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8/17/2019 1984_Automatic tuning of simple regulators with specifications on phase and amplitude margins.pdf
1/7
Automatica
Vol. 20, No. 5, pp . 645 651 , 1984
Printed in G reat Britain.
0005 1098/84 3.00 + 0.00
Pergamon Press Ltd.
(c; 1984 International Federatio nof AutomaticControl
Automatic Tuning of S imple Regulators with
Specif ications on Phase and Amplitude Margins
K . J. A S T R O M a n d T. H ~ G G L U N D
Simple robust estimation techniques provide new methods fo r automatic tuning of P ID
regulators which easily can be incorporated in single lo op controllers
Key Wo rds--Adaptive control; co ntrol nonlinearities; describing function; identification; imit cycles;
Nyquist criterion; PID control; relay control.
A l ~ t r a e t - - T h e p a p e r d e s c r i b es p r o c e d u re s f o r a u t o m a t i c t u n i n g
o f r e g u la t o r s o f t h e P I D t y p e t o s p e c if i ca t i on s o n p h a s e a n d
a m p l i t u d e m a r g i n s . T h e k e y i d e a i s a s i m p l e m e t h o d f o r
e s t i m a t i n g t h e c r i t i c a l g a i n a n d t h e c r i t i c a l f r e q u e n c y . T h e
p r o c e d u r e w i l l a u t o m a t i c a l l y g e n e r a t e t h e a p p r o p r i a t e t e s t si g n a l.
T h e m e t h o d i s n o t s e n s i t i v e t o m o d e l l i n g e r r o r s a n d d i s t u r b a n c e s .
I t m a y b e u s e d f o r a u t o m a t i c t u n i n g o f s i m p l e r e g u l a t o r s a s w e l l
a s i n i t i a l iz a t i o n o f m o r e c o m p l i c a t e d a d a p t i v e r e g u l a t o r s .
1 . I N T R O D U C T I O N
T H E
MAJORITYof t he r egu l a t o r s u s ed i n i ndus t ry a re
o f t he P I D t ype. A l a rge i ndus tr i a l p l an t m a y have
hundre ds o f r egu la t o r s. M any i n s t rum en t eng i nee r s
and p lant personnel are used to se lect , ins ta l l and
operate such regulators . Several d i f ferent methods
have been p ropos ed fo r t un i ng P ID regu l a to r s . The
Z i eg l e r -N i cho l s 1943 ) m e t hod is one o f t he m ore
pop ular schemes . In sp i te of th is , i t i s co m m on
exper i ence t ha t m any regu l a t o r s a re i n p rac t i ce
poo r l y t uned . One r eas on i s t ha t s i m p l e robus t
m e t hods fo r t un i ng t he r egu l a t o r s have no t been
avai lab le . This paper addresses the problem of
f i nd i ng au t om at i c t un i ng m e t hods . The m e t hods
p ropos ed a re s i m p l e t o i m p l em en t u s i ng m i c ro -
proce ssors. Th ey offer the possibi li ties to pro vide
au t om at i c t un i ng t oo l s fo r a l a rge c la ss o f com m o n
con t ro l p rob l em s .
The m e t ho ds a re bas ed on a s i m p le i den ti f ica t i on
method which g ives cr i t i ca l poin t s on the Nyquis t
cu rve o f t he open l oop t r ans fe r func ti on . The key
i dea i s a s chem e wh i ch p rov i des au t om at i c
exci ta t ion of the process which i s near ly opt imal for
es t imat ing the des i red process character i s t i cs .
* R e c e iv e d 1 6 No v e m b e r 1 9 83 ; r e v i se d 4 Ap r i l 1 9 84 . T h e o r ig in a l
v e r s io n o f t h is p a p e r w a s p r e s e n t e d a t t h e I F A C W o r k s h o p o n
A d a p t i v e S y s t e m s in C o n t r o l a n d S i g n al P r o c e s s i n g w h i c h w a s
h e l d i n S a n F r a n c i s c o , C a l i f o r n i a , U . S .A . d u r i n g J u n e 1 98 3. T h e
p u b l i s he d p r o c e e d i n g s o f t h is I F A C M e e t i n g m a y b e o r d e r e d f r o m
P e r g a m o n P r e s s L td , H e a d i n g t o n H i ll H a l l, O x f o r d , O X 3 0 B W ,
U . K . T h i s p a p e r w a s r e c o m m e n d e d f o r p u b l ic a t i o n i n r e v is e d fo r m
b y g u e s t e d i t o r L . L j u n g .
t D e p a r t m e n t o f A u t o m a t i c C o n t r o l , L u n d I n s t it u t e o f
T e c h n o l o g y , L u n d , S w e d e n .
645
The m et hods p ropos e d a re p r i m ar i l y i n t ended t o
t une s i m p l e r egu la t o r s o f t he P I D t ype . In s uch
appl icat ions they wi l l o f course inher i t the
l imi ta t ions of the P ID algor i thms. The y wil l no t
work we l l fo r p rob l em s where m ore com pl i ca t ed
regu l a t o r s a re r equ i red . The t echn i que m ay ,
however , a l s o be app l i ed t o m ore com pl i ca t ed
regu l a t o r s and t he exper i ences ob t a i ned s o f a r f rom
exper i m en t a t i on , i n l abo ra t o ry and i ndus t ry ,
indicate that th e s imple vers ions of the a lgo r i thms
work ve ry we ll and i n add i t i on t ha t t hey a re robus t .
The p ropos ed a l go r i thm s m ay be u s ed in s eve ral
d i f fe ren t ways . They m ay be i nco rpo ra t ed i n s i ng le
l oop con t ro l l e rs t o p rov i de an o p t i on fo r au t om at i c
t un ing . The y m ay a l s o be u s ed t o p rov i de a s o l u t ion
to the long -s tanding pro blem of safe in i t ia l i zat ion of
m o re com pl i ca t ed adap t i ve o r s e l f- t un ing s chem es .
W hen com b i ned wi t h a bandw i d t h s e l f- t une r i t is ,
for example , poss ib le to obta in an adapt ive
regulator which may set a su i tab le c losed loop
bandw i d t h au t om at i ca l l y .
