthepowerstructureoftheabsolutistempirehisfathertheHongwuemperorfounded,andextendedthetentaclesofChinese
civilisationtoVietnam,Korea,Japan,amongothertributarystatesofMingChina.HesmoothedoutChina’srelationswiththeMongolsfromwhomEmperorHongwuhadrecoveredtheChineseempire.HemadepossiblethecompilationofvariousimportantChinesetexts,includingthemonumentalencyclopaediaYongledadian….
Yongle[thealternativenameforZhuDi]wasalsoausurper,amanwhobathedhishandsinthebloodofnumerouspoliticalvictims.Andthebloodsheddidnotstopthere.Afterascendingthethrone,hebuiltawell-knitinformationnetworkstaffedbyeunuchswhomhisfatherhadspecificallyblockedfromthecoreofpolitics,tospyonscholarofficials[mandarins]who
mightchallengehislegitimacyandhisabsolutism.3
UnderZhuDi,themandarinswererelegatedtoorganizingthefinancesnecessarytobuildthefleet.ButforgenerationsofmandarinswhogovernedtheMingdynastyandcompiledalmostallChinesehistoricalsources,thevoyagesledbyZhengHewereadeviation
fromtheproperpath.ThemandarinsdidalltheycouldtobelittleZhengHe’sachievements.AsEdwardL.Dreyerpointsout,ZhengHe’sbiographyintheMing-Shi-luwasdeliberatelyplacedbeforeaseriesofchaptersoneunuchs“whoaregroupedwith‘flatterersanddeceivers,’‘treacherousministers,’‘rovingbandits’and‘allintrinsicallyevil
categoriesofpeople.’”4
Aslongasthevoyagesprospered,andtributeflowedbacktotheMiddleKingdomtofinancethefleet’sadventures,thesimmeringrivalrybetweenmandarinsandeunuchscouldbecontained.However,inthesummerof1421,ZhuDi’sreignwenthorriblywrong.First,theForbiddenCity,whichhadcostvastsumsto
build,wasburnedtoashesbyathunderbolt.Next,theemperorbecameimpotentandwastauntedbyhisconcubines.Inafinalindignity,hewasthrownfromhishorse,apresentfromTamburlaine’ssonShahRokh.5ItappearedthatZhuDihadlostheaven’sfavor.
InDecember1421,atatimewhenChinesefarmerswerereducedtoeatinggrass,Zhu
Diembarkedonanotherextravaganza.HeledanenormousarmyintothenorthernsteppetofighttheMongolarmiesofAruqtai,whohadrefusedtopaytribute.6
ThiswastoomuchforXiaYuanji,theministeroffinance;herefusedtofundtheexpedition.ZhuDihadhisministerarrestedalongwiththeministerofjustice,
whohadalsoobjectedtotheadventure.FangBin,theministerofwar,committedsuicide.Withhisfinancesinruinsandhiscabinetinrevolt,theemperorrodeofftothesteppe,wherehewasoutwittedandoutmaneuveredbyAruqtai.OnAugust12,1424,ZhuDidied.7
ZhuGaozhi,ZhuDi’sson,tookoverasemperorandpromptlyreversedhisfather’s
policies.XiaYuanjiwasrestoredasministeroffinance,anddrasticfiscalmeasureswereadoptedtoreinininflation.ZhuGaozhi’sfirstedictonascendingthethroneonSeptember7,1424,laidthetreasurefleetlow:heorderedallvoyagesofthetreasureshipstobestopped.AllshipsmooredatTaicangwereorderedbacktoNanjing.8
Themandarinswerebackincontrol.ThegreatZhengHewaspensionedoffalongwithhisadmiralsandcaptains.Treasureshipswerelefttorotattheirmoorings.Nanjing’sdrydockswerefloodedandplansforadditionaltreasureshipswereburned.
Thensuddenly,unexpectedly,onMay29,1425,ZhuGaozhidied.HewassucceededbyhissonZhu
Zhanji,ZhuDi’sgrandson.
ZhuZhanjiseemeddestinedtobeoneofChina’sgreatestemperors.FarmorecautiousthanZhuDi,hewasnonethelessextremelyclever.HequicklyrealizedthatChina’sabdicationasQueenoftheSeaswouldhavedisastrousconsequences—notleastthatthebarbarianswouldceasepayingtribute.What’smore,thedreamofa
worldunitedinConfucianharmonywouldbedashedandthecolossalexpenditurethathadenabledChinatoacquirealliesandsettlementsthroughouttheworldwouldbewasted.
ZhuZhanjialsorealizedthattheeunuchsdisfavoredbyhisfatherhadtheirvirtues.Hesetupapalaceschooltoinstructthem9andappointedeunuchstoimportantmilitary
commands.Hereversedhisfather’splantomovethecapitalsouthtoNanjing,restoringittoBeijing,onceagainfacingtheMongols.YethealsobelievedintheConfucianvirtuesespousedbythemandarinsandcultivatedtheirfriendshipoverbottlesofwine.InmanywaysZhuZhanjicombinedthebestofhisfather,includinghisconcernforfarmers,withthatofhis
grandfather,whoseboldnessheemulatedinapproachingthebarbarians.
ThenewreignwouldbeknownasXuanDe,“propagatingvirtue.”ForZhengHeandtheeunuchs,itmarkedareturntocenterstage.Soonanothergreatsailingexpeditionwouldbelaunched,tobearthewordtothebarbarianstoinstructthemintodeferenceand
submission.
2
THEEMPEROR’SAMBASSADOR
In1430theyoungemperorempoweredAdmiralsZhengHeandWangJinghongtoactonhisbehalf,issuingthemaspeciallymintedbrass
medallion,inamixofzhuanshu1andkaishu2scripts,inscribedAUTHORISEDANDAWARDEDBYXUANDEOFTHEGREATMING.
TheemperorappointedZhengHeashisambassador.HereistheedictfromtheXuanzongShi-lu,datedJune29,1430:“EverythingwasprosperousandrenewedbuttheForeigncountries,
distantlylocatedbeyondthesea,stillhadnotheardanddidnotknow.ForthisreasonGrandDirectorsZhengHe,WangJinghongandotherswerespeciallysent,bearingtheword,togoandinstructthemintodeferenceandsubmission.”3
Thisvoyageto“instruct”theforeignerswasthezenithofAdmiralZhengHe’sgreatcareer.Beforedeparting,he
hadtwoinscriptionscarvedinstonetodocumenthisachievements.Thefirstinscription,datedMarch14,1431,wasplacednearthetempleoftheseagoddessatTaicang,downriverfromNanjingneartheestuaryoftheYangtze.
Fromthetimewhenwe,ChengHo[ZhengHe]andhiscompanionsatthebeginningoftheYungLoperiod[1403]
receivedtheImperialcommissionasenvoytothebarbarians,upuntilnow,sevenvoyageshavetakenplaceandeachtimewehavecommandedseveraltensofthousandsofgovernmentsoldiersandmorethanahundredoceangoingvessels.StartingfromTaiTs’angandtakingthesea,wehavebywayofthecountriesofChan-Ch’eng,Hsienlo,Quawa,K’ochih,andKuli[Calicut]
reachedHulumossu[Cairo]andothercountriesofthewesternregions,morethan3,000countriesinall.4
TheotherinscribedstonewasplacedfartherdowntheChinesecoastatthemouthoftheMinRiverinFujian.ItisdatedthesecondwintermonthofthesixthyearofXuanDe,whichmakesitbetweenDecember5,1431,andJanuary7,1432.Itis
calledtheChangLeepigraphy.
TheImperialMingdynastyinunifyingseasandcontinentssurpassingthethreedynastiesevengoesbeyondtheHanandTangdynasties.Thecountriesbeyondthehorizonandfromtheendsoftheearthhaveallbecomesubjectsandthemostwesternofthewesternorthemostnorthernofthenortherncountries
howeverfartheymaybe,thedistanceandtheroutesmaybecalculated.5
LiuGang,whoownsaChinesemapoftheworldfrom1418,acriticaldocumentthatwewillrevisitlater,hastranslatedtheChangLeepigraphyasitwouldhavebeenunderstoodintheearlyMingdynasty.Histranslationdiffersinsomekeyrespectsfromthemoderntranslation
producedabove.
TheImperialMingdynastyhasunifiedseasandtheuniverse,surpassingthefirstthreegenerations[ofMingemperors]aswellasoftheHanandTangdynasties.Noneofthesecountrieshadnotbecomesubjects,eventhoseattheremotestcornersinthewestofthewesternregionoftheImperialMingandthenorthofthe
northwardextensionfromtheImperialMingaresofaraway,however,thatthedistancetothemcanbecalculatedbymileage.6
Thefullimportofthedistinctionsbecomeapparentonceweunderstandwhattheterms“westernregionoftheImperialMing”and“northwardextensionfromtheImperialMing”meantatthetimethestoneswere
carved.“Theterm‘westernregion’originatedduringtheHandynastyandatthattimereferredtotheregionbetweenZhongLing(nowinthenorthernXianJiangautonomousregion)andDunHuang(attheedgeoftheTaklaMakanDesert),”LiuGangexplains.
BytheTangdynasty,theextentofthe“westernregion”hadbeenextendedtoNorth
Africa.ThebookswrittenintheMingdynastydescribingtraveltothewesternregionadoptanevenbroaderdefinition:RecordsofJourneystotheWesternRegionandNotesontheBarbarians,bothbookspublishedduringZhengHe’sera,extendedthewesternregionmuchfurtherwestwards.ThisisreflectedintheTaicangstele,whichreferstoreaching“Hulumo
Ssu(Cairo)andothercountriesofthewesternregions.”ThesecondsteleinFujianmentionsreaching“theremotestcornersinthewestofthewesternregion,”i.e.,farwestofCairo.”7
Thephrase“thenorthofthenorthwardextensionfromtheImperialMing”isevenmorepregnantwithmeaning.AsLiuGanghasexplained,inZhengHe’seratheChinese
hadnoconceptoftheNorthPoleasthehighestpointoftheearthlysphere.Accordingly,whentheytravelednorthfromChinatotheNorthAmericancontinent,traversingtheNorthPole(greatcircleroute),theybelievedthejourneywasalwaysnorthward.ThemoderngeographicunderstandingisthatthegreatcircleroutefromChinatoNorthAmerica
runsnorthtotheNorthPole,thensouthtoNorthAmerica.ThisconceptwasunknowntotheChinese.
TotheMingChinese,“inthenorthofthenorthwardextensionfromtheImperialMing”meansaplacebeyondtheNorthPole.Thisunderstandingisreflectedinthe1418worldmap,whichshowsapassagethroughthepolariceacrosstheNorth
PoleleadingtoAmerica.(AccordingtotheDutchmeteorologicaloffice,therewerethreeexceptionallywarmwintersinthe1420s,whichcouldhavemeltedtheArcticseaice.)8
Thus,ifwetakethetwostelesattheirword,itappearsthatZhengHe’sfleetshadalreadyreachedthreethousandcountriesaswellastheNorthPoleandNorth
AmericabeyondthePole.
Theemperor’sordertoZhengHetoinstructdistantlandsbeyondtheseastofollowthewayofheavennowseemsawesome.ZhengHeisbeingorderedtoreturntoallthreethousandcountrieshehadvisitedinhislifeatsea.Thetaskwouldrequireahugenumberofships—severalgreatfleetsreadiedforvoyagesacrosstheworld.
Thisexplainsthelengthydelaybetweentheimperialedictandthefleets’actualdeparturefromChinesewaterssometwoyearslater.
Eachmonth,awealthofevidencecomestoourwebsitefromsourcesinabout120differentcountries.Takentogether,theevidence,whichincludesthewrecksofChinesejunksindistantwaters,hasconvincedmethat
myoriginalestimateofthesizeofZhengHe’sfleet—someonehundredships—wasfartoolow.
Overthepastthreeyears,tworesearchers,ProfessorXiLongfeiandDr.SallyChurch,havefoundreferencesintheMingShi-lutothenumberofjunksbuiltintheyears1403to1419.Thefiguresaresubjecttointerpretation,particularly
withregardtothenumberthatcanbeassignedspecificallytoZhengHe’sfleets.ButitseemsthelowestimateofthesizeofZhengHe’sfleetsisasfollows:249shipscompletedin1407“inpreparationforsendingembassiestotheWesternOceans”;plusfiveoceangoingshipsbuiltin1404,whichtheMingShi-luexplicitlystateswereorderedbecauseenvoyswouldsoon
besentabroad;plus48“Treasureships”builtin1408andanother41builtin1419.Thatmakesatotalof343shipsconstructedforZhengHe’svoyages.9
Amiddleestimatewouldinclude“converted”ships,thepurposeofwhichisunspecifiedintheMingShi-lu.Ofthese,therewere188in1403;80inearlyNovember1405;13inlate
November1407;33in1408;and61in1413.Addingtheseconvertedshipstothe343shipsdescribedabovewouldgiveZhengHeatotalof718ships.
Thehighestimateincludes1,180haizhou,orderedin1405,whosepurposeisunspecified,andtwoordersofhaifengchuan(oceanwindships)—61in1412andthesamenumberagainin1413.
Alltogether,thatwouldmeanafleetof2,020shipsoutofatotalconstructionprogramof2,726.Evenatthishighestimate,ZhengHe’sfleetwouldstillhavebeensmallerthanKublaiKhan’s,thoughofbetterquality.
BasedonCamões’saccountoftheChinesefleetthatreachedCalicuteightyyearsbeforeVascodaGama,myguessisthatZhengHehadat
hisdisposalmorethan1,000ships.“MorethaneighthundredsailoflargeandsmallshipscametoIndiafromtheportsofMalaccaandChinaandtheLequeos(Ryuku)Islandswithpeopleofmanynationsandallladenwithmerchandiseofgreatvaluewhichtheybroughtforsale…theyweresonumerousthattheyfilledthecountryandsettledasdwellersinallofthetownsofthesea
coast.”10
Theemperor’smassiveship-buildingprogramwasaccompaniedbymajorimprovementsinthejunks’construction.ProfessorPanBiaooftheCollegeofWoodScienceandTechnologyofNanjingForestryUniversityhascarriedoutgroundbreakingworkintothetypesoftimberfoundintheNanjingshipyardswherethe
treasureshipswerebuilt.About80percentofthematerialwaspine,11percenthardwoodsotherthanteak,and5.5percentteak.
Thepine—soft,humidity-anddecay-resistant,andlongusedforbuildingbothhousesandships—waslargelyfromsouthChina.Teak,whichishard,heavy,andresistanttoinsectattack,isidealformainframes.However,itwas
foreigntoChinaandanewmaterialforChineseshipbuilders.
WhatastonishedProfessorPanBiaowasthevolumeofhardwoodandteakthatwasimported.“BeforeZhengHe,hardwoodhadneverleftitscountriesoforigininasinglestep,”hesaid.“ButduringZhengHe’svoyages,andintheoneortwohundredyearsfollowinghisvoyages,
hardwoodwasnotonlymassivelyusedinshipbuildingbutwasalsobroughtintoSoutheastAsiaandtransplantedthereforthefirsttime.”ProfessorPanBiaoarguesthatZhengHe’svoyagescontributedgreatlytolarge-scaleinternationaltradeinhardwoodandtotheremarkableprogressinSoutheastAsia’sshipbuildingindustry.11
Ineachoftheyears1406,1408,1418,and1432,fleetsofahundredormoreChinesevesselsspentlengthyperiodsrefittingintheportsofEastJava.TheChinesewhosettledinJavaplayedamajorpartinthedevelopmentofJavaneseshipbuilding.ProfessorAnthonyReidsuggeststhatthefloweringofJavaneseshipbuildinginthefifteenthcenturywasdueto“creativemeldingofChinese
andJavanesemarinetechnologyinthewakeofZhengHe’sexpeditions.”12
ThenewbuildingprograminChina,aidedbybettertimberandthehugerefittingendeavorinJava,wouldgraduallyhaveimprovedthequalityofZhengHe’sfleets.WeknowfromdetailedresearchinitiatedbyKenzoHayashidathatKublaiKhan’sfleets,wreckedinTokushima
BayinJapanin1281,weredoomedasmuchbythepoorqualityoftheirconstructionasbythefuryofthekamikazewinds.
Withtheirsuperiorwoodandconstruction,ZhengHe’sshipswouldbecapableofcrossingthestormiestoceans.However,thescaleofthesevastfleetswouldhavecreatedenormouscommandandcontrolproblems,asIcan
attestfrompersonalexperience.
Inlate1968,beforetakingcommandofHMSRorqual,IwasappointedoperationsofficertothestaffofAdmiralGriffin,whothencommandedtheRoyalNavy’sFarEastFleet.Mydutiesweretheday-to-dayoperationofthefleet—anaircraftcarrier,fueltanker,supplyships,destroyers,
frigates,andsubmarines.13Iquicklylearnedjusthowdifficultitistocontrolafleetoftwentyships,notleastinthesuddensquallsoftheSouthChinaSea,whichcanreducevisibilitytoafewyards.Changesinvisibilityconstituteathreat,whichrequiresthatthefleetbecontinuouslyrepositioned.
ThisexperiencewasrepeatedwhenIwasin
commandofHMSRorqual.Bytradition,thefirstRoyalNavyvesselonthesceneofasunkensubmarinetakeschargeoftherecoveryoperation,irrespectiveoftheseniorityofhercaptain.WhenHMSOnslaughtwassimulatingasunkensubmarineontheseabed,theRorqualwasthefirstshipthere.14So,forabriefperiod,Iexercisedoperational
controloftheBritishFarEastFleet,ataskthatledmetogreatlyappreciatethevalueofwirelessandsatellitecommunications.
ZhengHe’sadmiralshadnosuchtechnology.Instead,theywouldhavereliedonbells,gongs,drums,carrierpigeons,andfireworkstocoordinatetheirmovements.Consequently,theywouldhavebeenunableeffectively
tocontrolmorethanperhapstwentyjunksofvarioustypesandcapabilities,suchastreasureshipssuppliedbywatercarriersandgrainshipsprotectedbyfightingships.Forashortperiod,incalmseaswithunchanginggoodvisibility,theymighthavebeenabletocontrolasmanyasfiftyships.Buttheseconditionsdonotlastlongatsea.Astheweatherchanges,sodoesthethreat.Capital
ships,suchasZhengHe’streasureships,areprotectedmorecloselyinshorethanintheopenocean.Likewise,thethreatofpiratesrequiresadifferentdispositionthanthatrequiredforlandingtroopsonanexposedbeach.
Withapproximatelyonethousandshipsunderhisoverallcommand,ZhengHeprobablywouldhaveappointedatleasttwenty,and
quitepossiblyfifty,rearadmirals.Onhisfinalvoyage,Ibelievetherewerefourfulladmirals(ZhengHe,WangJinghong,HongBao,andZhouMan),eightviceadmirals(WangHeng,HouXian,LiXing,WuZhong,YangZhen,ZhangDa,ZhuLiang,ZhuZhen),andanothertwelverearadmirals15incommandofatotaloftwenty-fourfleets,
whichistheminimumnumberoffleetsIwouldexpectgiventhenumberofships.
Inmyopinion,thecaseforbroad-basedleadershipofthefleetsisreflectedintheTaicangstele,whichusesthefirst-personpluraltodescribethecommandofmenandships.(“Eachtimewehavecommandedseveraltensofthousandsofgovernment
soldiersandmorethanahundredoceangoingvessels.”)TheimplicationisthatZhengHeisactinginconcertwithhisteamofadmirals.
Thescopeoftheshipbuildingprogram—morethan2,700ships—underminesthenotionthatZhengHecommandedjustonefleetofahundredoceangoingvessels.
However,asinglefleetofathousandjunkswouldhavebeenimpossibletocontrol.Chineserecordslistingdatesforoutboundandreturningvoyagesmakeitclearthatdifferentfleetsdepartedandreturnedunderdifferentcommandersoftenyearsapart.
Insum,thescaleofZhengHe’svoyageswouldhaverequiredmanyindependent
fleetstobesimultaneouslyatsea.Somefleetswerenodoubtcarriedoffbystormstounexpecteddestinations.Others,asevidenceI’llpresentinchapter22suggests,weresurelywrecked,sometimesinthemostspectacularfashion.Inanycase,itshouldcomeasnosurprisethatmany,perhapsevenamajority,ofdestinationsreachedbythefleetswereneverrecordedin
officialChineserecords.Seafaringinthefifteenthcenturywasanevenmorehazardousprofessionthanitistoday.Manyshipsneverreturnedhometotelltheirtales.Thelossoflifewasterrible,aswastheeconomicandintellectualdevastationofthewreckagearoundtheworld.
Thisvoyage,fromwhichfewjunksreturned,wasthe
mostambitiousofthemall.ZhengHe’sfleetsweresenttoeverycountryintheknownworld.Consequentlythepreparationswouldhavebeenawesome,asIcanvouchfrommyexperiencein1969onthestaffofAdmiralGriffin’sFarEastFleet.
ZhengHe’sfleetwasmultinationalandmultifaith,aswastheBritishfleetin1969.Ourshipshad
Ethiopian,Iranian,IndianandPakistaniofficers,Maltesestewards,Goaneseengine-roomstokers,Chineselaundrymen,Tamilengineers,Christians,Muslims,Taoists,Hindus,Confucians,Zoroastrians,Buddhists,andJews.TheBritishAdmiraltytookgreatpainstoensurethatcaptainswouldknowofthereligion,history,culture,background,andcustomsofallthecrewaswellasofthe
countriesthefleetwouldvisit.InthesamewaytheXuanDeemperorandhispredecessor,ZhuDi,wouldalsohavebriefedZhengHeingreatdetail.Theyhadtheidealtoolwithwhichtodoso—theYongleDadian.16Thismassiveencyclopediawascompletedin1421andhousedinthenewlybuiltForbiddenCity.Threethousandscholarshadworked
foryearscompilingallChineseknowledgefromtheprevioustwothousandyears,in22,937passagesextractedfrommorethan7,000titles,aworkof50millioncharacters.TheencyclopediawasofascaleandscopeunparalleledinhistoryandtomymindZhuDi’smonumentallegacytohumankind.Itwascontainedin11,095books,each16incheshighand10incheswide,requiring600
yardsofshelfspace,5rowshighoronethirdofonedeckofhisflagship.Theencyclopediacoveredeverysubjectontheplanet:geographyandcartography,agriculture,civilandmilitaryengineering,warfare,healthandmedicalcare,buildingandtownplanning,steelandsteelproduction,ceramicsfiringandpainting,biochemistryincludingcross-fertilization,alcohol
production,silkmakingandweaving,gunpowdermaking,shipconstruction,evencodes,cyphers,andcryptography.Weknowthisfromthecontentspages,ofwhichtherearecopiesintheNationalLibrariesinBeijingandTaipei,theBritishLibraryinLondon,theBibliothèqueNationaleinParis,andtheAsianLibrariesofOxfordandCambridgeUniversities.
Fortunately,onepartoftheYongleDadianremainsmoreorlesswholeatCambridgeUniversity,whereithasescapedtheravagesoftheBoxeruprisingandmorerecentlythelunacyofMao’sRedGuards,whoburnedanyintellectualbooktheycouldlaytheirhandson.TheCambridgebookisaboutmathematics.JosephNeedhamdescribesthetrulyamazingdepthofChinese
mathematicalknowledgeshowninthisbook,whichcontainsknowledgefromtheyearA.D.263onward.17
Therearechaptersgivingpracticaladviceonusingtrigonometrytodetermineheightsofbuildings,hills,trees,andtownsoncliffs,andthecircumferenceofwalledcities,thedepthofravines,andthebreadthofriverestuaries.
Nofewerthanninety-fivemathematicaltreatisesoftheSongdynastyarementioned,someonsuchspecializedsubjectsastheChineseremaindertheorumandcryptoanalysis—theuseofmathematicstobreakcodes.Therearemathematicalmethodsforcalculatingtheareaandvolumeofcircles,spheres,cones,pyramids,cubes,andcylindersandfordeterminingmagicnumbers
andconstructingmagicsquares,andtheprinciplesofsquare-rootextractionandnegativenumbers.ItwasluckyZhengHehadaprodigiousmemory—hecouldrecitetheentireKoranbyheartinArabicattheageofeleven.
AsNeedhampointsout,thediscoveriesmadeonthevoyagesofZhengHe’sfleetwereincorporatedintothe
YongleDadian.OnecangofurtherandsaythatoneofZhuDi’sleadingobjectiveswastoacquireknowledgegainedfromthebarbarians.Thisisepitomizedintheinstructionsgiventothethreepreviouseunuchs,ZhengHe,JangMin,andLiQiin1403—tobedescribedinthenextchapter.18
Thebestwaytoacquireknowledge,ZhuDiknew,
wouldbetoshareit—toshowthebarbarianshowimmenselydeep,wide,andoldwasChineseknowledgeandChinesecivilization.ZhengHeandhiscaptainswerethuskeyplayersincompilingtheknowledgecontainedintheYongleDadian.Forthisofcoursetheyneededtohavecopiesoftheencyclopediaaboardtheirjunks,andtheyneededalsotobriefinterpretersaboutthe
contentssothemessagecouldbepropagated.ZhuDimadeenormousstridesinimprovingChineseprintingmethods,whichenabledpartsoftheYongleDadiantobereproduced.19
Even“Pascal’s”trianglewasincludedintheYongleDadian—centuriesbeforePascal.TheChinesehavealwaysbeenpractical.Mathematicswasappliedto
surveyingandcartography.BytheEasternHandynasty(A.D.25–A.D.220),Chinesesurveyorswereusingcompassandsquares,plumblinesandwaterlevels.Bythethirdcenturytheywereusingthetrigonometryofright-angletriangles,bythefourteenthcenturytheJacob’sstafftomeasureheightsanddistances.
Ch’inChiu-shaoinhisbook
Shu-ShuChiu-Changof124720(includedintheYongleDadian)usedknowledgeofChinesemathematicsandChinesesurveyinginstrumentstocalculatetheareasofricefields,thevolumeofwaterrequiredtofloodthosefields,andhencethesizeandflowrateofdykesthatwouldberequired.Hegavedifferentmethodsofbuildingcanals
andthestrengthoflockgatesthatwouldbeneeded.
OnecouldcarryoutasimilarexerciseformilitarymachinesavailabletoZhengHeandhowthesehadbeendevelopedoverthecenturies.TheYongleDadianincludeddetailsonhowtobuildmortars,bazookas,cannons,rocket-propelledmissiles,flamethrowers,andallmannerofgunpowderbombs.
ThisvastencyclopediawasamassivecollectiveendeavortobringtogetherinoneplaceChineseknowledgegainedineveryfieldoverthousandsofyears.ZhengHehadtheimmensegoodfortunetosetsailwithpricelessintellectualknowledgeineverysphereofhumanactivity.Hecommandedamagnificentfleet—magnificentnotonlyinmilitaryandnavalcapabilitiesbutinitscargo—
intellectualgoodsofgreatvalueandsophistication.Thefleetwastherepositoryofhalftheworld’sknowledge.
Healsohadwell-educatedofficerswhothroughinterpreterscouldspeaktotheleadersofforeigncountriesinseventeendifferentlanguagesincludingArabic,Persian,Hindi,Tamil,Swahili,andLatin.21ZhengHe’sfleetresembledafloating
universityandprobablyhadmoreintellectualknowledgeinitslibrarythananyuniversityintheworldatthattime.
3
THEFLEETSAREPREPAREDFORTHEVOYAGETOTHEBARBARIANS
Inorderforthebarbarianstofollowthewayofheaven,
theywouldfirstneedtofindtheirwaytothewellspringofConfucianvirtue,theMiddleKingdom.Suchajourneywouldrequirebothmapsandtheabilitytoestablishpositionatsea.Thustheprovisionofaccuratechartsandaviablesystemofnavigationwasofparamountimportance—notonlytofacilitatethesafepassageofZhengHeandhisfleetsbutalsotoencouragethe
barbarianstoreturntributetothenewemperor.
ZhuDiandhisfather,HongWu,hadencouragedthedevelopmentofeveryaspectofnavigation.AhandbooktitledNotebookonSeaBottomCurrents,foundinQuanzhou,statesthat,afterannouncingtheascensionoftheYongleemperor(ZhuDi)tothethrone,ZhengHeandhisadmiralswereinstructed
tosearchfornavigationcharts,collectingalltheinformationaboutcurrents,islands,mountains,straits,andthepositionsofstars.Theyusedthisdatatorevisetheirnavigationcharts,includingcompasspointsandthecross-referencesofstars.
TheChinesecultivatedArabnavigatorsandastronomers,especiallyduringtheYuandynasty(1279–1368).
AccordingtoGongZhen,in1403,twoyearsbeforethefirstformalexpedition,ZhengHe,JangMin,andLiQiweresentbyZhuDitovisitcountriesofthewesternoceans.Theirmissionincludedrecruitingforeignnavigatorscapableofdeep-seanavigation.Forthisandmuchotherinformationinchapters35,and6,IamindebtedtoTaiPengWang’s
research.1
ThewriterYanCongjianstatedinShuyuZhouziLu(Compiledinformationabouttheremotestforeigncountries):
InthefirstyearofthereignoftheEmperorHongWuoftheMingdynasty(1368)theEmperorconvertedtheBureauofHistoryintotheBureauofAstronomy.He
alsoestablishedtheBureauoftheChineseIslamicAstronomy.Inthesecondyear(1369)theHongWuEmperorsummonedelevenChineseMuslimsincludingZhengAhLi,theChineseMuslimAstronomicalOfficer,tothecapital,Nanjing,“onamissiontoimproveontheIslamiccalendarsandtoobservetheastronomical-phenomena.Theywereeachconferred
uponwithgiftsandofficialtitlesaccordingly.
In1382theemperorsummonedagroupofscholars,includingtheIslamicobservatoryofficialHaiDaErandamasterofIslamnamedMaSaYiHei,tochoosethebestastronomybooksamongseveralhundredvolumesofXiyuShu(Booksfromthewesternregions)attheYuancourtinBeijing.
Thenextyear,aChinesetranslationoftheselectedbooks,TianWenShu(Worksofastronomy),waspublished.
AccordingtotheMingtranslatorMaHa,theTianWenShuwasoriginallywrittenbyAbuHassanKoshiya(A.D.971–1029),aYuanmathematicianwhoplayedadominantroleinthedevelopmentofsphericaltrigonometry.MaHapraises
Koshiyaas“oneofthegreatestscholarsofalltimeswhoexplainedtheultimatetheoriesofastronomyinallitsgreatprofundityandsimplicity.”
TheTianWenShuexplainedtheIslamicconceptsoflongitudeandlatitude.SoitisclearthatearlyChineseconceptsoflatitude,longitude,andaroundearthgobackatleastto
thisMingtranslationofIslamicgeographybooks.Inabout1270theArabastrologistJamalad-Dinhadmadeaterrestrialglobeoftheearththatcorrectlydepictedtheproportionsofland(30percent)andsea(70percent).HegavetheglobetoGuoShoujing,aswillbedescribedinlaterchapters.
ArelianceonIslamicnavigatorscontinuedin
ZhengHe’sera.ZhengHehimselfwasaMuslim,andgiventheadvancedstateofnavigationandastronomyintheIslamicworld,it’snowonderherecruitedotherMuslimstohisfleets.AccordingtoChenShuiyuan,aTaiwanesehistorian,manywerelocatedinQuanzhou,oneofthemostcosmopolitancitiesintheworldandhometospecialgraveyardsreservedforMuslimsailors.ZhengHe
andhisteamalsosearchedtheprovincesofFujian,Guangdong,andZhejiangforsuperiornavigators.
ForeignnavigatorsandastronomerswhovoyagedonChineseshipsweregivenChinesenames,suchasWangGui,WuZheng,andMaZheng.Whentheyreturnedafterasuccessfulmission,theywererewarded.In1407,forexample,foreigners
returningtoQuanzhoureceivednotesequivalenttofiftytaelesofsilveraswellasrollsofembroideredsilk.In1430,whenaforeignMuslimnamedShebanreturnedfromthefinalexpedition,theXuanDeEmperorpromotedhimtodeputybattalioncommander.
Inapapertitled“InstrumentsandObservationattheImperialAstronomicalBureauDuringtheMing
Dynasty,”ProfessorThatcherE.Deanestates:
Aswiththedevelopmentofthecalendricsystems…weremostevidentatthebeginningofadynasty,lesssoatthebeginningofanindividualemperor’sreign,andalmostneveratanyothertimewhensuchexpenditureswerenotdirectinvestmentsinlegitimisingstateandruler.HongWuhadanurgentneed
toimprovethecalendricalsystembecausehewasthefirstofthedynasty;ZhuDiwasaccusedofusurpingthethronesohealsohadaverystrongneed.
GiftsforForeignRulers
ThisobsessivefocusonimprovingnavigationaltechniquesenabledZhengHe’sfleetstoreachforeigncountries,where,after
presentingtheircredentials,theChineseambassadorswouldsupplymapsandastronomicaltablestotherulers.ThegiftofknowledgewasintendedtomakeitpossibleforthemtoreturntributetotheMiddleKingdom.
WeknowfromrecentexcavationsattheJingdezhenkilns(wherethebulkoftheceramicscarriedinZheng
He’sfleetswerefired)andfromexcavationsinCairobesidetheRedSeaCanal,aswellasfromcollectionsinEurope,thatChinesedelegationsofferedpersonalgiftstoforeignleaders.CeramiccopiesofMamlukcandlesticksweregiventotheMamluksultans,alongwithblueandwhiteflasks,ewers,porcelaincups,andpenboxes.Aewercoverdecoratedwithanarmillary
sphereincobaltwasfiredforthekingofPortugal,aswereceramictilesforOttomansultans.
Giftsformoreordinaryfolkmadethejourneyaswell.Playingcards,chess,andmah-jonggsetsweregiventomerchants.Children’swhirligigtoys,kites,andhot-airballoonsweredispensed.
Thesaddestcargoofthe
greatfleetswerewomen.Traditionally,foreignrulerswereeachpresentedwithonehundredslavegirls.Whenthefleetsreturned,theXuanDeemperorobserved:“Tenthousandcountriesareourguests.”Thenumberofconcubinesandslavegirlsembarkedmusthavebeenstaggering.Inasubsequentchapter,we’llshowhow,aftertheChinesesquadronreachedVenice,femaleslaves
andtheiroffspringmadeasignificantimpactonthedomesticlifeandpopulationofVenice,Florence,andTuscany.
Finally,awordaboutthemostvaluablepartofthefleet—thesailors.
Liketheirmoderncounterparts,theirmostprizedpossessionsweremementoesoftheirloved
onesathome—drawings,locksofawife’sorchildren’shair,littlepresents,perhapsapetdog,atubofroses,oratame,flightlessbirdorpetduck.Chinesesailorswereavidgamblers;playingcardsanddicewerepartofeverydaylife,aswasmah-jongg.
Liketoday’ssailors,theywouldhavebeenkeentobetterthemselves.Asthe
voyageprogressedandboredomsetin,theywouldhaveputasidenovelsforprogressivelymoreseriousreading.ByZhengHe’sera,printedpopularbookswerewidelyavailableandallkindsofpocketencyclopediasweresold.Referencebooks(jihyungleishu)withillustrationsanddescriptionscoveredallmannerofpracticalsubjects:agriculture;saltandsugarmanufacture;
collectingceramicsandbronzes;shipandcartmaking;coalandfueluse;papermakingandprinting;weldingtechnology;alcoholfermentation;pearlandjadecollecting.
TheNungShu,apopularencyclopediafirstpublishedin1313,provideddescriptionsandillustrationsofagriculturalmachinery,includingtiltandtrip
hammers;rotarygrindingmills;winnowingfans;bellowspoweredbypistonrods,connectingrods,andhorizontalwaterwheels;flour-siftingmachinerydrawnbyawaterwheel;verticalwaterwheelsfordrivingtextilemachinery;windersorwindlasseswithcranksforcranes,wells,andmineshafts;saltmills;pearl-divingapparatus;scoopwheels;palletchainpumpsdrivenby
animals;chainpumpspoweredbyhorizontalwaterwheels;chainpumpsoperatedsolelybythecurrent;rotarygrindingmillsoperatedbyhorizontalwindmills;double-edgedrunnermillsoperatedbyhorizontalwaterwheels;rollermills;cottongins;andmillsforgrindingriceorcorn.(Seeexamplesonpagesinlaterchapters.)
Doubtlessthesedescriptions
ofhowtomakeawidevarietyofusefulfarmmachinerywouldhavehadvaluetofarmersinothercountries.OncetheChinesesailorswereashore,theycouldhavesupplementedtheirwagesbysellingthesebooks,justassailorsinmytimewouldsellcigaretterationstothelocalsorgivetheirrumtotstoprettygirls.
Anotherpocket
encyclopedia,theWu-chingTsung-yao,acollectionofthemostimportantmilitarytechniques,gavedetailedaccountsoftheconstructionandfunctionsofavastarrayofmilitarymachines.HereisProfessorJosephNeedham’stranslationofthetextnexttoaneleventh-centurydescriptionofhowtomakeaflamethrower:
Ontherightisthenaphtha
flamethrower(fangmenghuoyu).Thetankismadeofbrassandsupportedonfourlegs.Fromitsuppersurfacearisefourverticaltubesattachedtoahorizontalcylinderabove.Theyareallconnectedwiththetank.Theheadandtailofthecylinderarelarge,(themiddle)ofnarrowdiameter.Inthetailisasmallopeningthesizeofamilletgrain.Theheadendhastworoundopenings.
Thedescriptioncontinuesforanothersixlinesbeforeinstructionsaregivenforloadingthemachine:
Beforeusethetankisfilledwithrathermorethanthreecattiesoftheoilwithaspoonthroughafilter(shalo).Atthesametimegunpowder(huoyao)isplacedintheignitionchamberatthehead.Whenthefireistobestartedoneappliesaheated
branding-iron(totheignitionchamber)andthepistonrodisforcedfullyintothecylinder.2
Subsequentinstructionsdescribehowtocopewithmisfiringorbreakdown.
Thereareequallydetaileddescriptionsofothermilitaryhardwareinthisremarkablebook.Themostformidableweapondescribedisawater-
wheeledbattleshipdatingfromtheSongdynasty(A.D.960–1279).Itdetailsatwenty-two-wheeledshipcommandedbyrebelsandanevenbiggeroneownedbythegovernment.“AgainstthepaddlewheelfightingshipofYangYao,thegovernmentforceusedlivebombsthrownfromtrebuchetcatapults.Forthesetheyusedpotterycontainerswithverythinwalls,withinwhichwere
placedpoisonousdrugs,limeandfragmentsofscrapiron.Whenthesewerehurledontotherebelshipsduringengagements,thelimefilledtheairlikesmokeorfogsothatsailorscouldnotopentheireyes.”3
Whatisextraordinaryisthatthismilitaryinformationseemstohavebeenunclassified—itcouldhavebeenacquiredbyanyone.It
musthavebeenofconsiderablevaluetorealmsthatlackedsophisticatedgunpowderweaponsinthe1430s,includingVeniceandFlorence.PerhapsChineseofficerssupplementedtheirincomesbysellingthesemilitarypocketencyclopedias.
WecanbeconfidentthatZhengHe’sfleetshadeveryweaponthenknowntothe
Chinese:sea-skimmingrockets,machineguns,mines,mortars,bombardsforuseagainstshorebatteries,cannons,flame-throwers,grenades,andmuchmore.Hisfleetswerepowerfullyarmedandwellsuppliedbywatertankersandgrainandhorseships,whichenabledthemtostayatseaformonthsonend.Inaddition,theshipswererepositoriesofgreatwealth—bothmaterialand
intellectual.
Ofequalimportancewerethecalendarscarriedbythefleets.GiventheordertoinformdistantlandsofthecommencementofthenewreignofXuanDe,anerawhen“everythingshouldbeginanew,”acalendarwasessentialtoZhengHe’smission.
Today,calendarsarelittle
morethanholidaypresents—PirelliTirecalendars,featuringbeautifulwomen,gardeningcalendarsawashwithcolor,othersthatremindusofbankholidays,whentocelebrateEasterandfileourtaxreturns.Inthe1430s,Europeanshadnounifiedcalendar,fortheyhadnotyetagreedhowtomeasuretime.TheGregoriancalendardidnotcomeintouseuntilacenturylater.ToIslamic
people,however,aunifiedcalendarwasessential.TheMuslimcalendarwasbasedonlunarmonthsratherthanthesolaryear.Eachmonthhadadifferentpurpose,suchasthemonthtomakethehajj,thepilgrimagetoMecca,whichbeganonthefirstdayofthenewmoon.TheMuslimcalendaralsoprovidedthetimesofthefivedailyprayers.
ThecalendarwaslikewiseofgreatpoliticalandeconomicimportancetotheChinese,whoforthousandsofyearshadledtheworldincalendarmaking.InAncientChineseInventions,DengYinkedescribestheirmeticulousapproach.
In1276KublaiKhan,thefirstemperoroftheYuandynasty,assignedthetaskofcompilinganewcalendarto
astronomerGuoShouJingsothathisnewempirewouldhaveaunifiedcalendarfromnorthtosouthandtheerrorsinpreviouscalendarscouldbecorrected.Guowasascientistwithanexceptionaltalentanddedication.Ontakingoverthetask,Guosaid“agoodcalendarmustbebasedonobservationsandobservationsdependupongooddevices.”HewentontoexaminetheHunYi
(armillarysphere),theonlyinstrumentintheobservatoryofthecapitalDadu(Beijing),andfoundthattheNorthStarofitwassetat35°whichwasatthelatitudeofKaifengwheretheHunYiwasmade.ThismeantthattheinstrumenthadnotbeenadjustedwhenitwastransportedtoDadufromKaifeng….Guothusmadeitaprioritytodevelopnewdevices.Withinthreeyearsof
strenuouseffortsheworkedouttwelveastronomicaldeviceswhichwerefarbetterinfunctionandaccuracythanpreviousones.HealsomadeanumberofportableinstrumentsforuseinfieldstudiesoutsideDadu.
Aspartofthecalendarproject,Guopresidedoveranationwideprogrammeofastronomicalobservations.Heselectedtwenty-seven
sitesforastronomicalobservationthroughoutthecountry,whichcoveredawideareafromlatitude15°Nto65°Nandlongitude128°Etolongitude102°E.Theitemsofobservationincludedthelengthoftheshadowofthegnomon,theangleoftheNorthStarfromthegroundsurface,andthebeginningtimesofdayandnightonthevernalequinoxandtheautumnalequinox….Guo
alsoexaminednearlyninehundredyearsofastronomicalrecordsfrom462to1278andselectedsixfiguresfromtherecordsforcalculatingthedurationofthetropicalyear.Guo’sresultwas365.2425days,whichwasthesameasthatoftheGregoriancalendar,thecalendarnowwidelyusedacrosstheworld….
GuoShouJingandtheother
astronomersworkedforfouryearsandcompletedthecalendarin1280.Theymadenumerouscalculationsconvertingthedataoftheeclipticcoordinateandtheequatorialcoordinatesystems,andusedtwiceinterpolationstosolvethevariationsinthespeedofthesun’smovement,whichaffectedtheaccuracyofthecalendar.Thecalendarwasunprecedentedinaccuracy.It
adoptedthewintersolsticeoftheyear1280,theninthyearoftheYuandynasty,astheepoch,thepointofreferenceforthecalendar,andestablishedthedurationofatropicalyearof365.2425daysandthatofalunarmonth29.530593days.Theerrorbetweenthedurationofitstropicalyearandthatoftherevolutionoftheeartharoundthesunwasonly26seconds.Thecalendarwas
namedtheShoushi,meaning“measuringtimeforthepublic.”
Issuingcalendarswastheprerogativeoftheemperoralone.Accuracywasnecessarytoenableastronomerstopredicteclipsesandcomets—asignthattheemperorenjoyedheaven’smandate.Ifpredictionsprovedincorrect,theastronomerresponsible
wasseverelypunished,oftenwithdeath.
TheShoushicalendarproducedbyGuoShoujingwasofficiallyadoptedbytheMingBureauofAstronomyin1384.ThisisthecalendarthatZhuDiandtheXuanDeemperorwouldhaveorderedZhengHetopresenttoforeignheadsofstate(discussedindetailinlaterchapters).
TheShoushicalendarcanbeviewedintheYuanshi-lu,theofficialhistoryoftheYuandynasty.However,copiesalsocameintothepossessionofEuropeans,notablythediaristSamuelPepysandthefamousscientistsRobertBoyleandRobertHooke.TheJapaneseandKoreansalsocopiedthecalendar,andtranslationsfromthoselanguagescanbeviewedonourwebsite.
ThecalendarcontainedthelengthofasolardayatthelatitudeofBeijing.Thisisthedurationfromthetimewhenthesunisatitsmaximumheight(altitude)intheskyfromonedaytothenext.Wetendtothinkofthisastwenty-fourhours.Itisnot.Theearthrotatesarounditsownaxiseverytwenty-threehoursandfifty-sixminuteswhilealsotravelingroundthesun.Thecombinationofthe
twomovementsmeansthattheearth’spositionrelativetothesun,comparedwithitspositionrelativetothestars,variesbyaboutfourminuteseachday.Moreover,theearth’strajectoryaroundthesunisnotacirclebutanellipse.Thesunisnotatthecenterofthisellipse,sothatastheearthnearsthesunitaccelerates.Astheearthrecedesfromthesun,onthelongerlegoftheellipse,it
decelerates.Itsrotationalsospeedsupapproachingthesunandslowsdownrecedingfromthesun.
Thus,thelengthofthesolardayvariesthroughouttheyear.Thedifferenceofthislengthiscalledtheequationoftimeofthesun.Topredictthelengthoftheyearat365.2425days,whichisaccuratetowithintensecondsayear,GuoShoujinghadto
takeintoaccountfourofthesemovements.Inordertoaccomplishthat,hemusthaveknownhowthesolarsystemworked,includingthefactsthattheearthtravelsaroundthesuninanellipseandisnotatthecenteroftheuniverseandthattheearthisattractedtothesun’smuchbiggermass.
Adiagramshowinghowtheearthtravelsinanellipse
aroundthesun.
GuoShoujing’scalculationsforthelunarmonthof
29.530593dayswereevenmoreimpressive,requiringamorecomplextrigonometry.Themoontravelsaroundtheearthastheearthismovinginanellipsearoundthesun.Thismeansthatastheearthapproachesthesun,themoon’sattractiontothesun’smassincreases,sothespeedatwhichthemoontravelsaroundtheearthaccelerates.Then,astheearthrecedesfromthesunonitselliptical
path,themoondecelerates.Hence,tomakehisextraordinarilyaccuratecalculations,Guohadtobeawarenotonlythattheearthtravelsaroundthesuninanellipsebutalsothatthemooncirclestheearth.Hehadtohaveunderstoodsphericaltrigonometryandtohaveemployedcalculusandhavehadanaccurateideaoftherespectivemassesofearth,sun,andmoon.
However,therearefurtherramificationstoGuoShoujing’sachievements.Theearth’strajectoryaroundthesunisnotconstant:itchangesovertheyears.Guoknewofthesechanges,whichhehadgatheredfromChineseobservationsstretchingbackeighthundredyears.ThegreatFrenchastronomerPierre-SimonLaplacecreditedGuoShoujingwithknowledgeofwhatLaplace
calledthe“diminutionoftheecliptic”—essentially,thefactthattheearth’seclipticpatharoundthesunhadgrownflatteroverthecenturies.
EvenfurtherrefinementsweretakenintoaccountbyGuoShoujing.Theearthisnotaperfectspherebutanoblatespheroidwithflattenedpoles.Itscenterofgravityissomewhatbelowthecenterofitsvolume.Thismeansthe
earthhasaslightwobble,whichcanbededucedbytheapparentpositionofthestars—inparticularbyPolaris,thePoleStar,whichapparentlymovesovera26,000-yearperiod.ThismovementhadbeencompensatedforbytheChinesebeforeGuoShoujing’sera.TemplateshadbeenmadetoadjustfortheapparentmovementofPolaris.
Finally,GuoShoujingknewoftheplanets’orbitsaroundthesun,andevenofJupiter’srotationanditscirclingmoons.TheAmericanwriterRosaMuiandcolleaguesPaulDongandZhouXinYanhavekindlyinformedmeoftheworkofProfessorXiZezong,aChineseastronomerbasedinBeijing,whohasfoundthatJupiter’ssatellitesormoonswerefirstdiscoveredtwothousand
yearsbeforeGalileobytheChineseastronomerGanDe.
SinceA.D.85,Chineseastronomershavemadeaccurateobservationsoftheperiodofplanetaryrevolutionsaroundthesun(synodicintervals).Theyarecorrecttowithinafewhours—Mercury115days,Venus584days,Mars779days,Jupiter398days,Saturn378days.(Inlaterchapters,we
provideevidencethatCopernicus,Galileo,Kepler,Hooke,andNewtonwereawareoftheChineseastronomers’work.)
Intheirpublishedpaperentitled“Calendars,Interpolation,GnomonsandArmillarySpheresintheWorksofGuoShoujing(1231–1314),”NgSayTiongandProfessorHelmerAslaksenoftheDepartment
ofMathematics,NationalUniversityofSingapore,notethattheinconsistentmotionsofthemoonandsunwerediscoveredintheEasternHanperiod(A.D.25–200),andduringtheNorthandSouthdynasty(A.D.386–589),respectively.ThemethodofinterpolationemployedbyA.D.554–610wastheequalintervalseconddifferencemethod.(Pleaserefertoour1434websiteforfurther
explanation.)GuoShoujingimprovedonthisbyusingathirddifferencemethodofinterpolation,whichenabledhimtodeterminetheequationoftimeofthesunandmoonandhencetopredicttheirpositions.GuoShoujinghaddevelopedtheforwarddistancemethodofinterpolationsubsequentlyfurtherdevelopedbyNewtonintocalculus.
TheShoushicalendar,whichZhengHe’sfleetspresentedtoheadsofstate,baseduponGuoShoujing’spioneeringwork,containedamassofastronomicaldatarunningtothousandsofobservations.Itenabledcometsandeclipsestobepredictedforyearsahead,aswellastimesofsunriseandsunset,moonriseandmoonset.Thepositionsofthesunandmoonrelativetothe
starsandtoeachotherwereincluded,aswerethepositionsoftheplanetsrelativetothestars,sun,andmoon.Adjustmentsenabledsunriseandsunset,andmoonriseandmoonset,tobecalculatedfordifferentplacesonearthforeverydayoftheyear.Asdescribedindetailinchapter4,thecalendarenabledlongitudetobecalculatedbyusingtheslipbetweensolarandsidereal
time,byeclipsesofthemoon,orbytheangulardistancebetweenthemoonandselectedstarsorplanets.Pleaserefertothe1434websiteandtotheendnotesforfurtherexplanation.
TaiPengWanghasfoundthespecificstarsbywhichZhengHe’sfleetnavigated.Wecansettheseuponthe“StarryNight”computerprogramforthedateswhen
ZhengHe’sfleetwastransitingtheIndianOceanenroutefortheMalabarCoastofIndiaandCairo.WecanalsocomparethesestarswiththoseincludedinZhengHe’snavigationaltablesandthealmanacfortheyear1408,nowinthePepysLibraryatCambridge.(The1408tablescontainsimilarastronomicalinformationasthatcontainedintheShoushicalendar.)
ThusZhengHewasabletoprovideEuropeanswithmaps,navigationaltools,andanastronomicalcalendarbeyondanythingtheyhadyetbeenabletoproduceontheirown.Suppliedwiththisrevolutionaryknowledge,thebarbarianswouldbeabletomaketheirwaytotheMiddleKingdom,appropriately“withdeference.”
4
ZHENGHE’SNAVIGATORS’
CALCULATIONOFLATITUDEANDLONGITUDE
Therearenosignpostsinthe
openocean.Theonlywayanavigatorcandeterminehispositionisbyusingthestars,planets,sun,andmoon.
Asafirststep,anavigatormusthaveasystemofprovidingmarkersacrosstheoceans.Thissystemofmarkers,adoptedbyallseafaringcivilizationsformillennia,islatitudeandlongitude.Itinvolvesdrawingimaginaryhorizontaland
verticallinesovertheglobe.Horizontallinesarecalledlatitudelines,andtheverticalarelongitudelines.
Latitudelinesareparallelwiththeequator;eachlongitudelinepassesthroughboththeNorthandSouthPoles.Soanavigator’sprecisepositioncanbefixedontheglobeusingacommonsystem.
Inordertohaveproducedanaccuratemapoftheworldby1418,theChinesefleetsmusthavehadsuchasystemtodeterminetheirpositionsatsea.Withoutanaccuratesystem,captainscouldnothaveknownthetruelocationsofnewlydiscoveredlands,andanymapderivedfromtheirdisparatecalculationswouldhavebeenanincoherentmess.
UnliketheEuropeans,whofollowedBabylonianastronomerswith360degreesoflongitude,theChineseemployed3651/4degrees.TheChineseusedlatitudedegreesbelowPolaris(at90°elevation).TheEuropeansusedlatitudeabovetheequator(Polaris0°elevation).Theresultsarethesameforbothsystems.
Diagramsshowingthelinesoflatitudeandlongitude
aroundaglobe.
Afterestablishingacommonsystemfortheearth,theChinesenexthadto
establishacommonmapoftheheavens.Eachnavigatorwouldhavehadtousethesamenameforthesamestaraswellasthesamestarmapfromwhichlongitudewouldhavebeendetermined.
HowtheChineseFixedtheStars’PositionsintheSky
Inthethirteenthcentury,theastronomerGuoShoujingfixedthepositionsofkey
starsrelativetoPolaris(thePoleStar).Polarisappearsonanextensionoftheearth’saxis,billionsofmilesawayabovetheNorthPole.Becauseoftheearth’srotation,theheavensappeartorotatearoundPolaris.Thefarthernorthonegoes,themoreoftheheavensonecansee.
DiagramshowingthepositionsofshipsAandBonaglobe.ShipAisat20°N20°W,ShipBisat0°N20°
E.
ShipsAandBdiscovering
newlandsatpointCwillhavethesamepositionforthe
newland:10°N0°E.
In1964IwasnavigatorofHMSNarwhal,asubmarineoperatingunderthepolaricecap.Nowandthenwewouldfindclear-water“lakes,”calledpolynyas,wherewewouldsurfaceinordertofixourpositionbythestars.Theheavensappearedlikeavastglobeaboveus.Aswe
approachedtheNorthPole,weseemedtobeinsideabowllookingatahemisphereofstarsspreadinginanarcdowntothehorizonallaroundus.
AttheNorthPole,theChinesecouldfixthepositionofeverystarintheNorthernHemisphererelativetoPolaris.Thestarsaresofarawaythattoanobserveronearththeyneverchangetheir
positionsrelativetooneanother.
TheChinesedividedtheskyintotwenty-eightsegmentsormansions.Pictureanorangewithitsskinsliced;thecutsstartwheretheorangewasfixedtoitstreeandcontinueverticallydownward.Theycalledeachmansionahsiu.Theyfixedthepositionofstarsatthetopofeachofthetwenty-eightmansions
relativetothePoleStar(ABC).
TheChinesefixedthepositionofstarsatthetopofeachofthe28lunarmansions
relativetothePoleStar.
Thentheyfixedstarsinthelowerpart(DEF)ofeachsegmentrelativetothoseintheupperpart(ABC).Becausestarsneverchangetheirpositionrelativetooneanother,eveniftheChinesewerenotneartheNorthPoleandhencecouldnotseethestarsinthelowerpartofeachsegment(becausethesestarswerebelowthehorizon),theyalwaysknewthestars’positions.Sotheycould
producestarmaps.
TheynotedtheverticalpositionsofeachstarbelowPolaris(nonecanbeabovePolaris)andthehorizontalpositionofeachhsiurelativetoNanjing(longitude).TheChinesecalledtheverticalheightofeachstarbelowPolaris“declination”anditspositionaroundtheequatorfromNanjing“rightascension.”Soforthestarsin
thesky,theChinesehadthesamesystemofmeasurementtheyusedtodeterminelatitudeandlongitude.Thissystemwascalledtheequatorialsystem—vastlysimplerthantheequinoctialsystem,usedinmedievaltimesbeforeGuoShoujing,whichreliedontheeclipticorthehorizon.After1434,EuropeansadoptedtheChinesesystem,whichremainsinusetoday.
Next,theChineseneededpreciseinstrumentstomeasureeachstar’sposition.GuoShoujingprovidedthetools.AsightingtubewasfirstpositionedbypointingitatPolarisatpreciselytheangleoftheobserver’slatitude—thatis,iftheobserverwasattheNorthPole,thesightingtubewouldbeat90°elevation.Onthisdiagram,theinstrumentisalignedtoPolarisat39°49'N,
thelatitudeofBeijing.Oncepositioned,theinstrumentwasbolteddown—becauseiftheanglechangedfromthelatitudeoftheobserver,itbecameuseless.
Theobserverthenselectedastar,lookingatitthroughanothertubeattachedtoacirclemarkedindegrees.ThemovementofthetubealongthecirclegavethenumberofdegreesbelowPolarisofthe
selectedstar(thearcy-z),whichisthestar’sdeclination.
Thehorizontalangle,theanglefromNanjing,wasfoundbyrotatingtheringaroundtheequatorialcircle,whichgavethehorizontalangleofthestarfromNanjing(itsrightascension).Thepositionofthestarthenwasenteredinthestartables.TheChineseentered1,461starsin
theirtables,aprocessthatrequiredmanyastronomersandhundredsofyears.
Tableswereprintedand,alongwithastarmap,giventoeachnavigator.Thusallnavigatorspossessedacommonsystemoflatitudeandlongitudetofixtheirpositionsontheglobe,andanidenticalmapoftheheavens,whichenabledthemtorecognizeeachstar.
Atorquetumbasedontheequatorialsystem,asusedbyZhengHe’snavigatorsandpioneeredbyGuoShoujing.
HowtheStarTables
AllowedLongitudetoBeCalculated
Forthefollowingdescription,IamindebtedtoProfessorRobertCribbs,whohastestedthemethoddescribedtoproveitsefficacy.ThismethodallowslongitudetobedeterminedonanycleardaywithoutwaitingforalunareclipseandwithoutsendingmessagesbacktotheobserverinBeijing.Itisa
muchmoreadvancedmethodthanthatdescribedinmybook1421(thatmethod,kindlyexplainedtomebyProfessorJohnOliverandMarshallPayn,isdependentoneclipsesofthemoon,whichdonothappenallthatfrequently).
ProfessorCribbs’smethodisbasedonthefactthattheearthnotonlyrotatesonitsownaxiseverytwenty-three
hoursandfifty-sixminutesbutalsotravelsinanellipsearoundthesun—somethingGuoShoujinghadworkedoutbackin1280.Thecombinationofthesetwomovementsmeansthereisaslipoffourminuteseachdaybetweenthetimewhentheearthisinthesamepositionrelativetothesun(solartime,twenty-fourhours)andthetimewhentheearthisinthesamepositionrelativetothe
stars(siderealtime,twenty-threehoursandfifty-sixminutes).Thisslipbetweensiderealtimeandsolartimeamountstoonedayevery1,461days,orfouryears.Theeffectisthateverymidnight,twelvehoursafterthesunhashititshighestpointinthesky,adifferentstarwillbeinlinewithPolaristhanthedaybefore.
ThisisatypicalstarmapasusedbyZhengHeandhis
navigators.
AstronomersinNanjingobservedthenightskyfor
everydayofthe1,461-daycycleandnotedthestarinlinewithPolarisatpreciselymidnight.Theyproducedatableof1,461days,whichwasdispensedtonavigators.The1408astronomicalcalendarcovers366daysofthatcycle.Acopyofapageofthe1408astronomicaltablesisreproducedlaterinthecolorinsertofthisbook.
Withthetablesinhand,a
navigatorin,say,theIndianOceanmustknowonlywhichdayofthecycleitis,whichhecalculatesbythenumberofsunsetsthathaveoccurredsinceheleftNanjing.IfheleftNanjingonday61ofthecycleandhasnotedeightysunsets,thenitisday141.Onthetables,hecanseethatAldebaranisinlinewithPolarisonday141(totheNanjingobserver).
However,intheIndianOceanheobservesanother,unrecognizedstarinlinewithPolaris.HeconsultshisstarmapandconfirmsfromthetablesthatitisBetelgeuse.Hecannowmakeoneoftwocalculations:hecannotethedifferenceinrightascensionbetweenAldebaranandBetelgeuse,whichwillequalthedifferenceinlongitudebetweentheobserverinBeijingandhimself;orhecan
notethetimeittakesforAldebarantocomeintolinewithPolaris.Ifthisis,say,sixhours(onequarteroftwenty-fourhours),thenhislongitudedifferencefromBeijingis90degrees(onequarterof360°).
Forthecalculationtobeaccurate,boththeobserverinNanjingandthenavigatorintheIndianOceanmustbelookingduenorthatPolaris.
Iftheywishtousethesecondmethodtocalculatelongitude,bothmusthavepreciselythesamemidnight.Theydothisasfollows:Firsttheyuseaverticalsticktomeasurethesun’sshadow.Whentheshadowisshortest,thesunisatitsmaximumheightatmiddayandisduesouth.Bothobserversbuildatrenchrunningduenorth-south,atrenchthatcanbefloodedtoseethereflection
ofPolarisatnightandemptiedofwatertomeasurethesun’sshadowatmidday.
Thesun’sshadowwhenatitsshortestcanbemeasuredonthetrench.Togettheprecisesecond,theshadowissharpenedbyemployingapinholecameraatopapolecalledagnomon(describedonthewebsite).Byusingidenticalgnomonsandastandardizedpinholecamera,
theobserversinNanjingandtheIndianOceancaneachdeterminethesameduesouth/northandthesameinstantwhenthesunisatitshighest—thatis,midday.Ourexperimentsdescribedonthe1434websitehaveshownthattheycancalculatethistowithintwoseconds.Theycannowuseastandardizedclocktocalculatemidnight,twelvehoursaftermidday.The1434websiteexplainshowthis
Chineseclockworkedandhow,inZheng’sera,refinementswerebuilttocompensatefordifferenttemperaturesandairpressures,whichwouldotherwisehaveaffectedthenumberofdripscomingoutoftheclock.Thustimewasaccuratetowithintwoseconds.
Usingthewaterclock,theobserverinNanjingandthe
observerintheIndianOceanestablishthesamemidnight.Aftersunsetthetrenchisfloodedandtwopolesareplacedoneithersideofthetrench;alineissuspendedhorizontallybetweenthepoles.AnotherlineishungverticallysotheobservercanseethereflectionoftheverticalstringinthewaterofthetrenchinlinewithPolaris.Attheinstantofmidnight,thenavigatorintheIndianOcean
looksatthestarinlinewithPolarisreflectedinthewater,whichisinlinewiththestring.(Inourexample,onday141thisstarisBetelgeuse.)Histablesforday141saythatinNanjingthestarisAldebaran.Fromthat,hecandeterminehislongitude.AccordingtoRobertCribbs,themethodisaccuratetowithintwoseconds,whichamountstoamaximumerrorofthree
degreesinlongitude,negligibleformappingtheworld.
Thismethodrequiresthenavigatortobeonland.However,ProfessorCribbshasalsodevelopedamethodofdetermininglongitudeatseabyusingtheequationoftimeofthemoonandtheangulardistancebetweenthemoonandaselectedstar.Todeploythismethod(see1434
website)somecalculusisrequiredtoestablishthefuturepositionofthemoonforthe1,461-daycycle.By1280,GuoShoujinghadestablishedasystemverysimilartocalculus.Theresultsappearedinhistablesandcalendar,whichwereadoptedbytheMingin1384.Consequently,theywereavailabletoZhengHe’sfleets,asweretablesofdeclinationofthesun.
ThankstoTaiPengWang,whobroughtthemattertomyattention,andtotheworkofXiFeilong,YangXi,andTangXiren,whohaverecentlydiscoveredthestarmapsofZhengHe’svoyages,weknowwhichstarsZhengHe’sfleetactuallyusedtodeterminelatitudeandlongitudeontheirpassagetoIndia.Theysailedwiththemonsoonwinds,startingacrosstheIndianOceanfrom
thenorthwesttipofSumatraatPulauRondo,nowcalledBandaAtjeh,onOctober10,1432,determininglatitudeandlongitudeasfollows:“Gaugingtheverticalpositionsofthegivenstarsabovethehorizonintheeast,west,northandsouth,theyreachedSriLanka.”UsingVega,Sagittarius,Gemini,andPoseidon,theyarrivedatCalicut(11°N,76°E)onDecember10.SeetheTPW
paper“ZhengHe’sdelegationtothePapalCourtatFlorence”onthe1434website.
Finally,howaccuratewereZhengHe’snavigators?Twoanswersproducethesameresult:theirmeasurementofdeclinationat22°23'30''(correcttowithintwomiles)andtheaccuracyoftheeye,whichcanbejudgedtowithinaquarterofadegree—thefull
moonappearslargebutitsdiameterisunderhalfadegree(thirtymiles).
ItismysubmissionthatZhengHe’snavigatorswereabletocalculatelatitudetowithinhalfadegree,orthirtymiles,andlongitudetowithintwoseconds,orthreedegrees.WhenthefleetsarrivedinVeniceandFlorence,theirmethodsofcalculatinglatitudeandlongitudewere
transferredtoEuropeans.Induecourse,ColumbusandVespucciusedthemtoreachtheNewWorld.
5
VOYAGETOTHEREDSEA
OnJanuary19,1431,thefleetsleftNanjing,China.TheyinvariablysailedinJanuarybecauseofthefreepowerprovidedbythe
monsoons,whichtothisdaydeterminesailingpatternsfromChinaacrosstheIndianOceantoIndiaandAfrica.1
MonsoonsarecausedbythedifferenceintemperaturebetweenthemassiveHimalayanplateauandthesea.InsummertheAsianlandmassbecomeshotterthantheocean,suckingwindsandwatervaporoffthesea.InAprilthesouthwestmonsoon
isheraldedbywesterlywindsintheIndianOcean.ByMaythesouthwestmonsoonhitsIndochinatoreachitspeakandconstancyinJuly,bywhichtimewindsreachthirtyknotsintheSouthChinaSea.BynowIndiaisfloodedwithmonsoonrain.DuringSeptemberthetemperaturedrops,andbyNovember,whentheHimalayashavebecomebitterlycold,airisdrawnoffthemountainsby
thewarmerseas.
ThenortheastmonsoonstartsinlateDecember,afterwhichthewindgraduallyabatesuntilApril,whenthecyclebeginsagain.ShipssailingbetweenChina,India,andAfricatookadvantageofthesemonsoonstosailbeforethewind,returningonthenextmonsoontotheirrespectivecountries.Theyawaitedthechangeof
monsooninsomeshelteredharbor.Forexample,inSoutheastAsia,bythetimeIndianshipshadarrivedintheMalaccaStraitwiththesouthwestmonsoonwinds,Chinesejunkshadnotyetdepartedtheirhomeports.BythetimetheChinesearrived,theIndianshipsweregone.HencetheneedforharborsaroundtheIndianOceanwheregoodscouldbestoredfromonemonsoonseasonto
thenext.TheChineseandArabsbuiltentrepôtportsinSoutheastAsiaandaroundtheIndianOceanwheregoodswerewarehousedenroutetotheirfinaldestinations.
Monsoonsweresopredictable—andimportant—thattheywereincorporatedintoArabcalendars,whichillustratedthehighlysynchronizedsystemof
regularshippingbetweenEgypt,EastAfrica,India,andtheGulf.Forexample,onesuchcalendardescribesday68(March16):“EndofsailingofIndianshipsfromIndiatoAden:no-oneventuresafterthisday.”(SeeresearchofTaiPengWanginnotes).
ZhengHe’sfleetstookadvantageofthisIslamicnavigationalcalendar,joining
theregularscheduleofshipping.AsthehistorianPaulLundepointsoutin“TheNavigatorAhmadIbnMajid,”onday100(April15)thelastfleetfromIndiawasscheduledtoarriveinAden.ThedeparturefromEgyptofthefirstshipsoftheconvoy,ownedbytheKarimimerchants,wastimedsotheconvoy’sarrivalcoincidedwiththeIndians’.Fourmonthslater,onAugust14
(day220),thelastshipsfromEgyptarrivedinAden.Sixdayslater,shipsfromSriLankaandCoramandelsetoutontheirvoyagehome.ThelastdeparturefromAden,poweredbythemonsoon,wasonday250(September13).
InZhengHe’sera,oceantradewasdominatedbytheArabsandChinese.TheChinesemadegoodsthatthe
restoftheworldcraved—principally,porcelainandsilk.ChinesejunkscarriedthesevaluablecargoestoMalacca,India,andCairo.MalaccawasvirtuallyaChinesecolony.InCalicut,ontheMalabarCoastofIndia,ChineseandArabtradersmetinequalnumbers.
RelationsbetweentheChineseandArabshadbeenfriendlyforcenturies.In
CairotheChinesewereanestablishedminority.Likewise,therewasasubstantialArabquarterintheChineseportofQuanzhou.ManyArabnavigatorsandinterpretersjoinedZhengHe’sfleets.
Ineveryrespect—numbers,shipconstruction,cargocapacity,range,defense,communications,supplies,theabilitytonavigateinthe
tracklessoceans,andtherepairandmaintenanceofshipsatseaformonthsonend—theChinesewerecenturiesaheadofEurope.ThemostpowerfulfleetafterChina’sbelongedtoVenice,whichpossessedaroundthreehundredgalleys—fast,light,shallowshipsrowedbyoarsmen.Venetiangalleys,thelargestofwhichcarriedaroundfiftytonsofcargo,weresuitableforcalm
summerdaysintheMediterranean—butnotforanythinglikethetravailsoftheChinesefleets.
ZhengHe’streasureshipswereoceangoingmonsters,capableofsailingthroughstormsacrosstheoceansoftheworldforweeksatatime.Carryingmorethanathousandtonsofcargo,theycouldreachMalaccainfiveweeks,theStraitofHormuz
intwelve.StateroomswereprovidedforambassadorsandtheirstaffsreturningtoIndia,thePersianGulf,andAfrica.Morethan180medicalofficerswereontheadmiral’sstaff;eachshiphadamedicalofficerforevery150men,andtheytookonsufficientcitrusandcoconutstoprotectthemfromscurvyfortwomonths.Caulkers,sailmakers,anchorrepairers,scaffolders,carpenters,andspecialistsin
tungoilapplicationmaintainedtheshipsduringthevoyage.Inaddition,theshipscarriedinterpreterswhocouldcommunicatewithrulersinIndia,Africa,andEurope—inHindi,Swahili,Arabic,andRomancelanguages.AswithallChineseexpeditions,astrologistsandgeomancersaccompaniedthefleets.
WhileVenetiangalleys
wereprimarilyprotectedbyarchers,Chineseshipswerearmedwithgunpowderweapons—bombards,fragmentationmortars,cannons,flamingarrows,evenshellsthatsprayedexcrementovertheirtargets.Withtheseawesomeweapons,AdmiralZhengHewouldhavenodifficultydestroyingpiratefleets.AcontestbetweenaChinesefleetandarivalnavywould
resemblethatbetweenasharkandaminnow.Inhisfinalvoyage,ZhengHecommandedfleetsmorethantentimesthesizeofNelson’satTrafalgar.2
However,thereweretwomajordistinctionsbetweenthisfinalvoyageandprevioustrips.First,hugeimprovementsincartography,navigationtechniques,andshipconstructionmadethe
voyagessaferandtheirdestinationsmorelikelytobereached.Second,theprincipalpurposeofthisvoyagewastopresentforeignrulerswiththeXuanDecalendarandwithchartsandnavigationalaidstoenableforeignrulerstoreturntributetoChina.WhenZhengHe’sjunksreturnedin1434,theXuanDeemperor,ZhuZhanji,wasabletoclaimthat“tenthousandcountries
[are]ourguests.”3Intheyearsimmediatelythereafter,adozencountriespaidtributetotheemperor,includinganenormousdelegationfromEgypt.
ThankstotheresearchofTaiPengWang,weareabletofollowthepreciserouteofZhengHe’sandHongBao’sfleetstoCalicut.XiFeilong,YangXi,andTangXiren,intheirrecentdiscoveryand
analysisofTheChartsofZhengHe’sVoyages,havereproducedZhengHe’srouteandidentifiedthespecificstarshisnavigatorsusedtodeterminelatitudeandlongitudeonthewaytoIndia.
SailingwiththemonsoonsacrosstheIndianOcean,theirpointofdepartureonOctober10,1432,wasPulauRondo(BandaAtjeh)onthenorthwesttipofSumatra
(6°04'N,95°07'E).ZhengHe’sbookofchartsdescribeshowby“gaugingtheverticalpositionsofthegivenstarsabovethehorizonintheeast,west,north,andsouth(they)reachedSriLanka.”
Thechoiceofstars(moreaccuratelystargroups—somecontainmultipleandbinarystars)usedbyZhengHe’snavigatorsfortheirIndianOceancrossingatfirst
appearsbaffling.Therightascensions(“longitudeintheheavens”)arePoseidon,twentyhours,Vega,eighteenhours,Sagittarius,nineteenhours,andGemini,sevenhours.SothepositionsobtainedfromtheirmeasurementswouldcorrespondtotheirrightascensionandthedistancesfromthestarsillustratedbythelinesCD,EF,GH,andIJonFig6onourwebsite.That
is,anapproximatelineof015/195(sevenhours/nineteenhours).Whydoallthechosenstarshaveapproximatelythesamerightascensions?Whynotselectdifferentstarsfromdifferentpartsoftheheavens?
TheanswerbecomesclearwhenPolarisisconsidered.Polarisisat90°elevationattheNorthPoleand0°attheequator.Thustheheightof
Polarisinthesky(altitude)equalslatitude—thelineAB,Fig6onourwebsite.BymeasuringPolaris’sheight,anavigatorcouldascertainhislatitude.ThebeststarstodeterminelongitudewouldbeatrightanglestoPolaris,thatis,starswithrightascensionsof90and270degrees(sixandeighteenhours).
ThisdiscoveryofTaiPengWangandhiscolleagues
enablesustorefinehowZhengHe’ssailorsdeterminedlatitudeandlongitude.Forlatitude,theyusedthesunatmidday(meridianpassage)andPolarisbynightinthenorth.Forlongitude,theyusedthosestarsintheephemeristablesthathadrightascensionsnearestsixoreighteenhoursor,alternatively,themoon.(Iwasasubmarinenavigatorforfouryearsandnever
thoughtofsuchaningenioussolution.Onewouldhaveneededonlytwolooksthroughtheperiscope—whenonewasatmostrisk—oneatPolarisanotheratPollux.)
WangJinghong,anotheradmiral,wouldleadhisfleettothePersianGulf.
Inthischapter,wedescribethepassageofZhengHeandHongBao,thenfollowthe
voyageofamuchsmallerdetachmentfromHongBao’sfleet,whichsaileduptheRedSeatoCairoandtheMediterranean—followinginthewakeofZhengHe’s1408voyagetotheMediterranean.
OnNovember18,1432,whenthefleetsweresouthofSriLanka,ZhengHeorderedHongBaotoleadthefleettoCalicut,theirnextportofcall.Acommander-in-chiefdoes
notorderoneofhisflagofficerstoleadthefleetintoharborifhehimselfintendstobepresent.ThismeansthatZhengHewasdetachingpartofhisfleetunderthecommandofHongBao.4
WeknowfromthechartsofZhengHe’svoyagesthatHongBaoleftCalicutforDandiBandarfartherupthecoast(16°N,73°E),crossingtheArabianSeaonacourse
ofapproximately330tomakelandfallatJebelKhamish(22°25'N,59°27'E).AfterafewdayshepushedontoBandar‘Abbas,arrivingonJanuary16,1433.HongBao’sfleetsreturnedtoCalicutonMarch25andsailedforChinaonApril9,reportingtherethesadnewsthatZhengHehad“passedaway.”
HowdidHongBaoknow
thatZhengHehadpassedaway?AfterhisordertoHongBao,ZhengHeseemstohavevanished.Inmyview,forreasonstobedescribedinalaterbook,afterdetachingHongBao,ZhengHesailedforAfricaandNorthAmerica,settlingnearwhatisnowAsheville,NorthCarolina,wherehedied.
MaHuan,thehistorianaboardZhengHe’sfleet,5
describesCalicutindetail.AlmostatenthofMaHuan’sbookisdevotedtothiscity-state,whichhadbecomeaveryimportantforwardbaseforZhengHe’sfleets.MaHuan,aMuslim,wasdelightedtofindthereweremorethantwentymosquesforaMuslimpopulationofthirtythousand.Hegivesadetailedaccountofhowtradewasconductedbetweenrepresentativesofthetreasure
fleetandlocalmerchantsandbrokers.Afternegotiations,allpartieswouldclasphandsandswearthattheagreedpriceswouldneverberepudiated.
ThesefascinatingaccountsaremirroredinthoseofNiccolòdaConti,whohadreachedCalicutin1419.AsRichardHallpointsoutinEmpiresoftheMonsoon,MaHuanandNiccolòdaConti’s
descriptionsarealmostthesamewordforword,6notleastinthedescriptionsoftheIndiantestforguilt(theaccused’sfingerwasdippedinboilingoil;ifthefingerwasburned,itsignifiedguilt).
NiccolòaccuratelydescribesconstructionoftheChinesejunks,soIamconfidentthatheboardedoneofZhengHe’sjunksin1421,whichwouldhavegivenhimthe
idealopportunitytoacquireamap.Justsuchamap,asIwilldescribelater,turnedupinVenicebefore1428,andacopycanbeseentodayintheDoges’Palace.(AlthoughNiccolòdaContimaynothavereturnedtoVeniceuntil1434,inthe1420shehadentrustedhismailtoafriend,PieroTafur,whotookittoVeniceonhisbehalf.)
Onhis1432voyage,Hong
BaodidnotstaylonginCalicut.Whenhearrived,CalicutmerchantswereabouttoleaveforTianfang(Egypt)intheirownfleet.HongBaoseizedtheopportunity,detachingtwojunksandsevenseniorofficersforatradedelegationladenwithsilksandporcelains,whichjoinedtheCalicutfleet.7
ThestoryistakenupbyIbnTagriBirdi,thecelebrated
Egyptianhistorian,inhishistoryofEgypt,AlNujunAzZahiraFiMulekMisrWalKahira,whowritesin1432:
AreportcamefromMecca,thehonoured,thatanumberofjunkshadcomefromChinatotheseaportsofIndiaandthattwoofthemhadanchoredintheportofAden,thattheirgoods,chinaware,silks,muskandthelikewerenotdisposedoftherebecause
ofthedisordersoftheStateofYemen….TheSultanwrotetothemtoletthemcometoJeddaandtoshowthemhonour.8
AsTaiPengWangpointsout,therewereverygoodreasonswhytheChineseenvoysshouldrushtoMecca—ZhengHeandmanyofhiseunuchcaptainswereMuslims.TheMingenvoyshadbeenorderedbythe
emperortoannouncetheimperialedictoftheXuanDeemperortothekingdomsofMaijia(Mecca),QianLida(Baghdad),Wusili(Cairo),MulanpiKingdom(Morocco),andLumi(thePapalStates),toinformthemthattheywereallhissubjects.
AccordingtotheMingShi-lu(theofficialMinghistory),EgyptandMoroccowereamongthoseforeign
countriesthatinZhuDi’sreign(1403–1424)hadalreadyreceivedtheChineseimperialedictandgifts(the1408visit—MingShi-lu)buthadfailedby1430toreturntributetoChina.However,theMingShi-lunotedthatthePapalStatesandBaghdadwereamongtheforeigncountriesthathadalreadysenttributetoMingChinaduringthereignoftheemperorZhuDi.
In1432,MeccawaspartoftheMamlukkingdomofEgypt.TheMamluksruledbyfartherichestcountryintheWesternworldatthattime;Cairowastheworld’slargestportoutsideChina.TheshipsthatHongBaohaddispatchedtoMeccahadalsobeenorderedtoCairo,9whichlayfartheruptheRedSeathroughtheRedSea–Nilecanal.Evidenceofthe
ChinesevisittoCairocomesfromthedescriptionofthePyramidsonthe1418ChinesemapandinothercontemporaryChineserecords.
WegetavividdescriptionofearlierChinesejunksfromIbnBattutahwhowroteoftheimmensesizeoftheships,theirpetroleumweapons,theluxuriousquartersformerchants,andthepoorslave
girls.
DescriptionsoftheChineseVessels
TheChinesevesselsareofthreekinds:largeshipscalledjunks,middle-sizedonescalledzaws,andsmalleronescalledkakams.Thelargeshipshaveanythingfromtwelvedowntothreesailswhicharemadeofbamboorodsplaitedlikemats.They
areneverlowered,buttheyturnthemaccordingtothedirectionofthewind;atanchortheyareleftfloatinginthewind.Ashipcarriesacomplementofathousandmen,sixhundredofwhomaresailorsandfourhundredmen-at-arms,includingarchers,menwithshieldsandarbalists,thatis,menwhothrownaphtha.Eachlargevesselisaccompaniedbythreesmallerones,thehalf,
thethird,andthequarter.ThesevesselsarebuiltonlyinthetownofZaituninChinaorinSinKalanwhichisSinalSin[Canton]….Atthesideofthesebaulksaretheiroars,whichareaslargeasmasts,tenorfifteenmenjoiningtogethertoworkeachofthem,andtheyrowstandingontheirfeet.Inthevesseltheybuildfourdecks,[with]cabins,suitesandsalonsformerchants.Asetofrooms
hasseveralroomsandalatrine:itcanbelockedbyitsoccupant,andhecantakealongwithhimslavegirlsandwives….SomeoftheChineseownlargenumbersofshipsonwhichtheirfactorsaresenttoforeigncountries.TherearenopeopleintheworldwealthierthantheChinese.10
IbnBattutahalsodescribedtheexchangeofslavesamong
thepotentates:“TheKingofChinahassenttotheSultan[ofIndia]ahundredMamluksandslavegirls,fivehundredpiecesofvelvetcloth….[Thesultan]requitedthepresentwithanevenricherone…ahundredmaleslaves,ahundredHindusinginganddancinggirls.”11
TradedelegationsbetweenEgyptandChinahadbeencommonplacenotonly
centuriesbeforeZhengHe’svoyagesbutalsocenturiesbeforeIbnBattutah’s.TheywereledbytheKarim,aformationofEgyptianJewishmerchantswhospecializedintradebetweenCairo,India,andChina.12AcertainBazaldeenKulamiKarimi,13bornin1149,wenttoChinafivetimes,amassingagreatfortunefromtheChineseceramicandsilktrade.
Thirteenth-centurychroniclerZhaoRuquamentionsawealthyTazimerchantsojournerwhofinancedanArabcemeteryinthesoutheastquarteroftheChineseportofQuanzhou,sothatArabmerchantscouldbeburiedfacingMecca.14
ChinesemerchantsimportedhugequantitiesofArabicfrankincense.SongrecordsindicatethatChenXinLang,
amerchant,importedfrankincensevaluedat300,000guan.KarimimerchantsinChinalivedinluxurioushousesandwerebigspenders,theenvyofallinthetradingport.Inconsequence,theemperorinstructedlocalofficialstowatchfor“untowardunrulybehaviour.”
TradebetweenCalicutandtheEgyptianMamluks
flourishedinthe1420s.HistorianStanleyLanePooletellsusthatin1425,acaptainconvoyedfourteenvesselswithrichcargoestoJeddah.Thefollowingyear,nofewerthanfortyshipssailedfromIndiatoCairoandPersia,payingdutiestothevalueofseventythousanddinars.15
Reciprocalvisitswerenotrestrictedtomerchants.ThekingdomofMeccasenta
delegationtopaytributetoChinaafterZhengHe’svisitin1414;thesultanhimselfappearedinpersonwithtributesofalionandaquilin(giraffe)tobepresentedtoZhuDi.In1433thesultansentadelegationledbyShuXiantoaccompanytheChinesedelegatesreturningtoChina.16
LiuGang,ownerofthe1418map,pointsoutavery
interestingpatterninseveralChineserecords,includingtheCaptivatingViewsoftheOcean’sShores;NotesontheBarbariansintheWesternOceans;RecordsonTributesfromWesternOceans;andtheMingShi-luitself.17EachofthefourbooksprovidesadescriptionofHormuzthatcannotpossiblycorrespondtotheHormuzweknowtoday.Theydescribevegetationthat
blossomsinspring,leavesthatfallinautumn,andwinterwithfrost,littlerain,andmuchdew.ThebooksalsostatethatHormuzisoneofthebiggestkingdomsinthewesternoceans,andthatbusinessmenfrombarbariancountriesarrivebyseaorroad.Hormuz,theyadd,isclosetotheseashoreattheendoftheWesternSea.Peoplearewhite-skinnedandtall.Societyishighly
developedinliterature,medicalknowledge,astronomy,art,andtechnique—farsuperiortootherbarbarians.Indeed,theycomparethelevelofcivilizationtheretothatofZonghua(China).
NoneofthisisapplicabletoHormuz,whichweknowfrommanyfifteenth-centurymerchants’accountsasasmallislandintheStraitof
Hormuz,betweenthePersianGulfandtheGulfofOman,withlittlevegetationandnofrost,atiny,inaccessibleplacesointolerablyhotitwasinhabitedonlythreemonthsayear.Civilization,includingastronomyandmedicaltechniques,washardlydevelopedatall.
Inmyview,the“Hormuz”describedbytheChinesebooksofthefifteenthcentury
canonlymeanCairo.ThisissubstantiatedbytheMingShiWaiguaZhuan(ProfilesofforeigncountriesinMinghistory)compiledbyYouTonoftheQingdynasty.18ItstatesthatMosili(Cairo)wascalleduponbyChineseenvoys,includingZhengHe,butthatitfailedtoreciprocate.DescriptionsofChinesetradewithCairoproliferate.TheChinese
scholarLiAnshan,inFeiizhouHualikoHuarem(AhistoryofChineseoverseasinAfrica)identifiestheMosilikingdomasEgyptandtheJiegantouKingdomastheportofAlexandria.MosiliwasagaindenotedasEgyptinthepioneeringresearchofZhangXingGangandHanZhenghua.TheyalsoidentifiedJiegentouasAlexandria,aChinesetransliterationoftheArabic
nameZuilkarnain,whichwasusedbytheArabstorefertoAlexandertheGreat.InChineseReligionsandNationalMinorities,theChinesehistorianBaiShouyiwrites,“MiXien[contemporaryEgypt]hadallregularlysenttheirmerchantsandenvoystoChinaandChinasometimeswouldsenditsenvoysormerchantstothesecountries.”
TheMingShi-lusays,“Year6[1408]ZhengHewenttoHormuzandothercountriesreturninghomeinYear8[1410].”FurthercorroborationthatZhengHe’sfleetsvisitedCairoisfoundinmaps.The1418maphasthisdescription:“Thereisahugecityherebuiltwithstone,thedimensionsofstonescanbecomparedtothoseusedintombsoftheQindynastyEmperor.”The
volumeofEmperorQin’spyramidtombandthevolumeofthePharaohKhufu’spyramidatGizaareaboutthesame—Qin’shasalargerbasearea,whileKhufu’sishigher.TheMapofSouthwestMaritimeCountries,fromZhengHe’sera,alsodescribestheEgyptianPyramids.
SoEgyptwasnotanewfrontiertoZhengHe:his
forebearshadbeentravelingthereforcenturies.TheyhadreachedCairothroughtheshallowRedSea–Nilecanal,whichZhengHe’ssmallerjunkswouldhaveusedaswell.FromCairo,theMediterranean—andsouthernEurope—werewellwithinreach.
6
CAIROANDTHEREDSEA–NILE
CANAL
ThebestplacetounderstandtheimportanceoftheRiverNiletoCairoandEgyptis
fromtheWindowsontheWorldonthe36thflooroftheRamsesHilton.EverytimeIvisitCairo,Imakeapointofquaffinglagertheresurroundedbyswiftsandswallowstwitteringatsunset.Tothewest,highlightedbythesettingsun,aretheplateauandthePyramids.TheMoqattamHillsaretotheeast.Northandsouth,thegreatriverstormsoutofAfrica,travelinginagreat
curvepasttheHiltontothegreensmudgeofthedeltaupnorth.
BetweenthePyramidsandtheMoqattamHillsreststhelarge,widevalleyoverwhichmodernCairosprawls.Thisvalleywasoncemorethaneighthundredfeetbelowtheseaandsomethirtytofortymilesacross.Theenormousrivergraduallydriedupthousandsofyearsagoand
becameheavilyforestedandrichingame—elephants,hippopotamus,antelope,andallmannerofdeerandbirds.Theriver,thenasnow,teemedwithfish.Beautifulsunshineformostoftheyearcoupledwiththeendlessflowofwatermadelifeeasyforhunters.1ThisiswhyEgypthasoneoftheoldestcivilizationsintheworld,comparabletothatofChina
alongtheYangtzeandYellowRiversorMesopotamiabetweentheTigrisandEuphrates.
OverthecenturiesthesiltbroughtdownthroughAfricabythemightyriverhasgraduallybeendepositedontheeasternandwesternbanksofwhatisnowmodernCairo.Astherivernarrowed,theportshavemovedsteadilynorth.
ThefirstEuropeansherewereGreeks,whobuiltacityatHeliopolis,aboutfourmilessouthoftheRamsesHiltonontheeastbankoftheNile.TheRomansbuiltBabylon,northofHeliopolis;theArabsbuiltAl-Fustat/Misr(Cairo)stillfarthernorth,andinthelateMiddleAgestheportmovednorthofwheretheHiltonstandsnow—firsttoMaksandthentoBulaq,whichis
nowoppositeCairo’smainrailwaystation.Astheportsmigrated,sodidtheentrancetotheRedSea–Nilecanalfromtheriver.Bythe1420s,theentrancewasbelowwhatisnowtheHilton.LookingtothenortheastfromtheWindowsontheWorld,onecanstillseeitsoutline.Whenitwasfilledin1899,thewallsoneithersidewereleft,allowingittoretainwater.Todaythetramwaypasses
rightoverthisforgottencanal—agreenpencillinestretchingfromtheHiltontotherailwaystation.2OnecantravelbesidethecanaltodayfromCairotoZagazig,asMarcellaandIdidin2006;itremainsaboutonehundredfeetwidetheentireway.
Toseehowtheriverhasgraduallynarrowed,youcantakeafeluccauptheNile,sailingwithagentlebreeze
againstthecurrent,whichinautumnisabouthalfaknot.TheoldRomanfortressofBabylonisstillvisible,withaveryoldCopticchurchontopofit.AlittlegroupofCopticchurchesandasynagoguesurroundtheremainsoftheRomancity.HeretheEgyptianauthorities,haveerectedasignstating:thiswastheentrancetotheredseanilecanal.
AmassofinformationexistsabouttheevolutionofthecanalfromthetimeofthePharaohNechoII(610–595B.C.).Herodotustellsus(Histories)thatfoursteleswereerectedbyDarius(522–486B.C.)tocommemoratethecanal’sconstruction.BerkeleyprofessorCarolA.Redmountin“TheWadiTumilatandtheCanalofthePharaohs”writesthatthesteleswereplacedon
elevationssotheycouldbeseenbyboatsonthecanal.ThewesternmoststelewasdiscoveredatTellel-Maskhuta;theotherswerefoundalongthecanal,endingaboutsixkilometersnorthofSuez.Onefaceofeachstelefeatureshieroglyphs,theothercuneiform(inPersian,Elemite,andBabyloniancharacters).3
ProfessorRedmounttellsus
thatHerodotus,whovisitedEgyptinthemid-fifthcenturyB.C.,wasthefirstclassicalauthortomentionexplicitlythecanalconnectingtheNiletotheRedSea.HesaidthecanalwasstartedbyNechoIIandcompletedbyDarius.Aristotle,writinginthefourthcenturyB.C.,citesSesostrisasthecanal’screator.PtolomyII,Philadelphus(reigned285–246B.C.),recordsthecuttingofthecanalthrough
theWadiTumilat.HeisfollowedbyDiodorusSiculus,who,onavisittoEgyptin59B.C.,confirmedthatthewaterwaywasbegunbyNecho,continuedbyDarius,andfinallycompletedbyPtolemyII,whoprovidedalocktocompensatefortheriseandfalloftheNile.AccordingtoStrabo(64B.C.–A.D.24),thecanalwas46meterswideandofsufficientdepthto
accommodatelargeships.InhisNaturalHistory,Plinystatesthatthecanalwas100feetwideand40feetdeepforadistanceof371/2RomanmilesuptotheBitterSprings.TheAlexandrianastronomerClaudiusPtolemaeus,orPtolemy,calledthecanal“theRiverofTrajan”andindicatedthatitstartedfromthemainNilestreamupriverfromBabylon—thatis,from
Heliopolis.Lucien,anEgyptianofficialundertheAntonineemperors,inaboutA.D.170describedatravelerwhosailedthecanalfromAlexandriatoClysmaontheGulfofSuez:
ThencametheArabs.
[The]CaliphMuizhadinvestedafortuneofhisowntoconquerEgypt,soheobviouslywantedtogetback
hisinvestmentasquicklyaspossible,andasalwaystheRedSeaCanalwastobeimplementofhiswealth.ThecustomsportofAlMaks,whichmeans“customstax,”layinthebendoftheriverwhichcamealmostuptothewallsofKahiraonthewestsidenearthecanal,andthisMu’izimmediatelytookoverandexpandedintoaproperdockyard,keepingitstaxcollectingcharacterbutalso
layingthefoundationsthereforanewportofhisown,whichimmediatelytookawaymuchofthebusinessthatusuallywenttoFustat-Misr.
HereMu’izbuiltsixhundredshipsandabout77yearslater,whenNasirIbnKhusraucametoCairo[inthe11thcentury],sevenofhisshipswerestilllyingontheriverbank.“I,theauthorofthisnarrative,IbnKhusrau
says:‘Ihaveseenthem’”.Theymeasuredthirtyerichbysixtyarech(275feetlongby110feetabeam).Theseshipswerenodoubtabrilliantinvestmentbecausetheycouldmovelargequantitiesofcargoatonetime,ratherlikethemodernmonstrousoiltankers.NothingthatcouldmakemoneyescapedMu’iz,andhereorganisedthewholetaxsystemintoacentralcollectingbodywhichdid
awaywiththelocalcollectors,whousedtotakeaconsiderablerake-offoftheirown.Inonedayhecollectedover475,000USdollars(modernequivalent)intaxesfromFustat-Misralone.4
InAHistoryofEgyptintheMiddleAges,StanleyLanePooletellsus,Onehundredandtwentythousandlabourerswerekeptatworkwinterandsummerin
maintainingandimprovingdamsandcanals.TheoldcanaltraditionallycalledtheAmnisTrajanusconnectingBabylon(Cairo)withtheRedSeawascleanedandreopenedinlessthanayearandcornwassenttoMedinabyshipinsteadofbycaravanasinthepreviousyear.5
Inshort,awealthofevidencefromGreek,Roman,andArabwritersstatesthat
thecanalenabledshipstocarrygoodsfromtheNiletotheRedSeaandviceversa.GrainwastransportedfromthewheatfieldsoftheSudantoRome,Mecca,Arabia,andIndia.ChineseporcelainandsilkcouldbebroughttoRome,VenetianglasstoIndia.
In642,AmiribnAl-Asdredgedouttheoldcanal,whichwasfillingwithsilt
broughtdownbytheNile.AcenturylatertherewasarebellioninMeccaandMedina,andin767theAbbasidAbuJa’faral-MansurblockedthecanaltostopcornsuppliesfromreachingMecca.Shortlyafterward,in780,duringthecaliphateofAlMahdithecanalwasreopened.Thenin870AhmadibnTulundredgedthecanalonceagain,andafurtherexpansiontook
placein955.
ThenexthugeimprovementtothecanalwascaxrriedoutbySultanal-Malikan-Nasirin1337,whoassignednofewerthan100,000mentothejob.HealsobuilttheNilometeronthesouthofRodaisland,whichcanbeseentothisday.Itmeasuredtheheightoftheriverandthusservedasafloodwarning.
ThisfinalcanalwideninganddredgingissummarizedbyhistorianJamesAldridgeinCairo:BiographyofaCity,basedondescriptionsbythefifteenth-centuryEgyptianhistorianal-Madkrizi:
ThelandwhichemergedroundElephantIslandwasmarshyandsoftandMakrizi,whotellsusallthis,saystheMamluksusedtopractisearcherythere.Butinthe
middleofthefourteenthcenturyAlNazirjoinedtheRedSeacanaltothenewbankoftheriverthroughthisnewswampyland,thusdrainingit.ThisnewexitfortheoldcanalwascalledKhaligAlNasir,anditremainedtheexitoftheRedSeacanaluntilthiscentury,althoughitwaslaterdivertedagainandcalledtheIsmailiyaCanal.ItmettheriverwheretheEgyptianPharaonic
Museumisnow,neartheNileHilton.ThisfinalversionofNazir’scanalwasonlyfilledinattheendofthenineteenthcenturytomakewhatisnowRamesesIIStreet,andanyonewithamomenttospareontopoftheNileHiltoncanlookdownonthisstreetandtracethelineoftheoldcanalrightuptothestationsquarewhichwasoncetheportofAlMaks.6
Aswehavenoted,oneoftheChinesenamesforCairowasMisr,anamederivedfromthepharaonicnamefortheriverportinBabylon.Astimepassed,Al-FustatandMisrbecameinterchangeablenamesfortheportandthecityofCairo,“nodoubtbecausealltradewithEgyptwasdirectedeventuallytotheriverportofMisroritcamefromMisr,”Aldrichexplains.“Soitseemslogicalthat
soonerorlateritwasallknownasFustat-Misr(whichiswhatal-Makrizioftencallsit)andthensimplyasMisr.Today,EgyptiansstillcallboththeircountryandCairosimplyMisr.”
OnNovember26,2004,theOrientalCeramicSocietyofFranceheldaconferenceinParisontradebetweenChinaandtheMediterraneanpriortothesixteenthcentury.The
conferenceproducedawealthoffascinatingdetailabouttheexportofChineseceramicstoEgypt,theMiddleEast,andtheMediterranean.7
ExcavationsitesinthesouthernsuburbsofCairohaveproducedChineseceramicsdatingfromthetenthtothefourteenthcenturies.In“ChinesePorcelainfromFustat,”archaeologistR.L.Hobson
describesthesignificanceoftheporcelainandceramicsfinds:
…TurningoverthepilesoffragmentsstoredatFustatandintheArabMuseuminCairo…werealisemostclearlytheextentandantiquityofthetradebetweenEgyptandtheFarEast.Thereare,forinstance,piecesofbuffstonewarewithcreamglazemottledwithgreenand
brownishyellow,whichcamefromChinaintheTangdynasty;thereareseveralvarietiesofceladonporcelainwhichtellofSungtraders.AndthereareblueandwhiteporcelainsrangingfromtheYuantotheendoftheMingperiod….
ThetypicalLungch’uanandch’u-chouceladonsoftheSung,YuanandMingperiodsabound,bowlsanddishes
withcarveddesignsorwithreliefsoffishesorrosettes,thingstoowellknowntocallfordetailednotice….
ItwasonlynaturalthatthevolumeoftradewithChinashouldincreaseintheMingdynasty….ThisisevidencedinEgyptbythelargequantityofblueandwhiteporcelain,ofwhichfragmentsaboundnotonlyatFustat,butallaroundCairo.
…Amongtheearliestspecimensisthebottomofabowlwiththereign-markofYungLo(1403–1424)”—vizZhuDi.8
ThisextraordinarytradeinporcelainandceramicswaslubricatedbytheKarim.TheKarimhadtheirownwarehouses(fonduqs)stretchingfromCairotoIndiaandbeyond.Theybuilttheirownshipsandsometimes
leasedthemtoothers.Theyalsooperatedasbankers,whichprovedtobetheirundoing.
In1398theKarimmadeamassiveloantotheMamluksultan,tofinanceanarmytohaltTamburlaine’smarchtowardCairo.Whentheloanswerecalled,thesultancameupshort.Al-AshrafBarsbaynationalizedtheNile–RedSeacanaltoreplenishhis
coffers,settingthepricesatwhichgoodsbroughtthroughEgyptcouldbeboughtandsold.Withasinglestroke,thesecurityfortheKarim’sloans—tradethroughthecanal—unraveled.TheKarimwereruinedwithindecades.WhenChinawithdrewfromtheworldstageinthe1430s,afterZhengHe’sfinalvoyage,Chinesegoodscamenomore.
Cairo:TheQuintessentialTimelessIslamicCity
Cairostandstodayjustasitdidin1433.Thefortifiedcityhaswithstoodinvadersforfivecenturies.DuringtheMongolwars,Saladin’sfortificationsprovidedarefugeforallofIslam,makingCairoahavennotonlyforthecaliphbutforphilosophers,artists,craftsmen,andteachersas
wellashundredsofthousandsofordinarypeoplefleeingGenghisKhanandhissuccessors.Enormouswealthflowedintothecityandwasdeployedonasumptuousarrayofmosques,madrassahs,mausoleums,andhospitals.ThisisthedomedmedievalCairothatZhengHewouldhavefound.9
Atfirstsight,Islamictownsandcitiesappearchaoticto
Westerneyes,withtheirelaborate,twistingstreetsleadinghiggledy-piggledyinalldirections.Theyhad,however,amasterplan.At“thecentreoftheIslamiccitystandstheFridayMosque;toitandfromiteverythingflowsasifitwereaheart.”10Nexttothemosquestandsthemadrassah,whereIslamiclawandtheologyaretaught,theforerunneroftheWestern
university.Aroundmosqueandmadrassahsprawlsthebazaarwithitskhansandcaravanseraiswheremerchantsrest,feedtheircamels,andstoretheirgoodsinsafety.
TradeandreligiongohandinhandunderIslam,whichaffordsmerchantsgreatprestige(Muhammadwasone).Thestatusofthemerchantwasevidencedby
thedistanceofhisshopfromtheFridaymosque:perfume,spice,andincenseshopswerenearest,followedbygoldmerchantsandsilversmiths.Cobblerswerefarthestaway.Mosqueandmarketwerebothwithineasyreachofthecaravanserais.
Thecentralsquareplayedhosttoallmannerofentertainment,resoundingwiththecriesofsnake
charmers,bears,dancers,andstorytellers.Radiatingoutwardbeyondthebazaarwasajumbledassortmentofresidentialdistrictsdividedbyraceandreligion.Surroundingthemwasadefensivewall(inCairoitwasSaladin’s)tokeepoutMongolsandrobbers.
AtthecenterofmedievalCairowasthecity’sFridaymosque,Al-Azhar,founded
in970,assoonastheenclosurewallsofAl-Qahirawerecompleted.Itisperhapsthemostprestigiousmosqueintheworldandisconnectedtotheworld’soldestuniversity.FormorethanathousandyearsAl-AzharUniversityhasprovidedMuslimstudentsfromaroundtheworldwithfreeboardandatheologicaleducationfocusedontheKoranandIslamiclaw,logic,grammar,
rhetoric,astronomy,andscience.
Forcenturies,themosqueonFridayshasbeenpacked.Asitoverflows,menlaytheirmatsoutsideonthepavement.Theyprayinuniformlines,richandpoorsidebyside,oldmenandyoung,goldencloaksnexttodirtykashmaks.AllmenareequalinIslam;noboxesarereservedforthegentry.
Inside,Al-AzharresemblesLondon’sSouthwarkCathedral,thoughitisnotquiteastallandrathermoreaustere.Gownedstudents,seatedbetweengraymarblecolumns,aretaughtbyawizenedimamperchedinahighchair.(ThegownsofOxfordandCambridgewerecopiedfromthosewornbyIslamicstudents,justasouruniversity“chair”isderivedfromtheimam’sperch.)
TheAl-AzharcompeteswiththemosquesofSayyidHasan,al-Ghoury,andSultanal-AshrafBarsbay—allwithinastone’sthrow.TheEgyptianpresidentworshipsattheMosqueofAl-Azhar.Theirmuezzinscallthefaithfultoprayerfivetimesaday.Traditionally,muezzinsarechosenfromtheblind,whocannotseedownintothehouseswhereunveiledwomenaredressing.
Inthesquare,Cairo’sfestivals,themoulids,areheldandtheSufibrotherhoodprayswithbannersanddrums;musicblastsallnightlong.VastcrowdscomeupfromthedeltafortheholidayofEid,congregatingatthecafésaroundthesquare,eachonefavoredbyaparticulardeltavillage.
OnecanreadilyunderstandwhyCairowouldhavebeena
magnetforallpeoplesofIslam,includingZhengHeandhisfellowMuslimsreturningfromMecca.Inbroadterms,foreignerslivedinCairo,whitenativeEgyptians,thefellahin,livedonthedeltaandintheNileValley.Withtheholiestmosqueintheworldsituatednexttothelargestmarketintheworld,thecityhadeverything.HeretheycouldstudytheKoran,selltheir
goods,andenjoythecity’sstoriedeveningdelights.
Today,asintheMiddleAges,Cairoisacityofgood-naturedpeoplelivinginclosequarters,bustlingandjostlingfromonecornertothenext.Tomotoristsandpedestriansmakingheadwaythroughthecrowds,afewhundredyardscanseemlikeamile.Cairo’spopulationispolyglot,fulloftheoffspringofSudanese,
Armenian,Jewish,Georgian,Persian,NorthAfrican,andIndianmerchants.Indeed,Egyptiansintermarriedwiththedescendantsofconquerorsandmerchantstosuchanextentthattodayitisdifficulttofinda“pure”Egyptian.
ZhengHe’ssailorswouldhaveseen,alongsideAl-AzharMosque,twoimposingcomplexes:themadrassahandtheWikalaofal-Ghouri,
namedafteroneofthelaterMamluksultans.WikalaistheEgyptiannameforacaravanserai.Bothcaravanseraiandmadrassahcomplementedthemosqueandwerefrequentlyfundedbyacharity,orwakf,setupbythesultanorawealthymerchant.
Cairo’smadrassah,typicalofanearlyIslamicuniversity,isalarge,rectangular
buildingwithanopencourtyardatitscenter,surroundedbybroadcloisters.Inthecloisters,smallgroupsofstudentsdebatewithteachers;greatimportanceisplacedonmentalagility.WhileEuropestumbledthroughtheDarkAges,Cairosafeguardedtheworld’slargestlibrary.Here,thegreatbooksoftheancients,includingAristotleandPlato,werestoredbefore
atlastbeingsummonedtoaidtheEnlightenment.
Inthecaravanseraiofal-Ghoury,merchantsfromChinaladenwithgold,silk,andceramicscouldrestinsimple,cleansurroundings,astone’sthrowfromthecoolmosque.InZhengHe’stime,therewereelevencaravanseraisinCairo,twenty-threemarketsforinternationaltrade,fifty
smallermarkets(souks)forlocaltrade,andelevenracecourses.
Al-Madkrizigaveavividaccountoflifeinthecaravanseraisinthe1420s.Everysortofspicewasforsale,alongwithallmannerofsilksandmoremundanegoods—fruits,nuts,andjamsgalore.Merchantscarriedwiththemtheirchestsofgoldandsilver,alltheirworldly
wealth.Theftwascommon.Thepunishment(stillenforcedinSaudiArabia)wasseveringoftherighthand.
InthelateMiddleAges,Cairowastheworld’sleadingemporiumforthreeofthemostimportantcommoditiesofinternationaltrade—gold,spice,andperfume.CairohadbecomebullioncapitaloftheworldasaresultofIslam’s
expansion.Arabcaliphs,needingevermoregoldtolubricatetrade,initiallyadoptedByzantinecoins,overstampingthemwiththecaliph’shead.AfterArabarmiesoverranNorthAfrica,theycapturedthegoldtradefromMaliandGuinea,whichhadbyfarthelargestgoldseams.
Arabs’dominationofthegoldtradeledtothegold
dinarbecomingthecurrencyofMediterraneantrade.TherulersofCastile,Aragon,andLeóncopiedAlmoraviddinars,whichtheycalledmorbetinos.
Cairo’sspicebazaar,theKhanel-Khalili,facestheAl-AzharMosque.ItwasbuiltbyawealthyMamlukofthatnamein1382andstillteemswithbusinesssixhundredyearslater.Themost
prestigiouspartofthebazaar,nearestthemosque,iswherethefabledincenseisfound.BroughtfromthewadisofsouthernArabia,theseconcentratedessencesaresoldbytheounce,dilutedwithalcoholoneparttonineforperfume,onetotwentyforeaudetoilette,onetothirtyforeaudecologne.Cairo’sshopsstillmaintainthemedievaltraditionofsellingperfumesinlarge
bottlesalongsideherbsandspices,andEgyptremainsasourceformanyoftheessencesusedbyFrenchcouturehouses.
IntheMiddleAgesperfumeandspicewereequallyvaluable.ThespicetradewiththeEast,transactedthroughCairo,wasthecornerstoneofVenetianwealth.
Europeansdevouredspices,
thebettertomakepalatabletheirsaltedmeatanddriedfish.Inadditiontoenliveningfood,spiceswereextensivelyusedbyapothecaries.Purgeswereaccomplishedbycassiaorrhubarb;theriac,madeofanassortmentofherbsandspices,wasapanaceaforillsrangingfromconstipationtofeverandeventheplague.Gingerjamsweresaidtoencouragetheflowofurine.Cinnamonassisted
menstruationandwasvaluableforwindycolic;nutmegrelievedcoughsandasthma.AsIrisOrigopointsoutinTheMerchantofPredo,therewashardlyanEasternspice,howeverrareorexpensive,thatdidnotreachthecookingpotsormedicinechestsofItalianbankersandmerchants.
Walkingoutwardfromthespicemarkettoday,one
encountersthebrassandcopperwareshops,stackedwithArabcoffeepots,waterjugs,tabletops,coalscuttles,andtrays.Tinypiecesofmother-of-pearl,bone,andebonyareinlaidinintricatemosaicpatternsonwoodenboxes.AlthoughamberprayerbeadsareusedtocountthemerciesofAllah,muchasCatholicsuserosaries,amberappearslessvaluableinthemarketplace
thancopper.
Fartherout,thereareleatherandclothingstalls.Egyptianmen,liketheirmedievalpredecessors,weargalabayas,collarlesstunicsresemblinglarge,floppynightshirts.(Caftansarethemorecolorfulversion,embroideredatthefrontandonthehems.)WomenseekdowrydressesmadebydesertBedouin.Themarket
encompassesaworld.Remarkably,almosteverythingsoldheretodaywasavailabletoZhengHe’ssailorsandChinesemerchantsastheypassedthroughCairoin1433.ItisaneasypassagedownstreamfromCairowiththecurrent.JustnorthofCairotheNiledivides,theWesternRosettaChannelleadingtoAlexandria,linkedtotheNilebyacanal.InAlexandriathe
Mamlukauthoritiesinsistedallpassingshipsdepositedmapstheyhadusedfortheirjourney.Thesewerecopiedandtheoriginalsreturned.Thatdone,theChinesedriftedintotheMediterranean.
II
ChinaIgnitestheRenaissance
7
TOTHEVENICEOFNICCOLÒDA
CONTI
IntheMiddleAges,seatrafficbetweenEgyptandEuropewasdeterminedby
thegeographyoftheMediterranean.1SurroundingtheMediterraneanaremountainranges—inthesouthwesttheAtlasMountainsofMorocco,thenmovingclockwise,theSierraNevadainsouthernSpain;thePyrenees;theFrench,Italian,andYugoslavAlps;themountainsofGreece,Bulgaria,andTurkey;andfinallytheAnti-Lebanon
RangebetweenLebanonandSyria.
ThesemountainsdictatetheMediterraneanclimate.BetweentheSeptemberandMarchequinoxes,ahighanticyclonebuildsovertheAzores,allowingAtlanticdepressionstorushthroughtheStraitofGibraltarandthenscurrywesttoeast,thelengthoftheMediterranean.Asthesewarm,wetwinds
reachthecoldmountainsonthecoast,theycreateblusterywindsandrain.ThemistralinFranceisperhapsthebest-known,buteveryMediterraneanregionhasgustywetsquallsinwinterthatmakeseavoyageshazardous.
ThewholeMediterraneansharesacommonclimate;wetwinterisfollowedbycalm,hotsummer.Asregular
asclockwork,thesunmovesnortheachyear,carryingwithittheanticycloneovertheAzoresuntilitstopsoppositetheStraitofGibraltar.ThewetAtlanticwindsarenowshutoutoftheMediterranean,andtheairisstill.ByJuly,thewholeseaisflatasglass,withoutabreathofwind.DrySaharanairmarchesnorth,theskiescleartoinfinity,andsearinghotsummerwinds—typicallytheterralinsouthern
Spain—blowacrossthecoast.ThethreemajorseafaringpowersofEurope—Aragon,Genoa,andVenice,exploitedthisgeographytoconducttradewiththeeastthroughAlexandriaandCairo.VeniceandGenoawereentirelydependentontradefortheirhugewealth.TheVenetianceremonyofLaSensa,whichtakesplaceonAscensionDay,suggestsjusthowpassionatelyVenice
embracedthesea.2
ThedogeembarksatSaintMark’sinhisgreatgildedship,theBucintoro.Perchedonagoldenthrone,hesitshighaboveacrewof150oarsmen,whorowacrossthelagoontotheLido.Thedoge’sgoldenrobesareembroideredwiththeLionofSaintMark’sandhewearsadiamond-studdedcap,larenza—thesamehatwornby
ChineseadmiralsintheearlyMing.Silkstandardsflutterabovehishead.Afterashortservice,thedogecastsagoldenringintothelagoon.Asitsinksthroughtheazureseaheproclaims:“Mare,noitisposianoinsegnedelnostroveroperpetuadominio”(OSea,wewedtheeinsignofourtrueandeverlastingdominion).
By1434,themarriageritual
wasalreadymorethanfourhundredyearsold.ItoriginatedwhenPopeAlexanderIIIgavethedogearingandtoldhim:“Receivethisringasthesymbolofyourempireoverthesea….Youandyoursuccessorsbemarriedtohereachyear,sothatsucceedinggenerationsmayknowthattheseaisyours,andbelongethtoyouasaspousetoahusband.”3
Venice’swealthwasrootedinhercaptureofByzantium.In1204aCrusadehadbeenlaunchedtotakeJerusalem.FinancingfortheCrusadewashardtocomebyuntiltheDogeDandoloofferedsupport—providedtheCrusaderswouldcaptureZara(contemporaryZadarinCroatia)ontheirwaysouth.TheCrusadersagreed,becomingmercenariesintheprocess.
ThetemptationtocaptureByzantiumforVenice,aswell,provedirresistibletotheCrusaders,whoinitiatedthesackoftheOrthodoxChristiancapitalbyanotherChristianstate.4WhenByzantiumfell,herempirewasdividedamongstthevictors.Venetianspoils,exemplifiedbythefourbronzehorsesandmarbleonthefaçadeofSaintMark’s
Basilica,includedByzantineislandsandportsfromtheBlackSeathroughtheAegeantotheIonianSea.VenetiangalleysthushadfriendlyharborsallthewaytoByzantiumandAlexandria.
VenicenowcontrolledtheAdriatic.In1396,sixyearsaftershehaddefeatedGenoaandfourteenyearsaftertheCretanrevolt,sheacquiredCorfu.ToVenetians,Corfu
wasofvitalimportanceduetoitsstrategiclocation.CorfubecamethefortifiedbasefromwhichVenetiangalleyspolicedthestraitleadingtotheAdriatic.
VenicebuiltlovelycolonialtownsontheseAdriaticislands.Herports,modeledinherownimage,eachwithitscampanile,cathedral,piazza,andeveningpromenade,linetheDalmatiancoast.From
UlcinjinthesouthtoPiraninthenorth,theportsofBar,Dubrovnik,Korcula,Hvar,Split,Zadar,Rab,Krk,Pula,andPorecaresublimelegaciesofVenetianarchitecture.By1433theywerehavensforthearmadascarryingceramics,silk,andspicesfromAlexandriaandCairotothewarehousesofVenice.WhiletheSlavicchantsofOrthodoxchurchesresoundinthemountains,on
thecoastSundaysarepunctuatedbybellssummoningCatholicstomass.5SaintJacob’sinSibenik,SaintMark’sinPiran,SaintLaurence’sinTrogir,andOurLady’sinRijecaaresuperbbyanystandard.TheyareamongthesightsthatgreetedZhengHe’sshipsontheirpassagefromAlexandriatoVenice.Evenwithfifteenmentoeach
oaritwouldhavebeenaten-dayslogfromAlexandriatoCreteacrossanairlesssea.OnceintheAdriatictheywouldhavepickedupalighteveningbreezeblowingonshore.Whatareliefthatwouldhavebeen!
Iknowthoseislandswellfollowingavisitin1966.InDecember1965IhadmetMarcella;webecameengagedinJuneanddecided
totakeaholidaytravelingthroughtheDalmatianislandstoMontenegroandSerbia.InthefouryearsbeforemeetingMarcellaIhadbeennavigatingofficerofHMSNarwhal,asubmarine.ItwastheeveofthecoldwarandourpatrolswerespentintheNorth.Wintersweredrabandcold;thesunshoneforanonlyhourorso,atmidday;mostofthetimeonelookedatice,sea,andskyin
everlastingshadesofgray.
InAugust1966,Marcella,myuncleEdward,andIboardedaferryinVeniceboundforDubrovnik,enroutewendingthroughtheDalmatianarchipelago.WepassedMarcoPolo’shomeonKorcula,Diocletian’svastpalaceatSplit,andhoney-coloredHvar.Thesearingcolorsofazureseaandskyemphasizedbythebrilliant
whiteKarstofthecoastline,theredcampaniletowers,andtherussetandgoldofdryingtobaccoareetchedonmybrainandwillremainwithmeallmylife.
Wesleptontheupperdeckunderthestars,swamoffremotebeacheswatchedonlybyseagulls,andfeastedonlocalseafishwasheddownbyDingaz,arough,full-bodied,almostblackwine.
ThesameidyllicscenewouldhavegreetedZhengHe’ssailorsandfemaleslavesashisjunksrowedslowlyupthecoast.Theywouldhaveseentheoutlinesofthesemini“Venices”frommilesouttosea,dottedalongthecoastallthewayfromDubrovniktoTriestetoVeniceitself.TheywouldhavenoticedDiocletian’senormouspalace,Hvar’sspectacularharbor,andthe
glisteningwhitefortresswallsofDubrovnik,andwouldhavesurelycalledatsomeofthoseports.
SoinmyviewweshouldfindevidenceofZhengHe’sfleets’visitsinmuseumsalongtheDalmatiancoast.Overtheyears,MarcellaandIhavevisitedthemostlikelymuseums—theoldmaritimeschoolatPerast,theMatkofamilymuseumatOrebic,the
Seamans’Guild(Museum)intheGulfofKotor,IvoVizin’sMuseumatPrcanj,andtheMaritimeMuseuminKotoritself.Wefoundnothing.
However,myinterestwasrenewedandsharpenedin2004aftermeetingDr.GunnarThompsoninSeattle.HehadbroughtAlbertindiVirga’sworldmaptomyattention.Thismaphadbeenfoundinasecondhand
bookshopatSrebrenicaneartheDalmatiancoast.Itwasdatedtobetween1410and1419andshowedtheworldfromGreenlandtoAustralia,includingAfrica,accuratelydrawndecadesbeforeEuropeansknewAfrica’sshapeandcenturiesbeforetheyknewtheshapeandrelativepositionsofChina,Japan,andAustralia.ThemaphadbeenauthenticatedbyProfessorFranzVon
Wieser,theleadingcartographerofhisday.Itmusthavebeencopiedfromanon-Europeanmap,andintheopinionofDr.Thompsonandme,itcouldonlybeacopyofaChinesemapthathadbeenpublishedbefore1419.Moreover,Dr.ThompsonhadfoundevidencethatshipsfromtheDalmatiancoasthadsailedtoNorthAmericainthe1440sandsettledneartheRoanokeRiverinVirginia—
thefamous“Croatans.”6Inmyview,DalmatianshipswouldnothavevisitedAmericafiftyyearsbeforeColumbusunlesstheyhadmapsshowingtheway—onceagainpointingtoZhengHe’sfleetshavingvisitedDalmatiaandleavingmaps.By2005wehadsoldSerbo-Croatliteraryrightsto1421,whichIhopedwouldleadtonewevidenceofChinesevisits
alongthecoast,butalas,noneemerged.
ThenoutoftheblueonOctober21,2007,Ireceivedtwoe-mailsfromDr.A.Z.Lovric,ageneticistwhoseoldfamilynamewasYoshamya(nameswereforciblychangedaftertheOttomaninvasionsinthesixteenthcentury).Dr.LovrictoldmethathisdistinguishedpredecessorProfessorMitjelYoshamya
hadpublishedalengthypaper(ofnearlytwelvehundredpages)claimingthataDalmatianadmiral,HarvatyeMariakyr,hadsailedtheworldbeforeOttomaninvasions.HehaddonesohavingreceivedworldmapsfromaChineseadmiralwhohadvisitedtheDalmatiancoast.Copiesofthee-mailsareincludedonthe1434website.
HereisasummaryofthepointsmadeinDr.Lovric’se-mail:
1. AlegendpersistsamongislandpeopleofftheAdriaticthatpriortotheOttomaninvasions(priorto1522)foreignsailingshipsmannedby“Oblique-eyedyellowEasterners”(inoldDalmatic:
pashoglavizihodane)visitedtheAdriatic.
2. AftertheorientalnavalvisitsthemedievalDalmatianadmiralHarvatyeMariakyrwithsevenAdriaticshipsreciprocatedthevisitbysailingthroughtheIndianOcean(Khulap-Yndran)totheFarEasttoZihodaneinKhitay
(Cathay).3. Onhisreturnfrom
theFarEast,AdmiralMariakyr,havinglearnedofanewlandintheWest,decidedtosailtherewithhisfleettoSemeraye(SouthAmerica);helosthislifeinmedievalParané(Patagonia).Thisvoyagewasrecordedinmedieval
Glagoliticscript.4. RecentDNAstudies
haveconfirmedthatinsomeAdriaticislands(Hvar,Korcula)andontheadjacentcoasts(Makarska)certainfamilieshaveEastAsiangenotype.
5. UpuntilthetwentiethcenturysomeoftheseAdriaticislanders
hadsurnamesofnon-Slavicandnon-Europeanorigin,forexample,Yoshamya,Yenda,Uresha,Shamana,Sayana,Sarana,andHayana.In1918whentheAustro-Hungariansweredefeated,theislanderswereobligedtoSlavicizesuchforeignsurnames,butthey
persisttothisdayinnicknamesandaliases.
6. MedievalDalmatian-coloredsymbolsformapswerethesameasthoseusedbytheChinese:black=north,white=west,red=south,blueandgreen=east.
7. Adriaticislandershaveuntilrecentlyusedanon-European
nomenclatureforAmericaandtheFarEastbasedontranslationsofChinesenomenclature.
8. Americancactuses(chieflyOpuntia)inmedievalDalmatia,atDubrovnikandelsewhere,weresaidtohavebeenbroughtbyearlyshipsfromtheFarEast.
Dr.Lovric’se-mailreferredtoProfessorMitjelYoshamya’sresearchinCroatian,publishedinZagrebin2004.ThelengthypapercoversthespreadofoldDalmatiannamesacrossthePacificbeforetheSpanishexplorers;Sion-Kulap(Pacific):Skopye-Kulapne(Philippines),Sadritye-Polnebne(Melanesia),Sadritye-Zihodne(Micronesia),Skopye-
Zihodne(Japan),Artazihod(Korea),andVelapolneb(NewZealand).GoawasthemainDalmatianbaseforFarEasttrade.(TheseoldDalmatiannameswereusedonGermanmapsofthePacificuntilGermanywasdefeatedinWorldWarII,afterwhichtheywereexpungedandreplacedbySpanish,French,andPortuguesenames).Ihopethatyoungscholarswill
translatethewholeofProfessorYoshamya’smanuscriptintoEnglish,sinceonlyexcerptshaveyetbeentranslated.
AswillbeseenwhenwereachVenice,tensofthousandsofAsianslavegirlsandwomenwerebroughttoVenice.DoubtlessmanyofthesewouldhaveescapedasthefleetsberthedattheislandsenroutetoVenice,
andthiswillbeshownupinthemitochondrialDNA.
ThefirststepinsettingupaDNAresearchprogramforVenetianandDalmatianpeoplewastoseewhatexistingDNAresearchhadalreadybeencarriedout.Dr.Lovric,whoworksintheDepartmentofMolecularGenetics,kindlyprovidedmewiththeinformation.TherewereadozenlocalDNA
reportsofpeopleonAdriaticislands,whichwereallsummarizedinLovorkaBara,MarijanaPeriietal.,“YChromosomalHeritageofCroatianPopulationanditsIslandIsolates.”7Asmaybeseenintheabstract,ProfessorBaraetal.state:“InoneoftheSouthernIsland(Hvar)populations,wefoundarelativelyhighfrequency(14%)oflineagesbelonging
toP*(xM173)cluster,whichisunusualforEuropeanpopulations.Interestingly,thesamepopulationalsoharbouredmitochondrialhaplogroupFthatisvirtuallyabsentinEuropeanpopulations—indicatingaconnectionwithcentralAsianpopulations,possiblytheAvars.”
Thenatparagraph3onoftheirreport:
WorthyofnoteisthefindingofconsiderablefrequencyhaplogroupP*(xM173)inthepopulationoftheislandofHvar.AccordingtoWellsetal(44—seefootnotes)thislineagedisplaysamaximumincentralAsiawhilebeingrareinEurope,MiddleEastandEastAsia.ItspresenceinHvarrecapitulatesourfindingofMtDNAhaplogroupFontheislandofHvarandinmainlandCroatianpopulation
thatisvirtuallyabsentinEuropebut,again,commoninpopulationsfromcentralandEasternAsia(51—seefootnotes).ThereareseveralpossibilitiesfortheoccurrenceoftheancestrallineageofM173.OneisthewelldocumentedallianceofAvars(aMongolpeople)andSlavs(Croatians)thatfollowedAvararrivaltotheEasternAdriaticin6thCenturyAD.Theotheristhe
expansionoftheOttomanEmpirefromthe16thto18thCenturyADwhenrefugeesfromtheWesternBalkansfrequentlyimmigratedtotheislands.Lastly,theancientSilkRoadlinkingChinawithWesternAsiaandEuropecouldbeapossiblepathofP(xM173)lineagetoo.Anyofthesemigratorypatternscouldhaveintroducedthemutationtotheinvestigatedpopulation.
Asmaybeseen,thedistinguishedprofessorsdonotincludeafourthpossibility:thattheinheritanceofChineseandAsian(Mongol)genescamebyseafromsailorsonshipssailingfromAlexandriatoVenice.Lookingatamaprevealsthisisbyfarthemostlikelymethod.TheAvarssettledneartheDravaRiverontheHungarianborder—whyshouldtheythendecide
tomigratewestwardacrosssomeofthemostruggedmountainsontheplanettoreachHvar?Whychoosethemostextremeisland,thefarthestoutintheocean,onwhichtosettle?
Second,iftheyhadfollowedthisbizarreroute,theirgeneswouldbeseeninthepopulationsbetweenwheretheysettledontheDravaandHvar;theyarenot.
ThesamecouldbesaidfortheOttomaninvasionsdowntheDanube.WhyshouldtheychoosearemoteplaceoutatseatosettlewhentheyhadthefertileDanubeplain?TheamountofAsianDNA,14percent,isremarkable;well-documentedDanishinvasionsofBritainrevealacomparable7percent.Also,inmyview,thefactthatbothAsianmen(Ychromosome)andwomen(mitochondrial)
settledonHvarmeansmenandwomenfromAsiaarrivedtogether.MongolarmiesinvadingfromtheEastwouldhavetakenwomenwheretheyfoundthem.Theywouldnothavebroughttheirwivesandconcubinesalong.QuitetheoppositeprevailedonChinesejunks,wherefemaleslavesandsailorslivedsidebyside.
TherearenoDalmatian
accountsofAsianpeopletrekkingoverlandacrosstheDinaricAlpstoHvar,buttherearelocalaccounts(collatedbyProfessorLovric)thatpriortothesixteenthcenturyOttomaninvasions,foreignsailingshipsmannedby“Oblique-eyedyellowEasterners”visitedthecoast.Hvar,asmaybeseenfromthemap,issmackonthedirectroutefromAlexandria(viaCorfu)toVenice.Inmy
submission,theDNAresultsarepartofalogicalsequenceofevents.ZhengHe’ssquadronarrivesintheMediterraneaninlate1433orearly1434.OneormoreofhisshipsberthsatHvarwhensailorsandslavegirlsjumpship.TheothershipsproceedtoVenice,wheretheyunloadtheslaves.OfficersthentravelontoFlorence,wheretheymeetthepopein1434.Thesquadronreturnsvia
Dalmatiainlate1434,whenaDalmatianfleetjoinsthemforpassagebackthroughtheRedSea–NilecanaltoChina.OnarrivalinChinatheChinesefleetisimpounded:AdmiralHarvatyeMariakyrtakeshissevenshipsintothePacificand“discovers”thirtyPacificislands,towhichhegivesDalmatiannames.Hebringshisfleetbackhomeinthelate1430s/early1440swithaChinesemapoftheAmericas
andsailsforAmericaintheearly1440s.Ifthisscenarioiscorrect,theDNAofVenetiansshouldreflectthatofthepeopleofHvar,asshouldtheDNAofindigenousNativeAmericanswhereAdmiralMariakyr’sfleetvisited(andleftGlagoliticinscriptionsrecordingtheirvoyagesaroundNewEnglandandNovaScotia).
ThisDNAresearchwillbepursued,andresultswillbepostedonourwebsite.WehopetheGlagoliticmanuscriptswillalsobetranslated.
NowtoreturntoZhengHe’ssquadronleavingHvarforVenice,afewdaysvoyagetothenorth.HeretheChinesewouldhavefoundexcellentrepairyards,whichwouldhavebeenofthe
greatestimportancetothem,fortheirshipshadbynowbeenawayfromtheirhomebasesfornearlythreeyears.TheChinesewerelucky—Venicehadbeenbuildingandrepairinggalleysforhundredsofyears.
TodeveloptradebetweenAlexandria,Cairo,andVenice,Venicebuiltgalleysandmannedthemwithskilledseamen.TheArsenal,the
greatestmedievaldockyardofEurope,wasthekeytoVenetianmaritimesupremacy.By1434,Venicecouldputthirty-fivelargegalleystoseaalongwiththreethousandsmallercraftmannedby25,000sailors.Atthebeginningofthefifteenthcentury,theshipworkers’guildhadmorethan6,000membersoutofatotalVenetianpopulationof170,000.TheSenatepassed
stringentlawstocontrolshipbuilding.Thenumberofgalleysbuiltforexportwasrestricted.AnyforeignerwishingtoplaceanorderfirsthadtoobtainauthorizationfromtheGreatCouncil.
Galleyswerebuiltona“conveyorbelt”onwhichshipsweretowedpastasuccessionofstations,wheretheyacquiredropesandsails,armamentsanddry
provisions.8WhenHenryIIIofFrancevisitedVenice,theArsenal’sshipwrightsassembledagalleyweighingsixthousandpoundsinthetimeittookthedogeandhisroyalvisitortoeattheirwaythroughastatebanquet.GalleyswerebuilttostandardspecificationssothatreplacementpartscouldbestoredinVenetianyardsdowntheAdriaticandacross
theMediterranean.
FinancialincentivesweregiventoshipbuildersandownerstokeeptheArsenalproductivewithexperiencedshipwrightsonthejob.Bankerswerediscouragedfromchargingexorbitantinterest.Thepublicbankhadauthoritytograntsoftloans:intheeventthatitwasnecessarytoaccelerateconstruction,costscouldbe
subsidized.AlmosteverycitizenhadastakeinmaritimecommercewiththeEast—eventhegalleyoarsmenhadtherighttotradeontheirpersonalaccounts.AsinglevoyagetoAlexandriaorCairocouldenrichavessel’sentirecompany.
Venicewasequallycommittedtotraininghernavalofficers,pilots,andratings.Theadmiralandfleet
navigatorofVenetianarmadaswereusuallygraduatesoftheVenetiannavalcollegeatPerast,aportintheGulfofKotorinsouthernDalmatianearHvar.Theporthadaninternationalreputation9:CzarPetertheGreatofRussiasenthisfirstofficercadetsthere.Thearmadas’in-shorenavigationwashandledbyprofessionalpilots,trainedatPoreconthe
northDalmatiacoast.Thecreamofthesemariners,thepedottigrandi,wouldsteeranarmadaintothelagoonattheendofitsjourneyfromAlexandria.
ForcenturiesDalmatiahasbeenrenownedforherseafarers.Thenamesofherillustriousofficerscropuptimeandagainintalesofepicbattles—fromCoromandeltotheSpanishMain.Venetian
galleyswerebuiltalmostentirelyfromDalmatianwood—pineforplanks,resinforcaulking,oakforrudders,keels,andstraits.RoughlyhalfthecrewofeachgalleywouldbeDalmatian.
Venicebrilliantlyexploitedhermaritimeassets.WiththeacquisitionofportsontheDalmatiancoast,shegainedabundanttimber.Centuriesofhistoryandtraditionhadbred
skillfulandhardyseamen.JourneyingnorthfromAlexandria,ZhengHe’sfleetswouldhavefoundnumerousports,firstinCrete,thenacrosstheIonianSeatotheAdriatic.Itwasaneasyjourney,eveninthecalmsofsummerwhentheChineseoarsmen—fifteentoanoar—wouldeatupthemiles.TheChinesecouldhaveexpectedtobeguidedbyexperiencedlocalpilots.
Cairo’scontactwithEuropewasthroughVenice,whichhadenteredacommercialtreatywiththeMamluksgivingthemexclusivetradingrights.Thetwocitieswerejoinedbytheirpursuitofamonopolyoneast-westtrade.
ThelinkwithCairoopenedupadditionalpossibilitiesoftradewithChinaandnewwaysofreachingthatdistantland.Astreamofmerchants
andFranciscanmissionariesleftVeniceforChina.OrientaladventureswererelayedviachroniclersincludingthePolos;GiovannidaPiandelCarpineinhisHistoriaMongalorum(1247);WilliamofRubruckwhowroteItinerarium(1255);RabanSauma(1287)andOdoricofPordenone(1330);andJordandeSévérac’sMirabilia(c.1329).TheJewshadtheirowntraveling
merchants,notablyJacobofAnconapriortoMarcoPolo.VenicewasintimatelyacquaintedwithChina.Hermerchants,thePolosinparticular,madefortunestradingexoticChinesesilksanddrappitartareschi.PopesandemperorswereburiedwrappedinChinesesilk.
Smallwonder,giventheircenturiesoftradewithChina,thatVenetianswerethefirst
Europeanstoobtainworldmapsfromtheirtradingpartner.DiVirga’smapoftheEasternHemispherewaspublishedin1419,andPizzigano’smapoftheCaribbeanappearedin1424.Today,youcanseeonthewalloftheDoges’Palaceaworldmappublishedpriorto1428thatincludesNorthAmerica.Astheroundelsonthewallstestify,thismapwascreatedfromevidence
broughtbackfromChinabyMarcoPoloandNiccolòdaConti.TheinscriptionrelatingtodaContisays:“ORIENTALISINDIASHACTABULAEXPRESSUSPEREGRATIONIBUSETSCRIPTISILLUSTRAUNTENNARATISMERCANTORIAMADJIUVIERESAECOLOXVNICOLAUSDECOMITIBUS.EDITO
ITENERARIOLUSITANEPOSTMODUMVERSONOVAMLUCEMNAUTISALLATURO.”Mytranslation:“OrientalIndia[vizChinaandtheIndiesinfifteenth-centuryterminology]asdrawninthiswayisclearlyaresultoftheforeigntravelsandillustratedwritingsnotleastthenarrativesofthemerchantofthefifteenthcentury,NiccolòdaConti.Publicationofthis
itineraryshedsnewlightonthe[travelsof]mariners.”
Thismapwasprobablycompletedbefore1428(inaugurationofDoges’Palace)butdestroyedbyfirein1486;theoriginalmaps(ofwhichacopywasgiventoDomPedro)werehungonthewalls.AccordingtoLorenzetti,themapwasrepaintedbyRamusioin1540afterthefire—thesame
RamusiowhohadsaidthatFraMauro’sworldmapwascopiedfromoneintheCamolodensianMonasteryonthe(current)IslandoftheDeadinthelagoon.GiovanniForlani’smapshowsOregonandtheBeringStraitsbeforeBeringorVancouver.Zatta’smapshowsVancouverIslandalsobeforeCookorVancouverandplacesonit“ColoniadeiChinesi”(ChineseColony).
By1418VenicehadbecomethericheststateinEurope.Thecity’smulecaravanscouldtrampunmolestedthroughVenetianterritorytotheBrennerPass.10AstheseaportnearesttheheartofEurope,VeniceexploitedheraccesstoLakeConstance,whichwastheprincipaltradingcenterformerchantsfromFrance,Germany,Austria,Poland,
andRussia.
Formorethan150yearsbeforeZhengHeappeared,Venetianbankershadbeenusingacashlessgirosystem,creditingonemerchantanddebitinganother.11ItalianbankersledbytheBardisandPeruzzispioneeredinternationalbankingthelengthandbreadthofEurope.AlmosteverycitizenoftheVenetianRepublicwas
involvedinsomeaspectoftrade12—shopkeepersinretailmarkets,portersandfishtradersinwholesalemarkets,dockerstoloadandunload,shipwrightsintheArsenal,oarsmeninthegalleys.Therewerefewbeggarsandhardlyanyunemployment.
EssentialtotheContis,thediVirgas,theCorrers(thefamilyofPopeEugeniusIV’smother),andtheContarinis
werethegreatoaredgalleysthatlefttheRialtoforAlexandria,Beirut,Cairo,Flanders,andLondon.ThegalleyroutestoAlexandriaandtheEastresemblethespokesofavastspider’sweb.13TheMagistratesoftheWatersissueddetailedsailingorderswithwhichmerchantswererequiredtocomply.Thefollowingorder,issuedtoagalleydepartingforAigues-
MortesinProvence,underscorestheimportanceofthesilktrade.
ThegalleywillloadclothsandspicesofVeniceuptothe13thofJanuarynext;sheistoleaveVeniceonthe15thofthesamemonth.Thesetermsmaynotbeextended,suspendedorbrokenunderpenaltyofafineof500ducats.Nosilkengoodsmaybeloadedorshippedonthis
galley,anywhereintheGulfofVeniceoroutsideit,apartfromveils,taffetasandSaracencloth.Ifthemasterofthegalleyloadsorpermitstheloadingofanysilkengoods,hewillbesuspendedforaperiodoffiveyearsduringwhichtimehemaynotcommandanyofthegalleysofthestateorprivatepersons.14
TheMagistrateofthe
Waterstightlycontrolledthemovementofshipsandwheretheywerepermittedtoloadandunload.Eachtypeofgoodhaditsdesignatedloadingwharf—stonebargesattheIncurabile,timbershipsattheMisericordiaandtheFondamenteNuove.ZhengHe’sjunksfromAlexandriawouldhavetiedupattheRivadegliSchiavoni.Venetianmerchantssubmittedtothisdiscipline
knowingthatitbenefitedall.ThedominantfamiliesappointedagentsinCrete,Alexandria,Cairo,andeveryimportantharbortofacilitatetheirinternationaltrade.
Today,theareaaroundSaintMark’sBasilicastillswarmswithboatsunloadingpassengers,vegetables,fruit,andwine.IhavebeentoVeniceinnumerabletimessincefirstvisitingasayoung
officerontheHMSDiamondfiftyyearsago.MymostvividmemorywasasultryAugusteveningtwentyyearsago,afterMarcellaandIhadattendedvespersatSaintMark’s,thefinestByzantinebuildingintheworld,theepitomeofmedievalChristianart,andthesymbolofVenice’stradewithAlexandriaandtheEast.
Formorethanonethousand
yearsthisgloriouscathedralhasbeenthemostimportantbuildinginVenice.HereCrusadeswereblessed,includingtheonefinancedbytheblindolddogeDandolo,whoimploredSaintMarktodeliverByzantiumtoVenice.HereVenetiansmettoprayfordeliveranceintimesofdangerortothankGodinvictory.GenerationaftergenerationofVenetianmerchantshavepouredtheir
wealthintothecity’sfabulouscathedral.15
BuiltintheshapeofaGreekcross,thecathedraloverlooksthelagoon,allowingonetoenjoytheviewfromeitherlandorsea,inchanginglightasthedayprogresses.Thefinestartistshaveendowedtheexteriorandinteriorwithmasterpiecesofmarbleandmosaics.Thewestfaçadeisablazeofgreen,purple,gold,
andbluemarblecollectedfromacrosstheVenetianempire.
Within,worshippersseetheresidueofwealthinthegoldceilings.Thebasilicaisatitsbestbycandlelightatvespers,fromapewbeneaththecentraldome.FromhereJesusappearstoascendtoheaven,carriedbyfourangelssurroundedbytheapostlesandtheVirgin.Everyinchof
thevastceiling,walls,andfloorsisencasedinmosaics.Treasuresliesprawledbeforeone.Analtarofsolidgoldisstuddedwithrubiesandemeralds.PanelsdepictscenesfromthelivesofChristandSaintMark.Chinesesilkandceramics,Byzantinereliquaries,cutPersianglass,crystalgoblets,andsilverswordsfromTartaryfillthemuseum.Allofthisresultedfromcenturies
ofseabornetrade.
Thewealthoffifteenth-centuryVeniceiscapturedinthespeechdeliveredbythedyingdogeTommasoMocenigo:
Thiscitynowstandsoutinthewayofbusinesstodifferentpartsoftheworld.Tenmillionsofducatswereearnedyearlybyshipsandgalleysandtheprofitisnot
lessthantwomillionducatsayear.Inthiscitytherearethreethousandvesselsofone,twohundredamaforewithseventeenthousandseamen.Therearethreehundredlargeshipswitheightthousandsailors.Everyyeartheregotoseaforty-fivegalleyswitheleventhousandsailorsandtherearethreethousandshipcarpentersandthreethousandcaulkers.Therearethreethousandweaversofsilkand
sixteenthousandweaversofcommoncloth.Housesareestimatedtobeworthsevenmillionfivehundredthousandducats.Therentsarefivehundredthousandducats.Thereareonethousandnoblemenwhoseincomeisfromsevenhundredtofourthousandducats.16
Venicepridedherselfonwealthbutalsoonarepublicangovernment
enshrinedinawrittenconstitutionrepletewithcomplexchecksandbalances.Althoughthedogewasheadofstate,hewasconstrainedbyvariouscommitteesandcouncils.WhenGenoawasdefeatedin1380,theItaliancity-statesofVerona,Vicenza,andMantuawillinglyacceptedthePaxVenetica.TheirgoverningbodieswereaddedtotheGreatCouncil.By1418,
VenicehadoutmaneuveredtheHolyRomanEmperorandexpandedherterritoriessouthward.RepresentativesofIstria,Friuli,andDalmatiafurtherswelledtheGreatCouncil.GentiledaFabriano,AntonioVeneziano,andJacobelódelFiorewereretainedbytheprocuratorsofSaintMarktoadornthewallsoftheGreatCouncilChamberwithpaintingsoftheglorioushistoryofthe
Serenissima.Roberticarvedhiswonderfulmarblecapitals,whichadornthefaçade.In1419,Pisanello’sfrescoeswereunveiled.
TheDoges’Palacewasdesignedfordifferentfunctions.Atthefront,overlookingthelagoon,istheGreatCouncilChamber.Atthefarend,nexttoSaintMark’s,thedoge’squartersarelinkedtothelegislative
areasbygoldenstaircases.AttheheartoftheDoges’Palaceisthemaproom—thebiggestinhisquarters.
ThemaproommightwellbedescribedastheheartoftheVenetianEmpire.Herethedogewouldreceivevisitingheadsofstate,includingChinesedelegations.Thetwolongwallsoftheroomarecoveredwithelevenpaintedmapsof
theworld.FacingthevisitorisamapoftheVenetianEmpireintheeasternMediterraneanshowingtheroutetoChinaandtheEast.TotheleftistheVenetianEmpireinthewesternMediterranean.Neitherofthesemapsshowslatitudeorlongitude.Theycoverthesameareaasmapsontheoppositewallshowingtherestoftheworld.TheVenetianEmpireisthus
shownfarlargerthanitwas.
TheoppositewallisdividedbythedoorintotheSaladelFilosofi.TotheleftofthedoorisamapofcentralAsiafromCretetoTibet—theformertradingempireofByzantium.TotherightisamapoftheworldfromArabiaacrossthePacifictoCalifornia.IndiaandtheIndies,China,Japan,thePacific,andNorthAmerica
fromAlaskatoCaliforniaaredepictedwithgeneralaccuracy.OthermapsshowtheNortheastPassagefromtheFaeroestotheriversofSiberia;NorthandSouthAmerica;theRedSeaandArabia;theAtlanticcoastofNorthAmericato55°N,andcentralAsia.ThewholeworldistheresaveforsouthernAustralia.
Ofgreatestinterestisthe
worldmapshowingthePacificandNorthAmerica.Therearetworoundelsonthismap:onedescribesthepartthatMarcoPoloplayedingatheringtheinformation;theotherrecountstheroleplayedbyNiccolòdaConti.ThesearetheworldmapsthatDomPedrowasgivenduringhisstatevisittoVenicebetweenthefifthandtwenty-secondofApril1428.AhostofVenetianrecordsdescribes
thatvisit:LesChroniqueVenetienne:TheDiariesofAntonioMorosonefrom1416–1433;themanuscriptZorsidelfine.AnextensivebibliographyexistsinF.M.Rogers’smarvelousbookTheTravelsoftheInfante,DomPedroofPortugal.
Therearenomaterialdifferencesamongthevariousaccounts,whichProfessorRogerssummarizes:“In
Marchof1428,MarioDandolo,theVenetianAmbassadortotheKingofHungary,reportedthattheInfanteDonPedrohadleftforVenice.TheDoge(FrancescoFoscari)andtheCouncildecidedtoreceivethePortugueseprinceandhiscompanionsinregalfashionastheirguestsandattheirexpense….theDogereceivedDomPedroonboardtheBucintoro(royalbarge).”
OfthegiftsbestoweduponDomPedroduringhisvisittoVenice,ProfessorRogerscitesseveralaccounts,17thefirstbythecelebratedhistorianAntonioGalvão:
Intheyear1428itiswrittenthatDomPeter[Pedro],theKingofPortugal’seldestson,wasagreattraveller.HewentintoEngland,France,Alamaine,fromthenceintotheHolyLandandtoother
places;andcamehomebyItaly,takingRomeandVeniceinhisway;fromwhencehebroughtamapoftheworldwhichhadallthepartsoftheworldandearthdescribed.Thestreight[sic]ofMagellanwascalledinittheDragon’sTail;theCapeofBonaSperanÇa[GoodHope],theforefrontofAfrikeandsoforthofotherplaces;bywhichmap,DomHenry,theKing’sthirdsonnewas
muchhelpedandfurtheredintohisdiscoveries….
ItwastoldmebyFrancisdeSouzaTavaresthatintheyear1528DomFernando,theKing’ssonandheir,didshowhimamapwhichwasfoundinthestudyoftheAlcobazawhichhadbeenmadeonehundredandtwentyyearsbefore[1408]whichmapdidsetforthallthenavigationoftheEastIndieswiththeCape
ofBoaEsperanzaasourlatermapshavedescribedit;wherebyitappeareththatinancienttimestherewasasmuchormorediscoveredthannowthereis.(TratadoDosDiversoseDesayadosCaminhos,Lisbon,1563).
FurthercorroborationisprovidedbyProfessorRogers:“Inearly1502inLisbonthefamousGermanprinterValentinFernandes
publishedabeautifulvolumeoftheIndiesoftheEast[China]….HeincludedPortuguesetranslationsoftheIndiesbasedoninformationgatheredinFlorencefromNicolodaContianddelegatestotheCouncil[presidedoverbyEugeniusIV]andincludedinBookIVofhistreatiseDeVariaetateFortunae.”LaterProfessorRogerswrites:
Inthesecondpartofhis
lengthyintroductiontoMarcoPolo,ValentinFernandesmakesthefollowingstatementpregnantwithmeaningfromseveralpointsofview:“ConcerningthismatterIheard…thattheVenetianshadhiddenthepresentbookformanyyearsintheirTreasureHouse.AndatthetimethattheInfanteDonPedroofgloriousmemory,youruncle,arrivedinVenice[1428]…offered
himasaworthygiftthesaidbookaboutMarcoPolothathemightbeguidedbyitsincehewasdesirousofseeingandtravellingthroughtheworld.TheysaythisbookisintheTorredeTombo.”
ProfessorRogersalsosummarizedMarcoPolo’sanddaConti’scontributionstoworldmaps:
WiththeCape[GoodHope]
rounded,theall-waterroutetoIndialayrevealed.ValentinFernandescouldthinkofnogreaterservicetohismonarchthanthepublicationinPortuguesetranslationthethreebestavailabledescriptionsoftheworldoverwhichKingManuelnowassumeddominion.OnewasthatofMarcoPolo;anotherwasthedescriptionoftheIndies(vizChina)writtenbyPogiothe
Florentine,basedontheinformationsuppliedtohimbythedelegatestotheCouncilofFlorenceandbyNicolodaConti.”
ItseemstomebeyondargumentthattheworldmapondisplaytodayintheDoges’Palaceis,astheVenetiansclaim,basedoninformationthatreachedVenicefromMarcoPoloandNiccolòdaContiandthatthis
wasthesameworldmaptakentoPortugalbyDomPedroin1428.Consequently,boththeVenetiansandthePortugueseknewthecontoursofthewholeworldbeforethePortuguesevoyagesofexplorationevenstarted.WeknowthatdaContiwasinCalicutthesametimeasZhengHe’sfleets,forhedescribesthejunksandhisdescriptiontallieswiththoseofMaHuan,ZhengHe’s
historian,whowasinCalicutin1419.18
AsketchofMongolfacesbytheVeroneseartistPisanello,
1430s.
Asnoted,in1419,Pisanello(1395–1455)hadpaintedmuralsintheDoges’Palace.PisanellocamefromVerona,whichbythenhadjoinedthePaxVenetica—hergrandeeswereelectedtotheGreatCouncilofVenice.Inabout1436Pisanellopainted
anotherfrescointhechurchofSaintAnastasiaatVeronaentitledSaintGeorgeandthePrincessofTrebizond.Intheleft-handsectionisagroupofhorsemen.SeatedonarichlycaparisonedhorseisaMongolgeneralwithfacialfeatures,clothes,andhatverysimilartothecarvingsofZhuDi’sgeneralsthatlinetheroadthatleadstoZhengHe’stombnorthofBeijing.TheMongoldignitarywearsrich
silkclothes.Pisanello’ssketchesofthehard,powerfulMongolfacecanbeseenseparatelyintheLouvreinParis.ThesketchandpaintingaresovividthatitsseemstomeinescapablethatPisanellopaintedwhathesawinthelate1430s—aMongoliangeneralinVeniceorVerona,acaptainoradmiralofoneoftheChinesejunks.19(Seenote20forPisanello’sother
sketchesofChinesevisitorstoVeniceinthe1430s).InmyviewPisanello’ssketchesdepicttheChineseAdmiralandhisseniorMandarinadvisorintheirformaldresswhentheymettheDoge.AscaptainofHMSRorqualIwouldwearmyceremonialswordwhencallingonlocaldignitariesatthestartofanofficialvisit.TheChineseadmiralwouldhavecarriedhisceremonialbow.
TheChinesejunksberthedattheRivadegliSchiavoni,orQuayofSlaves,wouldhavecreatedlittlefuss—ChineseandArabshipswerethereasamatterofcourse.Theambassadorandthecaptainswouldhavepresentedtheircredentialstothedogeinhispalaceafewhundredyardsaway,togetherwiththeShoushiastronomicalcalendargivingdetailsoftheXuanDeemperor’s
conceptionandbirth.Ceremonialgiftsofsilkandblue-and-whiteimperialporcelainwouldhavefollowed,andfinallymapsofthevoyagefromChina.Thebarbarianswouldnowbeabletoreturntribute.
Freshmeat,fruit,fish,vegetables,andwaterwouldbeembarked,paidforpartlyinVenetianducats(whichtheChinesewouldhaveacquired
inCairo)andpartlyinrice.ZhengHe’sfleetswouldhavedisposedofthepoorconcubinesandslaveswhohadnotdiedintransitorbeengivenawayatapreviousport,dispatchingthemtotheslavemarketorshippingthemontoFlorence.
Adatewouldhavebeensetforaregulationtofixthepriceforthesaleoftheceramicsthatcrammedthe
holds.Tampionswouldhavebeenplacedontheguns;thenthesailorscouldbegintheirshoreleave.WecanimagineChinesesailorspreparingtogoashoreinamannerverysimilartothatofmyfellowsailorsfiftyyearsagowhentheHMSDiamondberthedoppositetheRivadegliSchiavoni:wetrimmedourbeards,cutourlonghair,gaveourselvesagoodwash.FortheChinese,perhapsfirst
aswimintheLidobeforedonningtheirbestclothes,havingadrink,andcollectingpresentstogiveouttothegirls.In1434thesewerelikelytohavebeenchildren’stoysorminiaturecarts,junksorwhirligigs,orperhapsoneofthepocketencyclopediassuchastheNungShu,showinghowtodesignfarmmachinery.
Onceashore,theChinese
sailorscouldhavebeenexcusediftheythoughttheywerebackinQuanzhou—theirMongoliancounterpartswereeverywhere.VenicewasthegatewaytoTuscanyandthefunnelthroughwhichslavesreachedEurope.Lazariwrites:“ManyoftheslavegirlsdescribedintheRegistrodegliSchiavi,mostlyintheirteensweresoldinastateofpregnancyandlaterusedasnurses….Inthiswayalarge
influxofAsiaticbloodpenetratedintotheTuscanpopulation.”
LynnWhitequotesLazari:“Lazari,whohasstudiedmostcarefullytherecordsoftheseunfortunatesinVenice,assuresusthatthelargestnumbercamefromtheregionsborderingTibetandChinainthenorth.‘Astheycameintheirthousandsandwererapidlyabsorbedbythe
indigenouspopulation,acertainMongolianstraincouldnothavebeenrareinTuscanhomesandstreets.’”20
IrisOrigopaintsavividpictureoftheslaveswhoreachedFlorencefromVenice:
AtravellerarrivinginTuscanyatthistimemightwellhavebeenstartledbytheappearanceoftheserving-
maidsandgroomsoftheFlorentineladies.Mostlysmallandsquat,withyellowskins,blackhair,highcheek-bonesanddarkslantingeyes…theycertainlyseemedtobelongtoadifferentracefromtheFlorentine…andifthetravellerhadfriendsinoneoftheFlorentinepalazziandwenttocall,hefoundseveralotherexoticfigurestheretoo:swarthyoryellowlittlegirlsofelevenor
twelve…actingasnursemaidsorplaymatesforthelittleFlorentinemerchant-princes.
Allthesewereslaves:mostofthemTartars….
Evenanotary’swife,orasmallshopkeeper’s,wouldhaveatleastone,anditwasfarfromuncommontofindoneamongthepossessionsofapriestornun.Andaglimpseofthem—perhapsslightly
romanticised—evenappearsinapopularsongdescribinglittleslavesshakingthecarpetsoutofthewindowsontheLungarno:
“LaschiavetteamoroseScotendolerobelamattinaFrescheegiorosecomefiordispina”*
[*“Thecharminglittleslave-girls—shakingouttheclothesinthemorning—as
freshandjoyfulashawthornbuds.”]21
NowletusfollowtherichChineseambassadorandthepoorslavegirlsacrossthewoodedplainsofTuscanytoFlorence.
8
PAOLOTOSCANELLI’SFLORENCE
ArrivinginFlorence,theChinesedelegationswouldhaveseentoweringabove
themthemassivedomeoftheCathedralofSantaMariadelFiore,asymbolofreligiousfaithandatributetoFlorence’sbrilliantarchitectsandengineers.
Anargumentative,opinionatedgenius,FilippoBrunelleschi,wasthecathedral’sarchitect.Tobuildhiscreation,hehaddesignedalifttohoistupthefourmillionbricksthejob
required.Anovelinvention,theliftcouldoperateattwospeeds,dependingontheload,andwascapableofreversingdirectionwithoutstoppingthebullocksthatsupplieditspower.Oncethebricksarrivedatthebaseofthecupola,giantcranes,anotheringeniousdesign,shiftedthemintoplace.
Thedomewasunique,resemblingalemonwiththe
bottomslicedoff.Standingaslicedlemonupright,withtheseveredsectionasthebase,oneseesthecurveincreaseasthedomerises.Initially,thecathedralbricksrisevertically,thentheycurvemoreandmoreasthetiersgethigher,until,atthetop,theyarealmosthorizontal.Withoutinternalsupportstosecurethem,onewouldhaveexpectedthebrickstofallinward.ButBrunelleschi
solvedthisproblembydeployingcomplex,three-dimensionalmathematicsapplicabletothevolumeofinvertedcones—anextraordinarysolutionhereachedwiththeassistanceofPaoloToscanelli.1
Brunelleschidesignedandorganizedeverythingconcernedwiththishugestructure,atthetimethelargestintheworldafter
SantaSofiainByzantium.Hesupervisedthekilnswherethebricksweremade;hespecifiedtheproportionsoflimeandsodiumbicarbonateforthemortar;hedesignednewformsformoldingthebricks.Heevenbuilthisownships—articulatedtofacilitatesailingalongtheshallow,twistingArnoloadedwithmarblefromCarraraquarries.Hewasgrantedapatentforthisinvention,accompanied
bytherighttoburnrivalboats!Forthreeyears,allmarblewascarriedinSignorBrunelleschi’sbarges.ItappearedthatBrunelleschi,likeLeonardodaVinci,neverwenttouniversityyethebecameageniuswhocouldturnhishandtoanything.
Thecitythatsprawledaroundthecathedralinthe1430swasonevastbuildingsite,afrenzyofcivicworks.2
Thedomealonecreatedthousandsofjobs;bricklayers,masons,carpenters,blacksmiths,winchers,plasterers,andtoolsharpenerstoiledlikeworkerbees.Contractorsquarriedstonefromthesurroundinghills,providingmarblefromCarrara,Siena,Monsummano,andCampiglia.Florence’sleadfurnacesfiredfullblast;tileandbrickfactoriesin
Castinno,Lastra,Campi,andImprunetaworkedinshiftsatfullcapacity.Farmersplantednewvines,sanknewwells,andraisedmorebarns.
BetweentheacquisitionoftheportofPisain1406andthatofLivornoin1421,Florencehadenjoyedacontinuouseconomicboom.Merchantsmadefortunesandpatronizedastreamofarchitects,sculptors,painters,
andengineers.Inthisextraordinaryera,Florencereachedherapogee,“throwingupgeniuseswiththeeaseofajuggler.”3Orsoitseems.
Italyinthefourteenthcenturywasapatchworkofsmall,independentstatesofnegligiblepoliticalandmilitaryweight.Dialect,money,evenweightsandmeasuresvariedfromstateto
state.Florenceitselfwasabackwater.Yetfrom1413to1470,Florenceproducedaseriesofworkssomajesticthatnearlysixcenturieslatertheycanstilltakeyourbreathaway.WhydidtheRenaissancesuddenlyexplodeinthissmallItaliantown?WhatcausedGothicarchitects,sculptors,andpainterstoadopttheradicalstylewecallRenaissance?Howdidsuchabountyof
geniusemergefromobscurityinthespaceofafewyears?Whythere?Whythen?
OneexplanationbeginswiththefactthatNaturewasverykindtonorthernItaly.TheAlpssweepinadefensivesemicirclearoundhernorthernfrontiers;inspring,theirmeltingsnowsfeedthePoanditstributaries,whichmeanderacrosstheplainofLombardytotheAdriatic.
Rainfallsthroughouttheyear;eveninhighsummerthehayfieldsarelushandgreen,thesweetcornninefeethigh.Threeorfourcropsprovidewinterfodderforanimals.Brilliantsunshine,abundantwater,andrichalluvialsoilproducecropsofeverydescription:walnutsandchestnutsinthemountains;apples,pears,grapes,andpeachesinthefoothills;ontheRiviera,
oranges,lemons,andpersimmons.FromAlexandriatoMantuastretchmileupongoldenmileofricefields.FourthousandsquaremilesofintensivelycultivatedlandinthePoValleyprovideplentifulfoodforeveryone.
Italyenjoyedotherblessings,aswell.ThroughouttheMiddleAges,lifetheredifferedfromlifeinthebarbariannorth.4The
urbanlifecreatedbytheRomanssurvivedtheOstrogothandHuninvasions.AfterthefalloftheRomanEmpire,Italians(unlikethebrutishEnglish)werenotdrivenbackintoforests.Feudalismdidnottakeroot(ItalyprovidedfewwarriorsfortheCrusades).
NorthernItalyhadafarmoredensepopulationthanelsewhereinEurope.Urban
wealthandcommercehadencouragedaninflowoflaborfromthecountryside,stimulatingfurthereconomicgrowth.OldRomanwalledcitiesaffordedprotection.Cities,ratherthanstatesorkings,dominatednorthernItaly’slife.Peoplewereborn,lived,fought,anddiedasindividuals.
Formillennia,VenicehadbeenthehubofEuropean
trade,exchangingtherichesoftheEastforrawmaterialsfromthenorth.Venice’swealthspilledoverintotheVenetoandalongthevalleyofthePo.Genoese,Florentine,andVenetianmerchantssetupbusinessinAlexandria,Byzantium,andTrebizond.InnorthernEurope,bycontrast,generationsstruggledtoekeoutalivinginthecoldforestsandmarshessurrounding
them.Therewaslittlesurpluslaborforcommerce.
Florence,nestledintheleeoftheApennines,enjoysahostofnaturaladvantages.AneasyjourneyfromVenice,sheisapproachedthroughlush,greenvalleys,theirgentle,undulatingslopescoveredwithoaks,sweetchestnuts,mountainash,andacacia.Despitecalamitousfloods,onbalancetheRiver
Arnohasprofitedthecity,providinganabundanceoffishwhiletransportingsewageandbuildingmaterialsdownstream.Florencehasneverbeenmuchtroubledbythewatershortagesthatlimitedgrowthinthehilltowns.Almosteveryaspectofthewooltrade—separatingfleeces,tanninghides,washing,spinning,andfulling—requiredcopiousamountsofwater.
Bythefourteenthcenturyanall-weatherroadhadbeenbuiltbesidetheArno.TrafficfromVeniceandtheLombardplainconvergedatBologna,fromwhichtheshortestroutetoRomelayacrosstheApennines.Florenceoccupiedbothtraderoutes—fromtheAdriatictotheMediterraneanandfromVenicetoRome.
Florence’saccesstoVenice
enabledhertoreapsomeofthebenefitsofVenice’stradewiththeEast.ItalsoexposedthecitytoaninfluxofChineseandotherAsians,aswecanseefromperiodpaintingsandsculpture.“Aboutthistime,”explainedarthistorianBernardBerensoninEssaysintheStudyofSienesePainting,“theartsandcraftsofthecontemporaryorientwere
beginningtoinvadeItaly.”5
AmbrogioLorenzetti,whoneverleftTuscany,paintedTheMartyrdomoftheFranciscanFriarsinthechurchofSanFrancescoSiena,depictingChinesemerchantswithconicalhats.Previously,orientaleyeshadappearedinfacespaintedbyGiottoandDuccio.AsLeonardoOlschkiwrotein“AsiaticExoticisminItalian
ArtoftheEarlyRenaissance,”“theimpressionhasbeengiventhatTuscanywasalmostaneighbouringcountryofthegreatMongolianEmpireandthatMandarins,KhansandOrientaldignitarieswerealmostasmuchathomeinFlorenceandSienaasinPeking,TabrizandCalicut.”6
TherewasaverysubstantialChineseandMongolian
populationinFlorenceinthedecadesafter1434,whichOlschkidescribeshere:
Bythis[slave]tradetheMongoliantypebecameveryfamiliarinNorthernItalyandespeciallyinFlorencewherethemostconspicuousfamiliessuchastheAdimari,Alberti,Cavalcanti,Medici,Strozzi,Vespucciandmanyothershadtheirservants“degenereTartarorum”andwere
emulatedbynotaries,priests,physicians,merchantsandfinallycraftsmenandartists….AnancestorofAlessoBaldovinettiboughtthreeofthoseexoticgirlswhoseportraitshedrewonthemarginofhisstillunpublishedJournal….TheMongolianslavegirlsseemtohavebeenattractiveenoughtotheFlorentinemalefolktobecomeadisruptiveelementinthefamilylifeandgeneral
moralityofthetown.ItissymptomaticthataladyoftherankofAlessandraMacinghiStrozziwrotejocosely,in1464,aboutagirlslaveflirtingwithhersonandbehavinglikealadyofhishousehold.Thereisevidenceenoughfortheimportantpartplayedbythesewomenintheamorouslifeofthetown.Figuresspeakanimpressivelanguage.Amongthe7534infantsdeliveredbetween
1394and1485intheFlorentinefoundlinghospitalupto32percentwereillegitimatechildrenofthoseorientalslaves.
InthiswayalargeinfluxofAsiaticbloodpenetratedintotheTuscanpopulationduringthemostbrilliantepochofitsculturalandeconomicevolution.7
Florentinefamilieswere
abletokeepAsianslavegirlsduetothewealthgeneratedbythewoolandsilktrade.ButthattradewouldneverhaveflourishedwithouttheinnovationsofItalianbanking.
Florenceproducedtwobankersofgenius:Giovannide’MediciandFrancescodiMarcoDatini.8From1398untilhisdeathin1410,Datinidevisedarangeofnew
financialinstrumentsthatrevolutionizedEuropeanbanking.Giovannide’MedicitookoverwhereDatinileftoff,9leadinghisfamilytobecomethewealthiestinFlorenceandfarandawaythemostimportantpatronsofRenaissancelearningandart.TheMedicisfundedartists,astronomers,engineers,architects,andcartographersonagrandscale.
Inadditiontoart,thefamilypurchasedpower,assiduouslycourtingthepapacy.Duringtheschismthatresultedintwocompetingpopes,oneinAvignonandtheotherinRome,apiraterejoicinginthenameofBaldassareCossawaselectedPopeJohnXXIII.TheMedicishadboughtBaldassarehiscardinal’shatwithaloanoftenthousandducats.WhenBaldassaribecamepope,theMedicis
promptlybecameprincipalbankerstothepapacy.(ForashortperiodtheSpinisreplacedthem,butattheendof1420,theSpinibankbecameinsolventandtheMedicisacquiredtheirbusiness.)
In1421,forthestatutorytwo-monthperiod,Giovannide’Medicioccupiedtheofficeofgonfalonieri,theheadofFlorence.Withina
fewyearsnotonlydidtheMedicibankbecamethemostsuccessfulcommercialenterpriseinItalybutthefamilybecamethemostprofitableinthewholeofEurope.Forthenext150years,MedicipowerandmoneyfiredtheRenaissance.
TheRenaissanceproducedanenormousappetitefortalent—engineers,astronomers,mathematicians,
andartistswhoseindividualworksweresowidelyacclaimedthatotherswereinspiredtofollowwithconfidence.Inthis,Florenceonceagainhadanidealclimate.
WhiletheMedicisandotherwealthypatronsprovidedthefunds,substantialprojectswereoverseenbytheoperas,10committeescomprisingofacrosssection
ofsociety.Artists,engineers,andbankerssatalongsidelawyers,astronomers,andaristocrats,justastheydidinthecity’sgoverningbody,theSignoria.Thisrelaxedcommunicationamongdifferentsocialclassestookplaceinasocietythatvalueddiversity.TheMediciscountedthepope,thechancellorofFlorence(LeonardoBruni),Toscanelli,Brunelleschi,LeonBattista
Alberti,andNicholasofCusaamongtheirfriends.Theyate,drank,andprayedtogether,frequentlymeetingeveryday.Theyexaminedalmosteveryaspectofhumanendeavorwithacold,inquisitiveeye.Ifmancouldexplainthefundamentalworkingsoftheheavens,hecouldexpoundwithequalcomfortonsculpture,painting,drama,poetry,music,medicine,civilengineering,andwarfare.
Averyimportanttradition,whichboundtheFlorentinehierarchytogether,wastheirprivategroupmeal,themensa,heldtwiceadayattheheadquartersoftheSignoriainthePalazzoVecchio.AsTimothyJ.McGeewrotein“DinnerMusicfortheFlorentineSignoria,1350–1450”:11“TheMensatookplaceinthecivicofficebuildingnowknownasthe
PalazzoVecchiowhichhasservedastheseatofFlorentinegovernmentsinceitsconstructionin1300….TheSignoriawastheexecutivebranchofthecitygovernment….Presentatthemensaitselfwereafewseniormembersofthesignoriastaff(thefamiglia),occasionaldistinguishedvisitorsandguestsofthecity….”
TheChinesedelegation,withtheirnewideas,fabulousinventions,anddepthofculture,wouldhavemadeaveryforcefulimpressiononFlorentineintellectualsmeetingforthemensa,includingPaoloToscanelli.FlorencewastheidealloamforChineseintellectualseeds.
Bypurechance,theChinesearrivedinFlorencejustastheMedicisreturnedfromexile.
InSeptember1433theSignoriahadexiledCosimode’Medicialongwithmostofhisfamily.However,intheelectionsofSeptember1434,theconservativefactionintheSignoriawasrouted.TheStrozzis,opponentsoftheMedicis,wereexiledorbarredfromoffice.
FinanceforthewinningsidehadbeenprovidedbyCosimo,whohadbecome
chiefexecutiveofthefamilybankin1420.Heprovedtobeabrilliantbanker.Profitsfortheyears1420–1435totaled186,382florinsandroseto290,791florinsbetween1435and1450.Itwasahugesum,morethantheincomeofsomeEuropeanstates.CosimoopenedbranchesinAncona,Pisa,Genoa,Lyons,Basel,Antwerp,Bruges,andLondon,becomingthefirst
Europeaninternationalbank.HefinancedtheCouncilofFlorence(1438–1439)andprovidedthefundstotoppletheViscontisinMilan,Florence’soldrival.
AsMaryHollingsworthhasshown,Cosimotookadramaticturnafter1434,embarkingonanorgyofpatronage.Hefinancedexoticpalacesandchapels—SanLorenzo,SanMarco,andthe
MediciPalace—fittingthemwithmagnificentlibraries.Hefinancedtheproductionofnewbooks,maps,andscientificinstrumentstofillthem.VespasianodaBisticci,aleadingFlorentinebookseller,describedCosimoemployingfifty-fivescribestocopytwohundredtexts—asmallundertakingbythestandardsofZhuDi’sencyclopediabutvastbyEuropeanstandards.(Henry
VofEnglandownedtwentybookswhenhediedin1422.)
TheMedicifamilyspent663,755florinsonpatronagebetween1434and1471.RecipientsincludedPopeEugeniusIV,Toscanelli,Alberti,PoggioBracciolini,FriarMauro(fortheworldmapof1459),ChristopherColumbus(describedinchapter10),andtheyoungAmerigoVespucci.12
ThefamilysupportedFlorentinehumanistssuchasToscanelliandAlberti,whoshowedanewapproachtotheworld,explainingitthroughreasonratherthanmysticism.Cosimofinancedartistswhousedperspectiveandproportionandscientistswhoarguedthattheearthwasaglobe,whocouldenvisionnewlandsfullofrichesthatcouldbereachedbysailingacrosstheseasandnever
fallingofftheedge.Hesupportedandfinancedscientistswhocouldexplainman’splaceintheuniverse.
MaryHollingsworthcitesCosimoandhisbrotherLorenzo’sembellishmentofthesacristyatSanLorenzoasanotableinsertionofscienceintotheveryheartofthechurch:
Inthelittledomeabovethe
altar,anastronomicalfrescodepictedthepositionofthesun,moonandstarsfor6July1439,theofficialdayofUnionbetweentheEasternandWesternChurchessignedattheCouncilofFlorence….Hischoiceofsuchanexplicitlymodernthemetocommemoratethiseventwassignificant.CeilingspaintedblueandstuddedwithgoldstarstorepresentHeavenwerecommoninmedieval
churches.Butthisscientificallyaccuratedepictionofaparticularday’sskywasunfamiliar….13
Thepositionofthesun,moon,andstarsforJuly6,1439,asseeninFlorencemaybecheckedbysettingupthesoftwarepackage“StarryNight”forthatdayatlatitude43°48'N.Thepuzzlingquestionis,howdidCosimo’sartist—withoutthe
benefitofcomputer-basedastronomicaltables—knowthepositionofthesun,moon,andstarsforthatday?
Myfirstthoughtonseeingthepaintedheavensonthebluedomeabovethealtarwasthattheartistmusthavehadsomesortofcameratophotographtheskysoaccurately.ThemysterydeepenedafterIstudiedcolorphotographsofthedome,
whichdisplayeddetailedcelestialinformation.
Someoneknewtheprecisepositionsofthestarsrelativetooneanother,aswellasthepositionsofthesunandmoonrelativetoeachotherandtothestars.Whoeverpaintedthatfrescounderstoodthesolarsystem.AuthorPatriciaFortiniBrown,in“LaetenturCaeli:TheCouncilofFlorenceandthe
AstronomicalFrescointheOldSacristy,”states:“Thisisnotjustanotherstar-patternedvault:withitscarefullydefinedcelestialmeridiansandgraduatedbandoftheecliptic,distinctlymarkedoffinmeasureddegrees,itrepresentsadatedandlocatedskywithapparent‘scientific’exactitude.”
CanisMajorasdepictedinAlberti’snightskyintheSacristyofSanLorenzo.