There a re o t he r a l t e rna ti ves fo r t un i ng r egu l a t o r s
automat ical ly . Sel f - tuning regulators based on
m i n i m um var i ance , po l e p lacem en t o r LQ G des ign
m et hods m ay be con f i gu red t o g i ve P ID con t ro l .
Such approaches have, e .g . , been cons idered by
W i t t e n m a r k a n d A s tr 6 m 1 9 8 0 ) a n d G a w t h r o p
1982) . These regu lators have the d i sadv antage tha t
s om e i n fo rm a t i on abou t t he t i m e s ca l e o f t he p roces s
m us t be p rov i ded a priori to g ive a reasonable
es t imate of the sampl ing per iod in the re gulator .
The re are som e possibi li ti es to tune the samp l ing
per i od au t om at i ca l ly . D i f fe ren t s chem es have been
p r o p o s e d b y K u r z 1 97 9) a n d A s t r 6 m a n d Z h a o y i n g
1981) . These m etho ds wi ll , howe ver , only w ork fo r
m odera t e changes i n t he p roces s t i m e cons t an t s .
The m e t hod p ropos ed i n th i s pape r does no t s u f fer
f rom th i s d i sadvantage. I t may be appl ied to
processes ha ving widely d i f ferent t ime scales .
Convent ional se l f - tuning regulators based on
8/17/2019 1984_Automatic tuning of simple regulators with specifications on phase and amplitude margins.pdf
2/7
6 4 6 K . J .
/ ~ S T R O M
and T. H,g,GGLUND
re c u r si v e e s t i m a t i o n o f a p a ra m e t r i c m o d e l r e q u i r e s
a c o m p u t e r c o d e o f a f ew k i lo b y t e s . T h e a l g o r i t h m s
p ro p o s e d i n t h i s p a p e r wh i c h a r e b a s e d o n
d e t e rm i n a t i o n o f z e ro -c ro s s in g s a n d p e a k d e t e c t i o n
m a y b e p r o g r a m m e d i n a f ew h u n d r e d b y t es .
T h e p a p e r i s o rg a n i z e d a s fo l l o ws : t h e e s t i m a t i o n
m e t h o d i s d e s c r i b e d i n S e c t i o n 2 a n d a n a l y s e d i n
S e c t i o n 3 . S i m p l e a l g o r i t h m s fo r a u t o m a t i c t u n i n g
t o a m p l i t u d e m a r g i n a n d p h a s e m a r g i n
spec i f ica t ions a re g iven in Sec t ions 4 and 5 . Resu l t s
f ro m l a b o ra t o ry a n d i n d u s t r i a l e x p e r i m e n t s w i t h t h e
a l g o r i t h m s a r e p r e s e n t e d i n S e c t i o n 6 . I n S e c t i o n 7 ,
t h e u s e o f t h e n e w a l g o r i t h m s t o i n i t i al i z e
c o n v e n t i o n a l a d a p t i v e c o n t ro l l e r s i s d i s c u ss e d .
2 . T H E B A S I C I D E A
T h e Z i e g l e r - N i c h o l s r u l e f o r t u n i n g P I D
re g u l a t o r s i s b a s e d o n t h e o b s e rv a t i o n t h a t t h e
r e g u l a t o r p a r a m e t e r s c a n b e d e t e r m i n e d f r o m
k n o w l e d g e o f o ne p o i n t o n t h e N y q u i s t c u r v e o f t h e
o p e n l o o p s y s t e m . T h i s p o i n t i s t h e i n t e r s e c t i o n o f
t h e N y q u i s t c u rv e w i t h t h e n e g a t i v e r e a l a x i s, wh i c h
is t rad i t ion a l ly descr ibed in t e rm s o f the c r i t i ca l ga in ,
kc , and the c r i t i ca l per iod ,
t,. .
In t h e o r i g in a l Z i e g le r N i c h o l s s c h e m e , d e s c ri b e d
in Z ieg ler and N icho ls 1943) , the c r i t ica l ga in an d
t h e c r i t i c a l p e r i o d a r e d e t e rm i n e d i n t h e fo l l o wi n g
wa y : a p ro p o r t i o n a l r e g u l a t o r i s c o n n e c t e d t o t h e
s y s t e m ; t h e g a i n i s g r a d u a l l y i n c re a s e d u n t i l a n
o s c i l l a ti o n is o b t a i n e d ; t h e g a i n w h e n t h i s o c c u r s i s
t h e c r i t ic a l g a i n a n d t h e p e r i o d o f th e o s c i l l a t i o n is
the c r i t i ca l per iod . I t i s d i f f i cu l t to au tom at iz e th i s
e x p e r i m e n t , a n d p e r fo rm i t i n s u c h a wa y t h a t t h e
a m p l i t u d e o f t h e o s c i l l a ti o n is k e p t u n d e r c o n t ro l .
A n o t h e r m e t h o d f o r a u t o m a t i c d e t e r m i n a t i o n o f
spec i f ic po in t s on the Nyqu is t cu rve i s therefo re
p ro p o s e d .
T h e m e t h o d i s b a s e d o n t h e o b s e r v a t i o n t h a t a
sys tem w i th a phase l ag o f a t l eas t rr a t h igh
f r e q u e n c ie s m a y o s c i l l a t e w i t h p e r i o d tc u n d e r r e l a y
c o n t ro l . T o d e t e rm i n e t h e c r i t i c a l g a i n a n d t h e
cr i t i ca l per iod , the sys te m i s con nec te d in a feedba ck
loop w i th a re lay as i s show n in F ig . 1 . The e r r ro r e is
then a per io d ic s igna l wi th the p er iod t~ . I f d i s the
re lay ampl i tude , i t fo l lows f rom a Four ie r se r ies
F t ~ . 1 . B l o c k d i a g r a m o f th e a u t o - t u n e r . T h e s y s t e m o p e r a t e s a s
a r e la y c o n tr o l l e r in t h e tu n i n g m o d e t ) a n d a s a n o r d i n a r y P I D
r e g u l a t o r in t h e c o n t r o l m o d e c ).
e x p a n s i o n t h a t t h e f i rs t h a rm o n i c o f t h e r e l a y o u t p u t
h a s t h e a m p l i t u d e
4d/Tr .