Asdescribedinchapter4,theapparentpositionofthestarsrelativetosunandearth
changesdailyovera1,461-daycycle.Becauseoftheastonishingaccuracyofthefresco,itispossibletodatethedayinthiscyclethatthefrescorepresents.Brownexplains:
TherecentdevelopmentofcomputerbasedastronomicaltableswhichaccordadegreeofaccuracyunavailabletoWarburg’sastronomer[apreviousattemptatdating]
nowmakesitpossibletoascertainwithcertaintythedateindicatedbylunarandsolarpositionsintheoldSacristyfresco….ProfessorJohnHeilbronhasbeenabletoverifyindependentlythe6July1439datingfirstmentionedbyBingandtofixthetimeofdayatapproximately12noon.14
AtnoononJuly6,1439,amasscelebratedthetriumph
ofPopeEugeniusIV,who,attheCouncilofFlorencethedaybefore,hadsealedtheunionofthewesternandeasternChristianchurches.(Withtheunionachieved,Venice’snavysubsequentlydefeatedtheOttomannavyandliftedtheblockadeofByzantium.)July6wasnamedapublicholiday,andtheCathedralofSantaMariadelFiorewaspreparedwiththronesfortheCatholicand
Orthodoxbishops.PopeEugeniusIVcelebratedapontificalmassatnoonwiththeepistleandgospelreadinbothLatinandGreek.TheDecreeofUnionwasthenproclaimedinapapalbull,whichbegan,“Laetenturcaeli,”Lettheheavensrejoice.
Thedomewaslaterpaintedtodepictthemomentofheavenlyrejoicing.Buthow
wasitpaintedwithsuchaccuracy,andbywhom?
Myfirstthoughtwasthatthepaintingwasdonebyobservationofthesky.Onexamination,Irealizedthiswasimpossible.Itwasbroaddaylight;althoughthestarswereindeedinthepositionsrevealedbythedome,theycouldnothavebeenseenatnoon.
WhatiftheskyhadbeenobservedonthenightofJuly6,andthestarpositionsextrapolatedbackward?Thissuggestionfailsfortworeasons.First,thefrescoshowssun,moon,andstars,butthesun,ofcourse,isnotvisibleatnight.Second,anarmyofobserverswouldhavebeennecessarytomeasurepreciselytheanglesbetweenstarsandbetweenthestars,sun,andmoon—all
atatimewhenthesunwasnotvisible.Florencein1439hadneitheranarmyofqualifiedobserversnorsufficientmeasuringinstruments.
Thiscomplexpaintingrequiredyearstoexecute,duringwhichthepositionofthestarsrelativetotheearthwouldhavechangedaccordingtothe1,461-daycycle.Thusitcouldnothave
resultedfrompiecemealobservationsoverthecourseofthejob.Instead,theinescapableconclusionisthattheartisthadaccesstoaccurateastronomicaltables.
Fromthefinancialaccounts(quotedbyJamesBeck,listingpaymentstotheartistsinLeonBattistaAlbertiandtheNightSkyatSunLorenzo),15itappearsthatthepaintingwasstartedafterthe
deathofGiovanniandhiswife,PiccardaBueri,inApril1433,possiblyhaltedduringtheMedicis’exile(October1433–October1434)andstartedagainin1435,laterpaymentsbeingmadeinMay1439andJanuaryandSeptember1440.Thepaintingthustookatleastsixyears.Theexplanationfortheastonishinglyaccuratedatingseemstomethattheconstellationswiththeir
figures(themajorpartofthework)werepaintedoversixyearsupuntiltheUnionoftheChurches,afterwhichspecificstarswerepaintedinpositionstheywouldhaveoccupiedatnoononJuly6,1439—arelativelyminorandeasypieceofworkifthedeclinationandrightascensionsofthestarswereknown.
Beck,hasshownthatthe
painterwasLeonBattistaAlberti,perhapsassistedbyhisfriendPaoloToscanelli.ThesetwowereFlorence’sleadingastronomersandmathematiciansin1439.Albertiin1434hadaccompaniedEugeniusIVtoFlorence,wherehemetToscanelli.
Asweshallshortlydiscover,themostlikelyexplanationofthefresco
mysteryisthatAlberti,whoservedasthepope’snotary,mettheChinesedelegatesandobtainedacopyoftheastronomicalcalendarpresentedbytheChinesetoEugeniusIV.Thecalendarprovidedthenecessaryinformationofrightascensionsanddeclinationsofstarstodrawthenightskyforaparticulardayandhour.
9
TOSCANELLIMEETSTHECHINESE
AMBASSADOR
HereisatranslationofPaoloToscanelli’sletter,
writteninFlorenceonJune25,1474,toCanonFernanMartins(MartinezdeRoriz),KingAlfonsoofPortugal’sconfessoratthecourtinLisbon.
CanonofLisbon,Paulusthephysician[i.e.Toscanelli]ItpleasedmetohearofyourintimacyandfriendshipwithyourgreatandpowerfulKing.OftenbeforeIhavespokenofthesearoutefrom
heretoIndia,thelandofspices:aroutewhichisshorterthanthatviaGuinea.YoutellmethatHisHighnesswishesmetoexplainthisingreaterdetailsothatitwillbeeasiertounderstandandtakethisroute.AlthoughIcouldshowthisonagloberepresentingtheearth,Ihavedecidedtodoitmoresimplyandclearlybydemonstratingthewayonanauticalchart.IthereforesendHisMajestya
chartdrawnbymyownhand,onwhichIhaveindicatedthewesterncoastlinefromIrelandinthenorthtotheendofGuinea,andtheislandswhichlieuponthispath.Oppositethem,directlytothewest,IhaveindicatedthebeginningofIndia[i.e.,China,usingthenomenclatureofthe15thcentury],togetherwiththeislandsandplacesyouwillcometo:howfaryoushould
keepfromtheArcticpoleandtheequator;andhowmanyleaguesyoumustcoverbeforeyoucometotheseplaces,whicharemostrichinallkindsofspices,gemsandpreciousstones.AndbenotamazedwhenIsaythatspicesgrowinlandstotheWest,eventhoughweusuallysaytotheEast:forhewhosailswestwillalwaysfindtheselands,inthewestandhewhotravelseastbylandwill
alwaysfindthesamelandsintheeast.
Theuprightlinesonthischartshowthedistancefromeasttowest,whereasthecrosslinesshowthedistancefromnorthtosouth.ThechartalsoindicatesvariousplacesinIndiawhichmaybereachedifonemeetswithastormorheadwindoranyothermisfortune.
Thatyoumayknowasmuchabouttheseplacesaspossible,youshouldknowthattheonlypeoplelivingonanyoftheseislandsaremerchantswhotradethere.
Therearesaidtobeasmanyships,marinersandgoodsthereasintherestoftheworldputtogetherespeciallyintheprincipalportcalledZaitonwheretheyloadandunloadonehundredgreat
shipsofpeppereveryyear,nottomentionmanyothershipswithotherspices.Thatcountryhasmanyinhabitants,provinces,kingdomsandinnumerablecitiesallofwhichareruledbyaprinceknownastheGrandKhan,whichinourlanguagemeans“TheKingofKings,”whomainlyresidesintheProvinceofCathay.Hisforefathersgreatlydesiredtomakecontactwiththe
Christianworld,andsometwohundredyearsagotheysentambassadorstothePope,askinghimtosendthemmanylearnedmenwhocouldinstructtheminourfaith;buttheseambassadors[thePolos]metwithdifficultiesontheway,andhadtoturnbackwithoutreachingRome.InthedaysofPopeEugenius[1431–1447],therecameanambassadortohim,whotoldhimoftheirgreatfeelingsof
friendshiptoalltheChristians,andIhadalongconversationwiththeambassadoraboutmanythings:aboutthevastsizeoftheroyalbuildings,abouttheamazinglengthandbreadthoftheirrivers,andaboutthegreatnumberofcitiesontheirbanks—sogreatanumberthatalongoneriverthereweretwohundredcitieswithverylong,widebridgesofmarblethatwereadorned
withmanypillars.Thiscountryisricherthananyotheryetdiscovered,notonlycoulditprovidegreatprofitandmanyvaluablethings,butalsopossessesgoldandsilverandpreciousstonesandallkindsofspiceinlargequantities—thingswhichdonotreachourcountriesatpresent.Andtherearealsomanyscholars,philosophers,astronomers,andothermenskilledinthenaturalsciences
whogovernthatgreatkingdomandconductitswars.
FromthecityofLisbontothewest,thechartshowstwenty-sixsections,oftwohundredandfiftymileseach—altogethernearlyone-thirdoftheearth’scircumferencebeforereachingtheverylargeandmagnificentcityofKinsai.Thiscityisapproximatelyonehundred
milesincircumferenceandpossessestenmarblebridgesanditsnamemeans“theHeavenlyCity”inourlanguage.Amazingthingshavebeenrelatedaboutitsvastbuildings,itsartistictreasures,anditsrevenues.ItliesintheProvinceofManji,neartheProvinceofCathay,wheretheKingchieflyresides.AndfromtheislandofAntilliawhichyoucall“theIslandoftheSeven
Cities,”totheveryfamousislandCipanguaretensections,thatis,twothousandfivehundredmiles.Thatisland[Cipangu]isveryrichingold,pearlsandpreciousstonesanditstemplesandpalacesarecoveredingold.Butsincetheroutetothisplaceisnotyetknown,allthesethingsremainhiddenandsecret;andyetonemaygothereingreatsafety.
Icouldstilltellofmanyotherthings,butasIhavealreadytoldyouoftheminperson,andasyouareamanofgoodjudgementIwilldilatenofurtheronthissubject.Itrytoansweryourquestionsaswellasthelackoftimeandmywork[would]havepermittedme,butIamalwayspreparedtoserveHisHighnessandanswerhisquestionsatgreaterlengthshouldhesowish.
WritteninFlorenceonthetwenty-fifthofJune1474.1
PopeEugeniusIVwasbornGabrieleCondulmerin1383inVenice.2HewaspopefromMarch3,1431,untilhisdeathonFebruary23,1447.Hismother’ssidewasarichmerchantfamily,theCorrers,whosemagnificentpalacescanbeseenalongsidetheGrandCanalinVenicetothis
day.3HewascrownedpopeatSaintPeter’sinRomeonMarch11,1431.AfterJune1434,hespenthispontificateinFlorenceuntilhemovedtoFerrarain1438.
AshortwhileafterhislettertoCanonMartins,ToscanelliwrotetoChristopherColumbus:
Paul,thePhysiciantoChristopherColumbus,
greeting.Ireceivedyourletterswiththethingsyousentme,andwiththemreceivedgreatsatisfaction.IperceiveyourmagnificentandgranddesiretonavigatefrompartsoftheEasttotheWest[i.e.,tosailwestwardtoChina]inthewaythatwassetforthintheletterthatIsentyou[acopyofthelettertoCanonMartinez]andwhichwillbedemonstratedbetteronaroundsphere.Itpleases
memuchthatIshouldbewellunderstood:forthevoyageisnotonlypossibleitistrue,andcertaintobehonourableandtoyieldincalculableprofit,andaverygreatfameamongallChristians.ButyoucannotknowthisperfectlysavethroughexperienceandpracticeasIhavehadintheformofthemostcopiousandgoodandtrueinformationfromdistinguishedmenof
greatlearningwhohavecomehereintheCourtofRome[i.e.,Florenceatthattime]fromthesaidparts[China]andfromothersbeingmerchants,whohavehadbusinessforalongtimeinthoseparts,menofhighauthority.Thuswhenthatvoyageshallbemadeitwillbetopowerfulkingdomsandcitiesandmostnobleprovinces,veryrichinallmannerofthingsingreat
abundanceandverynecessarytous,suchasallsortsofspicesingreatquantityandjewelsingreatestabundance.4
InthesetwolettersToscanellitellsCanonMartinsandChristopherColumbusthattheearthisasphereandthatChinacanbereachedbysailingwestfromSpain.ToscanelliwritesthatEugeniusIVreceivedan
ambassadorfromChinaandthathe,Toscanelli,obtainedthisinformationfromhimandfrommenofgreatlearningwhocametoFlorenceinthetimeofEugeniusIV(1434orlater).
Yetin1474,whenToscanelliwrotetheseletters,EuropeanshadnotreachedsouthernAfrica,anditwasanothereighteenyearsbeforeColumbussetsailforthe
Americas.SohowdidToscanelliknowChinacouldbereached,notonlyviatheeastaroundAfrica,butviathewest?
Toscanelli’sclaimstoColumbusaboutthemaporglobeseemextraordinary.5Heassertsthatthechartshowsthatthedistance,sailingwestward,fromLisbontoKinsaiinChinaisonlyone-thirdoftheearth’s
circumferenceandthatfromAntilia(IslandoftheSevenCities)tothe“veryfamousislandCipangu”isadistanceof2,500miles.HeimpliesinhislettertoColumbusthattheinformationisonaroundsphereandthatthelandsofspicescanbereachedbysailingwestward.
ThefamousislandCipanguisJapan.SoToscanelli’sclaimthatitisonly2,500
milesfromJapantoAntilia,intheCaribbean,seemsabsurd.SodoeshisclaimthatthemapshowsthedistancefromLisbonwestwardtoChinaisone-thirdoftheearth’scircumference;infact,itisnearertwo-thirds.IfToscanelli’saccountistrue,itmusthavebeenaverydistinctivemap.
Ihavesearchedforthismapfortwelveyears,startingwith
aninvestigationintothemapsofToscanelli’sfriendRegiomontanus.Asdescribedinlaterchapters,RegiomontanusworkedcloselywithToscanelli.Somehistorians,notablyErnstZinner,theleadingauthorityonRegiomontanus,andGustavoUzielli,believethemapToscanellisenttoColumbuswasdrawnupwithhelpfromRegiomontanus.6
HereisZinner:
Toscanelliwasfamousforhis1474letterstoColumbusandCanonMartinsinwhichheadvisedthemaboutreachingtheIndiesbycrossingtheworldoceanandsuggestedamapforthejourney.ItispossiblethattherewasaprototypeofthismapinoneofBessarions’snauticalchartswhichcontainedislandssimilartothosefound
byColumbus;thiswasreportedbyMarcoParentiinMarch1493.NowBessarion[backerofRegiomontanusandfriendofthepope]diedin1472,soUzielliwhodescribedToscanelli’sworktookthepositionthatthemaphadbeendesignedbyRegiomontanuswithToscanelli’sassistance.Suchacollaborativeworkisnotimpossiblefor…thetwomen
wereincorrespondence.7
Atfirstthisseemedafruitfullineofenquiry.In1471,RegiomontanusreceivedpermissiontomakeNuremberghishome,andthenextyearhesetupaprintingpresstoprintdocuments.In1472hestatedhisintentiontopublishmaps:“etfietdescriptiototiushabilitatisnotequamvulgoappellantMappamMundCeteru
germanieparticularistabula;iteItali;Hispanie:gallieuniverse;Greciq.”(Mytranslation:“tomakeadescriptionoftheentirehabitableworldcommonlycalledamappamundi.Germanyisdescribedindetail,likewiseItaly,Spain,Gaul,andGreece.”)
ForthenextthreeyearsRegiomontanuswaspreoccupiedwithephemeris
tablesandcalendars.In1475thepopesummonedhimtoRome,whereRegiomontanusdied,probablyoftheplague.Henevergotaroundtopublishinghisworldmap.Zinner,inhislengthybookonRegiomontanus,doesnotmentionpublicationofaworldmap.Sothatlineofenquiryendedinacul-de-sac.
Then,outoftheblue,inApril2007Ireceivedane-
mailfromMr.A.G.Self,afriendofourwebsite,whoattachedtenpagesfromabookonMagellanbyF.H.H.Guillemard.8
Inthebook,GuillemardexhibitedglobesthatJohannesSchönerpublishedin1515and1520.9TheauthorwishedtodemonstratethatbeforeMagellansetsail,Europeanglobeshadbeenpublishedshowingthestrait
leadingfromtheAtlantictothePacific,whichwenowcalltheStraitofMagellan.TheglobesalsoshowedthePacificandChina.TheauthenticityofSchöner’sglobesof1515,1520,and1523hasneverbeenchallenged.
IstudiedSchöner’s1515globewiththegreatestinterest.Itwasvirtuallyidenticaltothecopyofa
globeshownonWaldseemüller’s1507worldmap.Bothareshowninthesecondcolorinsertofthisbook.
Thenthelightningboltstruck.Schöner’s1515globecorrespondedexactlywiththedescriptionoftheglobeinthelettersToscanellisenttothekingofPortugalandColumbus.ItisasifToscanellihadSchöner’s
globeinfrontofhimwhenwritingtheletters.BelowIhavequotedToscanelli(Q)andfollowedwithmyremarks(R).PleasehaveSchöner’sglobestohand.
1. Q:“OftenbeforeIhavespokenofthesearoutefromheretoIndia,thelandofspices,aroutewhichisshorterthanthatofGuinea.”R:Thisis
whatSchöner’s1515and1520globesshow.
2. Q:“AlthoughIcouldshowthisonagloberepresentingtheearth,Ihavedecidedtodoitmoresimplyandclearlybydemonstratingthemaponanauticalchart[i.e.,Toscanelli,likeSchöner,iscopying
fromaglobe,puttingthecopyonachart].”
3. Q:“IthereforesendHisMajestyachartdrawnbymyownhand.”R:Schöner’s1515and1520maps(orcharts)arecopiesofaglobe.
4. Q:“onwhichIhaveincludedthewesterncoastlinefromIrelandinthenorth
totheendofGuinea,andtheislandswhichlieuponthispath.”R:Thispartisshownonthe1515globe’seasternhemisphere.
5. Q:“Oppositethem,directedtothewest,IhaveincludedthebeginningofIndia.”R:Chinaisshownas“India,”“IndiaSuperior,”and“IndiaMeridconalis”by
Schöner.6. Q:“Theuprightlines
onthischartshowthedistancefromeasttowest,whereasthecrosslinesshowthedistancefromnorthtosouth.”R:TherearemoreuprightandcrosslinesonSchöner’s1520globe,butbothofSchöner’shavethese.
7. Q:“FromtheCityofLisbontothewest,thechartshows26sectionsof250miles[6,500miles]each—altogethernearlyonethirdoftheearth’scircumferencebeforereachingtheverylargeandmagnificentcityofKinsai.”R:TheCanaries(FortunateIslands)
areshown120degreeseastofQuisaya[Kinsai];thereforeLisbonis125degreesfromQuisaya,approximatelyone-thirdoftheearth’scircumference(earth’scircumferenceis360×60miles,viz21,600miles;one-thirdis7,200miles).
8. Q:“It[Kinsai]liesintheProvinceofManji.”R:QuisayaisshowninManjiprovincebySchöner.
9. Q:“neartheProvinceofCathay.”R:Thisiswhatthe1515globeshows:“QuisayaManjiwhichisshowninManjiprovinceandshownaboveManji
is“Chatay”[Cathay].10. Q:“andfromthe
islandofAntiliawhichyoucall‘theIslandoftheSevenCities,’totheveryfamousislandofCipanguaretensections,thatis,twothousandfivehundredmiles.”R:Antiliaisshownonthe1520chartat335°andZipanguat
265°,adifferenceof120degrees,whichatlatitude15°Nisapproximately2,500miles(one-thirdofearth’scircumferenceatthatlatitude).
Insum,Schöner’s1515and1520globesaccordcompletelywithToscanelli’sdescriptionssenttothekingofPortugalandto
ChristopherColumbus.ToscanelliandSchönermusthavebeencopyingfromthesameglobe,aglobethathadexistedbefore1474(whenToscanelliwrotetoColumbus).ItappearsToscanelliwastellingthetruth.InthenexttwochapterswediscoverhowSchönergottheglobethathecopied.
10
COLUMBUS’SANDMAGELLAN’SWORLDMAPS
BeforediscussinghowSchönerobtainedtheglobethatservedasthemodelfor
his1515and1520globes,weshouldconsidersomeotherpossiblerecipients:first,thekingofPortugal1;second,Columbus2;third,thepope3;andfourth,Regiomontanus,whoappearstohaveassistedToscanelli.4
LetusconsiderthekingofPortugal.
Inmybook1421IgaveabriefdescriptionofMagellan
quashingamutinybyclaimingtohaveseenamapinthekingofPortugal’slibrary.Thisstoryisnowfleshedout.(IdonotdisparageMagellan,whoinmyeyesstandsheadandshouldersabovealltheearlyEuropeanexplorers—honest,brave,clever,determined,butabovealldecentandfair,notleasttopeoplewhocouldnotprotectthemselves.)
Magellan’sexpeditionwaswellprovisionedandfittedout(equippedwithPortuguesemaps)5eventhoughhewasundertheauspicesofSpainwhenhesailedfromSanlúcardeBarramedaontheestuaryoftheGuadalquivironSeptember20,1519.6BythetimeheandhiscrewreachedthecoastofPatagonia,inSouthAmerica,theyhad
finishedtheirhardtack(biscuits)andwerereducedtoeatingrats7(whichthesailorscaughtandsold),thepriceofwhichhadtrebled.Magellanwasindesperatetrouble.Hewashalfwaythroughthestrait,surroundedbymountains,withnosignofthePacific.
Amutinybrokeout,andEstebanGómezseizedcontrolofoneofMagellan’s
fiveships,theSanAntonio.Pigafetta,thehistorianaboardMagellan’sflagship,tellsuswhathappenednext:“Weallbelievedthatit[thestrait]wasacul-de-sac;butthecaptainknewthathehadtonavigatethroughaverywell-concealedstrait,havingseenitinachartpreservedinthetreasuryoftheKingofPortugal,andmadebyMartinofBohemia,amanofgreatparts.”AsIhavebeen
accusedofinventingthistranslation,hereistheoriginal:“Senonfossestatoilsaperedelcapitano-generale,nonsisarebbepassatoperquellostretto,perchétutticredevamochefossechiuso;maeglisapeadidovernavigareperunostrettomoltonascosto,avendociòvedutoinunacartaserbatanellatesoreriadelRediPortogallo,efattadaMartinodiBoemia,uomo
excellentissimo.”8
Whenwriting1421,IhadtriedtofindMartinofBohemia’schartbuthadbeenunableto;itseemstohavebeendestroyedorlost.Becausethecharthasneverbeenfound,somehaveassumedthatMagellanwasbluffing,pretendingheknewwherehewassoastoquellthemutiny.
However,therearefourpiecesofconvincingcorroborativeevidencethatMagellandidhaveachartthatshowednotonlythestraitbutalsothewayacrossthePacific.
Thefirstisdescribedin1421.MagellanshowedthekingofLima-sawainthePhilippinesamapthat,Magellansaid,showedhowhehadreachedthe
PhilippinesacrossthePacific.9
ThesecondistheaccountofthecelebratedPortuguesehistorianAntonioGalvão(alsoquotedin1421),whowrotethatthekingofPortugalhadamapshowingtheStraitofMagellan:
Intheyeere1428itiswrittenthatDonPeter[DomPedro]theKingofPortugal’seldest
sonne,wasagreattraveller.HewentintoEngland,France,Al-maine,andfromthenceintotheHolyLand,andtootherplaces;andcamehomebyItalie,takingRomeandVeniceinhisway:fromwhencehebroughtamapoftheworldwhichhadallthepartsoftheworldandearthdescribed.TheStreightofMagelanwascalledinittheDragon’staile.10
Third,thestraitwasmentionedduringtheexaminationofMagellanbyKingCharlesV’sministersbeforeMagellansetsail.Aglobewasproducedinwhichthestraitwashighlighted:“deindustriadexòelestrechoenblanco.”
Magellanstresseditwasasecretstrait:“estrechodemarnoconocidohastaentoncesdeningunapersona”(“a
straitthatwasknowntonobodyuntilnow/then”11
Finally,thecapitulación,thecontractbetweenthekingofSpainandMagellansignedonMarch22,1518,usesthephrase“parabuscarelestrechodeaquéllasmares”—togoinsearchofthestrait.12
Sobefore1421waspublishedIsoughtamapthat
wouldhavebeenpublishedbeforeMagellansetsailbutstillhavedepictedthestrait.Therewereseveralcandidates.IntheVenetianDoges’Palacethereisanearly-fifteenth-centurymapshowingAsiaandthePacific(describedinchapter7).Thismaphastworoundels,whichstatehowitwascomposedfrominformationbroughthometoVenicebyMarcoPoloandNiccolòdaConti.
MarcoPoloreturnedin1295andNiccolòdaContiby1434,possiblyasearlyas1424.
DespiteshowingthePacificandAmerica,thedoge’smapdoesnotshowthesouthernpartoftheAmericas.ThereisanothermapinthemaproomthatdoesshowSouthAmericaandaroutefromAtlantictoPacific,butunfortunatelyitisundated.
Waldseemüller’s1507worldmap(seecolorinsert2)showsSouthAmericaandthePacificwithremarkableaccuracy,butitiscenterdon20°Nandstopsat45°S.Thestrait,whichisat52°40'S,ismissing.However,WaldseemüllersaidinhisCosmographiaeIntroductiothattheAmericas“havebeenfoundtobesurroundedonallsidesbysea.”13So
WaldseemüllermusthaveknownthattherewasawayfromtheAtlantictothePacific.
TheoneEuropeanmappublishedbeforeMagellansetsailthatdoesshowastraitleadingfromtheAtlantictothePacificisJohannesSchöner’s1515globe.ThiswaspublishedbeforeMagellan’sexaminationbyCharlesV’sministersand
beforethecapitulaciónbetweenMagellanandthekingofSpain.Itisthusconsistentwithalltheevidence.TheauthenticityofSchöner’sglobeshasneverbeenchallenged.In1520,beforeMagellan’sexpeditionreturned,Schönerpublishedasecondcopyofaglobe,whichshowsasimilarstrait.
IfweassumeforthemomentthatSchöner’s1515
globewasthesameasthatwhichToscanellicopiedforColumbus,wefacetwoquestions:First,whatwouldColumbus’sreactionhavebeen?Second,isthereasimilarmapthatcanbepositivelyidentifiedashavingbeenreceivedandacteduponbyColumbus?
ColumbusknewthePortuguesewerepushingdownthecoastofAfricato
exploittheeasterntraderoutestotheIndianOceanandbeyond.ItseemsclearfromToscanelli’slettertoColumbusthatColumbuswasinterestedinfindingawesternroutetoChina:“Iperceivedyourmagnificentandgranddesiretonavigatefrompartsoftheeasttothewest[i.e.,tosailwestwardtoChina],”Toscanelliwrote,“inthewaythatwassetforthintheletterthatIsentyou[a
copyofthelettertoCanonMartinez]andwhichwillbedemonstratedbetteronaroundsphere.”Inshort,ToscanelliisclearlyhelpingColumbusachievehisaimofreachingChinabysailingwest.
ColumbusthenreceivedthemapfromToscanelli(chapter9,note1),whichindeedshowsthewaywestwardtoChinaasToscanellidescribed
it.However,italsoshowsanunknowncontinent(America)betweenPortugalandChina.WhatwouldColumbushavemadeofthisnewcontinent?Verylikelyhewouldhavedonehisbesttogethishandsonit.Hewasagreedyman,asweknowfromhislawsuitwiththekingofSpain(PleitosdeColón.)14
Inthe“PrivilegesandPrerogatives”thatColumbus
signedwithKingFerdinandandQueenIsabellaeighteenyearslater,beforehis“firstvoyage”totheAmericas,ColumbushadabandonedanythoughtofgoingtoChina.HewasafterthelandthathadbeendiscoveredonthewesternsideoftheAtlanticOcean.
PRIVILEGESANDPREROGRATIVESGRANTEDBYTHEIRCATHOLIC
MAJESTIESTOCHRISTOPHERCOLUMBUS:1492.FERDINANDANDISABELLABYTHEGRACEOFGOD,KINGANDQUEENOFCASTILE,OFLEON,OFARAGON,OFSICILY,OFGRANADA,OFTOLEDO,OFVALENCIA,OFGALICIA,OFMAJORCA,OFMINORCA,OFSEVILLE,OFSARDINIA,OFJAEN,OFALGARVE,OFALGEZIRA,OFGIBRALTAR,OFTHECANARYISLANDS,COUNTANDCOUNTESSOFBARCELONA,LORDANDLADYOFBISCAY
ANDMOLINA,DUKEANDDUCHESSOFATHENSANDNEOPATRIA,COUNTANDCOUNTESSOFROUSILLIONANDCERDAIGNE,MARQUESSANDMARCHIONESSOFORISTANANDGOCIANOetc.
Forasmuchasyou,ChristopherColumbus,aregoingbyourcommand,withsomeofourvesselsandmen,todiscoverandsubduesomeislandsandContinentinthe
ocean,anditishopedthatbyGod’sassistancesomeofthesaidislandsandContinentintheoceanwillbediscoveredandconqueredbyyourmeansandconduct,thereforeitisbutjustandreasonablethatsinceyouexposeyourselftosuchdangertoserveus,youshouldberewardedforit.AndwebeingwillingtohonourandfavourYouforthereasonsaforesaid;Ourwillis,thatyou,Christopher
Columbus,afterdiscoveringandconqueringthesaidislandsandContinentinthesaidocean,oranyofthem,shallbeourAdmiralofthesaidislandsandContinentyousoshalldiscoverandconquer;andthatyoubeourAdmiral,Viceroy,andGovernorinthemandthatforthefutureyoumaycallandstyleyourselfD[Don]ChristopherColumbusandthatyoursonsandsuccessors
inthesaidemploymentmaycallthemselvesDons,Admirals,ViceroysandGovernorsofthem;andthatyoumayexercisetheofficeofAdmiral,withthechargeofViceroyandGovernorofthesaidislandsandContinent….
GivenatGranadaonthe30thofAprilintheyearofourLord1492,ItheQueen,ItheKing,bytheirMajesties
Command,JohnColoma,SecretarytotheKingandQueen.15
Columbus’sdiariesshowthathesailedwithmapsofthewesternAtlantic.16ThelogentryforWednesday,October,4,1492,whenhewasapproachingtheCaribbean,17saysthis:“Ishouldsteerwestsouthwesttogothere[thatis,toreach
theislandsheisseeking]andinthesphereswhichIhaveseenandinthedrawingsofMappaeMundiitisinthisregion.”18
IsthereamapwecantietoColumbusbeforehesetsail?
MarcelDestombesdescribedtwomapsthathehadstudiedintheBibliotecaEstenseUniversitarianowinModena.IquoteArthur
Davies’descriptionofDestombes’sdiscovery:
OnewasachartoftheAtlanticandborderinglandslistedasCGA5A.Thismaporiginallyextendedfurthernorth,westandsouthbuthadbeencutsothatitnowextendsfromNormandytoSierraLeoneandeastwardstoNaplesandTunis.Destombesconcludedfrom[whatDestombescalls]Rhumb
linesthatthemapwasdesignedtoextendwestasfarasthelegendaryislandsofAntiliaandSatanaxia(PuertoRicoandGuadeloupe).He[Destombes]assignedhismapwithouthesitationtoBartholomewColumbusonthebasisofhisexcellentletteringanditsGenoesestyleofcartography.19
Inhighexcitement,MarcellaandIsetoffforModena.Dr.
AurelioAghemowasmostcourteousandhelpfulandenabledmetohaveaphotooftwoversions20ofCGA5,acopyofwhichisreproducedincolorinsert2.Asmaybeseen,thetwomapshavebeentorninhalfandthelefthalves,whichcouldshowtheAmericas,havebeendestroyed.Wecansayforsurethistearisdeliberate,forthecoastofWestAfrica
downtoCapeBlanco(21°N)isshown,asistheGulfofGuineafarthersouth.Thebitofcoastbetweenthetwo,thatis,thecoastalongthe“bulge”ofAfrica,ismissing.Someonedoesnotwantpeopletoknowwhatwasoriginallyontheleft-handportionofthosetwomaps.Sowhatgivesusaleadastowhatthemissingpartonceshowed?
ClearlyitshowedtheAtlantic—buthowmuchofitandhowfarwest?DidthemaporiginallygoasfarwestasProfessorDestombesthought?DiditshowtheAmericas,andifso,howmuch?
ProfessorDestombesusedwhathecalledrhumblinestosupporthissupposition.Iinitiallytriedadifferentapproachbyanalyzingwhat
wasdepictedonCGA5A,whichfromnowwewillcalltheColumbusmapbecauseofBartholomewColumbus’swritingonit.Themaphasseveraldistinctivefeatures,notleastamassofnamesaroundtheBightofBenin,southofthe“bulge”ofAfrica.Myfirststepwastoseeifthosenamescorrespondedwiththenamesonothermapsdrawnaround1480–1485,themostlikely
dateoftheColumbusmap(ProfessorDaviesindicatesthatColumbushadhismapbefore1492).
IquicklyfoundthattheWaldseemüller(1507)andtheColumbusmapsharedcommonnamesinGuinea,fromRiodeLagotoCapodiMonte,thoughtheColumbusmapshowedmorenamesandmuchmoredetail.IthenreducedtheColumbusmap
andtheWaldseemüllertothesamescaleandcutoutWestAfricafromtheColumbusmap,placingitontopoftheWaldseemüller,sonamescommontobothwereinthesameplace.FinallyIprojectedtherhumblinesfromtheColumbusmapontotheWaldseemüller.FivesetsterminatedpreciselyandneatlyonCubaandSouthAmericafromtheWaldseemüller(usingthe
Canariesas0°W,asWaldseemüllerdid)—seecolorinsert2.
Destombeswasquiteright—therhumblinesextendedtoAntiliaandSatanazesandfarther—tothePacificcoastofSouthAmerica.Itcannotbeacoincidencethatalltheendsoftherhumblinesfallonacircle.Inmysubmission,thisistheevidencethattheColumbusbrothershadamap
thatshowedtheAmericas.ColumbushimselfacknowledgedinhislogsthathehadseenCaribbeanislandsonaworldmap.Hewasalsocontractedtobecomeviceroyoflandacrosstheocean.ThishypothesisisfurthersupportedbySchöner’s1515copyofaglobe,whichshowstheAmericas,andaccordspreciselywithToscanelli’sdescription.
Moreover,aswewillseeinthenextchapter,theColumbusmap,Schöner’sglobe,andtheWaldseemüllerareallderivedfromthesamesource.
Let’sturnnowtoJohannesSchöner,whomusthavebeenarecipientoftheoriginalglobebecausehisdrawingmatchesToscanelli’sdescription.SchönercertainlycouldnothavemetToscanelli
ortheChineseambassador.HewasnotbornuntilJanuary16,1477,inKarlsstadt,inwhatisnowtheGermanprovinceofThuringen.HeattendedschoolnearbyatErfurt.Thearea,asIknowwell,isapleasantwoodedcountrysidefamousforitsplums.ItisaboutasfarfromtheseaasispossibleinEurope,withnonauticaltraditionwhatsoever.
Johannesdoesnotappeartohavebeenarenownedscholar;heleftschooltostudyattheUniversityofErfurtbutseemstohaveflunkedhisexams—heleftwithnodegree.Hewasordainedapriestin1515andbecameaprebend,anapprentice,atthechurchofSaintJacobBamberg.Hewaspunishedforfailingtocelebratemassandrelegatedtothesmallvillageof
Kirchenbach,wherehewasdetailedtoofficiateatearly-morningmass.21How,onemaywonder,didthispriestproducenotonlymapsofSouthAmericaandtheAntarcticbeforeMagellansetsail,butalsoelaboratestarglobesoftheSouthernHemisphere?22
Therearenoprizesforguessingtheobviousanswer:hemusthavecopiedthem.
Butfromwhom?
InJanuary1472,Toscanelli’sfriendRegiomontanushadaprintingpressinstalledinNuremberg,asearlierdescribed.WhenRegiomontanusdiedin1475,hispressrevertedtoBernardWalther,whohadprovidedthefinanceforit.InalettertoafriendonJuly4,1471,Regiomontanuswrote:
QuiterecentlyIhavemadeobservationsinthecityofNuremberg…forIhavechosenitasmypermanenthomenotonlyonaccountoftheavailabilityofinstruments,particularlytheastronomicalinstrumentsonwhichtheentirescienceisbased,butalsoonaccountofthegreateaseofallsortsofcommunicationwithlearnedmenlivingeverywhere,sincetheplaceisregardedasthe
centreofEuropebecauseofthejourneysofthemerchants.23
In1495,JohannesSchöneralsomovedtoNuremberg,wherehestudiedpracticalastronomyunderthesameBernardWaltherwhohadfinancedRegiomontanusandtakenbackhisprintingpress.WhenWaltherdied,SchönerinheritedRegiomontanus’slibraryandprintingpressas
wellasRegiomontanus’snauticalinstruments,globes,andtreatises;SchönerpublishedRegiomontanus’sTabulaandhisbookonsphericaltriangles.AlloftheselegaciesarenowintheAustrianNationalLibraryinVienna.24
Regiomontanushadintendedtopublishhisownworldmapbutdiedbeforedoingso.25Schönerinherited
thisunpublishedmapandpublisheditunderhisownname.Hencehis1515and1520copies.AfterMagellanreturned,Schönerpublishedhis1523globe,whichhemaintaineddidnotimproveuponhis1515and1520(pre-Magellan)maps.26The1523globedid,however,correctthewidthofthePacificacrosswhichMagellanhadbythen(1523)sailed.
Finally,isthereanycorroborativeevidencethatPopeEugeniusIVorhissuccessorsobtainedaworldmapshowingtheAmericasbeforeColumbussetsailfortheAmericas?
AfterColumbus’sdeath,hisfamilyinstitutedlegalproceedingsagainsttheSpanishmonarchy,thePleitosdeColón(PleadingsofColumbus).Evidencewas
givenattheseproceedingsonbehalfofMartínAlonsoPinzón,Columbus’sflagcaptain.Pinzón’ssonstatedthathisfatherhadseenacopyofamapoftheAmericasatthepapalcourtinRomeandhadbasedhisownexpeditiontotheAmericasuponit.27However,hisfatherhaddecidedtojoinColumbus’sexpeditioninstead.
FromSchöner,Magellan,Columbus,Regiomontanus,andPinzón,wenowhaveevidencecorroboratingtheexistence,notedbyToscanelliinhisletters,ofaworldmapshowingtheAmericas.Toscanellitoldthetruth.HehadmettheChineseambassador,whohadgivenhimaglobeormapshowingthewaytotheAmericasandaroundtheworld.Wemustnowfindtheoriginalthat
Toscanellicopied.
11
THEWORLDMAPSOFJOHANNESSCHÖNER,MARTIN
WALDSEEMÜLLER,ANDADMIRAL
ZHENGHE
In1507JohannesSchönerboundthedifferentsheetsofWaldseemüller’s1507worldmaptogetherandplacedtheminsideacover.ThisisthesetpreservedattheLibraryofCongressinWashington,D.C.Waldseemüller’sworldmapshowsSouthAmerica
andthePacific.Thefirstquestionis,howdidWaldseemüllerknowoftheAmericasandthePacificbeforeMagellansetsail?Thesecondis,howdidSchönergetacopyofWaldseemüller’ssheetsinordertobindthem?
MartinWaldseemüllerwasbornatWolfenweilernearFreibergin1475,twoyearsbeforeSchöner.His
birthplaceisabout250milesfromSchöner’sbirthplace.WaldseemüllerspenthisworkinglifeasacanonatSaint-Dié.In1487heenteredtheUniversityofFreibergtostudytheology.ThereisnoevidencethatWaldseemüllerwasaparticularlycleverstudentoreventhatheobtainedadegree.In1514,asaclerkofthedioceseofConstance,heappliedforacanonryatSaint-Diéand
obtainedthepost.Hediedtherein1522.
Waldseemüllerhadaboutathousandcopiesofhis1507mapprinted.InadditiontothecopyownedbytheU.S.LibraryofCongress,acutoutset(readytobemadeupintoaglobe)isownedbytheJamesFordBellLibraryinMinneapolis.Athirdcopywasacquiredin2003bythewell-knownmapdealer
CharlesFrodsham,fromChristie’sauctionhouse.
Inthesummerof2004IcarefullyexaminedWaldseemüller’s1507map.Itssignificance,ofcourse,isthatitshowedthePacific,SouthAmerica,theAndes,andtheRockyMountainsbeforeeitherMagellansetsailorBalboa“discovered”thePacific.Soitappearedsomeonehadbeeninthe
PacificbeforeMagellanandhadmapped23,000milesofAmericancoastline.
Onthemap,theAmericaslooknothinglikethecontinents;theyappearmorelikeanelongatedsnake.Waldseemüllerhadusedthemostextraordinarymethodtomakehismap.1Itwasprojectedfromaglobeontoaflatpieceofpaperusingaheart-shapedprojection.Asa
consequence,adegreeoflongitudeneartheequatorwassometentimeswhatitwasnearthePolesand,conversely,adegreeoflatitudenearthePoleswassometentimeswhatitwasneartheequator.Evenmorecurious,longitudescalesvariedfromonepartofthemaptotheotheratthesamelatitude,andSouthAfricapokedoutofthebottomfornoapparentreasonatall.(See
colorinsert2andthe1421websiteforapictureofthemap.)
ForseveralmonthsItriedtomakesenseofthis.HowcouldIconvertwhatWaldseemüllerhaddrawnintoamapthatwewouldallunderstand?
Then,atdawnonalovelysummer’sday,aheronarrivedforhisbreakfastand
perchedverynearthegazeboinwhichIwasworking.Iwatchedhim,admiringhispatienceashisneckcranedovertheNewRiver,whichrunsatthebackofourgarden.Afterhepounced,hisneckswelled.Anelectricshockwentthroughmybody,anditdawnedonmethatifIreversedWaldseemüller’sprocess—putbackontoaglobewhathehadlaidoutonaflatpieceofpaper,andthen
photographedit—Imighthaveamapinaformthatwouldmakesensetoustoday.
Irushedintothebasementthatservesasour1421officesandphotocopiedWaldseemüller’smapintoblackandwhite,usingbluelinestoemphasizelongitudeandredforlatitude(seecolorinsert2).ThenIwentdownthecoastofSouthAmerica
andmarkedpointsa,b,c,andsooneverytendegreesoflongitude(yellowpoints).OnaseparatepieceofpaperIwrotethelatitudesandlongitudesofeachyellowpoint.IrepeatedtheprocessforthePacificcoastofSouthAmericaandNorthAmerica,thenconcludedwiththeAtlanticcoastofNorthAmerica.Next,Itransposedthesepointsa,b,c,andsoonontoaglobe,connectingthe
points.ThenIphotographedtheglobe(seecolorinsert2).
ThereontheglobewastheworldthatWaldseemüllerhadoriginallycopied:anextraordinarylikenessofNorthandSouthAmerica,whichwewouldrecognizetoday,withthecorrectlandmass,shape,andpositionrelativetoAfrica.BeforeMagellansetsail,Waldseemüllerhadproduced
awonderfulmapoftheAmericasfromaglobe.
Sohowdidthisclerkinholyorderswithnoknownknowledgeofmapcollectingorcartography,workinginwhatwasthenthelandlockedbackwaterofSaint-Dié,managetoproduceaglobewiththefirstaccuratedescriptionoftheAmericas?
Waldseemüllerinitiallysaid
hehegothisinformationfromAmerigoVespucci.AssumingthatVespuccireached45°S,andthatWaldseemüllerhadreceivedhisreports,WaldseemüllercouldhaveobtainedfromhimtheinformationnecessarytodrawtheAtlanticcoastofSouthAmerica.VespucciwasanexcellentnavigatorandhadRegiomotanus’sephemeristables,whichenabledhimtocalculate
latitudeandlongitude.YetVespuccineverclaimedtohavereachedthePacific.HespecificallytoldtheFlorentineambassadorthathehadfailedtofindthepassagethatledfromtheAtlantictothePacific,thepassagewenowcalltheStraitofMagellan.
Waldseemüller’smapshowsthePacific,theAndesuptoEcuador,andthentheSierra
MadreofMexicoandtheSierraNevadaofCalifornia.SoforhimtohavecreditedVespucciforhisdepictionofPacificAmerica(acredithelaterwithdrew)isnonsense.Waldseemüllermusthavecopiedhismap—butfromwhoseglobe,andwhen?
ThereisahostofevidencesuggestingthatWaldseemüllergothisinformationfromthesame
sourceasSchöner.
First,Schöner’sglobeof1515andtheglobeshownonWaldseemüller’smapof1507arethesame.
PhotographicInsert1
AdmiralZhengHe,apioneerofglobalexploration,whowasingreatpartresponsibleforthisremarkableadventure.
TheLiuGang1418/1763map—atributetoZhengHe’s
courageousvoyagesofdiscovery.
BronzeChineselionfigureattheentrancetotheEmperor’sSummerPalace,Beijing.
VisitorsattheSummer
Palace,Beijing,c.1902.
AviewofthemagnificentForbiddenCity,Beijing,
whoseconstructionflourishedunderthegreatemperorsof
theMingdynasty.
Adelicatepieceofbeautiful
Mingporcelain,astradedaroundtheworldbythe
Treasurefleet.
AviewoftheGreatWallofChinasnakingalongtheruggedmountainridgeat
Simatai.
AvastfleetofChinesejunks
couldcarryaconsiderableamountmorethanacaravan
ofcamels!
ThefleetjourneyednorthwardupthecrystallineRedSeawaters,throughtothebustlingsouksofCairo,
andbeyond.
12
TOSCANELLI’SNEWASTRONOMY
RelationsbetweenChinaandtheWestbeganlongbefore1434.TheCatholicEncyclopediapresentsaconcisesummary:
SomecommentatorshavefoundChinainthispassageofIsaias(xlix,12):“thesefromthelandofSinim.”PtolomydividesEasternAsiaintothecountryofSinaeandSerice…withitschiefcitySera.Strabo,Virgil,Horace,PomponiusMela,Pliny,andAmmianusspeakoftheSeres,andtheyarementionedbyFlorenceamongthenationswhichsentspecialembassiestoRomeatthe
timeofAugustus.TheChinesecalledtheeasternpartoftheRomanEmpireTaTs’in(Syria,Egypt,andAsiaMinor),Fu-linduringtheMiddleAges.ThemonkCosmoshadacorrectideaofthepositionofChina(sixthcentury).TheByzantinewriter,TheophylactisSimocatta(seventhcentury)gaveanaccountofChinaunderthenameTaugas.ThereisaChineserecordofa
RomanEmbassyinA.D.166.1
TaiPengWangkindlyprovidedChinesedescriptionsofpapalenvoys.2TheambassadorwhoreachedFlorencein1434wasbynomeansthefirst.AccordingtoYuLizi,YuanChinacalledthePapalStates“thecountryofFarang”andthePapalStatesasawhole“Fulin”or“Farang.”3TheofficialMing
historystatesthatdiplomaticexchangesbetweenthePapalStatesandMingChinabeganasearlyas1371,whenHongWu,ZhuDi’sfather,assignedaforeignerfromFulinorFarangcalledNeiKulan(Nicholas?)astheChineseambassadortothePapalStatestoinformthepopeofthedynasticchangeinChina.Lateron,HongWuappointedadelegationledbyPula(Paul?),whobroughtgifts
andtributetoFarang.
After1371,diplomacybetweenChinaandEuropewasatwo-waystreet,withthePapalStatesandChinaexchangingambassadors.YanCongjianinvolume11oftheShuyuZhouziLudescribedthevisitoftheChineseambassadortothePapalStatesinthereignofZhuDi.
YanCongjianstartsbycommentingthatItaly’sclimatewasrathercold,thencontinues:
UnlikeChina,thehousesherearemadeofcementbutwithoutrooftiles.Thepeoplemakewinewithgrapes.Theirmusicalinstrumentsincludeclarinet,violin,drumandsoon.TheKing[thepope]wearsredandyellowshirts.Hewrapshisheadwith
goldenthreadwovensilk.InMarcheveryyearthePopewillgotothechurchtoperformhisEasterservices.Asarulehewillbesittingonared-colouredcarriercarriedbymentothechurch.Allhisprominentministers[cardinals]dressliketheKing[thepope]eitheringreenorbeigeorpinkordarkpurpleandwraptheirheads.Theyridehorseswhengoingout….Minoroffencesareusually
punisheduptotwohundredtimes.Capitaloffences,however,arepunishablewithdeathusuallydrowningtheoffendersinthesea.These[Papal]statesarepeace-loving.Asisoftenthecasewhenaminordisputeorrivalryarose,thedisputingstatesonlywagedawarofwordsintheexchangeofdiplomaticdespatches.Butiftherewereaseriousconflicterupted,theywereprepared
togoasfaraswar.Theymadegoldandsilvercoinageastheirmonetarycurrencies.ButunliketheChinesecoinage,whichcanbestringedasaunittocount,therearenoholesintheircoinageforsuchpurpose.Onthebackofthemoneyisthefaceoftheking[thepope]bearinghistitleandname.Thelawforbidsanymonetarycoinagemadeprivately.ThelandofFulinproducesgold,
silver,pearls,westerncloth,horses,camels,olives,datesandgrapes.4
YanCongjian’sdescriptionsarereflectedinaPinturicchiofrescoofAeneasSylviusPiccolomini,thefuturePopePiusII.5Bornin1405toadistinguishedSienesefamily,AeneaswaseducatedattheuniversitiesofSienaandFlorence.Between1431and1445,heopposedEugenius
IV.In1445hesuddenlychangedsides.Hetookordersin1456,becameabishopin1450andacardinalin1456,andwasnamedpopeuponthedeathofCalixtusIIIin1458.
PinturicchiopaintsPiusIIbeingcarriedonathroneintotheBasilicaofSaintJohnLateran,Rome(wherePisanellowasalsosketching).Thepopewearsared-linedcloak,andhishatiswrapped
withgoldenthread.Beforehimarehiscardinalsingreen,beige,pink,andblue,theirheadscoveredinwhitetricornhats.(Seecolourinsert3.)
AMingdynastybook,ProfilesofForeignCountries,atteststocontinueddiplomaticexchangesbetweenMingChinaandtheCatholicChurchinItaly.6This
Chineseprimarysourceincludes“Lumi”amongtheforeignnationsthatpaidChinaanofficialvisitandrenderedtributeduringZhuDi’sreign(1403–1424).LumiisRome.ThenameisderivedfromLumei,whichiswhattheSongauthorZhaoRuqua(1170–1228)calledRome.Inhis1225bookZhufanZhi(Descriptionofvariousbarbarians),Zhaowrotethat“allmenare
wearingturbansastheirheadwear.Inwintertheywillbewearingcolouredfurorleathercoatstokeepwarm.Oneoftheirstaplefoodsisthedishofspaghettiwithasauceofmeat.Theytoohavesilverandgoldcurrenciesusedasmoney.Therearefortythousandweaverhouseholdsinthecountrylivingonweavingbrocades.”7Clearly,theChinesewerenot
strangerstothePapalStates.
NowforsomedetectiveworktoseewhatPopeEugeniusIV,Toscanelli,andhisfriendsRegiomontanus,Alberti,andNicholasofCusalearnedfromZhengHe’sdelegatebesidesobtainingworldmaps.
AftertheChineseambassadorhadpresentedhispowerofattorney
(representedbythebrassmedalliondescribedinchapter2)toEugeniusIV,hewouldhaveformallypresentedtheXuanDeastronomicalcalendar,whichwouldhaveestablishedtheprecisedateoftheinaugurationoftheemperor—“wheneverythingwouldstartanew.”
ZhengHeandthefleethadspenttwoyearspreparingto
leaveChinaandnearlythreeyearsreachingFlorence.Bythetimetheyarrivedin1434atthecourtofEugeniusIV,ithadbeennineyearssincetheemperor’sinauguration.Foreignrulersalsohadtoknowthedateoftheemperor’sbirth,whichwascalculatedfromconception.InthecaseofZhuZhanji,thiswouldhavebeen1398.Sothecalendarhadtogobackthirty-sixyears.Tocertify
thattheemperorhadcontinuedtoholdthemandateofheavenduringthatperiod,thecalendarwouldalsoneedtoshowthatthepredictionofsolarandlunareclipses,comets,positionsofplanetsandstarsanduntowardlunarconjunctions(themoonwithMercury)hadbeenaccuratethroughoutthosethirty-sixyears—thousandsofpiecesofastronomicaldatahadtobe
included.
OneofPisanello’ssketchesshowingaMongolface.
However,thecalendaralsohadtopredictthefuture.Thisrequiredthatitcontainastronomicalcalculationsoftheaccuratepositionsofsunandmoon,tablesofthefiveplanets,thepositionsofstarsandcomets,datesofsolsticesandequinoxes,andamethodofadaptingthosedatesandtimestothelatitudeofFlorence.WeknowfromtheYuanShi-lu,theofficialhistoryofYuandynasty,that
thisastronomicaldatawasincludedintheShoushicalendar,andonecanseeacopyofthe1408calendarinthePepysMuseuminCambridge,England.Twopagesareshownonour1434website.
WhentheChinesevisitedFlorencein1434,Toscanelliwasinhisprime,thirty-sevenyearsold.Sincegraduatingfromuniversitytwentyyears
earlier,hehadworkedwithBrunelleschi,amathematicalgenius,andotherleadingintellectualsoftheday.Inparticular,ToscanelliandBrunelleschihad,forthepreviousthirteenyears,beencollaboratingonthecomplexsphericaltrigonometryrequiredtobuildFlorence’sgreatdomeoverSantaMariadelFiore.Toscanellithushadampleopportunitytoobserveandaccuratelymapthe
heavensindetailbeforetheChinesevisit,butneitherhenoranyotherofhiscircledidso.Toscanelliwasasecretivebachelorwholivedwithhisparentsuntiltheydied,afterwhichhelivedwithhisbrother’sfamily.Althoughhenevercitedaparticularinfluenceorsourcefortheprodigiousmathematicalandastronomicalskillshedisplayedafter1434,hedidbequeathaconsiderable
collectionofbooks,researchpapers,astronomicalinstruments,andworldmapstohismonastery.Allbutoneofthesehavedisappeared.Asidefromthatoneremainingrecord—amanuscripthousedattheBibliotecaNazionaleCentraleinFlorence—weareleftprimarilywithadmiringreferencestohiminlettersamonghisfriends.Butwedoknowabitabouthisactions.
Didhebehavedifferentlyafter1434?Ifso,how?
JaneJervis,in“Toscanelli’sCometaryObservations:SomeNewEvidence”8examinedToscanelli’ssurvivingmanuscript,acollectionoffolios.ShecomparedthewritingonthefolioswiththatonthelettersfromToscanellitoColumbusandCanonMartinsandconcludedthatallbutthreeof
thefolioswerewrittenbyToscanelli.JervisthencomparedToscanelli’sstudyoftwocomets—onein1433,beforetheChinesevisit,andanotherin1456,afterthevisit.Folios246and248describethe1433comet;folios246,252,and257describethe1456comet.
ThefirstcometpasswasonSunday,October4,1433,inthefirsthourofthenight.
Toscanelli’sobservationsconsistofafreehanddrawing.Hedidnotalignthecomet’spositionswithanystarsorplanets.Notimesarelisted,norarerightascensionsordeclinationsofthestarsorcomets.
ThisisinstarkcontrastwithToscanelli’streatment,twenty-threeyearslater,ofthe1456comet.Folios246randv,252,and257containa
wealthofevidence.Forthe1456comet,heusesaJacob’sstafftogivethecomet’saltitude(declination)andlongitude(rightascension)towithintenminutesofarc.9Timesarenowgiven,asarethedeclinationandrightascensionsofthestars(Chinesemethods).Toachievethisradicalimprovementintechnique,Toscanellimusthavehada
clock,anaccuratemeasuringdevice,astronomicaltables,andaninstrumenttoshowthepositionofthecometrelativetostarsandplanets.
Iftrue,JamesBeck’sdeductionthatAlbertiwasassistedbyToscanelliindrawingtheprecisepositionsofstars,moon,andsunatnoononJuly6,1439onthedomeintheSacristyofSanLorenzosimilarlysuggestsa
greatleapinToscanelli’sscientificcapabilities.Formanyyearspriorto1434,ToscanellihadtheopportunitytousethedomeofSantaMariadelFioreforastronomicalobservations.Yetheneverdid.
By1475,ToscanellihadadoptedaChinesetypeofcameraobscura,aslitoflightandabronzina(bronzecasting),whichheinsertedin
thelanternofthedomeoftheFlorencecathedral.Thepinholecamerahasseveraladvantageswhenmeasuringobjectsilluminatedbythesun.Theedgesofthecirclereceivelessexposurethanthecenter.Sincethefocallengthofanobject’sedgesisgreaterthanthatofitscenter,thecenteris“zoomedin.”Shadowscastbythesun,orvisionofthesunitself,thusappearsharper,thinner,and
clearer.
BytheearlyMingdynasty,ZhengHe’sastronomershadrefinedthiscameraobscuraanduseditinconjunctionwithanimprovedgnomontoenablemeasurementofthemiddleoftheshadowofthesunwithinone-hundredthofaninch.ToscanelliusedtheChinesemethodinamostingeniousway,adaptingthedomeofSantaMariadeFiore
asasolarobservatory.
BetweenMay20andJuly20thesunatnoonshinesthroughthewindowsofthelanternonthetopofthedome.Toscanellihadthelanternwindowscoveredinfabricwithasmallslittoallowsunlightthroughatnoon.Afterpassingthroughtheslit,thesunlightbecameabeam.Abronzinawaspositionedsothatthebeam
landedonit,andinthecenterofthebronzinawasahole.Asthebeamstruckthebronzina,theholewouldchannelitdowntothemarblefloorthreehundredfeetbelow.Onthefloor,Toscanellidrewanorth-southmeridianline,withincisionstonotethepositionofthesunatthesummersolstice.Regiomontanussaidthatusingthemeridianline,Toscanellicouldmeasurethe
sun’saltitude(andhencedeclination)towithintwosecondsofarc.
In1754aSicilianJesuitpriest,LeonardoXiménes,experimentedwithToscanelli’sinstrument.XimenescompareddatafromthesolsticesinToscanelli’seratohisownmeasurementsof1756.HefoundthatToscanelliwasabletodeterminenotonlytheheight
ofthesunatthesummersolsticebutalsothechangeinheightovertheyears,whichresultedfromthechangeintheshapeoftheearth’sellipticalpassagearoundthesun.
Theminutedifferencesinthesun’saltitudefromoneyeartoanotherpreoccupiedRegiomontanusaswell,ashesaid:
Mostastronomersconsideredthemaximumdeclinationofthesuninourdaysis24degreesand2minutesbutmyteacherPeurbachandIhaveascertainedwithinstrumentsthatitis23degreesand28minutesasIhaveoftenheardMasterPaolotheFlorentine[Toscanelli]andBattistaAlbertisaythatbydiligentobservationtheyfound23degrees30minutes,thefigureIhavedecidedtoregisterin
ourtable.10
WhatissoimportanttoToscanelliandRegiomontanusabouttheprecisedeclinationofthesun?WhenIfirstjoinedtheRoyalNavyin1953,sailorstroopedtotheFarEastbypassengerlinerratherthanbyaircraft.Eachdayatnoon,theship’snavigator,captain,andofficerofthewatchwouldmarchresplendentinwhite
uniformsontotheopenbridgeandstandsidebysidelookingatthesun.Shortlybeforenoontheywouldstarttakingthealtitudeofthesunwiththeirsextants.Justbeforeitwasatitshighesttheywouldcry,“Now!now!now!”UponthefinalNow!theywouldreadoutthesun’smaximumaltitudetakenfromtheirsextants.Theywouldthendeclarethedistancetraveledfromtheprevious
noon.Theluckysweepstakeswinnerwouldbeannouncedovertheship’saddresssystemandwouldbeexpectedtobuydrinksallaround.
Distancefromonedaytothenextwascalculatedbythedifferenceintheship’slatitude.Thereisasimpleformula:Latitudeequals90—sun’smaxaltitude±declination.Declination
tablesofthesunareissuedforeachdayoftheyear,sowiththesun’saltitude,thenavigatorcandeterminelatitude.It’sthatsimple.
However,thiswasnotwhatRegiomontanus,Toscanelli,andAlbertiwereafter.Afewmiles’difference(between23°28'and23°30')wasinitselfcompletelyunimportanttoToscanelli.Instead,he,Alberti,andRegiomontanus
wereinterestedinthechangeinthesun’sdeclination.AcopyofthatchangecanbeseeninNeedham’sgraph,bykindpermissionofCambridgeUniversityPress.Itshowsthechangeinthesun’sdeclinationfrom2000B.C.tothepresentday,determinedbyGreekandChineseastronomersfortheearliermeasurementsandbyEuropeanastronomersforthelaterones,endingwith
Cassini.
Fromthisgraph,wecanseethatToscanelli’sfigure—23°30'—wasrecordedbythegreatIslamicastronomerUlughBeghalsoused23°30'inhismassivestudycompletedinSamarkandin1421—somefiftyyearsbeforeToscanelli’smeasurement.(Regiomontanus’sfigureof23°28'wasdeterminedby
CassinitwohundredyearsafterToscanelli,soitwouldhavebeeninaccuratehadRegiomontanususedit.)
Thisisnotsomemathematicalquibble.Ifthesuncircledtheearth,therewouldbenochangeindeclination.Arecognitionofthechange—theflattertheearth’strajectory,thesmallerthedeclination—istantamounttorecognitionthat
theearthrevolvesaroundthesuninanellipse.
TheirobsessionwithmeasuringthechangeindeclinationisevidencethatToscanelli,Alberti,andRegiomontanusunderstoodthatAristotleandPtolomy,whobelievedthesunrevolvedinacirclearoundtheearth,werewrong.Consequently,EuropeanswhofollowedToscanelliand
RegiomontanuswerebasingtheirastronomyonaChinese,ratherthanaGreek,foundation.ThisfoundationalsoenabledRegiomontanustoproducetablestodeterminelatitudeindifferentpartsoftheworld,whichhepublishedin1474.ColumbusandVespucciusedthem,asdescribedinchapter21.
TheexercisesatSantaMariadelFiorecouldbe
duplicatedtoobservethemovementofthemoonandproduceequationsoftimeofthemoon.These,inturn,couldbeusedincombinationwiththepositionsofstarstodeterminelongitude(seechapter4).Regiomontanusproducedsuchtables,andColumbusandVespucciusedthemtocalculatelongitudeintheNewWorld.DiasusedthemtodeterminethelatitudeoftheCapeofGoodHope.
EachoftheinstrumentsToscanelliusedinhisobservationsatSantaMariadelFiore—cameraobscura,gnomon,andclock—wasusedbyZhengHe’snavigators,asweretheinstrumentsToscanelliusedtodeterminethepassageofthe1456comet—Jacob’sstaff,clock,andtorquetum.AllofToscanelli’sdiscoveries—declinationofthesun,obliquityofthe
ecliptic,passageofcomets,ephemeristablesofthestarsandplanets—werecontainedinthe1408Shoushiastronomicalcalendarpresentedtothepope.TheywerecopiedandpublishedinEuropebyRegiomontanusin1474.
InhislettertoColumbus,Toscanellisaidhehadreceived“themostcopiousandgoodandtrue
informationfromdistinguishedmenofgreatlearningwhohavecomehereintheCourtofRome[Florence]fromthesaidparts[China].”InhislettertoCanonMartins,ToscanellidescribedhislongconversationwiththeambassadorfromChinawhohadvisitedthepope,andhecitedthe“manyscholars,philosophers,astronomersandothermenskilledinthe
naturalsciences”whothengovernedChina.
Inmysubmission,Toscanellimusthaveobtainedhiscopiousnewknowledgeofastronomyfromthe“distinguishedmenofgreatlearning”whohadarrivedinFlorencefromChina.
Resipsaloquitur!“Thethingspeaksforitself.”
13
THEFLORENTINEMATHEMATICIANS:
TOSCANELLI,ALBERTI,
NICHOLASOFCUSA,AND
REGIOMONTANUS
BeforeToscanellimettheChineseambassador,Europe’sknowledgeoftheuniversewasbasedonPtolomy.1Ptolomyheldthattheplanetswereborneinrevolvingcrystallinespheresthatrotatedinperfectcirclesaroundtheearth,whichwasatthecenteroftheuniverse.However,manyEuropeanastronomersrealizedthisdidnotsquarewiththeir
observationsthatplanetshaveirregularpaths.Toresolvethisconflict,medievalEuropeanastronomersintroducedthenotionsofequants,deferants,andepicycles.Applyingthesepeculiarexplanationsofplanetarymotionenabledastronomerstoaccountfortheirregularmotionoftheplanetswhileholdingfasttothebeliefthattheheavensrotatedaroundtheearth.
Tobelieve,ontheotherhand,thattheearthwasmerelyoneplanetamongmanyrevolvingroundthesunrequiredaradicalchangeinthought.ThisintellectualrevolutionwasledbyNicholasofCusa.2Nicholaswasbornin1401ontheRiverMoselle.HediedinUmbriain1464.Hisfather,JohannCryfts,wasaboatman.In1416Nicholas
matriculatedattheUniversityofHeidelberg,andayearlaterheleftforPadua,wherehegraduatedin1424withadoctorateincanonlaw.HealsostudiedLatin,Greek,Hebrew,and,inhislateryears,Arabic.
WhileatPadua,NicholasbecameaclosefriendofToscanelli,whowasalsoastudentthere.Throughouthislife,heremainedadevoted
followerofToscanelli,withwhomhefrequentlycollaboratedonnewideas.Attheheightofhisfame,NicholasdedicatedhistreatiseDeGeometricistransmutationibustoToscanelliandwroteintheflyleaf,“AdpavlummagistridominiciphysicumFlorentinum”(TotheMasterScientist,theFlorentineDoctorPaolo).3
Nicholashadahugeandindependentintellect.Hepublishedadozenmathematicalandscientifictreatises;hiscollectedworkswerecontainedintheIncunabula,publishedbefore1476andsadly,nowlost.Inhislaterlifehebelievedthattheearthwasnotthecenteroftheuniverseandwasnotatrest.Celestialbodieswerenotstrictlyspherical,norweretheirorbitscircular.To
Nicholas,thedifferencebetweentheoryandappearancewasexplainedbyrelativemotion.NicholaswasprimeministerinRomewithgreatinfluence.
By1444,NicholaspossessedoneofthetwoknowntorquetumsbasedupontheChineseequatorialsystem.4Ineffect,thiswasananalogcomputer.Bymeasuringtheangular
distancebetweenthemoonandaselectedstarthatcrossedthelocalmeridian,andbyknowingtheequationoftimeofthemoonandthedeclinationandrightascensionoftheselectedstar,onecouldcalculatelongitude.
DuringNicholas’sera,theAlfonsinetablesbasedonPtolomywerethestandardworkonthepositionsofthesun,moon,andplanets.
Nicholasrealizedthesetableswerehighlyinaccurate,afindinghepublishedin1436inhisReparatiocalendarii.5Thisrealizationledhimtohisrevolutionarytheorythattheearthwasnotatthecenteroftheuniverse,wasnotatrest,andhadunfixedpoles.HisworkhadahugeinfluenceonRegiomontanus—notleastinsaying,“theearthwhichcannotbeatthecentre,
cannotlackallmotion.”
Regiomontanus
JohannMüllerwasbornin1436inKönigsberg,whichmeans“king’smountain”—JohannadoptedtheLatinversionofthename,Regiomontanus.6Thesonofamiller,hewasrecognizedasamathematicalandastronomicalgeniuswhenyoung.Heenteredthe
UniversityofLeipzigatageeleven,studyingtherefrom1447until1450.InApril1450heenteredtheUniversityofVienna,wherehebecameapupilofthecelebratedastronomerandmathematicianPeurbach.7Hewasawardedhismaster’sdegreein1457.PeurbachandRegiomontanuscollaboratedtomakedetailedobservationsofMars,whichshowedthat
theAlfonsinetables(basedupontheearthbeingatthecenteroftheuniverse)wereseriouslyinerror.Thiswasconfirmedwhenthetwoobservedaneclipseofthemoonthatwaslaterthanthetablespredicted.Fromthattime,RegiomontanusrealizedasNicholasofCusahaddonethattheoldPtolemaicsystemsofpredictingthecoursesofthemoonandplanetsdidnotstandupto
seriousinvestigation.Fromhisearlylife,againlikeNicholasofCusa,hestartedcollectinginstrumentssuchasatorquetumforhisobservations.AlthoughRegiomontanuswassomefortyyearsyoungerthanToscanelli,NicholasofCusa,andAlberti,hebecamepartoftheirgroupinthelate1450sandearly1460s,whentheyusedtomeetatNicholas’shouseinRome.
TherearenumerousreferencesinRegiomontanus’swritingtotheinfluenceToscanelliandNicholasofCusahadonhiswork.8Someofthesewillbequotedaswegoalong.
In1457,atagetwenty-one,RegiomontanuswasappointedtotheartsfacilityoftheUniversityofVienna.Thefollowingyearhegaveatalkonperspective.Hewas
nowworkingonmath,astronomy,andconstructinginstruments.Between1461and1465hewasmostlyinRome;thefollowingtwoyearsheseemstohavedisappeared—nobodyknowswherehewent.In1467hepublishedpartofhisworkonsinetablesandsphericaltrigonometry,andin1471hehadconstructedinstrumentsandwrittenscripta.In1472hepublishedANewTheoryof
Planets(byPeurbach),andthenin1474hisownCalendarumandEphemeridesabAnnotables.9Thesetwowerehislegacy—ofmonumentalimportanceinenablingEuropeanmarinerstodeterminelatitudeandlongitudeandtheirpositionatsea.HediedinRomeonJuly6,1476,andanumberofhisworkswerepublishedafterhisdeath.
Regiomontanus’soutputafterhismasterPeurbachdiedin1461(whenRegiomontanuswastwenty-five)upuntilhisowndeathin1476,atforty,wasprodigiousandmind-blowing.Hewasanintellectualgiant,theequivalentofNewtonorGuoShoujing.Hadhelivedanotherthirtyyears,IbelievehewouldhaverivaledoreclipsedNewton.Ihavethegreatesttrepidationin
attemptingtodohimjustice,andhavespentmanysleeplessnightstryingtowritethischapter—notleastbecauseIamnotamathematician.
Wecanreasonablystartwithhisachievements,thengoontoconsiderthepossiblesourcesheusedandfinallyattempttosummarizehislegacy.Doubtlesscriticswillmakethepointthatitis
arrogantofmetoevenattempttoevaluatetheachievementsofsuchabrilliantfigure—thatsuchataskshouldbelefttoprofessionalmathematicians.Thisisafairpoint.Indefense,IofferthatIhavespentyearsinpracticalastronavigation,usingthemoon,planets,andstarstofindourpositionatsea,andshouldbequalifiedtorecognizethehugestrides
Regiomontanusmadeinthisscience.
Soheregoes.InthecourseoffifteenyearsfollowingPeurbach’sdeath,Regiomontanusprovidedfirstandforemostephemeristables—thatis,tablesofthepositionsofmoon,sun,planets,andstarsthatwereofsufficientaccuracytoenablecaptainsandnavigatorstopredictwheneclipseswould
occur,timesofsunrise,sunset,moonrise,andmoonset,thepositionsofplanetsrelativetooneanotherandtothemoon.Soaccuratewerethesetables—forthirtyyearsfrom1475—thatnavigatorscouldcalculatetheirlatitudeandlongitudeatseawithoutusingclocks.Theycould,therefore,forthefirsttime,findtheirwaytotheNewWorld,accuratelychartwhattheyhadfound,
andreturnhomeinsafety.WiththisandtheChineseworldmaps,Europeanexplorationcouldnowstartinearnest.Anditdid.Dias,forexample,calculatedthetruelatitudeoftheCapeofGoodHopeusingRegiomontanus’stables.10HereportedthistothekingofPortugal,whoknewforthefirsttimehowfarthecaptainshadtotravelsouthtogettotheIndian
Ocean.Regiomontanus’sephemeristableswere800pageslongandcontained300,000calculations.Regiomontanuscouldbesaidtohavebeenawalkingcomputeronthataccountalone.
Hehadtheenergyandskilltodeviseandmakeawholerangeofnauticalandmathematicalinstruments,thetwomostfundamentally
importantbeingtheclock(whichwassmashedonhisdeath)andtheequatorialtorquetum.11Regiomontanus’storquetumhasbeendescribedinchapter4—itenabledhimtotransferstarswhosecoordinateshadbeenfixedbytheArabeclipticmethodorbytheByzantineandGreekhorizonmethodintoChinesecoordinatesofdeclinationand
rightascension,thesystemuseddowntoourpresentday.
OfRegiomontanus’sdesigns,hisobservatory12andprintingpress13standoutfortheirpracticaluse.Ephemeristablescouldnothavebeenproducedtogiveaccurateresultshadtheynotbeenprinted.Similarly,Regiomontanusneededhisobservatorytocheckontheaccuracyofthepredictionsin
histables.Hemadetelescopestoseethestars;astrolabestomeasureanglesbetweenstars,planets,andmoon;portablesundialsforgatheringinformationonthesun’sheightatdifferenttimesofdayandfordifferenttimesoftheyear—eventablestoenablebellringerstoforecasttimesofsunsetandhenceannouncevespers.
Themostastonishing
discoverywasRegiomontanus’srevolutionaryidea(enlargingonNicholasofCusa’s)thattheearthwasnotatthecenteroftheuniverse,thesunwas.Andfurther,thattheearthandplanetscircledthesun.Thisstatementwillperhapscreateanuproar;soIpresentheremyevidence.
Firstofall,Regiomontanusknewthattheplanetary
systemthathadbeeninuseinEuropesincethetimeofPtolomy—inwhichtheearthwasinthecenterandsunandplanetsrotatedaroundit—didnotwork.TheresultsofthePtolemaicsystemwerecontainedintheAlfonsinetables,whichheandPeurbachhadstudiedforyears.Thepredictionscontainedinthesetableswereinaccurate.Addingequants,deferents,andotherweird
correctionsfailedtocorrecttheerrors.
Second,thereisnodoubtthatRegiomontanusknewofNicholasofCusa’swork.Nicholassuggestedthatthesunwasatthecenteroftheuniverseandtheearthandplanetsrotatedaroundit.Regiomontanusdescribesplanetaryorbits:“Whatwillyousayaboutthelongitudinalmotionof
Venus?ItischainedtotheSunwhichisnotthecaseforthethreesuperiorplanets(Mars,Jupiter,Saturn).Thereforeithasalongitudinalmotiondifferentfromthosethreeplanets.Furthermore,thesuperiorplanetsaretiedtotheSunviaepicyclicmotions,whichisnottrueforVenus.”14
Regiomontanus’sopinionthatthesunisatthecenterof
theuniverseisclearlyexpressedinfolio47v:“BecausetheSunisthesourceofheatandlight,itmustbeatthecentreoftheplanets,liketheKinginhisKingdom,liketheheartinthebody.”15
Regiomontanusalsohadviewsontheorbitalvelocityofplanetsaroundthesun:“MoreovertheassumptionthatVenusandMercury
wouldmovemorerapidlyiftheywerebelowtheSunisuntenable.Onthecontrary,attimestheymovefasterintheirorbits,attimesslower.”ThisforeshadowsKepler.
Regiomontanusrealizedthatthestarswereatanalmostinfinitedistancefromthesolarsystem:“Naturemaywellhaveassignedsomeunknownmotiontothestars;itisnowandwillhenceforth
beverydifficulttodeterminetheamountofthismotionduetoitssmallsize.”
Helaterrefinedthis:“ItisnecessarytoalterthemotionofthestarsalittlebecauseoftheEarth’smotion”(Zinner).
Theonlypossiblemotionoftheearthrelativetothestarsisthataroundthesun,itcannotbydefinitionrefertothecircularmotionofthe
eartharounditsownaxis.ThisinmyviewiscorroboratedbyRegiomontanus’swrittencommentalongsideArchimedes’accountofAristarchus’assumptionthattheearthcirclesaroundanimmobilesun,whichisatthecenterofafixedstellarsphere.Regiomontanuswrote:
“AristarchusSamius”
(HeroicAristarchus)16
Unfortunately,Regiomontanus’sworksafterthedateofthiscommentaremissing.
ItseemstomethatRegiomontanus’snearobsessionwithmeasuringthechangeinthedeclinationofthesuncanonlybeunderstoodifhehadappreciatedthattheearth
traveledinanellipsearoundthesunandthattheshapeofthisellipsewaschangingwithtime.Hewrote:“Itwillbebeautifultopreservethevariationsinplanetarymotionsbymeansofconcentriccircles.Wehavealreadymadeawayforthesunandthemoon;fortherestthecornerstonehasbeenlaid,fromwhichonecanobtaintheequationsforthese
planetsbythistable.”17
BeforediscussingRegiomontanus’smasterpiece,hisephemeristables,weshouldattempttoaddressthe$100,000question—fromwheredidhegethisknowledge?UndoubtedlyRegiomontanusstudiedGreekandRomanworksextensively—Ptolomyforyearsandyears,andhecopiedoutArchimedes’and
Eutocius’workoncylinders,measurementsofthecircle,onspheresandspheroids.RegiomontanuscouldreadandwriteGreekandLatinfluently.HecouldalsoreadArabic.HehadmasteredawiderangeofArabicwork,notleastofwhichwasal-Bitruji’splanetarytheory.However,RegiomontanusadoptedtheChineseequatorialsystemofplanetandstarcoordinates;he
rejectedtheArabic,Greek,andByzantinecoordinatesystems.HeborrowedheavilyfromToscanelli,includinghisandAlberti’scalculationsoftheearth’schangingellipsearoundthesun,andheadoptedToscanelliandtheChinesemeasurementofthedeclinationofthesun.HisworkonsphericaltriangleshadbeenforeshadowedbyGuoShoujing’s.IfUzielliis
correct,RegiomontanuscollaboratedwithToscanelliondrawingthemapoftheworldthatwassenttothekingofPortugal—amapcopiedfromtheChinese,somethingRegiomontanusmusthaveknown.
RegiomontanusrepeatedlyreferstoToscanelli’swork—onsphericaltrigonometry,declinationtables,instruments,andcomets.
Whendoingso,hemusthaveknownofToscanelli’smeetingswiththeChinese—andoftheenormoustransferofknowledgefromthem.
RegiomontanusalsohadintimateknowledgeofChinesemathematicalwork,whichheacquireddirectlyorthroughToscanelli.AmongthatknowledgewastheChineseremaindertheorem.
Regiomontanus’sKnowledgeofChineseMathematics
RegiomontanuscorrespondedonaregularbasiswithItalianastronomerFrancescoBianchini.18In1463hesetBianchinithisproblem:“Iaskforanumberthatwhendividedby17leavesaremainderof15;thesamenumberwhendividedby13leavesaremainderof11;the
samenumberdividedby10leavestheremainderof3.Iaskyouwhatisthatnumber”(GMtranslationofLatin).
Bianchinireplied:“Tothisproblemmanysolutionscanbegivenwithdifferentnumbers—suchas1,103,3313andmanyothers.HoweverIdonotwanttobeputtothetroubleoffindingtheothernumbers.”
Regiomontanusanswered:“YouhaverightlygiventhesmallestnumberIaskedforas1,103andthesecond3,313.Thisisenoughbecausesuchnumbersofwhichthesmallestis1,103areinfinite.Ifweshouldaddanumbermadeupbymultiplyingthethreedivisions,namely,17,13,10,weshouldarriveatthesecondnumber,3,313,byaddingthisnumberagain[viz2210]weshouldgetthethird
[whichwouldbe5,523].”
Regiomontanusthendrewinthemargin:
ItisobviousfromBianchini’sreplythathedidnotunderstandtheChinese
remaindertheorem(ifhehad,hewouldhaverealizedhoweasythesolutionwasandnotsaid,“Idonotwanttobeputtothetroubleoffindingtheothernumbers.”
Ontheotherhand,itisobviousthatRegiomontanushadthecompletesolutiontotheproblem—asthemathematicianCurtzesummarizes:19
“[Regiomontanus]knewthoroughlytheremainderproblem,thetayenruleoftheChinese.”
TheTa-YenruleiscontainedintheShu-shuChiu-changofCh’inChiu-shao,publishedin1247.20
ItfollowsthatRegiomontanusmusthavebeenawareofthisChinesebookof1247unlesshehad
quiteindependentlythoughtuptheTa-Yenrule,whichheneverclaimedtohavedone.
Regiomontanus’sknowledgeoftheShu-shuChiu-changwouldexplainalot.NeedhamtellsusthatthefirstsectionofthisbookisconcernedwithindeterminateanalysessuchastheTa-Yenrule.21Inthelaterstagesofthebookcomesanexplanationofhowto
calculatecomplexareasandvolumessuchasthediameterandcircumferenceofacircularwalledcity,problemsofallocationofirrigationwater,andtheflowrateofdykes.Thebookcontainsmethodsofresolvingthedepthofraininvarioustypesandshapesofraingauge—allproblemsrelevanttocartographicsurveying,inwhichweknowRegiomontanustookadeep
interest.
TheimplicationsofRegiomontanusknowingofthismassivebook,whichwasthefruitoftheworkofthirtyChineseschoolsofmathematics,couldbeofgreatimportance.Itisasubjectbeyondthecapacityofapersonofmyage.Ihopeyoungmathematicianswilltakeupthechallenge.Itmayleadtoamajorrevisionof
ErnstZinner’smajesticworkonRegiomontanus.
ItseemstomewemayobtainasnapshotofapartofwhatRegiomontanusinheritedfromtheChinesethroughToscanelli(ratherthanthroughGreekandArabastronomers)bycomparingZhengHe’sephemeristables22withRegiomontanus’sephemeristables.23
Regiomontanus’stablesaredoublepagesforeachmonthwithahorizontallineforeachday.ZhengHe’shaveonedoublepageforeachmonthwithaverticallineforeachday.Ontheleft-handsideofeachofRegiomontanus’spagesarethetruepositionsofthesun,moon,andtheplanetsSaturn,Jupiter,Mars,Venus,andMercury,andthelunarnodeswherethemoon
crossestheecliptic.Ontheright-handsidearepositionsofthesunrelativetothemoon,timesoffullandnewmoon,positionsofthemoonrelativetotheplanets,andpositionsofplanetsrelativetooneanother.Feastdaysaregiven,asareotherimportantdaysinthemedievalEuropeancalendar.
ZhengHe’s1408tableshaveanaverageoftwenty-
eightcolumnsofinformationforeachday(asopposedtoRegiomontanus’seightcolumns).ZhengHe’stableshavethesameplanetaryinformationasRegiomontanus’s—forSaturn,Jupiter,Mars,Venus,andMercury,andalso,likeRegiomontanus’s,positionsofthesunandmoon.ThedifferencebetweenthetwoisthatZhengHe’sgaveauspiciousdaysforplanting
seed,visitingGrandmother,andsoon,ratherthanreligiousfeastdays.ZhengHe’shavedoubletheamountofinformation.Theastonishingsimilaritybetweenthetwocouldbeacoincidence—butthe1408tablescamefirst,printedbeforeGutenberg.
ZinnerandothersclaimthatRegiomontanus’stableswith300,000numbersovera
thirty-one-yearperiodweretheresultofusingtheAlfonsine(Greek/Arabic)tablesamendedbyobservation.IfRegiomontanus’stableswerebasedontheAlfonsinetables,theywouldhavebeenuselessforpredictingpositionsofsun,moon,andplanetswithsufficientaccuracytopredicteclipsesandhencelongitude,astheAlfonsinetableswerebasedonawhollyfaulty
structureoftheuniverse,withtheearthasitscenterandplanetsrevolvingroundit.
Furthermore,RegiomontanuswellknewthatusingtheoldAlfonsinetableswouldbeuseless.Inhiscalendarfor1475–1531hepointedoutthatinthirtyofthefifty-sixyearsbetween1475and1531,thedateofEaster(themostimportantdayintheCatholicChurch)
waswrongintheAlfonsinetables.(BecauseofthesensitivityofthisinformationitwasomittedfromtheGermaneditionofRegiomontanus’scalendar.)Tobasehisephemerisontablesheknewtobeinaccuratewouldhavebeencompletelyillogical.Regiomontanushadtouseanewsource.
ZhengHe’sephemeris
tables,ontheotherhand,werebasedonGuoShoujing—whichreliedonatrueunderstandingoftheearth’sandplanets’rotationaroundthesunasthecenterofthesolarsystem.Inmysubmission,Zinner’sclaimthatRegiomontanus’stableswerebaseduponhispersonalobservationsalsobreaksdownbecausehedidnothavetimetomakethenecessaryobservations.Regiomontanus
diedin1475.Histablescontinuedforanotherfifty-sixyears;onecanseehisamendmentsinredinthetables,andthesecoveronlyfiveofthefifty-sixyears.
IhopetheaccuracyofZhengHe’sandRegiomontanus’sephemeristableswillbesubjectedtoatestbythe“StarryNight”computerprogramandcomparedwiththeAlmagest
ephemeriscalculator(basedontheAlfonsinetables),butthismaynotoccuruntilthetablesaretranslatedandbeforethisbookgoestopress.InthemeantimeweneedacheckintotheaccuracyofRegiomontanus’stablesincalculatingeclipses,planetarypositions,andlongitude.IfbaseduponZhengHe’s,theywouldwork;ifupontheAlfonsinetables,theywouldnot.
Fortunately,Columbus,Vespucci,andothersdiduseRegiomontanus’sephemeristablestopredicteclipses,latitude,andlongitudeforyearsafterRegiomontanusdied.
DiasusedthetablescorrectlytocarefullycalculatethelatitudeoftheCapeofGoodHopeat34°22'onhisvoyageof1487.24ChristopherColumbusand
hisbrotherBartholomewwerepresentwhenDiasreturnedandpresentedhiscalculationstothekingofPortugal.25
ColumbususedRegiomontanus’sephemeristables,asweknowfromtablesthattodayareinSevilleCathedralwithColumbus’swritingonthem.26ColumbusreferredtotheephemerisentryforJanuary17,1493,
whenJupiterwouldbeinoppositiontothesunandmoon;heknewofRegiomontanus’sexplanationofhowtocalculatelongitudefromalunareclipse.HisbrotherBartholomewwrote:“Almanachpasadoenephemeredes.JodemonteRegio[Regiomontanus]abanno1482usquead1506.”27
Columbus’sfirstknowncalculationoflongitudeusing
Regiomontanus’smethodofobservinglunareclipses(whosetimesColumbusobtainedfromtheephemeristables)wasonSeptember14,1494,twentyyearsafterRegiomontanushadenteredthefiguresinthetables.28ColumbuswasontheislandofSaya,tothewestofPuertoRico.(“Saya”onPizzigano’s1424chart.)Regiomontanusexplainshowtocalculate
longitudebylunareclipsesatthefrontofthetables.
Usingthisexplanation,throughnofaultofhisown,Columbususedthewrongprimemeridian(Cadiz)inhiscalculationsratherthanNuremberg,whichwasRegiomontanus’sprimemeridian.InhisintroductiontotheephemeristablesRegiomontanusdoesnotmentionthis—onehastogo
tonearthebackofeighthundredpagestofindthisout.ColumbushadanothergoonFebruary29,1504,usingthetablestopredictasolareclipseinJamaicaandtocalculatelongitude.29Hemadethesameunderstandablemistakeagain.Schroeter’stablesenableustoknowtheaccuracyofRegiomontanus’stableswhenpredictingtheseeclipseson
September14,1494,andFebruary29,1504—delaysofthirtyminutesandelevenminutesrespectively,andthattwentyandthirtyyearsafterRegiomontanushadenteredthefigures—fantasticaccuracy,whichinmyviewdemolishesthecasethatRegiomontanus’sephemeridescanhavebeenbasedupontheAlfonsinetables,whichgotthedateofEasterwrongthirtytimes
between1475and1531.RegiomontanusmusthavegottenhisinformationfromToscanelli.
VespucciusedRegiomontanus’sephemeristablestocalculatelongitudeonAugust23,1499,whenthetablesstatedthemoonwouldcrossMarsbetweenmidnightand1A.M.Vespucciobservedthatat“11/2hoursaftersundownthemoonwas
slightlyoveronedegreeeastofMarsandbymidnighthadmovedto51/2degreesfromMarsratherthaninlinewithMarsatmidnightatNuremberg.”30HeincorrectlycalculatedthelunarmotioncomparedtoMarsandalsousedthewrongmeridian—againRegiomontanushadnotmadethisclear.Indoingsoheplacedthewronglongitudeforwherehewas
(theRiverAmazon).Usingthecorrectfigures,inmyview,demolishestheargumentthatRegiomontanus’stableswerebasedupontheAlfonsinetables.LikewiseColumbus’slongitudeerrorsalmostdisappearifhehadusedthecorrectzeropoint.
FromthepublicationofRegiomontanus’sephemeristablesin1474,Europeans
couldforthefirsttimecalculatelatitudeandlongitude,knowtheirpositionatsea,gettotheNewWorld,accuratelychartit,andreturnhomeinsafety—arevolutioninexploration.
Regiomontanus’stableswereimproveduponbyNevilMaskelyne.Thesewerepublishedin1767andremainedinusebyRoyalNavycaptainsandnavigators
wellafterHarrison’schronometerwasintroduced.31
ThegreatCaptainCookobservedandcalculatedmorethansixhundredlunardistancestoobtainthelongitudeofStripCoveinNewZealand,andin1777hemadeonethousandlunarobservationstodeterminethelongitudeofTonga.32Maskelyne’stableswere
absorbedintotheNauticalAlmanacinwhichlunar-distancetableswereincorporateduntilbeingphasedoutin1907.(TheywerestillinthelibraryatDartmouthwhenIlearnednavigationtherein1954.)Withaccurateinstruments,thetablesproducedastonishinglygoodresults.WilliamLambertreports(observationsJanuary21,1793)thatwithoutusing
clocksthelongitudeoftheCapitolinWashington,D.C.,was76°46'byusingthemoonandAldebaran;76°54'onOctober20,1804,byusingthePleiadesandthemoon;77°01'onSeptember17,1811,byusinganeclipseofthesun;76°57'onJanuary12,1813byusingTaurusandthemoon.33Thetruefigureis77°00'W.34Hencefivedifferentmethods,which
couldhavebeenemployedusingRegiomontanus’sephemeristablesbydifferentpeople,gaveamaximumerrorof14'—aroundeightnauticalmileswithoutusingclocksorchronometers.Harrison’schronometerwasusefulbutnotessentialinmappingtheworld.
Maps
OnceRegiomontanuswas
abletocalculatelatitudeandlongitude,hecouldconstructmaps.HeproducedthefirstEuropeanmapwithaccuratelatitudesandlongitudesin1450.ItsaccuracyrivaledtheChinesemapof1137whichshowedChinamappedaccuratelywithlatitudeandlongitudeandisheldintheBritishMuseum(Needham).
Regiomontanuswasfullyawarethathewasremaking
Europeanastronomy.ZinnerciteshisdrivetobanishtheerrorsofPtolomyandcenturiesofmisunderstanding:
Hehadinmind,ashislife’sgoal,theimprovementoftheplanetarytheoryandplanetarytables;heknewoftheirdefectsonlytoowell.Hewantedtohavethebestandmosterror-freeeditionsofancientmanuscriptsatthe
disposalofhiscontemporaries,soheintendedtocomposealmanacswhichrepresentedcelestialeventsinanerrorlessmannerandwhichwouldbeimportantaidsforpredictionsanddeterminationofpositions….Hespokeofthesunasthekingamongtheplanets.Heconnectedthethreeouterplanetswiththesunbymeansofepicyclicmotion,whereasVenuswas
linkedtothesuninotherways.Hencethespecialpositionofthesunwascleartohim,inthosedays.
Inaddition,therecametherealisationthattheplanetarytableswereunsatisfactory.Lateron,inhisletterstoBianchiniin1463–64,hewasquiteclearaboutthefactthatmanyofPtolomy’sassumptionscouldnotbecorrect,notonlyaboutthe
obliquityoftheeclipticbutalsoaboutthepathsoftheplanetsthemselves.Iftheplanetsreallydidmovealongepicycles,thentheirapparentdiameterswouldhavetochangeinawaythatiscompletelycontrarytoobservations.35
JustastheAristotelian/Ptolomeicparadigmoftheuniversewasshelvedafter1434,sowere
Arabicmethodsofastronomyandastronavigation.TheArabsystem,withitsazimuthstarcoordinatesystemandrelianceontheecliptic,hadbeenbroughttoBeijingbyJamalad-Dinin1269.Itlastedonlynineyears.AfterGuoShoujingwascommissionedtoproducetheShoushicalendarin1276,hejettisonedtheArabeclipticcoordinatesandbuiltthesimplifiedequatorial
torquetumlaterusedbyNicholasofCusaandRegiomontanus.36
AfterthetorquetumwasintroducedtoEurope,astrolabes,onwhichArabicandEuropeanastronomershadlavishedalltheirmathematicalart,passedoutoffavor.GuoShoujing’storquetum—forerunnerofmodernEuropeaninstrumentssuchastheastrocompass—
livedon.
Fromthereon,EuropeanastronomersfollowedChinesemethods.
14
LEONBATTISTAALBERTIANDLEONARDODA
VINCI
LeonBattistaAlberti(February14,1404–April25,
1472)hasbeenheraldedasthe“universalman”oftheearlyRenaissanceanddescribedas“theprophetofthenewgrandstyleinart”inauguratedbyLeonardodaVinci.1Hisrangeofabilitieswasastounding.
AlbertiwasborninGenoa,thesonofawealthyFlorentinebanker,LorenzoAlberti.Hismother,BiancaFieschl,wasawidowfrom
Bologna.WhenhewasveryyoungthefamilymovedtoVenice,wherehisfatherranthefamilybank.Aban(acommonpoliticaloccurrenceinthosedays)onthefamilywasliftedin1428,leavingtheyoungAlbertifreetoreturntoFlorence.
Hebenefitedfromthefinesteducationavailable.From1414to1418hestudiedclassicsatthefamousschool
ofGasparinoBarzizzainPaduaandlaterattainedhismaster’sinlawattheUniversityofBologna.In1430hemovedtoRome,wherehepreparedlegalbriefsforPopeEugeniusIVandmetNicholasofCusawhowasprimeminister.InJune1434,EugeniusIVwasforcedtoleaveRomeforFlorencebecauseofadisagreementwiththeChurchCouncil.Albertijoinedhim
andwasappointedcanonofSantaMariadelFiorewhenthecathedralwasnearcompletion.InFlorence,hewasintroducedtobothFilippoBrunelleschi(1377–1446)andPaoloToscanelli,whohadassistedBrunelleschiwiththemathematicsforthecathedraldome.Albertibecamelifelongfriendswithbothandpartofthegroupoffriendsandadmirers
surroundingToscanelli.2
BeforemovingtoFlorence,Albertihadwrittentreatisesontheuseanddisadvantagesofthestudyofletters;twodialogues,DeiphiraandEcatonfilea(lovescenes);athesis,Intercenale;abookaboutthefamily,Dellafamiglia;andalifeofSaintPotitus,VitasPotiti.
After1434,however,he
beganproducingarangeofworksinmathematics,astronomy,architecture,andcryptography.3HisbiographerJoanGadoldescribesAlberti’sinfluence:
[Mostastronomersconsidered]“themaximumdeclinationofthesuninourdaysis24degreesand2minutes,butmyteachers[Peurbach]andIhaveascertainedwithinstruments
thatitis23degreesand28minutesandIhaveoftenheardMagisterPaolotheFlorentineandBattistaAlbertisaythatbydiligentobservationtheyfoundthatitdidnotexceed23degreesand30minutes,thefigureIhavedecidedtoregisterinourtable.”4
Thisdescriptionissignificantforseveralreasons.First,Regiomontanus,discipleof
Toscanelliandaveryaccomplishedastronomer,creditsAlbertiasone,aswell.Second,hedepictstheastronomersarguingabouttwominutesofdeclination,whichmeanstheymusthavehadveryaccurateinstrumentstodeterminethealtitudeofthesunatitsmeridianpassageatnoon.Third,itsuggeststheyhadsolvedthedeclinationproblemwithallthatimplies.Finally,and
mostimportantofall,ittellsusthattheyareworkingontheobliquityoftheecliptic.
GadolconsideredthatAlberti’sentirelynewknowledgeoftheuniverse,whichhehadgainedfromToscanelli,enabledhimtodevelopmanyofhisideasbyusinganastrolabe—inarchitecture,inperspective,evenincryptography.
AtleastadecadebeforeAlberti’sgreatworksonpaintingandsculpture,Depictura(1435),whichhetranslatedintoanItalianversion,Dellapittura,thefollowingyear,andDestatua(ca.1446),Florentineartistshadbeenexperimentingwithperspective.However,thecurrentconsensusseemstobethatBrunelleschi,Masaccio,andDonatellowereintuitivegeniuseswhodevelopedthe
costruzionelegittima,amethodofdeterminingperspectivewiththeuseofpinholecamerasandmirrors,butdidnotknowthemathematicsofthecostruzioneabbreviatadevelopedlaterbyAlberti.
BeforeconsideringAlberti’sgreatworks,perhapsoneshouldconsiderhowsomanybrilliantpeopleappearedontheEuropeanstageatthe
sametime.Toscanelli,Regiomontanus,Alberti,FrancescodiGiorgio,andLeonardodaVincirevolutionizedEuropeanthought—inknowledgeoftheuniverseandthesolarsystem,inastronomy,mathematics,physics,architecture,cartography,surveying,townplanning,sculpture,painting,evencryptography.HowdidtheyallappearinthesamesmallareaofnorthernItaly?
DidGodwaveamagicwandoverTuscany?
Undoubtedly,onereasonwasmoney.Inthe1430sVenicewasthewealthiestcityinEurope,followedbyParisandNuremburg.VenetianwealthspilledintoFlorence.TheMedicisweretherichestfamilyinEurope.Theymadetheirmoneyfrombanking,apartofwhichinvolvedlendingoutmoney
andcharginginterestfordoingso—usuryintheeyesoftheChurch.Toatonefortheirsins,theMedicissponsoredawholerangeofreligiousworks—buildingandembellishingfirstchapelsandlaterhospitalsandlibraries.Theyengagedthebestartiststopaintfrescoesofthestarsandplanets.Theyemployedpeopletosearchoutbooksandmapsandscholarstotranslatebooksof
theancients.
Thereweremanyscholarstoemploy.ItalyboastedsomeoftheoldestEuropeanuniversities—BolognawasnearlyasoldasParis—andthereweremanyofthem.Tuscanyprobablyhadahigherproportionofpostgraduates(touseamodernterm)thananywhereelseonearth.Tothosewhocouldnotaffordauniversity
education,theChurchofferedafreealternative.Thereligiousorders,firstBenedictines,thenCistercians,Franciscans,Dominicans,andJesuits,offerednotonlyafirst-classreligioustrainingbutapracticalonefordailylife.Benedictinesnotonlyprayedbutranhighlysuccessfulandprofitablefarmspioneeringresearchintoanimalhusbandry,crop
improvements,honeyproduction,fishandpoultrybreeding,evengeneticengineering.Benedictinesintimebecamebankerstosmallfarms,soimprovingagriculture.Asonereligiousorderfollowedanother,thequalityofeducationcontinuouslyimproved,culminatinginthesuperbeducationthattheJesuitsbroughttopeoplesoftheNewWorld.Benedictines,
Cistercians,Franciscans,andDominicansallhadtheirprincipalbasesinBurgundyandnorthernItaly.
ThiswastheloaminwhichtheseedsofChineseideasandinventionswerepropagated.Weshouldnotunderestimatethepollinationofideasthatresultedfromthecontinuousintellectualinterchangeamongthesegeniuses.Toscanelliand
Regiomontanuscollaboratedonworldmaps;determiningthedeclinationofthesun;changesintheobliquityoftheecliptic;comets;sphericaltrigonometry;torquetums;andastronomicalinstruments.Albertiexchangedideasonastronomy,mathematics,andtrigonometrywithRegiomontanusandToscanelli,onlocksandcanalswithFrancescodiGiorgio,andonraising
sunkenshipswithFrancescoandTaccola.NicholasofCusadiscussedastronomywithToscanelli,Alberti,andRegiomontanus.Membersofthegroupdedicatedtheirbookstooneanother.
Theyprayedatthesamecathedral,SantaMariadelFiore,ateatthemensainFlorence’sPalazzoVecchio,anddinedwiththeMedicis.NicholasofCusa’shomein
Romewasthegatheringplaceformenofinfluenceandscience—includingBruni,Alberti,Regiomontanus,andToscanelli.TherewereseveraloccasionsatwhichAlbertiandNicholasofCusametovertheyears;duringtheCouncilofFlorence—AlbertiwasatFerrarawithEugeniusIV,aswasNicholasofCusa.ThehistorianGiovanniSantinellodrawsanumberofparallelsbetweenAlberti’s
writingsonbeauty,art,andperspectiveandNicholasofCusa’s.5
DePictura
Alberti’smasterpiece,Depictura,isgenerallyacceptedbyarthistoriansoftheRenaissanceasthemostimportantbookonpaintingeverwritten.LeonardodaVincirepeatedlyreferstoit,sometimesquotingitword
forword.ItseemsappropriatetoanalyzehowAlberticametowritethebook,notleastbecauseofitsimpactonthedevelopmentofLeonardo’sgeniusandthebook’sinfluenceonthefuturecourseoftheRenaissance.Inmyopinion,AlbertiwouldhaverealizedfromhisandToscanelli’sstudyoftheShoushiastronomicalcalendarthattheearthtraveledinanellipsearound
thesunwhilerotatingonitsaxisandthattheplanetsalsorotatedroundthesuninellipses,andthiswouldhavebeenaseismicshock.ThatAlbertiknewhowthesolarsystemworkedisevidencedbyhispaintingintheSanLorenzoBaptistryoftheheavensofthesun,moon,andstarsonJuly6,1439,atnoon.NotonlydidthisnewknowledgeoverturntheauthorityofPtolomyand
Aristotle,butitknockedovertheentirehierarchicalorderoftheuniverseandreplaceditwithaconceptionofaharmoniousand,aboveall,mathematicalworldorder.Mathematicsbroughtsystematicorderintotheplanoftheheavensandrevealedaconnectionbetweenastronomicaldataandphysicalresearch—quiteliterallyashatteringrevelation.Iftheworkings
andmotionsoftheheavenscouldbeexplainedinamathematicalratherthanareligiouscontext,thensurelyarchitecture,engineering,painting,evencryptographycouldalsobeexplainedbymathematics—henceDepictura,whichgivesthefirstrationalandsystematicexpositionoftherulesforperspective.ToquoteJoanGadolagain:
[Alberti’s]majoraccomplishmentofthisFlorentineperiod(1434–1436)wastheoretical.Bybringinghishumanisticandmathematicallearningtobearuponthepracticeofpaintingandsculpture,Albertifatheredthenew,mathematicallyinspiredtechniquesoftheseartsanddevelopedtheaestheticimplicationsofthisrenascentartisticrelianceupon
geometry.
ThesculpturalcounterparttothetheoryofperspectiveappearedsomewhatlaterinDellaStatua.Treatingthestatueasanotherkindofgeometricimitationofnature,hedevisedanequallyingeniousmethodofmensurationforthesculptorandworkedoutthefirstRenaissancecanonofproportions.6
Alberti,asJoanGadolsosuccinctlywrites,wentbeyondtheboundsofastronomytodetermineitsrelationwithmathematicsandthenmathematicstodeveloppaintingandarchitecture,cartographyandsurveying—evenengineeringdesign.
LeonardodaVincimadegreatuseofDellapittura[theItaliantranslationofDepictura]inhisowntreatiseon
painting,usingthesameterms,andideas,evensomeofAlberti’sphrases.Forexample,Leonardosaystheperspectivepictureistolookasifitweredrawn“onaglassthroughwhichtheobjectsareseen”(Gadol),whichwasatermusedbyAlberti;andthenagainwhendefiningpainter’sperspectiveas“asortofvisualgeometry.”LeonardofollowsAlberti’stheoryandprinciplesinevery
detail:“Thescienceshavenocertaintyexceptwhenoneappliesoneofthemathematicalsciences”…andagain,toquoteLeonardo,“paintingmustbefoundedonsoundtheoryandtothisperspectiveistheguideandgateway.”JakobBurckhardtportrayedAlbertiinTheCivilizationoftheRenaissanceinItalyasatrulyuniversalgeniusandconsideredLeonardodaVinci
wastoAlbertiasfinishertothebeginner.
Leonardo’suseofperspectivetocreatesublimepaintingsandarchitecture,andtoillustratehismechanicaldrawings,ishislegacytomankind.
Alberti’sintellectualachievementsweretrulyawesome.AsGraysonarthistorianofmedievalItaly,so
clearlyexplains,heintroducedtheconceptofthepictureplaneasawindowonwhichtheobservercanseethescenelyingbeyonditandthuslaidthefoundationsoflinearperspective.Albertithencodifiedthebasicgeometrysothatlinearperspectivebecamemathematicallycoherent.
Hewroteaten-volumearchitecturaltreatisecovering
allaspectsofRenaissancearchitecture—townplanning,buildingdesigns,waterandsewagetreatment,publicspaces,methodsofconstruction.Dereaedificatoria(Ontheartofbuilding)becameastandardreferencebookthatspreadRenaissancebuildingtechniquesthroughoutItaly.
HedrewthestarsontheceilingoftheSanLorenzo
BaptistryastheywereseenonJuly6,1439,probablyassistedbyhisfriendToscanelli.HecollaboratedwithToscanelliandRegiomontanusinhelpingdetermineRegiomontanus’sdeclinationofthesun,theobliquityoftheecliptic,andthechangeinitsobliquity.HecomposedthefirstEuropeantreatiseoncryptography,“Decomponendiscifris.”
Couldonemanreallycoversuchavastarrayofsubjectmatterrangingfromtheinventionofpolyalphabeticsubstitutesandthecrypticcodetonewmathematicalmodelsfortreatingperspective?
Albertiwas,likeRegiomontanus,Toscanelli,DiGiorgio,andTaccola,remarkablyreticentincreditingothersforthesource
ofhisinspiration.OfobviousinteresttomewasanypossiblelinkbetweenAlbertiandZhengHe’sdelegation’svisittoFlorencein1434,notleastbecauseAlbertiasnotarytoPopeEugeniusIVwouldhaveattendedmeetingsbetweenthepopeandtheChinese.Moreover,Alberti’swritingsbefore1434wereondomesticthemes—hisexplosionofastronomical,mathematical,
andcartographicworksallcameafter1434.
IstartedmysearchbylookingintoAlberti’sworkoncryptography,inparticularChinesecryptographyoftheearlyfifteenthcentury.ZhengHewouldhavebeenlikelytohaveusedcryptographyfortransmittingintelligencereportstotheemperorandtohisadmiralsandcaptains.Icouldfindnotranslated
works.
Then,whenresearchingRegiomontanus’slifeandworks,asrecountedinthepreviouschapter,IcameuponthecuriousfactthatRegiomontanushadmasteredtheChineseremaindertheorem,uniquetoChinaatthetime.Hissourceforthis(asfarasIknow,theuniquesource)wastheShu-shuChiu-changofCh’inChiu-
shao,publishedin1247,whichcontainsadetailedexplanationoftheTa-Yenrule.
TheShu-shuChiu-changisamassivebook,theChineseequivalenttoAlberti’sDereaedificatoria,butpublishedtwocenturiesearlier.WithfeverishexcitementIhurriedofftotheBritishLibraryandreadNeedham’sdescriptionofthiswork—abombshell;as
farasIcouldsee,thegenesisofAlberti’sworkinrelationtoperspectivecontainedinLudimatematiciisintheChinesebook.ItiscleartomethatbothAlbertiandhisfriendRegiomontanusmayhavehadaccesstothisbook,whichcontainednotonlyrulesforperspectiveandtheChineseremaindertheorem(forcryptographicanalysis)butallaspectsoftownplanning.Onour1434
websitearepicturestakenfromAlberti’sLudimatematiciandCh’inChiu-shao’sbooksidebyside,describingwaysofmeasuringheight,depth,distance,andweightbymathematicalandgeometricmeans.
LetusstartwiththebasicstagesofAlberti’sworkonperspective,thebuildingblocksforhisworksDestatuaandDepictura.
Asafirststage:Albertidrawsalargerectanglelikeawindowframe,throughwhichhecanseethesubjecthewishestopaintorcreate.Forthesecondstage,heselectsthelargesthumanhewishestopaintseenthroughthepictureframe.Theheightofthispersonisdividedintothreeequalparts,whichformthebasicunitofmeasurement,calledabraccia.
TheChinese,andlatertheSieneseengineers,usedvery
similarmethodsforconstructingtowersandmeasuringtheirheights.
Inthethirdstage,hemakesthecenterpointofthepictureframe,whichshouldbenohigherthanthreebracciaabovetheground.
Inthefourthstage,hedividesthebaselineintobraccia.
Inthefifthstage:Hedrawsstraightlinesfromthiscenterpointtoeachofthebracciaonthebaseline.
Forillustrationsoftheabove,pleasevisitourwebsite.
NowtocomparewhereAlbertihasgottenwiththeChinesemethodillustratedintheShu-shuChiu-chang.
Thefirstcomparisonisillustratedbythemethodforfindingtheheightofatower(asexplainedinAlberti’sLudimatematici,ca.1450):
Stickanarroworarodintotheground(c-d)soastoformastraightperpendicularlinealongwhichtotakesightingstothetower(a-b).Marktherodwithwaxwherethelineofsighttothetopofthetowercrossesit(f).Thetriangleformedbythearrow,groundandeyeisthegeometriccounterpartofthetriangleformedbythetower,groundandeye(abc)henceitcanbeusedtofindtheheight
ofthetower(ab).abdividedbybcequalsfcdividedbyce.
ThisishowAlberti“discovered”therulesofprojection,whichsincethenhaveformedthebasisofperspectiveforsculptorsandpainters.
However,Albertihadnotmadeanoriginaldiscovery.ThesameexplanationfromLiuHuiinthethirdcenturyis
illustratedintheShu-shuChiu-chang.Inthisbookthecalculationsarecalled“themethodofdoubledifferences,”thatis,thepropertiesofright-angledtriangles.Thereareillustrationsdepictingmethodsforcalculatingtheheightsofislandsseenfromthesea;theheightofatreeonahill;thesizeofadistantwalledcity;thedepthofaravine;theheightofatower;
thebreadthofarivermouth;thedepthofatransparentpool.ThistrigonometrywasinventedbyEuclid,andAlberticouldhaveobtainedhisideasfromhimaswellasfromtheChinese—heneveracknowledgedhissources.
However,thelinksbetweenChinesesourcesandAlbertigomuchfurtherthantrigonometry.Albertiusedthesameinstrumentsas
Toscanelliandadoptedsimilarmathematics.Alberti’smethodofperspectivewasbrilliant.Herealizedthatperspectivewasdeterminednotonlybythesizeoftheobjectviewedanditsdistancefromthebeholderbutalsobytheheightoftheobserverrelativetotheviewedobjectandtheanglefromwhichtheviewerwaslookingattheobject.Inshort,eachfigureinacrowdwhen
thecrowdisviewedindepthwouldneedadifferentruleofperspective.
BynowIwasbeginningtofeeluncomfortableabouttheamountofknowledgethatitseemedFlorentinemathematicianshadcopiedfromtheChinese—Taccola,FrancescodiGiorgio,andAlbertifromtheShu-shuChiu-changformathematics,surveying,perspective
cartography,andcryptography;RegiomontanusfromGuoShoujing’sworkonsphericaltrigonometry,ToscanelliandNicholasofCusaforGuoShoujing’sworkonastronomy.IcouldexplainoneortwoChinesemanualscomingintothehandsofVenetiansandFlorentines—butthismany,insomanydifferentfields?Itseemedtoomuchofacoincidence—too
goodtobetrue!Ontheotherhand,therewasToscanelli’sevidenceaboutthetransferofknowledgethatwasunquestionablytrue—evidencedbymaps,whichdonotlie.
ItseemedsensibleatthisstagetoseetheoriginalbooksinChina,notonlyNeedham’saccounts.Couldthesehavebeentakenoutofcontextinsomeway?Perhapsthere
werealsomanyChineseinventionsthathadneverbeencopiedbyEuropeans.Perhapsthosethatwerewasjustahugecoincidence.IanHudson,whohasbeeninchargeofourresearchteamandwebsiteforfiveyears,volunteeredtogotoChinatoinspecttheoriginalbooksthatIbelievedEuropeanshadcopied—byvisitinglibrariesinmainlandChinaandHongKong.
Hefoundtherewere,asfaraswecansee,noanomalies—firstitseemedeverythingthatTaccola,diGiorgio,Regiomontanus,Alberti,andLeonardodaVincihad“invented”wasalreadythereinChinesebooks,notablyephemeristables,maps,mathematicaltreatises,andtheproductionofcivilandmilitarymachines.Sohowwasthetransfereffected?Ihadmanysleeplessnightsof
worrybeforethepennydropped—allofthesebookswerereproducedinpartsoftheYongleDadian,whichZhengHewouldhavecarried.ZhengHe’srepresentativeswouldhaveundoubtedlytoldthepopeandToscanelliabouttheYongleDadian—asevidencedbyToscanelli’scomment,Chinawasindeedruledby“astronomersandmathematiciansofgreat
learning.”
Albertialsoappliedhismathematicalabilitytosurveying,andiscitedbymanyasbeingthefatherofmodernsurveying.Hereagain,hemakesacompletebreakwiththepast.HismapofRomebearsalmostnorelationtoPtolemy’ssystemofmapping.HerejectsPtolemy’srectangularcoordinatesandusesthe
astrolabetofindtherelativepositionsofpointsontheground,justasanavigatorwould—hetakessightingsfrommorethanonevantagepoint.AsJoanGadolsays,“HefirstsetforththeseideasinDescriptiourbisRomae,thebriefLatintreatisewritteninthe1440s.”GadolbelievesAlberti’sDescriptiourbisRomaeandLudimatematiciwereamongtheearliestworksinsurveyinglandareas
bysightingsandmappingbyscalepictures.HebelievesRegiomontanus,Schöner,andWaldseemüllerfollowedAlberti’swork.
Leonardo’smapofPisaandthemouthoftheArnoisthoughttobethefirstmodernmaptoshowcontoursoflandbyusingdifferentshadesofcolor.LeonardofollowedAlbertiintheprinciplesusedinsurveying,ashedidin
rulesofperspective.
15
LEONARDODAVINCIANDCHINESE
INVENTIONS
Inmyyouth,LeonardodaVinciseemedthegreatest
geniusofalltime.Anextraordinaryinventorofeverysortofmachine,amagnificentsculptor,oneoftheworld’sgreatestpainters,andthefinestillustratoranddraftsmanwhoeverlived.Whenourdaughterswereyoung,MarcellaandImadeapointoftakingthemtoasmanyexhibitionsofLeonardo’sworkaswecould—inLondon,Paris,Rome,Milan,LeClosLucé,and
Amboise.
Then,asmyknowledgeofChineseinventionsslowlyexpanded,particularlywithinformationprovidedbyfriendsofourwebsite,Ibegantowonder.MoreandmoreofLeonardo’sinventionsappeartohavebeeninventedpreviouslybytheChinese.Ibegantoquestionwhethertheremightbeaconnection—did
LeonardolearnfromtheChinese?The1421teamandIexaminedthesubjectforyearsbutcametonoconclusions.
Leonardodrewalltheessentialcomponentsofmachineswithextraordinaryclarity—showinghowtoothedwheels,gearwheels,andpinionswereusedinmills,liftingmachines,andmachinetools.Hedescribed
howandwhyteethcouldtransferpower,theefficacyofantifrictionteeth,thetransmissionofpowerfromoneplanetoanother,andcontinuousrotarymotion.Hedrewanddescribedratchets,pins,axles,cams,andcamshafts.Pulleyswereanintegralpartofmanyofhismechanisms;heproduceddifferentsystemsandapplicationsforthem.
SomeoftheearliestknownexamplesofgearwheelsinChinahavebeendatedtoca.
50B.C.
Atoothedgearwheel,asdrawnbyLeonardointhe
MadridCodices.
AllthesedeviceshadbeenusedinChinaforaverylongtime.IntheTsoChuanareillustrationsofbronzeratchetsandgearwheelsfromasearlyas200B.C.thathavebeendiscoveredinChina.
AxlesfromthethirdandfourthcenturiesB.C.havebeenexcavatedfromtheroyaltombsatHuiHsien.BythesecondcenturyB.C.,intheHandynasty,complexforms
ofcam-shapedrockingleversforthetriggersofcrossbowswereinuse.TheHsunIHsiangFaYao,writteninaboutA.D.1090,illustratesachaindrive.BytheeleventhcenturyA.D.flywheelswereusedinChinaforgrinding.TheearliestarchaeologicalevidenceofapulleyisadrawwellrepresentingapulleysystemoftheHandynasty.
OneofLeonardo’sbest-
knowninventionswasthepaddle-wheelboat.Thepaddle-wheelmechanismwasfundamentaltoChina’searlynavalsupremacy.Thesightofaboattravelingforwardatgreatspeedseeminglywithoutoarsorsailswasterrifyingtothoseinitspath.Thefirstrecordoftheexistenceofpaddle-wheelboatsoccursinaChineseaccountofanavalactionunderthecommandofWang
Chen-o,anadmiraloftheLiuSungdynastyinA.D.418.1“Thesevesselslaterreachedenormousproportions:onemonsterfromtheSouthernSungdynastywassaidtohavebeen300feetlong.Itwascrewedby1000menandpoweredbythirty-twopaddlewheels.”2
Theoldestknownillustrationofanendlesspower-
transmittingchaindrivefrom
SuSung’sHsunIHsiangFaYaochdrawninA.D.1090.
LeonardodaVinci’sillustrationofachaindrive
(MadridCodices).
Leonardoisrenownedfor
hisdrawingsofdifferentformsofmannedflight,notablyhishelicopterandparachutesandhisattemptsatwings.ByLeonardo’sday,thekitehadbeeninuseforhundredsofyears.“Chinaisthehomelandofthekite…theoldestheavier-than-aircraftthatgainsliftfromthewind.Itisbelievedthatthekitewasinventedsome3000yearsagobyLuBan…c.507–444bcaChinesemastercarpenter
oftheLuStateintheSpringandAutumnperiod.ItwassaidthatLuBanmadeamagpieoutofbamboopieces,whichcouldfly.Themastercarpenterwasalsothefirsttousethekiteinmilitaryreconnaissance.”3
DrawingofaSungpaddle-wheelwarship.
AlongwiththeotherRenaissanceengineers
Leonardopennedhisown
versionofthepaddleboat.
ParachuteswereinuseinChinafifteenhundredyearsbeforeLeonardo.
AccordingtothehistoricalrecordsbySimaQianoftheWesternHandynasty,Shun,alegendarymonarchinancientChinawasdeeplyhatedbyhisfather,ablindoldman.WhenShunwasworkingontopofahigh
granary,hisfathersetfiretothegranaryfrombelow,intendingtokillShun.Holdingtwocone-shapedbamboohatsinhishands,Shunflewdownandlandedsafely.Thisbookalsodescribeshowmorerecently(in1214)athiefmanagedtostealthelegofastatuefromthetopofamosque.Whencaughtheadmittedtousingtwoumbrellasasaparachutetosavehimselffrominjury
onhisdescent.4
Theparachuteisasmall
detailonafolioofthelargestcollectionofdaVinci’snotebooks,theCodex
Atlanticus.
Hot-airballoonswereknowninthesecondcenturyA.D.inChina.Thecontentsofaneggwereremovedfromtheshell,thenalittlemug-worttinderwasignitedinsidetheholesoastocauseastrongaircurrent.Theeggroseupintheairandflew
away.”5
TheChinesehadmadeuseoftheessentialprincipleofthehelicopterrotorfromthefourthcenturyA.D.,afactnotedbythephilosopherandalchemistKoHung.Bythen,helicoptertoys,likewhirligigs,werepopularinChina,acommonnamebeing“bamboodragonfly.”Thetoywasabamboowithacordwoundarounditandwith
bladesstickingoutfromthebambooatanangle.Whenthecordwaspulled,thebambooandbladesrotatedandthetoyascendedastheairwaspusheddownwards.Needhamdescribesanumberofexamplesofrotatingbladesbeingusedforflight,oftenintheformofflyingcars.6
Leonardodevotedmuchtimetothepossibilitiesof
mannedflight.TheearliestChinesedescriptionoftheconceptoccurredintheaccountsoftheshort-livedandobscureNorthernChidynasty(ninthcenturyB.C.),whentheemperorKaoYang“causedmanyprisonerscondemnedtodeathtobebroughtforward,hadthemharnessedwithgreatbamboomatsaswings,andorderedthemtoflytothegroundfromthetopofthetower….
Alltheprisonersdiedbuttheemperorcontemplatedthespectaclewithenjoymentandmuchlaughter.”7
Apictorialversionoftheaerialcar,fromtheShanHaiChingKuangChu.“Theskill
oftheChi-Kungpeopleistrulymarvellous;bystudyingthewindstheycreatedandbuiltflyingwheels,with
whichtheycanridealongthepathsofthewhirlwinds….”“Theartistherehasdrawntheaerialcarwithtwowheels,butbothseemtobeintendedtorepresentscrew-bladedrotors….”(Textofthe-2ndcentury,orearlier,plus17th-
centurycommentary).
AlaterdescriptioncomesfromMarcoPolointheZmanuscript.
Andsowewilltellyouhowwhenanyshipmustgoonavoyage,theyprovewhetherherbusinesswillgowellorill.Themenoftheshipwillhaveabundleoragratingofwillowstemandateachcornerandsideofthisframeworkwillbetiedacordandtheywillallbetiedatthe
endofalongrope.Nexttheywillfindsomefoolordrunkardandwillbindhimonthehurdle,sinceno-oneinhisrightmindorwithhiswitsabouthimwouldexposehimselftothatperil.Andthisisdonewhenastrongwindprevails.Thentheframeworkbeingsetupoppositethewind,thewindliftsitandcarriesitupintothesky,whilethemenholdonbythelongrope.And,ifwhilethis
isintheair,thehurdleleanstowardsthewayofthewind,theypulltheropetothemalittlesothatitissetagainupright,afterwhichtheyletoutsomemoreropeanditriseshigher.Andifagainittips,oncemoretheypullontheropeuntiltheframeisuprightandclimbing,andthentheyyieldropeagain,sothatinthismanneritwouldrisesohighthatitcouldnotbeseen,ifonlytheropewere
longenough.Theaugurytheyinterpretthus:ifthehurdlegoingstraightupmakesfortheskytheysaytheshipforwhichthetesthasbeenmadewillhaveaquickandprosperousvoyage….Butifthehurdlehasnotbeenabletogoup,nomerchantwillbewillingtoentertheship.8
Theideaofamanusingwingsforflightexistedin
ChineselegendhundredsofyearsbeforethisfifteenthcenturySieneseflyingman.
OneofthemanyweaponsmasteredbyChinabeforeEuropewasthecannon.
ThedismountablecannonappearsindaVinci’s
notebookandinthoseof
manyotherRenaissanceengineers.
Leonardodrewanarrayofgunpowderweapons,includingthreevariationsofthemachinegun,whichcanbeseeninthefirelancesusedinChinasinceA.D.950.
TheGeniusofChinastates:
Firelanceswithseveralbarrelswerefrequentlyused
andtheywerebuiltsothatwhenonefire-tubehadexhausteditself,afuseignitedthenext,andsoon.Onetriplebarrelledfirelancewascalledthe“tripleresister”andanotherwascalled“thethreeeyedlanceofthebeginningofthedynasty…”Onecuriousweaponwasthe“thunderfirewhip”afirelanceintheshapeofasword,threefeettwoincheslongtaperingintoamuzzle.It
dischargedthreeleadballsthesizeofcoins….Therewerealsohugebatteriesoffirelanceswhichcouldbefiredsimultaneouslyfrommobileracks…agreatframewithseveralwheelswouldholdmanylayersofsixteenfirelancesoneaftertheother….Whentheenemyapproachesthegate,alltheweaponsarefiredinasinglemoment,givingthenoiselikeagreatpealofthunder,so
thathismenandhorsesareallblowntopieces.Youcanthenopenthecitygatesandrelaxing,talkandlaughasifnothinghadhappened;thisistheverybestdevicefortheguardingofcities.9
Leonardo’smultibarreledmachinegunwasessentially
areworkingofaconceptthathadbeenusedbytheChineseforcenturiesbeforehand.
Leonardoalsodrewdifferenttypesofcannons,mortars,andbombards.TheChineseuseofbombardsiswellcataloguedthroughouttheages.10
Leonardodesignedmanydifferenttypesofbridges,includingsuspensionbridges.
Thefirstmentionofasuspensionbridgewithcablesandplankingappearsin25B.C.“Travellersgostepbystephere,claspingeachotherforsafetyandropesuspensionbridgesarestretchedacrossthechasmsfromsidetoside.”11
BytheseventhcenturyChinahadsegmentalarchbridges.ThePonteVecchioinFlorenceisacopyofa
bridgeinQuanzhou.
Leonardowasextremelycuriousaboutprinting.Hewaseagertoreproducehisdrawingsfaithfullywhilesavingtimeandlaborthroughincreasedautomation.TheprintingpressbyhistimewasinusealloverChina.Moveabletype,however,wasarelativelyrecentdevelopment;weshallreturntothisinlaterchapters.
ComparisonsofthemachinesofLeonardowithearliermachinesfromChinarevealclosesimilaritiesintoothedwheelsandgearwheels,ratchets,pins,andaxles,camsandcam-shapedrockinglevers,flywheels,crankshaftsystems,ballsandchains,spokewheels,wellpulleys,chaindevices,suspensionbridges,segmentedarchbridges,contourmaps,parachutes,
hot-airballoons,“helicopters,”multibarreledmachineguns,dismountablecannons,armoredcars,catapults,barragecannonsandbombards,paddle-wheelboats,swingbridges,printingpresses,odometers,compassesanddividers,canalsandlocks.
EventhemostdevotedsupporterofLeonardo(likemyfamilyandI!)mustsurely
wonderwhetherhiswork’samazingsimilaritytoChineseengineeringcouldbetheproductofcoincidence.
Arevolving-typetable
printingpressfoundintheNungShu,1313.TheNungShuwasprintedusinga
similardevice.
WasthereanyconnectionbetweentheChinesevisitof1434andLeonardo’sdesignssixtyyearslater?FormanyyearsIsearchedforcluesinLeonardo’slifebutcouldfindnone.Hewasextraordinarilyobservantandinquisitiveandcertainlywasfascinatedby
GreekandRomanartandarchitecture,literature,andscience,includingtheworksofAristotleandPtolomy.HeissaidtohavesleptwithcopiesofVitruvius’sworksbeneathhispillow.ButillustratedexamplesoftheGreeksandRomansdidnotaccountforaquarterofLeonardo’sengineeringdevicesshownonthe1434website.
Moreover,whetherLeonardoappreciateditornot,hewassurroundedbyevidenceoftheChineseimpactontheRenaissance,suchasAlberti’sbooksonperspectiveinpaintingandarchitecture.ThebasisofAlberti’sworkwasthemathematicshehadacquiredfromtheChineseexplanationofthesolarsystem.ReplacingtheeclipticcoordinatesystemusedbytheArabs,Greeks,
andRomanswiththeChineseequatorialsystemwasafundamentalbreakwiththeoldworld,overturningtheauthorityofAristotleandPtolomy.
However,thatisafarcryfromclaimingthatLeonardocopiedexistingChineseinventions.Onethingwecanbesureof:LeonardodidnotmeetanyonefromZhengHe’sfleetswhentheyvisited
Florencein1434.Soitappearedthatthesimilaritiesnotedabovewereduetoanextraordinaryseriesofcoincidences.Yearsofresearchbythe1421teamhadapparentlybeenfruitless.
PhotographicInsert2
Venice,theheartofRenaissanceEurope’s
maritimeempire.
ThismapintheDoge’sPalaceclearlydepictsthe
northwestcoastlineofCanadaandNorthAmericaset
“upsidedown”—withnorthatthebottom,aswasthepracticeofChinese
cartographers.Theroundels
describethesourcesoftheinformationusedtodrawit:MarcoPoloandNiccolòda
Conti.
Detailedworkingshowstheconversionof
Waldseemüeller’smapintoaglobewithstrikingresults.
Schöener’sglobesof1515and1520clearlydepictNorthandSouthAmerica,andthedesolateStraitsofMagellansupposedly“firstdiscovered”afterthemapshadalready
beendrawn.
UniversalisCosmographiae,Waldseemüeller’smapof1507,andhisgreenglobeof1505/06clearlydepicttheAmericaswithremarkableaccuracyforthetime,and
corroborateToscanelli’sstoryofmeetingtheChinese
delegationinFlorence.
TheColumbusmap,CGA5A,talliesupwiththe
Waldseemüellermap,showingcurious“rhumb”
linesthatextendoutacrosstheAtlantic,allendingona
circle.
16
LEONARDO,DIGIORGIO,
TACCOLA,ANDALBERTI
ThenIhadastrokeofluck.WhileonholidayinToledoin
2005,MarcellaandIhappeneduponawonderfulexhibitionaboutLeonardodaVinci.ItwasherethatIwasfirstintroducedtothegreatworksofFrancescodiGiorgioMartiniandtheprofoundinfluencethatthesehadonLeonardo.
Inmyignorance,IhadneverheardofFrancescodiGiorgio.Yetitwasobviousthathewasimportant;hehad
taughtLeonardoaboutwaterways.IdecidedtofindoutmoreonourreturntoLondon.
InthewonderfulBritishLibraryIfoundfirstthatFrancescoseemedtohaveinventedtheparachutebeforeLeonardo.ForwhatfollowsIamindebtedtoLynnWhite,Jr.,authorof“TheInventionoftheParachute”inTechnologyandCulture.Dr.
Whitewrote:
ThefirstknownEuropeanparachutehasbeenthatsketchedbyLeonardointheCodexAtlanticusonFolio381v,thatCarloPedrettidatescirca1485….However,BritishMuseumAdditionalManuscript34113,folio200v.showsaparachutewhichmaybeinasomewhatindependenttraditionsinceitisconical.
Thisrichandmassivevolume[intheBritishLibrary]seemstohavebeenunnoticedbyhistoriansoftechnology.Canitbedatedandplaced?
TheManuscript[34113],aquartoof261foliosofpaper,waspurchasedbytheBritishMuseumin1891….Folios21r.to250v.[are]atreatiseonmechanics,hydraulics,etc.withamultitudeof
drawings….
Folios22r.to53v.arenearlyidenticalincontentandsequencewithFlorence,BibliotecaNazionaleManuscriptPalatinum766,anautographofthefamousSieneseengineerMarianodettoilTaccola(whodiedinthe1450’s),thatwasdatedbyhim(onfolio45v)to19Jan.1433.MostoftheremainingmaterialinBritishMuseum
AdditionalManuscript34113asfarasfolio250v.[theparachutedrawingsareinfolio200v.and189v.]isthesortofthingwehavecometoassociatewithmanuscriptslongcreditedtoFrancescodiGiorgioofSiena(1439–1501).Indeedfolio129r.[beforeparachutedrawings]isentitled“DellaprovidentiadellachuerrasicondoMaestroFrancescodaSiena,”andonfolio194v.[afterparachute
drawing],nexttothepictureofalargefile,iswritten“LimasordasichondoildettoMaestroFrancescodiGiorgiodaSiena.”1
Dr.Whiteanalyzedthewatermarksofthepaperonwhichtheparachutedrawingsappear.Heconcluded:
ProbablydrawnbydiGiorgio,thisparachutediffers
inshapefromthatofLeonardo’s.
Consequentlythedrawingonfolio200v.[parachute]maybeplacedreasonablyinthe1470’sornotmuchlater,ifwearetobelievethewatermarks….
Ournewparachuteis,therefore,atthelatest,contemporarywithandprobablyslightlyearlierthan
thatofLeonardo….ItisindicativeofLeonardo’sperceptivenessthathepickedupthisideasoquicklyandthathebegantomakeitmoresophisticated.
SoitseemsLeonardolearnednotonlyaboutcanalsandaqueductsfromFrancescodiGiorgiobutalsoaboutparachutes.Whatelse?BacktotheBritishLibrary!
Dr.LadislaoReti,anexpertonLeonardo,hasthistosayaboutFrancescodiGiorgioMartini’s“TreatiseonEngineeringandItsPlagiarists”:
FrancescodiGiorgioMartini(1439–1501)thegreatSienesepainter,sculptorandarchitect,wasalsointerestedaswereseveralofhiscontemporaryfellowcraftsmen,inthestudyand
developmentofmechanicaldevices.ThiswasinaccordancewiththestillflourishingVitruviantradition.Hisengineeringtreatise,stilllittleknown,ismainlydedicatedtocivilandmilitaryarchitectureandcontainshundredofsmallbutperfectlydrawnillustrationsshowingwarmachinesofeverykind,aswellascranes,mills,pumpsetc….Althoughanumberofstudieshave
beenpublishedabouttheartisticandarchitecturalworkofFrancescodiGiorgio,hisworkintechnologyhasonlyoccasionallybeennoticed.2
Dr.RetithenliststhelibrariesandmuseumsinwhichFrancesco’sTrattatodiarchitetturacivileemilitareisheldandcontinued:3
Thereisalsoanincompletemanuscript3thatonce
belongedtoLeonardodaVinci.ThislatterisofparticularinterestbecauseLeonardoaddedmarginalnotesandsketches;themanuscriptisnowintheLaurenzianaLibraryinFlorence(CodexMediceoLaurenziano361formerlyAshb.361[293]).InadditionseveraloldcopiesofthetreatiseoritsdrawingsaretobefoundinotherItalianlibraries,reflectingtheearly
interestarousedbyFrancesco’swork.
TheseTrattatomanuscripts,especiallythosepartsdealingwithmechanicalengineeringandtechnology,haveneverbeenadequatelystudiedorfullypublished.AfairlyaccuratepictureofFrancescodiGiorgioMartini’sworkwasfirstmadeavailabletoscholarsin1841whenCarloPromis,usingtheCodex
ownedbySaluzzo,publishedtheTrattatoforthefirsttime(TrattatodiArchitetturaCivileeMilitareeditedbyCarloPromis(2vol.,Turin,1841)….
FurtherconfusionwascausedbythefactthattheCodexSaluzziano[quotedabove]andtheCodexLaurenziano[theoneownedbyLeonardodaVinci]inspiteofbeingwrittenbythe
samehand,andcontainingalmostidenticaldrawings,were,foralongtime,notattributedtothesameauthor[FrancescodiGiorgio].EarlyinterestwasarousedbytheLaurenzianaCodexbecauseofthemarginaliaaddedbyLeonardo.
Dr.RetithenliststhecontentsoftheTrattato:
Inthesefolioswecanidentify
nolessthan50differenttypesofflourandrollermillsincludinghorizontalwindmills…sawmills,piledrivers,weighttransportingmachines,aswellasallkindsofwinchesandcranes;roller-bearingsandantifrictiondevices;mechanicalcars…agreatnumberofpumpsandwaterliftingdevices….andanextremelyinterestingwaterormud-liftingmachinethatmustbecharacterizedas
theprototypeofthecentrifugalpump….[Francesco]describedoriginalwarmachinesoffensiveanddefensive,includingthehydraulicrecoilsystemforguns.TherearealsodevicesfordivingandswimmingalmostidenticalwiththosedrawnbyLeonardodaVinciinhisManuscriptB.
ComparisonsofFrancesco
diGiorgio’sandLeonardo’smachinesareavailableonour1434website.
Leonardo’sHelicopterandParachutes
ApartfromcopyingdiGiorgio’sparachute,Leonardo’shelicopterwasnotoriginal.Hisproposedhelicopterisshownonthecoverofthisbook.In“HelicoptersandWhirligigs,”
Dr.Retiarguesthatamodelhelicopterintheformofachildren’swhirligigtoyappearedinItalycirca1440fromChinaandprovidedthetheoreticalbasisforLeonardo’sfamoushelicopterproject.4
Dr.Reticontendsthatitwasfirstdrawnin1438intheMunichmanuscriptofMarianoTaccola(see1434website).
Clearly,FrancescodiGiorgiowasanastonishinglyinnovativedesignerandengineer.HisTrattatodiarchitetturastillexistsinseveralversions.MarcellaandIhaveexaminedthecopyinFlorenceonceownedandannotatedbyLeonardo.Wewereastoundedbytherangeofhisdrawings;itseemedtousthatLeonardowasaconsummatethree-dimensionaldraftsmanwho
hadtakenFrancesco’sdrawingsofhismachinesandmadeevenbetterdrawingsofthem.Leonardo’srole,inoureyes,waschanged;hewasasuperbillustratorratherthantheinventor.Forasfaraswecouldsee,almostallofhismachineshadbeenpreviouslyinventedbyFrancescodiGiorgio.
Thiswasquiteashock.Wedecidedtounwindinanearby
mountainvillage,Collevald’Elsa,5thebirthplaceofArnolfodiCambio,thegeniuswhodesignedRenaissanceFlorence.Hishomewasoncethepalaceofsilkmerchants,theSalvestrinis.Todayitisahotelwherewehadthegoodfortunetostayinaroomwithwallsthreefeetthick,whichhadoncebeenArnolfo’sbedroom.Wehadaviewofa
classicTuscanvalley—thehillsrollingawaylikelonggreenoceanswells;thecrestsofthewaves;thestonefarmhousessurroundedbyvineyardsandolivegroves.Thecrowingofcockerels,thebrayofadonkey,andthelaughterofdistantunseenchildrenfloatedacrossthesunlitland.Wehadapanoramicviewofthevalleyfarbelow.AroundushuddledthetowninwhichArnolfo
grewup—amassoffortifiedtowerswithintheprotectionofsturdystonewalls,averitablefortress.
Wehaddinneralfrescointhesquare,thewallsandflagstonefloorstillpulsatingwithheat.AfterasplendidbottleofDolcetto,adarkred,dry,sparklingwine,weaskedlocalpeoplewhattheyknewofFrancescodiGiorgio.Heappearedtobeasfamousas
LeonardoorMarianoTaccola.Thiswasanothersurprise—whowasMarianoTaccola,knownas“theCrow”or“theJackdaw”?WashecalledJackdawbecauseofhisbeakorbecausehe“jackdawed”theworkofothers?
Atdawn,weleftforSienaandFlorencetoviewTaccola’sdrawings.Thetripyieldedanotherbombshell:
TaccolaseemedtohaveinventedeverythingthatFrancescodiGiorgiolaterdrew;diGiorgiohadobviouslycopiedTaccola.
MarianodiJacopodittoTaccolawaschristenedinSiena,nearFlorence,onFebruary4,1382.6Hisfatherwasawinedealer.HissisterFrancescahadmarriedintothecomfortablefamilyofasilktrader.
Siena7hadbeenbuiltonahillforprotection.Thelandbeneathwasswamp.Obtainingcleanfreshwateranddrainingtheswampswereconstantnecessities.Henceitwasnaturalforawell-educatedyoungmantobeacquaintedwithaqueducts,fountains,watermains,andpumps,aswellasthemedievalweaponsdeployedtoprotectthetown—
trebuchetsandthelike.
AprosperoustownthreatenedbyRomefromthesouthandFlorencefromthenorth,Sienawasa“freecity”oftheHolyRomanEmpire,butSigismund,theemperor,8wastooweaktoprotecther.(InTaccola’stimetheemperorwaspreoccupiedwiththeHussitewars.)
In1408,Taccolamarried
MadonnaNanna,thedaughterofaleathermerchant,whichenabledhimtomoveupthesocialscale.In1410,hewasnominatedforentryintotheSieneseGuildofJudgesandNotaries,wherehisapprenticeshiplastedsixorsevenyears.Heseemedtohavehadapenchantforfailinghisexams.In1424,Taccolabecamesecretaryofaprestigiouscharitable
institution,theCasadiMisericordia,anappointmentheheldfortenyears.Assuch,hewouldhavebecomeacquaintedwithinfluentialvisitorstoSiena—suchasPopeEugeniusIV,GiovanniBattisaAlberti(in1443),andtheFlorentinesBrunellschiandToscanelli.
In1427,Taccolabegantokeeptechnicalnotebooks,containingknowledgehehad
acquired“withlonglabour.”AsPragerandScagliaexplain,Taccola’searlyentriesinhisnotebookareaboutthedefenseofSienaandtheoperationofharbors.9
Between1430andhisdeathin1454,Taccolaproducedaseriesofamazingdrawingsthatwerepublishedintwovolumes,Deingeneis10(Offourbooks)andDe
machinis,11andanaddendum.Therangeofhissubjectsisquiteextraordinary.Book1ofDeingeneiscontainsharbors,bucketpumps,mountedgunners,bellowsforfurnaces,underwaterdivers,fullingmills,andsiphons.Book2featurescisterns,pistonpumps,dragons,amphibiousmachineswithsoldiers,andox-poweredginmills.Book3
includeschainpumps,tidemills,variable-speedhoists,winches,quarryingmachines,flotationmachinestorecoversunkencolumns,builders’cranes,mechanicalladders,sailingcarts,andamphibiousvehicles.InBook4hetacklestrigonometricalsurveying,tunneling,machinesforextractingposts,treasure-huntingtools,windmillsandwatermills,picturesofmonkeys,camels,and
elephants,trebuchets,armoredships,paddleboats,roof-beamjoists,andreflectivemirrors.Deingeneiswasfollowed(ca.1438)byDemachinis,avolumeofdrawingsofmostlymilitarymachines(describedinchapter19).
Anarticulatedsiegeladderasfeaturedinthegeneral
collectionofChineseClassicsofScienceandTechnology.
Taccola’sarticulatedsiegeladderisoneofmanymilitaryinventionsthatbearastriking
resemblancetoChinese
versions.
PragerandScagliadescribeTaccolaasapivotalfigureinthedevelopmentofEuropeantechnology.Intheirview,TaccolaensuredthatthelongstagnationofmanytechnicalpracticesoftheMiddleAgescametoanend.HisDeingeneisbecamethestartingpointforalonglineofcopybooks.
Sohowdidaclerkofworksofasmallmountaintownsuddenlyproducebooksofdrawingsofsuchahugerangeofinventions,includingahelicopterandmilitarymachinesthatwereatthattimeunknowninSiena?
WecouldprofitablystartwiththedatesofTaccola’sbooks.PragerandScaglia,inmyopiniontheleadingauthoritiesonTaccola,put
publicationofbooks1and2ofhisDeingeneisataround1429–1433.Taccolabeganbooks3and4around1434or1438andcontinuedworkingonthemuntilhisdeathin1454;Demachiniswasbegunafter1438andtheaddendadrawingsaround1435.
AccordingtoPragerandScaglia,theaddendadrawings,whichwereinsertedinallfourbooksafter
about1435,representasignificantchangeforTaccola.Thenewtechniqueisverycharacteristicofsoldiersandenginesinsmallscale,thesketchesinsertedandannotatedwithsmallhandwritinginthelasttwobooksandinthesequel.Sketchesofengines,mainlymilitaryinfunction,maybeseenonalmostallpagesofbooks1and2;theyalwayssurroundprimarydrawings,
oftenincopiousarray.Thisparagraphseemstometomeanthatanotherauthor(FrancescodiGiorgio)hadbeguntoannotateTaccola’sdrawingsinbooks1and2.
Taccola’sdrawingswerecertainlyaddedtobyFrancescoafter1435.InhismarvelousbookTheArtofInvention:LeonardoandtheRenaissanceEngineers,PaoloGalluzziwrites:
ThefinalpagesofTaccola’sautographmanuscriptsDeIngeneisI-IIcarriesaseriesofnotesanddrawingsinthehandofFrancescodiGiorgio(fig.26).NodocumentbetterexpressesthecontinuityoftheSienesetraditionofengineeringstudies.Theyofferusasnapshot,sotospeak,oftheactualmomentwhentheheritagewaspassedonfromTaccolatoFrancesco
di-Giorgio.11
AreproductionofthissnapshotofhistoryisshownbykindpermissionoftheIstitutoeMuseodiStoriadellaScienza,Florence,onour1434website.SowecansayatthisstageLeonardohaddiGiorgio’sbookofMachines,whichwereadaptationsofTaccola’sdrawings.
FrancescodiGiorgioPillagesTaccola’sWork
DiGiorgiowasawholesaleplagiarizer.HereareeightexamplesofhispillagingofTaccola’swork,whichheneveracknowledged.
Francesco’spictureofacollapsingtowerisalmostidenticaltoTaccola’s;FrancescosimilarlycopiesTaccola’sunderwater
swimmersandfloatingridersonhorseback(seethe1434website).
Chinesewater-poweredverticalandhorizontalrice
grindingmills.
DiGiorgio’sdesignshowsasimilarmethodofconvertingverticalenergytohorizontal.
Francesco,whosedrawingsweremadeafterTaccola’s,employsthesamedistinctivetrebuchetasTaccola.Hishoistsandmills,whichtransformverticalpowertohorizontal,andpaddle-wheelboatscopyTaccola’s,asdohisdevicesformeasuringdistances,hisweight-drivenwheels,andhisox-drawnpumps.Severalexamplesareshownonour1434website.
FrancescodiGiorgioImprovesonTaccola
Francescowasaverygooddraftsman.HeimprovedonTaccola—ascanbeseeninalmosteverydrawingshown.Furthermore,headdsdetailstoimprovethequalityoftheillustration.Galluzziwrites:12
Manyofthe1,200odddrawingsandpracticallyallthenotes[ofdiGiorgio’s
Codicetto]areinfactderivedfromTaccola’smanuscripts.Buthardlyanyofthedrawingsornotesareslavishcopies….ThedrawingsareobviouslymodeledonTaccolabutFrancescooftenaddsoromitsdetailsandinsomecasesintroducessignificantchanges….Otherpeople’sideasandprocedureswereshamelesslyplunderedevenbyartistslikeFrancesco….[He]never
mentionedthenameofhissourceintheworkshelaterauthored.(p36)
Fromthe…smallmanuscript[Codicetto]onward,intheseriesofdrawingsandnotesbasedonTaccola’smanuscripts,wefindanincreasinglyfrequentrecurrenceofdevicesnotdealtwithbyTaccola.Thedrawingsarecarefullydraftedwithoutannotationsand
clearlyfocusonfourtopics:machinesforshiftingandliftingweights,devicesforraisingwater,millsandwagonswithcomplextransmissionsystems….ThereissomethingillogicalandincomprehensibleabouttheabruptswitchesbetweentheseriesoffaithfulreproductionsfromTaccolaandthepresentationofamultitudeofinnovativeprojects.Forthesearenot
only“new”machinesbutdevicesoffarmoreadvancedmechanicaldesignthanTaccola’s….hisdevicesfeaturecomplexgearmechanismswhosecarefulandhighlyvariedarrangementsarecalculatedtotransmittoanylevelandatanydesiredvelocitythemotionproducedbyanysource.AsweknowofnoprecedentsthatcouldhaveinspiredFrancesco,weare
ledtoassumethattheyarehisoriginalcontribution.13
Galluzzithenaddsthisnote:“Scaglia,whodescribestheseprojectsasa‘machinecomplex’or‘gearpumpandmillcomplexes’doubtstheycanbeattributedtoFrancesco.InherviewFrancescoprobablycompiledmanyofthesedesigns,alreadydevelopedbythelate1460’s‘inworkshopbooklets
preparedbycarpentersandmillwrights.’”14
GalluzziisclearlypuzzledbyFrancesco’simprovementsonTaccola,which,knowingofnoprecedents,heattributestoFrancesco’sgenius.Butweretherenoprecedents?Scagliabelieveshecompiledhisdesignsfromworkshopbooklets.Whatworkshopbookletswereavailable?
MyfirstthoughtwasRomanorGreekbooklets.TheRenaissance,afterall,issaidtohavebeenarebirthofRomanandGreekideas.LeonardowassaidtohavesleptwithallninevolumesofVitruvius’sDearchitetturaunderhispillow.TaccoladescribedhimselfastheArchimedesofSiena.
OurresearchteamspentweeksintheBritishLibrary
investigatingwhetherTaccolaandFrancescocouldhavecopiedtheirarrayofmachinesandinventionsfromGreeksandRomans.Vitruviuswasquicklyruledout—heshowednodrawingsofmachines.OurteamnextsearchedArchimedes,Vegetius,Dinocrates,Ctesibus,Hero,Athanaeus,andApollodorusofDamascusbutdrewablank.Scaglia,too,foundfew
classicalsourcesforTaccola’swork.“HedoesnotseemtohavehaddirectaccesstothewritingsofArchimedes,Hero,Euclid,VitruviusandTheMechanicalProblems,”sheconcludes.
AnumberofTaccola’sdrawingsanddiGiorgio’scopieswereofgunpowderweapons,which,ofcourse,wereunknowntoGreeceand
Rome.ThissuggestedaChinesesource.Iftherewassuchasource,couldwefinditinordertocompareitwithTaccolaanddiGiorgio?Thiswasournextlineofinquiry.Ittookmonths.
IfsuchaChinesebookhadexistedinFlorenceinTaccola’stime,itmusthavebeenaprintedcopy—itwouldhavebeeninconceivableforZhengHe’s
fleetstohavecartedtheoriginalbookofdrawingsaroundtheoceans.LiketheastronomicalcalendarandephemeristablesgiventoToscanelliandthepope,itseemedlikelythatthedrawingsofmachineswouldalsobeprinted.
WelookedforprintedbooksofmachineswidelyavailableinChinaatthetimeofZhengHe’svoyages.TheBritish
Library’selectronicdatabasehasanumberofarticlesonMingprinting.TheHarvardJournalofAsiaticStudiesprovidesagoodsummary:15
Comingdownthecenturieswehavedefinitiveproofofthemanufactureandapplicationofwoodentypeearlyinthefourteenthcentury,asrecordedbyWangChen,amagistrateofChing-teinAnhwei,from1285to
1301.Atthisplace,Wangwaswritingwhatwastobehisgreatwork,theNung-shuorWritingsonAgriculture,anearlyandverythoroughmanualontheartsofhusbandry.Becauseofthelargenumberofcharacterstobeemployed,Wangconceivedtheideaofusingmovabletypeinsteadoftheordinaryblocks,therebyreducinglaborandexpense.InhisexperimentsWang
mademorethan60,000separatetypes,thecuttingofwhichentailednolessthantwoyears….
Inordertorecordforposterityhisexperimentsinthemanufactureofwoodenmovabletype,heincludedadetailedaccountoftheminhisblock-printedition,theprefaceofwhichwasdated1313.
AlthoughperhapsnotindaVinci’shand,thisdrawingofaprintingpressappearsinhis
notebooks.
TheSourceofTaccolaandFrancesco’sInventions:theNungShu16
Soin1313,theworldsawitsfirstmass-producedbook:theNungShu.(Needhamimpliesitbecameabestseller.)
AlthoughMao’sRedGuardsmadebonfiresoftheseNungShubooks,
GrahamHuttoftheBritishLibrarykindlyhelpedusfindcopies.WithmountinganticipationIputaweekendasidetostudyacopyoftheNungShuandanydrawingsitmightcontain.
Openingthebookwasoneofthemostthrillingmomentsinmyseventeenyearsofresearch.Thefirstdrawingwasoftwohorsespullingamilltogrindcorn,justas
Taccola17anddiGiorgio18haddepicted.WithfeverishexcitementIturnedthepages—itwasobviousthatwehadfoundthesourcefortheirmachines.
NeedhamorganizesthemachinesillustratedintheNungShuundervariousrubrics:
TheNungShu,ontheotherhand,showsusnolessthan
265diagramsandillustrationsofagriculturalimplementsandmachines….HisNungShuisthegreatest,thoughnotthelargest,ofallworksonagricultureandagriculturalengineeringinChina,holdingauniquepositiononaccountofitsdate[1313].
Andhenceitsfreedomfromoccidentalinfluences.”19
AsfarasIcansee,every
variationofshafts,wheels,andcranks“invented”anddrawnbyTaccolaandFrancescoisillustratedintheNungShu.Thisisepitomizedinthehorizontalwater-poweredturbineusedintheblastfurnace.20Thiscomplexandsophisticatedmachinehasahorizontalwater-drivewheeltowhichisattachedadrivebelt.Thedrivebeltpowersasubsidiaryshaft
attachedbyapulleytoaneccentriccranklinkedbyacrankjointandpushes(throughrockingrollersandapistonrod)afanbellows,whichpumpsairintothefurnace.AsNeedhamsays:“Wehavehereaconversionofrotarytolongitudinalreciprocatingmotioninaheavydutymachinebytheclassicalmethodlatercharacteristicofthesteamengine,transmissionofpower
takingplace,howeverinthereversedirection.Thusthegreathistoricalsignificanceofthismechanismliesinitsmorphologicalpaternityofsteampower.”
AsfarasIcandetermine,everytypeofpoweredtransmissiondescribedbyTaccolaanddiGiorgioisshownintheNungShu.Thereareseveralexamplesshownonthe1434website.
IndiGiorgio’scolumnhoist21theenmeshinggearwheels,right-anglegearing,pinwheel,andpindrumareemployed.
Inhisillustrationofcartswithsteeringgear22(Codicetto)heshowsacrankarmfittedwithconnectingrods,andenmeshinggearwheelstransformhorizontaltoverticalpower.
AChinesebucketpump.
SomanyofTaccola’sideas,includingthebucketpump
andwaterwheel,areuncannilysimilartotheNung
Shuillustrations.
Taccola’sdrawingsofreversiblehoists23(Deingeneis)showflatteethwithenmeshinggearwheelstransferringhorizontaltoverticalpower,togetherwithadifferentialwindlassandcounterweight.Taccolashowsthesame.
The“verticalwaterwheelwithvanes”24illustrates
verticalpowerbeingtransferredtohorizontalbyenmeshinggearwheels,cranksandconnectingrods,camandcamfollowers,andright-anglegears.
DiGiorgio’schainpumpactivatedbyanimal-poweredhorizontalwheel25hasscoopwheelsonspokes,eccentriclugs,bucketpumps,andcontinuousdrivebelts.
ThatdiGiorgioplagiarizedbothTaccolaandtheNungShuis,inmyopinion,supportedbythefollowingpassagefromGalluzzi:
AChineseanimal-poweredchainpump.
Taccola’sillustrationofananimal-poweredchainpumpisstrikinglysimilartothe
Chineseversion.
Beastsofburdenmademuchbetterworkersthanhumans
forsomejobs!
Santini’sdesignmimicsandthendevelopstheprocess
somewhat.
Theverticalwaterwheelisshowntohavemany
applicationsintheNungShu.
AsimilarverticalwaterwheelisfoundinTaccola’streatise
onmachines.
ThefourbasiccategoriesofFrancesco’smachinesexhibitsomeinterestingnewfeatures.Firsttheinclusionofwrittencommentariesenhancesthegraphicrepresentationsofthedeviceswithlexicalinformationofmajorinterest,dataonmaterialsanddimensions,specialconstructionhints,andspecificapplications[theNungShucontainswrittencommentaries]….Insome
drawingsofmillsheintroducesquantitativeanalysisontherelationshipsbetweenteeth,wheel,andpiniondiameters.
Theauthorwasclearlyintent,however,ondefiningcriteriatoorganisehismaterial—aconcernvirtuallyabsentnotonlyfromTaccola’sworkandFrancesco’searlywritingsbutalsofromallpriorbooks
aboutmachines[theNungShuisorganizedbycriteria]….
Thesectiononmillswasmostheavilyexpandedreaching58separateitems….ThechapteronpumpswassimilarlyexpandedintheTrattatoI,whichdiscussesavastrangeofthiskindofdevice.Converselythesectiononcartsand“pullingandliftingdevices”was
reduced….Inparticularthenumberofmachinesforliftingandmovingcolumnsandobeliskswasdrasticallycut.Thetendencytonarrowthediscussiontobasicexamplesofeachmachinetypegatheredconsiderablemomentuminthesocalledseconddraftofthework(TrattatoII)….Onlytenillustrationsofmillssurvived,butnowtheywerestrictlyarrangedbyenergysource:
overshotbucketwaterwheel,horizontalpaddle(aritrecine)wheel,horizontalaxiswindmill,crankshaft(afrucatoio)millwithaflywheelbearingmetalspheres,human-poweredandanimalpoweredmills(threedesignswithdifferenttransmissionsystems)andlastlythehorse-poweredtreadwheel(twodesigns;oneinwhichtheanimalmovesthewheelfromtheinside,the
otherinwhichtheanimalappliespressureontheouterrim).[AllthesemillsillustratedbyFrancescoappearintheNungShu.]26
Galluzzicontinues:
ThesuccessivedraftsoftheTrattatothereforecharttheevolutionofFrancesco’stechnologicalmethodfromapotentiallyinfiniteseriesofexamplatothedefinitionofa
limitednumberof“types.”Eachoftheseembodiedthebasicprinciplesofaspecifictechnicalsystemwhichcouldthenvaryadinfinitumtosuitthecraftsman’sneeds.[AsdiGiorgiohimselfconfirmsinTrattatoII:]“andwiththeseweconcludethesectiononinstrumentsforpullingweightsinconstructionwork,sincefromtheseonecaneasilyderivetheothers.”27
AChinesechainpumpfromtheNungShu.
DiGiorgio’schainpumpisacopyofTaccola’sandalmost
identicaltotheChinese
illustration.
InmyopiniondiGiorgiostartedwiththeanimal-poweredmachinesshownintheNungShu,whichhecopied.HethencopiedfromNungShuthebasicChinesewater-poweredmachinesusinghorizontalandverticalwaterwheels.NextheadaptedthehorizontalandverticalwaterwheelsoftheNungShutopowerawholerangeof
millsandpumps—justasGalluzzidescribes.
HedidthisbyusingthebasicprinciplesshownintheNungShu,thatis,convertingwaterpowerfromhorizontaltoverticalthroughenmeshinggearwheels.Francescochangedpowerratiosthroughdifferentsizesofgearwheelsandalsochangeddirectionthroughcamshaftsandrockerbearingssoasto
deviseanarrayofwater-andanimal-poweredsawmillsandallmannerofpumpingsystems.28
GalluzzisuccessfullysummarizesFrancesco’sadaptations;Francescohimselfsays,“Fromthesewecaneasilyderivetheothers.”
LeonardodaVinciDevelopsFrancescodiGiorgio’sMachines
InTheArtofInventionGalluzzireevaluatesLeonardo’splaceinlightoftheearlierworkofTaccolaanddiGiorgio:
“Leonardoceasestobeavisionaryprophetinthedesert.Ratherheappearsasthemanwhomosteloquentlyexpressed—bothwithwordsandaboveallimages—theutopianvisionaboutthepracticalpotentialof
technologythatwereenthusiasticallysharedbymany‘artistengineers’ofthefifteenthcentury.”29
Leonardonolongerappearsastheiconic,singulargenius.Instead,asGalluzziwrites,he“emergesastheculmination,asthemostmatureandoriginalproductofacollectivedevelopmentlastingseveraldecadestowhichmanyhighlytalented
figuresmadesizablecontributions.”30
IbelieveLeonardo’smachinesweresuperblyillustratedcopiesandimprovementsofdiGiorgio’s.Hebroughthisbrilliantandincisivemindtopenetratetheessentialsofthesemachines,whichheregardednotasmagiccreationsdepositedfromheavenbutasassemblagesof
parts.AccordingtoGalluzzi,hewasabletoperceivethataninfinitevarietyofmachinescouldbederivedfromafinitenumberofmechanisms,whichhedefinesas“elementsofmachines.”AsGalluzziwrites,hisvisionoftheanatomyofmachinesandmanwasenshrinedinaseriesofmasterlydrawingsthatmarkthebirthofmodernscientificillustration.
BycomparingLeonardo’sdrawingswiththeNungShu,wehaveverifiedthateachelementofamachinesuperblyillustratedbyLeonardohadpreviouslybeenillustratedbytheChineseinamuchsimplermanual.
Insummary,Leonardo’sbodyofworkrestedonavastfoundationofworkpreviouslydonebyothers.
Hismechanicaldrawingsofflourandrollermills,watermillsandsawmills,piledrivers,weight-transportingmachines,allkindsofwindersandcranes,mechanizedcars,pumps,water-liftingdevices,anddredgersweredevelopmentsandimprovementsuponFrancescodiGiorgio’sTrattatodiarchitetturacivileemilitare.Leonardo’srulesforperspectiveforpainting
andsculpturewerederivedfromAlberti’sDepicturaandDestatua.HisparachutewasbasedondiGiorgio’s.HishelicopterwasmodeledonaChinesetoyimportedtoItalycirca1440anddrawnbyTaccola.31Hisworkoncanals,locks,aqueducts,andfountainsoriginatedfromhismeetinginPaviawithdiGiorgioin1490(discussedinmoredetailinchapter18).
HiscartographyevolvedfromAlberti’sDescriptiourbisRomae.HismilitarymachineswerecopiesofTaccola’sanddiGiorgio’s—butbrilliantlydrawn.
Leonardo’sthree-dimensionalillustrationsofthecomponentsofmanandmachinesareauniqueandbrilliantcontributiontocivilization—asarehissublimesculpturesand
paintings.Inmyeyes,heremainsthegreatestgeniuswhoeverlived.However,itistimetorecognizetheChinesecontributionstohiswork.Withoutthesecontributions,thehistoryoftheRenaissancewouldhavebeenverydifferent,andLeonardoalmostcertainlywouldnothavedevelopedthefullrangeofhistalents.
17
SILKANDRICE
BythetimetheNungShuwaspublishedin1313,theChinesehadbeenspinningyarnsforathousandyears,usingallsortsofmaterials.Silkwasthefinestandmost
valuable;scrapingsofhidesweretheheaviestandcheapest.Needhamproducesdiagramsofanarrayofhand-poweredandwater-poweredspinningmachineswithsingleandmultiplelooms.1
ChinahadbeenexportingsilktoItalyforamillenniumbythetimeTaccolaandFrancesodiGiorgioappeared.In115B.C.,MithridatesIIofPersiamade
acommercialtreatywiththeHanemperorWuTi.Inthenextcentury,JuliusCaesarpossessedsilkcurtains.2BythereignofAugustus,wealthypeoplewereburiedinChinesesilk.3
Inreturnforfinesilk,Chinesemerchantssoughtgold,silver,coral,andglass.Chineseregardedhigh-qualityglasswareasagreatluxuryandwerepreparedto
payaccordingly.DuringtheTangdynasty,monkssmuggledsilkwormsfromChinatotheWest.Picturesofquillingmachines,whichwindsilkthreadontobobbins,canbeseeninthestained-glasswindowsoftheChartrescathedral,datingbetween1240and1245.AclearillustrationoftheChinesemodelisshowninTheGeniusofChina.4
BythetimeZhengHe’sfleetvisitedin1434,Europeanshadsilkwormsandknewhowtowindsilkthreadandtomakesilkcloth,butinsmallquantities.TheillustrationsanddescriptionsintheNungShushowedhowthewholeChineseprocess—productionofsilkthread,thedyeingandweavingoffinesilkcloth,windingthesilkthreadsontobobbins—couldbecoupledwithwaterpower
toexpandproductionenormously.
InventionssuchasChinesewater-poweredthreshersandmillsfacilitatedthemass
productionofsilkandrice.
Figurestellthestory:In1418,Venetianmerchantspaidtaxonamerethreehundredpoundsofsilk.In1441,theFlorentinegovernmentpassedalawrequiringfarmerstoplantbetween5and50mulberrytreesperhectare,dependingontheyieldfromtheirfarms.5Tensofthousandsofmulberrytreeswereplanted
innorthernItalybetween1465and1474.Thisperiodcoincidedwith(orwasoneofthereasonsfor)areversalofVenetianforeignpolicy.AfterthedeathofDogeMocenigoin1424,VeniceunderFrancescoFoscaridecidedtobecomealandpowerinnorthernItaly.Verona,Vicenza,andthePowetlandscameintothePaxVeneticaandthenorthernPoareawasplantedwith
thousandsuponthousandsofmulberrytreesaswellasrice(describedinchapter18).
ThedailychoresofaChinesehousewife.
ThefirstItalianhydraulicsilkmill,inVerona,isdescribedin1456.ItisaChinesemachine.JohnHobsoninTheEasternOriginsofWesternCivilisationsummarizesthespreadofItaliansilk-weavingmachinestonorthernEurope:“Theinventionofthesilkfilatures(reelingmachines)hadbeenmadeinChinain1090.TheChinesemachinescomprisedatreadleoperated
silk-reelingframewitharampingboardandarollersystem.TheItalianmodelresembledtheChineserightdowntothesmallestdetailsuchastheleverjoinedtothecrank.AndsignificantlytheItalianmachinesmoreorlessreplicatedtheChineserightdowntotheeighteenthcentury.”6AsHobsonpointsout,thegreatBritishmillssetupbyJohnLombewere
copiesof“Chinese”-designedsilkmillsinItaly.Lombe’smachinesbecametheblueprintfortheBritishcottonindustry,whoseproductslaterswampedtheworld.
ThecombinationofabundantmulberryleavesandmechanicalreelingandweavingmachinesledtosoaringsilkproductioninFlorenceandVenice.The
ItalianmulberrywasmuchmoreprolificthantheChinese.Florencemanufacturingswitchedfromwooltosilk.SericulturespreadfromTuscanyfirsttothePoValleyandthentothe“terrafirma”northofVenice.Albertiwrotetherewere“somanymulberrytreestofeedthewormsfromwhichthesilkisobtainedthatitisamarvellousthing.”Estimatedproductionofrawsilkinthe
Veronadistrictrosefrom20,000lightpoundsin1530to150,000in1608.Vicenzaproduced60,000lightpoundsin1504anddoublethatamountby1608.AsprintinggotunderwayinVenice,publicationsinclearandsimplelanguageexplainedhowbesttotendmulberrytreesandfeedandcareforsilkworms.TitlessuchasIlvermicelladallaseta(Thelittlesilkworm)were
remarkablysimilartofourteenth-centuryChinesebooksonsericulture.
Thedevelopmentofsericultureledtomoreandbetterspinningmachines.Inthe1450s,Vicenzahadeightshopsofspinners.Thenumberrosetotenin1507,thirty-threein1543,andoveronehundredby1596.SilkproductioninVeronaunderwentasimilar
expansion,risingfromeightsilkspinnersinthe1420stotwelvein1456,whenVerona’sfirsthydraulicmill,ontheAdige,wascommissioned(Mola,237).Afterthat,theindustryexploded;therewerefiftyspinners’shopsin1543,seventyin1549,andeighty-eightin1559.
Therawsilkandsilkthreadproducedintheterrafirma
encouragedanewbreedofentrepreneurstobuysilk.ManywerefinancedbytheMedicis.TheVenetiangovernmenttookacloseinterestinregulatingthesilkindustryinitsterritory,issuingpatents,whichincreasedafterthe1440s.In1474,Venicepublishedagenerallawofpatents:
Thedecisionhasbeenmadethat,bytheauthorityofthis
council,anypersoninthiscitywhomakesanynewandingeniouscontrivance,notmadeherebeforeinourdomains,shall,assoonasitisperfectedsothatitcanbeusedandexercised,givenoticeofthesametotheofficeofourProvveditoridiCommune,itbeingforbiddenuptotenyearsforanyotherpersoninanyterritoryandplaceorourstomakeacontrivancewithoutthe
contentandlicenseoftheauthor….Butourgovernmentwillbefree,atitscompletediscretion,totakeanduseforitsneedsanyofthesaidcontrivancesandinstruments,withthiscondition,however,thatnooneotherthantheinventorsshalloperatethem.7
Bythesemeans,firstVeniceandFlorence,thenthewholeofItalycametodominatethe
raw-silkmarketofEurope—muchaseasternAsiadominatestheglobalmarkettoday.
Rice
Florence’ssilk-basedeconomicboomrequiredmoreworkers,andmoreworkersrequiredmorefood.AsBraudelhaspointedout,theyieldfromricefieldsissomeseveraltimesthatof
wheat.8
RicehadbeenknownintheMediterraneanworldsincetheRomanera,butitwasusedonlyformedicinalpurposes.ThefirstknownreferencetoricebeinggrowninnorthernItalyisaletterofSeptember27,1475,fromtherulerofMilan,GaleazzoSforza,tothedukeofFerraraconcerningtwelvesacksofAsian(OryzaSativa)rice
growninthePoValley.
RiceisthebasicfoodofsouthernChina.TheNungShuincludedmuchadvicefromWangChenaboutwetricecultivation,includinghowtohusbandandcontrolwatersuppliesfromthegreatriversthatcarrymeltedsnowfromtheMongolianplateaueastwardtothesea.
Cultivatorsofricebuild
surfacetanksandreservoirstostorewater,anddykesandsluicestostopitsflow(whennecessary)….Thelandisdividedintosmallpatches,andafterploughingandharrowing,waterisletintothefieldsandtheseedssown.Whentheplantsgrowfiveorsixinchestall,theyareplantedout.Allfarmerssouthoftheriver[Yangtze]nowusethismethod.Whentheplantsattainaheightofseven
oreightinches,thegroundishoed,andafterhoeingthewaterisletgofromthefields,soastodrythem.Thenwhentheplantsbegintoflowerandseed,waterisagainletin.
Chineseirrigationdesign.
TheNungShuillustratesallmanneroftechniquesforthevitaltaskofregulatingwater
supplytothericefields—manytypesofbucketandchainpumps,locksandsluices,damsandconduitchannels.Buckets,pallets,andchainpumpsareatheme,9asarebamboo“waterpalisades,”whichactedasweirs.
Asdescribedinthepreviouschapter,TaccolaandFrancescodiGiorgiodrewanarrayofpumpsaswellas
damsandsluicegates.10ThechainpumpsfirstshowninthedrawingsofTaccolaarestillinusetodayinnortheasternItaly,wherethelocalpeoplecallthem“Tartar”pumps.SinceTaccolaandFrancesco’sdrawingsofchainandbucketpumpswereshowninchapter16,inthischapteronlypistonpumpswillbedescribed.
SheldonShapiroinhis
article“TheOriginoftheSuctionPump”notes:
Notuntiltheearlyfifteenthcenturydoesthefirstevidenceofthevalvedpistonappear.Itturnsupinadrawing(Fig.4)bytheSienneseengineer,MarianoJacopoTaccola[inMunichMs.1435]whosestillunpublishednotebooksareofthegreatestimportanceforthehistoryoftechnology.In
thisdrawingdatingfromabout1433,thevalveinthepistonisclear.Therefore,althoughatextandotherdetailsarelackingthisdrawingrepresentsthefirstsuctionpumponrecord;itisunintelligibleinanyotherterms.
Thefirstdetaileddrawingsofsuctionpumpsdatefromtheperiod1475–1480;FrancescodiGiorgioMartini
inthelastbookofhisTrattatodiArchitetturawrittenabout1475showsseveralsuctionpumps.Inthemostmechanicallyperfectpumpthedistancefromthesumptothechamberseemsonlyafootortwo,insteadofthe32feetpossible,thusshowinganimperfectunderstandingofthenatureofthisnewtypeofpump.11
AChinesechainpumpusedforirrigationpurposes.
ClearlyFrancesodidnotknowhowitworked;hemusthavecopiedadrawing.
AsNeedhampointsout,suctionpumpsinChinaarefirstdescribedintheWuChingTsungYao(Collectionofthemostimportantmilitarytechniques,publishedin1044).HereNeedham
describestheprocess:
Forsyringes(chithung)oneuseslongpiecesof(hollow)bamboo;openingaholeinthebottom(septum)andwrappingsilkflossroundapiston-rod(shuikan)inside(toformthepiston).Thenfromtheholewatermaybeshotforth….Inthe11thcentury…themilitaryencyclopaediajustmentionedgivesuselsewhereavery
remarkableaccountofaflamethrowerfornaphthawhichconstitutedaliquidpistonpumpofingeniousdesign.12
DiGiorgio’spistonpumpisshowninthecopyofhisTrattatodiarchitetturaownedbyLeonardodaVinci,whichisnowintheLaurenzianLibraryinFlorence.LeonardoimprovedupondiGiorgio’sdrawings.
Inmanyways,thePoresemblesasmallerversionoftheYangtze.Bothriverscarrymeltingsnowsfromthemountainseastwardtothesea.Bothsufferfromflashfloodsandarecontrolledbyanetworkofcanals,locks,sluices,anddams.Thewatersofbothareusedtoformextensivericefields.TheexactdatewhenthePowasfirstutilizedforriceisnotknown.Clearlyitpredated
the1475letter,butbyhowmuch?Isuggestitwasafter1435,whenTaccola’sfirstdrawingsofpumpsappear,andprobablyafter1438,whenhisdrawingsoflockandsluicegatesfirstappear.
ThecombinationofboomingsilkproductioninFlorenceandVeniceandadequatefoodforthesilkworkersenabled“anextraordinaryincreaseinsilk
production”between1441and1461.13Bythe1480ssilkhadbecome“themainsourceofemployment”forFlorentineworkers.TheriseinsilkproductionwasmirroredbytheriseintheMedicifamily’swealth,whichwaslargelyaproductoffinancingtheexportoffinesilkcloth.FlorencehadacquiredtheportofPisain1405andLeghornin1421
andcouldthereafterexportherclothstonorthernEurope.
TheFlorentineRenaissancewasfueledbywealth,especiallythatoftheMedicis.ThefamilywasinexilewhenPopeEugeniusIVmovedthepontificatefromRometoFlorencein1434,intercededwiththeopponentsoftheMedicis,andenabledthefamilytoreturntoFlorence.TheMedicisonceagain
becamepapalbankersandsooncontrolledFlorence.AsthefuturePopePiusIIsaid,“Politicalquestionsaresettledathis[Cosimo’s]house.Themanhechoosesholdsoffice….Heitiswhodecidespeaceandwarandcontrolsthelaws….heiskingineverythingbutname.”14
ChristopherHibbert,inTheHouseofMedici;ItsRiseand
Fall,writesofCosimode’Medici:“ForeignrulerswereadvisedtocommunicatewithhimpersonallyandnottowastetheirtimebyapproachinganyoneelseinFlorencewhenanyimportantdecisionwasrequired.AstheFlorentinehistorian,FrancescoGuicciardini,observed,‘Hehadareputationsuchasprobablynoprivatecitizenhaseverenjoyedfromthefallof
Rometoourownday.’”15
CosimowasattheheartofwesternChristendom.WhenpopesvisitedFlorence,theystayedinMedicipalaces,enjoyedMedicihospitality,acceptedMediciloans,and,inreturn,grantedhighlyvaluableconcessions.Forexample,in1460hugedepositsofalum,anessentialingredientinfullingcloth,werefoundnear
CivitavecchiainthePapalStates.In1466theMedicissignedanagreementwiththepapacygivingthemandtheirpartnersthesolerighttominealumandsellitabroad.