I f the p roc ess o u tp u t i s u , the
c r i ti c a l g a i n i s th u s a p p ro x i m a t e l y g i v e n b y
4 d
k~ = - -. 1)
T h i s r e s u l t a l s o fo l l o ws f ro m t h e d e s c r i b i n g fu n c t i o n
a p p ro x i m a t i o n . No t i c e t h a t t h e d e s c r i b i n g fu n c t i o n
N ( a )
fo r an idea l re lay i s g iven by
4d
N ( a = . 12~
~
I t m a y b e a d v a n t a g e o u s t o u s e o t h e r n o n -
l i n e a r i t i e s t h a n t h e p u re r e l a y . A r e l a y w i t h
hys te res i s g ives a sys tem which i s l es s sens i t ive to
m e a s u re m e n t n o i se . T h i s c a s e is d i s c u ss e d i n m o re
de ta i l be low.
A s i m p l e r e l a y c o n t ro l e x p e r i m e n t t h u s g i ve s th e
i n fo rm a t i o n a b o u t t h e p ro c e s s wh i c h is n e e d e d i n
o rd e r t o a p p l y t h e d e s i g n m e t h o d s . T h i s m e t h o d h a s
t h e a d v a n t a g e t h a t i t i s e a s y t o c o n t ro l t h e
a m p l i t u d e o f t h e l i m i t c y c l e b y a n a p p ro p r i a t e
c h o i c e o f t h e r e l a y a m p l i t u d e . No t i c e a l s o t h a t t h e
e s t i m a t i o n m e t h o d w i ll a u t o m a t i c a l l y g e n e r a te a n
inpu t s igna l to the p rocess wh ich has a s ign i f ican t
f requ ency c on t en t a t coc =
2zr/tc.
T h i s e n s u re s t h a t
t h e c r i t i c a l p o i n t c a n b e d e t e rm i n e d a c c u ra t e l y .
W h e n t h e c r i t i c a l p o i n t o n t h e Ny q u i s t c u rv e i s
k n o wn , i t i s s t r a i g h t fo rwa rd t o a p p l y t h e c l a s s i c a l
Z i e g l e r -N i c h o l s t u n i n g ru le s . I t is a l s o p o s s ib l e t o
d e v is e m a n y o t h e r d e s i g n s c h e m e s t h a t a r e b a s e d o n
t h e k n o wl e d g e o f o n e p o i n t o n t h e N y q u i s t c u rv e .
A l g o r i t h m s fo r a u t o m a t i c t u n i n g o f s i m p l e r e g u -
l a t o r s b a s e d o n t h e a m p l i t u d e a n d p h a s e m a rg i n
cr i t e r ia wi l l be g iven in Sec t ions 4 and 5 .
I t i s p o s s ib l e t o m o d i fy t h e p ro c e d u re t o
d e t e rm i n e o t h e r p o i n t s o n t h e Ny q u i s t c u rv e . An
i n t e g ra t o r m a y b e c o n n e c t e d i n t h e l o o p a f t e r t h e
re l a y t o o b t a i n t h e p o i n t wh e re t h e Ny q u i s t c u rv e
i n t e r se c t s t h e n e g a t i v e i m a g i n a ry a x is . O t h e r p o i n t s
o n t h e Ny q u i s t c u rv e c a n b e d e t e rm i n e d b y
re p e a t i n g t h e p ro c e d u re w i t h l i n e a r s y s t e m s
i n t ro d u c e d i n t o t h e l o o p . Ne w d e s i g n m e t h o d s
wh i c h a r e b a s e d o n s u c h d a t a a r e d e s c r i b e d i n
As t r6 m a n d H / i g g l u n d 1 98 4b ).
D e t e r m i n a t i o n o J a m p l i t u d e a n d p e r i o d
M e t h o d s f o r a u t o m a t i c d e t e r m i n a t i o n o f th e
f r e q u e n c y a n d t h e a m p l i t u d e o f th e o s c i l l a t i o n w i ll
b e g i v e n t o c o m p l e t e t h e d e s c r i p t i o n o f t h e
e s t i m a t i o n m e t h o d . T h e p e r i o d o f a n o s c i l l a t i o n c a n
e a s i l y b e d e t e rm i n e d b y m e a s u r i n g t h e t i m e s
b e t we e n z e ro -c ro s s i n g s . T h e a m p l i t u d e m a y b e
d e t e r m i n e d b y m e a s u r i n g t h e p e a k - t o - p e a k v a l u e s
o f t h e o u t p u t . T h e s e e s t im a t i o n m e t h o d s a r e e a s y t o
i m p l e m e n t b e c a u se t h e y a r e b a s e d o n c o u n t i n g a n d
8/17/2019 1984_Automatic tuning of simple regulators with specifications on phase and amplitude margins.pdf
3/7
A u to ma t i c t u n in g o f s imp le r e g u l a to rs 6 4 7
c o mp a r i so n s o n ly . S in c e t h e d e sc r ib in g f u n c t i o n
a n a ly s is i s b a se d o n t h e f i rs t h a r mo n ic o f th e
osc i l la tion , the s imple e s t im a t ion tech niques requ i re
tha t th e f ir s t ha rm onic dom ina tes . I f th is is no t the
case , i t may be necessa ry to f i l te r the s igna l be fore
measur ing .
Mo r e e l a b o r a t e e s t ima t io n s c h e me s l i k e l e a s t
sq u a r e s e s t ima t io n a n d e x t e n d e d K a lma n f i l t e r i n g
ma y a l so b e u se d t o d e t e r min e t h e a mp l i t u d e a n d
the f requency of the l imi t cyc le osc i l la t ion .
S imu la t i o n s a n d e x p e r ime n t s o n i n d u s t r i a l p r o -
cesses have ind ica ted th a t l i tt le is ga ined in prac t ice
b y u s in g mo r e so p h i s t i c a te d m e th o d s f o r d e t e r min -
in g t h e a mp l i t u d e a n d t h e p e r io d .
3 A N A L Y S I S
The reasoning in Sec t ion 2 i s pure ly heur is t ic .
A n a ly s i s i s n e e d e d t o u n d e r s t a n d w h e n th e me th o d
w o r k s a n d w h e n i t d o e s n o t w o r k . N a tu r a l q u e s t i o n s
a re : W hen wi ll the re be l imi t cyc le osc i l la t ions?