Hibbertwrote,“theFrenchhistorian,PhilippedeCommines,describedthebank…asthegreatestcommercialhousethathadeverbeenanywhere.‘TheMedicinamegavetheir
servantsandagentssomuchcredit,’Commineswrote,‘thatwhatIhaveseeninFlandersandEnglandalmostpassesbelief.’”16
Bythe1450s,Florencehadsilkandfood.TheMedicishadderivedunprecedentedrichesfromthesilktradeandhadusedtheirwealthtofundastronomers,mathematicians,engineers,sculptors,artists,explorers,cartographers,
historians,librarians,archaeologists,andgeographers.TheRenaissancewasinfullflood—thanksinparttoChineseinventionsandplants—useofmachinespoweredbywindandwater,Chineserice,mulberrytrees,andsilkworms.
18
GRANDCANALS:CHINAANDLOMBARDY
OnNewYear’sDay1991,itwassavagelycoldinBeijing.MarcellaandIhadspentthe
nightwatchingsensuousTangdynastydancersintheirshimmeringpeacock-bluedresses—amemorabledisplay.Ihadabadheadache,forobviousreasons,andfoundthecoldthatfrozemynostrilsapleasantsensation.Inthosedaystherewerefewcars;Beijingstreetswereatangledmassofbicycles,theirridersswathedinbaggybluejacketsandheadscarvesangledagainstthebiting
wind.Thetrees—stubbypinesforthemostpart—stoopedbeforethewindandglintedwithicecrystals.WedrovetothesouthwestofBeijingtoboardahugemilitaryaircraftthatwouldtakeusdowntoXian.
Bythetimewetookoff,thesunwasrisingintheeast,sparklingonthefrozenGrandCanal.Weflewsouthoverthesilverpencilofthecanal
onourwaydowntotheYellowRiver,thenturnedtothesouthwestabovetherivertoXian.
WhataprodigiousundertakingthisGrandCanalwas—dug,accordingtopopularfable,“byamillionpeoplewithteaspoons.”Thatisprobablyaseriousunderestimate:theworkforceislikelytohavebeennearerfivemillion.LiketheGreat
Wall,theGrandCanalistheresultoftheobsessionofmanyemperorsoverthousandsofyears.Theyduginsections,graduallyextending,deepening,andwideningthecanalsothatitnowlinksthericelandsofthesouthwithBeijingviatheYangtze,HuangHe,andYellowRivers.
Thecanalwasstartednearly2,500yearsagoandgreatly
extendedduringtheSuidynasty(A.D.581–618),1whenEmperorYangenslavedhispeopletolinkhisnewcapitalofLuoyangtoXian(inthosedayscalledChangan).2Overtwodecades,heextendedthecanaldowntoHangzhou,enablingYangtzejunkstotravelupthecanaltoportsalongtheYellowRiver.Thecanalcrossedmajorrivers,
travelingfromtheTibetanhighlandstothesea.
BytheTangdynasty(A.D.618–907),100,000tonsofgrainweretransportednorthwardeachyear.KublaiKhanextendedthecanaltoBeijinginthenorthandbuiltanumberoflocks—therearemorethanthirtytoday—risingto130feetabovesealevel.3MarcoPolowasmuchimpressedbytheflatcanal
bargesbeingtowedbyhorses:“Thismagnificentworkisdeservingofadmirationandnotsomuchfromthemannerinwhichitisconductedthroughthecountry,oritsvastextent,asfromitsutilityandthebenefititproducestothosecitieswhichlieonitscourse.”4
Crossingsomanyrivers,particularlytheYellow,entailedmajorengineering
challenges.ThewaterlevelvariedenormouslydependingonthetimeofyearandtheamountofsnowthathadmeltedinthemountainsofTibetandwascarrieddowntheriverstothesea.OtherdifficultiesarosewiththeneedtocarryshipsuphillastheynearedBeijing.InTheGeniusofChina,RobertTempleoutlinestheproblemandtheresponse:5
ThecanalpoundlockwasinventedinChinain984A.D.TheinventorwasCh’iaoWei-Yo,whoin983wasappointedAssistantCommissionerofTransportforHuainan.Theimpetusforhisinventionwasconcernovertheenormousamountsofgrainwhichwerebeingstolenduringcanaltransportatthattime.GrainwasthenormaltaxpaymentthroughoutChina’shistory.
MovementofthegraintocentralrepositoriesandwarehouseswasthelifebloodoftheEmpire,andanysubstantialinterruptionofthisprocesswasaveryserioussocialandpoliticalproblem.
Until984,boatscouldonlymovebetweenlowerandhigherwaterlevelsincanalsoverdoubleslipways.Chineseboatshadnokeelsandwerenearlyflat-
bottomed.AformofportagehadbeendevelopedinChina,therefore,wherebyspillwaysoriginallydesignedtoregulatewaterflowwereelongatedingentlerampsbothfrontandback,leadingintothewater.Aboatwouldcomealongandbeattachedtoropesturnedbyox-poweredcapstans.Withintwoorthreeminutes,theboatwouldbehauleduparamptothehigherlevelandfora
momentwouldbalanceprecariouslyintheair.Thenitwouldshootforwardlikeanarrowoutofabowandscudalongthecanaltoalevelseveralfeethigherthanithadstarted.Passengersandcrewhadtolashthemselvestightlytotheboattoavoidbeinghurledintotheairandinjured.Thegreatdisadvantageofthisingenioustechniquewasthatboatsoftensplitapartorwere
seriouslydamagedbythewearandtearofbeingdraggedupthestoneramps.Wheneveraboatbrokeuponaramp,thecontentswouldpromptlybestolenbyorganisedgangs—includingcorruptofficials—whowaitedforjustsuchanoccurrence.Sometimesapparentlytheshipswereroughlyhandledonpurpose,orwereartificiallyweakenedorhadevenbeenchosenfortheir
weaknessessothatan“accident”ofthiskindcouldbebroughtaboutintentionally.
Ch’iaoWei-Yodeterminedtowipeoutthispractice.Hethereforeinventedthepoundlocksothatdoubleslipwayswouldnotbeneeded.Hereishowtheofficialhistoryofthetimerelatesthestory:“Ch’iaoWei-Yothereforefirstorderedtheconstructionof
twogatesatthethirddamalongthewestriver(nearHuai-Yin).Thedistancebetweenthetwogateswasrathermorethanfiftypaces[250feet],andthewholespacewascoveredoverwithagreatrooflikeashed.Thegateswerehanginggates:whentheywereclosedthewateraccumulatedlikeatideuntiltherequiredlevelwasreached,andthenwhenthetimecameitwasallowedto
flowout.Healsobuiltahorizontalbridgebetweenthebanksandaddeddykesofearthwithstonerevetmentstoprotecttheirfoundations.Afterthiswasdonetoallthedoubleslipwaysthepreviouscorruptionwascompletelyeliminated,andthepassageoftheboatswentonwithouttheslightestimpediment.”
Poundlocksmadetruesummitcanalspossible.
Waterlevelscoulddifferbyfouroffivefeetateachlockwithoutanyproblemsatall.Overastretchofterritory,therefore,acanalcouldrisemorethanonehundredfeetabovesealevel,aswasthecasewiththeGrandCanal,forinstance(rising138feetabovesealevel).Thismadepossibleavastextensionofthecanalnetworkandfreedhydraulicengineersfrommanyawkwardtopographical
restrictions.
Thepoundlocksalsoconservedwater,asShenKuarelatesinDreamPoolEssaysof1086:6
Itwasfoundthattheworkoffivehundredlabourerswassavedeachyear,andmiscellaneousexpenditureamountingtoonemilliontwohundredandfiftythousandcashaswell.Withtheold
methodofhaulingtheboatsover,burdensofnotmorethantwenty-onetonsofricepervesselcouldbetransported,butafterthedoublegateswerecompleted,boatscarryingtwenty-eighttonswerebroughtintouse,andlateronthecargoweightsincreasedmoreandmore.Nowadays[circa1086]governmentboatscarryuptoforty-ninetonsandprivateboatsasmuchaseight
hundredbagsweighingonehundredandthirteentons.
Notsurprisingly,theNungShu,theChineseagriculturaltreatisepublishedin1313,illustratedChineselockandsluicegates,whichwereessentialtoirrigatingricefieldsandcontrollingthewaterlevelsincanals.Needhamstates:
Thereisnodoubtthat
throughoutChinesehistorythemosttypicalformofsluiceandlockgatewaswhatiscalledthestop-loggate…twoverticalgroovesfashionedinwoodorstonefaceeachotheracrossthewaterway,andinthemslideaseriesoflogsorbaulksletdownorwithdrawnasdesiredbyropesattachedtoeachend.Windlassesorpulleysinwoodorstonemountingslikecranesoneachbankhelpedto
fitorremovethegateplanks.Thissystemwassometimesimprovedbyfasteningallbaulkstogethertoformacontinuoussurfaceandthenraisingorloweringitinthegroovesbymeansofbolts….
TheoldestillustrationofthiskindwehavefoundisintheNungShuCh.18,p4b,thedateofwhich(+1313)deprivesJacopoMarianoTaccolaofthehonourof
havingbeenthefirsttoillustrateadamwithasluicegate.7
SobythetimeZhengHe’sjunksvisitedVenicein1434theChinesehadhundredsofyears’experienceinbuildingcanalsandlocksandoperatingtheminallkindsofconditions—dried-upriversinsummerandtorrentsinspring.
Lombardy
ThegeographyandclimateofLombardy,theregionbetweenthefoothillsoftheAlpsandtheRiverPo,resemblesthatofeasternChina.ThePocarriesmeltedsnowfromthegreatlakes,especiallyLakeMaggiore,firstsouthward,theneastacrosstheflatplaintothePodeltasouthofVenice.Forcenturies,theriverhas
providedameansoftransportinggoods,includingwoodandmarble,fromthemountainstothecitiesoftheplains,andherwatershaveproducedfertileland.
Canalshaveplayedanimportantroleinthedevelopmentofcommerce,agriculture,andindustryinLombardy.TheimpetusforLombardy’sfirstmajorcanalappearstohavebeenthe
captureofMilanbytheHolyRomanEmperorBarbarossain1161.8Milanbuiltsubstantialdefenses,collectingwaterfromlocalstreamstoformwidemoatsaroundthecity.Milanalsoneededasecuresupplyofdrinkingwater,andthebestavailablewastheRiverTicino,whichflowedfromLakeMaggioreintothePosixteenmilesfromMilan.
ThisledtothefirstcanallinkingtheTicinowithMilan—ahugeundertakingforEuropeans.Theworkwascompletedinabout1180,longbeforetheChinesearrivedin1434.
ThelargestcanalofthissystemwascalledtheNaviglioGrande(GrandCanal).Itwassmall,ofvaryingdepth,dependingontheamountofwatercoming
fromthemountains.Ithadnolocksandthereforenavigationwashazardousandseasonal.Allofthiswasrevolutionizedaroundtheyear1450.
Thistime,theimpetuscamefromFrancescoSforza,adeterminedandcleverleaderwhoseizedthethronefromFilippoViscontionhisdeathin1447.SforzacuttheNaviglioGrande,which
promptlydeprivedMilanofitsdrinkingwater.Moreover,themillsalongsidethecanallosttheirpowersupplysotheycouldnolongergrindgrain.MilancapitulatedandFrancescoenteredthecityasconquerorin1450.HewasproclaimedDukeandcreatedthehouseofSforza.
SforzasetaboutprovidingMilanwithcontinuoussuppliesofdrinkingwater,
hydropower,andtheabilitytotransfergoodsandfoodthroughouttheyear.SforzahadinheritedacanalinthewestthatconnectedMilantoLakeMaggiore,butithadnolocksanddependedonthevariableheightofwaterfromthemountains.Itwasuselessfornavigation.Hedecidedtoequipitwithlocksandtransformitintoanall-season,all-weathercanal.
HeplannedtobuildtheBereguardoCanalinthesouth,inordertolinkMilanwithPavia,andinthenorthalinkbetweenMilanandtheRiverAdda,whichflowedoutofLakeComo.ThisgrandschemewouldcreateawaterwayfromLakeMaggioreinthewestallthewaytoLakeComointheeast,whichcouldprovidewaterforMilanandserveasanavigationsystemlinking
theAdriaticwithLombardy.Theproblem,ofcourse,wasthatin1452whentheplanwasconceived,Italianshadnomethodofbuildinglocks.Withoutlocks,canalscouldnotfunction—especiallynottheBereguardoCanal,whichhadafallofeighty-twofeetandspringweatherthatbroughtmeltedsnowinabundancedownfromthemountains.
Therearenoprizesforguessingwhoprovidedthedesignforthelocks:itwasouroldfriends,Taccola,9FrancescodiGiorgio,andLeonBattistaAlberti.Francesco,asdescribedinchapter16,copiedandimproveduponTaccola’swork.Wepresumehe,likeTaccola,hadaccesstoandcopiedfromtheNungShu.Inchapter16wedescribeddi
Giorgio’sTrattatodiArchitettura,notablythecopymarkedCodexLaurenziano,whichwasownedbyLeonardodaVinciandisnowfoundintheLaurenzianLibraryinFlorence.AlsodepositedwiththatdocumentisdiGiorgio’sTrattatodeiPondiLeveeTirari.10OneofthelastdescriptionsintheLaurenzianaCodex,no.361,concernsaseriesoflock
gates:
Ifalongariver….wewishtoconductboats,whenduetolittlewaterandaninclineitmightbeimpossibletonavigate,itisnecessarytodeterminethefall….Letussupposethatthefirstpartoftheriverhasadropofthirtypiede:constructatthatpointahighdoorinthemannerofaportcullis….withwindlassestoraiseit,andinthismanner
layofftheentirelengthoftheriverandallitsfallswithsuchdoors.Aftertheboatenters,andthedoorisclosed,theboatwillsoonrise…andwillbeabletoenterthesecondchamber…andsostepbystepyouwillbeabletotaketheboattowhereveryouwish.Shouldyoudesiretoreturndown,byopeningeachdoor,theboatwiththewaterwillbeledtothenextdoor,andsofromonetotheotherit
willbepossibletoreturntothesea.Allboatsshouldbemadewithflatbottoms,sothattheywillfloatonlittlewater.11
Thisdescriptionisaccompaniedbyapictureshowingalocksystemwithnofewerthanfourlocks.Thedateofthepicture,fromtheHansLeeLaurenzianaCodex,12isabout1450—adatefixedbythedescription
ofthedestructionofcentralRagusa(Dubrovnik).
Sforzaandhisarchitect,BertoladeNovale,nowhadillustrationsofhowtobuildlocks.Atfirsttheyfoundthempuzzling.HereisWilliamParsons’s13description:“Butthedetailsofthelockswerenotunderstoodandthecontractorsrefusedtomove.SoBerenzodePassarowrote
furtherurgentrequeststotheDuketosendBertolawiththenecessaryexplanations.”14
Parsonscontinues:
By1461thecanalwascompletedasisshownbyanotherletterbyLorenzo,inwhichhecomplainsofdefectsinthelocksandasksagainthatBertolabesenttoremedythetroubles.Inthisletterhewritesofthelocks
beingtwobracciadeeperthanthebottomofthecanal[whichmustrefertotheheightoffall].Thedefectsweresaidtobeinthegates:theirhingeswereweakandthegatesthemselvescouldnotwithstandthewaterpressure.15
After1461,lockswerebuiltonthecanalbetweenMilanandtheAddaRiver,whichwaslatercalledthe
Martesana.Bertolawasengagedintheconstructionofatleastfivecanalsofmajornavigableimportance,allrequiringlocks.HeconstructednofewerthaneighteenlocksontheBereguardoCanalandfivemorenearParma.Chinesecanal-andlock-buildingtechniqueshadbeenimportedintoLombardythroughTaccolaFrancescodiGiorgioandtheNungShu.
AnexaminationofthehistoryofcanalsinLombardyalsoillustratesthecloseconnectionbetweenTaccola,FrancescodiGiorgio,LeonBattistaAlberti,andLeonardodaVinci.Alberti,whowasthenotarytoPopeEugeniusIVandwouldhavelikelyattendedthemeetingbetweenEugeniusandtheChineseambassador,alsodesignedlocks.WilliamParsonssaidofAlberti:
Theyear1446sawhimre-establishedinRome,afriendofNicholasV,andstartedonhisengineeringwork—anattempttorecoverthesunkengalleyinLakeNemi[AlbertiusedadrawingvirtuallyidenticaltothatofTaccolaandFrancesco],whichonlylatelyhasbeenaccomplished….Thiswasfollowedbytheworkonwhichhisfamedepends,Dereaedificatoria(written
about1452).Fromseveralreferencestoitbyotherwriters,itiscertainthatthecontentsweremadeavailabletoscholarsthenorsoonafter.Thisfactisimportantbecauseitfixesthedatewhenthecanallockwasfirstdescribed….LeonBatistacontinuedthus:“Also,ifyouwishyoucanmaketwogatescuttingtheriverintwoplaces…thataboatcanlieforitsfulllengthbetweenthe
two:andifthesaidboatdesirestoascendwhenitarrivesattheplace,closethelowerbarrierandopentheupperone,andconversely,whenitisdescending,closetheupperandopenthelowerone.Thusthesaidboatshallhaveenoughwatertofloatiteasilytothemaincanal,becausetheclosingoftheuppergaterestrainsthewaterfrompushingittooviolently,withfearofgrounding.”…
WearesurethatBastista’sAedificatoriawaswrittenabout1452,andthatitscontentswereknowntomanyengineers.16
Inotherwords,bothFrancescoandAlbertihavedescribedthesamelocksystemsthataredescribedintheNungShu.
ItisthereforeincorrecttocreditLeonardodaVinciwith
theinventionoflocks.Asweknow,hishandwritingappearsontheLaurenzianoCodexofFrancesco(asdescribedinchapter16).WealsoknowthatLeonardolearnedmuchaboutwaterwaysfromhismeetinginPaviawithdiGiorgio.ItisfairtosaythatLeonardo’sdrawingsofcanalsarethemostelegantbyfar,butLeonardodidnotinventlocks,despitecenturiesof
creditforthebreakthrough.
Nevertheless,theintroductionoflocks,whichenabledanall-weather,all-seasonsystemofnavigablecanalstobeconstructedinnorthernItaly,wasofimmenseimportancetotheeconomicdevelopmentofLombardy.TheintroductionofChineserice,mulberrytrees,andsilkwasallthemorevaluableoncetherice
couldbecarrieddownriveronthePo.Marble,too,couldbetransportedfromthemountainstothenewcitiesofnorthernItaly.ItalynowpossessedanarrayofChineseinventions—water-poweredmachinessuchasmillsandpumpstogrindcornandspinsilk.After1434,ItalywasonherwaytobecomingEurope’sfirstindustrialnation.
Europe’sFirstIndustrialNation
Thewonderfulrichlegacybasedonriceandsilk,canalsandsteel,isvisibletoday.Duringmostsummersofthepastforty-twoyearsMarcellaandIhavedriventhroughBurgundyacrosstheColdeLarchetoherhomeinthePiedmonttostaywithherfamilyinthefoothillsoftheAlps.Wewoulddrive
eastwardtoVeniceacrossthePoValleythroughmilesuponmilesofgoldenricefieldsirrigatedbythefamouscanalsfedbyalpinesnowmelt.
Wewouldstartourjourneyatdawn,thelanesfullofputteringtractors.Afterfourhours,Mantuawouldappear,aghostlysilhouettesuspendedfromthesky,alightfogsittingonthelakesthatsurroundthetown.
MedievaltownbuildersexploitedtheloopsofthePoandhertributarytheMinciotocreateaseriesoflakesthatformMantua’sdefenses.Cremona,Pavia,Verona,andMilanwerealsobuiltonloopsofthePotributariesthatwoundtheirwayacrossthefieldsofLombardy.Mantua’shistorictowncenteristypicalofthesemedievalcities.ThePiazzaErbeisanensembleofenchantingpastelbuildings.It
leadstotheequallybeautifulMantegnaandSordelloSquares,eachmoreimposingthanthelast,eachsurroundedbysuperbmedievalandRenaissancebuildings.AttheeastsideofSordelloSquarestandstheducalpalaceoftheGonzagas,17theprincelyfamilywhoruledthistownintheMiddleAges.Onegreathallleadstoanother,eachcoveredfromfloortoceiling
withfrescoes,fantasticRenaissancemasterpieces—fablesbyPisanelloandMantegna,portraitsoftheGonzagafamily,tapestriesdepictingthelivesoftheapostles.Themostastonishingimpactcomesfromdifferingstylesbeinglinkedtoformaharmonioussingleensemble.TheGonzagaswereclearlyafamilyofenormouswealthandgreatdiscernment.
InVeronatheScaglieri18rulingfamily,liketheGonzagas,patronizedbrilliantartists.Thiscomesasasurprise,forVerona,Mantua,Milan,Urbino,andFerrarahadadifferentlifestylethanthatofrepublicanFlorenceandVenice.Insteadofawealthymercantileclassengagedininternationaltrade,rulersandaristocracyinthesenortherncitieslived
ontheirwits,oftenactingasmercenariestoVenice.However,theseministateslayontraderoutes.MilanandVeronacontrolledtheapproachtotheprincipalalpinepassesandwereinapositiontogathertaxesandtollsfromoverlandtrafficbetweenVeniceandnorthernEurope.Eachhadalittlearmy.ThemoneytherulerslavishedonRenaissanceartistswasundoubtedlypart
oftheirforeignpolicy—toappearwealthierandmoreimportantthantheyreallyweresoastoimpresstheirpowerfulneighbors,VeniceandFlorence.Todaywearethebeneficiariesofthislargesse.ThesesumptuousItaliancitiesarestuffedwithRenaissancemasterpieces;onecouldspendalifetimeineach.19
ThewealthofmodernItaly
remainsvisibleinthehousesoffarmersandmiddle-classpeople—hugebythestandardsofnorthernEurope,andsuperblyfinished.Peoplewearexpensiveclothes,andthewomenexquisitelyturnedout,presentingtherenownedbellafigura.
Tome,thewealthofnorthernItaly,particularlythatofPiedmont,isepitomizedinthefood.One
enterswhatappearstobeafarmhouse;oftennonamedisclosestherestaurantwithin.Theplaceispacked;therearenomenusandnopricelists—onejustchoosesatableandsitsdown.OurfavoriteistheNonna,inthefoothillsoftheAlpsnearPianFei.AbottleofslightlysparklingdrydeepredwinemadefromNebbiolograpesisbrought,togetherwithaplateofParmahamand
salami.Thencomecruditéswithbagnacauda,asauceofgarlic,anchovies,tuna,andoliveoil,followedbypasta.Severalcourses—roastkid,guineafowl,wildboar,sucklingpig,andwildrabbitwithchestnutsfollow.Dessertisfrequentlythelocalraspberriesandthefamouschestnutsboiledwithwhitevinoandmixedwithcream.Oneishandedthebill,usuallyabouttwentyeurosa
headfortwelvecourses.
TomethereisnoplaceonearthwithahigherstandardoflivingthanthePiedmontwithherhugehouses,wonderfulfood,historiccities,good-naturedandcharmingpeople—alifebaseduponnaturalwealthinaregionwhoseadvancedmethodsoffarmingandindustrializationcamesixhundredyearsago.
19
FIREARMSANDSTEEL
ThereissubstantialevidencethatanillustrationofablastfurnaceintheNungShuwascopiedbyTaccolaandAlbertiandbuiltinnorthern
Italy.Asaresult,forthefirsttimeEuropeanshadthecapacitytoproducesufficientquantitiesofhigh-qualityironandsteeltomakereliablemodernfirearms.1
OneofthefirstdescriptionsofanItaliansteel-makingfurnacecomesfromtheFlorentinearchitectAntoniodiPieroAverlino,whowascalled“Filarete.”2FilaretewasborninFlorencearound
1400.HismajorworkwasOspedaleMaggiore,atreatiseonthereorganizationofhospitalsandsanitaryengineering.Fearingthathisreadersmightfindthistomealittletooheavy,heprovidedaseriesofdiversionsforrelief.OnesuchdiversionishisaccountofavisittoahammermillandsmelterinFerriere.3Dr.JohnSpencer4,chairmanoftheAllen
MemorialArtMuseum,assertsthat
thetechniqueofsmeltingironinthefifteenthcenturyasdescribedbyFilaretedoesnotdiffermarkedlyfromthestandardmethodofextractionthatobtainsfromhisowndayuntiltheeighteenthcentury.Inbarestoutlineheinformsusthattheorewasfirstimprovedbyroastingitwithlime,perhapsinanattemptto
reducethehighsulphurcontent,whichhenotesatvariouspointsintheprocess.Theresultingproductwasground,siftedandpreparedforthecharge…clearlayersofcharcoalwerealternatedinthe[smelter]stackwithlayersofore-limemixture.Theairblastnecessaryforefficientreductionwasprovidedbyaningeniousarrangementofbellowsblowingalternativelythroughacommontuyère….
Whenthemoltenpigironhadcooleditwasmeltedagainandcarriedtoafinerywhereitwasshaped.
Filarete’sdescriptionofthesmelterraisesseveralsignificantpointsandposesseveralproblems.HisdescriptionofthehammermillatGrottaFerratarecordsoneoftheearliestinstancesoffiningwhichwasalready,apparently,welldeveloped.
Thebellowsseemtobequiteuniqueandagainaveryearlyexampleofasophisticatedinnovation….5
Theharnessingofwater
powercouldraiseanddropthesetriangulatedtilt
hammerswithgreatforce.
Anillustrationofawater-poweredsmithybellows,forgeandhammermillatGrottaferratanearRome.
ThissmelterwasnottheonlyChinesecontributiontomakingironandsteelinnorthernItalyinthe1450s.TheodoreA.Wertime,authorofTheComingoftheAgeofSteel,exploredthis“orientalinfluence”inhispaper“AsianInfluencesonEuropeanMetallurgy”:
Theingeniouswater-poweredbellowsenabledhigher
temperaturestofacilitateironsmelting.
Taccola’ssimilarwater-poweredbellowsarefoundin
hisCodexLatinus
Monacensis,Munich.
ThereisnoquestionthatFilarete,atrainedobserver,foundhere[atFerriere]anunusualfurnaceassemblage.Butwhatitwasweshallneverpreciselyknow,althoughonesuspectsorientalinfluencefromthetechnologicalcontextofFilarete’simpressions….
Needhamisquiterightin
speakingofthe“clustering”oftechnology,particularlyatsuchmomentsoftechnicalinventionandinterchangeasthetenthtofifteenthcenturiesA.D.AsnotedinTheComingoftheAgeofSteel—withquiteconservativeinterpretations—fifteenthcenturyItalyexhibitedanunusualnumberofmetallurgicaltraitsassociatedwithnon-Europeantechniquesofmakingcast
iron:
1.Theemploymentofthemoltenbathofcastironforcarburisingwroughtirontosteel,identifiedbyNeedhamasanearlyChineseprocess,whichinEuropecametobeknownasthe“Brescian”or“Bergamasque”process62.Theearlyandcontinuedcastingofcookingwareandcannonsofiron;3.TheCannechio,a
distinctiveinvertedconicalshapeinEuropeanblastfurnaces,withantecedentsmoreprobablyChinesethanPersian;4.Thegranulationofnewcastironforshotorformakingironsuitableforfining,notunlikenorthPersiantraditions;5.Ironfilingsasaningredientinfireworks,reflectingtheheritageof“Chinesefire.”…
InItalytheevidencesofclusteringareimpressiveandforceonetopondermostdeeplyonthecoursebywhichsocietiescametoreshapeboththeirmechanismsandtheirtechniquestonewpurposes….
…FilaretemayindeedhaveseenthelastvestigesofalargeandvariedclusterofpracticesintheAsian
manner,associatedwiththenewproduct“castiron.”7
TheMedicisfinancedtechnicalimprovementsinhardeningsteel.SuzanneButters,in“TheTriumphofVulcan:Sculptors’Tools,Porphyry,andthePrinceinDucalFlorence,”describesaMedicistoneworker,Tadda,experimentingwithproceduresfortemperingsteelinordertomakechisels
hardenoughtocutporphyry—thehardestmaterialthenusedinart.8Havingdevisedcastironandsteelofsufficienthardnessandstrengthtoenablethemtomakefirearms,theFlorentinesnextneededbettergunpowder.
Gunpowder,muskets,andcannonswereallChineseinventions.GunpowderwasfirstmadeintheTang
dynastyandimprovedintheSong.9Itsmainingredientsweresulphur,saltpeter,andcharcoal.TheChinesetermhuoyaomeans“thedrugthatfires.”(Chinesealchemistshadoriginallythoughtthatsulphurandsaltpeterweredrugsandthatgunpowdercouldtreatskininfections.)Intheirsearchforanelixir,thealchemistshadfoundthatsulphurwasflammable.They
mixeditwithsaltpetertocontrolitsvolatilitybycausingpartialcombustion,aprocesscalled“controllingsulphur.”10Theyfoundthatbyaddingcharcoaltothesaltpeter-sulphurmix,theycouldcauseanexplosion.Armorersthenworkedontheproportionstoobtainthemostexplosivemixture.
TheWeiYuanCannonandasimilarmountablemobile
cannon.
Drawingsofcannonballsandpetardsfeaturedinthe
Sieneseengineers’treatisesonwarfare.
ThedevelopmentofgunpowderinChinawenthandinhandwiththedevelopmentoffirearms.DuringtheNorthernSong(A.D.960–1127),EmperorZhanzon(alsoknownasChaoHeng)setupChina’sfirstarmsfactory,employingsomefortythousandworkers.Threedifferenttypesofgunpowderwereperfected:oneforcannon,anotherforfireballs,andanotherfor
poisonedsmokebombs.11Theratioofsaltpetertosulfurandcharcoalvariedforeachtype.PerhapsthemostfamousweapondevelopedduringtheNorthernSongwasthefiregun,theprecursorofmodernfirearms.TheYuanemperorsdeployedtheseweaponsinthethirteenthcenturyincentralAsia.
ChinahadinventedflamethrowersbyA.D.975.
HereisadescriptionofabattleontheYangtzepresentedbyShihHsuPaiinhisbookTalksatFisherman’sRock:
ChuLung-PinasAdmiralwasattackedbytheSungemperor’sforcesinstrength.Chuwasincommandofalargewarshipmorethantendeckshigh,withflagsflyinganddrumsbeating.Theimperialshipsweresmaller
buttheycamedowntheriverattackingfiercely,andthearrowsflewsofastthattheshipsunderAdmiralChuwerelikeporcupines.Chuhardlyknewwhattodo.Sohequicklyprojectedpetrolfromflame-throwerstodestroytheenemy.TheSungforcescouldnothavewithstoodthis,butallofasuddenanorthwindsprangupandsweptthesmokeandflamesovertheskytowards
hisownshipsandmen.Asmanyas150,000soldiersandsailorscaughtinthisareoverwhelmed,whereuponChu,beingovercomewithgrief,flunghimselfintotheflamesanddied.12
ExcavationsofKublaiKhan’sfleet,whichwaswreckedin1281byakamikazewindoffTakashima,Japan,haverevealedthatthefleetwas
armedwithexplodingmortarbombs.TheChineseusedthisweaponagainsttheMongolsin1232inthesiegeofthenortherncapital,Kaifeng.Chinesehistorytellsus:
Amongtheweaponsofthedefenderstherewastheheaven-shakingthundercrashbomb.Itconsistedofgunpowderputintoanironcontainer;thenwhenthefusewaslitandtheprojectileshot
offtherewasagreatexplosionthenoisewhereofwaslikethunder,audibleformorethanahundredli[aboutfortymiles]andthevegetationwasscorchedandblastedbytheheatoveranareaofmorethanhalfamou[manyacres].Whenhit,evenironarmourwasquitepiercedthrough.13
Rocketsandgunpowdermissileshadbeenknown
since1264.Inhisthirteenth-centurybookCustomsandInstitutionsoftheOldCapital,Choudescribesgunpowderweapons.“Someofthesewerelikewheelsandrevolvingthings,otherslikecometsandothersagainshootingalongthesurfaceofthewater.”14
Gunpowderwasusedincelebrations,aswell,thoughnotalwayswiththeintended
results.HereisRobertTemple’saccountoftheempress’sretirementpartyattheImperialPalacein1264.“Adisplayoffireworkswasgiveninthecourtyard.Oneofthese,ofthe‘groundrat’typewentstraighttothestepsofthethroneoftheEmperor’sMother,andgaveherquiteafright.Shestoodupinanger,gatheredherskirtsaroundher,andstoppedthefeast.”15
ByZhengHe’sera,Chinahadacquiredcenturiesofexperienceinproducingallmannerofgunpowderweapons.ZhengHe’sfleetswerearmedwithrocketsthatsentspraysofburningpaperandgunpowdertosetfiretotheenemies’sails;grenadessoakedinpoison;mortarspackedwithchemicalsandhumanexcrement;shellsfilledwithironboltstoscythementopieces;archerswith
flamingarrows;seaminestoprotecthisships;flamethrowerstoincineratetheopposition;androcketbatteriestoterrifythem.Heavenhelptheirenemies!16
EuropeanscouldhardlyhavefailedtonoticethisterrifyingarmorywhentheymetZhengHe’sfleets,whetherinCalicut,Cairo,Alexandria,Venice,orTheHague.
ThefirstEuropeanbooksongunpowderweaponswerepublishedinabout1440,onebyananonymousHussiteengineer,thesecondbytheVenetianGiovanniFontana,andthethirdbyouroldfriendMarianodiJacopodittoTaccola.
Fontanadescribedandillustratedmanymachines,whichhecalled“innovationsofimpietynolessthan
genius.”Hemarveledthatsomuchexplosiveforcecouldbegeneratedbysuchaweakpowder.17Exquibusestorridamachinaquambombardamappellamusaddirvendamomnemfortemdvrittiemetiammarmoreamturremnonminusimpietatisquamingeniifuisseexistimoquiprimoadinvenerittantamvimhabeatapusillopulvere.”18
BythetimeFontana’sbookwaspublished,somegunpowderweaponshadalreadybeenusedinItaly,includingrocketsatthebattleofChioggiain1380.ItcouldhavebeenmerecoincidencethathisbookappearedshortlyafterZhengHe’svisittoVenice.However,Fontana’sLiberdeomnibusrebusnaturalibusthrowsoutanumberofotherclues.
First,heexhibitedknowledgeofAmericafortyyearsbeforeColumbus“discovered”it.DescribingtheAtlantic,hewrote,“Etabeiusoccasufiniturproparteetiamterraincognita”(InthewesttheAtlanticisborderedbyanunknownland).19
Second,heknewofAustraliatwocenturiesbeforeTasman.Fontanawrotethat“recentcosmographsand
especiallythosewhoowetheirinformationtotrueexperienceanddistanttravelanddiligentnavigationhavefoundbeyondtheequinoctialcircletothesouth(southof23o20'S)anotablehabitableregionnotcoveredbywaterandmanyfamousislands.”20
Third,heexhibitedasolidknowledgeoftheIndianOceanfortyyearsbeforeVascodaGama’sexploration
ofthearea.Takingtheevidenceasawhole—thatZhengHe’sgunnerswouldhaveusedallthemachinesdescribedinFontana’sbookandwouldhavecarriedmanyofthemaboard,thatFontana’sbookwaspublishedinVeniceshortlyafterZhengHe’ssquadronreachedVenice,andthatFontanaknewofAmerica,theIndianOcean,andAustralia,allatthattime
unknowntoEuropeans,itseemstomereasonabletoassumethatFontanagainedhisknowledgeofmanygunpowderweaponsfromZhengHe’sgunners.
Taccolaprovidescorroborativeevidence.HeintroducedEuropetoaChineseinnovationfromtheearly1400s—aderivationofarsenictoimprovethepowerofgunpowder.AsNeedham
writes:
MünchenCodex197isacompositework,thenotebookofamilitaryengineerwritinginGerman,theAnonymousHussite,andthatofanItalian,probablyMarianusJacobusTaccola,writinginLatin;itcontainsdatessuchas+1427,+1438and+1441.Itgivesgunpowderformulaeanddescribesgunswith
accompanyingillustrations.Acuriousfeature,veryChinese(cf.pp.114,361),istheadditionofarsenicsulphidestothepowder;thisdatesfromfire-lancedaysbutprobablyhadtheeffectofmakingitmorebrisant,henceitcouldhavebeenusefulinbombsandgrenades.The+15thcenturyParisMS,supposedlybefore+1453,DeReMilitari,perhapsbyPaoloSantini,showsagunona
carriagewithashieldatthefront,mortarsshootingincendiary“bombs”almostverticallytonearbytargets,abombardwithatail(cebotaneortiller),andwithamountedmanholdingasmallgunwithaburningmatch.21
Florentinesnowhadsteelandgunpowdertoenablethemtomakebombardsandcannons,whichFrancescodiGiorgioquicklyputtogood
use.
FrancescodiGiorgio
Inthe1430sand1440s,thegunpowderweaponsdrawnbyFontanaandTaccolahadnotyetbeen“invented.”However,thatchangedoverthenextfortyyears,asweknowfromtherecordsofFrancescodiGiorgioregardingthesiegeofCastellinainAugust1478.
ThePazzis,backedbyPopeSixtusV,hadinitiatedanarmeduprisingagainsttheMedicisinFlorence.ThenorthofItalywassoonablaze.SouthernersseizedtheirchanceandmarchedonTuscany.FrancescowasappointedtodefendtheTuscancities.22
HereisWeller’sdescriptionoftheNeapolitansiegeofCollevald’Elsa,ahilltown
nearFlorence:
Thisterrifyingprototype“dragontorpedo”wouldhave
smashedandsunkenemyboatswithoutmercy.
ThisEuropeandragonkitedoesnotseemsofrightening!
DukeFederigohadwithhimforsiegepurposesfivebombardswithmostterrifyingnames,suchas“Cruel,”“Desperate,”“Victory,”“Ruin”and“NononsenseHere”andwhich,withoutdoubt,werebeautifullydecorated,aswasthefashionwiththeItaliancannonatthistime:theydischargedgreatballsofstoneweighing370–380pounds,andtheirownweight
wasconsiderable,thetubes,whenninefeetlongweighedsome14,000poundsandthetail11,000,sothatitrequiredmorethanonehundredpairsofbuffaloestodragthemintoposition
Theartofcastingtheseearlycannonsintwoportions,thetubeandthetail,waspursuedinSiena;andthoughtheymightnothavehadmucheffectontheresultofa
modernbattle,atthistimetheywereaformidablenovelty.FrancescodiGiorgiointhesiegeofCastellina(Aug14–18,1478)plantedabatteryoftheseSieneseandPapalbombards.23
TheChinesemaynothaveinventedtrebuchets,buttheywerecertainlyinwidespread
usebythefourteenthcentury.
DiGiorgio’sdetailedtreatiseonmachinesofwarincluded
manytrebuchets.
Francesco’scannonsareillustratedintheInstituteandMuseumoftheHistoryofScience,Florence.24Belowthemisaprintofthe“thousandballthundercannon,”1300–1350.25Taccola’sanddiGiorgio’sdrawingsareaccompaniedbytheweaponsthatwerefired—explodingmissilesandpowderkegs.
TheChinesehaddozensof
illustrationsofexplodingmissilesandpowderkegsintheHuoLungChungpublishedcirca1421;andintheWuChingTsungYao,aSungdynastymanualoriginallyof1044updatedin1412.The“bamboofirekite”and“ironbeakedfirebird,”incendiaryprojectorsand“thunderclapbomb”fromtheWuChingTsungYao,andthebone-burningandbruisingfire-oilmagicbombfromthe
HuoLungChungareshownbesidediGiorgio’sprojectiles.
Chinesemasteryofgunpowderledtothe
developmentofmanyeffectiveanddeadly
weapons.
Taccola’sfirelancesdonot
seemsofierce!
AnotherinterestingsimilaritybetweendiGiorgio’sdesignsandtheChinesegunpowdercannonmaybeseeninthecuriousbulbousshapesofboth.DiGiorgioillustratedfivedifferenttypesofbombardinMSPalatino767(BNCF).ThiscuriousvaseshapeisshownintheHuoLungChung.26Atthatstage,the
Chinesehadnotyetmasteredmakingsteelstrongenoughtocopewiththeexpansionofgasintheexplosionchamberoncethegunpowderwasignited.Thebulbousshapeallowedforthickermetalthaninthebarrel.
By1400,theearlyMingera,thisproblemhadbeensolved,enablingtheChinesetoproduce“thousandballthundercannon,”27which
Francescocopiedinhislaterdrawings.28Francesco’scannonshavebeautifulembellishments.However,removetheembellishments,andwhatremainsistheshapeofChinesecannons.
ChinesenavaltechnologyhadbeenfarsuperiortothatofEurope’sforcenturies.
Anarmoredboatasfeaturedinamilitarytreatisepenned
in15th-centuryItaly.
Gunpowder,steel,cannons,
andexplosiveshellswerenottheonlyweaponsthatTaccola,Francesco,andFontanacopiedfromtheChinese.WithinagenerationaftertheChinesevisitof1434,FlorentineswereusingavarietyofChinesemethodstosmeltironandwereusingChinese-designedgunpowdertoproduceexplodingshellsfromcannonsidenticalindesigntotheirChinesecounterparts.
Chinesemobilesiegeladdersandoffensiveweaponry.
DiGiorgio’sillustrationofmobilesiegeladders.
Chinesemobileshieldscouldbeeffectivewhenbothattackinganddefending
positions.
DiGiorgio’sshieldswerenotasvisuallyarresting.
IllustrationsofcrossbowsfromtheNungShu.
OneofLeonardo’sthreeillustrationsofcrossbows.
Chinesehorsesandoxencouldbecomedangerous
weapons!
CompareTaccola’sdrawings—theyarestrikinglysimilar.
BoththeChineseandtheEuropeansusedfire-bearinganimalstodevastatingeffect.
Animpregnableborderfortress.
AsimilarfortressbydiGiorgio,fromhistreatiseonarchitectureandmachines.
20
PRINTING
Therearemanydefinitionsofprinting.TheoneIhaveadoptedis“aprocessinwhichinkissetonpaperbyphysicalorchemicalmeans.”Therearefourprincipal
methodsbywhichthismaybeachieved:copperplate,inwhichthewordsareengravedonthemetalandfilledwithink;lithography,achemicalmethodusingtherepulsionbetweengreaseandwater;xylography,orblockprinting,inwhichthesubjectisfirstcarvedonawoodenblock,whichisthencoatedwithink;andtypography,ormoveabletypeprinting,inwhichaseparatewoodenblockis
carvedforeachcharacterorletter.1
ThereisnodisputethatblockandmoveabletypeprintingwereinventedinChina.TheCulturalChinaSeries,AncientChineseInventions,explainsitsevolution:
BlockprintingwasprobablyinventedbetweentheSuiandTangdynasties,basedonthe
techniqueoftransferringtextsandpicturescutinreliefonsealsandstonepillarstoothersurfacesthatwasdevelopedintheSpringandAutumnandWarringStatesperiods.Theinventionofpaperandimprovementofinkledtotheadvanceofblockprinting….
Movabletypeprintingwastheninvented[by]BiSheng(c.1051)…InhisMengxiBitan(DreamPoolEssays),
ShenKuowritesaboutBi’smoveabletypeprinting…madeofamixtureofclayandgluehardenedbybaking.Hecomposedtextsbyplacingthetypessidebysideonanironplatecoatedwithamixtureofresin,wax,andpaperash.Gentlyheatingthisplateandpressingthetypeswithasmoothplatetoensuretheyareonthesamelevel,andthenlettingtheplatecool,andthetypewas
solidified.Oncetheimpressionhadbeenmade,thetypecouldbedetachedbyreheatingtheplate.Bipreparedtwoironplatestobeusedinturntospeedupthewholeprintingprocess.Healsoprepareddifferentnumbersoftypesforcharactersaccordingtotheirfrequencyofuseintexts,andarrangedtheminanorderlywaytofacilitatecomposing.Shennotedthatthistechnique
wasmostefficientinprintingseveralhundredorseveralthousandcopies.
AfterBiSheng,otherpeopleinventedtypescutoutofwood.Inabout1313WangZhen,anagronomistoftheYuanDynasty,printedhisworkNungShu(TreatiseonAgriculture)withmovablewoodtypes,andwroteabouthisinnovationinanappendixtothetreatise.Healso
inventedhorizontalcompartmentedcasesthatrevolvedaboutaverticalaxistopermiteasierhandlingofthetype.Wangtestedhistechnique,andprintedinamonthonehundredcopiesofthe60,000-characterJingdoeXianzhi(JingdeCountyAnnals),whichwasquitearemarkableachievementatthattime.2
TheDevelopmentof
PrintingintheEarlyMingDynasty
AccordingtoJosephNeedham:
Mingprintingwasdistinguishedbytheextendedscopeofitssubjectmatterandbyitstechnicalinnovationsandartisticrefinement.Incontrasttothatofpreviousperiods,theprintingundertheMing
includednotonlythetraditionalworksinclassics,history,religionandliterarycollectionsbutalsosuchnewsubjectsorfieldsaspopularnovels,music,industrialarts,accountsofoceanvoyages,shipbuildingandscientifictreatisesfromtheWest,whichhadneverbeforebeenseeninprintinChina….
Mingprintersintroducedmetaltypography,improved
themulticolourprocessofblockprinting,refinedthewoodcutforbookillustrationsandusedxylographyforfacsimilereproductionsofoldeditions.3
NeedhamalsoregisteredthemonumentalcontributionsofZhuDi.Between1405and1431,ZhuDiassembledateamofthreethousandscholarstocompiletheYongleDadian,an
encyclopediaofascaleandscopeunparalleledinhistory.ThisgiganticworkincludedahugeamountofinformationgarneredfromZhengHe’svoyagesandincludedatotalof22,937passagesextractedfrommorethan7,000titlesfromclassics,history,philosophy,literature,religion,drama,industrialarts,andagriculture.Itwasaworkof50millioncharactersboundin11,095volumes,
eachsixteenincheshighandtenincheswide.ThismassiveendeavorwasdepositedintheImperialLibraryintheForbiddenCitywhenitwasinauguratedin1421.
ItisgenerallyacceptedthatmoveableblockprintingreachedEuropefromChinaataboutthesametimethatZhengHe’sambassadorreachedFlorencein1434.Thereseemtobethree
principalcontendersforthedistinctionofbeingthefirstEuropeantousemoveableblockprinting,theclaimantsbeingLaurensJanszoonCoster,JohannesGutenberg,andanunknownprinterinVeniceorFlorence.
LaurensJonszoonCoster’sClaim
InthecenterofoldHaarlemontheNorthSeacoastof
HollandstandsasubstantialhousejustacrossthesquarefromtheGreatChurch.Onitswallsthecuriousmayviewthisinscription:
MEMORIAESACRUM
TYPOGRAPHIA
ARSARTIUMOMNIUM
CONSERVATIX
HICPRIMUMINVENTA
CIRCAANNUMMCCCCXL
(Insacredmemoryoftypography,thepreserverofallotherarts,firstinventedhereabouttheyear1440).4
TheadherentsofCoster,thesubjectofthisinscription,saythathewaswalkinginthewoodsbetween1420and1440whenhecutbarkfromatreeandformeditintomirrorimagesofletters,whichhe
pinnedtogethertoprintwordsonpaper.Hisson-in-lawhelpedhimtoexperimentwithdifferentinkstoimprovethequalityoftheprint.Nexthecarvedoutpicturesandexplainedtheminwords.HisfirstprintedbookwassaidtobeSpieghelonzerBehoudenisse(Mirrorofoursalvation).Thepaperswereprintedononeside,andtheblanksideswerepastedtogethertoformthepage.
Junius,centurieslater,recountswhathappenednext:“Thenewinventionthrivedbecauseofthereadinesswithwhichthepeopleboughtthenovelproduct.Apprenticesweretakenon—thebeginningofmisfortune,foramongstthemwasacertainJohann….ThisJohann,afterhehadlearnedtheartofcastingtypesandcombiningthem—infactthewholetrade—tookthefirstavailableopportunity
ofChristmasEve,wheneveryonewasinChurch,tostealthewholetypesupplywiththetoolsandalltheequipmentofhismaster.”5
ThestorycontinuesthatJohannwentfirsttoAmsterdam,thentoCologne,andfinallytoMainz,whereheopenedaprintingestablishment.GutenbergfinancedJohannandeventuallyacquiredhis
business.
Gutenberg’sClaim
GutenbergwassomethirtyyearsyoungerthanCoster.Hewasbornin1398,ofFrieloGensfleisch(gooseflesh)andElsaGutenberg(goodhill).Inthosedays,sonscouldtaketheirmother’smaidennameiftherewasapossibilityofthenamedyingout.6
Gutenberg’sclaimtoprimacywascarefullyexaminedbyBlaiseAgüerayArcasandPaulNeedhamofPrincetonUniversity.TheyhavefoundbycomputeranalysisthattheGutenbergBiblewasnotsetfrommoveabletype,norwereadozenofGutenberg’sotherearlybooks.Ifthesescholarsarecorrect,Gutenberg’sclaimisdemolished.7
TheVenetianClaim
HereisatranslationoftheVenetianSenatedecreeofOctober11,1441(priortoGutenberg):
Whereas,theartandmysteryofmakingcardsandprintedfigures,whichisinuseatVenicehasfallentodecay,andthisisinconsequenceofthegreatquantityofprintedplayingcardsandcoloured
figures,whicharemadeoutsideVenice,towhichevilitisnecessarytoapplysomeremedyinorderthatthesaidartistswhoareagreatmanyinfamily,mayfindencouragementratherthanforeigners:letitbeordainedandestablishedaccordingtothepetitionthatthesaidMastershavesought,thatfromthistimeon,noworkofthesaidartthatisprintedorpaintedonclothorpaper—
thatistosay,altarpieces,orimages,orplayingcardsoranyotherthingthatmaybemadebythesaidart,eitherbypaintingorbyprinting—shallbeallowedtobebroughtorimported…and[ifsoafineof]thirtylivresandtwelvesoldi,ofwhichfineonethirdshallgototheState,onethirdtoGiustizieriVecci,towhomthisaffairiscommitedandonethirdtotheaccuser.8
ThereferencesabovesuggestthatVenetianshad,priorto1441,beenapplyingtheartofprintingandcoloredstencilingformanypurposes.After1441VenicerapidlybecameEurope’scenterofprinting.By1469,theGermanprinterJohannvonSpeyerhadprintedaneditionof100copiesofCicero’sEpistolaeadFamiliares.By1478,thereweretwenty-twoprintingfirmsoperatingin
Venice,whichhadprinted72editions.By1518,morethan600editionshadbeenproduced.Bytheturnofthecentury,thishadexpandedto150pressesand4,000editions.Atthistime,bookswerebeingpublishedinLatin,Italian,Greek,Hebrew,Arabic,Serbo-Croatian,andArmenian.Venice’slowtaxratesforforeignfirmsandtheopportunitiesforprofitofferedbythisgreattrading
citycontributedtoVenice’sriseasprintingcapitalofEurope.9
ItstandstoreasonthatZhengHe’sambassadorswouldhavemadeconsiderableeffortstoimpartknowledgeofprintingtoVenice.Withoutprinting,theXuanDeastronomicalcalendarwouldhavehadtobecopiedbyhand.Thestupidbarbarianswouldinevitably
havemademistakes,andthosemistakeswouldhavemultipliedascopysucceededcopy.Notonlywouldtheymessupthecalculationsoflatitudeandlongitude,buttheircopiesofChinesemapsoftheworldwouldgrowprogressivelymoreinaccurate.Toavoidsuchconfusion,itmadesensetogivethebarbarianstheknowledgeofmoveabletypeprinting,alongwiththe
astronomicaltablesandmaps.TheChinesecouldthenbeconfidentthatEuropeanscouldreachtheMiddleKingdomtopaytribute—nofurtherexcuses!
Thegiftofmoveabletypeprovedtobeofinestimablevalueapartfromitsuseincartographyandoceannavigation.PrintinghelpedEuropeanscontrolthespreadofplaguebydisseminating
instructionsforcombatingit.Veniceprintededictsin1456and1457,Genoain1467,Milanin1468.OthersfollowedinSiena,Parma,Udine,andCremona.10Plaguelegislationforthepoorcamenext.ProstituteswereoutlawedinPerugiaandSienain1485,andplaguehospitalsweresetup.Printingwascriticaltopublichealth.
TheRenaissancewasnot
onlyarevolutioninart.ItalteredEuropeanman’sideaofhisplaceintheuniverse,inastronomy,logic,geometry,architecture,engineering,mechanics,anatomy,philosophy,politics,warfare,andmusic.Theprintingofbooksdidnotproducenewideas.ButtheintroductionofmoveabletypeenabledrevolutionaryideastobespreadthelengthandbreadthofEurope.
Printingrevolutionizedthedevelopmentofmusic,too.Musicianscouldnowplaytogetherreadingfromthesamescore—preciselywhatthecomposerhadwritten.ThecomplexmusicpioneeredbytheEnglishmanDunstablewasmadepossiblebythescorehewroteformultiplevoices.Copyingsuchascorebyhandwouldhavebeenanightmare.JohannSebastianBachcompletedDunstable’s
revolution.
Printingalsoadvancedthevoyagesofdiscovery.Knowledge,includingChineseknowledge,couldnowbemadeavailabletonumerousexplorers.Subsequentexplorers’discoveriesandexploitscouldinturnbepublicizedfarandwide.Andtheromanceofexplorationfiredtheimaginationsofthepeople.
TheAmadisofGaul,relatingtheimaginedadventuresoftheconquistadoresoftheNewWorld,grippedpublicimaginationwithitstalesofflaxen-haired,white-skinnedvirgins,rubiesthesizeofpigeon’seggs,andmensheathedfromheadtotoeingold.
Thankstoprinting,shipwrightscouldbuildtoastandard,provendesign.
Beforeprinting,eachshiphadbeenconstructedasacopy—aone-offexperimentalvesseldependentinpartontheskillofthecopier,ascribe.Thefirearmsandcannonsthatarmedthevesselscouldnowalsobemadefromprinteddesignsthathadbeentriedandtested—ashipmasternolongerneededtoworrywhetherthebarrelsofhiscannonweresufficientlythickandofsuitableironto
avoidanexplosionthatwouldkillhisowncrew.Gunmakerscouldnowselltheirdesigns.Ships’captainscouldsailwithprintedephemeristablesenablingthemtodeterminelatitudeandlongitudeandtheirprogresstotheNewWorldusingup-to-date,standardizedcharts.
TheskillsofmedievalArabandChinesedoctorscouldnowbedisseminated
worldwide.Forexample,bytheeleventhcentury,Chinesedoctorsunderstoodhowtoinoculatepatientsagainstsmallpox.ThefirstChinesebookonforensicmedicine,includingplaguecontrol,waspublishedin1247.
TheextraordinarymagnitudeandgenerosityofChinesegiftstotheWestmadesensefromtheChineseemperor’sviewpoint.If
Chinawastoremainacolossusontheworldstage,thebarbariansmustbebribedandeducatedtocontinuallyrendertribute.Thisvoyage,however,provedtobethelast.Afterthat,Chinawithdrewintoself-imposedisolation.Europe,lefttoexploitChina’slavishgifts,soonbecamemistressoftheworld.
21
CHINA’SCONTRIBUTION
TOTHERENAISSANCE
MapsoftheWorld
After1434,Europeanworld
mapschanged.TherewasashiftawayfromthecircularmapscenteredonJerusalem,emphasizingreligioussubjects,todepictionsoftheworldasitreallyis.
ToscanellisentColumbusamapoftheAmericas;Regiomontanusadvertisedaworldmapforsale.1Magellanpossessedaworldmap.AndreaBiancoshowedFloridaonhisAtlanticchart
of1436(NewberryLibrary,Chicago);onhis1448map,hedescribedBrazil.Then,in1507,WaldseemüllerpublishedhisamazingworldmapaccuratelyrenderingNorthandSouthAmerica.
Allofthesemapshadsomethingincommon:theyaccuratelydepictedpartsoftheNewWorldbeforeEuropeanseverreachedthoseparts.TheWaldseemüller
showedthePacificbeforeMagellansetsail,AndreaBiancoshowedFloridaandAntiliafifty-sixyearsbeforeColumbus;theCantinoplanisphereof1502depictedtheFloridacoastbeforePoncedeLeón“discovered”theplace.
Thereissomethingelsethesemapshadincommon.AllarecopiesinwholeorinpartofZhengHe’s1418map.
ItwasalogicalanddeliberatepolicyofZhengHe’smissiontodistributeChinesemapsoftheworld.Forifthebarbariansdidnothaveaccuratemaps,howcouldtheyreachtheMiddleKingdomtopaytribute?
AttheNanjingconferenceonZhengHeheldinDecember2002,ProfessorLiuManchumdescribedhisresearchintojudicialrecords
oftheearlyMingdynasty,notablythoseofFujianProvince.2HecameacrossanaccountofaBraziliandelegationthathadreachedFujianin1507,afterafive-yearvoyage.Thedelegationboreexpensivetribute,notablyemeralds,andhadtheirplenipotentiarypowersengravedonagoldenplate.TheyhadfoundtheirwaytoChinabymeansofamap.
ProfessorLiuManchumrealizedthat,atthetimetheBraziliandelegationleftBrazilforChinain1502,EuropeanshadnotreachedbothBrazilandChinabysea.3Consequently,themapthatguidedthemfromBraziltoChinacouldnothavebeenEuropean.HethensearchedZhengHe’srecordsandfoundaccountsofhisfleetsreachingtheAmericas.He
concludedthatZhengHe’sfleetshadreachedBrazilbefore1434,afterwhichChineseoverseasvoyageswereprohibitedbytheemperor.ProfessorManchumintendedtowriteabookclaimingthatZhengHe,notColumbus,discoveredtheAmericas.Hethenlearnedofmybook1421anddecidedtopostponehisown.
Brazilalsoappearsona
JavanesemappublishedbeforeEuropeansreachedJava.InanApril,1512–lettertoKingManuelofPortugal,AlfonsodeAlbuquerque,thefirstEuropeantoreachMalacca,referstoaworldmaphehasacquiredfromaJavanesepilotandkeptaboardhisflagship,theFioredelaMar.(TheFioredelaMarsankbeforereachingPortugal.):
IamalsosendingyouanauthenticportionofagreatmapbelongingtoaJavanesepilot,whichshowstheCapeofGoodHope,PortugalandtheterritoryofBrasil,theRedSeaandthePersianGulfandtheSpiceIslands.ItalsoshowswheretheChineseandtheGoressail,withtheRhumbsandtheroutestakenbytheirshipsandtheinteriorsofthevariouskingdomsandwhich
kingdomsborderonwhich.ItstrikesmeasthefinestpieceofworkIeversawandIamsureYourHighnesswouldbedelightedtoseeit.ThenameswerewritteninJavanesescriptandIfoundaJavanesewhocouldreadandwritethescript.IsendyourHighnessthisfragmentthatFranciscoRodriguescopiedfromtheoriginal,inwhichYourHighnesswillseewheretheChineseandtheGoresreally
comefromandtherouteyourshipsshouldfollowtoreachthespiceislands,wherethegoldminesarelocatedandtheislandsofJavaandBanda,wherenutmegandmacecomefromandtheterritoryoftheKingofSiam.YouwillseetheextentofChinesenavigationandwheretheyreturntoandthepointbeyondwhichtheywillnotsail.ThemainpartofthemapislostintheFioridelaMar.
IworkedoutthemeaningofthismapwiththepilotPerodeAlfoimsothattheywouldbeabletoexplainittoYourHighness.Youmaytakethisportionofitasveryauthenticandaccuratebecauseitshowstheroutestheytakeinbothdirections.ItdoesnotshowthearchipelagocalledCelatewhichliesbetweenJavaandMalacca.
YourHighness’screature
andservant,AlfonsodeAlbuquerque,CaesaroftheEast.4
AlbuquerquedoesnotfinditnecessarytopointoutthatwhenEuropeansfirstreachedtheEast,theJavanese(andtheChinese)alreadyknewthelocationsofPortugalandBrazilonaworldchart.Hisletterrevealsdetailsoftheinteriorsofkingdoms,implyingauthentic
knowledge.ManuelStock,towhomIamindebtedforthisinformation,hasalsofoundareferencetoBrazilonamapdated1447.5TheDuchessofMedinaSidonia’sLibraryatSanlucardeBarramedahasmapsofBrazilbeforeDiasorCabral.
InadditiontotheirknowledgeofBrazilandaroutetotheSpiceIslands—beforeEuropeanexplorersset
offforsuchplaces—boththeVenetiansandthePortugueseknewofAustraliaby1516atthelatest.GiovannidiFontana,theVenetiandoctor,in1450alreadyknewofAustralia,theIndianOcean,andAmerica.6
TheNationalLibraryofAustraliaholdsaletter,dated1516,writtenbyaVenetian,AndreaCorsali,whohadtraveledaboardaPortuguese
ship.Theletter,writtenfromCochin,isaddressedtothedogeofVenice.CorsalidescribeshisvoyagearoundtheCapeofGoodHopeasfarasNewGuineaandTimor.HeillustratestheSouthernCrosswithsufficientaccuracytoprovehemusthaveseenit.TheletterassertsthatthePortugueseknewoflargelandstothesouthcalledIndiaAustralis(Southern),laterreferredtoasJavala
Grande.
ProfessorJaimeCortesão,in“ThePre-ColumbianDiscoveryofAmerica,”describesthefirstPortuguesevoyagetoBrazilandincludesareporttoKingJohnofPortugal.TheKingisadvisedto“pleasecommandthattheybringyoutheworldmapofPedroVazBisagudo.AndYourHighnesswillbeabletoseeonitthepositionofthis
land.Notwithstandingthismapdoesnotdeclarewhetherthisland[Brazil]isinhabitedornot.Itisanoldworld-map,buttheMinaisregisteredthere.”7
SoherewehaveadeclarationthatBrazilwasonaworldmapbeforethefirstEuropeanexpeditionthere.ThissquareswithBrazil’sappearanceonAndreaBianco’smapof1448andis
furtherproofthattheSouthernandWesternHemispheresweredocumentedonmapslongbeforeEuropeanvoyagesofexplorationstarted.
If,asIclaim,ZhengHe’s1434visitprovidedmapsoftheworldtothebarbariansinordertoenablethemtopaytribute,thentheVenetiansandthePortuguesewouldhavehadknowledgeofthe
NewWorldby1434.8AndiftheVenetiansknewoftheNewWorldby1434,wewouldexpectthemtohavesetsailforitshortlythereafter.
ThevoyagethatisgenerallyacceptedasthefirsttoCanadawastheill-fatedexpeditionofMiguelCôrte-Realin1502.Côrte-RealreachedtheGulfofSaintLawrence.Whenhearrived
there,however,hissailorsfoundagildedswordhiltandsilvertrinketsofVenetianmanufactureatanativevillageinLabrador.9
CroatianVoyagesWest
In1434,theVenetianEmpirewasatitspeak.VenicecontrolledtheCroatiancoast.DalmatiansailorscrewedVenetianships,andVenetianpilotsweretrainedatPerast
(seechapters7and13).AccordingtoCroatianarchives,whichLouisAdamicdescribesina1972publicationofSvetuMagazine,10severalCroatianmerchantvesselsfounderedofftheCarolinacoastin1449.TheyweresaidtobesailingtoChinaviaAmerica.
Adamic’ssearchofCroatianarchivescommencedfollowingconversationswith
seniorcitizenswhotoldhimofancestraltraditionsthatCroatianshadsailedacrosstheAtlanticinancienttimes.ThebriefaccountmentionedthatthreeofthefivevesselsintheexpeditionwereleftstrandednearChesapeakeBay;theothertwoshipssailedbacktoDubrovnik.Unfortunately,warwithTurkeypreventedareliefexpedition.CharlesPrazakbelievesthesurvivorsjoined
thePowhatantribeandgavetheirnametoCroatanIsland.
ThecrewofaCroatiancaravel,Atlante,sailedacrosstheAtlanticOceanandfoundlandin1484(Sinovic,1991).AccordingtohistorianCharlesPrazak,archivesreportedinZajecnicar(Dec.2,1979)tellofseveralCroatianvesselscarryingrefugeesfromTurkishinvasionswhoreachedthe
CarolinasnearRoanokeIslandin1470.Prazak(1993)andSinovic(1991)believethesesurvivorsmergedwithnativeAlgokiantribesandmadesignificantcontributionstotheircultureandlanguage.TheyhaveidentifiedthenameofonenativetribetheCroatoansandanIsleinCapeHatteras,CroatoanIsle,asderivativesoftheCroatianlanguage….
In1880,historianHamiltonMcMillannotedthat“CroatoanIndianshavetraditionswhicharetiedtotheindividuals,theownersofthedestroyedshipsfromthepast.”
ThisstoryisrepeatedintheEastwhenDalmatianshipsaccompaniedtheChinesebacktotheEastand“discovered”anumberofPacificislandstowhichthey
gaveDalmatiannames—namesthatwerechangedtoSpanishandPortugueseonesaftertheFirstWorldWar.
Asnotedinmybook1421,Columbus,Magellan,AlbuquerqueandCabralallacknowledgedthattheyhadpossessedchartsoftheCaribbeanislands,SouthAmerica,thePacific,andBrazil,respectively.ToscanellihadsentColumbus
achartfollowinghismeetingwiththeChinesedelegation.Columbus’srecords,whichwereacquiredbythefamilyoftheduchessofMedina-Sidonia,provideampleevidencethatColumbushadvoyagedtotheAmericasbefore1492.11Dr.MarinoRuggiero’sbook,citesevidencethatthepopefinancedaColumbusvoyagetotheAmericasbefore
1485.12
AlloftheaboveconfirmsthattheVenetiansandthePortugueseunderstoodworldgeographyafter1434andbeforeEuropeanvoyagesofexplorationstarted.SurelytheyreceivedthisinformationfromtheChinese.
ZhengHe’sdelegationalsoprovidedastronomicalknowledgetoAlberti,
Regiomontanus,andToscanelli,whichRegiomontanusincorporatedintohisephemeristablesandAlbertiusedformultiplepurposes.Regiomontanus’stableswereissuedtoPortuguesenavigatorsin1474andlatertoColumbusandVespucci,whousedthemtocalculatelongitude.Thesetablesalsoenabledsailorstocalculatelatitudeatthemeridianpassageofthesun
byusingdeclinationtables.ThismethodwassuccessfullyappliedbyDias,whoaccuratelydeterminedthelatitudeoftheCapeofGoodHopeat35°20'S.13
SonotonlydidZhengHe’sdelegationshowthewaytotheNewWorldbuttheyprovidedEuropeanswiththeknowledgetoenablethemtocalculatetheirlatitudeandlongitudetoreachtheNew
Worldandreturnhomesafely.
Thetransferofknowledgewentfurtherthanmaps.NicholasofCusawasthefirstEuropeantoblowapartAristoteleanandPtolomaictheoriesoftheuniverse.Herevolutionizedknowledgebypostulatingthatthesun,nottheearth,wasatthecenterofthesolarsystem,thattheearthandplanetstraveledin
anellipticalorbitaroundit.Toreachthisconclusion,IsubmitthatbothNicholasofCusaandToscanelliusedtheChineseastronomicalcalendarthatZhengHe’sdelegationpresentedtoPopeEugeniusIV.
Regiomontanus’sephemeristables,withthepositionsofsun,moon,thefiveplanets,andthestars,containednoinformationthatwasnot
alreadyintheChineseastronomicalcalendar,theShoushi.InthefortyyearsaftertheChinesevisitof1434,knowledgeoftheuniversewaschangedasfundamentallyasknowledgeoftheearth.
AsProfessorZinnerexplains,CopernicuscouldhavelearnedaboutandbeeninfluencedbyRegiomontanus.Copernicus
studiedattheJagiellonianUniversityinCracow(1491–1494)andtheninItaly,mostlyinBologna(1496–1503).14Atthattime,CracowwastheEuropeanuniversitywheretheteachingsofRegiomontanushadgainedthesurestfoothold.15Copernicus’sinterestinsinetablesmayhavebeeninspiredbyRegiomontanus’sTabulaediretorium,whichwas
printedin1490andlaterfoundinCracow.
Zinnerdescribestheconnection:
CopernicusalsocameundertheinfluenceofRegiomontanusinBologna.HereheobtainedRegiomontanusEphemeridesandtheEpitomeandwaspresumeablymotivatedbythemtotestthePtolemaic
systembyobservations.AndsothesamethinghappenedwithCopernicusin1497ashadhappened40yearsearlierwithRegiomontanus.Byobservations,theydeterminederrorsandfeltcompelledtogettotherootoftheseerrors.
Thesimilaritygoesevenfurther.Bothmenwerebusywithextensivesinetablesnecessaryforprecisecalculationswith
observationalinstruments,and—mostimportantly—bothcreatedtheirownnewtrigonometry,astheprevailingmathematicswasinsufficientfortheirneeds.16
TheuseofsinetablesandsphericaltrigonometrytomeettheneedforprecisecalculationswithobservationalinstrumentshadallbeendevelopedbyGuoShoujingtwocenturies
earlier.YetGuoShoujingisnotmentionedinEuropeanbiographiesoffamousmathematicians.17
Zinnercontinues:(p184)
IfCopernicushadsomanyinspirationsfromRegiomontanus,thenitisverylikelythathelearnedthroughNovaraofRegiomontanus’plansfortransformingtheprevailing
planetarytheory,andsoencouragedhiminhisownundertaking….
WehavetobecontentwiththefactthatitisimpossibletodeterminethefullscopeofRegiomontanus’achievements.Hiswasagiganticundertaking,intendedtobecrownedwithaplanetarytheory.Inthecourseofhisworkheabandonedtheprevailing
cosmologyandwaspreparingtoformulateanewoneforthenewtimes.Hehadtheastronomicalandmathematicaltoolstomakesuchanewcosmology;buthiseffortsweredestroyedbyanimplacablefate[death].18
Copernicus’stheory“attributedtotheearthadailymotionarounditsownaxisandayearlymotionaroundthestationarysun.”He
followedNicholasofCusainadvancinganideathathadfar-reachingimplicationsformodernscience.Henceforth,theearthcouldnolongerbeconsideredthecenterofthecosmos;ratheritwasonecelestialbodyamongmany,itsorbitsubjecttomathematicalprediction.
ProfessorZinnerdidnotknowofGuoShoujing’swork.Inmysubmission,we
cangofurther.DidCopernicusdirectlycopyRegiomontanusinproposinghisrevolutionarytheorythattheearthandtheplanetscircledthesunandthatthesun,nottheearth,wasatthecenterofthesolarsystem?
Isayhedid,andIbasemyargumentontheresearchofNoelM.Swerdlow,assistantprofessorofhistoryattheUniversityofChicago,
presentedin“TheDerivationandFirstDraftofCopernicus’PlanetaryTheory”19
Inhistightlyreasonedarticle,ProfessorSwerdlowstartswithaninterestingcommentCopernicusmadetothepopeatthetimehepublishedhisrevolutionarywork,Derevolutionibusorbiumcoelestieum,in1543.CopernicustoldPopePaulIII
ofhisgreatreluctancetopublishthistheory—thattheearthwasnotthecenterofthecosmosbutonecelestialbodyamongmany—forfearofridiculebythepublic.Heexplainedthathehadbeenreluctant“notforjustnineyearsbutalreadyinthefourthnineyearperiod—thatis,”sinceabout1504,atimeafterCopernicushadobtainedRegiomontanus’sEphemerisandEpitomeinBologna.
Between1510and1514CopernicussummarizedhisnewideasinDehypothesibusmotuumcoelestiumeseconstitutiscommentariolus(Acommentaryonthetheoriesofthemotionsofheavenlyobjectsfromtheirarrangements).Itsmainparts,toquotetheNewEncyclopaediaBritannica,were“theapparentdailymotionofthestars,theannualmotionofthesun,and
theretrogressivebehaviouroftheplanetsresultsfromtheearth’sdailyrotationonitsaxisandyearlyrevolutionaroundthesun,whichisstationaryatthecentreoftheplanetarysystem.Theearththereforeisnotthecentreoftheuniversebutonlyofthemoon’sorbit.”
ToquoteProfessorSwerdlow,Copernicus,inhisDecommentariolus,saysnext
tonothingabouthowhearrivedathisnewtheories.Hebeginswithasingleprinciplegoverningplanetarytheory,andthenraisesobjectionstothetheoriesofhispredecessors.Nextheexplainsthathehasevolvedaplanetarytheoryinconformitywithhisfirstprinciples,andthisisfollowedbyasetofsevenpostulates.Thesehavealmostnothingtodowitheitherthe
principleortheobjections,butinsteadassertthesurprisingtheorythattheearthandplanetsrevolvearoundthesunandgivesomefurtherconsequencesofthistheory.20
ProfessorSwerdlowcontinues:
ThesourcesofCopernicus’earlyplanetarytheoryarerelativelyfew.Thederivation
forthemodelsforbothfirstandsecondanomaliesandalmosttheentirecontentsofthecommentariolusseemtodependonthreecertainandtwopossiblesources.Theyarethefollowing:
1.Peurbach….
2.PeurbachandRegiomontanus,TheEpitomeoftheAlmagest.ThiswasbegunbyPeurbach,whohad
writtenthefirstsixbooksatthetimeofhisdeathin1461,andcompletedbyRegiomontanusin1462or1463….IsuspectthatRegiomontanusnotonlywrotebooksVII–XIIIoftheEpitomebutalsorevisedPeurbach’sversionofBooksItoVI….Thiswasthebook(theEpitome)thatCopernicusfollowedeveninpreferencetotheAlmagestinthewritingofDerevolutionibuswhichis
filledwithnotonlyinformationandprocedures,butevenwithcloseparaphrasesfromtheEpitome.IntheCommentariolustheuseoftheEpitomecanbeseenmostclearlyinthesectiononthelengthofthetropicalandsiderealyearandtherateofprecession,but,aswilloftenbepointedoutinthecommentary,theEpitomeispertinenttomanypartsofthe
Commentariolus.OfgreaterimportanceforourpurposehoweverarePropositions1and2ofBookXII[byRegiomontanus]whichcontaintheanalysisleadingtotheheliocentrictheory….TheimportanceoftheEpitome…cannotbeoveremphasised,norcanitsvirtuesbesufficientlypraised…theEpitomemakesonerealisewhatalossRegiomontanus’searlydeath
wastoastronomy—alossnotmadeupforwelloveracentury.21
Sotherewehaveit—inProfessorSwerdlow’sopinionCopernicusfollowedbook11ofRegiomontanus’sEpitome,whichcontainedtheanalysisleadingtoCopernicus’srevolutionarytheory.
Toquoteagainfromthe
NewEncyclopediaBritannica:
TheCopernicansystemappealedtoalargenumberofindependent-mindedastronomersandmathematicians.Itsattractionwasnotonlybecauseofitselegancebutalsoinpartbecauseofitsbreakwithtraditionaldoctrines.Inparticular,itopposedAristotle,whohadargued
cogentlyforthefixityoftheEarth;furthermoreitprovidedanalternativetoPtolemy’sgeocentricuniverse.InWesternChristendomboththeseviewshadbeenelevatedalmosttothelevelofreligiousdogma;tomanythoughtfulobservers,however,theystifleddevelopmentandwereoverdueforrejection.
Scientificallythe
Copernicantheorydemandedtwoimportantchangesinoutlook.Thefirstchangehadtodowiththeapparentsizeoftheuniverse.Thestarsalwaysappearedinpreciselythesamefixedpositions,butiftheearthwereinorbitaroundthesun,theyshoulddisplayasmallperiodicchange.Copernicusexplainedthestarryspherewastoofardistantforthechangetobedetected.Histheorythusled
tothebeliefinamuchlargeruniversethanpreviouslyconceived…
Thesecondchangeconcernedthereasonswhybodiesfalltotheground.Aristotlehadtaughttheyfalltotheir“naturalplace”whichwasthecentreoftheuniverse.Butbecause,accordingtotheheliocentrictheory,theEarthnolongercoincidedwiththecentreof
theuniverse,anewexplanationwasneeded.Thisre-examinationofthelawsgoverningfallingbodiesledeventuallytotheNewtonianconceptofuniversalgravitation.
ThedethronementoftheEarthfromthecentreoftheuniversecausedprofoundshock.Nolongercouldtheearthbeconsideredtheepitomeofcreation,foritwas
onlyaplanetliketheotherplanets.Nolongerwastheearththecentreofallchangeanddecaywiththechangelessuniverseaccompanyingit.Andthebeliefinacorrespondencebetweenman,themicrocosm,asamirrorofthesurroundinguniverse,themacrocosm,wasnolongervalid.Thesuccessfulchallengetotheentiresystemofancientauthorityrequiredacomplete
changeinman’sphilosophicalconceptionoftheuniverse.Thisiswhatisrightlycalled“theCopernicanRevolution.”
Isitrightlycalled?OrshoulditbetheRegiomontanusorGuoShoujingrevolution?
JohannesKepler(1571–1630)
JohannesKepleristodaybestknownforhisthreelawsofplanetarymotion.Hisfirstlawstatedthattheplanetstraveledaroundthesuninellipticalorbitswiththesunpositionedatoneoftheellipse’sfocalpoints(NicholasofCusa’sargument,saveforfocalpoint).Hissecondlaw(whichhediscussedfirst)statedthattheplanetssweptoutequalareasoftheirorbitsinequal
times.Herejectedtheancientbeliefthattheplanetstraveledacircularorbitatconstantspeed,replacingitwiththetheorythatplanets’speedsvariedwiththeirdistancefromthesun—fastestwhenclosesttothesunandslowestwhenfartheraway—nothingdifferentfromwhatGuoShoujinghaddiscoveredthreecenturiesearlieraboutplanetEarth.22
KeplerhadlearnedCopernicanastronomyfromMichaelMästlin(1550–1631)whenheenteredtheSTIFT,thetheologicalseminaryoftheUniversityofTübingen,wherehewasawardedhismaster’sdegreein1591.HepublishedatextbookofCopernicanastronomywritteninaquestion-and-answerform,theEpitomeastronomiaeCopernicanae.Inmysubmission,although
Keplermaynothaveappreciatedthis,hebuiltonCopernicanastronomy,whichitselfderivedfromRegiomontanusandNicholasofCusa,whoobtainedtheirfundamentalnewideasfromToscanelliandtheChineseastronomicalcalendar.
GalileoGalilei
GalileowasborninPisain1564.Hisfatherwasa
musician.HewaseducatedattheUniversityofVallombrosanearFlorence;thenin1581heenrolledattheUniversityofPisatostudymedicine.Henevertrainedasamathematicianorastronomer.
Galileo’slifewasdominatedbytheCopernicanrevolution.HewasthefirstEuropeantodevelopapowerfultelescopewith
thirty-twotimesmagnification—ahugeadvanceinastronomicalobservation.HediscoveredJupiter’smoons,Saturn,sunspots,andthephasesofVenus,publishinghisresultsinSideriusnuncius(Starrymessenger).23ThisledhimtobelieveCopernicantheorywascorrect;nowthetroublestarted.
Theoldguard,whohad
spenttheirlivesteachingPtolemy’stheorythattheearthwasatthecenteroftheuniverse,felttheirlivelihoodandreputationsthreatened.TheygangeduponGalileo,gatheringsupportfromtheDominicansforhisblasphemyinstatingthatman,God’screation,wasnotatthecenteroftheuniverse.Theintellectualsandreligiousfanaticswontheday—Copernicus’stheorywas
denouncedas“falseanderroneous,”andbyadecreeofMarch5,1616,Copernicus’sbookwassuspended.ThechieftheologianoftheCatholicChurch,CardinalBellarmine,informedGalileothathemustnolongerdefendCopernicus.Eightyearslater,Galileomadeanattempttohavethe1616decreelifted.Hedidgetasmallwaiver—hewasentitledtodiscussPtolemy’s
andCopernicus’stheoriesprovidedhisconclusionwasasdictatedbytheCatholicChurch—whichwasthatmancannotpresumetoknowhowtheworldismadebecausetodosowouldrestrictGod’somniscience.
Galileoacceptedthisrestrictionandspentthenexteightyearswritingadialoguecomparingthetwoprincipalsystems—ofPtolomyand
Copernicus.Thebookwashugelypopular—abestseller.TheJesuitsseemeddefeatedbuttheyfoughtback.Galileo’sbookwassopowerfullywrittenitwouldcausemoreharmtotheestablishmentviewofthecosmos“thanLutherandCalvinputtogether.”24
Thepopeorderedaprosecution.Thisgavethepapallawyersabiglegal
problem,forGalileohadabidedbythedecreeof1616.Suddenlyadocumentwas“discovered”totheeffectthatGalileointhenegotiationsleadingtothedegreeof1616hadbeenprohibitedfrom“teachingordiscussingCopernicanisminanyway.”Hehadthereforeobtainedthedecreebyfalsepretensesbecausehisbookwasdisguiseddiscussionandteaching.Theestablishment
mountedashowtrial,whichtookplacein1633whenGalileowasinhisseventiethyearandill.Hewasconvicted,buthisimprisonmentwascommuted.HewasorderedtorecantCopernicantheoryandstatethathe“abjuredcursedanddetested”hispasterrorsinsupportingCopernicus.Whileunderhousearresthewrotesomeofhisgreatestworks,summarizinghisearly
experiments.Hislastbigdiscovery,ofthemoon’sdailyandmonthlymovement,camein1637,justbeforehewentblind.Hediedin1642.
Galileo’smonumentalachievementswereessentiallytheuseofapowerfultelescopetodiscovertheheavensandvalidateCopernicus’sworkandhispioneeringthoughtsongravity.Hewasthefirst
Europeanwhocouldseethatmathematicsandphysicswerepartofthesamesubjectandthatearthlyandheavenlyphenomenacouldbecombinedintoonebranchofscience,ascouldexperimentswithcalculation,theconcreteandtheabstract.GalileopavedthewayforNewton.
GalileoiscreditedwithdiscoveringJupiter’smoons,Io,Europa,Callisto,and
Ganymede,in1616.SomescholarscontendthattheGermanastronomerSimonMayerdiscoveredthemafewdaysearlier.In“AncientChineseAstronomerGanDeDiscoveredJupiter’sSatellites2000YearsEarlierthanGalileo,”PaulDong,RosaMui,andZhouXinYanciteProfessorXiZezongoftheChineseAcademyofSciences,statingthataChineseastronomer,GanDe,
haddiscoveredJupiter’smoonsin364B.C.25Thebasisforthisclaimcanbefoundinvolume23oftheancientChineseastronomicalworkKaiYuanZhanJing(Booksofobservationsfromthebeginningofhistory).Apassageinitreads,“GanDesaid‘IntheyearofShauYo,Xi,Nu,ShuandWei[Io,Europa,Ganymede,andCallisto]theAnnualstarwas
verylargeandbright.Itseemedtherewasasmallredstarattachedtoitside.Thisiscalledanalliance.’”
The“annualstar”wastheancientChinesenameforJupiter,thesmallredstar,Jupiter’smoon.TheauthorsofferamoderntranslationofGanDe:“TherewasasmallpinkstarbesidetheplanetJupiter.Wethereforeconcludethisisasatelliteof
Jupiter.”(ItisstillpossibletodaytoviewJupiter’ssatelliteswiththenakedeyeincertainplaces,notablyintheHebeiProvinceofChinaandfromtheSaharaandpartsofJapan.)
MyintentionincitingtheChineseobservationofJupiter’smoonstwothousandyearsearlierisnottodiminishGalileo’senormousachievementsbuttoillustrate
howEurocentricWesternhistoriansandastronomersareinnotcreditingChinawithastronomyvastlymoreadvancedthanEurope’s.ItseemsalmostincrediblethattheJesuitscouldhavepersuadedtheChinesethattheyknewmoreaboutastronomythantheChinesedid,notleastinpredictingeclipses,somethingtheChinesehadbeendoingcenturiesbeforeJesuits
arrivedinChina.
TheDevelopmentofArtandPerspective
LeonBattistaAlberti,asPopeEugenius’snotary,wouldhaverecordedminutesofthemeetingbetweentheChineseambassadorandthepope.AsJoanGadolhassosuccinctlysaid,Albertiwentbeyondtheboundsofastronomytodetermineitsrelationwith
mathematics,andthen[used]mathematicstodeveloppaintingandarchitecture,cartographyandsurveying—evenengineeringdesignsandcryptography.Toscanelli,Alberti,NicholasofCusa,Regiomontanus,andlaterCopernicusandGalileoemployedtherationalconceptionofspaceinformingtheirideas—aconceptiontowhichallwereledbythemethodsof
mathematics.26
Albertikneweverybranchofmathematics—geometry,arithmetic,astronomy,music.InDepictura,hissystemofperspectiveandhumanproportionsconstitutethetechnicalfoundationsofRenaissancepaintingandsculpture,introducingtoartideasandvaluesthathadfar-reachingculturalimplicationsfortheage.Alberti’swork
coveredpainting,sculpture,architecture,aesthetics,mathematics,cartography,surveying,mechanics,cryptography,literature,andmoralphilosophy.
BurckhardtregardedtheRenaissancepioneeredbyAlbertiasthefirstage,thegenesisofmodernEuropeancivilizationandculture.
EuropeBecomesMistressof
theWorld
ItwasthecombinationofamassivetransferofnewknowledgefromChinatoEuropeandthefactthatitcameinoneshortperiodthatsparkedtherevolutionwecalltheRenaissance.
Notonlydidkings,captains,andnavigatorshave,forthefirsttime,mapsthatshowedthemthetrueshapeofthe
world,buttheyalsoacquiredinstrumentsandtablesthatshowedthemhowtoreachthosenewlandsbythequickestrouteandhowtoreturnhomeinsafety.
WhentheyarrivedintheNewWorld,aninternationaltradingsystemcreatedbyChinese,Arabs,andIndiansawaitedthem—onethataccountedforhalftheworld’sgrossnationalproduct.This
systemwasbaseduponthetransferofChinesemanufacturedgoodsinexchangeforrawmaterialsfromtherestoftheworld.Thetradingpatternhadbeenbuiltupbythousandsofseavoyagesoverhundredsofyearshonedbycenturiesofexperienceofmonsoonsandtradewinds.WhenChinalefttheworldstage,thistradingsystemwasEurope’sforthetaking.
EuropeansfoundnotonlyrichnewlandsbuttheresultsofsophisticatedtransplantingandgeneticengineeringpioneeredbytheChinese—maizeinSoutheastAsia,whichoriginatedinAmerica27cottonintheAzores,theresultofcross-pollinationofIndianandAmericanstrains;sweetpotatoesfromSouthAmerica,whichfedindigenouspeoples
acrossthePacifictoNewZealand;ricetakenfromChinatoBrazilandto“NewEngland”;orchardsofcitrustreesintheCarolinas,Florida,Peru,WestAfrica,andAustralia.28
Thesamewentforanimals:vastsnailfactoriesintheParanáRiverofSouthAmerica;AsianchickensacrossSouthAmerica;AmericanturkeysinIndia(de
l’inde-dinde);ChinesehorsesinNorthAmerica;fishfarmsinNewZealand.Plantsthathavefed(maize),clothed(cotton),andhoused(coconuts)theworldforthepastsixhundredyearshadbeentransplantedortranshippedbetweencontinentsbeforeEuropeansarrivedintheNewWorld.