W h e n a r e t h o se o sc i l l a ti o n s s t a b l e ? H o w a c c u r a t e i s
t h e d e sc r ib in g f u n c t i o n a p p r o x ima t io n ? W h a t
h a p p e n s i f t h e N y q u i s t c u r v e i n t e r s e ct s t h e n e g a t i v e
rea l ax is a t seve ra l po in ts ? Pa r t ia l answe rs to these
ques t ions a re g iven be low.
Exac t ex press ions for the pe r iod o f osc i l la t ion
w e r e o r ig in a ll y d e r iv e d b y H a m e l a n d T sy p k in . A n
expos i t ion o f the re su l t s a re a lso g iven in the tex t -
books by Tsypkin (1958) , Gi l le , Pe legr in and
Decaulne (1959) , Ge lb and Vander Be lde (1968) ,
and A the r to n (1975). Co ndi t io ns for osc il la t ions a re
g iven be low.
T h e o r e m 1 . C o n s id e r t h e d o se d l o o p sy s t e m
o b ta in e d b y a f e e d b a c k c o n n e c t i o n o f a li n e a r
sys tem having the t r ansfe r func t ion
G ( s )
with a r e lay
having hys te resis . L e t H(T, z ) be th e p ulse t r ansfe r
f u n c t i o n o f t h e se r ie s c o mb in a t i o n o f a s a mp le a n d
h o ld w i th p e r io d ~ a n d
G ( s ) .
I f the re i s a pe r iod ic
osc i l la tion , then the pe r iod T i s g iven by
U
E
F IG 2 C h a r a c t e r i s t i c s o f a re l a y w i t h h y s t e r e s i s
- ~ k e v e n
u ( k T / 2 ) = k o d d
T h e s t e a d y s t a t e t r an smis s io n o f th e s e q u e n c e
{ u ( k T / 2 ) } t h r o u g h th e s a mp le d sy s t e m i s c h a r a c -
te r ized b y the ga in H ( T / 2 , - 1 . Th e cond itio n (3) is
t h u s o b t a in e d b y t r a c in g t h e p r o p a g a t io n o f sq u a r e
w a v e s ig na l s a r o u n d th e c lo se d l o o p .
A f o r ma l p r o o f o f T h e o r e m 1 i s f o u n d in A th e r to n
(1982) and in Ast r6m and H / igglund (1984a), which
a lso g ives cond i t ions for the s tab i l i ty o f the l imi t
cycle. The la t te r pap e r a lso cov ers the m ore g ene ra l
case of a symmetr ic osc i l la t ions .
I t fo l lows f rom we l l -known se r ie s expans ions of
the pulse t r ansfe r func t ion tha t
H ( z , - 1 ) = ~ 4 ( ~ + 2 n z t )
, : o r t [ 1 + 2 n ] l i n G c i . (4)
The desc r ib ing func t ion approxima t ion (2) i s
obta ined s imply by us ing the f i rs t te rm in th is se rie s
expans ion . The va l id i ty of the desc r ib ing func t ion
a p p r o x im a t io n ( 2) c a n t h u s b e e v a lu a t e d f r o m th i s
formula . In m any cases i t g ives the pe r io d o f the
osc i l la t ion wi th an e r ror of a f ew pe r cen t , which i s
accura te enough for the in tended purpose . I t i s
eas i ly shown tha t the desc r ib ing func t ion approxi -
ma t ion g ives the exac t pe r iod for an in tegra tor w i th
t ime de lay . Anothe r example i l lus t ra te s the pre -
c is ion tha t i s typ ica l ly ob ta ined .
8
H ( T / 2 , - 1) - d (3)
whe re e i s the hy s te res is wid th of the re lay and d is
t h e r e la y o u tp u t . [ ]
The cha rac te r i s t ic s of the re lay wi th hys te res is a re
show n in F ig . 2 . The re su l t o f Th eorem 1 i s eas i ly
u n d e r s to o d b y a s su min g th a t t h e r e e xi s ts a p e r io d i c
osc i l la t ion wi th pe r iod T . Sam pl ing the sys tem wi th
p e r io d T / 2 a t sampl ing ins tan ts which a re
synchronized to the re lay swi tches then g ives the
sa mp le d i n p u t a n d o u tp u t s i g n a l s
k even
y ( k T / 2 ) = - e k o d d
E x a m p l e
1. Cons ide r the l inea r sys tem
G s ) =
s s + 1 ) ( s + a )
F r o m th e d e sc r ib in g f u n c t i o n a p p r o x ima t io n , t h e
pe r iod of osc i l la t ion i s
2n 1
T = ~ 6 . 3 x / ~ .
The va lue of the pulse t r ansfe r func t ion for z = - 1
b e c o m e s
h 1 [ ~ - e - ~ 1 1 - e -a t ]
H ( z , - 1 ) = - 2 - ~ + a - - ~ + e -~ a 2 1 ~ e ~a ~J
8/17/2019 1984_Automatic tuning of simple regulators with specifications on phase and amplitude margins.pdf
4/7
648 K .J . ASTROM an d T. H) i,GGLUND
F o r l a rg e v a l u e s o f a, t h e p e r i o d o f o s c i ll a t i o n is
a p p r o x i m a t e l y g i ve n b y
T ~ 4 x / N 6 .9 1
[ ]
T h e d e s c r i b i n g f u n c t i o n a p p r o x i m a t i o n m a y ,
however , g ive mis lead ing resu l t s as i s seen by the
fo l l o w i n g e x a m p l e .
E x a m p l e 2 . C o n s i d e r a l i n e a r s y s t e m w i t h t h e
t r a n s f e r f u n c t i o n
b
G s ) . . . . . e ~ ,o a , b , t o > O .
s + a
S i n c e th e N y q u i s t c u rv e i n t e r s e c t s t h e n e g a t i v e r e a l
a x is a t m a n y p o i n t s , t h e d e s c r i b i n g fu n c t i o n a n a l y s is
p red ic t s severa l poss ib le l imi t cyc les . The va lue o f
t h e p u ls e tr a n s f e r f u n c t i o n fo r z = - 1 i s
b e - a ~ (2 e ' ° - 1 ) - 1
H (z , - 1 ) = - .
a l + e
r
Th e p e r i o d o f t h e o s c i l l a ti o n i s g i v e n b y
T = 2 r = 2 I b d - a e .
- a l n b d 2 e ~ 1 ) + a e
5 )
I t i s s h o w n i n A s t r6 m a n d H / i g g l u n d (1 9 8 4 a ) t h a t
the l imi t cyc le i s s t ab le . [ ]
Th e t r a n s f e r f u n c t i o n G s ) i n E x a m p l e 2 b e c o m e s
s t r i c t ly pos i t ive rea l i f the t im e de lay goes to zero .
T h e d e s c r i b i n g f u n c t i o n a p p r o x i m a t i o n t h e n p r e -
d ic t s tha t there wi l l no t be any osc i l l a t ion . The
sys tem wi l l however exh ib i t a s t ab le per iod ic
s o l u t i o n u n d e r r e l a y c o n t ro l . Th e p e r i o d i s o b t a i n e d
by le t t ing to in equa t ion (5 ) go to zero .
S t a b l e p e r i o d i c s o l u t i o n s w i ll n o t b e o b t a i n e d fo r
a l l s y s t e m s . A d o u b l e i n t e g ra t o r u n d e r p u re r e l a y
con t ro l wi l l g ive , fo r example , per iod ic so lu t ions
w i t h a n a rb i t r a ry p e r i o d .
I t w o u l d b e h i g h l y d e s i r a b l e t o g i v e a c o m p l e t e
c h a ra c t e r i z a t i o n o f t h e s y s t e m s fo r w h i c h t h e r e w i l l
b e a u n i q u e s t a b l e l im i t c yc l e. Th e o re m 1 a n d t h e
s t a b i l i t y c o n d i t i o n s i n A s t r6 m a n d H ~ i g g l u n d
(1 9 8 4 a ) g i v e s o m e g u i d a n c e , b u t t h e g e n e ra l
c o n d i t i o n s a r e s ti ll u n k n o w n . C o n s i d e r , f o r e x a m p l e ,
s t a b le s y s t e m s . I t f o l l ow s f ro m s a m p l e d d a t a t h e o ry
t h a t
l im
H z , - 1 ) = - G 0 ) = - K
~ ~ c
where G(0)
F u r t h e r m o r e ,
fo l l o w s t h a t
i s the D C g a in o f the p rocess .
i f G s ) goes to zero as s --* oo i t also
H ( 0 , - 1 ) = 0 . P r o v i d e d t h a t e K i s
l a rg e r t h a n d , e q u a t i o n (3) t h u s a l w a y s h a s a t l e a s t
o n e s o l u t i o n . Th e re m a y o f c o u r s e b e s e v e ra l
s o l u t io n s . I t f o ll o w s f ro m Th e o re m 3 o f A s t r6 m a n d
H ~ i g g lu n d (1 98 4 a) a n d T h e o re m 2 o f A s t r6 m et al.
(1984) tha t the pe r iod ic so lu t ion i s s t ab le a t l eas t i fe
i s su f fi c ien t ly l a rge , I t i s con je c tu re d th a t there i s a
un ique s tab le l imi t cyc le fo r s t ab le sys tems .
4. A M P L I T U D E M A R G I N A U T O - T U N E R S
When the c r i t i ca l po in t i s known, i t i s
s t r a i g h t fo rw a rd t o f i n d a r e g u l a t o r w h i c h g i v e s a
d e s i r e d a m p l i t u d e m a rg i n . A s i m p l e w a y i s t o c h o o s e
a p ro p o r t i o n a l r e g u l a t o r w i t h t h e g a i n
k = A c / A
6 )
whe re AM is the des i re d am pl i tud e ma rg in and kc i s
the c r i t i ca l ga in .
S o m e t i m e s t h i s s o l u t i o n i s n o t s a t i s f a c t o ry
b e c a u s e i n t e g ra l a c t i o n m a y b e r e q u i r e d . S i n c e th e
f r e q u e n c y re s p o n s e o f a P I D r e g u l a t o r c a n b e
w r i t t e n a s
G R i c o ) = k l + i o J T i 1 - o o 2 T i T a ) ) (7)
i t f o l lo w s t h a t a n y P ID r e g u l a t o r w i t h t h e g a i n g i v e n
by (6 ) and
1
T ~ - 2 (8)
o9~ T/
wh ere ~oc = 2 n / 6 a l s o g i v e s t h e d e s i r e d a m p l i t u d e
m a rg i n . Th e i n t e g ra t i o n t i m e c a n t h e n b e c h o s e n
arb i t ra r i ly , and the der iva t ive t ime i s g iven by
equat ion (8 ) .
5. P H A S E M A R G I N A U T O - T U N E R S
C o n s i d e r a s i t u a t i o n w h e n o n e p o i n t o n t h e
N y q u i s t c u rv e fo r t h e o p e n l o o p s y s t e m i s k n o w n .
W i t h P I , P D o r P I D c o n t ro l i t i s p o s s i b le t o m o v e
t h e g i v e n p o i n t o n t h e N y q u i s t c u rv e to a n a rb i t r a ry
pos i t ion in the com plex p lane , as i s ind ica ted in F ig .
3 . Th e p o i n t A m a y b e m o v e d i n t h e d i r e c t i o n o f
I ~ I r n G
iu2 O iu2)
F I G . 3 . S h o w s t h a t a g i v e n p o i n t o n t h e N y q u i s t c u r v e m a y b e
m o v e d t o a n a r b i t r a ry p o s i t i o n in t h e G - p la n e b y P I P D o r P I D
c o n t r o l . T h e p o i n t A m a y b e m o v e d i n t h e d i r e c t i o n s G ioJ),
G ioJ)/i~
a n d
ioJG io))
b y c h a n g i n g p r o p o r t i o n a l i n t e g r a l a n d
d e r iv a t iv e g a in r e s p ec t iv e ly .
8/17/2019 1984_Automatic tuning of simple regulators with specifications on phase and amplitude margins.pdf
5/7
Au t o m a t i c t u n i n g o f s i m p l e r e g u l a t o r s 6 49
G ( i o )
b y c h a n g i n g t h e g a i n a n d i n t h e o r t h o g o n a l
d i r e c t i o n b y c h a n g i n g t h e i n t e g ra l o r t h e d e r i v a t iv e
ga in . I t is thus poss ib le to mo ve a spec i f ied po in t on
t h e Ny q u i s t c u rv e t o a n a rb i t r a ry p o s i t i o n . T h i s i d e a
c a n b e u s e d t o o b t a i n d e s i g n m e t h o d s . S y s t e m s w i t h
a p re s c r i b e d p h a s e -m a rg i n a r e o b t a i n e d b y , e . g .
m o v i n g A t o a p o i n t o n t h e u n i t c i rc le . An e x a m p l e i s
g iven be low.