Rawmaterialshadbeenminedandshippedacross
continents.EuropeansfoundworkedgoldminesinAustralia,ironminesinNewZealandandNovaScotia,copperinNorthAmerica,andasophisticatedsteelindustryinNigeria.
NewmethodsofcartographyenabledEuropeanstomapthefabulousrichesoftheNewWorld.Printingenablednewsoftheseexoticdiscoveriesto
spreadfarandwide—notleastamongstthenewlyemergent,brash,competingEuropeannation-states.
Atthesamemoment,EuropeanslearnedofChinesegunpowdercoupledwithadvancedChineseweapons—bazookas,mortars,explodingshells,rockets,andcannons.ThepoorIncas,armedwiththeirfeathertunicsandclubs,weremowndownbythe
brutal,ruthless,butincrediblybravebandofconquistadoresunderPizarro.Atahualpastoodnochance;neitherdidMontezuma.AsaresultofPizarro’smassacre,Spaingainedaccesstotheworld’smostvaluablesilvermines,whichshegrabbed.
KnowledgeofprintingspreadtherichesoftheNewWorldaccuratelyandrapidly.Withgunpowderweapons
Europeanrivalrytookonanewpotencyandurgency,resultinginfreneticcompetitiontoconquertheNewWorld.
ThesamedramaticchangescanbeseeninEurope,notleastinfoodproduction,mining,andprocessingofrawmaterials.TheintroductionofriceinthePoValleyinthe1440sdependedforitssuccessonthe
aqueducts,canals,andlocksystemsdesignedbyLeonardodaVinciandFrancescodiGiorgio,coupledwiththenewChinesebucketpumpsthatenabledwatertobetransferredinatimelyandeconomicwayacrossthericefields.
Milan’sbuildingboomwasassistedbyharnessingtheRiverPo—throughtheuseof“Chinese”locksandfeeder
canals.Higherfiringtemperaturesforkilnsandsmelterswereachievedwithcompressorspoweredbywaterturbines.CorncouldnowbegroundbynewefficientwindmillswhosedesignshadbeendevelopedoverthecenturiesbyChineseengineers.
Inartandarchitecturethenewrulesofperspectiveexplainedbytherational
mathematicsofAlbertiandperfectedbythegeniusofLeonardodaVincicouldbeappliedtocreateallmannerofnewbuildings—whichcouldbeaccuratelyandquicklyexplainedanddescribedbyprinting.ThesenewideasspreadoutfromFlorencelikeaforestfire.
PerhapsthemostimportantsingletransferofknowledgefromChinatoEuropewas
thatofhowtheuniverseworked.GreekandRomanconceptsthattheearthwasatthecenterandsunandplanetsrotatedarounditwerereplacedbyarationalsystemexplainedbymathematics.Mannowcould,anddid,lookateverythinganewandexaminehisplaceintheworld.Thisnewspiritofinquirywasappliedtoeveryaspectoflife—inphysics,mathematics,science,and
technologyaswellastheartsandreligion.EverythingcouldbeexplainedwithouttheblessingoftheChurch.Thoughtwasfreedfromcenturiesofreligiousdogma.
Inthedoublepagediagramincolorinsert3,the“inventions”anddiscoveriesofToscanelli,Alberti,NicholasofCusa,Regiomontanus,Taccola,Pisanello,AndreaBianco,
FrancescodiGiorgio,andFontanaareshown.Asmaybeseen,theyproducedlittleofconsequencebefore1434andthencameanexplosionofnewideas,inventions,andtheories.
Thetransferofintellectualknowledgein1434wasbetweenapeoplewhohadcreatedtheircivilizationoverthousandsofyears,andaEuropethatwasjust
emergingfromthethousand-yearstagnationfollowingthefalloftheRomanEmpire.TheChineseseedsfellonveryfertileground.
UntilnowtheRenaissancehasbeenportrayedasarebirthoftheclassicalEuropeancivilizationsofGreeceandRome.Chineseinfluencehasbeenignored.WhileGreeceandRomewereunquestionablyimportant,in
mysubmissionthetransferofChineseintellectualknowledgewasthesparkthatsettheRenaissanceablaze.
ItistimeforanagonizingreappraisaloftheEurocentricviewofhistory.
III
China’sLegacy
22
TRAGEDYONTHEHIGHSEAS:ZHENGHE’S
FLEETDESTROYEDBYA
TSUNAMI
In2003,CedricBell,amarineengineer,visitedhissonandfamilyonNewZealand’sSouthIsland.Magneticanomalysurveyshemadeduringhisstaythrewupanastonishingpossibility:aconsiderablenumberofjunkshadbeenwreckedontheisland’ssoutheastcoast.Survivorshadapparentlymanagedtogetashoreandhadbuiltstonebarracksas
livingquarters,hadsownricefieldsandsetupfishfarmsforfoodandsmelterstomakeiron.CedricbelievedanentireChinesefleethadbeenwreckedbyacolossalstorm.
CedricBell’sreportwassofar-reachingthatatfirstIwasincredulous—myinitialreactionwastodonothing.However,ameetingwithMr.Bellconvincedmethathewasadisciplinedpractical
engineernotgiventoexaggerationorflightsoffancy.Soweagreedtoembarkonaseriesofindependenttestsononebarracksblock,onewreck,andonesmelter;ifanyonecoulddisprovehisresults,wewouldnotpublicizehiswork.
ThebarracksblockwastheruinsCedrichadscannedunderanAkaroacricketgrounds,wheresatellite
photographstakeninmidsummerhadshownthegrassabovetheburiedwallstobeparched;thewallswereoutlinedwhenlookedatfromspace.
Weretainedanindependentcompany,GPRGeophysicalServicesofAuckland,tocarryoutaground-penetratingradarsurveythere.ThesecorroboratedCedric’swork,savethatone
ofthewallsseemedtoostraighttobetrue.Weaskedthelocalauthoritiesforundergroundplansofburiedservicepipesbeneaththecricketpitch.Thedeadstraightwallwasoneofthese,butthebarracks’otherthreeouterandinteriorwallswerenot.CedricBellwasvindicatedonthatone.
WechosethesmelteratLeBonsBay,nearAkaroa,
becauseitwasonpublicland,easilyvisibleandaccessible,andnearironoredeposits.Moreover,ithadasophisticateddesign:twostreamspoweredawaterturbine,whichinturnpoweredaircompressorstoraisethefiringtemperatureoftheore.Therewasastoragehousenearby.Accelerometermassspectrographyandcarbon-datingtestswereconductedbyRafter
RadiocarbonDatingLaboratoryandbyWaikatoUniversity(bothofinternationalstandingandpreviouslyunknowntomeorCedricBell)ondifferentoldbuildings.Thedatingcertificatescanbeseenonourwebsite.CedricBell’sconclusionthatthissmelterhadbeenworkedbeforeEuropeansarrived,byanunknownpeople(theMaorisdidnotsmeltiron),was
provedcorrect;smeltingbysophisticatedmethodswithhighfiringtemperatureshadbeeninusebeforetheMaori.
ResearchbyDr.R.N.Holdawaycorroboratedthis.AsianratboneshehadfoundinNewZealandwereshownbycarbondatingtobetwothousandyearsold.Asratscannotswimmorethanafewyards,humansmusthavebroughtthem.
ThewreckselectedforanalysiswasalsoinLeBonsBay,notfarfromthesmelter,coveredbysandandunderwaterotherthanatlowtide.AnalysiscarriedoutbyGPRshowedtwoforeignobjectsofthesamesizeandthesamepositionasCedricBell’smagneticanomalysurveywiththesameshapes.(Resultsareonourwebsite.)
CedricBell’ssurveyofa
barracks,asmelter,andawreckhadbynowbeeninvestigatedbyseveralmethodsbydifferentreputableorganizationswhoseresultshadinbroadtermscorroboratedhiswork.TheirfindingsdisclosedthatasophisticatedpeoplewhoarrivedbyjunkshadlivedandworkedinNewZealandlongbeforetheMaoris,theEuropeans,or,indeed,beforethearrivalofZhengHe’s
fleets.
OurnextresearchwasintotheMaoripeople.Whowerethey?Dr.GeoffreyChambersandhisteam,notablyAdeleWhyte,hadconductedDNAteststofindtheanswer.TheyconcludedthattheMaorimitochondrialDNAwasChinesefromTaiwan,astheforeignministerofNewZealand,Dr.WinstonPeters,agreedinhisaddressatthe
meetinginMalaysiaoftheAssociationofSoutheastAsianNations(ASEAN)onJuly25,2006:“Mypointisverysimple,thattheindigenouspeopleofNewZealandcamefromChina….DNAisirrefutableevidence.”
WenowhopetheNewZealandgovernmentwillmoderateitsapproachinrepresentingNewZealand’searlyhistory:inparticular
thatsitescurrentlyofflimitstotheNewZealandpeoplewillbeopened;andthathumanbonesthatpredatetheMaoris’arrivalnowinpossessionoftheNewZealandgovernmentwillbeDNA-tested.Ihaveofferedtopayforthesetests,andadistinguishedprofessorofgeneticsatOxfordUniversitywithaworldwidereputationhasagreedtoconductthem.Allwenowawaitis
governmentagreement.
CedricBellReturnstoNewZealand
Aftertestsonhisearlierfindshadbeenconcluded,CedricBellreturnedtoNewZealandin2004andfoundyetmorestartlingevidence—includingwreckedjunksimpaledupsidedownhighonthecliffsofSouthIsland.Theoutlineofthewoodenhull
wasclearlyvisible.Sowastheconcretehulllining,whichwasprovedbyanalysistobemanmadefromamixtureofburntlimeandvolcanicash.Markswerefoundinthecementwhereithadbeenbondedtothehullbyriceglue.Somewreckswerecharred;somewereupsidedownandtiltedasifagianthadhammeredthemintothecliffs;somerosenearlyonehundredfeet
abovethesea.Thecliffssometimesdisgorgedcannonballs,counterweights,andmiscellaneousobjectsincludingtheremainsofaship’sbell,alaminatedknife,andaveryoldBuddhistbroochinscribedwiththeChinesewordfor“mountain.”
Theonlyfeasibleexplanationforsuchwidespreaddestructionwasa
tsunami.Greatwaveshadsmashedthejunksintothecliffs,leavingthemimpaledwhentheseassubsided.WelearnedthatProfessorTedBryantofWollongongUniversityhadpublishedinacarefullydocumentedbook,Tsunami:TheUnderratedHazard,hisfindingsthatNewZealand’sSouthIslandhadbeendevastatedbyfiresandbyatsunamisometimebetween1410and1490—
datesthatheobtainedfromden-drochronographyofthetrees.ProfessorBryant’sbookwaspublishedwellbeforemyown1421.AsNewZealandliesonafaultline,thetsunamiandforestfirescouldhavebeencausedbyaseismicevent,asmanyNewZealandexperts,includingDr.J.R.Goff,haveargued.However,anearthquakewouldnotexplainhowthewreckshadbeenturnedto
charcoalbeforebeingimpaledinthecliffs,foritwouldnotcausemassivelyhotfiresintheoceanfromwhencethejunkshadcome.
ProfessorBryant’sbookdescribeshowtheAboriginesinAustraliaandtheMaorisinNewZealandbothreportedacometbeingthecauseofthe“mysticfires.”BothChineseandMayanastronomersdescribealargebluecomet
seeninCanisMinorfortwenty-sixconsecutivedaysinJune1430,adatecompatiblewithProfessorBryant’sden-drochronography.TheninNovember2003DallasAbbottandherteamattheLamont-DohertyEarthObservatory,Palisades,NewYork,announcedthattheyhadfoundthatthecomethadimpactedtheseabetweenCampbellIslandandthe
SouthIsland,blastingacratertwelvekilometersacross.
LetusnowimagineafleetofjunkssailingnorthafterleavingCampbellIsland,homewardbound.TwodaysoutfromAucklandIsland,thelookoutwouldhavereportedagroupoflow-lyingislandsrightahead(theSnaresIslandsat48°10'N,166°40'E).Thefleetwouldhavetoaltercoursetoroundthe
islands:onehalfturnseast,theotherwest,andthetwohalvesaresometwentymilesapartcenteredonposition48°10'N,166°55'E.
Thencomesthecomet,twenty-sixtimesbrighterthanthesun,itshundreddecibelsscreaming,blowingouttheeardrumsofthesailors.Itscolossalheatsetstheirskinonfire.Thenthecomethitstheoceansomesixtymiles
southofthecombinedfleet.Giganticwaves,morethansixhundredfeethigh,tosstheshipsaboutlikematchsticks.Themastsandriggingareafire,fannedbyfour-hundred-mile-an-hourwinds.HereistheextractthatDallasAbbott,AndrewMatzen,andStephenF.PeckaroftheLamontDohertyEarthObservatoryandEdwardA.Bryant,oftheUniversityofWollongong,Australia,
submittedtothemeetingoftheGeologicalSocietyofAmericainthefallof2003:
GoffattributescoastalabandonmentinNewZealandin1500A.D.toanearthquake-inducedtsunamievent.However,thelargesthistoricalearthquakeproducedmaximumtsunamirun-upsoffortytosixtymetres[150to200feet].OnStewartIsland,NewZealand,
beachsandispresent~220metres[720feet]abovesealevelatHellfirehutand~150metres[500feet]abovesealevelatMasonBay.IneasternAustraliatherearemegatsunamidepositswithmaximumrunupsof130metres[425feet]andacarbon14ageofabout1503.MegatsunamidepositsoccurontheeasternsideofLordHoweIslandinthemiddleoftheTasmanSea,implyinga
sourceforthecraterfurthereast.WenamedthissourcecraterMahuikafortheMaoriGodofFire.Mahuikacraterisapproximately20kilometres[about12miles]wideandatleast153metres[502feet]deep.ItisontheNewZealandcontinentalshelf48.3°Sand166°4'E.SeveralpiecesofevidencepointtoMahuikaasthesourcecraterforthe1500A.D.event.Thefirstisthat
thecraterliesonagreatcirclepathfromAustraliaorientedatabouta45degreeangletothegeneraltrendoftheeasternAustraliacoast.MegatsunamidepositsnearWollongongandatJervisBay,Australiansuggestatsunamiwaveorientedatthisangletothecoast.Thesecondisthesubbottomdepthoftheimpactdeposits.Wehavefoundimpactejectainallofthedredgesnearthecrater.
Becausemarinesedimentsaredepositedatarateofabout1cm[.39inch]perthousandyears,thisisexpectediftheimpactdepositisonly500yearsold.Weareseekingc-14datestoconfirmthis.Thethirdisthedistributionoftektites,whicharefoundontheoppositesideofthecraterfromthedirectionofimpactorarrival.Althoughwefoundimpactejectainmanysamples,onlysome
samplescontainedtektites.Alltektite-bearingsamplesarelocatedSEofthecrater,intheoppositedirectionfromSEAustralia,wheretheimpactfireballwasseenbytheAborigines.
Inmorerecentcorrespondence,theLamont-Dohertyteamhasnarrowedthedatingto1430–1455.Theimpactfireballwasseenover1,000milesaway.The
tsunamiwasmorethan220meters(700feet)highwhenitreachedStewartIslandfarthernorth(beachsandhadbeencarriedtothatheight)and130meters(400feet)whenitreachedAustralia.Thewind’smaximumvelocitywouldhavebeen403milesperhour(Lamont-Dohertycalculations).Increasedpressurecausedbythecomet’skineticenergywouldhavecreatedaCorioliseffect
onwinddirection.WavesradiatingoutwardfromtheimpactzonerunningupNewZealand’ssouthcoastsmashedtheshipsintothecliffs;manyotherswerehurledashoreoneithersideoftheTasmanStraitinsoutheastAustralia.
CedricBell’sfullreportonthejunksimpaledonNewZealandcliffsiscontainedonourwebsitewww.1421.tv
undertheheading“IndependentReports”andincludesafullscheduleofwreckswiththelatitudeandlongitudeofeach.Theeightywreckshehaddiscoveredby2004arefromthreeprincipallocations:attheCatlinsonNewZealand’ssoutheastcoast;farthernortharoundMoeraki;andnorthagainaroundtheBanksPeninsula.
ThewrecksonAustralia’s
southandeastcoastcanbebrieflysummarizedasfollows.TheoneontheeastsideofKingIslandhasbrasspinssimilartothoseintheRuapukewreck.AfterstormsthewreckontheeastcoastofTasmaniainStormBaydisgorgesHongWu(ZhuDi’sfather)coins.ThefirstsettlerstoreachKangarooIslandfoundferalChinesepigs.OtherferalpigsaroundWarrnamboolhavesimilar
fleacharacteristics(AsianandEuropeanpigshaveverydifferentfleas).ThereareafurtherthreeunidentifiedwrecksbetweenWarrnamboolandKangarooIsland.ThestretchofcoastnamedtheCoorongincludesanumberofold“Chinaman’s”wells.Accordingtotheaboriginalpeoplewholivealongthisstretchofcoast,foreignpeoplesettledamongthem
afterashipwreckthatoccurredlongbeforeEuropeansarrived.
ThetsunamifromtheMahuikaimpactpositionwouldhavecarriedwreckedjunkstowardsAustralia.AstheyapproachedthecoasttothenorthoftheBassStrait,thecorioliswindswouldhavedriventhemthroughtheBassStraitsdumpingtwoonFlindersIsland,oneonthe
eastcoastofKingIslandneartheElephantRiver,anotherontheWarrnamboolcoast,andonKangarooIsland.WrecksherearecompatiblewithknownfactsabouttheMahuikacometandresultanttsunami,asareCedricBell’sdiscoveriesinNewZealand’sSouthIsland.
EvidenceoftheTsunami:aWreckedChineseFleetinOregonandBritish
Columbia
OnJanuary31,2007,Mr.DaveCotner,aneighty-two-year-oldAmericancitizen,e-mailedmefromhishomeinLasVegas,describinghisfindingofwhathebelievedweretheremainsofaveryoldChinesejunkburiedabout130deepinsanddunesinlandsome1,600yardsfromtheocean.LikeCedricBell,Mr.Cotnerhadmadehis
discoveryusingthemagneticanomalysystem.
ImetMr.CotnerinLasVegasthefollowingFebruary20.Togetherwestudiedtheplansofhisfindings.Thenextday,weflewtoCoosBay,Oregon,hiredacarandexploredthesite.
ThewreckisinWilliamTugmanStatePark,partoftheOregonDunesNational
RecreationArea.Thelocation,atapproximately43°30'N,iswheretheCaribbeanexplorersJuanRodriguezCabrilloandBartolomeFerrellohadreportedawreckedChinesejunkin1542.DaveCotner’sMASsurveyhadshownthewreckofaseven-mastedwoodenshipbrokeninhalflyingonitsside,listedabouttwentydegreestoportundertwentytofortyfeetofsandat
aboutseventy-fivefeetabovesealevel.Theanchorextendstothenorthwestofthewreck.WhenMr.Cotneroriginallyfoundthewreckin1985,heduganeight-foothole,putinapump,andextractedwood.Hefoundthewrecktobeaveryoddshape,resemblingabargeconstructedoflarge(twenty-fourinchessquare)timbersforakeelrunningitsfulllength.Thepositionoftheanchorindicatedthatit
wasinusewhendisasterstruck.Thepositionoftheanchorrelativetothewreckshowedthatthejunkmusthavebeencarriedsidewaystobedumpedsixteenhundredyardsinshoreatanelevationofseventy-fivefeetbyawaveataboutthatheight.
WebasedourplanningontheassumptionthatthetsunamiresponsiblewasaresultoftheMahuikacomet
andthereforewouldhavehittheOregoncoastonitspassagefromNewZealandonabearingofabout040.Thebeachshallowsgraduallyintotheoceanoverseveralhundredyards—anidealconditionforatsunamirun-up—therearenooutlyingislandstoblunttheforceoftheimpact.
Wedecidedtostartthemagneticanomalysoundings
justseawardofthewreck,thenmovedownthesanddunesonatrackof220degreestowardtheocean.WheneverMr.CotnerfoundsomethingwewouldstopandreadoutthesatellitepositionandIwouldtakeaphotograph.(Thesatellitereadingsatthatstagemeantnothing—theywereeight-andten-figurenumbers.)Onreturntoshelterweplottedoutthemagneticanomalies
andrealizedwehadevidencethatthejunkhadbrokenuponitspassageasitwascarriedbyahugewavefromitsanchorageontothesanddunes,litteringevidencealongitstrackasitdisintegrated.
Theshorelineslopessogentlytowardtheoceanthatwavesareaccentuated—althoughitwasonlyblowingforcefiveduringourvisit,the
waveswerequiteugly.Ajunkstrandedashorewouldhavebeensmashedtobitsinnotime.Ferrellocouldnotpossiblyhaverecognizeditasajunk110yearslaterandmusthaveseenitwellinshore;subsequentsandstormswouldhavecovereditinashroud.Wecommissionedfurthertestingtoobtainathree-dimensionalpictureofthewreck(aswedidatSacramento)andwill
approachtheauthoritieswiththeseimagesrequestingpermissiontoexcavatethem.TheycorroborateDaveCotner’sMASsurvey.
EvidenceoftheTsunamiinWesternCanada:WreckedChineseJunksBetween43°NandVancouverIsland
Amongnumerousreports,hereisonemadelongagoofawreckonClatsopBeach
northofwheretheCotnerjunkwasfound.ItisaChinooklegend,“FirstShipseenbytheClatsop,”narratedbyFranzBoaswhichstartswithanoldwomanwalkingalongthebeachinsearchofherlostson.Shesawsomethingshethoughtwasawhale.Butwhenshecamenearer,shesawtwosprucetreesstandinguprightonit.“Behold,itisamonster,”shethought.
Whenshereachedthethingshesawthatitsoutersidewasallcoveredincopper.Ropesweretiedtothesesprucetrees,anditwasfullofiron.Thenabearcameoutofit.Hestoodonthethingthatlaythere.“Helookedjustlikeabear,”saidtheoldwoman,reportingherfindtoonlookers,“buthisfacewasthatofahumanbeing”1
Amanclimbedupfromthe
beachandwentdownintotheship.Whenhelookedaboutintheinteriorhesawitwasfullofboxes.Hefoundbrassbuttonsinstrings[coinswithholesinthemiddle]—halfafathomlong.TheClatsoppeoplegatheredtheiron,thecopperandthebrass.”
ThisstoryiscorroboratedbytheoralhistoryoftheSenecaIndians,whosayChineselandedonwhatis
nowtheWashington-OregoncoastbeforetheEuropeansgotthere.ApparentlyasmallcraftlandedduringsummermonthsandmetthelocalIndianpeople.Afleetreturnedduringthewintermonthsexpectingasimilarwelcome,buttheywerewipedoutbytheCrowpeople,whohadcomedownfromtheplainstoescapeaharshwinter.2
QueenCharlotteandVancouverIslandsappearintheWaldseemüeller(1507)andZattamaps(1776)3drawnbeforewesternEuropeansreachedBritishColumbia,thatis,beforeVancouverorCook.ZattacallsVancouverIsland“ColoniadeiChinesi”andgivesasauthoritytheRussianexplorerswhofoundChinesetherewhentheyarrivedin
1728(Bering)and1741(Chirikov).RussianhydrographersinVladivostokhavefoundChirikov’sdrawingsoftheseChinesepeople.
HugoGrotius(1624)reportingGalvão:“ThepeopleofChina…sailedordinarilythecoast,whichseemstoreachunto70degreestowardsthenorth,”thatis,asfarnorthasthe
BeringStrait.
WhenMajorPowersoftheU.S.ArmyarrivedtotakeoveradministrationfromtheFranciscansintheKlamathValley,Oregon,hefoundaChinesecolony(40°N).Allalongthecoastfrom40°to50°NthereisextensiveevidenceofwreckedChineseshipsofZhuDi(1403–1424)andtheXuanDeemperor(1426–1435).Bothemperors
hadbuiltmassivefleets.ProfessorLongFeiandDr.SallyChurchofCambridgeUniversity,whoexaminedtheShi-lu,OfficialShipbuildingRecordsfor1403–1419,report:2,726Junkswerebuiltinthesesixteenyearsofwhichaminimumof343andamaximumof2,020wouldhavebeenavailabletoZhengHe.4
EvidenceoftheTsunami
AlongtheNorthAmericanWestCoast
AtSusanville,California,abeautifulXuanDe(1426–1435)brassplatewasfoundburiedinwoodland.
TheUniversityofOregonAnthropologicalPaperNumber23(1981)reportsthediscoverybyHerbertK.BealsandHarveySteeleofChineseporcelainfromthe
NetartsSandSpit(45°29'N),150milesnorthoftheCotnerJunk:“Between1956and1958thearchaeologicalsitedesignated35-TI-IwasexcavatedunderthedirectionofL.S.CrossmanoftheUniversityofOregon.In1958excavationsinHouse13oftheirsite,underthesupervisionofThomasM.Newmanledtotherecoveryof127fragmentsofChineseporcelain.”
Thereportthenbreaksdownthefindsintotwogroups:possibleChengHua;YungLo(ZhuDi)andHsuanTe(XuanDe.)Theauthorsconclude:“ItisofcoursepossiblethatearlyMingporcelaincouldhavebeenbroughtoveronChinesejunksortradingjourneysinpost-Columbiantimes.Thishoweverdoesappearlogicallytobedoubtful.Wecan’timagineporcelainfor
seafaringvoyagestobeantiqueespeciallyasantiquitywassohighlyvalued.”
ThecuratoroftheTillamookCountyPioneerMuseum,inlandfromtheNetartsSandSpit,wheretheceramicswerefound,informedmeofalargepulleymadeofcalophyllum,anAsianwoodfoundintheseaandgiventotheHornerMuseumatCorvallis.5Ithas
beendated1410.
Ozette,afewdays’sailingnorthoftheCotnerJunk,isaMakahvillageburiedbyamudslideinthe1770s.TheDepartmentofAnthropologyofWashingtonStateUniversityhaspublishedthreevolumesofOzetteArchaeologicalProjectResearchReports6comparinghundredsofreportsofpeoplewhohavecontributedsince
initialexcavationswerebegunin1966.Accordingtoonereport,“asectionofthehillsideaboveOzettevillagegaveway…andtheliquefiedclayroareddownhill,displacingorcrushingeverythinginitspath.Thispartofthevillagewasdenselypackedwithlonghouses.”
Excavationsoftheselonghousesandtheirmiddens
hasbeencarriedoutmethodicallyandcarefully,separatingoutthedifferenteras.OfrelevancetothisreportistheuseofirontoolsandtheevidenceoftradewithJapanbetween1400and1450(Makahpeopledidnotsmeltiron).
InanarticleinContributionstoHumanHistory,7RoyalBritishColumbiaMuseum’scurator
GrantKeddieexaminesclaimsthatnativeIndianculturesofthenorthPacificcoastofNorthAmericawereinfluencedbyprehistoriccontact(i.e.,pre-European)withadvancedculturesofChina.Heconcludes:
ThenativeuseoflargenumbersofChinesecoinsonthenorthwestcoastasaresultofthefurtradeiswelldocumentedinthejournalsof
earlyexplorersandtraders.ThemanufacturingdatesofChinesecoinstradedtoNorthAmericanIndiansandintroducedlaterbyChineseimmigrantsweremostoftenapre-contact(beforeEuropean)date….ItisclearthatthetemporalandspatialcontextoflateprehistorictradebetweenOldandNewworldsisinneedoffurtherstudy.
Since1990whentheabove
reportwaspublishedamassofnewevidenceofpre-ColumbusChinesevoyagestotheAmericashasbeenfound:wrecksatLongBeach,VancouverIsland,saidtobecarryingrice;aChinesevasedredgedbythetrawlerBeaufortSeaoffUclueletandanotheroffTofino(westVancouverIsland);awrecksaidtobeofaChinesejunknorthofSequimintheJuandeFucaStrait;aChinese
talismanandlamp(pre-Columbus),bronzefigurinesofthegodGaruda,andancientChinesebronzesonVancouverIsland;oldChinesecoinsatChinlac;ChinesebronzeshauledupfromtheStraitofJuandeFuca;inexplicablestonestructuresandstonecairns.
NumberofWreckedJunks
Takingalloftheabove
findingsintoaccount,itseemsthatatleastthirtyjunkswerewreckedalongthecoastbetween41and49°N.Ifthatisso,thereshouldbeevidencethatasubstantialnumberofsurvivorsgotashore—aswasthecasefollowingasimilarcatastropheinNewZealand(CedricBellreport).
ChineseSettlementsontheColumbiaRiver
Someoftheevidenceofwreckedjunksisnearthefive-mile-wideentrancetotheColumbiaRiver.Onehundredfiftymilesupriverwheretheriverhookstotheeast,justnorthofPortland,liesLakeVancouver.ThereinthenarrowvalleyofLakeRiverhundredsofceramicartefactshavebeenfound,firedby“theWashingtonPotters,”agroupwhoappearedfromnowhere
“around1400”anddisappearedequallysuddenlythreehundredyearslater.8TheU.S.InstituteofArchaeologicalStudiesconcludedtheirpotterywasAsianinform.Afurther120milesuptheColumbiaRiverinanareawestofTheDallesisHogCanyon,wherepigswithshortlegs—saidtobeChinese—ranwilduntilrecently.
InlakesbesidetheColumbiaRiverlocalpeoplegrewapotato-likevegetablecalledthewapato,whichisnativetoChina.TheNezPercéIndians,reachedfromtheColumbiaRiver,arewellknownfortheirverydistinctivespottedhorsescalledAppaloosa,showninpaintingsoftheChineseYuandynasty.
Evidencealongthe
ColumbiaRiverandacrossBritishColumbiasuggestsanoldChinesecolony.SquamishIndianshaveaccountsofChinesetradersbeforeEuropeansarrived,asdotheHaidaofQueenCharlotteIsland,whodescribepeoplesailingfromthewesttowardthesunrise.Nootkafolklorehas“visitorsfromafar”whocamebeforetheEuropeans.Theindigenouspeopleof
WhidbeyIslandinPugetSoundbelievetheChineseloggedofflargetractsofforesthundredsofyearsago.TotempolesonVancouverIslandandontheWashingtoncoastareidenticaltothoseofChina’sWuhanProvince.Potlachceremoniesinbothplacesarethesame.MorethanthirtywordsspokenbytheHaidapeoplehavethesamemeaninginChinese—tsil(hot);chin(wood);etsu
(grandmother).OlympicStateParkhasitsHoRiverandVancouverIslanditsChinaBeachandChinaHill.Localpeoplethereofferupwhitedogsassacrifice“tobringheaven’sblessings”astheydoinChina.
DNAEvidence
MarianaFernandez-Coboandcolleagues9examinedtheubiquitousDNAvirus
polyomavirusJCofSalishpeoplewhooncelivedonthePacificcoast.Theydescribeinlayperson’slanguagehowtheyanalyzedtheurineofthesepeoplesandfoundthatthebenignkidneydisorderof“Japan”(i.e.,MongoliaandJapan)strainsMY[ZA]andTokyo-1areidenticaltoSalishMT-1[ZA]andMT-3[ZA].Inshort,theSalishwhonowliveinMontanaandtheMongolian/Japanesepeople
testedhavethesameancestors.
TheCotnerJunkisavitalpieceofevidenceinmanyways.First,itappearstocorroboratetheextensiveevidenceofthetsunamithatCedricBellhasfoundinthewreckedjunksinNewZealand.Secondly,itshouldprovideevidenceabout
ZhengHe’sjunks—knowledgethatcanbepassedtobuildersofareplicafortheBeijingOlympicGames.Third,itservesasafocalpointingatheringevidenceofthevoyagesofZhengHetoAmerica.PublicationofthedetailsoftheCotnerJunkwillundoubtedlyresultinatidalwaveofnewevidence.
EvidenceofWreckedChineseFleetsinSouth
America
Wehavereceivedagreatmanye-mailsrelatingtopre-ColumbianpresenceofChinesepeopleandofwreckedjunksinSouthAmerica,especiallyinPeru.DetailsmaybeseenonourwebsitebysearchingforPeruandChile.BecauseIbelievethatatleastonefleetwaswreckedbytheMahuikatsunami,wehavespentsome
timenarrowingthesearch.ZhengHe’sfleetswouldhavetradedwiththecivilizationsthenexistinginSouthAmerica.
WherethosecivilizationshadtheirprincipalportswasdeterminedbytheuniquegeographyofSouthAmerica.TheAndesMountainsstraddletheequator;astheymarchsouththeywidenandthecoastalplainthatstartsa
hundredmileswideinEcuadorgetsnarrowerandnarroweruntilinChileitisonlytwentymileswide.Wherethemassifbroadensinthesouth,agrasslandplateausome11,500feethighemergesbetweenthepeaks.RunningwestwardfromthehighAltiplanodowntotheseaareinnumerablesmallriverslikelegsofacentipede.TotheeastoftheAndesstretchesawide,hot,low
plain,whichsoaksupmoistwindsfromtheAtlantic.AsthewetwindsspreadwestwardtheydelugetheBrazilianforestwithrainbeforedumpingtheremainderontheAndes,which,duetotheirheight,fallsassnow.InspringbetweenSeptemberandApril,thewindsfreshen.Forabriefperiod,snowevenreachesthehighslopesofthewesternAndes.Whenthe
snowmeltsinsummer,watercascadesdownthe“centipede”riversintothePacific.Thusstartingattheequatorandtravelingeastwardoneencountersanastonishingdiversityofclimates.Firstcomesthebone-drystripofcoast;thenthewesternslopesoftheAndespunctuatedeverythirtymilesorsobyriversfullofwatersomethreemonthsoftheyear;thenthehigh,cold
grassyplateau,theAltiplanowithplentyofrainforaquarteroftheyear;andfinallythehot,low,wetAmazonjungle.
Thebone-drydesertcoastexistsbecauseofthecoldHumboldtCurrentflowingnorthwardfromtheAntarcticandahigh-pressuresystemfaroutinthePacific,acombinationthatpreventsrainfall.Consequentlythereis
nowordfor“rain”ineithertheQuechuaorAymaralanguages.Instead,inwinterthecoastiscoveredbyafinemist,whichisburntoffasthesunheatsuptheland.TheChinesenameforthismistisPeru.
AstheHumboldtCurrentrisestothesurface,itbringsmillionsoftonsofplanktonfromitsdepths.Smallfishfeedontheplankton,
attractinglargerfish,whichinturnattractsealions.Thewateryields1,680kilogramsoffishperhectare,almostathousandtimestheworldaverage.Themostvividwayofseeingthisextraordinaryrichnessisbyship(orsubmarine)fromoutinthePacific;theHumboldtCurrentisdelineatedbyacrobaticdisplaysofhugeflocksofseabirdsdivingintothewatertogorge
themselves.Millionsofthesebirdsnestashore,producinganendlesssupplyofguanofertilizer.
SothepeoplelivingalongthePacificcoastofsouthernEcuador,Peru,andnorthernChilehadanendlessbountyoffish,shellfish,birds,andsealionsforfood.Theirrivervalleyswerefullofwaterforaquarteroftheyear,andtheyhadplentyoffertilizer.Soit
isnotsurprisingthatthisstretchofcoasthasproducedrichhumancivilizationssincethedawnoftime.ThelandhadasmuchtoofferastheNile,theriversofMesopotamia,theGanges,ortheriversofChina.SouthAmericancivilizationsarehenceasoldasanyontheplanet:Peru’sCaralSupeareabout5,000yearsold;Chinesecivilizationis3,900yearsold;India,4,600;
Egypt,5,300;andMesopotamia,5,700.
ThegreatestcivilizationsofthePacificcoastofSouthAmerica,startingwiththesitesofCaralandChavín,werebasedbetweentheLambayequeRiverinnorthernPeruandtheIcaRiverinsouthernPeru.SouthoftheIcathecoastnarrowsconsiderably,andnorthoftheLambayequetheHumboldt
Currentanditsfishsuppliespeterout.SincePeruwashometotherichestcivilizationofthemall,thisareawouldhaveattractedZhengHe.
ThispartofPeruisawashwithevidenceofChinesevisitorsoverthepasttwothousandyears.TherearestillonehundredvillagesintheAncashregionofPeruthatretaintheirChinesenamesto
thisday.IncapeoplehaveEastAsianadmixtureintheirbloodtosuchanextentthattheirDNAprofilecouldalmostbecalledChinese.(ProfessorGabrielNovickandcolleagues—seewww.1421.tv,then‘Evidence’,then‘PartVII—TheGeneticlegacyofZhengHe’sfleets’)10
Theclearestpossibleevidencecanbeseenin
Lima’sMuseoArqueológicoRafaelLarcoHerrera,whichhas45,000exhibitsfromgravesoftheCupisniqueperiod(1000B.C.)throughtheMoches(A.D.400–800)andmorerecentNasca,Chimu,andChancaperiods.Iaskedthemosthelpfulcurator,Mr.ClaudioHuarache,iftherewereportraitsofChinesemerchantsfoundonpotteryfromthegraves.He
immediatelyshowedmebeautifulpaintingsofChinesefromMoche,Chanca,andNascagraves—spanningthepasttwothousandyearsandcoveringthewholecoastofPerunorthtosouth.ApictureofaChinesemerchantisshownonourwebsite.
PeruappearsonChineseworldmapslongbeforethe1418map(HendonHarrismapcollection)andbefore
ZhengHe’snauticalchart(whichalsoshowsPeru—seeLiuGang’s‘Mapspeakswithoutwords’onwww.1421.tv).DiegoRibero’smasterchartoftheworldof152911showsthecoastofPeruingreatdetail,withaninscriptionthatdescribesPeruas“provinceandcitiesofChinesesilk.”Ribero’smapwaspublishedbeforePizarro(thefirst
European)gottoPeru.TheWaldseemüllermap,alsopublishedbeforePizarroreachedPeru,showstheAndesalongthewholelengthoftheSouthAmericancoast.
SoitseemssafetoassumethatZhengHeknewofPerubeforehesetsail.Hewouldhavevisitedportswherehisfleetscouldtrade.WeknowfromtherecordsofthefirstSpanishchroniclesthatinthe
1420stheprincipaltradingareaswouldhavebeenChanChaninthenorthofPeru,then,comingsouth,Chancay(northofLima),thenPachacamacinthesouthernsuburbsofmodernLima,thenParacassome150milessouthofLima.Chancaysuddenlystartedtomass-producepotteryinthe1420s,someofwhichtheycalled“china.”MyfirstthoughtwasthatChancaywastheportZheng
Hevisited(inmedievalCastilianthenamemeans“CityofChinesesilk”),butunfortunatelytheplacehasbeensobadlylooteditisimpossibletobesure.Soweneedotherclues.
The1418maphasthisdescriptionalongsidePeru:“ThelocalpeoplepractiseParacasreligion.”ItalsoshowsariveronthePeruviancoast.WhenLiuGang
publishedthemapIresearchedJesuitandFranciscanrecordstofindwhenthisreligionwasfirstmentionedinEuropeanannals.Tomysurprisetherewerenomentionsatall.TofindoutmorewedrovesouthtotheParacasPeninsula,whichtodayisanationalreserveprotectedbythePeruviangovernment.HereistheJulioTellositemuseum,whichprovidedtheanswerto
theriddle.TheParacaspeopleburiedtheirdeadinveryrichfunerarybundlesmadeofafabricthelocalcottonandvicuñawooldyedwithbeautifulnaturalcolors.ThefabricwasfirstseenontheLimamarketinthelatenineteenthcenturyandexaminedbyMaxUhle,aGermanarcheologist,whonameditasEarlyIncaculture.
PhotographicInsert3
Atypicalsceneatthepapalcourt—PinturicchiodepictsthecourtofPopePiusII.
Florenceandhermostfamousson,Leonardoda
Vinci.
RENAISSANCEMENANDTHEIROUTPUTBEFOREANDAFTER
1434
Timelineshowingkeydates
intheItalianRenaissance.
EphemeristablefromthePepysianLibrary,Cambridge
University.
Needham’spostcardisself-explanatory.
Regiomontanus’ephemeristables.
ChineseastronomywasclearlymoreadvancedthanEuropeaneffortsuntilafterthe1434Chinesevisitto
Florence.
Wheredofuturediscoveriesleadus?ToAmericaand
beyond…
23
THECONQUISTADORES’INHERITANCE:OURLADYOFVICTORY
Trujillo,Spain,July25,
1434:TheFeastofSaintJames
ThePizarrofamilylefttheirhouseintheCalleradelosMatiresatnoon.ItwasbutashortwalkdownaslipperystonepathtothePuertadeSantiago.ThroughitappearedthesquattoweroftheChurchofSantiagowheretheywouldattendmassonthis,thebirthdayofSaintJames.
OneofthemostamazingfeatsofarmsintheannalsofhumankindhaditsgenesishereinthissmallmountainvillageinlandlockedExtremadura.NoneofthePizarrofamilyhadseenthesea;theirdustymountainvillage,Trujillo,hadnomaritimetradition.YetthenameofTrujillowouldsoonbestampeduponthelengthandbreadthoftheAmericas.AsonofTrujillo,Francisco
Pizarro,wouldconqueramightyIncaempire,triumphingoveracivilizationof20millionpeoplewithabandof180comrades.
Extremadura,birthplaceoftheconquistadores,isalandisofunspeakablebeautyandsavagecruelty.Inspring,itiscarpetedwithflowers.Insummer,wolvestraildyingsheepastheyplodwearilyalongMestatrailsinsearchof
pasture.Theland’sinfinitehorizonsarefringedbymountaintopsthatarerosepinkatdawn,deepvelvetbynightfall.Atmidday,thecracked,redearthvibrateswithheat,sendingwildpigsscurryingforshelterbeneaththeolivetrees.
InExtremadura,oneseesthelastvestigesofRomanSpain—remnantsoftheforestofarbutus,cork,andholm
oaksthatoncecoveredthewholeofthepeninsula.Theprehistoricdehesaisstillpracticed—thinningforestsandscrubbyamethodofslashandburn.Intheeverlastingcobaltsky,vulturesandimperialeagleswheel,searchingforlizardsandsnakesslitheringacrossthebakingsand.Barrenrockcoversathirdoftheland.Nowandthen,chalk-whitevillagesappearsplatteredon
themountainside,asifthrownbyagianthand.
ThenameExtremadurawascoinedasatermofdisparagement.Extremadurawassynonymouswithstupidity,backwardness,andbarrenness.Itsuggestsalandthathasbeenabandoned—asubjectoffarce.IntheSpanishversionoftheBritishcomedyseriesFawltyTowers,Manuel,theidiotic
waiter,hailsfromExtremadura.WhenCervanteswantedtocreateafool,he,too,choseonefromExtremadura.
Today,Extremaduraisathriving,proud,independentregion.LikealltheregionsofSpain,ithasitsownpresidentandgovernment;itisvirtuallyanation.Inthenorth,LasHurdes,themountains,closeintoform
oneofthemostfascinating“lost”regionsofEurope,thesubjectofLuisBuñuel’smelancholyfilmLasHurdes:TierraSinPan(Landwithoutbread).AdjacenttoLasHurdesisLaVera,richingrapes,cherries,andpears.
Extremadura’shistoryhasbeendeterminedbyitsneighbors.TothewestliesPortugal,tothenorthCastile,tothesouthAndalusia.From
eachdirection,conqueringarmieshavetrampledExtremaduransoil,beginninginCarthaginiantimesrightuptotheSpanishCivilWarinthe1930s.FortwothousandyearsExtremadurapeasantshaveenduredarmiesofstrangersoccupyingtheirfields,stealingtheircattle,rapingtheirwomen,burningtheirhousesandcrops.
Yetthisravagedlandwas
thebirthplaceoftheconquistadores,whoconqueredthemightyInca,Maya,andAztecempires.ExtremaduranscolonizedAmericafromFloridatoTierradelFuego.Today,theExtremadurannamesTrujillo,Guadelupe,andMedellínarefoundthelengthandbreadthoftheAmericas,atestamenttothecourageofthosepoor,brave,devoutmenoflongago.
Thecontrastin1434betweenthewealthofChina,orofthegreatcivilizationsoftheAmericas,andthepovertyofExtremaduracouldhardlybegreater.AstheIncaemperorViracochawasleadinghispeopleintothemainsquareofCuscoonMidsummer’sDay1434,hewasadornedingoldandjadejewelry,dressedinclothesofexoticvicuñawool.InExtremadura,Francisco
Pizarro’sgrandfatherwasattendingmassdressedinhispoorbest.NoneofthepeoplewhosegrandchildrenwouldsetofftoconquertheNewWorldwasawarethattheAmericasexisted.Evenmoreextraordinary,almostallofExtramadura’sconquistadorescamefromthemostbarrenpartoftheregion,withinasixty-mileradiusofMérida.
FranciscoPizarroandFranciscodeOrellanawereborninTrujillo,HernánCortésinMedellín,PedrodeValdiviainVillanuevadelaSerena,VascoNúñezdeBalboaandHernandodeSotoinJerezdelosCaballeros.Inshort,thefirstcolonizersofFlorida,Texas,Louisiana,Mexico,Guatemala,Honduras,ElSalvador,Panama,Nicaragua,Colombia,Ecuador,
Venezuela,Peru,Brazil,andChilecamefromthesamesmallaridpocketofland.
Stillmoreastonishingisthenumberofconquistadoresfromasingle,smallmountainvillage:Trujillo,HernandodeAlarcón,thefirstEuropeantomapCalifornia;NuñodeChávez,founderofSantaCruzinBolivia;DiegoGarciádeParedes,founderofTrujilloinPeru;Gonzalo
JiménezdeQuesada,Cortés’scompanioninhisconquestofMexico;FriarJerónimodeLoaisa,thefirstarchbishopofLima;FriarVicentedeValverde,bishopofCusco;InezMunoz,thefirstmarriedwomantosettleinLima;andFranciscodeOrellana,discovereroftheAmazon,alllivedwithinafewblocksofthePizarrofamilyinTrujillo.Didafairygodmotherwaveamagicwandonthatdusty
hillsidefromwhencesomanyconquistadorescame?
IexploredExtremaduraandAndalusiaovermanydecadesseekingananswertothisriddle.Thenonecoldspringevening,asadankgraymistsettledovertheMesetaCentral,IcameacrossNuñezdeBalboa’shouseonasidestreetofJerezdelosCaballeros.Balboa’sbedroomiscoveredinweeds,
devoidoffurnituresaveforaricketyoldbed.Hisfamilywasobviouslydesperatelypoor.Whatgavethisilliterateyoungboytheconfidencetosailacrossthousandsofmilesofstorm-tossedocean,thentohackhiswayacrossalmostimpenetrabletropicaljungle,todiscoverthePacific?ThenIrecalledPizarro’shome,alsoinamountainvillage,alsolittlemorethanacowshed,thefurniturelittle
morethanplanksofwood.Didpovertydrivetheconquistadores’quest?
IdecidedthereandthentoexplorethebirthplacesofExtremadura’smostfamoussons,startinginthenorthatTrujilloandworkingsouthwardthroughVillanuevadelaSerena,Medellín,Mérida,Zafra,andJerezdelosCaballeros.(Avisitorwhowishestofollow
myjourneycancomfortablydosobycarinoneday.)Idiscoveredthreefactorscommontoallthegreatconquistadores.Pizarro,Orellana,Balboa,anddeSotowerepoor;notoneoftheconquistadoreleaderscamefromthetwenty-sixgreatfamiliesofSpain.Notonlyweretheypoor,buttheirpovertyarosefromsocialinjustice.
TheReconquistaofSpainfromtheMuslimshadbeenledbyCastile.Extremadurain1434wasCastile’sfrontierprovince.TothesouthlayAndalusia,thelastbastionoftheMoors.AftertheReconquista,thelandtheExtremaduranshadcapturedfromtheMoorswasgiventoCastilianknights.ThefootsoldiersofExtremadurawhohadfoughtsobravelygotnothing.
Extremadurahadmanyinhabitants,yetthelandbelongedtoafewCastilianfamilies.In1434,CastilestretchedfromthePyreneestothePortugueseborderinthewest,fromthecoastofGaliciainthenorthtotheMoorishkingdomofGranadainthesouth.Itwassaidthatallthislandbelongedtoelevenfamilies.TheduchessofAlbuquerquecouldtravelfromthePyreneestoPortugal
withoutleavingherproperty.Aslateas1931,Andalusiabelongedtoonlyseventeenfamilies.Afewhadeverything;millionshadnothing.
Spainthroughthecenturieshasbeenaclass-riddensociety.Fromthefourteenthcentury,thestatutebookdeterminedclassesandassignedtheirspecificmembers.Thetitledclass—
dukes,marchises,counts,andviscounts—ownedtheland,controlledtensofthousandsofpeople,andhadastonishingpoweroverthegovernment.Theylivedincastles,apingorsurpassingthelifestyleofmonarchs.InTheNobleSpaniard,bySomersetMaugham,agentlemansays,“Icankeepmyhatoninthepresenceoftheking.”Itmayseemajoke,butmembersofthetwenty-
sixnoblefamiliesofSpainwereentitledtodosobylaw.
Theinjusticeofclasswasencapsulatedinabrilliantplay,TheMayorofZalamea,bySpain’sgreatestdramatist,PedroCalderóndelaBarca.Zalamea,inwesternExtremadura,isavillageusedbyCatholicmonarchsasastagingpostfortheirarmiesenroutetoPortugal,theSpanisharmy,consistingof
rudeprivatesoldiersandofficersofminornobility—hidalgos.Themayorisamanofsubstanceandprestige,butheisapeasant.Herealizesthearmywillregardhimasapushover—thekeytothegirlsofthetown.Theheroineisthemostbeautifulgirl,mostatrisk,thedaughterofanhonest,God-fearingfarmernamedPedroCrespo.Hekeepsherhiddeninhishouse.Thecaptainofthe
armybangsonthedooranddemandshisbeautifuldaughter.PedroCresporefuses,saying“sheismydaughter,weareanhonourablefamily,shehasherhonourandhersoul.”
Butthecaptainmaintainsthatonlyhidalgoshavehonor.Hepursuesthegirlintothewoodsandrapesher,assertinghisdroitdeseigneur.
TheMesta
WiththatcruelunderstandingoftheSpanishclasssystem,letusrevisitthePizarros.AstheywalkedtomassonthatsultryJulymorningtheywouldhaveseeninthehazebeneathTrujilloaplainstretchingtoeternity.Inthefifteenthcentury,vastflocksofsheepwouldhavebeenmigratingsouthwardacrossthatplaintotheirwinter
pastures.Therightofpasturagewasanotherofthespoilsthataccruedtonobility.AftertheCastiliannoblesseizedthehugeMoorishestates,theyturnedthemovertosheepranching.Around1300,whentheReconquistawaspracticallyover,merinosheepwereintroducedtoSpainfromNorthAfrica.ThekingsofCastilethenformedtheMesta,anorganizationtopromotesheepfarmingand
woolproduction,whichwasdominatedbythewealthyfamilieswhohadseizedtheland.
TheMestagrewverypowerful.Forcenturies,itsironhandtiedthelandtosheepgrazing,stiflingagriculturalinnovation.WealthflowednorthwardandthewretchedExtremaduransreceivedlittle.Overthecenturies,impoverishmentat
thehandsofCastiledrovepeasantstothetowns.Eventoday,anExtremaduranquarterexistsinMadrid,whereshops,bars,andcafésarefullofimmigrantfamilies.TheharshnessoftheirlifeiscaughtintheliltingsongLaVendimia(Thegrapeharvest):
Asthecartstrundlethe
roads
Theysingthesongofautumn
Andthevinessingthesadsongwithouttheirleaves
Theboysmakeoffincartsfollowedbythewind
Theleavessingsadsongs.
ThehauntingmusicisrepeatedintheHotaExtremeñaadancemuchliketheflamenco,heavilyinfluencedbyIslamicmusic.
Class-basedinjusticeswereinescapableforpoorfamilieslikethePizarros.TheArchofSantiagothroughwhichthefamilywalkedtomasswasownedbythedeChavesfamily,Castilianswhohadledtheattackthatliberated
TrujillofromtheMoorsin1232.Theycontrolledwhopassedthroughitandshutoutthosewhofailedtopaytheirtolls.Thefamilyownedanimposingpalacethatoverlooked—anddwarfed—thePizarrohome.InJerezdelosCaballeros,NuñezdeBalboa’shovelwassimilarlydwarfedbythepalacesoftheRianzuela,deLogroño,andBullonfamilies—allCastilians.
TheVirginMary’sandSaintJames’sRoleintheReconquista
Despitegrindingpovertyandinequality,faithseemedtogivetheconquistadoresthecouragetoovercomeanyenemy.TheconquistadoresweremarkedaboveallbytheirfaithintheVirginMary.SheissaidtohaveappearedinthecloudsaboveTrujilloduringthebattletocapture
thetown.TodayherstatuestandshighabovethePizarrohome,easilyvisibleonthewalktochurch.
ReligiouslifecentredontheVirginMary.ThecoatofarmsoftheVeryNobleandVeryLoyalCityofTrujilloconsistsofanimageofOurLadyofVictoryonasilverbackground.TheVirginwasintimatelyengagedintheReconquista,frequently
appearingtoassistsoldiersintheirhourofperil.Likewise,thespiritualheartoftheReconquistawastheshrineoftheVirginMaryatthemonasteryofGuadelupe,onthesoutheastslopeofthemountainsofthatname.ThecultoftheVirginoriginatedthere.
AftertheReconquista,aperiodofstagnationbegan.Castile’sexpansionhadcome
toahalt.TheappearanceoftheVirgininGuadalupegaverenewedvitality,anewidentity,andfocustopeople’sspiritualendeavors.TheconquistadoresadoptedtheGuadalupeVirginastheirprotector.InSouthAmericaherimageiseverywhere.TheCaribbeanislandwherethePortugueselandedinthe1440swasnamedafterthemonastery.
ThekingsofCastilemadepilgrimagestoGuadalupe,buildingahospederiatoeducatethechildren.GreatexplorerscametoseektheVirgin’sassistancebeforesettingoff.ColumbusreceivedhispermissiontosailwhileatGuadalupe.HernánCortés,conquerorofMexico,spentninedaysinretreatthere,prayingbeforethemiraculousimageoftheMadonna.Helaterdedicated
thegreatestpilgrimageshrineinAmericatoNuestraSeñoradeGuadalupe.
AftertheVirgin,thecultofSaintJameswasanotherpowerfulinfluenceontheconquistadores,reachingitsapotheosisintheOrderofSantiago(SantJago=SaintJames).In1434,theorderineffectruledExtremaduraasastatewithinastate.
IthadallstartedwiththeReconquista.IslamicarmiesoverranSpaininA.D.711afterhavingbeeninvitedbysquabblingVisigothprinces.IttookthemsevenyearstoadvancetothePyrenees.IttooktheChristianssevenhundredtoexpelthem.TheReconquistaofSpainwastiedtoSaintJamesateverystep.
Thediscoveryofhisbody
ontheFieldofStarsinSantiagodeCompostelain889wasthebeginning.ThenewsspreadrapidlyacrossnorthernSpain.ThewholeChristianworldwantedtosafeguardtheapostle’sremainsandkeeptheinfidelsatbay.DuringthisfirstwaveoftheReconquista,theChristianarmieswere,ineffect,followersoflocalwarlordswhoseprincipalaimwastoenrichthemselvesat
theexpenseoftheMoors.Themostpowerfulwarlord,RodrigoDíazdeVivar(1040–1099)isthequintessentialCastilianhero.Hisnickname,ElCid(theLord),wasgivenbytheMoors.Hewouldfightanyone—providedheforesawaprofit.AdevoutCatholic,adevotedhusband,andtheidealCastilianknight,ElCidhascometorepresenttheessenceofCastilianchivalry
andcourage.
By1410,theMoorshadbeenpushedsouthasfarasAntequera,whichfelltotheChristianarmyledbytheorderinthatyear.By1434,theywerepinnedintoanenclaveborderedbyLaLíneadelaConcepción,Ronda,Antequera,Martos,andHuesca.Southofthatline,inapocketshieldedbytheSierraNevada,theArabs
farmedsheepandpaidtributetoCastilianoverlords.
FromVeves,wheretheorderhaditsheadquarters,totheSierraNevada,whichwasthefrontierbetweenChristianandIslamiclands,theorderheldsway.Legaciesofthateraareevidenteverywhere—inchurchesofSantiagofromCáceresinthenorthtoAntequerainthesouth,fortressesofSantiagofrom
SanlúcardeBarramedainthewesttoJaénintheeast.TherearehospitalsofSantiagoinZafraandMéridaandseminariesinCalderadeLeónandZafra.VirtuallyeverytownhasitsCalledeSantiago.
In1410,themedievallineofkingsofAragoncametoanendwhenMartinVdiedwithoutheirs.Civilwarloomed.BytheCompromise
ofCaspein1412FerdinandofAntequera,amemberofajuniorbranchoftheTrastamaradynasty,theroyalhouseofCastile,becamekingofAragon.
InEngland,KingJohnmarriedforthesecondtime.Hisbride,IsabellaofPortugal,boreadaughter,alsocalledIsabella.ShewouldeventuallydefyheradvisersandmarryFerdinand
ofAragon,puttingthesealonaunitedSpain,onethathadbeenunifiedforallpracticalpurposesbytheCompromiseofCaspe.
AunifiedSpainpossessedtheprimeingredientsforlaunchingvoyagesofdiscovery—theExtremadurans.Theyhadtheexampleoftheirforebear,ElCid,whohadachievedhisvictoriesoverinsuperable
oddsbyvirtueofsuperhumanwillandcourage.Andtheyhadthedailyrealityofnobread.
SaveforCortés,everyoneofthefamousconquistadoreswehavementionedcamefromapoorfamily;notasingleillustriousCastilianfamilytookpartintheirvoyagesofexploration.Itisnocoincidencetheconquistadoreswereintensely
legalistic.Theynegotiatedwiththemonarchyinadvance,withthedivisionofspoilsspeltoutindetail.
Foronce,Extremaduranscouldkeepthespoils.Athome,Extremaduranhidalgosstruggledtoobtainfoodfortheirchildren.Overseas,conquest,land,andwealthaffordedthemapurchaseonnobility.Embarkingonvoyagesofexploration,the
conquistadorescouldhopeforthreeseparaterewards—spiritualsalvationforwagingwaragainsttheinfidels,materialgainintheformofvasttractsoflandandwealth,and,oncetheyreturnedhome,fama,gloria,knighthoods,andcastlestobrightentheirtwilightyears.
Theawesomedangersanddifficultiestheconquistadoresfacedinexplorationmust
haveseemedlittledifferentfromthosetheyhadalreadyencounteredintheReconquista.Providedthattheyexhibitedthesameextremecourageastheirforebears,theycouldovercomeanyobstacle,secureintheirfaiththattheVirginMaryandSaintJameswouldprotectthem.Intheend,victorywouldbetheirs.
Besides,by1434,Islamhad
beensqueezedintothesoutherntipofSpainbetweentheSierraNevadaandthesea.Northofthemountains,therewerenolandslefttoreconquer.Forsixhundredyears,theirancestorshadbeenwagingbattle;fightingwasintheirblood.
ThehardshipsofthetierrasinpanexplaintheirurgetoleaveExtremadurabutnothowtheconquistadores
overcametheirhomeland’slackofmaritimetradition.ThatwasremediedbytheunionofCastilewithAragonaftertheCompromiseofCaspe.HavingpushedIslamoutofSpain,Castilewasbusyabsorbingtheimmenseestatesithadrecentlyacquired.
Aragon,ontheotherhand,hadcompletedherpartoftheReconquistatwocenturies
beforeCastileandusedtheinterimtocreateamaritimeempire.By1434,shehadtwocenturiesofvaluableexperience.AragonpossessedshipsthatcouldsailtheworldandcartographerswhohadbeguntomaptheAtlanticandAfrica.HersavantsknewtheearthwasroundandthattheAmericasexistedacrosstheAtlantic.Despitethis,Aragonwasweak;shewouldbethejuniorpartnerdoingwhat
Castilerequiredofher.
TheconquistadoreshadtheexampleofthePortuguesebeforethem.In1415,HenrytheNavigatorhadtakenthecolossalgambleofinvadingAfrica,thehomeofIslam.By1421,Madeirahadbeenpopulated,onthewaytobecomingathrivingPortuguesecolony.Henry’sshipshadsetsailfortheAmericas—thePortuguese
knewtheearthwasround,thattheseasdidnottumbleofftheearth,thatIndiaandtheEastcouldbereachedbyroundingAfrica.
AndwhatcouldtheconquistadoresexpecttofindwhentheyreachedthefabledAmericas,landofAmazons?Inanageofromanticliterature,theirdreamswerenodoubtfiredbytheepicssuchasTheAmadisofGaul.
Nubile,sex-madwomenawaitedtheminmarblepalaces.Handmaidenswouldwashtheirfeetandclothethemingoldengowns.Whiterubiesandgreenemeraldsthesizeofpigeoneggswouldbetheirsforthetaking.SmallwonderPizarrohadsuchaneasytimeselectingtwohundredcomradesfromamongthemanywhoansweredhiscallthatblisteringsummer’smorning
outsideTrujillo’sChurchofSantiago.
Fortunefavorsthebrave.TheconquistadoresfoundthreedesperatelyweakenedempiresintheAmericas.TheAztecshadbecomepsychopaths—cannibalswhoatetheirfellowtribesinMexico.CortéswaswelcomedwithopenarmsasmillionsofMexicanssupportedhisinvasion.In
CentralAmerica,thesameghastlyculthadpoisonedtheMaya.Weakenedbycivilwar,theytooofferedonlytokenresistance.InSouthAmerica,the“mummycult”oftheIncashadreacheditsinevitableconclusion.
Withnowheretoexpand,theIncashadtakentofightingoneanother.Theyhadnoiron.AnarmyofpaddeddollsawaitedPizarro.
Byaseriesofamazingcoincidences,eachempiresuccumbedtofatalweaknessattheverymomenttheconquistadoreslanded.Thethreefruittreeshadripenedsimultaneously,eachwithoutthorns.Theconquistadorespluckedthefruit.
OurquesttorediscovertheworldofZhengHe’seraendsatSanLúcardeBarrameda,ontheestuaryofthe
Guadalquivir.Thispowerful,melancholyriversymbolizesthechangefromOldWorldtoNew.OncethegrandhighwaythatjoinedCórdoba,themagnificentcapitalofIslamicSpain,totherestoftheIslamicworldintheEast,theriverbecamethelinkbetweenSeville,capitalofNewSpain,andherNewWorldcoloniesintheWest.
IftheGuadalquivircould
speak,shemightwearilyagreethatsoextraordinaryweretheeventsofZhengHe’serathatitseemsGodhadgrowntiredofhiscreationanddecidedtotrysomethingnew.
ThelastwordgoestoOmarKhayyám(circa1074).
Thosewhoinancientagescame
Andthosethatliveinlaterdays
Departontheirsuccessiveways:
Forallthejourneyisthesame.
ThisKingdomoftheEarthandSky
Remainseternallyfornone:
Wetoomustgo,astheyhavegone,
Andothersfollowby-and-by.
Ourlongjourneyofexplorationintothemedievalworldisover.Likeourpredecessors,wenowcommendourselvestoGod’skeeping.
ACKNOWLEDGMENTS
Thisbookisacollectiveendeavorandcouldnothavebeencompletedwithoutthehelpofhundredsofpeople.Iamafraidtheseacknowledgmentsarelikelytobeincomplete:ifanyonefeelsaggrievedatbeingomitted,pleaseletusknow.
Formoreextensiveacknowledgments,pleasevisitourwebsite.
Iamgratefultothefollowingpeoplewhoconductedmajorindependentresearchthattheyfundedthemselvesandthatlastedformorethantwoyears:
LamYeeDin
IhadthegoodfortunetomeetMr.YamLeeDininHongKongin2003.Mr.LamhasstudiedZhengHemapsinexhaustivedetailandpublishedhisfindingsinfourlengthypapersthatareshownonourwebsite.Mr.Lamis,inmyopinion,thegreatestlivingexpertonZhengHe’svoyages.AtmysuggestionhewasinvitedtodeliverhisfindingstotheLibraryofCongress,whichhedidon
May16,2005.HisspeechwasbroadcasttoChinaandAsiabyPhoenixTelevision.
TaiPengWang
TaiPengWangisahistorianandjournalistbasedinVancouver.HisfamilyisfromQuanzhou,andhecanreadandspeaktheversionofMandarinusedinhisnativeprovince.Thishasbeenvery
importantinthediscussionsontheauthenticityofthe1418map,whichwascreatedbyaQuanzhoucartographer.
TaiPengWanghaswrittenandpublishedfivepapersofthegreatestimportance,particularlyhisthirty-two-pagepaperentitled“ZhengHeandHisEnvoys’VisitstoCairoin1414and1433.”ThisisnottoimplythatTaiPengWangagreeswithall
thestatementsIhavemadeinthisbook.
CedricBell
BeforevisitingNewZealandin2003,Cedricread1421anddecidedtodosomeresearchonthebeachesofNewZealand’sSouthIsland.Hesenttheresultstoacompanythenmakingatelevisiondocumentaryon
1421.Cedrichadfoundsomefortywrecksburiedinsandorincliffsandalsotheruinsofbarracksthattheshipwreckedsurvivorshadbuiltashoreandtheremainsofsmeltersbuilttorefineore.Toconfirmthis,Iretainedwell-knownground-penetratingradarandcarbon-datinglaboratoriestocheckawreck,abarracks,andasmelter.Theresultsareonourwebsite1421,alongwithCedricBell’sresearch.
TheyshowconclusiveevidencethatChinesepeoplehavebeensmeltingironinNewZealandfortwothousandyears.Cedric,inmyview,becauseofhisfindsandsubsequentanalysisofwreckscoupledwithhisexperienceasamarineengineer,hasbecometheleadingauthorityontheconstructionofjunksinZhengHe’sfleets.
RosanneHawardenandDaveBell
RosanneandDavehavefollowedthroughonCedricBell’sresearchinNewZealand,investingtheirowntimeforfouryearsandwithoutfinancialsupportfromme.Theyhavedonethegroundworkthathasenabledustoputforwardanalternativeandlesssimplistichistoryofthesettlementof
NewZealandandtheSouthPacific—thattheoriginalsettlersweretheChinesewhobroughtothersofSouthEastAsianoriginwiththem.ThePolynesians,includingtheMaori,aretheirdescendents.RosanneandDave’sworkhasbeenofverygreatimportanceinfurthering1421evidenceinNewZealand,Australia,andtheislandsoftheSouthPacific.
LiuGang
Mr.LiuGang,thefoundingpartnerofthesecond-largestlawfirminChina,hascollectedmapsandworksofartforseveraldecades.FiveyearsagohefoundinaShanghaibookstore“ZhengHe’s1418MapoftheWorld,”describedindetailonour1421website.Atthetime,heknewlittleofZhengHeandfiledthemapasa
curiosity.In2005LiuGangpurchasedtheMandarinversionof1421andrealizedheownedthefirstrecognizable,accurateworldmapdrawnupafterZhengHe’searliervoyages.Pleaserefertothe1421websiteformoreaboutthismapanditsauthenticity.
DaveCotner
In1985DaveCotner,aretiredU.S.Navypilot,foundthewreckofanoldshipalongtheOregoncoast,buriedinwaterbeneaththirtyfeetofsand.ThelocalmuseumcuratorclassifiedthewreckasChinese.WhenDavecontactedus,wecommissionedawell-knownfirm,GPRGeophysicalServicesofPortland,Oregon,whichconductedtheground-penetratingradarsurveysof
“Cotner1”andconfirmedinallrespectsDave’sMASsurveyof1985—position,size,shape,depth,angle,andsitting.CoredrillingstartedinNovember2007.Thewreckhasunfortunatelydeterioratedintowoodslurry.Afewsmallwoodchippingshavebeenretrieved,andthesewillbedatedandclassifiedinearly2008.Davehasfoundanumberofotherburiedwrecksinthearea.Very
substantialsumswillberequiredtoexcavatethem.
Dr.GunnarThompson
Dr.Thompsonisanexpertinpre-ColumbianNewWorlddiscovery,andhisbooksandresearchonmulticulturalfindingsandearlyAsianvoyagestotheAmericashavebeeninvaluabletothedevelopmentof1434.In
SecretVoyages,Thompsonprovidesevidencethatbetween1277and1287KublaiKhan,emperorofChina,dispatchedMarcoPolototheAmericas,wherehereachedHudsonBay.Dr.ThompsonpresentedhisfindingsattheLibraryofCongressonMay16,2005.Hisresearchcanbefoundatwww.marcopolovoyages.com.
Dr.Siu-LeungLee
Dr.Siu-LeungLeewasbornandeducatedinHongKong,wherehegraduatedfromtheChineseUniversity.HehasaPhDfromPurdueUniversity,didpostdoctoralresearchatYaleUniversity,andbecameaprofessorofchemistryatTexasA&MUniversity,pioneeringintheenzymebiosynthesisofnaturalproducts.
Dr.LeehassetupaverypopularwebsitecalledAsiawind(www.asiawind.com).IncollaborationwithMs.FuYiyao,Dr.LeepublishedacalligraphybookonChinesewisdom.HeisaninternationallyknownexpertonChinesecalligraphy.
Since2002Dr.Leehasbeenareasonedcriticof1421.Howeverin2006heacquired
amedallionthathadbeenfoundburiednearAsheville,NorthCarolina.Dr.LeebelievesthiswaspartofthegiftsintendedbytheXuanDeemperorforAmericanchieftainsthroughhisrepresentative.Havingfoundagreatdealofcorroborativeevidence,Dr.LeenowbelievesthatduringtheMingdynasty,theChinesevisitedNorthCarolina.InJune2006,hepresentedhisfindingsat
theUniversityofHongKong,theHongKongHistoryMuseum,andtheCityUniversityofHongKong.SeeDr.Lee’swebsiteforfurtherdetails.
PaulChiasson
PaulChiassonisafifty-five-year-oldCanadianarchitectbornonCapeBretonIsland.Paulbuiltupasuccessful
practicewithadistinguishedlistofclients.HisspecialtybecameAsianartandarchitecture.
ThereisalegendofthelocalMi’kmaqpeopleofCapeBretonIslandthatlongagoforeignerscamefromtheothersideoftheworldandsettledonaheadlandnowcalledCapeDauphin.FiveyearsagoPauldecidedtoexplorethecolonywhere
thesestrangersbuilttheirtown.OnclimbingontotheplateauhefoundtheremainsofastonetownlaidoutonBuddhistlinesoverlookingtheCibouxIslands.Paul’sfindingsarenowcontainedinhisbest-sellingbook,IslandoftheSevenCities.
In2005PaulinvitedCedricBellandmetojoinhimonasurveyofthesiteinCapeDauphin.Inmyviewthesite,
whileBuddhist,isnotofZhengHe’serabutmucholder.EventuallyIfeelitwillbeshowntobefromthevoyagesofKublaiKhan’sfleet.
CharlotteHarrisRees
CharlotteHarrisReeshasresearchedextensivelyabouttheearlyarrivalofChinesetotheAmericas.Asachildshe
livedinTaiwanthenHongKongwithherBaptistmissionaryparentsMarjorieandDr.HendonM.Harris.Dr.Harris’sfindofanancientAsianmapdisplayingthewesterncoastlineoftheAmericasledtohis1975bookTheAsiaticFathersofAmerica:ChineseDiscoveryandColonizationofAncientAmerica.In2006Charlottecameoutwithaneditedandabridgedversionofthatbook.
TheoldestoftheHendonHarrisFusangMapsareMingDynasty.Theyarebelievedbysometodatebacktoa2200B.C.Chinesemap.TheHarrisMapCollectionwasattheLibraryofCongressfrom2003through2006whileitwasbeingstudied.ItwasexaminedbyDr.Hwa-WeiLee,chiefoftheAsianDivision;Dr.JohnHebert,chiefofGeographyandMapsDivision;andbyProfessor
XiaocongLi,fromPekingUniversity,Beijing.AtmyrequestCharlottepresentedherfindingsataLibraryofCongresssymposiuminMay2005.Shecontinuestowriteandspeak.Herwebsiteiswww.asiaticfathers.com.
ProfessorRobertCribbs
ProfessorRobertCribbsisanadjunctprofessorof
engineeringatCaliforniaStateUniversityandavisitingprofessorofscientificarcheologyandmusicinCairo,Egypt.Hestarted,andruns,severalcorporationsinvolvedinmedicalandindustrialultrasoundandhigh-speedvideoandradarprocessing.Healsopossessestheworld’sthird-largestcollectionofmedievalastrolabes.Inconsequencehehasbecome,inmyopinion,
oneoftheworld’sleadingauthoritiesonthedifferentmethodsusedbyancientandmedievalastronomerstodetermelatitudeandlongitude,thediminutionoftheecliptic,theequationsoftimeofthesunandmoon,andthedeterminationoflongitudebytheslipbetweensiderealandsolartimeorbytheangulardistancebetweenmoon,planets,andstars.
ProfessorCribbshasexplainedthesemethodstomewithsuchclaritythatIhavebeenabletoexplainthemtoothers.ProfessorCribbspresentedhisfindingsataseminaronZhengHeheldattheLibraryofCongressonMay16,2005.
M.BenoitLargerandDr.AlbertRonsin
M.LargerisaretiredFrenchbankerlivinginSaint-Dié-des-Voges.HesponsoredanexhibitionheldatMuséePierre-NöelbetweenMayandSeptember2007.TheexhibitiondrewtogethertheworkofagroupofsavantsincludingMartinWaldseemüllerwhohadbeenrecruitedbySaint-Dié’sruler,DukeRenéII,toproduceaworldmapcopiedfromseparatemapsreceivedfrom
Portugal.Thisexhibition,whichprominentlyfeaturedtheworkofDr.AlbertRonsin,honoraryconservatorofthemuseum,wasthecollationofthelifetime’sresearchofmanylearnedscholarsintoMartinWaldseemüller’smapsof1507and1516andglobeof1506.Theirresearchhasbeenadoptedinthisbook.Iamverygratefulforit—itsavedmealifetimeofresearch.
Dr.TanTaSen
Dr.TanTaSenisaleadingSingaporebusinessmanwhoisalsopresidentoftheInternationalZhengHeSociety.ThissocietycollatesknowledgerelatingtoZhengHe’svoyagesbetween1403and1434.Ihavebeeninvitedtoattendmanyofthesociety’smeetingsandhave
inconsequencelearnedagreatdealfromtheexperts.Dr.TanintroducedmetotheforeignministerofSingapore,whosuggestedthe1421exhibitionsubsequentlyheldin2005.Dr.Tankindlylentseveralpricelessworksofarttothisexhibition,financedtheproductionofmodeljunksofZhengHe’sfleet,arrangedtheloansofveryvaluableartifacts,andprovidedinvaluablesupportinmany
otherways.The1421exhibitionisnowinDr.TanTaSen’smuseuminMalaccaintheformerofficesandwarehouseofAdmiralZhengHe.
LyndaNutter
LyndaNutterisadancerandchoreographerwhounderstandsJapanese,Chinese,andtheNyungah
languageoftheaboriginalpeoplewholiveintheSwanvalleyeastofPerthinWesternAustralia.FiveyearsagoLyndafoundcarvedstonesthatformanastronomicalobservatoryfromwhichlongitudemaybecalculated.ThesestoneshaveinscriptionsinamedievalChinesescriptandareattheheartoftheNyungahterritory.LyndahascorrelatedmarkingsonZheng
He’snavigationalchartwiththecoastlinearoundPerthasaresultofreadingandtranslatingtheChinese.
CristopherPollard
ChristopherPollardhasspentalifetimestudyingmedievalSpain,notablythehistoryofExtremadura.Thefinalchapterofthisbookisanabridgmentofmynotesof
Christopher’slectures.Forthosewhowishtoexplorethesubjectinmoredepth,ChristopherrunsChristopherPollard’sToursbasedinTaunton,England,andpersonallyleadsthesetoursthroughthemagicalcitiesofmedievalSpain.
Libraries
LibraryofCongress,
Washington,D.C.
OwnersofWaldseemüller’s1507and1516worldmaps.TheLibraryofCongresskindlyinvitedmeandsupportersof1421toasymposiumonMay16,2005,onthesubjectofZhengHe’svoyages.Theywereroundlyabusedfordoingsobycriticswhoclaimedthat1421wasafraudulentbookandhencesuchanaugustbodyasthe
LibraryofCongressshouldnotgiveusaplatform.Thelibraryrepliedtheybelievedinthebasicacademicprincipleoffreespeech,andthesymposiumwentaheadasplanned.
TheBritishLibrary
TheBritishLibraryprovidesasuperbservice.Anarrayofhelpfulexpertsisthereto
helpthoseofuswhocannotspeakthelanguage.IfbychancetheBritishLibrarydoesnotholdthebook(certainconstituentbooksoftheYongleDadian,forexample),oneisquicklyputintouchwiththelibrarythatdoesholdthatbook.Iandfiveresearchershavebeenusingthissuperbserviceforyears.Withoutit1421and1434couldnothavebeenwritten.
ThePepysLibrary,MagdaleneCollege,CambridgeUniversity
Thisholdsthe1408astronomicalcalendar.
BibliothèqueNationale,Paris
HolderoftheWaldseemüllerGreenGlobeof1506andDr.
MoniquePelletier’sresearchintotheprovenanceandauthenticityofthatglobe—avitallyimportantmapinthe1434story.
HongKongCentralLibrary
TheprincipallibraryinHongKongismodernandmostefficient.ThemajorityofChineseillustrationsfoundin1434camefromhereandwe
areindebtedfortheirservices.
LibraryoftheDuchessofMedina-Sidonia,SanlucardeBarrameda,Andalucia,Spain
Theduchess’sfamily,hugelywealthylandownersinfifteenth-andsixteenth-centurySpain,backedChristopherColumbusand
inheritedhispapers.ThesedescribeColumbus’sseveralvisitstotheAmericasbefore1492.
TheArquivoNacional,TorredoTombo,Lisbon
Therepositoryofrecordsofpre-ColumbianPortuguesevoyagestotheNewWorld.Inmysubmissionthiswillbeagoldmineforfutureresearch.
MythanksalsototheBodleianLibrary,Oxford;theSchoolofOrientalandAfricanStudies(SOAS);andtheLondonSchoolofEconomics.
Museums,Institutions,andUniversities
TheBritishMuseumholdsasuperbcollectionofYuanandMingdynastyceramicsand
worksofart,notleasttheChinesemapofthetwelfthcenturythataccuratelydepictsChinaoverlaidwithlatitudeandlongitudelines.Someoftheceramicswereexcavatedfromremotepartsoftheworld,forexample,afineblue-and-whiteearly-MingteapotburiedinAustralia.
MuchevidenceoftheChinesevisitstoVenicehasbeenandwillcontinuetobefoundintheLouvre,Paris—forexample,Pisanello’ssketchesanddrawings.
TheMuséePierre-NöelcontainscollectionsofWaldseemüllerandhisfriendsandcolleagues’memorabilia,therepository
ofrecordsofVespucci’svoyages,andisthebestplacetobaseresearchonWaldseemüllerandhisglobesandmaps.
TheDoge’sPalace,Venice,holdstheworldmapfromIndiatoAmerica,constructedaccordingtonotationsonthemapitself,frominformationbroughttoVenicebyNiccolò
diContiandMarcoPolo.ThiswascopiedandgiventoDomPedroin1428.Themapisupsidedown—assomeChinesemapsofthaterawere.
ChicagoUniversityhassponsoredthesuperbelectronicdatabasesystemJSTOR,whichhasbeeninvaluabletomeandthe1421
team.
SurreyUniversityhaspioneeredanondestructivesystemofanalysisofmaterialsemployingRutherfordbackscatteringtechniques.Inbroadterms,thisenablesdatingwithin5percentandthecapacitytoanalyzematerialwithsufficientaccuracyto
determineitsorigin.SurreyUniversityhaskindlyadvisedushowtoutilizethisvaluableresource,whichwebelievewillproveofgreatassistanceinanalyzingartifactsfoundinornearwreckedjunksaroundtheworld.
ClassicWorksReliedUponfor1434
ProfessorJosephNeedham,
ScienceandCivilisationinChina,CambridgeUniversityPress(variousdatespast50years)
Themonumentalworkofthirty-fivevolumesistomeoneofthemostextraordinarypiecesofhumanendeavorevercreated.Ihavereadallthevolumesoverthepastfifteenyears;withoutthemIwouldnothavestarted1421or1434.Needhamwasa
genius;hismindcancoverthespanofhumanknowledgefromhowtheChinesefermentedliquortomoreobscureaspectsofChinesecryptoanalysis.Hehasnopeer.
JohnL.Sorenson,emeritusprofessorofanthropologyatBrighamYoungUniversity,andMartinH.Raishare
authorsofthemajesticworkPre-ColumbianContactwiththeAmericasAcrosstheOceans.ThisisanannotatedbibliographythatbrieflydescribeswrittenworksthatdiscussthetransmissionoffaunaandfloraacrosscontinentsbeforeColumbus.Therearesomesixthousandentries.ItseemstomethisbookdemolishesanyideathatEuropeanscanclaimtohavediscoveredtheNew
World,andfurthermoreitseemsextraordinarythatthisbookisnotineveryschoolintheworld.EverytimethatIgiveatalk,IdomybesttoacknowledgeSorensonandRaish.TheresearchteamandIareextraordinarilyluckytohavehadthisinvaluableresource.
UniversityofOregon
emeritusprofessorCarlJohannessen,hascollaboratedwithJohnSorensontowriteandpresent“BiologyVerifiesAncientVoyages.”Astheysay:
Examinationofanextensiveliteraturehasrevealedconclusiveevidencethatnearly100speciesofplants,amajorityofthemcultivars,werepresentinboththeEasternandWestern
hemispherespriortoColumbus’sfirstvoyagetotheAmericas.Theevidencecomesfromarchaeological,historicalandlinguisticsources,ancientartandconventionalnaturalsciencestudies….theonlyplausibleexplanationforthesefindingsisthataconsiderablenumberoftransoceanicvoyagesinbothdirectionsacrossbothmajoroceanswerecompletedbetweentheseventh
millenniumbceandtheEuropeanageofdiscovery.
TomeitisnolongerarguabletoclaimanyjustificationwhatsoeverthatEuropeansdiscoveredtheNewWorld.Sorenson,Raish,andJohannessenhavedemolishedthatlegendforever.
InTheArtofInvention:
LeonardoandRenaissanceEngineers,ProfessorPaoloGalluzzidescribesin251pagesthecontributionsthatSieneseengineersmadetoLeonardodaVinci’swork.Thebookwasusedbymeandthe1434teamasabiblewhendrawingupchapters15–20.GalluzzihasanastonishingabilitytoanalyzethisfabulouserainFlorence.Ihopehewillnotbeannoyedbytherevelationsofthe
contributionsmadebytheChinesedelegation.
FrankD.PragerandGustinaScaglia,savantsofItalianRenaissanceengineering,havewrittenasplendidlyreadablebook,MarianoTaccolaandHisBook“DeIngeneis,”publishedin1972.BeforePragerandScaglia’sbook,onlyTaccola’sbooks3
and4(ca.1438)hadbeenidentified.TheyhavereconstructedforthefirsttimeBooks1and2.IndoingsotheyhaveshownhowmuchFrancescodiGiorgioadaptedfromTaccolaandtheinfluencethatFrancesco’sworkhadonLeonardodaVinci.Thebookisprofuselyillustrated,showingtheapparentlyextraordinaryexplosionofnewmechanicalandmilitarymachinesafter
1433.WehavecomparedthesewiththoseshowninprintedChinesebookspublishedbefore1420.
ErnstZinner’sgreatbookRegiomontanus:HisLifeandWork,providesareadable,lucid,andcomprehensiveaccountoftheamazinglifeofRegiomontanus,whoseideaswerelateradaptedby
CopernicusandGalileo—tosuchanextentthatperhapstheCopernicanrevolutionshouldberenamed.IhavequotedandabridgedextensivelyfromZinner.
JoanGadolhaswrittenafascinating,andilluminatingbook,LeonBattistaAlberti:ClassicalManoftheEarlyRenaissance.Albertiwas
notarytoPopeEugeniusIVandwouldhavemettheChinesedelegationinthatcapacity.HepossessedanenormousintellectandcharismaandhadaprofoundinfluenceonToscanelli,Regiomontanus,NicholasofCusa,Taccola,FrancescodiGiorgio,andeventuallyonLeonardodaVinci.IhavequotedextensivelyfromJoanGadol’swonderfulbook.