E x a m p l e
3 . C o n s i d e r a p ro c e s s w i t h t h e tr a n s f e r
fu n c t i o n
G ( s ) .
T h e l o o p t r a n s f er f u n c t io n w i t h P I D
con t ro l i s
k ( l + s T a + s l ~ i i ) G ( s ) •
As s u m e t h a t t h e p o i n t w h e re t h e Ny q u i s t c u rv e o f G
in tersec t s the nega t ive rea l ax i s i s known. Le t th i s
p o i n t c o r r e s p o n d t o c o = c o c . T h e fo l l o wi n g c o n -
d i t i o n i s o b t a i n e d f ro m t h e c o n d i t i o n t h a t t h e
a rg u m e n t o f t h e l o o p t r a n s f e r fu n c t i o n a t c ot is
] m - - 7 ~ .
1
co~Td -- - - = ta n ~b~. 9)
The re a re m an y Td and T / wh ich sa t i s fy th i s
con d i t ion . O ne poss ib i l i ty i s to cho ose T~ an d Td SO
t h a t
T~ = ~r a. 10)
E q u a t i o n 9 ) t h e n g iv e s a s e c o n d o rd e r e q u a t i o n fo r
Td which has the so l u t ion
ta n q~,. + ~ + tanZq~,,
T~ = 11)
26o~
S i m p l e c a l c u l a t i o n s s h o w t h a t t h e l o o p t r a n s f e r
func t ion h as un i t ga in a t co~ i f the re gu la to r ga in i s
c h o s e n a s
k - cosq~,. _ k~cos~ b,. 12)
I G ( i o ¢ ) l
whe re kc i s the c r i t i ca l ga in . The des ign ru les a re thus
g i v e n b y t h e e q u a t i o n s 9 ) - 1 2 ) .
There a re many o ther poss ib i l i t i es , e .g . the
par am ete r T~ m ay be ch osen so th a t ogcT~has a g iven
value . [ ]
A p o i n t o n t h e Ny q u i s t c u rv e wh i c h i s d i f f e r e n t
f ro m t h e c r i t i c a l p o i n t i s o b t a i n e d w h e n t h e r e l a y h a s
h y s t e re s i s . T h e d e s i g n m e t h o d i n E x a m p l e 3 c a n b e
e x t e n d e d t o c o v e r t h i s c a s e t o o . T h e n e g a t i v e
re c i p ro c a l o f t h e d e s c r i b i n g fu n c t i o n o f a r e l a y w i t h
hysteresis is
1 n ~ - e z . h e 1 3 )
U ( a ) - ~ d x / a - - t ~
wh e re d i s t h e r e l a y a m p l i t u d e a n d e is t h e h y s t e r e s is
w i d t h . T h i s fu n c t i o n m a y b e d e s c r i b e d a s a s t r a i g h t
l ine para l le l to the rea l ax i s , in the complex p lane .
S e e F i g . 4 . B y c h o o s i n g t h e r e l a t i o n b e t we e n e a n d d
i t is t h e r e fo re p o ss i b l e t o d e t e rm i n e a p o i n t o n t h e
Ny q u i s t c u rv e w i t h a s p e c i f ie d i m a g i n a ry p a r t . I n t h e
n e x t e x a m p l e , t h i s p ro p e r t y i s u s e d t o o b t a i n a
r e g u l a t o r w h i c h g iv e s a d e s i r e d p h a s e m a rg i n o f a
sys tem.
E x a m p l e
4 . C o n s i d e r a p ro c e s s w i t h t r a n s f e r
fu n c t i o n G s ), c o n t ro l l e d b y a p ro p o r t i o n a l r e g u -
l a t o r . T h e l o o p t r a n s f e r fu n c t i o n i s t h u s
k G ( s ) .
As s u m e t h a t t h e d e s i g n g o a l i s t o o b t a i n a c l o s e d
l o o p s y s t e m wi t h t h e p h a s e m a rg i n q ~,,. C h o o s e t h e
re l a y c h a ra c t e r i s ti c s s o t h a t t h e n e g a t i v e r e c i p ro c a l
o f th e d e s c r i b i n g fu n c t i o n g o e s t h ro u g h t h e p o i n t P
d e f i n e d in F i g . 4 . T h e p a ra m e t e r s a r e t h e n
/ra*
d = -~ - e = a* s in ~b,,)
wh e re a * i s t h e d e s i r e d a m p l i t u d e o f th e o s c i l l a ti o n s .
T h e d e s ir e d p h a s e m a r g i n i s o b t a i n e d i f t h e N y q u i s t
c u rv e g o e s t h ro u g h t h e p o i n t P i n F i g . 4. S i nc e t h e
i n t e rs e c t io n b e t w e e n - 1 / N a ) a n d
k G ( k o )
c a n b e
d e t e rm i n e d f ro m t h e a m p l i t u d e o f t h e o s c i ll a t io n ,
th i s po in t can be reached , e .g . by i t e ra t ive ly
c h a n g i n g t h e g a i n k . T h e fo rm u l a
k , + 1 = k , - ( a , - a * ) k
k . -
1
an an 1
14)
h a s a q u a d ra t i c c o n v e rg e n c e r a t e n e a r t h e s o l u t i o n .
In t e g ra l a n d d e r i v a t iv e a c t i o n c a n b e i n c l u d e d , u s i n g
t h e m e t h o d s p ro p o s e d i n E x a m p l e 3 .
T h e re a r e m a n y p o s s i b le v a r i a t i o n s o f th e g i v e n
d e s ig n m e t h o d s f o r P I D r e g u la t o rs . A l l m e t h o d s a r e
c l o s e l y r e l a t e d b e c a u s e t h e y a r e b a s e d o n i n fo r -
m a t i o n a b o u t t h e p r o ce s s d y n a m i c s i n t e r m s o f o n e
p o i n t o n t h e Ny q u i s t c u rv e . T h e p o i n t s wh e re t h e
Ny q u i s t c u rv e i n t e r s e c t s t h e r e a l a x i s o r s t r a i g h t
l ines para l le l to the rea l axes a re s im ple cho ices . The
0 m
N A )
FIG. 4. The negative reciprocal of the describing function
N(a)
and the Nyquist curve of
G(s).