AcademicSupport
Academicsupportforthe1421and1434theoriesareofcourseofgreatimportance.Thefollowinghavee-mailedwiththeirinterestin1421and/or1434,forwhichIoffermythanks:ProfessorYaoJide,ProfessorYingshengLiu,andProfessorFayuanGao,ProfessorLiuXiaohong,YunnanUniversity;ProfessorJohn
Coghlan,Melbourne–LaTrobeUniversity;ProfessorMiguelLizana,UniversityofSalamanca;ProfessorArnaizVillena,MadridUniversity;ProfessorDrewry,UniversityofHull;ProfessorNgChinKeong,directorandProfessorYeenPongLai,ChineseHeritageCenter,Singapore;ProfessorEthanGallogly,SantaMonicaCollege;ProfessorHwa-WeiLee,chief,AsianDivision,Library
ofCongress;ProfessorHuaLinfu,ReminUniversity,Beijing;ProfessorXinYuan-Ou,ShanghaiUniversity;ProfessorShiPing,NavalCommandCollege,China;ProfessorD.Hendrick,UniversityofNewcastle-upon-Tyne;ProfessorZhiguoGao,ChinaInstituteforMarineAffairs;adjunctProfessorJohnS.Lee,UtahValleyStateCollege;AssociateProfessorTed
Bryant,associatedeanofscience,UniversityofWollongong;ProfessorBiQuanZhong;ProfessorDobroruka,UniversityofBrasilia;AssistantProfessorJ.DavidVanHorn,UniversityofMissouri–KansasCity;professoremeritusofgeologyDr.JohnW.Emerson,CentralMissouriStateUniversity;ProfessorPeterN.Peregrine,associateprofessorandchair,
DepartmentofAnthropology,LawrenceUniversity;emeritusprofessorofanthropologyPeterM.Gardner,UniversityofMissouri;ProfessorGudrunThordardottir,UniversityofReykjavik;J.R.Day,associateprofessor,divisionhead,Science,MathematicsandComputerStudies,theUniversityofHongKong;ProfessorGoranMalmquist,UniversityofStockholm;
ProfessorAlexDuffey,chiefcurator,UniversityofPretoria;professorofarchitectureRichardFrewer,UniversityofHongKong;EmeritusProfessorPeterGardner,UniversityofMissouri-Columbia;ProfessorPeterRoepstorff,UniversityofSouthernDenmark;ProfessorShuxuejun,JiangXiNormalUniversity;ProfessorSusanLangham,visitingShenyang
Universityprofessorofquaternarygeology;ProfessorJackRidge,TuftsUniversity;professorofhistoryandpoliticalscience,HenryPierson“Pete”French,Jr.,StateUniversityofNewYorkandMonroeCommunityCollege;AdjunctProfessorLindad’Argenio-Cruz,BrooklynCollege;ProfessorPeterL.P.Simpson,GraduateCenter,CityUniversityofNewYork;
RichardKanek,retiredprofessorofphysics;visitingprofessorRobinPingree,Mombassa,UniversityofPlymouth;ProfessorJulesJanick,JamesTroopDistinguishedProfessorinhorticulture,PurdueUniversity;AdjunctProfessorAnthonyFazio,GraduateDivisionforAcupunctureandOrientalMedicine,NewYorkChiropracticCollege;R.ThomasBerner,professor
emeritusofJournalismandAmericanstudies,PennsylvaniaStateUniversity;professorofpoliticalscienceJohnLawyer,BethelUniversity,SaintPaul,Minn.;PaulWinchester,clinicalprofessorofneonatologyatIndianaUniversityMedicalSchool;RosaE.Penna,professorofEnglishliterature,CatholicUniversityofArgentinaandtheUniversityofBuenos
Aires;ProfessorVictorM.Rivera,BaylorCollegeofMedicine;retiredprofessorofanthropologyandthefounderanddirectoroftheOverseasResearchCenteratWakeForestUniversity,D.Evans;PattiGrant-Byth,professorofEnglishatKoreaUniversity,UniversityofMinnesota;JohnSplettstoesser,retiredprofessorofgeologyandpresident,AmericanPolarSociety,Minnesota;Daniel
Mroz,assistantprofessoroftheater,UniversityofOttawa;ProfessorJohnPreston,EasternMichiganUniversityCollegeofTechnology;ProfessorP.A.McKeown,emeritusprofessorCranfieldUniversity,U.K.;NielsWest,researchprofessor,DepartmentofMarineAffairs,UniversityofRhodeIsland;DavidGreenaway,pro–vicechancellor,professorofeconomics,
UniversityofNottingham;Dr.ChrisGleed-Owen,researchandmonitoringofficer,theHerpetologicalConservationTrust,Bournemouth;EdwinM.Good,professoremeritusofreligiousstudiesand(bycourtesy)ofclassics,StanfordUniversity;AdjunctProfessorPedroAugustoAlvesdeInda,UniversityofCaxiasdoSul;AssociateProfessorAnthonyNieli,PennsylvaniaCollege
ofTechnology;RearAdmiralZhengMing,adjunctprofessoroftheNavalEngineeringUniversity,Beijing;ProfessorCarolUrness,curatorofJamesFordBellLibrary,UniversityofMinnesota;ProfessorRoderichPtak,MunichUniversity;ProfessorZhengWei,directoroftheUnderwaterArchaeologyCenterattheNationalMuseumofChineseHistory,
Beijing;ProfessorChenXiansi,ProfessorChaoZhongCheng,andProfessorFanJingming,NanjingUniversity;ProfessorZhengYiJun,ShandongUniversity;ProfessorZhuYafei,BeijingUniversity;ProfessorTaoJingYi,SriLanka;ProfessorXuYuhu,TaiwanUniversity;ProfessorLiDaoGang,Thailand;ProfessorSirJohnElliott,OxfordUniversity;ProfessorMikeBaillie,
UniversityofBelfast;Dr.PhilipWoodworth,visitingprofessor,UniversityofLiverpool;ProfessorSuePovey,UniversityCollege,London;ProfessorChristieG.TurnerII,ArizonaStateUniversity;ProfessorGeorgeMaul,FloridaInstituteofTechnology;ProfessorJaneStanley,AustralianNationalUniversity;RobertS.Kung,HongKongZhengHeResearchAssociation;Dr.
JohnP.Oliver,DepartmentofAstronomy,UniversityofFlorida;Dr.EusebioDizon,directorofunderwaterresearch,MuseumofManila;Dr.JosephMcDermott,UniversityofCambridge;Dr.KonradHirschler,London,SchoolofOrientalandAfricanStudies,SOAS;Dr.TaylorTerlecki,OxfordUniversity;Dr.IlenyaSchiavon,theStateArchives,Venice;Dr.MarjorieGrice-
Hutchinson,UniversityofMalaga;Dr.LindaClark,UniversityofWestminster;Dr.RobertMassey,RoyalObservatory,Greenwich;Dr.BobHeadland,ScottPolarResearchInstitute,Cambridge;Dr.MuhamedWaley,BritishLibrary,London;J.M.Nijman,AmsterdamPolytechnic;Dr.AlanLeibowitz,UniversityofArizona;Dr.EdgardoCaceres;Dr.TanKoolin,
UniversityofMalaya;Dr.LeoSuryadinata,InstituteofSoutheastAsianStudies,Singapore.
VisitorstoOurWebsite,www.1421.tv
Wecannotpossiblymentioneverybodywhohascontributedtoourresearch,beitbyprovidingnewevidence,ideasfornewresearch,correctionsfor
futureeditionsofbooks,andconstructivecriticism.However,wehavetriedtoincorporateasmanyaspossiblehere,innoparticularorder.Wearemostgratefultothefollowing:
GeoffMandy,whokindlydedicatedagreatdealofhissparetimetoorganizingthe“1421Friends”database.ThankstoGeoff,wehope,fingerscrossed,thatwehave
notleftanyoneoffthelistofacknowledgmentseitherhereoronourwebsite.
Thosewhohavekindlyagreedtomanageindependentwebsiteswithinthe1421website.Thisconceptwasdevelopedtoenablepeoplewhoareinterestedinspecificaspectsofthe1421storytohaveachancetoadvanceknowledgeintheseareas,independently
ofthe1421team.Alltimeandeffortwasdedicatedattheirownexpense,andweareparticularlygratefultothefollowingpeople:JosephDavis,MarkandLaurieNickless,JuanCarlosHoyos,CathieKelly,HeatherVallance,PaulLewis,andAnneUsher.
Thosewhohavehelpedusoutinthefieldwithresearchinclude:
DaveCotner,asmentionedpreviously;Laszlo,whohasfoundanumberofwrecksintheCaribbean,overthepasttwentyyears,whichwereverifiedasbeingnotofanySpanish,English,orDanishshipsyethadChinesecharacteristicsandboreChineseartifacts;Dr.JohnFurryandDr.MichaelBroffman,whosetupthe“ChinaLanding”website,whichhasfurthered
explorationintothemysteryofthe“SacramentoJunk.”Formoreinformationpleasevisitwww.pinestreetfoundation.org/chinalanding.
TheresearchofDr.GregLittleandcolleagues,whohavefoundwidespreadevidenceintheCaribbeanthattheybelievepointtoalong-gonemaritimeculturemoresophisticatedthantheTainoorCaribpeoples.More
recentlywehavebeentoldthatearlytestssuggestthatthecutstonesfounddatetocircafivehundredyearsago.Formoreinformationpleasevisitthefollowinglinks:http://www.mysterious-america.net/newunderwaterbim.htmlandhttp://www.myssterious-america.net/bimini-caysal200.html.
BrettGreen,whoseuntiringresearchagainstconsiderable
adversity,hasprovidedahostofevidencetosupportthepre-EuropeanChineseexplorationofeasternAustralia;WilliamC.Kleisch,RichardPerkins,andPaulMcNamee,whohaveledthesearchfortheelusiveGreatDismalSwampjunk,whichGeorgeWashington’sfriendsawriseoutoftheswampinNorthCarolina;JohnSlade,whoseresearchshowsthepotentialforpre-
EuropeanminingthroughouteasternAustralia,fromtheVictoriangoldfieldstonorthQueensland;RobertsonShinnick,whofoundDr.S.L.Lee’smedallioninNorthCarolinain1994.
OthernotablementionsgotoMichaelBossandalloftheothercontributorstothe“Gallery”sectionofthewebsite—awealthofbeautifulpaintings,photos,
andartifacts;JerryWarsing,anindependentresearcherwhowasoneofthefirsttocomeforwardandletusknowthathehadcometothesameconclusionsthatIhad,beforeme.WearemostgratefulforJerry’scontinuedsupportandresearchinNorthAmerica.ProfessorZhiquiangZhang,whoseindependentresearchonZhengHe’stravelshasbeeninvaluabletoours.D.H.CTienand
MichaelNationofChineseComputerCommunications,whosepioneeringresearchwith“InternetChinese”mayonedayenableusalltolearntospeakChinesewiththeeaseandfluencyofourmothertongues;AnatoleAndro,whosebookThe1421Heresycomplements1421andexploresthetheoryfurther;theCantravelgroup,whohaveaccompaniedMarcellaandmeonmanyan
excitingadventureandcontributedagreatdealtoourresearch:GillandFrankHopkins;CarolandBarryMellor;GordonandElizabethHay;JohnandHeleenLapthorne,andMalcolmandAngelaPotter.
Thefollowingpeoplehaveallhelpedovertheyearstoaddtoourever-increasingwealthofknowledge,freeofcharge,andingoodfaith,for
whichweareextremelygrateful:MalcolmBrocklebank,ChiaraCondi,TimFohl,RobertandMeiLiHefner,DamondeLaszlo,JohnRobinson,BillHupy,GregJeffrey,HectorWilliams,MaryDoerflein,DavidBorden,RewiKemp,RalphMcGeehan,GlenRawlins,MichaelFerraro,GeraldThompson,ChungCheeKit,HowardSmith,KersonHuang,AlCornett,
TonyBrooks,BarbaraMcEwan,NicholasPlatt,ZhangWei,RobinLind,GeraldAndrewBottomley,NicholasWallis,EsterDaniels,WilliamLi,MalcolmRayner,J.F.Webb,CommodoreBillSwinley,DavidBorden,KathrineZhou,JannaCarpenter,GuofengYang,JamieBentley,MartinTai,TedBainbridge,BrianDarcey,RobStanley,Jan-Erik
Nilsson,J.PhillipArnold,DavidLindsay,MikeOsinski,M.J.Gregory,PhilipandWeiLewis;RogerL.Olesen;AdelaC.Y.Lee;GuyDruDrury;SaroCapozzoli;TimRichardson;ProfessorLuisWanke;JoséLeonSanchez;TedJeggo;NgSiongTee;GooSiWei;PaoloCosta;RicPolansky;ProfessorMikeBailie;Dr.WangTao;BillParkhurst,K’ung-FuTzu;DuncanCraig,NicoConti,
BarneyChan,EricMaskrey,PhilipMulholland,GarryBerteig,GeorgeJ.Fery,TonyFletcher,NancyYawDavis,J.PhillipArnold,ChrisRighetti,AndyDrake,PaulWagner,JimMullins,JohnBraine-Hartnell,MichaelPenck,Dr.WilliamGoggins,RussellParker,BillHupy,GillianBartlett,ShakaGarendi,RodneyGordon,BobButcher,KarinHarvey,JohnWeyrich,EdwardD.
Mitchell,NicholasPlatt,DavidTurner,PhillipBramble,JeanElder,AntonMcInerney,PatrickMoran,JoyJ.Merz,JohnS.Marr,ScottMcClean,LynnCanada,RichardZimmerman,WilliamVigil,RicBaez,TerryJackson,JeffersonWright,EanMcDonald,BethFlowerMiller,MichaelErnest,OmarM.Zen,BruceTickellTaylor,Dr.EdwardTumolo,MarieE.Macozek,
JohnForrest,JulianWick,KeithWise,BobbySass,MichaelLane,MariStair,DavidLorrimer,MarkSimonitsch,DaveBlaine,DarylF.Mallett,LuisRobles,BarryWright,MarkSmith,JeffSpira,ChrisNadolny,LiHuangxi,JohnPletcher,PaoloVillegas,KevinWilson,JaniceAveryClarke,PatriciaDuff,DanBrech,MatthewWissell,HarryL.Francis,YangyongLi,FredJ.
Gray,ThomasHerbert,MichaelAtkinson,GarthDenning,JanetMillerWiseman,DeanPickering,ArjanWilkie,GeorgeBarrett,MarkNewell,RoyDymond;KateMeyer;LawrenceSmalheiser;AliceChan;DesmondBrannigan,andEdwardGriceHutchinson.
ExhibitionsandSymposia
TheSingaporeTourism
Board,inassociationwithPicoArtInternational,mountedtheexhibition“1421:TheYearChinaSailedtheWorld”betweenJuneandAugust2005.Itwasheldinalarge,speciallymadepavilion,areplicaofthatusedbytheearlyMingemperorswhentouringthecountry.ThepavilionwassetupinabeautifulsiteoverlookingSingaporeHarbor.Pico,thecelebrated
exhibitiondesigners,arrangedfortheloanfromallaroundtheworldofartifactsthatevidencedZhengHe’svoyages.TheexhibitiongeneratedhugepublicityandcorrespondingnewevidencefromAsiaandChina.Iamindebtedtotheprovidersandsponsorsoftheexhibition.TheexhibitionhasnowmovedtoDr.TanTaSen’swonderfulChengHoCulturalMuseuminMalacca.
LaboratoriesandTestingInstitutions
Iamindebtedtothefollowinginstitutionsfortheireconomical,efficient,courteous,andtimelytestingofevidence:RafterRadiocarbonLaboratory,WaikatoUniversity,GPRDataLLC,Oregon,GPRGeophysicalServices,andForestResearch;Pearsonplc.Fortheirfinancialassistance
inprovidinggroundpenetratingradarsurveyoftheSacramentowrecksite;SurreyUniversityforestablishingtheoriginofelementsinartifactsemployingRutherfordbackscatteringtechniques.
HarperCollinsTeam
FormuchappreciatedhelpandassistanceprovidedbyHarperCollinsanditsimprint
WilliamMorrowintheUSA—particularlymyeditor,HenryFerris,andhisassistant,associateeditorPeterHubbard.ThanksalsotoLisaGallagher,LynnGrady,TaviaKowalchuk,andBenBruton.
ForHarperCollinshelpandsupportintheUnitedKingdom,thankstoCaroleTonkinson,KatyCarrington,JaneBeaton,AnnaGibson,
IainChapple,andJessicaCarey.
The1434Team
Finally,mythankstotheteamwhohavebeendirectlyresponsiblefor1434:
Midas,ledbyStevenWilliamsandassistedinAsiabyKaiitenCommunications,haveachievedalmostunbelievableworldwide
publicity—Iamtoldmorethan22,000articlesormentionsinprintmediaalone.InactingformeIfeelsureMidasdidnotchargenormalcommercialratesbutwhatIcouldafford.TheirsuccesshasresultedinanendlessstreamofnewevidenceandhasassistedTransworld(whodidawonderfuljobwith1421)sellingworldwideliteraryrights.
ChristopherHigham,whohandlesTVrights,hascontributedtoworldwidesalesbyachievingimportanttelevisiondocumentariesbroadcastacrossAmerica,Europe,thePacific,Australia,andAsia.Thisinturnhasbroughtnewfriendstoourwebsitewithnewideasandnewevidence.Chrishasbornehisownexpensesandcontributedhistimeforfiveyears.
Pedalohasdevisedwebsiteswww.1421.tvandwww.gavinmenzies.nettocopewiththisavalancheofnewevidence.Itseffortshaveresultedinverypopularsites—wenowhave3,500visitsadayfrom120countriesaroundtheworld.Pedalo’sfeeforachievingthiswasonethirdthatofitsnearestcompetitor.
LuigiBonomi,myliterary
agent,principalofLBA,sold1434toHarperCollins,thefirstpublishertobeapproached.Luigialsosold1421toTransworldwhenhewasapartnerinSheilLand.Luigiis,tomymind,themostsuccessfulBritishliteraryagent—authorstakenote!Withouthimtherewouldhavebeenno1421andno1434.
FrankLee,anexperienced
Chinesebusinessman,sold1421filmrightstoWarnerBros.ChinaandwasinstrumentalinnegotiatingwithPhoenixTelevisiontoproducealengthyMandarin-languagedocumentaryon1421andinreturnsetupaMandarin1421website—agreatsourceofnewevidencefromMandarinandCantonesespeakers.Frankhasinhisbusinesscareersetupaverysuccessfulsales
teaminChinaandelsewhereinAsiaandhasahugenetworkoffriendsandcontacts.HeisalsoadiscerninghistorianandhaspioneeredanewsearchengineforChinesehistoricalrecords.Frankwilltakeoverfrommeaschiefexecutiveofthe1421and1434organizationsinlate2008orearly2009.BythenwehopetheWarnerBros.filmonZhengHewillhavebeen
releasedfordistribution.
WendiWatsonandherhusband,Mike,haveproducedtheillustrationsanddiagramsfor1434astheydidfor1421.Wendihasworkedfrommyoriginalunpromisingscrawlwithgoodnatureandpatienceforthepastsevenyears.Herresultsspeakforthemselves—inmyviewWendihasgreatlyenhancedthebook
andmadethedetailedevidencemucheasiertoassimilate.
LauraTathamhasword-processed1434innofewerthanfourteendraftswithoutoncecomplainingorlosinghersenseofhumor.Laura,whoatthiswritingisapproachingherninetiethyear,hassupportedmebyword-processingmyscribblesforthepasttwenty-fiveyears.
ItisablessingformethatIhavebeenabletodissuadeherfromretiring!
Ourresearchershere—EricaEdes,AntoniaBowen-Jones,VanessaStockley,LornaLopes,AnnaMandy,AnnaRennie,SusieSanford,andLeanneWelham—areatestamenttotoday’syoungpeopleandtheBritisheducationsystem.Unlikeme,theyareuniversitygraduates
withgoodhonorsdegrees.Theyhaveconsistentlyandwithoutexceptionshowndedication,responsibility,initiative,andhardworkinassemblingintoacoherentwholeadisparatemassofassortedevidencethatpoursintoourcomputersdayafterday.TheyareheadandshouldersbetterthanIandmanyofmyfriendswereatasimilarage—wewere,forthemostpart,drunken,
irresponsibleruffians.
TheirdedicationandgoodnatureisalsoattributabletoIanHudson,whohasledourresearchteamthesepastfiveyears.IanhasthequalitiesIlack—goodnature,politeness,andcommonsense.WhateverreadersconsiderwemayhaveachievedisduetoIanasmuchastome.Thefuturesuccessofthe1434teamwill
largelydependonIan’sleadership,justasthe1421teamhasthesepastfiveyears.
Andfinally,Ioffergratitudetomybelovedwife,Marcella.Readerswillappreciatethatitisnotaneasydecisionforawifetobeaskedtoagreetoahusbandinhisseventiesinmoderatehealthplowinghisroyaltiesintofutureresearchratherthanintoapension
fund—andinadditiontakingonnewfinancialobligationsforyetfurtherresearch.Inourexcitementsandsetbacksoverthepastfiveyearssince1421waspublished,Marcellahasonceagainsupportedmetothehilt,enablingthisgreatadventuretocontinue.
Iandthisbookowehereverything.
GavinMenzies
London
FeastofAllSaints,2007
NOTES
Introduction
1.AntonioPigafetta,Magellan’sVoyage:ANarrativeAccountoftheFirstCircumnavigationtrans.R.A.Skelton.(Cambridge,Mass.:FolioSociety1975)p.49.
Chapter1:ALastVoyage
1.Twitchett,CambridgeHistory,vol.3p.231.2.PrivatecorrespondencebetweenauthorandMr.FrankLee,2005.3.Tsai,PerpetualHappiness,reviewedinJournaloftheAmericanOriental
Society122,no.4(Oct.–Dec.2002):849–50.ViewableonJSTOR.4.Dreyer,ZhengHe,p.6.5.Tamburlainediedin1405.HissonShahRokhsucceededhiminPersia,asdidhisgrandsonUlughBeghinSamarkand.Accountsofthe
accidentarebasedonaPersianfifteenth-centuryaccount.6.Dreyer,pp.174–182.7.CambridgeHistoryofChinap.272.DictionaryofMingBiography,p.533.8.CambridgeHistoryofChinap278,302.Renzong
ShiLu,ch.1.9.CambridgeHistoryofChinaVII286–8.
Chapter2:TheEmperor’sAmbassador
1&2.AmedallionhasbeenfoundinNorthCarolinaissuedbytheXuanDeemperortohisrepresentative.For
theargumentsputforwardabouttheauthenticityofthebrassmedallionandrefutationsbyDr.S.L.Lee,refertoDr.Lee’swebsiteAsiawind(seebelow).IamconvincedthatthemedallionissuedbyZhuZhanjifoundinNorthCarolinaandnowownedbyDr.
LeeisgenuineforthemultiplicityofreasonsgivenbyDr.Lee.ResearchofDr.S.L.Lee.See1421website,(www.1421.tv),andAsiawind,(http://www.asiawind.com/zhenghe/).3.Dreyer,EarlyMing,p.144,translatingfromXuanzongShi-lu,Theshi-lusweretrue
recordsoftheperiodcompiledinahighlyformalizedmandarinprocess,summarizedaftertheemperor’sdeathwithashi-luofhisreign.shi-lusservedastheprimarysourcefortheofficialhistoryofthedynasty,frequentlycompiledduringthesucceedingdynasty,
e.g.,bytheQingdynastyfortheMing.ZhengHelivedinthereignsoffiveMingemperors,fourofwhomhadaShi-lucomposedfortheirreigns.Theshi-lusystemhasseverallethaldeficiencies.First,succeedingdynastiesinvariablyloatheearlieronesanddestroymuch
thattheyconsidercreditablefromanearlierdynasty.Second,mandarineducationwasnarrowintheextreme.Ifsomethingdidnotappearinashi-lu,itcouldnothavehappened.Thisisepitomizedintheabsurdconclusionreachedbycertain
mandarin“scholars”thatiftheshi-ludoesnotsayZhengHe’sfleetsreachedAmerica,thentheydidnot.SuchasystemignoresfleetsthatsailedtoAmerica,gotwreckedthere,ordecidedtostayandneverreturnedtoChina.Theshi-lusystemleaves
appallingholesinChinesehistory.However,perhapsIshouldbethankful—ifhistoryhadbeenproperlyrecordedinChina,Chinesescholarswouldhavewrittenbookssimilartominecenturiesago!SeeDreyer,ZhengHe,p.144.4.ThisisJ.L.L.Duyvendak’s
translation,in“TheTrueDates,”pp.341–345,349.Duyvendak’sviewsonthevoyagesreachedalmostmythicalstatus—takenasgospelbyhistorianafterhistorian.InmyviewDuyvendak’srestrictionofZhengHetosevenvoyagesisludicrous.Ifone
takestheshipbuildingrecords,thereweremorethan1,000ships(andpossiblymanymore)availabletoZhengHeoneachofthe“sevenvoyages”recordedbyDuyvendak.Itisnotremotelypossibletocontrolfleetsofthatsize.Therewereinmyviewbetween20
and50fleetsatseacontinuouslybetweencirca1407and1434,undertheoverallstrategiccommandofZhengHe,whomayindeedhavereceivedonlysevenimperialorders.Therewerehundredsofvoyagesduringthoseyears,notseven.Re“3,000countries,”
Duyvendakatp.345,n.2,arguesthat“3000”isacopyisterrorfor“30.”HethendestroyshisargumentbyshowingtheChinesesymbolfor“3,000”besideonefor“30.”The“3,000”symbolhasanextrabarontop.A“copyisterror”wouldproduce“30”from
“3,000,”nottheotherwayaround.The“3000”madebytheengraverisclearlydeliberate.5.Ibid.6.CorrespondencebetweenauthorandMr.LiuGang.Fulltexton1421website,www.1421.tv.Mr.LiuGang’stranslationmaybe
viewedonthe1434websiteundertheheading“TheRealDiscovereroftheWorld—ZhengHe.”(Seenote20for‘3000’countries)7.LiuGangResearch2006see1434website8.ProfessorXiLongfeiandDr.SallyChurchreferencesare
invaluable.Theyshouldbereadinconjunctionwithnote9.AfulllistofreferencesintheTaizongShi-lutoshipbuildingaregiveninDreyer,ZhengHe,p.116–121.9.Chaudhuri,TradeandCivilisationintheIndianOcean,p.
241,Notes,Chapter7,Note29,citingAbdu’rRazzaq,Matla’alSa’daininElliotandDowson,eds.,TheHistoryofIndia,IV,103.10.Camões,K.N.Chaudhuri“TradeandCivilisationintheIndianOcean,”CambridgeUniversityPress,1985.p.154
11.ProfessorPanBiao’sworkwasbroughttomyattentionbyTaiPengWang.Mr.Wanghaskindlyallowedmetoplaceonourwebsitethearticle“TheMostStartlingDiscoveryfromZhengHe’sTreasureShipyards.”ProfessorPanBiao’sworkwascarriedout
attheInstituteofWoodMaterialScienceofNanjingForestryUniversity.Theyanalyzed236piecesofwoodfoundatthebottomofno.6drydockinNanjing,whichhadbeenfloodedfor600years.ProfessorPanBiaoshowsthathardwoodwasimportedtoChina
andJavaonamassivescaletoallowZhengHe’sjunkstobebuiltinChinaandrepairedinJava.ThesefindscorroboratetheworkofProfessorAnthonyReid(seen.11).AcombinationofPanBiao’sandReid’sworkshowshowbuildingsuchmassivefleets
resultedinglobalizationofthetimbertradeinAsia.Seewww.gavinmenzies.net.12.Reid,SoutheastAsiaintheAgeofCommerce,vol.2,p.39.ProfessorReidsuggeststhatthemostlikelyexplanationforthefloweringoffifteenth-century
Javaneseshipbuildingwasa“creativemeldingofChineseandJavanesemarinetechnologyinthewakeofZhengHeexpeditions.”“Ineachoftheseasons1406,1414,1418and1432fleetsofahundredormoreChinesevesselsspentlongperiods
refittingintheportsofEastJava.”13.ThisexercisetookplaceintheAndamanSeaandStraitofMalaccainJanuaryandFebruary1969.SingaporeandMalaysianarmedservicesparticipated.14.ThistookplaceintheSouthChinaSea,southofthe
AnambasIslands,inJuly1969.15.Dreyer,p.127,hasagoodsummary.Thenamesoftheviceandrearadmiralsaretakenfrominscriptionsonthestelesdescribedearlierinthechapter.Dreyergivesthenamesatpp.146,208–15.WangJinghong’s
nameissometimesspelledWangGuitong,WangQinglian,andWangZinghong.HewasafterZhengHethesenioradmiraluntilbeingdrowned.HouXianwaslaterenvoytoTibetandNepal.16.Fortheeffortsofthe1421teaminassistingtolocatethevarious
remainingpiecesoftheYongleDadianthatarescatteredaroundEuropeanlibrariesanduniversities,pleaserefertoour1434website,www.gavinmenzies.net.TheNationalLibraryofChinawilldigitizewhatisleftofthismassiveencyclopedia,which
wastwelvetimeslargerthanDiderot’seighteenth-centuryencyclopedia,thentheworld’slargestoutsideChina.CurrentlytheNationalLibraryinBeijinghas221books,and60arestoredinTaiwan.TheLibraryofCongresshas41books,theUnited
Kingdom51,Germany,5,andCornellUniversity,5.CornellUniversityhasanexcellentwebsite,ExploreCornell-WasonCollection.“Startingin1403undertheaegisoftheMingDynastyYongleEmperor(reign1402–1424)theentireintellectual
heritageofChinawasscrutinisedfortextsworthytobeincludedinwhatwastobecometheeditorialisedexpressionofChinesecivilization.OnehundredandfortysixofthemostaccomplishedscholarsoftheChineseempiretookpart.(Seealso
NeedhamVol32p.174–5)After16monthsofwork,theScholarssubmittedthefinalproduct….”TheEmperorhoweverrefusedthetomeonthegroundsthatitwasnotonthegrandscalehehadenvisaged.Consequentlyheappointedanothereditorialcommittee
completewithcommissioners,directors,sub-directorsandastaffofnolessthan2141assistants“making2169personsinall.”Thenewlyassembledcommitteeexpandedgreatlyontheideaofliteratureandincludedsacredtexts,medicine,
writingsongeographyandastronomy,theartsandcrafts,history,philosophyandthebythencanonizedConfuciantexts….TheEmperorthenorderedtheentireworktobetranscribedsothatitcouldbeprintedwhichwouldfacilitatethe
distributionprocess.”Seee-mailsbetweenLamYeeDin,TaiPangWeng,LiuGang,Dr.S.L.Lee,andEdLiuatwww.gavinmenzies.net.InmyopinionthemostlikelyplacetofindchunksoftheYongleDadianwillbetheLouvre.Napoleontook
VenetianrecordstoParis.SeeNeedham,ScienceandCivilisation,vol.19,andvol.32,p.174.17.SeeNeedham,ScienceandCivilisation,vol19,p.49–50,109–10,andvol.32,p.174.InMay1913,HerbertGileswrotetoCornellUniversityconfirmingthat
Cambridgeonlyhasonevolume.Seealsoe-mailsbetweenLamYeeDin,TaiPangWeng,LiuGiang,Dr.S.L.Lee,andEdLiuon1434website,www.gavinmenzies.net.18.TaiPengWangkindlybroughtthisresearchtomyattention,ashasLamYeeDin.See1434
website19.Needham,ScienceandCivilisation,vol.32,pp.100–175;andTemple,GeniusofChina,pp.110–15.Fortranscribedcopies,seeCornellUniversityExploreCornell-WasonCollection.20.Needham,Scienceand
Civilisation,vol19.21.K.N.Chaudhiri“TradeandCivilisationintheIndianOcean,”CambridgeUniversityPress,1985.p.154,Note29.
Chapter3:TheFleetsArePreparedfortheVoyagetotheBarbarians
1.IamIndebtedtotheresearchofTaiPengWang,whoseworkhasbeenthefoundationforthischapter.Seetitlesofpapersinbibliography.2.NeedhamVol27p.1453.NeedhamVol30pt.2p.83Forcalendars,seeNeedham,vol.3,
pp.49,125,378–381.
Chapter4:ZhengHe’sNavigators’CalculationsofLatitudeandLongitude
Extensivenotesonwww.gavinmenzies.net.
Chapter5:VoyagetotheRedSea
1.TaiPengWeng,“ZhengHeVisitto
Cairo,”p.2,n.18,and“TaleofGlobalisation.”2.Nelsonhadtwenty-sevenshipsatTrafalgar.3.YingzongShi-lu,chap.31,38,45.4.XiFeilong,YangXi,andTangXieninTaiPengWang,“ZhengHeDelegationtoPapalCourt,”p.6,
detailingHongBao;and“ZhengHeandHisEnvoys”p.1.5.Hall,EmpiresoftheMonsoon,p.87–89.6.Ibid.,p.124.7.TaiPengWang,“ZhengHeandHisEnvoys,p.1.8.IbnTagriBirdi,AlNujunAzZahiraFiMulekMisrWalKahira.
9.LamYeDinandLiuGangresearch,onwww.gavinmenzies.net.SeealsoTaiPengWang,“WhatWastheRouteTakentoFlorence”,p.1.10.IbnBattutavol4,p.813.11.TheTravelsofIbnBattutaAD1325–1354,vol.4HakluytSociety,
1994),p.773.12.TaiPengWang,“ZhengHeandHisEnvoys,”p.2.SeealsoS.D.Goitein,“NewLightontheBeginningsofKarimMerchants,”bothavailableatwww.gavinmenzies.net.13.TaiPangWeng,“ZhengHeandHisEnvoys,”p.2.14.TaiPengWang,
see1434website15.PooleHistoryofEgypt.FrankCassandCoLtdLondon189416.TaiPengWang,see1434website.17.On1434website.18.TaiPangWengandLamYeeDinresearchon1434website
Chapter6:Cairoandthe
RedSeaCanal
1.Thisparagraphandindeedmuchelseofchapter6isaparaphraseofchaptersfromJamesAldridge’smarvelousbookCairo:BiographyofaCity.Macmillan1969Tomymindthisbookisthefinesttravelbook
everwritten.Aldridgehasanamazingknackforaccuratelycompressingandsummarizingawealthofinformationinafewsentences.Heisalsoabrilliantwriter,wittywithoutbeingunkind,choosingwithgreatskillhowandwhento
highlightcolorfulepisodesofEgypt’shistory.Thisbookisajoytoread,andIhavedonesomanytimes.IstronglyrecommendittoanyonethinkingofvisitingEgypt.2.Ibid.,pp.5,27,and127.3.Redmount,“WadiTumilat”;andPayne,TheCanalBuilders.
Payne’schapterentitled“ScorpionandLabyrinth”givesadetailedaccountofthebuildersfromthepharaohstoGreekandRomantimes.4.Aldridge,Cairo,pp.27,43,78,79.5.Poole,HistoryofEgypt,p.20.“Ina.h.23…itranpastBilbeystotheCrocodileLakeand
then…totheportattheheadoftheRedSea.”6.Aldridge,Cairo,p.127;al-Makrizi,Histoired’Egypte;and.Revaisse,“EssaiSurL’Histoire.”7.SSECO.Amoreextensivereportoftheproceedingsmaybefoundonourwebsite,
www.1434.tv.SeealsoIbnTaghriBirdi,AbiI-Mahasin“AHistoryofEgypt1383–1469,”trans.WilliamPopper(BerkleyandLosAngeles:UniversityofCaliforniaPress,1958)p.86.8.R.L.Hobson,“ChinesePorcelainfromFustat”BurlingtonMagazine
forConnoisseurs61,no.354.AphotographofapieceofblueandwhiteporcelainofZhuDi’sreignfoundatFustatisshownonour1434website.9.Aldridge,Cairo.Thechapterentitled“Saladin’sCairo,”fromwhichthisquoteistaken,isasumptuouslywritten
descriptionshowingAldridgeattheheightofhispowers.10.JacquesBerges,quotedinBraudel,HistoryofCivilisations,p.66.
Chapter7:ToVeniceofNiccolòdaConti
1.“GeographyoftheMediterranean”Thefirsttwo
paragraphsofthischapterareaparaphraseofthecelebratedFrenchhistorianandpoliticianFernandBraudel’smarvelousworkTheMediterraneanintheTimeofPhilipII.Ihavereferredtothismasterpiecetimeandagain,forinmyviewBraudelis
perhapsthegreatestEuropeanhistorian,capableofsummarizingavastarrayofdisparatefactsintoacoherentandreadablewhole.2.Norwich,Venice:TheGreatness;Hibbert,BiographyofaCity;Lorenzetti,VeniceandItsLagoon;Brion,MasqueofItaly.See
alsoVeniceandtheIslands(London:1956),p.22.3.Ibid.4.Iamindebtedtoanumberofwriterswhoarehouseholdnames.Norwich,Veniceisaclassic.Norwich,inhisownwords,isan“unashamedpopulariser”—agreatachievement.
Thosewhodenigratepopularizershavenoideahowdifficultpopularizingis.AnotherpopularizerwhoisalsoeruditeandwhowritesinacharmingstyleisJanMorris.MydescriptionsoflifeonVenetiangalleysandofharborswithintheVenetianEmpirearetaken
largelyfromherVenetianEmpire.5.DescriptionsoftheVenetianEmpireMorris,VenetianEmpire,hascolorfuldescriptionsnotonlyoftheVenetianintheeasternMediterraneanbutalsooflifeaboardVenetiangalleys.Shebringstolifethetoughandskillful
tradersandseamenwhomadeVenice.Ihaveextensivelyparaphrasedherbookfromp.135onward.AlsoNorwich,Venice,pp.39–41.6.Croatans—seeThompson,Friar’sMapatpages171–1747.SeeEuropeanJournalofHuman
Genetics,II,p.535–542,entitles“YchromosomalheritageofCroatianpopulationanditsislandisolates,LavorkaBara,MarijanaPeriiandcolleagues.TheDNAreportsreferredtoisonourwebsite,www.gavinmenzies.net.8.Morris,Venetian
Empire,p.107;Brion,MaskofItaly,pp.86,91;andAlazard,Venise,p.73.9.Morris,VenetianEmpire,pp.160–61.SeealsoJ.A.Cuddon,Jugoslavia:TheCompanionGuide(London:1968)pp.140–41.10.Brion,aMaskofItaly,pp.80–83;and
Braudel,WheelsofCommerce,pp.99–168.11.LucaPaccioli,“Summadearithmetica,geometria,proportionietproportionalita,”inBrion,MaskofItaly,p.91;Alazard,Venise,pp.72–73;andBraudel,WheelsofCommerce,pp.
141–68and390–424.12.Brion,MasqueofItaly,p.83;andHibbert,Biography,pp.36–48.13.Hibbert,Biography,pp.36–40.14.Brion,MasqueofItaly,p.83.SeealsoMasLatric,Commerceetexpeditionsmilitaire
CollectiondesDocumentsinedits,vol.3(Paris:1880).15.Hutton,VeniceandVenetia,pp.30–41.Electa(authorsEugeniaBianchi,NadiaRighi,andMariaCristinaTerzaghi)hasproducedabeautifullyillustratedguide,PiazzaSanMarco
andMuseums,fromwhichIhaveextensivelyquoted.63showstheworldmapinthemaproomoftheDoges’Palace.SeedescriptionsinHibbert,Biography,pp.57–58.16.Brion,MasqueofItaly,withadifferenttranslation,p.84;Norwich,VeniceSee
alsoPeterLauritzen,Venice(NewYork1978),p.87.17.F.M.Rogers,TheTravelsofanInfante,DomPedroofPortugal(Cambridge,Mass.:arvardUniversityPress,1961),pp.45–48,325.18.Hall,EmpiresoftheMonsoon,pp.88,124.
19.Hutton,VeniceandVenetia,pp.261,127.(VittorePisano).Olschki,p.101.20.Olschki,“AsiaticExoticism,”p.105,n.69.21.Origo,“DomesticEnemy.”
(SubsidiaryNotesforChapter7)
a)Pisanello’sDrawingsinVeniceandFlorence1419–1438
AntoniodiBartolomeoPisano,(laterknownasPisanello),wasbornprobablyinVeronabefore1395.HewaspaintingmuralsintheDoges’Palacebefore1419inassociationwithorinsuccessiontoGentiledeFabriano.In1432hewaspaintinginRomeatSaint
JohnLateran,andbetween1432and1438hepaintedinFlorence.HealsopaintedinMantuafortheGonzagas,inFerrarafortheEstefamily,andfortheCatholicChurchinVerona.HemademedalsfortheHolyRomanEmperorSigismundofLuxembourgandfortheByzantineemperorJohnVIIIPalaeologus(whoattendedtheCouncilofFlorencein1438).Pisanelloisnotedfor
thepowerofhissketchesfromreallife.Hewasoneofthegreatestexponentsofdrawingofalltime—intheviewofsomeexpertsalmostofthecaliberofLeonardodaVinci.Manyconsiderthequalityofhisdrawingsexceedsthatofhispaintings.b)TheMongolianGeneral
TheLouvrekeepsaboxofcommentsforeachofPisanello’ssketches.Ihave
readthecommentsofvariousexpertswhohaveattemptedanexplanationofwhereandwhenPisanellosawtheMongoliangeneralorwhetherhesawanothersketchorportraitfromwhichhecopied.Thevariousopinionsarecollatedandrefutedonebyoneby“D”inafive-pageopinionentitled“Pisanello:Quatretêtesd’hommescoiffésd’unbonnet,deprofileoudetrois
quarts,”whichincludesabibliographyofthetwelveexperts.IassumeDwasanexpertworkingattheLouvre;hisorheropinionisonourwebsite.Asmaybeseen,DdoesnotconsiderthattheMongolgeneralwaspartoftheentourageoftheByzantineorHolyRomanEmperorandisunabletoofferasolutionastowherePisanellosawhim.Dalsoadvancesanopiniononthe
secondMongol,whom,asherightlysays,hasaretroussénose.c)Pisanello’sMandarinHat
Onthe1434website’sextendednotes(chap.7)isaportraitofawealthyChineseinahat(BulletinoftheMetropolitanMuseumofArt15(Jan.1920),asreportedinJSTOR).Hewearsatypicalmandarinhat—blackwithflapsatthesideandfront(the
frontflapcanonlybeclearlyseenbyviewingtheoriginal).Thesehatsareverydistinctive,showninmanyChinesepaintingsoftheMingdynastyandreproducedonthePBSdocumentary1421.TheywerenotwornbyanyotherpeoplesthanChinese,asfarasIamaware.Sodespitetheretroussénose,inmyopinionthefigurebeneaththeMongolgeneralcanonlybeamandarin.
d)Pisanello’sDragon-CarryingShip
Thisdragonhasthreeclaws.InChinaintheMingdynasty,five-claweddragonswerefortheemperor’suse;theimperialfamilyandcourtiersweregrantedfourclawsorfewer.Thisdrawing,therefore,accordswithadragonornamentownedbyaChinesecourtier.e)Pisanello’sDrawingof
“Macchinaidraulica”(Deganhart147)
AsfarasIamaware,thisisthefirstEuropeandrawingofapistonpump—precedingTaccolaandLeonardo.Inthe1430sthepistonpumpwasunknowninEuropebuthadbeeninuseinChinafortwohundredyears.Pisanello’sdrawingalsoshowsabucketpumpcalledinItalytartari.f)Pisanello’sDrawingsof
GunswithTripleBarrels(Deganhart139)
Triple-barreledgunswereunknowninItalywhenPisanellomadethissketchbutwereinuseinChina(seechap.19).
Pisanello’sDecoratedGunBarrels(140)
TheseaccordwithFrancescodiGiorgio’s,
drawntwodecadeslater.
Pisanello’sPortraitofaWoundedSoldier(133)
ThisisaMongol.
Pisanello’sPaintingoftheMongolGeneral
Notehisrichsilkclothes—mere“Archers”wouldnothavewornthese.
OtherPisanelloDrawings,NotYetAnalyzedbytheAuthor
WaterBuffaloes:Louvre,inv2409
Tartarpalletpumpandwaterwheels:Louvre,2284,2285
ColdDesertCamels:Louvre,inv2476
ShipwithCarvedHull:Louvre,inv2282to2288
Chapter8:PaoloToscanelli’sFlorence
1.IstronglysuspectthatBrunelleschiandToscanellialsomettheChineseambassadorandChinesemathematiciansandastronomersinZhu
Di’sreignbetween1408and1413.ChineserecordsshowZhuDi’semissariesdidtraveltoRomeandFlorenceinthatperiod,butIhavebeenunabletofindanyItalianrecordsinsupportortogivecorroborativeevidence.Papalrecordsatthistime
wereinacompletemessbecauseoftheschism.TheVaticanlibraryhasnorecordofEugeniusIVrecordswhileinexileinFlorenceandFerrara.IhavebeenunabletofindrecordsoftheAvignonpapacyandhavenotsearchedrecordsoftheSpanishpope.My
guessisthatiftherecordseventuallyturnup,theywillbeamongthoseoftheCouncilofConstance(1415–1418),whenthetriplepapacycametoanendandMartinVbecamesolepope.Brunelleschicouldhaveobtainedhisknowledgeofspherical
trigonometryfromtheArabsandofreversiblehoistsandpinholecamerasfromtheRomans—butallthisandarticulatedbargesand“Chinese”methodsofimprovingmortaratthesametime?2.IhavereadmanybooksontheRenaissance,asmay
beexpected.Somearebrilliantlywritten.Myfavorites,fromwhichIhavequotedextensively,are:Plumb,TheHorizonBookoftheRenaissance(seepp.14–19forItalyafterthefallofRome);Hibbert,RiseandFall(seepp.32–39foreconomicgrowth
andemergenceoftheMedici’s);Hollingsworth,Patronage(seepp.48–55forCosimode’Medici’spatronageofRenaissancescholarsandinparticulartheSanLorenzosacristy);Bruckner,RenaissanceFlorence(seepp.1–6forFlorence’s
economicdevelopment,notablytheRiverArno,pp.42–43fortheroleofslavesineconomicdevelopment;andpp.216–18forearlycommunicationamongsocialgroups);Carmichael,PlagueandthePoor(seepp.122–26forcontroloftheplague
bymeansofprintededicts);andJardine,WorldlyGoods(forspreadingRenaissanceideas).Thenexttwoparagraphsaresummariesandextensivequotesfromtheseauthors.Theirdescriptionsareextraordinarilyvividandsorevealingthatinmy
viewitwouldbeawasteofeveryone’stimeformetotryandimproveonthem.3.Plumb,HorizonBookoftheRenaissance,jacketcopy.4.ThisparagraphisasummaryofPlumb’smagnificentbook,withmanydirectquotes.Plumb,
itseemstome,hasbrilliantlyhighlightedthereasonsfordivisionsofEuropeafterthefallofRome.HorizonBookoftheRenaissance.5.BernardBerenson,EssaysintheStudyofSienesePainting.6.LeonardOlschki,“AsiaticExoticism.”7.Ibid.,p.105
8.Hibbert,RiseandFall;Plumb,HorizonBookoftheRenaissance;Hollingsworth,Patronage;Bruckner,RenaissanceFlorence.9.Origo,MerchantofPrato.10.RiseandFall;andHibbert,Hollingsworth,
Patronage.11.TimothyJ.McGee,“DinnerMusicfortheFlorentineSignoria,1350–1450,Speculum,74,no.1(Jan.1999):95,ViewableonJSTOR.12.RiseandFall;andHibbert,Hollingsworth,Patronage,pp.48–55.
13.Hollingsworth,Patronage,p.50.14.Brown,“LaetenturCaeli.”15.Beck,“LeonaBattistaAlberti.”ToscanellicometaryobservationsalsoinG.Celoria,SulleosservazionidecometeFattedaPaulodalPozziToscanelli(Milan:1921).
Chapter9:ToscanelliMeetstheChineseAmbassador
1.Markham,JournalsofChristopherColumbusTheoverwhelmingmajorityofhistoriansconsidertheletterstoCanonMartinsandChristopher
Columbustobegenuine.In1905theFrenchhistorianHenriVignaudmadeanattempttosaythattheywereforgedbutasfarasIknow,nootherscholarhassupportedVignaud.Recentstudiesdescribedinchapter12showthatToscanelli’swritingonhiscometary
observationsisthesameastheletters.Moreover,everystatementinToscanelli’sletterscanbesubstantiated—forthereasonsinchapter11.IfToscanelli’sletterswereforgeries,thenWaldseemüller’s“GreenGlobe,”andmapof1507wouldbeaswell.Ahostof
academicsdownthecenturiesandacrossEuropewouldhavetobepartytotheforgery.ThemiddlepartofToscanelli’slettertoCanonMartinshasbeenfoundbyHarrisseintheBibliotecaColombinainSeville.ThisisacopymadebyColumbushimselfof
theletterfromToscanellitoCanonMartins.2.Johnson,ThePapacy,pp.18,100–3,106,115–19,125.3.GLorenzetti,VeniceandItsLagoon,pp.623–58,(mapat660):Palaces15,32,35,40,42,43,66,and84(numbersasshownonmap).
4.Sameasnote15.ThesewordswerefrequentlyinterchangeableinmedievalEurope.6.Seedetailednotesforchapter13thatsummarisethecooperationbetweenToscanelli,Alberti,NicholasofCusa,andRegiomontanus.ForUzielli,SeeZinner,
Regiomontanus,p.59.7.Ibid.8.MrA.G.SelfandF.H.H.GuillemardSeenotes6to12forchapter109.IhaveseenSchöner’s1520globeinthebasementoftheGermanHistoricalMuseum,Nuremberg,courtesy
ofthecurator.Itisnotonpublicdisplay,unlikeBehaim’s1492globe,alsointhatmuseum.
Chapter10:Columbus’sandMagellan’sWorldMaps
1.Vignaud,ToscanelliandColumbus,pp.322,
323.2.Ibid.3.“InthetimeofEugenius.”4.Zinner,Regiomontanus,reportingUzielli,p.59.5.Pigafetta,Magellan’sVoyage,p.58;andPigafettaandMiller,StraitsofMagellan.6.Pigafetta,and
1421,pp.169–77.ii—Magellan/KingofSpainContractMarch22nd,158—“Magellan’sterrifyingcircumnavigationoftheglobe—Overtheedgeoftheworld”Bergreen,HarperPerennial,NewYork,2004,p.34.7.Pigafetta,
Magellan’sVoyage,p.56.8.Ibid.,p.49;Guillemard,FerdinandMagellan,p.189;andBergreen,OvertheEdge,p.32:“[Magellan]intendedtogobyCapeSt.MarywhichwecallRiodelaPlata,andfromthencetofollowthe
coastuntilhehittheStrait.”9.PigafettaandMiller,StraitsofMagellan;Griffin,Portsmouth,1884,p.7;andMenzles,1421,169–177.10.Galvão,Tratado;andAntonioCordeyro,HistoriaInsula(Lisbon:1717),quotedinH.Harrisse,The
DiscoveryofNorthAmerica,(1892),p.51.11.Pigafetta,Magellan’sVoyage,pp.49,50,57;Menzies,1421,pp.169–177;andGuillemard,FerdinandMagellan,p.189.12.Guillemard,FerdinandMagellan,p.191.I
amindebtedtoMr.A.G.SelfforintroducingmetoGuillemard’sbook.13.“Huncinmiduterreiamquadripartiteconuscitet;sunttresprimepartescontinentesquartaestinsulacuomniquaquemarecircudatacinspiciat,”MartinWaldseemüller,
Cosmographiaeintroductio.14.Orejonetal.,PleitosColumbinos,8vols.andSchoenrich,LegacyofColumbus.15.IamindebtedtoGregCoelho,whobroughtthistomyattentiononMarch20,2003.Originalagreements,April17and30,1492.The
decreeconfirmingthefavorsisintheArchivoGeneraldeIndias,Seville.ConfirmationcameinthecapitulationsofBurgos,April23and30,1497.16.Menzles,1421,pp.425–427;andFernández-Armesto,Columbus,p.75.17.TheTimesAtlasofWorld
Exploration,p.41.Availableonwww.1434.tv.18.Fernández-Armesto,Columbus,p.76.19.MarcelDestombes,UnecarleinteressantdesÉtudesColombiennesconservéaModena(1952),andDavies,“Behaim,
Martellus.”SeealsoAoVietor,“APre-ColumbianMapoftheWorldc.1489,”ImagoMundi18:p.458.20.CorrespondencebetweenDr.AurelioAghemoandMarcellaMenzies.Insummer2006onwww.1434.tv.21.Zinner,Regiomontanus.
22.Schöner’s1520globeisintheGermanNationalMuseum,Nuremberg,whereitmaybeviewedcourtesyofthecurator.Itisnotonpublicdisplay.TheBehaimglobeof1492(whichdoesnotshowtheAmericas)isonpublicdisplaythere.
23.J.J.O’ConnorandE.F.Robertson,“JohannMullerRegiomontanus,”website,google“JohannMullerRegiomontanus.”24.In1656EmperorFerdinandIIIofAustriapurchasedtheLibraryofGeorgeFugger,whichincludedSchöner’slibrary.
TheemperorgavethecollectiontotheHofbibliothekinVienna,whereitremains.ThecollectioncontainsachartofstarsonlyvisibleintheSouthernHemisphere,publishedbeforeMagellan’scircumnavigation.25.Zinner,
Regiomontanus,pp.109–39,211–37,242–44.Lostworksintradelistpp.115–17.Zinner(Regiomontanus)Folio2,Leipzig1938,pp.89–103.26.Guillemard,FerdinandMagellan.27.Pinzónwasreallytheorganizer
ofColumbus’s1492expedition.SeeBedini,ColumbusEncyclopedia,vol.2.S.V.“AriasPerezPinzón.”TheHistoryCo-operative.SevillePinzón’seldestsontestifiedthatin1492afriendofhisfather,employedintheVaticanLibrary,hadgivenhimacopyofadocumentshowing
thatJapancouldbereachedbysailingwestwardacrosstheAtlantic.Impressed,PinzónshowedColumbustheVaticandocumentandpersuadedColumbustovisittheCatholicsovreignsonceagain.Thistimehewassuccessfulinobtainingtheir
backing.
Chapter11:TheWorldMapsofJohannesSchöner,MartinWaldseemüller,andAdmiralZhengHe
1.ThisshowstheAmericasasWaldseemuellerdrewthemonaflatpieceofpaperwhichhecopiedfromaglobe.
2.AtthisstageIhadnoevidenceWaldseemüllerhadcopiedfromaglobe,althoughmyexperimentshadshownhemusthavedone.3.Theexhibitionwastocelebratethe500thanniversaryofthepublicationofWaldseemüller’s1507map.Please
seethe1434website,www.1434.tv,forareproductionofWaldseemüller’sworldmapandforDr.Ronsin’sdescriptioninFrenchofhowWaldseemüllerobtainedit.
Chapter12:Toscanelli’sNewAstronomy
1.TheCatholicEncyclopedia,S.V.“China:ForeignRelations,”http://www.newadvent.org/cathen/03663b.htm.Seealso1434website,www.1434.tv.2.TaiPengWang,“ZhengHe’sDelegation.”3.Ibid.4.Ibid.SeealsoZhengXingLang,
ZhongxiJiaotongChiliaoHuibian(CollectedhistoricalsourcesofthehistorybetweenChinaandtheWest),vol.1,chap.6,pp.331etseq.)5.Pinturicchiopaintingcanbeseenonthe1434website,www.1434.tv.AgeoftheRenaissance.BorgiaApartments
ofthePalazziPontifici,intheVatican.6.TaiPengWang,(V)“ZhengHe’sDelegation.”7.TaiPengWang,“ZhengHe,WangDayvan.”TaiproducesevidencethatYuannavigatorshadmasteredastronavigationsufficientlytocross
oceans.SeeGongZhen,XiyangBanguoZhi(Notesonbarbariancountriesinthewesternseas)(Beijing:Zhounghuabookshop,).SeealsoXiFeiLong,YankXi,TangXiren,eds.ZhongguoJishuShi,JiaotongCluan(ThehistoryofChinesescienceand
technology),vol.onTransportation(Beijing:SciencePublisher,2004),pp.395–96;andW.ScotMortonandCharltonM.Lewis,China:ItsHistoryandCulture(NewYork:McGraw-Hill,2005),p.128.8.JaneJervis,“Toscanelli’sCometary
Observations:SomeNewEvidence”AnnaliDelInstitutoeMuseoDiStoriaDellaScienzaDiFirenzeII(1997).9.RightAscension—itssignificance,aChinesemethodnotArabicnorBabylonianmethodofcelestialcoordinates.10.Gadol,Leon
BattistaAlberti:p.196.SeeZinner,Regiomontanus,p.58.
Chapter13:TheFlorentineMathematicians:Toscanelli,Alberti,NicholasofCusa,andRegiomontanus
1.Zinner,Regiomontanus,pp.29,41,52–59,64–65.
2.Ibid.,pp.44,48,71,73–78,83,104,214–515;TheS.V.“Suggest.”3.ComparewithRegiomontanus,“DeTriangulis,”inZinner,Regiomontonus.p.55–60.4.Zinner,Regiomontenus,pp.44,48,71–73,78,83,104,214–515.
5.Zinner,Regiomontanus,p.125;andTheCatholicEncyclopedia,S.V.“NicholasofCusa.”6.ErnstZinner.Ihaveextensivelyquotedfromhismajesticwork,Regiomontanus.WhereZinner’sopiniondiffersfromotherexperts,Ihave
usedZinner’s.MyonlydisagreementwithZinneriswithhisopinionofwhichprecedentRegiomontanusrelieduponforhisephemeristables.ZinnerdidnotknowofGuoShoujing’swork;ifhehadhe,inmyview,wouldhavecometotheinevitableconclusion
thatRegiomontanusfollowedGuoShoujing.Regiomontanus’sprincipalworksmentionedinchapter13arediscussedinZinnerasfollows:almanacs:pp.8–12,21–37,40,85,104–9,112–25,141–49,153;calendars:pp.42,50,112–42(seealsoe-mailsbetween
BodleianLibraryatOxfordUniversityandauthor,onwww.1434.tv);compass:pp.16–20;Detranigulis:pp.51–65;ephemeristables:pp.108–28,(seealsoe-mailsbetweenBodleianLibraryatOxfordUniversityandauthor,onwww.1434.tv);
EpitomeofPtolomy:pp.2,29,41–52,59;instruments:pp.135–36,180–84;maps:pp.113–16,148;obliquityofecliptic:pp.23,25,38,48,53–69.SeealsoJohannesRegiomontanusCalendarPrintedinVeniceofAug.1482,on1434websiteUniversityof
Glasgow,1999.7.Zinner,Regiomontanus,pp.1–30,32,36–56,76–78.8.Ibid.,pp.24,36,58–60,72–77.9.Ibid.,pp.117–25.10.Ibid.,pp.121–25.11.Ibid.,pp.98,115,133,137,158,212,244,246.12.Ibid.,pp.95and
301.Seealsopp.131–34,135(clock);p.136(armillarysphere,pp.137–38,mirrors,compass;andp.115,torquetum.13.Ibid.,pp.112,113,301.SeealsoErnstZinner,“TheMapsofRegiomontanus,”ImagoMundi,4(1947):31–32.
14.Zinner,Regiomontanus,p.40.15.Ibid.,p.42.16.Ibid.,p.183.17.Ibid.,p.64.18.Ibid.,pp.365,370;andUlrichLibbrecht,ChineseMathematics,1973p.247.19.SeeLibbrechtforhisdiscussiononCurtzecontribution
atp.247.SeeNeedhamS19,p.40fortheShu-shuChiu-changandtheevolutionofChinesemathematicsfromtheSungdynastythroughtotheYuan.20.Ch’inChiu-ShaoLibbrecht,ChineseMathematics,pp.247–48.21.Needham,
ScienceandCivilisation,vol.19,pp.10,40,42,120,141,472,577.22.Ibid.,vol.30.PhotobykindpermissionofthePepysLibrary,MagdaleneCollege,CambridgeUniversity.23.Zinner,Regiomontanus,p.117.ForCopernicus,
seep.119.OtherversionsofRegiomontonus’stablescanbeviewedinthecopiesheldbytheRoyalAstronomicalSociety,London,andtheJohnRylandsUniversity,Manchester.PhotobykindpermissionoftheBritishLibrary.
24.Davies,“Behain,Martellus.”25.Menzies,1421,pp.430–31.26.Zinner,Regiomontanus,pp.119–23.27.Bedini,ColumbusEncyclopedia,p.436;andibid.,p.120.28.Zinner,Regiomontonus,p.
123.29.Ibid.,pp.119–25.30.Ibid.,p.123.31.Lambert,“Abstract.”32.G.W.Littlehales,“TheDeclineofLunarDistances,”AmericanGeographySocietyBulletin,4,no.2(1909):84.Viewable
onJSTOR.33.Lambert,“Abstract.”34.PhillipsandEncarta.35.Zinner,Regiomontonus,p.181.36.Needham,ScienceandCivilisation,vol.19,pp.49–50,109,110,and370–378.SeealsoYongleDadian
(Cambridge:CambridgeUniversityPress),chap.16,pp.343,344.
Chapter14:AlbertiandLeonardodaVinci
1.Gadol,LeonBattistaAlberti,introduction.2.Ibid.,pp.67and196.
3.See“SelectedWorksofLeonBattistaAlberti”inbibliography.4.Zinner,Regiomontanus,pp.24,36,58–60,67–68,72–77,130–34,265;andGadol,LeonBattistaAlberti,p.196.LetterofFeb1464in‘VitadiLBAlbertiatp373
5.Santinello’sparallelsareexploredinmoredetailonthe1434website,chapters13,18and21.6.Gadol,LeonBattistaAlberti,p.155.
Chapter15:LeonardodaVinciandChineseInventions
1.Temple,GeniusofChina,p.192.2.Peers,Warlords,ofChina,p.149.3.Deng,AncientChineseInventions,p.104.4.Ibid.,pp.113–14.5.Ibid.,p.112.6.Seech.16forLeonardocopyingTaccola,whodrewin1438aChinesehelicopter.
7.Temple,Genius,p.175.8.Ibid.,p.177.9.Ibid.,p.243.10.Taddei,Leonardo’sMachines,p.118.11.Temple,Genius,p.59.
Chapter16:Leonardo,diGiorgio,TaccolaandAlberti
1.White,“Parachute,”pp.462–67.2.Reti,“FrancescodiGiorgioMartini’sTreatise,”p.287.3.Francesco,Trattato.CopiesBibliotecaNazionaleFlorenceandBibliotecaCommunaleSiena4.Reti,“HelicoptersandWhirligigs”;
Leonardo,“Parachute”;Jackson,“Dragonflies”;andGablehouse,“HelicoptersandAutogiros.”5.SeeGuidebooksonSiena6.PragerandScaglia,MarianoTaccola.7.PleasealsorefertoModernGuide
Book“Siena”Romas,Sienap.154.8.SigismundFacedUprisingsInBohemiafollowingJanHussMurderin1419(FollowingCouncilofConstance)9.PragerandScaglia,“MarianoTaccola.”10.Ibid.;andGalluzzi,Artof
Invention,p.118.11.PragerandScaglia,MarianoTaccola.Galluzzi,ArtofInvention,p.35.12.Galluzzi,ArtofInvention,pp.36–37.13.PragerandScaglia,MarianoTaccola;andibid.,pp.37–38.14.PragerandScaglia,Mariano
Taccola,p.93;andGalluzzi,ArtofInvention,p.87.DiGiorgioadaptsTaccola—Examples
i)DiGiorgio’sfountain(MsAsh4IR)andTaccola’ssurprisefountain(MsPAL767p.21)ii)Taccola’shoistsforMills(III,36R)
anddiGiorgio’sMills(TrattatoIMsAsh361for37v)iii)Taccola’sanddiGiorgio’sunderwaterswimmerswithbreathing(CodLatMon288800fol78RandMSPAL767BNCFp.9)iv)FloatingRidersonHorseback(TaccolaII90V)di
GiorgioMSII.I.141(BNCF)follow196vv)Paddlewheelboats—TaccolaMsLat7239fol87r:diGiorgioMs197b21(BML)fol45vvi)Devicesformeasuringdistances—TaccolaMsPal766fol52R:diGiorgioMsAsh361fol29R
vii)DrawingsofTrebuchetMs197.b.21(BML)fol3V(diGiorgio)andcodlatMon197IIfol59V(Taccola)viii)UndergroundMiningcausingtownstocollapse—diGiorgioMsAsh361fol50R;TaccolaCodexlatMon28800fol.48ix)Transportable
cranediGiorgioMs197b.21fol11VTaccolaMsPAL766forZORx)Weightdrivenwheels—TaccolaCodelatMon197IIfol57R:diGiorgioMs197b21Fol71Vxi)WatermillstransformingverticalpowertohorizontalTaccolaMsPal766
Fol39R:diGiorgioMsSal148for34Vxii)OxdrawnpumpsTaccolaMsLat7239p.32diGiorgioMSII.1.141fol97V
15.K.T.Wu,andWuKuang-Ch’ing,“MingPrintingandPrinters,”HarvardJournalofAsiatieStudies7,no.3(Feb.1943):203–60.
16.SeeNeedham,ScienceandCivilisation,vols.19and27.17.TaccolaMSLatBNPfol50R18.FrancescoDiGiorgioMSII1.141fol97v19.Needham,ScienceandCivilisation,vol.27,figs.602–27,table56.
20.NungShu,ch.19,pp.5bb–6aandNS183.21.MSLatUrbinas1757Fol118R22.Cartswithsteeringgear—Codicetto23.Reversiblehoists—deIngeneisIII36RTaccola,DeIngeneis,book2,96v.24.MsAsh361F
37V25.MsGettyGEMfolR26.Galluzzi,ArtofInvention,pp.42–43.27.Ibid.,p.44.28.361Fol46v29.Galluzzi,ArtofInvention,p.11.30.Ibid.,p.11.31.Jackson,“Dragonflies,”pp.1–4;Gablehouse,Helicoptersand
Autogiros,pp.1–3;andWhite,“HelicoptersandWhirligigs.”
Chapter17:Silk&Rice
1.NungShu;andNeedham,ScienceandCivilization,vol.27,p.104.2.Martial,quotedinThorley,pp.71–80.3.Thorley,“Silk
TradeBetweenChinaandtheRomanEmpireatItsHeightCirca.A.D.90–130”GreeceandRome,2ndSeries,Vol.18,No.1(1971)p.71–80.SeeBibliography.4.Temple,“Genius,”p.120,ill.88.5.Molà,“SilkIndustry,”pp.261and218,220.
6.Hobson,EasternOrigins,pp.128,342;andKuhn,“ScienceV.”7.Molà,“SilkIndustry,”p.261.8.“Braudel,WheelsofCommerce,”Fontana,1985,pp.405–408.9.Needham,ScienceandCivilisation,vol.28,pp.225and340.10.MsAsh361
(BMLF)fol6V11.Shapiro,“SuctionPump,”p.571.12.Needham,ScienceandCivilisation,vol.27,p.144.13.Molà,“SilkIndustry,”pp.218–46.14.Hibbert,HouseofMedici,p.63.15.Ibid.,p.63.
16.Ibid.,Hibbert,p.89
Chapter18:GrandCanals,ChinaandLombardy
1.EmperorYang—Suidynasty.AncientChina,”p.66.2.LonelyPlanetp.378.3.NownamedXian.“AncientChina”pp.63–75.Ancient
China-ChineseCivilisationfromtheorigintotheTangdynastyBarnes&NobleN.Y.2006.4.QuotedinLonelyPlanetpp.378–79.5.Temple,Genius,pp.196–97.6.Needham,ScienceandCivilisation,vol.28;andibid.,p.197.7.Needham,ScienceandCivilization,ch.
28,pp.358–76.8.BarbarossaCaptureofMilanFrederickI(1123–1190)conqueredMilanin1161.9.Taccola’sLockGateTaccola,Deingeneis,vol.4;andParsons,Engineers,pp.367–373.10.Parsons,Engineers,p.373.11.Ibid.
12.Ibid.,p.376.13.Parsons,Engineers.DescriptionsTrattatodeiPondip.373;Alberti,pp.374–75;Bartola,pp.358–376.14.Ibid.,pp.372–81;Needham,ScienceandCivilisation,vol.28,pp.377–80.15.Needham,
ScienceandCivilisation,vol.28,pp.358–76.16.Parsons,Engineers,pp.374–75.17.SeeMantuaL.SantoniMantua1989,p.36etseq18.Dixon,Venice,Vicenza,p.112.etseq19.Ibid.
Chapter19:FirearmsandSteel
1.Spencer,“Filarete’sDescription”;andWertime,“AsianInfluences”andAgeofSteel.2.Ibid.3.Spencer,“Filarete’sDescription.”4.Ibid.
5.Ibid.6.BresciaandBergamoaretownsinnorthernItaly.7.Wertime,“AsianInfluences,”p.397.8.Butters,TriumphofVulcan.9.Needham,ScienceandCivilisation,vol.30.pt.II10.GeniusofChina,pp.224–228.11.Goodrich,L.
Carrington,andFêngChia-Shêng.“TheEarlyDevelopmentofFirearmsinChina.”Isis36,no.2(Jan.1946):114–23.ViewableonJSTOR.12.Temple,Genius,p.230.13.Ibid.,p.234.14.CitedinNeedham,ScienceandCivilisation,vol.
30,pt.II.15.Temple,Genius,p.237.16.GoodrichandFeng,“EarlyDevelopment.”17.Eichstadt,Bellifortis;Thorndike,“UnidentifiedWork,”p.42.18.Thorndike,“UnidentifiedWork,”p.42.
19.Ibid.,p.37.20.Ibid.,p.38.21.Needham,ScienceandCivilisation,vol.30,pt.II,p.51.22.AStuartWeller“FrancescodiGiorgioMartini1439–1501”UniversityofChicagoPress,ChicagoIll1943atp.74.
23.Ibid.24.Referto1434websiteunder“cannon.”25.ChienTzuLeiPhao.26.HuoLungChung,pt.1,ch.2,pp.2,2a,10a.27.Ibid.,p.16a28.MS5,IV.5(BCS)c.5R.
Chapter20:Printing
1.Ottley,andHumphreys,History.2.Needham,ScienceandCivilisation,vol.32,pp.100–75;andDengAncientChineseInventions,pp.21–23.3.Needham,ScienceandCivilisation,vol.32,pp.100–175,esp.p.172.ForYongleDadianseep.174,n.c.Seealso
Wu,“Development.”4.Hessel,Haarlem,andHumphreys,History,p.55.5.“TheCaseofRivalClaimants,”p.170.6.Bibs.7,8,and9.7.BlaiseAgüerasyArcasandPaulNeedhamReportedonGoogle.APHA/GrolierClublecturebyPaul
NeedhamandBlaiseLECTURE:AguerasyArcas—(organisationofBookCollectors)January2001.NewYork.PAPER:AgüerayArcas,Blaise;PaulNeedham(November2002).“Computationalanalytical
bibliography”.ProceedingsBibliopolisConferenceThefuturehistoryofthebook,TheHague(Netherlands):KoninklijkeBibliotheek.8.Ottley,Inquiry,p.47;andTermanza,“Lettere,”vol.5p.321.9.“EarlyVenetian
Printing,”exhibition,KingsCollege,London,Dec.2006.10.Carmichael,PlagueandthePoor,pp.124–26.
Chapter21:China’sContributiontotheRenaissance
1.Zinner,Regiomontanus,pp.112–13.
2.LiuManchums,evidenceatNanjingConferenceDec2002.3.Ibid.4.VilliersandEarle,Albuquerque,pp.29–65;andinAntoniodeBilhaoPato,CartasdeAfonsedeAlbuquerqueSeguidesdedowmentosqueas
elucidam,vol.1,letter9(April1512):pp.29–65.TranslationandresearchbyEManuelStock.5.OBrasilinvarPortulanodosecxv(BrasilonaMapofFifteenthCentury)6.Thorndike,“UnidentifiedWork,”p.42.7.Cortesão,“Pre-
ColumbianDiscovery,”p.39.8.Thompson,Friar’sMap,pp.171–74.9.Fiske,John.TheDiscoveryofAmerica—WithSomeAccountofAncientAmericaandtheSpanishConquest(twovolumes).Boston:HoughtonMifflin,1892.Reprinted
1920.10.Thompson,Friar’sMap,“VeniceGoesWest,”p.171.Sinovic,1991,p.155.11.DuchessofMedina-Sidonia’scollectionofColumbusrecord,inherLibraryatSanlucardeBarrameda.
12.Ruggero,Marino,CristoforoColombo:L’ultimodeiTemplari.Milan:Sperling,KupferEditori,2005.13.RoyalGeographicalSocietyJournalDavies,“Behaim,MartellusandColumbus,”143,pt.3:451–59.14.Encyclopedia
Britannica,New“TheCopernicanRevolution.”S.V.“Copernicus,Nicolaus,”andalsoZinner,Regiomontanus,p.183.15.Ibid.,Zinner,p.183.16.Ibid.17.Thisisbeingcorrectedinthelatestedition.
18.ErnstZinner,Regiomontanus,pp.184–185.19.Swerdlow,“Derivation.”20.“Derivation.”21.Ibid.22.SeeGouShoujing’sthird-degreemethodofinterpolationinAslaksenandNgSayTiong,“Calendars,
Interpolation.”23.Siderius.SeeNewEncyclopediaBrittanica24.NewEncyclopediaBrittanica,15thed.,S.V.1994“Galilei,Galileo.”25.Mui,Dong,andZhou,“AncientChinese.”26.Gadol,LeonBattistaAlberti.
27.SorensonandRaish,Pre-ColumbianContact;andJohannesenandSorenson,Biology28.Thompson,Friar’sMap;andletterstoauthor2003–2007
Chapter22:TragedyontheHighSeas:ZhengHe’sFleetsDestroyedbyaTsunami
ThischapterreliesheavilyontheworkofProfessorTedBryantandDr.DallasAbbottandcolleagues;pleaserefertotheAcknowledgmentssection.
1.LegendofthebearclimbingoutofawreckedshiponClatsopBeach.ThisisChinookfolklore,recountedtousbyCatherineHerrold
Troeh.2.ThelegendiscorroboratedbyasimilaroneoftheCrowpeople,toldtousbyFrankFitch.3.Zatta’smapappearsonour1434websiteasdodrawingsofChinesepeoplemadeduringRussianexpeditionscarriedoutbeforeVancouverorCook.
4.Thesefiguresareexplainedinmoredetailinchapter2.5.Thiscorrespondencewasin2002.6.Therelevantpartofthisisreportedonthe1434website7.Keddie,Grant,“ContributionstoHumanHistory,”publishedbyRoyalBritishColumbia
Museum,No.3,March19,1990.8.FurtherdetailsoftheWashingtonpottersmaybefoundonour1434website9.ProfessorMariannaFernandezCoboandcolleagues(seeBibliography)10.ProfessorGabrielNovickandcolleagues(seeBibliography)
11.DiegoRibero’schartof1529canbeseenonour1434website.ItcontainsaccuratemappingdetailsofplacesfromSouthAmericatoIndonesia,whichin1529hadnotbeen“discovered”byEuropeansandwereunknowntothem.12.Rostowerski,Maria—“Historyof
theIncaRealm”,CambridgeUniversityPress,199913.MacedoJustoCáceres“Pre-HispanicCulturesofPeru,”PeruvianNationalMuseum,Lima,Peru,1985.Coppercoins—theseweretheshapeofsmallaxes.Seeour1434websitefor
thesectiononcoinage.
Chapter23:TheConquistadores’Inheritance:OurLadyofVictory
ThischapterreliesheavilyonaseriesoflecturesonMedievalSpaingivenbyDr.ChristopherPollardatDillingtonHousenearTaunton,Somerset,whichthe
authorwasprivilegedtoattendin1999.Pleaserefertotheacknowledgmentssection.
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A.BibligraphyforChapters1–5inclusive
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Cairoin1414and1433”
TaiPengWang’sMainPointsRelevanttoChapters2,3,5:
1.HongBaowasinstructedbyZhengHeonNovember18,1432,toleadhisfleetstoCalicut.2.OnarrivalHongBaolearnedCalicutwasabouttosendits
ownfleettoMecca.HongBaoimmediatelysentseveninterpreterofficialstojointheCalicutfleet.ZhengHe’sfleetsarrivedinHormuzonJanuary16,1433,andsetsailforChinaonApril9,1433.3.ZhengHehadbeenorderedtoannouncethe
imperialedictoftheXuanDeemperortoMaijia(Mecca),Qianlida(Baghdad),Wusili(Egypt),Mulanpi(Morocco),andLumi(Florence).4.EgyptandMoroccohadalreadyreceivedtheimperialedictbuthadfailedtosendtributetoMingChina.SeeYanCongjian’s
firsthandaccountofthevisitto“Fulin”kingdom—thePapalCourt.5.TheChineseweretradingwithinthesystemcreatedintheYuandynastymorethanacenturyearlier.6.TianfangistheMamlukempire—Egypt,Syria,Yemen,Arabia,
Libya,andCyprus.7.TheChineseusedArabicpilotsintheGulfarea:IrenaKnehtl,“TheFleetoftheDragoninYemeniWaters.”TheYemenTimes874,vol.13(5Sept.7–Sept.2005).8.FrankincensewasthemostvaluableproductpurchasedbytheChinese:ibid.
9.ZhengHevisitsAihdab.YuanshiLuncong.“TheRelationBetweenSudanandChinaBetweentheTangandtheEndoftheYuan.InEssaysonYuanHistory,vol.7,pp.200–6.10.KarimiinQuanzhou:ZhuFanZhiZhuPu.InZhaoRuqua,Profilesof
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MinzhuZhongJiaoLunji(BaiShouYi’sessaysinminoritiesandtheirreligions)(Beijing:BeijingTeacherTrainingUniversity,1992),pp.365,376.12.Arabicmonsooncalendar:Firstcomposedin1271byRasulidrulersofYemen.SeePaulLunde,“The
NavigatorAhmadIbnMajid.”13.EgyptthetargetofZhengHevisits:AnatoleAndro(ChaoC.Chien),The1421Heresy:AnInvestigationintotheMingChineseMaritimeSurveyoftheWorld(Pasadena,Calif.:,2005),p.32.R.StephenHumphreys,“Egypt
intheWorldSystemoftheLateMiddleAges”CambridgeHistoryofEgypt,vol.1IslamicEgypt640–1517(Cambridge:CambridgeUniversityPress,1998).14.EgyptvisitedbuthasnotreturnedtributetoChina:MosiliisFustat.
MisrisCairo.JientouisAlexandra.LiAnshan,FeizhouHuqqiaohuarenShi:AHistoryofOverseasChineseinAfrica(Beijing:in“Africanstudiesreview,”vol44,April2001,2000).15.MisrisCairo:JanetL.Abu-Lughod,Cairo:1001YearsoftheCity
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Riviere-Sestier,M.“VeniceandtheIslands.”London:GeorgeG.Harrap&Company1956.
Thompson,GuinnarPhD.
“TheFriarsMAPofAncientAmerica1360AD.”WA:PubLauraLeeProductions,1996.
D.BibliographyforChapters8and9
Beck,James.“LeonBattistaAlbertiandtheNightSkyatSanLorenzo.”ArtibusetHistoriae10,no.19(1989):9–35.
Brown,PatriciaFortini.
“LaetenturCaeli:TheCouncilofFlorenceandtheAstronomicalFrescointheOldSacristy.”JournaloftheWarburgandCourtauldInstitute44(1981):176ff.
Bruckner,GeneA.RenaissanceFlorence.BerkeleyandLosAngeles:UniversityofCaliforniaPress,1969.
Carmichael,AnnG.Plague
andPoorinRenaissanceFlorence.Cambridge:CambridgeUniversityPress,1986.
Hibbert,Christopher.TheHouseofMedici:ItsRiseandFall1420–1440.London:PenguinBooks,1974.
Hollingsworth,Mary.PatronageinRenaissanceItaly.London:JohnMurray,1994.
Jardine,Lisa.WorldlyGoods:ANewHistoryoftheRenaissance.London:Macmillan,1996.
Olschki,Leonardo.“AsiaticExoticisminItalianArtoftheEarlyRenaissance.”ArtBulletin26,no.2(June1994).
Origo,Iris.TheMerchantofPrato:DailyLifeinaMedievalItalianCity.
London:PenguinBooks,1963.
Plumb,J.H.TheHorizonBookoftheRenaissance.London:Collins,1961.
TaiPengWang.“ZhengHe’sDelegationtothePapalCourtofFlorence.”Thisresearchpaperwasthestimulusforthisbook.Itisavailable,withanextensivebibliography,onourwebsite.Themainpoints
areasfollows:
1. FewknowofToscanelli’sletterstothekingofPortugalandChristopherColumbus,lettersthatreportToscanellimeetingtheChineseambassador.C.R.Markham,trans.,TheJournalsofChristopherColumbusVignaud
HenriHakluytSocietyO.viii).AlsoVignaud“ToscanelliandColumbus”
2. Inthe1430s,ChinadescribedFlorence(seatofthepapacy1434–38)asFulinorFarang.YuLizi,“FulinJiAishiShengdiDiwangBianzheng”(ThecorrectlocationsofFulincountriesand
thebirthplaceofAiShiduringYuanChina),HaijioshiYanjiu(Maritimehistoricalstudies)Quanzhou:(1990–1992):51.
3. DiplomaticexchangesbetweenthepapacyandMingChinahadstartedwithHongWuin1371.SeeZhangXingLang:Zhougxi
JiaotongShiliaoHuibian(CollectedhistoricalsourcesofthehistoryofcontactsbetweenChinaandtheWest),vol.1pp.315.
4. TherearemanyChinesedescriptionsofthepapacyinHongWuandZhuDi’sreign.SeeZhangXingLang,p.331,andYan
CongjianShuyuZhouziLu,atvol.2.AlsoMingshiWaiguaZhuan(ProfilesofforeigncountriesintheMinghistory).
5. ThepapacypaidtributetoChinaduringZhuDi’sreign.MingShiWaiguaZhuan,vol.5,p.47.
6. LumiwasRomein
earlyMingdescriptions.ThenameoriginatedintheSongdynasty,(inwithZhaoChinese)Ruqua,whousedthenameLumeiinhisbookZhufanZhi:DescriptionsofVariousBarbarians(HongKong:UniversityofHongKongPress,2000),pp.231–32.Alsosee
(forcloth)JohnRigbyHall,Renaissance(NewYork;1965),p.78.
7. ThepopesentnumerousdelegationstoChinaduringtheearlyMing.ForWilliamofPrato,seeFangHao,ZhongxiJiatongShi(AhistoryofcontactsbetweenChinaand
Europe),vol.3(Taipei:1953),pp.211–17.FollowingWilliamofPrato,tencardinalswereappointed,oneaslate1426.ZhangGuogangandWuLiwei,MengyuanShidaiXifangZaiHuaZongJiaoXiuhui(ThechurchinYuanChina),inHaijiaoShiYanjiu
(Maritimehistorystudies)(Quanzhou:2003):62.
8. WangTaiPeng,“ZhengHe,WangDayvanandZhengYijun:SomeInsights.”AsianCulture,(Singapore,June2004):pp.54–62.SeealsoW.ScottMortonandCharltonM.Lewis,China,ItsHistoryandCulture
(NewYork:McGraw-Hill,2005),p.128.Inhispaper,TaiPengWangproducesevidencethatYuannavigatorshadmasteredastronavigationsufficientlytocrossoceans.SeeGongZhen,XiyangBanguoZhi(Notesonbarbarian
countriesinthewesternseas),Beijing:Zhounghuabookshop.SeealsoXiFeiLong,YangXi,TangXiren,eds.,ZhongguoJishuShi,JiaotongCh’uan(ThehistoryofChinesescienceandtechnology),vol.ontransportation(Beijing:SciencePublisher,2004),pp.
395–96.9. Itwouldhavebeen
naturalfortheChineseambassadortoissuetheDatongLicalendartothepapalcourt.TheDatongLicotainsastronomicalinformationthesameasthatintheShoushi.
10. JosephNeedhamhaspointedoutthatthe
ShoushiandotherChineseastronomicalcalendarswereastronomicaltreatises.JosephNeedham,ZhougguoGudaiKexue(ScienceintraditionalChina)(Shanghai:ShanghaiBookshop,2000),pp.146–47.
11. NicholasofCusahadpredatedCopernicus
insomerespects.JasperHopkins,“NicholasofCusa”inDictionaryoftheMiddleAges,ed.JosephR.Strayer(NewYork:CharlesScribnerandSons,1987),pp.122–25.SeealsoPaulRobertWalker,TheItalianRenaissance(NewYork:FactsonFile,1995),p.96.
12. SeealsoTaiPengWang,TheOriginofChineseKongsi(KualaLumpur:PerlandUKPublications,1994).
Vignaud,Henri.ToscanelliandColumbus.London:Sands,1902.
SlavesinFlorence
White,Lynn,J.“Tibet,India
andMalayaasSourcesofMedievalTechnology.”AmericanHistoricalReview65,no.3(April1960):515–26.ViewableatJSTOR.
Origo,Iris.“TheDomesticEnemy:TheEasternSlavesinTuscanyintheFourteenthandFifteenthCentury.”Speculum30(1955):321–66.
VincenzoLazzari.“DelTrafficoedellaCondizioni
degliSchiavi.”InVeneziaNeiTempideMezzoMiscellaneadiStoriaItaliana2(1862).
Romano,Denis.“TheRegulationofDomesticServiceinRenaissanceFlorence.”SixteenthCenturyJournal22,no.4(1991).
Man,R.Livi.“LaSciavituDomestica”(20Sept.1920):139–43.ViewableatJSTOR.
LeonardOlschki:“AsiaticExoticisminItalianArtoftheRenaissance.”TheArtBulletin,vol.26,no.24(June,1944),pp.95–106.
TaiPengWang,“1433ZhengHe’sDelegationtothePapalCourtofFlorence”
(2)Toscanelli’sobservationsofcomets—PatriciaFortiniBrown
(3)“LaetenturCaeli”PatriciaFortiniBrown
Johnson,Paul.ThePapacy.London:WeidenfeldandNicolson,1997.
Lorenzetti,Giulio.VeniceandItsLagoon.Rome:institutoPoligraFicoDellostato,1961.(Trs.J.Guthrie)
Markham,C.R.,trans.The
JournalofChristopherColumbus.London:HakluytSociety,1892.
Vignaud,Henri.ToscanelliandColumbus.London:Sands,1902.
Zinner,Ernst.Regiomontanus:HisLifeandWork.TranslatedbyEzraBrown.Leiden:Elsevier,1990.
E.BibliographyforChapters9–12
Bedini,SilvioA.TheChristopherColumbusEncyclopedia.2vols.NewYork:Simon&Schuster,1992.
Bergreen,Lawrence.OvertheEdgeoftheWorld:Megellan’sTerrifyingCircumnavigationoftheGlobe.NewYork:
HarperPerennial,2004.
Davies,Arthur.“Behaim.MartellusandColumbus.”GeographicalJournal143.
Fernández-Armesto,Felipé.Columbus.London:G.Duckworth,1996.
Galvão,Antonio.Tratadodosdiversosedesayadoscaminhos.Lisbon:1563.
Guillemard,F.H.H.TheLifeofFerdinandMagellan.London:G.Philip&Son,1890.
Menzies,Gavin.1421:TheYearChinaDiscoveredAmerica.NewYork:WilliamMorrow,2002.
Orejon,AntonioMuro,etal.,eds.PleitosColumbinos.8vols.Seville:TheHistoryCo-operative,1964–1984.
Pigafetta,Antonio.Magellan’sVoyage.TranslatedbyR.A.Skelton.NewHaven,Conn.:YaleUniversityPress,1969.
———.Magellan’sVoyage.ANarrativeAccountoftheFirstVoyage.TranslatedandeditedbyR.A.Skelton.London:FolioSociety,1975.
Pigafetta,Antonio,Cdr.A.W.Millar.TheStraitsof
Magellan.Portsmouth:UKGriffin,1884.
Schoenrich,Otto.TheLegacyofColumbus:TheHistoricLitigationInvolvingHisDiscoveries,HisWill,HisFamilyandHisDescendants.(Jun)2vols.Glendale,Calif.:PubArthurHClark,1949.
Vignaud,Henry.ToscanelliandColumbus.London:Sands,1902.
Zinner,Ernst.Regiomontanus:HisLifeandWork.TranslatedbyEzraBrown.Leiden:Elsevier,1990.
MartinWaldseemüller
FarandawaythemostknowledgeablewriteronWaldseemüllerandhismapsisDr.AlbertRonsin,conservatoroftheBiliothèqueetMuséede
Saint-Dié-des-Vosges.Hisbest-knownworksrelatingtoWaldseemüller’s1507mapare:
———.“Lebaptêmeduquatrièmecontinene,Amérique.”Historia544(April1992).
———.“LacartographeàSaint-DiéaudebutduXVIsiècle.”InPatrimonieetcultureenLorraine.Metz
Serpenoise,1980.
———.“Lacontributionalsacienneaubaptêmedel’Amérique.”BulletindelaSociétéIndus-trielledeMulhouse2(1985).
———.“Découverteetbaptêmedel’Amérique.”EditedbyGeorgeslePape.Jarville,editionsdel’est1992.
———.“LaFortuned’unnom”:America.InLebaptêmedenouveaumondeàSaint-Diédes-Vosges.Grenoble:G.Millon,1991.
———.“L’imprimeriehumanisteàSaint-DiéauXVIesiècle.”In“MélangesKolb.”Wiesbaden:G.Pressler,1969.
Fischer,Joseph,andR.vonWeiser.TheOldestMapwith
theNameAmericaoftheYear1507andtheCartaMarinaoftheYear1516byM.Waldseemüller.London:H.Stevens1903.Fischerfoundthemap.