8/17/2019 1984_Automatic tuning of simple regulators with specifications on phase and amplitude margins.pdf
6/7
6 5 0 K . J . / ~ S T R O M and T. H) i .GGLUND
d e s i g n m e t h o d s m a y b e m o d i f i e d . O t h e r r e l a t i o n s
be tw een T~ an d Ta tha n tho se g iven by 10) m ay be
u s ed . O t h e r c r it e ri a l ik e d a m p i n g o r b a n d w i d t h m a y
b e c h o s e n i n s t e a d o f t h e p h a s e o r a m p l i t u d e
m a rg i n s . I t i s a ls o p o s s i b le t o h a v e d e s i g n m e t h o d s
w h i c h a r e b a s e d o n k n o w l e d g e o f m o r e p o i n t s o n t h e
N y q u i s t c u rv e . Se e A s t r6 m a n d H / i g g l u n d 1 98 4b ).
6 E X P E R I M E N T S
A l a r g e n u m b e r o f s im u l a t i o n s a n d e x p e r im e n t s
o n l a b o ra t o ry p ro c e s s e s a n d i n d u s t r i a l p l a n t s h a v e
b e e n p e r fo rm e d i n o rd e r t o f i n d o u t i f a u s e fu l a u t o -
t u n e r c a n b e d e s i g n e d b a s e d o n t h e i d e a s d e s c r i b e d
in the p rev ious sec t ions . The resu l t s o f the
e x p e r i m e n t s a r e b r i e f l y s u m m a r i z e d i n t h i s s e c ti o n .
Pr ac t i c a l a s pe c t s
Th e re a r e s e v e ra l p r a c t i c a l p ro b l e m s w h i c h m u s t
b e s o l v e d i n o rd e r t o i m p l e m e n t a n a u t o - t u n e r . I t is ,
f o r e x a m p l e , n e c e s s a ry t o a c c o u n t f o r m e a s u re m e n t
n o i se , le v el a d j u s t m e n t , s a t u r a t i o n o f a c t u a t o r s a n d
a u t o m a t i c a d j u s t m e n t o f th e a m p l i t u d e o f t h e
osc i l l a t ion .
M e a s u r e m e n t n o i se m a y g i v e e rr o r s i n d e t e c ti o n
of peaks and zero -cross ings . A hys te res i s in the re lay
i s a s imple way to reduce the in f luence o f
m e a s u re m e n t n o i s e . F i l t e r i n g is a n o t h e r p o s s ib i l it y .
Th e e s t i m a t i o n s c h e m e s b a s e d o n l e a st s q u a re s a n d
e x t e n d e d K a l m a n f i l t e r i n g c a n b e m a d e l e s s se n s it i ve
t o n o i s e. S i m p l e d e t e c t i o n o f p e a k s a n d z e ro -
c ro s s i n g s i n c o m b i n a t i o n w i t h a n h y s t e r e s i s i n t h e
re lay has worked very wel l in p rac t i ce . See , e .g .
As t r6m 1982) .
Th e p ro c e s s o u t p u t m a y b e f a r f r o m t h e d e s i r e d
e q u i l i b r i u m c o n d i t i o n w h e n t h e r e g u l a t o r i s
swi tched on . In such cases i t wou ld be des i rab le to
h a v e t h e s y s t e m r e a c h i t s e q u i l i b r i u m a u t o m a t i c a l l y .
F o r a p ro c e s s w i t h f i n it e lo w - f r e q u e n c y g a i n t h e r e i s
n o g u a ra n t e e t h a t t h e d e s i r e d s t e a d y s t a t e w i l l b e
a c h i e v e d w i t h r e l a y c o n t ro l u n l e s s t h e r e l a y
a m p l i t u d e i s s u f f ic i e n tl y l a rg e . To g u a ra n t e e t h a t t h e
o u t p u t a c t u a l l y r e a c h e s t h e r e f e r e n c e v a l u e , i t m a y
b e n e c e s s a r y t o i n t r o d u c e m a n u a l o r a u t o m a t i c
reset .
I t i s a l s o d e s i r a b le t o a d j u s t t h e r e l a y a m p l i t u d e
a u t o m a t i c a l l y . A r e a s o n a b l e a p p r o a c h i s t o r e q u i r e
t h a t t h e o s c i l l a t i o n is a g i v e n p e rc e n t a g e o f th e
a d m i s s i b l e s w i n g in t h e o u t p u t s i g na l .
D i f f e r e n t e s t i m a t i o n s c h e m e s h a v e b e e n e x p l o re d
b y s i m u l a t i o n s c o v e r i n g w i d e r a n g e s o f p ro ce s s
d y n a m i c s a n d d i f f e re n t t y p e s o f a u t o - t u n e r s . T h e
e f fe c t s o f m e a s u re m e n t n o i s e a n d l o a d d i s t u rb a n c e s
h a v e b e e n i n v e s t i g a t e d . Th e e x p e r i m e n t s i n d i c a t e
t h a t t h e s i m p l e e s t i m a t i o n m e t h o d b a s e d o n z e ro -
c ro s s i n g a n d p e a k d e t e c t i o n w o rk s v e ry w e l l . Th e
e x p e r i m e n t s a l s o i n d i c a t e t h a t s i m p l e m i n d e d l ev e l
a d j u s t m e n t m e t h o d s o f t e n a r e s a t i s f a c t o ry .
I m p l e m e n t a t i o n s
T h e a u t o - t u n e r s h a v e b e e n i m p l e m e n t e d o n
s e v e ra l d if f e r e n t c o m p u t e r s . A D EC LS I 1 1/ 03 w a s
u s e d i n s o m e e a r l y e x p e r i m e n t s . Th e a l g o r i t h m s
w e re c o d e d i n P a s c a l u s i n g a r e a l t i m e k e rn e l. S m a l l
l a b o ra t o ry p ro c e s s e s w e re c o n t ro l l e d . Th e e x p e r i -
m e n t s s h o w e d t h a t t h e s i m p l e a l g o r i t h m s w e re
ro b u s t a n d t h a t t h e y w o rk e d w e ll . Th e a l g o r i t h m s
w e re a l s o c o d e d i n B a s i c u s i n g t h e A p p l e I I
c o m p u t e r . Th i s i m p l e m e n t a t i o n w a s v e ry e a s y t o u se
b e c a u s e o f t h e g r a p h i c s a n d t h e i n t e r a c t iv e u s e r
i n t e r f a c e . Ex p e r i m e n t s h a v e a l s o b e e n p e r fo rm e d
u s i n g t h e IB M P C a n d d e d i c a t e d m i c ro p ro c e s s o r s .
x p e r i m e n t o n a l a b o r a t o r y p r o c e s s
A n e x p e r i m e n t m a d e w i t h t h e A p p l e I I i m p l e -
m e n t a t i o n w i ll n o w b e p r e s e n t e d . F i g u re 5 s h o w s t h e
r e s u l t w h e n t h e a u t o - t u n e r w a s a p p l i e d t o l e v e l
c o n t ro l i n a t a n k w i t h a p u m p a n d a f re e o u t l e t . Th e
p u m p w a s c o n t r o ll e d f r o m m e a s u r e m e n t s o f th e
w a t e r l e v e l . Th e t u n i n g p ro c e d u re c a n b e d i v i d e d
in to two phases . The f i r s t phase i s an in i t i a l phase
which b r ings the p rocess to equ i l ib r ium, i . e . to the
des i red re fe rence l eve l. The secon d pha se i s the f ina l
t u n i n g p h a s e . Th e t w o p h a s e s a r e d e s c r i b e d i n m o re
de ta i l be low.
P h a s e 1 . W h e n t h e p ro c e s s d y n a m i c s i s t o t a l l y
u n k n o w n , t h e r e l a y f e e d b a c k is u s e d w i t h a s e t p o i n t
h a l f w a y b e t w e e n t h e c u r r e n t a n d t h e d e s ir e d
s e t p o i n t. A c ru d e e s t i m a t e o f c ri t ic a l g a i n a n d c r it ic a l
p e r i o d i s m a d e b a s e d o n o n e p e r i o d o f o sc i l la t i o n .
Th is i s done in the f i r s t phase . Based on th i s rough
c h a ra c t e r i z a t i o n o f t h e p ro c e ss , a c o n s e rv a t i v e P I
c o n t ro l l e r i s d e s i g n e d w h i c h r a m p s t h e s y s t e m t o t h e
e q u i l i b r i u m w i t h a s l o p e d e t e rm i n e d f ro m t h e
e s t i m a t e d t i m e c o n s t a n t . Th i s f i r s t p h a s e c a n b e
o m i t t e d i f t h e p ro c e s s i s m a n u a l l y m o v e d t o t h e
equ i l ib r ium.
P h a s e
2 . When the des i red l eve l i s reached , the
e s t i m a t i o n p ro c e d u re s t a r t s . A r e l a y w i t h a s m a l l
° T 7~ ̂ ^ ^
2 4
fs]
0 2
2 4
Phase I Phase
F IG 5 E x p e r i m e n t s m a d e o n t h e t a n k p r o c e s s
7
Is]
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Automatic tuning of simple regulators 651
hysteresis is introduced in the loop as shown in Fig.
I. The relay amplitude is adjusted automatical ly so
that an oscillation with desired amplitude is
obtained. The amplitude and the frequency of the
oscillation are estimated by peak detection and
determinat ion of the times between zero-crossings
of the control error.
The design method was based on a combination
of phase and amplitude margin specification. It was
required that the Nyquist curve intersects the circle
with radius 0.5 at an angle of 225 ° Two step
responses are shown in Fig. 5. The lack of symmetry
depends on the nonl inearity of the pump. The high
frequency disturbance in the control signal is caused
by round-off errors in the AD-converter, eight bits
only.
7. I N I T I A L I Z A T I O N O F A D A P T I V E C O N T R O L L E R S
The new estimation procedure presented in this
paper has been used to derive a technique to tune
simple regulators automatically . Initial ization of
conventional adaptive controllers is another impor-
tant application. Adaptive and self-tuning con-
trollers based on parameter estimation require prior
knowledge of the magni tude of the time delay of the
process. This is needed to select the sampling period.
An upper bound of the time delay is given by tc /2
which follows from Example 2 for first order
systems. It is also true for systems having monotone
step responses. A suitable sampling period for a self-
tuner can thus easily be determined from the upper
bound of the time delay. Having obtained a suitable
sampling period, parameter estimation may also be
applied to the signals obtained during the auto-
tuning to give good initial parameter estimates for a
self-tuner. By combining the auto-tuner with a self-
tuner of the type discussed in Astr6m and
Wittenmark 1973), it is possible to obtain an
adaptive regulator which can work for processes
having a wide range of time delays and time
constants.
Another interesting system is obtained by
combining an au to-tuner with the bandwidth self-
tuner discussed in Astr6m 1983). A reasonable
estimate of the desired bandwidth can be obtained
from the critical period. It is then possible to design
an adaptive regulator which by itself can determine
a reasonable value of the closed loop bandwidth and
then execute a control law which gives this. More
elaborate combinations of control algorithms are
suggested in Astr~Sm and Anton 1984).
8 . C O N C L U S I O N S
Simple methods for tuning PID regulators have
been proposed. The methods have been investigated
theoretically and experimentally. The methods are
robust and easy to use. In contrast to other methods
based on self-tuning control they do not require a
p r i o r i information about time scales. The methods
will of course inherit the limitations of the PID
algorithms. They will not work well in situations
where more complicated regulators are required.
The algorithms may be used in many different
ways. They may be incorporated in single loop
controllers to provide an option for automatic
tuning. They may also be used to initialize more
sophisticated adaptive algorithms.
Ac k nowle dge me nts - -Thi s
work was pa r t ia l ly suppor ted by
research grant 82-3430 from the Swedish Board o f Technical
develo pme nt STU). This support is gratefully acknowledged.
The au thors a re a l so g ra te fu l to Per Hagander who has g iven
useful comm ents on different versions of the man uscript a nd to
Lars B~i~th, Kai Siew Wong, La rs G6 ran Elfgren and Kalle
As t r6m who have ass is ted wi th p rogramming s imula t ions and
experiments.
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