Harris,Elizabeth.“TheWaldseemüllerWorldMap:ATypographicAppraisal.”ImagoMundi37(1985).
Hébert,JohnR.TheMapThatNamedAmerica:Martin
Waldseemüller1507WorldMap.Washington,D.C.:LibraryofCongress.
JohnHessler:“WarpingWaldseemueller:APhenomenologicalandComputationalstudyofthe1507Worldmap.”Cartographia41(2006):pp.101–113.
Karrow,RobertW.MapmakersoftheSixteenth
CenturyandTheirMaps.Chicago:OrbisPress,1992.
Lestringant,Frank.MappingtheRenaissanceWorld.Berkeley:UniversityofCaliforniaPress,1994.
Morison,SamuelEliot.AdmiraloftheOceanSea:ALifeofChristopherColumbus.Boston:1942.(DescribesColumbusbelievinghehadmet
Chinese.)
Rae,John.“OntheNamingofAmerica.”AmericanSpeech39,no.1(Feb.1964).ViewableonJSTOR.(Thisarticlearguesthat“America”wasnotthenamegivenbyWaldseemüllerbutwasgivenbyNativeAmericanswholivedinNicaragua.Theyused“AmerriqueMountains,”whichColumbusmisheard.
Randles,W.G.L.“South-EastAfricaasShownonSelectedPrintedMapsoftheSixteenthCentury.”ImagoMundi13(1956).ViewableonJSTOR.
RavensteinE.G.,“Waldseemüller’sGlobeof1507.”GeographicalJournal20,no.4.ViewableonJSTOR.
Shirley,RodneyW.The
MappingoftheWorld:EarlyPrintedWorldMaps1472–1700.London:HollandPress,1983.
Soulsby,BasilH.“TheFirstMapContainingtheNameAmerica.”GeographicalJournal19(1902).ViewableonJSTOR.
Stevenson,E.L.“MartinWaldseemüllerandtheEarlyLusitano-Germanic
CartographyoftheNewWorld.”BulletinoftheAmericanGeographicalSociety36.
Waldseemüller,Martin.Cosmographiaeintroductio.
AmerigoVespucci
Levillier,Roberto.“NewLightonVespucci’sThirdVoyage.”ImagoMundi11(1954).ViewableonJSTOR.
Markham,C.,ed.,Vespucci:TheLettersandOtherDocumentsIllustrativeofHisCareer.
Sarnow,E.andFrubenbach,K.“MundusNovus,”Strasbourg,1903,subtitle“EinBerichtAmerigoVespuccianLorenzodeMediciÜberSeineReiseNachBrasilienindenJahren1501/1502.”
Thacher,J.Boyd.TheContinentofAmerica:ItsDiscovery;It’sBaptism.NewYork:WilliamEvartsBenjamin,1896.
Part2—SchoenerJohannesSchöner
Cooke,CharlesH.,ed.JohanSchoner.London:HenryStevens,1888.
Correr,Ambassador
Francesco.LettertoSignoriaofVenice.July16,1508.InRaccoltaColumbiana,p.115.TheletterfollowedCorrer’sinterviewwithVespucci;VespuccihadnotfoundthestraitleadingfromtheAtlantictothePacific.
Nordenskiöld,A.E.“RemarkableGlobalMapoftheSixteenthCentury.”JournaloftheAmericanGeographySociety16(1884).
Nunn,GeorgeE.“TheLostGlobeGoresofJohannSchöner,1523–1524:AReview.”GeographicalReview17,no.3(July1927).ViewableonJSTOR.
Ronsin,Albert.“Découverteetbaptêmedel’Amérique.”EditedbyGeorgeslePope.Montreal:EditionsGeorgesLePape,1979.
———.Schöner,Johannes.
LuculentissimaQuoeda¯TerraTotiusDescriptio.Nuremberg,1515.DescribestheStraitofMagellan.
SettlementofSantaFe.[AgreementbetweenCatholicMonarchsandChristopherColumbus.]April17,1492.HeldatDirecciónGeneraldeArchivosyBibliotecas.CapitulacionesdelAlmiranteDonCristóbalColonySalvoConductosParaEl
DescubrimentodeNuevoMundo.Madrid,1970.
Gadol,Joan.LeonBattistaAlberti:UniversalManoftheRenaissance.Chicago:UniversityofChicagoPress,1969.
Wang,TaiPeng.
———.“ZhengHe’sDelegationtothePapalCourtofFlorence,1433.”Research
paper.Availableon1434website.
———.“ZhengHe,WangDayuanandZhengYijun:SomeInsights.”AsianCulture.Singapore,June2004:54–62.
Zinner,Ernst.Regiomontanus:HisLifeandWork.TranslatedbyEzraBrown.Leiden:Elsevier,1990.
Bedini,SilvioA.,ed.TheChristopherColumbusEncyclopedia.2vols.NewYork:Simon&Schuster,1992.
Davies,Arthur.“Behain,MartellusandColumbus.”RGS.GeographicalJournal,vol.143.
Lambert,William.“AbstractoftheCalculationstoAscertaintheLongitudeof
theCapitolintheCityofWashingtonfromGreenwichObservatory,inEngland.”TransactionsoftheAmericanHistoricalSociety.Newseries.Vol.1.ViewableonJSTOR.
Libbrecht,Ulrich.ChineseMathematicsintheThirteenthCentury.Cambridge,Mass:MITPress,1973.
Menzies,Gavin.1421:The
YearChinaDiscoveredAmerica.NewYork:WilliamMorrow,2002.
Needham,Joseph.ScienceandCivilisationinChina.Vols.30Section.Cambridge:CambridgeUniversityPress,1950.
Zinner,Ernst.Regiomontanus:HisLifeandWork.TranslatedbyEzraBrown.Leiden:Elsevier,
1990.
F.BibliographyforChapters13–14
SelectedWorksofLeonBattistaAlberti:
Depictura,1435
Dellapittura,1436
Dereaedificatoria,1452
Destatua,ca.1446
DescriptiourbisRomae,1447
Ludimatematici,ca.1450
Decomponendriscifris,1467
Gadol,Joan.LeonBattistaAlberti:UniversalManoftheEarlyRenaissance.Chicago:UniversityofChicagoPress,1969.Therearemany
excellentbooksonAlberti.JoanGadol’siswrittenforpeoplewhoareneithermathematiciansnorknowledgeableabouttheuseofperspectiveorcryptanalysis.Shewritesinabeautiful,clearstyle,andIhaveusedherbookextensively.
Grayson,Cecil.“edBariLaterza”1973“OpereVolgari,VolTerzo:Trattati
D’arte,LudiRerumMathematicarum,GrammaticadellaLinguaToscana,Opuscol,Amatori,Lettere.”
Needham,Joseph.ScienceandCivilisationinChina.30vols.Cambridge:CambridgeUniversityPress,1956.
Zinner,Ernst:Regiomontanus:HisLifeandWork.TranslatedbyEzra
Brown.Leiden:Elsevier,1990.
G.BibliographyforChapters15–16
PaoloGalluzzi.TheArtofInvention:LeonardoandtheRenaissanceEngineers(London:Giunti,1996).Thishasbecomethebibleforthe1421team.Galluzzi’sbookislavishlyillustrated,makingitverysimpletocompare
TaccolaandFrancesco’smachinesandseetheevolutionfromTaccolatoFrancescotoLeonardo.WehavestudiedGalluzzi’sbookswithgreatcare,thencomparedthedrawingswithChinesebooksexistingbefore1430.
Clark,Kenneth.LeonardodaVinci.Rev.ed.IntroductionbyMartinKemp.London:PenguinBooks,1993.
Cianchi,Marco.Leonardo’sMachines.Florence:BecocciEditore,1984.ThisisaveryclearandconcisesummaryproducedusingtheLeonardianLibraryofVinci.
“SurlespasdeLéonarddeVinci.”GonzagueSaintBris—PressesdelaRenaissance.Gonzague’sfamilytheSaintBrisownedthechâteauofClos-Lucéforthreecenturies.
Cooper,MargaretRice.TheInventionsofLeonardodaVinci.NewYork:Macmillan,1965.
DengYinke.AncientChineseInventions.HongKong:ChinaIntercontinentalPress,2005.
GaldiG.P.,Leonardo’sHelicopterandArchimedes’Screw:ThePrincipleofActionandReaction.
Florence:AccademiaLeonardodaVinci,1991.
Galluzzi,Paolo.Leonardo,EngineerandArchitect.Montreal,1987.
Hart,IvorB.TheWorldofLeonardodaVinci,ManofScience,EngineerandDreamerofFlight.London:Macdonald,1961.
Heydenreich,Ludwig,Bern
Dibner,andLadislaoReti.LeonardotheInventor.London:Hutchinson,1980.
“ParcLeonardodaVinci—ChâteauduClos-Lucé—Amboise”—BeauxArts(Leonardo’shome1516to1519,thelast3yearsofhislife)
Kemp,Martin.LeonardodaVinci:Experience,ExperimentandDesign.
London:V&APublishing,2006.Thisislavishlyillustratedandveryreadable.
Needham,Joseph.ScienceandCivilisationinChina.7vols.Cambridge:CambridgeUniversityPress,1956–.
PedrettiCarlo,andAugustoMarinoni.CodexAtlanticus.Milan:Giunti,2000.
Pedretti,Carlo.
“L’elicottero.”InStudiVinciani.Geneva,StudiVinciani:1957.
Peers,Chris.WarlordsofChina700BCtoAD1662.
Reti,Ladislao.“HelicoptersandWhirligigs.”RaccoltaVinciana20(1964):331–38.
Rosheim,MarkElling.Leonardo’sLostRobots.Heidelberg:Springer,2006.
SaintBris-Clos-Lucé,Jean.“LeonardodaVinci’sFabulousMachinesatClos-LucéinAmboise,”BeauxArts,1995.
Taddei,Mario,andEdoardoZanon,eds.Leonardo’sMachines:DaVinci’sInventionsRevealed.TextbyDomenicoLaurenza.Cincinnati:DavidandCharles,2006.Thisprovidesaverycleararrayof
illustrationsfrompp.18–25.
Temple,Robert.TheGeniusofChina:3,000YearsofScience,Discovery&Invention.London:Prion,1998.
Wray,William.LeonardodaVinciinHisOwnWords.NewYork:GramercyBooks,2005.
Zollner,Frank,andJohannes
Nathan.LeonardodaVinci.Comprehensive,fullyillustratedcatalogue.Cologne,2003.
FrancescodiGiorgioMartini.Trattatodiarchitetura.PresentedinBibliotecaComunale,Siena(firstdraft);BibliotecaNazionaleSiena;andLaurenzianaLibrary,Florence(Leonardo’scopy).
H.Bibliographyfor
Chapters17–19
Gablehouse,Charles.HelicoptersandAutogiros.Philadelphia:J.B.Lippincott,1967.
Galluzzi,Paolo.TheArtofInvention:LeonardoandtheRenaissanceEngineers.Florence:Gunti,1996.
Jackson,Robert.TheDragonflies—TheStoryof
HelicoptersandAutogiros.ArthurBarker:London,1971.
LeonardodaVinci.CodexB(2173).NellIstitodiFranckI.ManoscrittieIdisegnidiLeonardodaVinci.Vol.5.Rome;andRealeCommissioneVinciana,1941.
Needham,Joseph.ScienceandCivilisationinChina.7vols.30section.Cambridge
UniversityPress,1956–.VolIV,Pt2.pp580–585.
Parsons,WilliamBarclay.EngineersandEngineeringintheRenaissance.TheWilliamsandWilkinsCompany:Baltimore,1939.
Prager,FrankD.,andGiustinaScaglia.MarianoTaccolaandHisbookDeIngeneis.Cambridge,Mass.:MITPress,1972.
Promis,Carlo,ed.VitadiFrancescodiGiorgioMartini.Turin,1841.
Reti,Ladislao.“FrancescodiGiorgioMartini’sTreatiseonEngineeringandItsPlagiarists.”TechnologyandCulture4,no.3(1963):287–93.JohnHopkinsUniversityPress.
———.“HelicoptersandWhirligigs.”Raccolta
Vinciana20(1964):331–38.
Singer,Charles.AHistoryofTechnology.Oxford:OxfordUniversityPress,1954–58.vol.2.Taccola,MarianodiJacopoditto.
DeIngereisIandII(c.1430–1433)IIIandIVafter1434
DeMachinisafter1435inBibliotecaNazionaleCentrale,Florence.
Wellers,Stuart.FrancescodiGiorgioMartini1439–1501.Chicago:UniversityofChicagoPress,1943.p340.
White,Lynn,Jr.“InventionoftheParachute.”TechnologyandCulturev.9,no.3(July1968):462–67.UniversityofChicagoPress
———.MedievalTechnologyandSocialChange.Oxford:Oxford
UniversityPress,1962.p86–87
Braudel,Fernand.“TheMediterraneaninthetimeofPhilipII.”TranslatedbySianReynoldsFontana.London,1966.
Hibbert,Christopher.TheHouseofMedici:ItsRiseandFall,1420–1440.London:PenguinBooks,1974.
Hobson,John.TheEasternOriginsofWesternCivilization.Cambridge:CambridgeUniversityPress,2006.
Molà,Luca.“TheSilkIndustryofRenaissanceVenice.”AmericanHistoricalReview106,no.3(June2001).ViewableonJSTOR.Thisgivesagoodchronologicaldescription,whichIhaveextensively
used.
Needham,Joseph.ScienceandCivilisationinChina.7vols.Oxford:OxfordUniversityPress,1956–.
NungShu.—
Reti,Ladislao.“FrancescoDiGiorgioMartini’sTreatiseonEngineeringandItsPlagiarists.”TechnologyandCulture4,no.3(1963):287–
93.JohnHopkinsUniversityPress.Shapiro,Sheldon.“TheOriginoftheSuctionPump.”TechnologyandCulture5,no.4(Autumn1964):566–74.ViewableonJSTOR.JohnHopkinsUniversityPress
Temple,Robert.TheGeniusofChina:3,000YearsofScience,Discovery&Invention.London:Prion,1998.
Thorley,John.“TheSilkTradeBetweenChinaandtheRomanEmpireatItsHeightCircaA.D90–130.”GreeceandRome.2ndseries,vol.18,no.1,(April1971):71–80.JSTOR.
Dixon,GeorgeCampbell.Venice,VicenzaandVerona.London:NicholasKaye,1959.
LonelyPlanet.‘China’A
TravelSurvivalGuide.Sydney:LonelyPlanet1988.
Needham,Joseph.ScienceandCivilisationinChina.Vol28.Oxford:OxfordUniversityPress,1956–.
Parsons,WilliamBarclay.EngineersandEngineeringintheRenaissance.Rev.ed.IntroductionbyRobertS.Woodbury.Cambridge,Mass:MITPress,1968.
Thisistheacceptedbible.ItisveryusefulforRenaissanceengineersbutignoresanyChineseinput.ParsonsseestheRenaissanceasaquasi-religiouseventandLeonardoasademigod.HeignoresthequestionofhowsomanynewmachinesmanagedtoappearatthesametimeinItaly;andofhowdifferentartistsdrewthesameentirelynew
machinesindifferentpartsatthesametime—viz.thepumpsofTaccola,Alberti,Fontana,andPisanello.Thesubjectofcopyingfromearlierbooksisnotaddressed.HisexplanationofthedevelopmentofLombard’scanalsisexcellent.
Payne,Robert.TheCanalBuilders.NewYork:Macmillan,1959.
Temple,Robert.TheGeniusofChina:3,000YearsofScienceDiscovery&Invention.London:Prion,1998.
Biringuccio,Vannoccio.Pirotechnia.TranslatedbyCyrilS.SmithandMarthaT.Gnudi.NewYork,1942.ViewableonarticleJSTOR.
Butters,Suzanne.TriumphofVulcan—Sculptors’Tools,
Porphyry,andthePrinceinDucalFlorence.Florence:LeoS.Olschki,1996.
“Porphyry,andthePrinceinDucalFlorence.”SixteenthCenturyJournal28,no.1(Spring1997):286–87.ViewableonJSTOR.
Clagett,Marshall.TheLifeandWorksofGiovanniFontana.Princeton:PrincetonUniversityPress,1976.
Fontana’sprincipalworksare:
Novacompositiohorologii(clocks)
Horologiumaqueum(waterclock)
Tractatusdepisce,caneevolvere(atreatiseonmeasurementofdepths,lengths,surfaceareas)
Bellicoruminstrumentorumlibercumfigurisetfictitiisliterisconscriptus(writtenincipher;
(seeAlberti,Compondendiscifris)
Secretumdethesauroexperimentorumyimaginationishominum
NotesonAlhazen
Tractatusdetrigonobalistario(Anextraordinarilydetailedhandbookofcalculatinglengthsanddistancesbytrigonometry;seeAlberti,Deartepictoria(ca.1440)andDespherasolida(ca.1440).
Liberdeomnibusrebusnaturalibus(thebookanalyzedbyLynnThorndikein“Unidentified
Work.”
Eichstadt,KonradKyservon.Bellifortis(Warfortifications).1405.Thisdescribesrockets.
Foley,Vernard,andWernerSoedel.“Leonardo’sContributionstoTheoreticalMechanics.”ScientificAmerican(1983):255.ViewableonJSTOR
Fontana,Giovannidi.Liberbellicoruminstrumentorum.Munich:BayerischeStaatsbibliothek,c.1420.
Goodrich,L.Carrington,andFêngChia-Shêng.“TheEarlyDevelopmentofFirearmsinChina.”Isis36,no.2(Jan.1946):114–23.ViewableonJSTOR.Thishasbeenofmajorvaluetoourresearchandmakesthefollowingspecificpoints:
TheWuChungTsungYao,compiledin1044byTsêngKung-Liang,discussesgunpowdermanufacture,bombs,trebuchets,andgrenadesfiredbygunpowder.Explodingarrowswereusedin1126.Mortarswereusedin1268.Exploding
cannonballswereinuseby1281.AlengthysectiononZhuDi’sweaponsmentionslandmines(“anestofwasps”).Everyunitof100menhad20shields,30bows,and40firearms.Everythreeyearsafter1380thebureauofmilitaryweaponsturnedout3,000
bronzeCh’ungmusketsand90,000bullets.Theexplodingweaponsafter1403weremanufacturedfromdriedcopperwithamixtureofrefinedandunrefined.Fuseswereinusefromthethirteenthcentury.Theearliestcannonsweredated1356,1357,and
1377.Flame-throwingdeviceswereusedfrom1000,andbulletssince1259.
LiuChi.HuoLungChing,(Firedrakeartillerymanual).
Part1.Needham,Joseph.Vol.V,Pt.7.MilitaryTechnology:TheGunpowderEpic.JosephNeedham,withthecollaborationofHoPing-
Yu[HoPeng-Yoke],LuGwei-djenandWangLing,1987.
ForLeonardo,crossbow,andgunpowder,seearsenicsulphidesaddedtogunpowder,p.51;trebuchets(LeonardoandTaccola),p.204;missiles,p.205;“eruption,”mortar,p.266;trebuchet,p.281;Seven-barreledRibaudequin(seePisanellosketches),p.322;
rocketlauncher,p.487;machinegun,p.164;mortars,p.165;handguns,p.580;aerialcars,p.571;poisonousprojectiles,p.353;rocketsandmissiles,p.516;riffling;p.411;breechblock,p.429.
Schubert,H.R.HistoryoftheBritishIronandSteelIndustryfrom450B.C.toA.D.1775.London:Routledge&KeganPaul,1957.
Spencer,JohnR.“Filarete’sDescriptionofaFifteenthCenturyItalianIronSmelteratFerriere.”TechnologyandCulture4,no.2(Spring1963):201–6.ViewableonJSTOR.
Temple,Robert.TheGeniusofChina:3,000YearsofScience,Discovery&Invention.London:Prion,1998.
Thorndike,Lynn.“AnUnidentifiedWorkbyGiovannidiFontana:LiberdeOmnibusRebus.”LynnThorndike,Isis15,no.1(Feb.1931):31–46.ViewableonJSTOR.DescriptionofAmericaonp.37;Australia,p.38;IndianOcean,p.39;NiccolòdaConti,p.40;gunpowder,p.42.
A.StuartWeller,“FrancescodiGiorgioMartini1439–
1501”.Chicago:UniversityofChicagoPress,1943.
Wertime,TheodoreA.“AsianInfluencesonEuropeanMetallurgy.”TechnologyandCulture5,no.3(Summer1964):pp.391–97.ViewableonJSTOR.
———.TheComingoftheAgeofSteel.Chicago:UniversityofChicagoPress,1962.
White,LynnJr.“Tibet,IndiaandMalayaasSourcesofWesternMedievalTechnology.”AmericanHistoricalReview15,no.3(April1960):520.ViewableonJSTOR.
WuChungTsungYao.Songdynasty,ca.1044.
Allmand,Christopher.TheNewCambridgeMedievalHistory,Volume7,editedby
ChristopherAllmand.CambridgeUniversityPress,1998.
Bouchet,Henri.ThePrintedBook:ItsHistory,IllustrationandAdornmentFromtheDaysofGutenbergtothePresentTime.TranslationbyEdwardBigmore.NewYork:ScribnerandWelford,1887.
Carter,ThomasFrancis.TheInventionofPrintingin
ChinaandItsSpreadWestward.NewYork:ColumbiaUniversityPress,1925.
Carmichael,AnnG.PlagueandthePoorinRenaissanceFlorence.Cambridge:CambridgeUniversityPress,1986.
DengYinke.AncientChineseInventions.HongKong:ChinaIntercontinentalPress,
2005.
I.BibliographyforChapter20
Hessel,J.H.Haarlem,TheBirthplaceofPrinting.London:ElliotStockandCo.,1887.
Humphreys,H.N.AHistoryoftheArtofPrinting.London:BernardQuaritch,1868.
McMurtrie,Douglas.TheBook:TheStoryofPrintingandBookmaking.Oxford:OxfordUniversityPress,1948.
MoranJames.PrintingPresses:HistoryandDevelopmentfromtheFifteenthCenturytoModernTimes.London:FaberandFaber,1973.
Ottley,WilliamYoung.An
InquiryintotheInventionofPrinting.London:JosephLilly,1863.
———.AnInquiryintotheOriginandEarlyHistoryofEngravinguponCopperandinWood.London:JohnandArthurArch,1816.
Needham,Joseph.ScienceandCivilisationinChina.Cambridge:CambridgeUniversityPress,1955.Vol.
32.
Ruppel,A.,Gutenberg:SeinLebenandSeinwerk(HisLifeandHisWork),secondedition.Berlin:Mann,1947.
Singer,SamuelWeller.ResearchintotheHistoryofPlayingCards.OxfordUniversity:1816.
YoucanreadthewholebookonGooglefollowingthis
link:http://books.google.com/books?id=_WAOAAAAQAAJ&printsec=titlepage.
TheHaarlemLegendoftheInventionofPrintingbyCoster.TranslatedbyAVanderLinde.London:Blades,EastandBlades,1871.
Wu,K.T.“TheDevelopmentofPrintinginChina.”T’ienHsiaMonthly3(1936).
Wu,K.T.,andWuKuang-Ch’ing.“MingPrintingandPrinters.”HarvardJournalofAsiaticStudies7,no.3.(Feb.1943):203–60.ViewableonJSTOR.
J.BibliographyforChapter21
AntoniodeBilhaoPato,Raymondo,ed.CartasdeAlfonsodeAlbuquerqueSeguidesdedocumentosque
aselucidam.7vols.Lisbon:1884–1955.Vol.1,letter10(April1512),pp.29–65.TranslatedbyE.ManuelStock.
Aslaksen,Helmer,andNgSayTiong.“Calendars,Interpolation,GnomonsandArmillarySpheresintheWorkofGuoShoujing(1231–1314).”Article.DeptofMathematics,UniversityofSingpore2000–2001.
Cortesão,Jaime.“ThePre-ColumbianDiscoveryofAmerica.”GeographicalJournal89,no.1:39.Davies,Arthur.“Behaim,MartellusandColumbus.”RoyalGeographicalSocietyJournal143,pt.3:451–59.
Gadol,Joan.LeonBattistaAlberti:UniversalManoftheEarlyRenaissance.Chicago:UniversityofChicagoPress,1969.
Johannessen,Carl,andSorensonJohn.BiologyVerifiesAncientVoyages.(unpublished)
SorensonJohnL.andMartinH.RaishPre-ColumbiancontactwiththeAmericansacrosstheoceans,anannotatedbibliography,secondedition,2vols.Provo,Utah:ResearchPress,1996.
ProfessorLiuManchum.
Mui,Rosa,PaulDong,andZhouXinYan.“AncientChineseAstronomerGanDeDiscoveredJupiter’sSatellites2000YearsEarlierThanGalileo.”UnpublishedarticlesenttoauthorbyRosaMuionMay22,2003.
Sorenson,JohnL.,andMartinH.Raish.Pre-ColumbianContactwiththeAmericansAcrosstheOceans.Provo,Utah:
ResearchPress,1990.
Swerdlow,NoelM.“TheDerivationandFirstDraftofCopernicus’sPlanetaryTheory.”ProceedingsoftheAmericanPhilosophicalSociety117,no.6(31Dec.1973).ViewableonJSTOR.
Thompson,Gunnar,Ph.D.TheFriar’sMapofAncientAmerica,1360AD.Bellevue,WA:LauraLeeProductions,
1996.
Zinner,Ernst.Regiomontanus:HisLifeandWork.TranslatedbyEzraBrown.Leiden:Elsevier,1990.
AntoniodeBilhaoPato,Raymondo,ed.CartasdeAlfonsodeAlbuquerqueSeguidesdedocumentosqueaselucidam.7vols.Lisbon:1884–1955.Vol.1,letter10
(April1512),pp.29–65.TranslatedbyE.ManuelStock.
Aslaksen,Helmer,andNgSayTiong.“Calendars,Interpolation,GnomonsandArmillarySpheresintheWorkofGuoShoujing(1231–1314).”Article.DeptofMathematics,UniversityofSingpore,2000–2001.
Cortesão,Jaime.“ThePre-
ColumbianDiscoveryofAmerica.”GeographicalJournal89,no.1:39.
Davies,Arthur.“Behaim,MartellusandColumbus”RoyalGeographicalSocietyJournal143,pt.3:451–59.
Gadol,Joan.LeonBattistaAlberti:UniversalManoftheEarlyRenaissance.Chicago:UniversityofChicagoPress,1969.
Beals,KandSteele,H,UniversityofOregonAnthropologicalPaperNo.23,Oregon1981.
K.BibliographyforChapter22
Fernandez-Cobo,Marianna,andcolleagues.“StrainsofJCVirusinAmerind-speakersofNorthAmerica(Salish)andSouthAmerica(Guarani),Na-DenespeakersofNew
Mexico(Navajo)andmodernJapanesesuggestlinksthroughanAncestralAsianPopulation.”AmericanJournalofPhysicalAnthropology,118,154–168(2002)
Keddie,Grant.“ContributionstoHumanHistory,”No.3,RoyalBritishColumbiaMuseum,Vancouver,B.C.1990
Macedo,JustoCaceres.“Pre-HispanicCulturesofPeru”,PeruvianNaturalHistoryMuseum,Lima,Peru,1985
Novick,Gabrielandcolleagues.“Polymorphic-AluInsertionsandtheAsianoriginofNativeAmericanPopulations”in“HumanBiology”,Vol.70,No.1,1988Rostoworski,Maria.HistoryoftheIncaRealm.Cambridge:Cambridge
UniversityPress,1999.
PERMISSIONS
Iamgratefultothefollowingforpermittingmetoquotetheirwork:
Chapter1:HenryTsai,“PerpetualHappiness:TheMingEmperorYongle,”Seattle:UniversityofWashingtonPress,2001;
EdwardL.Dreyer,“ZhengHe:ChinaandtheoceansintheearlyMingDynasty,1405–1433,”onpage6andpage144,PearsonLongman,2006(www.ablongman.com).
Chapter2:HenryTsai,asabove;EdwardL.Dreyer,asabove;TaiPengWang;JosephNeedham,“ScienceandCivilisationinChina,”Vol.19,pp.49–50and109–
110(Vol.19)andVol.32pp.100–175,CambridgeUniversityPress,1954–;ProfessorAnthonyReid,“SouthEastAsiaintheAgeofCommerce1450–1680,”Vol.2,“ExpansionandCrisis”onpage39,YaleUniversityPress,1993;RichardHall“EmpiresoftheMonsoon—AHistoryoftheIndianOceananditsInvaders,”HarperCollins,1996.
Chapter3:ThatcherE.Deane,“InstrumentsandObservationsattheImperialAstronomicalBureauduringtheMingDynasty,”onpp.126–140,Osiris2ndseries,Vol.9,1994.JSTOR(UniversityofChicagoPress);JosephNeedham,asabove(SphericalTrigonometry),Vol.19pp.49–50and109–110,CambridgeUniversityPress,1954–;“AncientChinese
Inventions”ed.DengYinke,ChinaIntercontinentalPress;RosaMui,PaulDong,andZhouXinYam,“AncientChineseAstronomerGanDeDiscoveredJupiter’sSatellites2000YearsEarlierthanGalileo”;ProfessorHelmerAslaksenandNgSayTiong,“Calendars,Interpolation,GnomonsandArmillarySpheresintheWorkofGuoShouJing(1231–1314),”Departmentof
Mathematics,NationalUniversityofSingapore.
Chapter4:ProfessorRobertCribbs.
Chapter5:PaulLunde,“TheNavigatorAhmadIbnMajid”;RichardHall“EmpiresoftheMonsoon”atpp.88,128,asabove;IbnBattuta,“TheTravelsofIbnBattuta,”AD1325–1354pp.773,813,Trs.H.A.R.Gibb
andC.F.Beckingham,1994,HakluytSociety,London,1994.TheHakluytSocietywasestablishedin1846forthepurposeofprintingrareorunpublishedvoyagesandtravels.Forfurtherinformationpleaseseetheirwebsiteat:www.hakluyt.com;StanleyLanePool,“AHistoryofEgyptintheMiddleAges,”1894.
Chapter6:C.A.Redmount,“TheWadiTumilatandtheCanalofthePharaohs,”JournalofNearEasternStudies54,1995.JSTOR,UniversityofChicagoPress;StanleyLanePool,“AHistoryofEgyptintheMiddleAges,”asabove;JamesAldridge,“Cairo:BiographyofaCity,”Macmillan,1969,reproducedwithpermissionofPalgraveMacmillan;R.L.Hudson,
“ChinesePorcelainfromFustat,”TheBurlingtonMagazineforConnoisseursVol.61,No.354(Sept.1932),JSTOR—TheUniversityofChicago;FernandBrandel,“AHistoryofCivilisations,”Trs.RichardMayne,1995,reproducedbypermissionofPenguinBooksLtd.
Chapter7:FernandBrandel,“TheMediterraneaninthe
TimeofPhilipII,”reproducedbypermissionofPenguinBooksLtd.;JohnJuliusNorwich“AHistoryofVenice,”1983,reproducedbypermissionofPenguinBooksLtd.;FrancisM.Rogers,“ThetravelsoftheInfanteDomPedroofPortugal,”pp.46–49,256–266,325,Cambridge,Mass.:HarvardUniversityPress,Copyright©1961bythePresidentandFellowsofHarvardCollege;
EuropeanJournalofHumanGenetics(2006)14(478–487);“Tibet,IndiaandMalayaasSourcesofWesternMedievalTechnology,”LynWhiteJr.,AmericanHistoricalReviewVol.65,No.3(1960)JSTOR;IrisOrigo,“TheMerchantofPrato:DailyLifeinamedievalItaliancity,”1992,reproducedbypermissionofPenguinBooksLtd.
Chapter8:LeonardOlschilli,“AsiaticExoticisminItalianArtoftheEarlyRenaissance,”TheArtBulletinVol.26,No.2(June1944)JSTOR;TimothyJ.McGee“DinnerMusicfortheFlorentineSignoria,1350–1450,”Speculumvol.14,no.1,Jan1999,JSTOR;MaryHollingsworth,“PatronageinRenaissanceItaly,”JohnMurray,1994;JamesBeck,“LeonBattistaAlbertiandthe
‘NightSky’atSanLorenzo,”ArtibusetHistoriae,Vol.10,No.19(1989)JSTOR;PatriciaFortiniBrown,“LaetenturCaeli:theJournalofFlorenceandtheAstronomicalFrescointheoldsociety,”JournaloftheWarburgandCourtauldInstitutes,Vol.44,1981,JSTOR.
Chapter9:ErnstZinner,“Regiomontanus:hislifeand
work,”Trs.E.Brown,Isis,Vol.83,No.4(Dec.,1992),pp.650–652,Amsterdam.
Chapter10:MarcelDestombesquotedbyProfessorArthurDavies,RoyalGeographicSocietyRecords,vol.143p.3;ErnstZinner“Regiomontanus:hislifeandwork,”Trs.E.Brown,asabove;“TheCatholicEncyclopedia”;YangLongShan,“Zhuyn
ZhouchuiLu”;JoanGadol,“LeonBattistaAlberti,UniversalManoftheEarlyRenaissance,”JSTOR,UniversityofChicagoPress,1969.
Chapter13:E.Zinner“Regiomontanus:hislifeandwork,”asabove.
Chapter14:JoanGadol,pp.155,159,asabove.
Chapter15:RobertTemple,“TheGeniusofChina:3,000YearsofScience,DiscoveryandInvention,”pp.243,259,animprintofCarltonPublishingGroup,20MortimerSt.,LondonW1T3SW;ChrisPeers,“WarlordsofChina700BCtoAD1662,”1998,ArmsandArmourPress,ImprintofCassellGroup,WellingtonHouse,125Strand,London;“AncientChineseInventions”
p.112,ChinaIntercontinentalPress;LynnWhite,Jr.,“TheInventionoftheParachute,”TechnologyandCulture9:3(1963),462–467.©SocietyfortheHistoryofTechnology.ReprintedwithpermissionofTheJohnHopkinsUniversityPress;Reti,Ladisloa,“FrancescodiGiorgioMartini’sTreatiseonEngineeringandItsPlagiarists,”TechnologyandCulture,4:3(1963),287.©
SocietyfortheHistoryofTechnology.ReprintedwithpermissionofTheJohnHopkinsUniversityPress;FrankD.PragerandGustinaScaglia,“MarianoTaccolaandhisbookdeIngeneis,”MITPress,1972;PaoloGalluzzi,“TheArtofInvention:LeonardoandtheRenaissanceEngineers.”
Chapter17:JohnHobson,“TheEasternOriginsof
WesternCivilisation,”CambridgeUniversityPress,2004;JosephNeedham,“ScienceandCivilisationinChina,”Vol.28,p.225,asabove;SheldonShapiro,“TheOriginoftheSuctionPump,”TechnologyandCulture5,(1964),571.©SocietyfortheHistoryofTechnology.ReprintedwithpermissionofTheJohnHopkinsUniversityPress;ChristopherHibbert,“TheRiseandFallofthe
HouseofMedici,”1974,reproducedbypermissionofPenguinBooksLtd.
Chapter18:“TheGeniusofChina:3,000YearsofScience,DiscoveryandInvention,”RobertTemple,asabove;JosephNeedham,“ScienceandCivilisationinChina,”asabove;WilliamBarclayParsons,“EngineersandEngineeringintheRenaissance,”Baltimore,
1939.
Chapter19:JohnR.Spencer,“Filarete’sDescriptionofaFifteenthCenturyItalianIronSmelteratFerriere,”TechnologyandCulture4:2(1963),201–206.©SocietyfortheHistoryofTechnology,reprintedwithpermissionofTheJohnHopkinsUniversityPress;LynThorndyke,“AnUnidentifiedWorkby
Giovannida’Fontana:Liberdeomnibusrebusnaturalibus,”Isis,Vol.15,No.1,Tab.1031pp.31–46,JSTOR;Wertime,TheodoreA.,“TheComingofAgeofSteel,”TechnologyandCulture,5:3(1962),pp.391–397.©SocietyfortheHistoryofTechnology,reprintedwithpermissionofTheJohnHopkinsUniversityPress;RobertTemple,“TheGeniusofChina:3,000Years
ofScience,DiscoveryandInvention,”asabove;JosephNeedham,asabove;AllenStuartWellers,“FrancescodiGiorgioMartini,1439–1501,”Chicago,1943.
Chapter20:“AncientChineseInventions,”asabove;JosephNeedham,asabove.
Chapter21:Dr.GunnarThompson;ErnstZinner,as
above;NoelM.Swerdlow,“TheDerivationandFirstDraftofCopernicus’sPlanetaryTheory:ATranslationoftheCommentarioluswithCommentary,”ProceedingsoftheAmericanPhilosophicalSociety,Vol.117,No.6,SymposiumonCopernicus(Dec.31,1973),pp.423–512,JSTOR,UniversityofChicagoPress;NewEncyclopaedia
Britannica,15thedition,1994,EncyclopaediaBritannica,Inc.
PHOTOGRAPHCREDITS
Iamverygratefultothefollowingforpermittingmetoreproducethebeautifulillustrationsinthisbook:
InternalBlack-and-WhiteImages
WendiWatson:Ellipse
aroundthesundiagram;Latitudediagram;Longitudediagram;Positionofshipsdiagram;ShipABandpointCdiagram;Lunarmansion;Torquetumdiagram;Starmapdiagram.
TheGeneralCollectionofChineseClassicsofScienceandTechnology;TheNungShu;theChineseScienceandTechnologicalHistoryReview;TheFireDragon
Book:Chinesemeasuringheight;Chinesecannon;Chineserevolvingtypetableprinting;Chinesearticulatedsiegeladder;Chinesewaterpoweredhorizontalwheel;Chinesewaterwheelbucketpump;ChineseOxchainpump;Chinesehorsemill;Chineseverticalwaterwheel;Chinesechainpump;Chinesewaterpoweredmachine;Chineseloomandspinningmachine;Chineseirrigation;
Irrigationwheel;Chinesetilthammer;Chinesewaterpoweredbellow;Chinesecannonballsandpetards;DragonKite;Chinesetrebuchet;Chinesefirelance;Chinesearmoredship;Chinesemobilesiegeladder;Chinesemobileshield;Chinesecrossbow;Chineseanimalswithspears;Chineseanimalswithfire;Chinesefortress.
BibliotecaNacionaldeEspaña,Madrid:fromLeonardo’sMadridCodices:Leonardotoothgearedwheels,fol.15v;Leonardocranks,chaindrives,fol.35v;Leonardocrossbow,fol.51r;
BibliotecaAmbrosiana,Milano:fromLeonardo’sCodexAtlanticus:Leonardopaddleboat,fol.954r;Leonardoparachute,fol.1058v;Leonardocannon,fol.
154v;Leonardoprintingpress,fol358r-b;Leonardomachinegun,fol.56v.
BayerischeStaatsbibliothek,Munchen:Taccola’swaterpoweredbellows.CodexLatinusMonacensis197pt.II,fol.43v;Taccolafirelance.CodexLatinusMonacensis197pt.II,fol.75v;Taccolahorsewithspears.CodexLatinusMonacensis28800,
fol.67v;Taccoladogswithfire.CodexLatinusMonacensis197pt.II,fol.67r.
BibliotecaComunale,Siena:Italiancannonballsandpetards.Ms.D.IV,fol.48v;Italianarmoredboat.Ms.S.IV,fol.49r.
BibliotequeNationaledeFrance,Paris:Santinihorsemill.ManuscriptLat.7239,
fol.50r;PisanelloMongolsketches;AlbertiskyCanisMajor;PisanelloMongolface.
BibliotecaApostolicaVaticano:AnonymousSieneseparachute.Ms.Additional,fol.200v;DiGiorgiowaterpoweredhorizontalwheel.Ms.LatimusUrbinate1757,fol.138r
BibliotecaMediceaLeurenziana,Firenze:DiGiorgiomeasuringheight.Ms.Ashburnham361,fol.29r;DiGiorgiochainpump.Ms.Ashburnham361,fol.35r.
BibliotecaNazionaleCentraleFirenze:Taccolawaterwheelbucketpump.ManuscrittoPalatino767,p.11;Taccolaoxchainpump.ManuscrittoPalatino766,p.
19;Taccolaverticalwaterwheel.Ms.Palantino767,p.65;DiGiorgiomobilesiegeladder.Ms.II.I.141,fol.201r;DiGiorgiomobileshields.Ms.Palatino767,p.143.
BritishMuseum,London:AnonymousSieneseEngineer,flyingman.Ms.Additional34113,fol.189v;DiGiorgiotrebuchet.Ms.197,b.21,fol.3v.
CambridgeUniversityPress:Chinesetoothedgearwheels.Needhamvol.4,pt.2,sect.27,p.85;Cranks,chaindriveChina.Needhamvol.4,pt.2,sect.27,p.102;Chinesepaddleboat.Needhamp.431;Chineseflyingcar.Needhamp.572.
ColorInsertImages
Iammostgratefultothefollowingforallowingthe
reproductionoftheirphotographs:
Colorinsert1:ZhengHeinMalacca,2007,©IanHudson
Colorinsert1:1418/1763LiuGangmap,2007,©LiuGang
Colorinsert1:SummerPalace,Beijing,bronzefigureonmarble.©LibraryofCongress,Washington,D.C.;
SummerPalace,Beijing,1902.©LibraryofCongress,Washington,D.C.
Colorinsert1:TheForbiddenCity,Beijing,2007.©IanHudson
Colorinsert1:TheGreatWallofChinaatSimatai,2007.©IanHudson;Blueandwhiteporcelain.©PercivalDavidFoundation.
Colorinsert1:Chinesejunk,1906.©LibraryofCongress,Washington,D.C.;Camelsatsunset,2007.©IanHudson
Colorinsert1:RedSea,2007.©IanHudson;Cairo/Nilelithograph.©LibraryofCongress,Washington,D.C.
Colorinsert2:Venicepanorama,1900.©LibraryofCongress,Washington,D.C.
Colorinsert2:Venicemap,©Doge’sPalaceMuseum,Venice.
Colorinsert2:Schönerglobes,1515and1520;TheStraightsofMagellan.
Colorinsert2:©GavinMenzies,Waldseemüllermap,Americaswithnewlatitudesandlongitudes;MapshowingWaldseemüllerprojectedontoaglobe,ascorrectedby
GavinMenzies.
Colorinsert2:TheWaldsemüllermapof1507sidebysidewiththeWaldsemüller1506“GreenGlobe,”©BibliothequeNacionaledeFrance,Paris.
Colorinsert28:MapshowingCGA5aprojectedoverWaldsemüller.©BibliotecaEstense,Modena.
Colorinsert3:PopePiusII,Pinturicchio.
Colorinsert3:Florence;LeonardodaVinci(self)portrait.
Colorinsert3:Renaissancetimeline.WendiWatsonand©GavinMenzies
Colorinsert3:Needham’spostcard.©PepysianLibrary,MagdalenCollege;
1408Ephemeris.table,©PepysianLibrary,MagdalenCollege
Colorinsert3:Regiomontanus’Ephemeristable,©BritishLibrary;ArmillarysphereatBeijingObservatory.©GunnarThompson.
Colorinsert3:Submarinesurfacing,©GavinMenzies;Dr.S.L.LeeMedallion.©
Dr.S.L.Lee.
SEARCHABLETERMS
Note:Entriesinthisindex,carriedoververbatimfromtheprinteditionofthistitle,areunlikelytocorrespondtothepaginationofanygivene-bookreader.However,entriesinthisindex,andotherterms,maybeeasilylocatedbyusingthesearchfeatureof
youre-bookreader.
Pagereferencesinitalicsrefertoillustrations.
Abbott,Dallas,260,261Adamic,Louis,241–42Aden,40,44AeneasSylviusPiccolomini,133–34Africa
Arabsin,58Chineseto,4,41,43,48citrustreesin,252Florentineknowledgeof,97onmapsandglobes,66,106,107,
111,112,128,286Merinosheepfrom,282monsoonsand,39,40Portugueseexploitationof,104,111,115,121,287tsunamiin,277seealsoEgypt
Aghemo,Aurelio,106AgüerayArcas,Blaise,234Alarcón,Hernandode,280Al-AshrafBarsbay,54,56Al-AzharMosque,55,56,57,58Al-AzharUniversity,55–56Alberti,LeonBattista
Beckon,92–93,137Chineseknowledgeusedby,134,176,216,243,254DePicturaby,156,158–60,161,196,251
DereAedificatoriaby,161,213DescriptiourbisRomaeby,164–65,196DeStatuaby,156,159,161,196Latinfluencyof,124LeonardodaVinciand,155–65,176,196,212–13Ludimatematiciby,161,162–63Medicifamily’spatronageof,89,90onperspective,253Regiomontanusand,138,139,143,147SanLorenzodomepaintedby,91,92–93,137onsilkindustry,200Taccolaand,158,182,212,213Toscanelliand,93,137,138,139
Alberti,Lorenzo,155
Albuquerque,Alfonsode,239–40,242Aldebaran,36,37,153Aldridge,James,52AlexanderIII,pope,64AlexandertheGreat,48Alexandria,48,51,59,64,65,69,70,71,72,74,75,85,122,222Alfoim,Perode,240Alfonsinetables,142,143,145,150,151,152AlfonsoV,kingofPortugal,94,121,122al-Ghouri,caravanseriof,57AlonsoPinzón,Martín,xi,109alum,205AmadisofGaul,The,236America
cactusesfrom,68Columbusand,104–7,108–9,126
conquistadoresin,284–87Europeandiscoveryof,126,131Fontana’sknowledgeof,222,223,240,287onmapsandglobes,xii,70–71,111–14,118,128,129–31Portugueseexplorationof,287Saint-Dié’sroleinnaming,115,116–18Toscanelliand,xiv,96–100,104,107,109,126seealsoCentralAmerica;NewWorld;NorthAmerica;SouthAmerica
AncientChineseInventions(Deng),23,231Andes,111,112,270,272,274,275,276animals,47,183,191–92,193,194,
252,268seealsodogs;pigs;sheep
Antarctica,108,129,131,270Antilia,islandof,97,100,106,107,118,120,126,238Arabia,52ArabianSea,43Arab(s)
onAlexandertheGreat,48astro-navigation,17–19,40,154Cairobuiltby,50calendars,40cemeteryinChina,46eclipticcoordinatesystem,145,154,176frankincense,46gold,57–58interpreters,40medicine,237
ports,40sheepof,285ships,81trade,40,46,252seealsoIslam;Muslims
Aragon,asseafaringpower,64,286–87Archimedes,146,147,187architecture,Renaissance,160ArcticPole,94,112,119,122
seealsoNorthPoleArequipaUniversity,275Aristarchus,146Aristotle,51,57,139,154,159,176,243,247Armenia,Armenians,56,123ArtofInvention,The:LeonardoandtheRenaissanceEngineers(Galluzzi),184,195Aruqtai,5
Asia,128,132Aslaksen,Helmer,27astrolabe,145,154,156,164astronomy,astronomers,134–54
Arab,17–19,40,56,154Babylonian,29Chinese,32,32–34,35,120,125,137,139,140,243,250–51European,29–30,86,88,93knowledgetransferral,37–38,243–48,251–52,253–54Medicipatronageof,87,205seealsocalendar(s),Shoushiastronomical;specificastronomers
Atahualpa,273,275AtlanticOcean,121,222,286,287Augustus,197Australia
Asianpigsin,262
citrustreesin,252goldin,252Mahuikatsunamiin,260,261–62,276mapsof,xii,66Portugueseknowlegeof,240Venetianknowledgeof,222–23,240
Avars,69,70Avignon,87Azores,63,252Aztecs,279,287
Babylon,Babylonians,50,51,52,53Babylonianwriting,50Bach,JohannSebastian,236Baghdad,45BaiShouyi,48
Balboa,VascoNúñezde,xii,111,280–81,283Baldovinetti,Alesso,87balloons,hot-air,170,175BandaAtjeh,42
seealsoPulauRondobanking,bankers
Italian,58,72–73,74,87–88,89,155,157,205Karimas,40,46,54
Bara,Lovorka,69Barbarossa,HolyRomanemperor,210Bardifamily,74Barzizza,Gasparino,155battleship,water-wheeled,22BazaldeenKulamiKarimi,46bazookas,16Beals,HerbertK.,266Beck,James,92–93,137
Beijing,33,34,36,154,206,207Bell,Cedric,257–63,269Bellarmine,Cardinal,249Berenson,Bernard,86BertoladeNovale,212Bessarion,Cardinal,98Betelgeuse,36,37Bianchini,Francesco,147–48,154Bianco,Andrea,238,241,254BibliothèqueNationaledeFrance,118,127Bisagudo,PedroVaz,241BiSheng,125,231–32Bisticci,Vespasianoda,89Bitruji,al-,147Boas,Franz,264boat,paddle-wheel,167–68,169,175,183,185–86Bohemia,Martinof,xibooks,20–22,
57,81,89,157,158,187,200,222,235,236,237
seealsospecificbooksBoyle,Robert,24Bracciolini,Poggio,89Braudel,Fernand,201Brazil,xii,117,121,238,239,240,241,242,252,270,280bridges,95,96,113,114,120,124,125,174,175,208,275BritishLibrary,14,161,177,179,187–88,189BritishMuseum,153,177–78Brown,PatriciaFortini,90–91Brunelleschi,Filippo,83–84,88,136,155,156–57,182Bruni,Leonardo,88,158Bryant,EdwardA.“Ted,”259–60,261Bueri,Piccarda,93
Buñuel,Luis,279Burckhardt,Jakob,160,251Butters,Suzanne,219Byzantium,64–65,75,77,84,85,92,145
Cabral,PedroAlvarez,xii,240,242cactuses,American,68Caesar,Julius,197Cairo,49–59
Chinesetradewith,8,9,19,28,40,43,45,47–48,72–73,75asHormuz,47Indiantradewith,47Karimin,40,46,54Venetiantradewith,64,65,71,72,74,75,81seealsoBabylon
Cairo:BiographyofaCity(Aldridge),52–53calculus,27,37CalderóndelaBarca,Pedro,282calendar(s)
Gregorian,22–23,24Islamic,18,40monsoonsmarkedon,40ofRegiomantus,150Shoushiastronomical,22–28,35,41,81,93,134,135–36,140,154,159,235,243,248
Calicut,8,10,38,40,42,43–44,46,79,86,222CalixtusIII,pope,134CambridgeUniversity,PepysLibraryat,28,135–36cameraobscura,36,90,137,140,156Camões,Luisde,10
canals,45,48–49,52,70,130,131,206–9,210–14,253,276cannons,16,22,41,173,174,175,219,220,223,225–27,237,253,259Capac,Huayna,273CapeofGoodHope,78,79,128,140,144–45,151,239,240,243CaptivatingViewsoftheOcean’sShores,47Caribbean,105,106,107,130,242Cassini,GiovanniDomenico,139CatholicChurch,45,132–35,150,157–58,249
seealsoJesuits;PapalStates;specificchurches;specificclergy
CatholicEncyclopedia,The,132Caverio,Nicholas,118CentralAmerica,121,128,130,287ceramics,Chinese,46,53–54,57,65,
76,81,268seealsoporcelain
Chambers,Geoffrey,258–59ChangLeepigraphy,8ChaoHeng,220CharlesV,kingofSpain,103ChartresCathedral,197ChartsofZhengHe’sVoyages,The,42ChengHua,266ChenShuiyuan,18–19ChenXinLang,46Ch’iaoWei-Yo,125,207,208Chidynasty,171Chile,269–70,271,274,276,280Ch’inChiu-shao,16,161ChineseReligionsandNationalMinorities(BaiShouyi),48ChuLung-Pin,221Church,Sally,10,266
Cicero,235Cid,El,284Cipangu,96,97,100,113,114,118,120,126
seealsoJapancitrus,252CivilizationoftheRenaissanceinItaly,The(Burckhardt),160ClementIV,pope,123clocks,36–37,137,140,145Codicetto(diGeorgio),186,190coinage,57–58,133,262,265,267,274Coloma,John,105ColombiaRiver,Chinesesettlementson,268–69Columbus,Bartholomew,106,151Columbus,Christopher,xi,xii,xiv,38,67,89,96,97,98,99,100,101,104–5,108,109,122,126,129,130,136,139,
140,151–52,222,238,239,242,243,284comets,24,27,135,136–37,140,147,158,260–61,262,263–64ComingoftheAgeofSteel,The(Wertime),218Commines,Philippede,205compass,16,17,175CompromiseofCaspe,285,286Condulmer,Gabriele,96Confucius,125conquistadores,Spanish,253,278–88Contarinifamily,74Conti,Niccolòda,44,73,74,77,78,79,103,129ContributionstoHumanHistory,267Cook,Captain,xii,74,152,265Copernicus,Copernicantheory,27,243–48,249–50,251
copper,58,59,231,252,265,274coral,197Coramandel,40Corfu,65,70corn,21,52,85,189,214,253Correrfamily,74,96Corsali,Andrea,240Côrte-Real,Miguel,241Cortés,Hernan,280,284,286,287Cortesão,Jaime,241Cosmos(monk),132Cossa,Baldassare,87Coster,LaurensJanszoon,233–34Cotner,Dave,263,264,266cotton,21,199–200,252,272,275Crete,65,72,75,77Cribbs,Robert,34–35,37Croatia,64,65–69,72,241–42
seealsoDalmatia
Crossman,L.S.,266Crusades,64,75,85,115Cryfts,Johann,141cryptography,14,156,157,159,160,161,163,251currency,58,123,274currents,17,270–71Curtze,148CustomsandInstitutionsoftheOldCapital(Chou),221
Dalmatia,65–69,72,76,241–42
seealsoCroatiaDandiBandar,43Dandolo,Doge,64,75Dandolo,Mario,78Darius,50,51DarkAges,Europein,57
Datini,FrancescodiMarco,87Davies,Arthur,105–6,128Deane,ThatcherE.,19DeArchitettura(Vitruvias),187deChávez,Nuñode,280deChávezfamily,283DeIngeneis(Taccola),182–83,184,190–91DengYinke,23DePictura(Alberti),156,158–60,161,196,251DereAedificatoria(Alberti),161,213DereMilitari(Santini),223DescriptiourbisRomae(Alberti),164–65,196deSoto,Hernando,280,281DeStatua(Alberti),156,159,161,196Destombes,Marcel,105,107deValverde,FriarVicente,280
Diamond,HMS,75,81Dias,Bartolomeu,xii,128,140,144–45,151,240,243DíazdeVivar,Rodrigo,284diCambio,Arnolfo,181diGeorgioMartini,Francesco
oncanalsandlocks,158,212,213,253onChineseinventions,161,163,164,187,189–94,254LeonardodaVinciand,xiii-xiv,177,178–81,195–96,212,213,253pumpsdesignedby,202,203,204,211Taccolaand,xiv,182,184–87,211,212fromTuscany,157weaponsdesignedby,223–30
DiodorusSiculus,51
diVirga,Albertin,xii,66,73,74DNA,67,69–70,259,269,271,275Doges’Palacein,44,73,77,79,103,128,129,130dogs,20,269Donatello,156–57Dong,Paul,26,250Dragon’sTail,78,102,126DreamPoolEssays(ShenKua),209,231–32Dreyer,EdwardL.,5Dubrovnik,65DucciodiBuoninsegna,86Dunstable,John,236
earth
positionof,141,142,143,145,247,249,253
roundnessof,18,96,97trajectoryof,25–26,34–35,138,139,145,146–47,150,159,243,244–45,246
Easter,133,150,152EasternOriginsofWesternCivilization,The(Hobson),199eclipses
longitudeand,27,34,151–52lunar,34,135,143,151predictionof,24,27,135,144,150–52,251solar,135,151–52,153
EgyptArmeniainvadedby,123Chinesetradewith,xv,42,44–48,53–54,57civilizationof,271Jewsfrom,46,57
monsoonsandshippingschedule,40partofRomanEmpire,132pyramidsin,45,48,49seealsoCairo
EmpiresoftheMonsoon(Hall),44Enlightenment,the,57EpitomeastronomiaeCopernicanae(Kepler),248EpitomeoftheAlmagest,The(PeurbachandRegiomontanus),246,247EssaysintheStudyofSienesePainting(Berenson),86Euclid,163,187EugeniusIV,pope,78,89,92,93,95,96,97,101,108,119–20,123,134,155,158,161,182,204,212,243,251eunuchs,3,5,6,45Eutocius,147
Extremadura,Extremadurans,278–86
Fabriano,Gentileda,76FangBin,5Farang,132–33FeiizhouHualikoHuarem,48Ferdinand,kingofSpain,104–5,285Fernandes,Valentin,78,79Fernandez-Cobo,Mariana,269Fernando,Don,ofPortugal,78Ferrara,dukeof,201Ferrello,Bartolome,263,264Filarete,216,217,218,219Fiore,Jacobelódel,76FioredelaMar(ship),239,240firearms,173–74,219–30,237
seealsospecificfirearmsfireworks,221–22
flamethrowers,16,21,204,219,220–21,222flight,manned,170–72Florence,83–93
Chinesedelegationin,38,132,134–36,140,161,176,233Chinesefemaleslavesin,81,82Councilof,78–79,90–91,92,158PonteVecchioin,174pontificatein,70,93,96,124,155,161,204silkindustryin,200,201,204,205Venetianwealthand,157seealsospecificFlorentinos;specificsites
Florida,238,252,279,280Fontana,Giovannidi,222–23,224,227,240,254ForbiddenCity,3,4,5,14,124,233
FordBellLibrary,111Forlanni,Giovanni,73–74Foscari,Francesco,78,1981421(Menzies),xiii,101,102,128Frodsham,Charles,111Fulin,132–33Fustat,al-,50,51–52,53–54
seealsoCairo
Gadol,Joan,156,159,164–65,251GalileoGalilei,26,27,248–51Galluzzi,Paolo,184,186,187,191–92,193,194,195,196Galvão,Antonio,78,102,126,265Gama,Vascoda,10,223GanDe,26,250GarciádeParedes,Diego,280gems,94,95,96,119,125
GenghisKhan,55GeniusofChina,The(Temple),172,197,207–8Genoa,64,65,76,85,89,155,236geometry,159,160,236,251gifts,Chinese,19–28Giotto,86glass,197GlobeVert,118
seealsoGreenGlobe,of1506gnomon,23,27,36,137,140Goff,J.R.,260,261gold
intheAndes,274,275,280inAustralia,252Chinesetradein,57,120,124–25ascurrency,57–58,133,134inEgypt,55,57–58inFlorentinebuildings,90
inJapan,96,114,120,126inMaliandGuinea,58silverand,115inVenetianbuildings,75,76,77
Gómez,Esteban,xi,102GongZhen,17Gonzagasfamily,214grain,52GrandCanal
inChina,206–9inLombardy,210–11
Grayson,Cecil,160Greece,Greeks,xv–xvi,176,187,253,254GreenGlobe,of1506,118,121,122,125,126–27,128,129–30,131GregoryX,pope,123Griffin,Admiral,12,14Grotius,Hugo,265
Guadeloupe,106Guicciardini,Francesco,205Guillemard,F.H.H.,98–99guilt,Indiantestfor,44Gulf,Persian,40,41,43,47,239gunpowder,16,22,41,172,187,219–20,221–23,224–30,253GuoShoujing,18,23–24,25–26,27,30,33,35,37,125,147,150,154,163–64,244,245,248Gutenberg,Johannes,150,234GymnaseVosgien,117
HaiDaEr,18Hall,Richard,44Handynasty,8–9,16,27,167,169,197HanZhenghua,48Harrison,John,152,153
HarvardJournalofAsiaticStudies,188HarvatyeMariakyr,67,70–71Hayashida,Kenzo,12Heilbron,John,91helicopterrotor,170,175,180–81“HelicoptersandWhirligigs”(Reti),180–81Heliopolis,50,51HenryIII,kingofFrance,71HenrytheNavigator,287HenryTsai,4HenryV,kingofEngland,89Herodotus,50–51Hibbert,Christopher,205HimalayanMountains,39HistoriaMongalorum(PiandelCarpine),73Histories(Herodotus),50HistoryofEgyptintheMiddleAges,A
(Poole),51HistoryoftheIncaRealm(Rostworowski),273Hobson,John,199Holdaway,R.N.,258Hollingsworth,Mary,89,90HongBao,13,42,43,44,45,131HongWu,4,17,18,19,132–33,262Hooke,Robert,24,27Hormuz,47,48Hormuz,Straitof,41HouseofMedici,The:ItsRiseandFall(Hibbert),205HouXian,13HsuanTe,266seealsoXuanDe,emperorofChinaHuarache,Claudio,271–72Hubson,R.L.,53–54Hudson,Ian,164
HuiHsien,167HumboldtCurrent,270–71HuoLungChung,226,227Hvar,65,66,67,69,70,71,72
ibnAl-AsAmir,52IbnBattutah,45IbnKhusrau,Nasir,51IbnTagriBirdi,44ibnTulun,Ahmad,52Incas,253,271,273–76,278,279,280,287incense,58India
ambassadorsfrom,41Chinaknownas,99,113,121Chinesetradewith,40,46civilizationof,271
Karimwarehousesin,54onmapinVenice,77monsoonsin,39NileCanaltradewith,52shipsfrom,39–40
IndianOcean,28,36,37,39,40,42,67,104,128,145,223,240,277Indians,NorthAmerican,264–65,267,268,269–70
seealsoNativeAmericansInstituteandMuseumoftheHistoryofScience(IstitutoeMuseodiStoriadellaScienza),184,225InstituteofArchaeologicalStudies,U.S.,268“InventionoftheParachute,The”(White),177iron,22,216–19,221,222,226,227,231,232,237,252,257,258,265,267
Isabella,queenofSpain,104–5,285Islam,18–19,23,40,55–56,57,139,283,284,285,286,287,288
seealsoMuslimsItinerarium(WilliamofRubruck),73
JacobofAncona,73Jacob’sstaff,16,137,140Jamalad-Din,18,154James,Saint,284,286JangMin,15,17Japan,4,12,68,77,97,114,221,250,267,269JebelKhamish,43Jerusalem,64,115,238Jervis,Jane,136Jesuits,157–58,249,251,272Jews,14,46,57,73
JiegantouKingdom,48JiménezdeQuesada,Gonzalo,280JingdezhenKilns,19JingdoeXianzhi(JingdeCountyAnnals),232John,kingofEngland,285John,kingofPortugal,241JohnXXIII,pope,87JulioTellositemuseum,272junks,Chinese
constructionof,11–12crewof,14,20descriptionof,41,45–46femaleslaveson,20,45,46,68,70,81,82,86–87monsoonsand,39–40inRedSea–Nilecanal,48repairsto,11–12,41,71towingof,incanals,207
weaponson,41,45–46,220–21,222,224,227seealsoships,shipbuilding;wrecks,ofChinesejunks
Jupiter,26,27,146,149,150,151,249,250
KaiYuanZhanJing,250KaoYang,171Karim,Karimimerchants,40,46,54Keddie,Grant,267Kepler,Johannes,27,146,248Khufu,pharaoh,48Kinsai,95–96,97,100,113,118,120,122,125kite,168–69,224KoHung,170Koshiya,AbuHassan,18
KublaiKhan,10,12,23,123,207,221
LaetenturCaeli(Brown),90–91lakes,clear-water,32Lambert,William,153Lamont-DohertyEarthObservatory,260,261–62Lao-tzu,125Laplace,Pierre-Simon,26Larger,Benoit,116,117,127latitude
Arabconceptof,18Chinesecalculationof,24,29–38,42–43,142,145,147,154,176Columbus’scalculationof,151declinationtablesofthesuntodetermine,139descriptionandillustrationof,29,
30ephemeristablestodetermine,112,139,140,144–45,151,152,153,237,243errorsincalculationof,114,127onWaldseemüller’smapandGreenGlobe,111–12,122,127ofwreckedjunksinNewZealand,262
LaurenzianaCodex,179,180,211,212,213LaurenzianLibrary,179,204,211Lazari,V.,82LeLoi,3LeonardodaVinci,xiii–xiv,84,155,157,158–60,164,165,166–76,177,195–96,204,211,212,213,253LeonBattistaAlbertiandtheNightSkyatSanLorenzo(Beck),92–93
LiAnshan,48LibraryofCongress,110,128LiQi,15,17Lisbon,78,94,95,97,100,117,118,119,120,125LiuGang,8,9,47,129,272,273LiuHui,163LiuManchum,239Livorno,84LiXing,13Loaisa,FriarJerónimode,280locks,196,202,204,207–9,211–14,253Lombardy,210–13,214Lombe,John,199–200LongFei,266longitude
Arabconceptof,18Chinesecalculationof,24,27,29–
38,42–43,129,130,142,145,147,154,176Columbus’scalculationof,130,151–52,243descriptionandillustrationof,29,30eclipsesand,27,34,151–52ephemeristablestodetermine,112,140,144,146,150,151–53,237,243errorsincalculationof,37,127,130,152Jacob’sstafftodetermine,137onWaldseemüller’smapandGreenGlobe,111–12,122,124,127,129ofwreckedjunksinNewZealand,262
Lorenzetti,Ambrogio,86Lorenzetti,Giulio,73
Lovric,A.Z.,67–68,69,70LuBan,168–69Lucien,51Lud,Nicholas,117Lud,Vautrin,117Ludimatematici(Alberti),161,162–63,165Lumi,45,132,134
seealsoPapalStates;RomeLunde,Paul,40
Macedo,JustoCáceres,274machinesandmechanisms,20–21,166–96,197–98,199–204,213–14,217,218,253,266Machinis,De(Taccola),182,183,184Magellan,Ferdinand,xi–xii,xiv,98,101–4,108,110,111,112,126,129,
130,238,242Magellan,Straitof,78,99,101,102–3,112,122,126,129,130,131MaHa,18Mahdi,Al-,52MaHuan,43–44,79maize,252,275,276Makah,266,267Madkrizi,al-,52–53,57Malacca,11,40,41,239,240MalaccaStrait,39Malikan-Nasir,al-,Sultan,52Mamluks,45,46,53,54,58,59,72mandarins,3–5,6Mansur,AbuJa’faral-,52Mantegna,Andrea,214Mantua,76,85ManuelI,kingofPortugal,117Maoris,258–59,260
map(s),252,286Alberti’s,164–65Chinese,45,47,48,70–71,129,130,238–41,272,275coloredsymbolson,68Columbus,106–7Conti’sacquisitionof,44,79copiesof,235–36diVirga’s,66atDoges’Palace,73–74,77,103,128,129,130DomPedro’s,78German,withDalmatiannames,68Harris,128,272Leonardo’s,165LiuGang’s1418,273Mamlukauthoritieson,59MarcoPolo’s,128,129,130Martellus’s,127–28
Medicifamily’spatronageof,87,89,157,205PiriReis,xii,130–31Pizzigano’s1424,73,151Portuguese,101,102Regiomontanus’s,97–98,108,149,153–54,158RenéII’s,116Schöner’s,98,99–100,103–4,107,110,112–14,130,131ShanhaiYudiQuantu,130Toscanelli’s,94–96,97–98,104,119–26,147,158Waldseemüller’s1507,xi,xii,99,103,106–7,110–28,129,238,265world,9,29,89,116,238–41Zatta’s,265ZhuSiben’s,128seealsoGreenGlobe,of1506
MarianodiJacopo,178seealsoTaccola,MarianodiJacopo“theJackdaw”
Martellus,Henricus,127–28MartinezdeRoriz,Canon,104
seealsoMartins,CanonFernanMartinofBohemia,102Martins,CanonFernan,94–97,98,118–19,121,126,136,140MartinV,kingofAragon,285MartyrdomoftheFranciscanFriars,The(Lorenzetti),86Masaccio,156–57MaSaYiHei,18Maskelyne,Nevil,152–53Mästlin,Michael,248mathematics,16,125,142,145,147–49,176,250,251,253,254Matzen,Andrew,261
Mauro,Fra,73,89Maya,the,260,279,287Mayer,Simon,250MayorofZalamea,The(CalderóndelaBarca),282MaZheng,19McGee,TimothyJ.,88McMillan,Hamilton,242Mecca,23,44,45,46,47,52,56MechanicalProblems,The,187Medici,Cosimode’,89,90,205Medici,Giovannide’,87,88,93Medici,Lorenzode’,90,117Medicifamily,87–88,89–90,93,157,158,200,204–5,219,224medicine,ArabandChinese,237Medina-Sidonia,duchessof,240,242Mediterranean,xv,41,43,48,53,58,59,63,70,71,77,86,201
MengxiBitan(Shen),231mensa,88–89,158Menzies,Marcella,xiii,50,65,66,75,106,115,166,177,181,206,214,273MerchantofPredo,The(Origo),58Mesta,the,282–83Milan,89,166,201,210–11,212,214–15,236,253Mingdynasty,4,5,8,9,18,19,24,37,45,54,64,132–33,134,137,188,227,232–33,239,266MingShi-lu,5,10,45,47,48,266MingShiWaiguaZhuan,47Mirabilia(Sévérac),73mirrors,183Misr,50,51–52,53–54
seealsoCairoMithridatesII,197Mocenigo,Tommaso,76,198
Mongols,5,6,54–55,69,70,80,80,81–82,86–87,135,221,269
seealsoAvarsmonsoons,39,42moon,26,27,29–38,43,90–91,92,135,137,140,142,143,144,145,147,148,149,150,151,152,153,243,250Morocco,45Morrison,Tony,130mortars,16,174,221,222,223,253Mosili,47
seealsoCairoMuhammad,55Mui,Rosa,26,250Muiz,Caliph,51–52Müller,Johann,143
seealsoRegiomontanusMünchenCodex197,223Munoz,Inez,280
MuseoArqueológicoRafaelLarcoHerrera,271–72music,236,251muskets,219Muslims,18–19,23–24,44,45,124
seealsoIslam
Nanjing
astronomersin,35languageschoolin,124navigationfrom,6,33,36,37,39shipbuildingin,11ZhengHe2002conferenceat,239ZhuDi’svictoryat,4
Narwhal,HMS,30,32,65NativeAmericans,71
seealsoIndians,NorthAmericanNaturalHistory(Pliny),51
NauticalAlmanac,152–53navigation
Arab,17–19,40,154author’sexperiencein,144Chinese,17,18,27–39,40–43,128,129,139–40,149–51,238,241,272ephemeristablesfor,43,98,112,140,144–48,149–53,164,187,237,243,244,245importanceofimprovedtechniquesfor,17,19,29,252inscriptionsoncharts,viifromNanjing,6,33,36,37,39Peruvian,274printingvaluablefor,235–36“StarryNight”softwarefor,90,150–51sundeclinationtablesfor,72,138–39,140,146–47,156,158,160,243
Venetian,72seealsospecificnavigationaltools;specificnavigators
“NavigatorAhmadIbnMajid,The”(Lunde),40NechoII,pharaoh,50,51Needham,Joseph,15,21,139,149,153,161,164,170,189–90,197,203–4,209,218,219,223,232–33,234NeiKulan,132–33Nelson,Horatio,41Newman,ThomasM.,266NewTheoryofPlanets,A(Peurbach),143–44Newton,SirIsaac,27,247,250NewWorld,140,144,152,157,237,241,243,252
seealsoAmerica;NorthAmerica;SouthAmerica
NewZealand,257–63,264,276NgSayTiong,27NicholasofCusa,88,121,126,134,141–42,143,145–46,154,155,158,163,243,245,248,251,254NicholasV,pope,158Nilometer,52NobleSpaniard,The(Maugham),281–82Nomdel’Amérique,Le(Ronsin),118NorthAmerica
Chineseexpeditionto,9,43Chinesehorsesin,252,277copperin,252Croatianexpeditionto,66–67,70–71,241–42mapsof,xii,73–74,77,112–13,128,129tsunamiin,266–69
seealsoAmerica;NewWorld;SouthAmerica
NorthPole,9,32,33,42seealsoArcticPole
Notay,pope,158NotebookonSeaBottomCurrents,17NotesontheBarbarians,9NotesontheBarbariansintheWesternOceans,47Novick,Gabriel,271NujunAzZahiraFiMulekMisrWalKahira,Al(TagriBirdi),44NungShu,20–21,175,188,189–94,195,197–98,201–2,209,211,212,213,216,232
oak,72observatories,23,137,145,260,261
Oliver,John,34Olschki,Leonardo,86–87OmarKhayyám,287Onslaught,HMS,12operas,88Oregon,Chinesepresence,263–65Orellana,Franciscode,280,281OrientalCeramicSocietyofFrance,53Origo,Iris,58,82OspedaleMaggiore(Filarete),216OttomanEmpire,Ottomans,69,70,92OzetteArchaeologicalProjectResearchReports,266–67
Pachacuti,276PacificOcean,110,111,112,113,121,122,128,129,130,131,238,242,270,277,281
PanBiao,11PapalStates,xv,45,87,132–33,134,205
seealsoCatholicChurch;Jesuits;specificpopes
parachute,169,170,175,177–79,196Parenti,Marco,98Parsons,William,212Pascal,Blaise,15–16Passaro,Berenzode,212Patagonia,xiii,67,101,130,131PaulIII,pope,245PaulusthePhysician,119
seealsoToscanelli,PaoloPayn,Marshall,34Pazzifamily,224pearls,20,21,96,114,120,122,125,126,133Peckar,StephenF.,261
Pedro,Dom,kingofPortugal,73,77,78,79,102,126Pelletier,Monique,127pepper,95,119,122,125Pepys,Samuel,24perfume,57,58Perii,Marijana,69Persia,Persians,47,57,197,219PersianGulf,41,43,47,239perspective,90,143,156–57,158,159–63,165,176,195–96,251,253Peru,252,269–70,271–76,280Peruzzifamily,74Peters,Winston,259PetertheGreat,czarofRussia,72Peurbach,143,144,145,156,246Philippines,68,102PiandelCarpine,Giovannida,73PieroAverlino,Antoniodi,216
seealsoFilaretePigafetta,Antonio,102pigs,215,262,268,278pine,11,72Pinturicchio,133,134Pisa,84,89,165,204,248Pisanello,Antonio,76,79–81,134,135,214,254PiusII,pope,133,134,205Pizarro,Francisco,253,272,273,274,275,278,280,281,287Pizarrofamily,278,280,282,283Pizzigano,Zuane,73,151planets,26,27,29–38,135,137,140,141,142,143,144,145,146,147,148,149,150,151,152,153–54,157,159,243,245,246,247,248,249,250,253
seealsoJupiterPlato,57
Pliny,51plumblines,16Polaris,26,30,32,33,35,36,37,42,43Pollux,43Polo,Bellela,129Polo,Marco,65,73,77,79,95,103,120,122–23,124–25,126,128,129,171–72,207Polo,Niccolò,73,95,120,123polynyas,32PoncedeLeón,Juan,238Poole,StanleyLane,46–47,51porcelain,40,44,52,53–54,81,266,267Pordenone,Odoricof,73Portugal,Portuguese,104,115,121,127,239,240,241,242–43,284,287potatoes,276
Powers,Major,265Prager,FrankD.,182,183Prazak,Charles,242“Pre-ColumbianDiscoveryofAmerica,The”(Cortesão),241PrehispanicCulturesofPeru(Machedo),274printing,125,145,174–75,188,231–37,252,253ProfilesofForeignCountries,134Promis,Carlo,180Ptolemy,51,132,139,141,142,143,145,147,153,154,159,164,176,243,244,247,249PuertoRico,106,126,151Pula,133PulauRondo,37,42
Qindynasty,48Qingdynasty,47Quanzhou,40,46,124,174
RabanSauma(Odoric),73Ramusio,Giambattista,73RaspaduraCanal,130Reconquista,the,281,282,284–85,286RecordsofJourneystotheWesternRegion,9RecordsonTributesfromWesternOceans,47Redmount,CarolA.,50RedSea,39–48,77,239RedSea–Nilecanal,45,48–59,70Regiomontanus,97–98,101,108,112,114,118,121,134,138,139,140,142–
54,156,157,158,160,161,163,164,165,238,243–48,251,254Reid,Anthony,11remaindertheorum,Chinese,147–49,161RenéII,dukeofLorraine,115,116,117,118Reti,Ladislao,179–81Revolutionibusorbiumcoelestieum,De(Copernicus),245,246Ribero,Diego,272,275rice,199,201–4,205,209,214,252,253,257,267Richard,Helene,127Ringman,Matthias,117Roberti,Ercole,76rockets,221,222,253Rodrigues,Francisco,239RodriguezCabrillo,Juan,263
Rogers,F.M.,77,78–79RomanEmpire,Romans,xv–xvi,85,132,176,187,201,253,254Rome,52,86,87,134,158,164,182,204,213Ronsin,Albert,115,117–18,127Roriz,Martinezde,94Rorqual,HMS,12,81RostworowskideDiezCanseco,María,273,274RoyalNavy,12,14,138,152Rubruck,Williamof,73Ruggiero,Marino,242Ruiz,Bartholome,274
sacrifice,ritual,275sailors,20SaintMark’sBasilica,64,75–76,77
Saladin,54–55Salvestrinifamily,181SanAntonio,xiSandaucourt,Jean-Basinde,117SanLorenzo,Churchof,89,90,91,92–93,137,159,160SantaMariadelFiore,Cathedralof,83–84,92–93,136,137–38,140,155,158Santiago,Orderof,284–85Santinello,Giovanni,158Santini,Paolo,223Scaglia,Gustina,182,183,186–87Scaglierifamily,214Schöner,Johannes,xii,98,99–100,101,103–4,107–8,109,110,112–14,121,131,165Schroeter,J.Fr.,152Scott,Captain,131
Self,A.G.,98Sesostris,51Sévérac,Jordande,73SevilleCathedral,151Sforza,Francesco,210–11,212Sforza,Galeazzo,201ShahRokh,5ShanHaiChingKuangChu,171ShanhaiYudiQuantu,128,129,130Shapiro,Sheldon,202–3Sheban,19sheep,278,282,285ShenKua,209,231,232ShihHsuPai,220–21ships,shipbuilding
Arab,81astrologersandgeomancerson,41Chinese,11–15,39–40,41–42,273–74
inChineseports,40,95,119designsof,183,236–37inFlorence,84fromIndia,39–40interpreterson,15,16,41locksfor,196,202,204,207–9,211–14,253Spanish,286inVenetianports,74–75weaponson,220–21,222,224,227seealsoboat,paddle-wheel;junks,Chinese;specificships
Shu-shuChiu-chang,16,148–49,161,162–63ShuXian,47ShuyuZhouziLu(Yan),18,133Sideriusnuncius[Starrymessenger](Galileo),249silk,40,44,46,52,57,65,73,74,76,
81,87,197–201,204–5,214,272,275SilkRoad,69silver
fromtheAndes,253,274,275,284inCairomarkets,55,57Chinesetradein,197ascurrency,19,133,134goldand,115inSaint-Dié,115
SimaQian,169Simocatta,Theophylactis,132sinetables,143,243–44SixtusV,pope,224slaves,female,20,45,46,68,70,81,82,86–87Soderini,GonfalierPier,117solarsystem,90–91,157,159,176,243,245
seealsospecificpartsofthesolar
systemSongdynasty,15,22,46,134,219,220SouthAmerica
Asianchickensin,252Croatianexpeditionto,67GuadelupeVirginimagein,284Incasin,287Magellan’sexpeditionto,101,130mapsof,77,103,107,108,110,111,112,113,114,127,128,129,238,242snailsfrom,252sweetpotatoesfrom,252wreckedChinesejunksin,269–77seealsoAmerica;NewWorld;NorthAmerica
SouthernCross,240SouthPole,131SouzaTavares,Francisde,78
Spain,Spanish,253,278–88Spencer,John,216–17Speyer,Johannevon,235SpiceIslands,130,239,240spices,57,58,65,74,94,95,97,119,120,122,125,240Spinifamily,87squares,15,16SriLanka,38,40,42“StarryNight”(software),90,150–51stars,27–28,29–38,42,43,90–91,92,93,108,135,137,140,142,144,145,146,157,243,247steel,14,214,216–19,223,227,252Steele,Harvey,266Stock,Manuel,240Strabo,51Strozzifamily,89Suidynasty,207,231
Sumatra,42sun,25–26,27,29–38,43,90–91,92,135,137–39,140,141,142,145,146–48,149,150,151,153–54,156,158,159,160,243,245,246,247,248,253sundials,145Sungdynasty,54,168,169,221,226surveying,16,149,157,159,163,164–65,183sweetpotatoes,252Swerdlow,NoelM.,245,246,247
Tabula(Regiomontanus),108Tabulaediretorium(Copernicus),244Taccola,MarianodiJacopo“theJackdaw,”181–87
Albertiand,158,212,213onChineseinventions,161,163,
164,189–94,202–3,204,209,211,216,222,223,224,226,227,254diGeorgioand,xiv,182,184–87,211,212LeonardodaVinciand,xiv,195–96,212
Tafur,Piero,44Taicangstele,9,13TaiPengWang,xiii,17,27–28,37,40,42,45,132TalksatFisherman’sRock(Shih),220–21Tamburlaine,54Tangdynasty,8,9,54,197,206,207,219,231TangXiren,37,42Ta-Yenrule,148–49,161Tazimerchant,46teak,11
telescope,145,249,250Tello,Julio,273Temple,Robert,207,221theft,57Thompson,Gunnar,66,128,129TianWenShu,18Tibet,77,82,207TierradelFuego,126,131,279time,Chinesecalculationof,36–37TimesAtlasofWorldExploration,The,xiitorquetum,34,140,142,143,145,154,158Toscanelli,Paolo,xiv,83,88,89,90,93,94–100,101,104,107,109,113,114,118–26,127,128,130,134,136–40,142,143,147,149,155,156,157,158,159,160,161,163,164,182,238,242,243,248,251,254
Trattatomanuscripts,179–80,181,193,195,203,204,211TravelsoftheInfante,DomPedroofPortugal,The(Rogers),77–78trebuchet,225triangles,right-angle,16trigonometry,15,16,18,26,136,143,147,158,163,183,244TsoChuan,167tsunami,259–68,269–70,276–77Tsunami:TheUnderratedHazard(Bryant),259–60TupacYupanqui,273,275,276Tuscany,20,82,86–87,157,200,224
seealsoFlorence
Uhle,Max,273UlughBegh,139
Uzielli,Gustavo,98,121,147
Valdivia,Pedrode,280Vancouver,George,265VancouverIsland,74,264–66,267,268–69Vecci,Giustizieri,235Veneziano,Antonio,76Venice,Venetians,77–82
Alexandriarouteto,69,70,71,72–73Chinesefemaleslavesin,68Chinesetradewith,38,73,242–43Croatiancoastcontrolledby,241–42DNAof,69,71EugeniusIVbornin,96Florenceand,86,198
galleysbuiltandmannedby,41,71–72Ottomannavydefeatedby,92patentlawin,200–201Piedmontand,215printingin,234–37silkindustryin,200–201,204spicetradewith,58wealthof,64–65,74–76,85,157seealsospecificsites;specificVenetians
Verona,76,79,80,198,199,200,214–15Vespucci,Amerigo,38,89,112,117–18,127,129,130,139,140,151,152,243Vicenza,76,198,200Vienna,AustrianNationalLibraryin,108
Viracocha,emperoroftheIncas,280Visconti,Filippo,210Viscontifamily,89Vitruvius,187
Waldseemüller,Martin,xi,xii,99,103,106–7,110–28,129,165,238,265Walther,Bernard,108WangChen,168,188,201WangGui,19WangHeng,13WangJinghong,xv,7,13,43WangQi,129WangZhen,232WashingtonPotters,268waterclock,Chinese,36–37waterlevels,16weapons,21,41,45–46,171–74,175,
182,187,219–30,237,253seealsospecificweapons
weavers,weaving,134,200Wertime,TheodoreA.,217–18wheat,52,201White,Lynn,82,177Whyte,Adele,258–59Wieser,FranzVon,66WollongongUniversity,260,261wool,86,87,200,275,280,282wrecks,ofChinesejunks,10
onAmericanwestcoast,263–64,266–70inAustralia,262–63inJapan,xiv,221machinesforlifting,xivinNewZealand,257,258,259–62inWesternCanada,263–65
Wu-chingTsung-yao,21,204,226
WuTi,197WuZheng,19WuZhong,13
XhengHe,123–24XiaYuanji,5XiFeilong,37,42XiLongfei,10Ximénes,Leonardo,138XiyuShu,18XiZezong,26,250XuanDe,emperorofChina,xiii,xv,6,7,8,14,19,20,22,24,41–42,45,81,124,235,265–66XuanzongShi-lu,7
YanCongjian,18,133
Yang,emperorofChina,207YangXi,37,42YangYao,22YangZhen,13Yen,Princeof,4
seealsoZhuDi,emperorofChinaYongle,4,17
seealsoZhuDi,emperorofChinaYongleDadian,14–16,164,233Yoshamya,Mitjel,67,68YouTon,47Yuandynasty,4,17,18,23,24,54,129,132,135,220,232,268Yuanshi-lu,24,135YuLizi,132YungLo,54,266
seealsoZhuDi,emperorofChina
Zaiton,95,119,122Zatta,Antonio,74,265ZhangDa,13ZhangXingGang,48Zhanzon,emperorofChina,220ZhaoRuqua,46,134ZhengAhLi,18ZhengHe
achievementsof,7–8,9–10asambassador,bearinggifts,19–20,24,27,28,238,241Americaexpedition,71,129–31,239Arabsand,40astronomicalknowledgeimpartedby,243Cairoexpedition,42,47,48,55,56,57,59,722002conferenceon,239
Contiand,44,79onDalmatiancoast,65,66,67,70deathof,43fleetdestroyedbyatsunami,257,258–77fleetpreparations,3–4,6,10–14,134Florenceexpedition,70,123–24,134–35,161,176,197,233inHormuz,48Indiajourney,42,43–44languageschoolestablishedby,124MaHuanhistorianof,43–44,79inMecca,47asaMuslim,18–19,45,56,124navigationalaidsof,17,18,27–28,37–38,40,42–43,128,129,139–40,149–51,238,241,272popeand,123–24,134–35,243
printingduringtimeof,40,187–88,233,235–36religioustoleranceobservedby,124routeof,42–43silkduringthetimeof,197sponsorshipof,xv,4,6,7,9–10tombof,80Veniceexpedition,70,71,75,81,209,222,223,235–36weaponsonshipsof,41,222,223YongleDadianand,15–16,164,233
ZhouMan,13ZhouXinYan,26,250ZhuDi,emperorofChina,xiii,3,4–5,14,15,17,19,24,45,47,54,80,124,132,133,134,232–33,265–66ZhufanZhi(Zhao),134ZhuGaozhi,5–6
ZhuLiang,13ZhuSiben,125,128ZhuZhanji,emperorofChina,6,41–42,135
seealsoXuanDe,emperorofChina
ZhuZhen,13Zinner,Ernst,98,149,150,153–54,243,244,245Zonghua,47Zuilkarnain,48
AbouttheAuthor
The author of 1421: The Year ChinaDiscovered America, GAVINMENZIES was born in England andlivedinChinafor twoyearsbefore theSecond World War. He joined theRoyal Navy in 1953 and served insubmarines from 1959 to 1970. SinceleavingtheRoyalNavy,hehasreturnedto China andAsiamany times, and inthecourseofhisresearch,hehasvisited120countries,morethan900museumsand libraries, and every major seaportof the late Middle Ages. Menzies is
marriedwithtwodaughtersandlivesinNorthLondon.
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