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The Lab's Quarterly
Il Trimestrale del Laboratorio
2009 / n. 1 / gennaio-marzo
Laboratorio di Ricerca SocialeDipartimento di Scienze Politiche e Sociali,
Universit di Pisa
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Direttore:Massimo Ampola
Comitato scientifico:Roberto FaenzaPaolo Bagnoli
Mauro Grassi
Antonio Thiery
Franco Martorana
Comitato di Redazione:Stefania Milella
Luca Lischi
Alfredo Givigliano
Marco Chiuppesi
Segretario di Redazione:
Luca Corchia
ISSN 2035-5548
Laboratorio di Ricerca Sociale
Dipartimento di Scienze Politiche e Sociali,
Universit di Pisa
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The Lab's Quarterly
Il Trimestrale del Laboratorio
2009 / n. 1 / gennaio-marzo
COMPLEXITY, VAGUENESS, FRACTALS AND FUZZY LOGIC:NEW PATHS FOR THE SOCIAL SEARCH
Massimo Ampola Complexity,vagueness, fractals and fuzzy logic 5
Marco Chiuppesi Indexes, Scales and Ideal Types a Fuzzy Approach 17
Paolo PasquinelliSome Aspect of the Quality in a Living Complex System.
A Preliminary Approach:The Lichen Symbiosis 33
Talita Pistelli Mc
Clelland
Vague tendences:a review of fuzzy set theory comparative studies 45
Luca CorchiaExplicative models of complexity.The reconstructions of social evolution for Jrgen Habermas 53
Chiara FerrettiPaths Towards Addiction:a Fuzzy Model of Causal Relations 83
RECENSIONI
Elisabetta BuonasorteEssere e non essere. Soggettivit virtuali tra unione e divisione
(Annalisa Buccieri, Milano, FrancoAngeli, 2009) 93
Laboratorio di Ricerca SocialeDipartimento di Scienze Politiche e Sociali,
Universit di Pisa
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Si tenuta a Napoli dal 1 al 5 Settembre 2008 la VII InternationalConference on Social Scienze Methodology nellambitodiRC33-
Logic and Methodology in Sociology.
Pubblichiamo le relazioni tenute da studiosi impegnati nel Labo-
ratorio di Ricerca Sociale del Dipartimento di Scienze Sociali,
ora, confluito nel Dipartimento di Scienze Politiche e Sociali.
Section
Complexity, vagueness, fractals and fuzzy logic:
new paths for the social search
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EXPLICATIVE MODELS OF COMPLEXITY.THE RECONSTRUCTIONS OF SOCIAL EVOLUTION FORJRGENHABERMAS
Luca Corchia
Dipartimento di Scienze Politiche e SocialiUniversit di [email protected]+39 050 2212420
Abstract
Habermasintroducestheconceptofreconstructivesciencewithadouble purpose:toplacethegeneraltheoryofsocietybetweenphilosophyandsocialscienceandre-establishtheriftbetweenthegreattheorizationandtheempiricalresearch.Themodelofrationalreconstructionsrepresentsthemainthreadofthesurveys
aboutthestructuresofthelife-world(culture,societyandpersonality)andtheirrespectivefunctions(culturalreproductions,socialintegrations and socialization). Forthispropose,thedialecticsbetweensymbolicrepresentationofthestructuressubor-dinatedtoallworldsoflife(internal relationships)andthematerialreproductionofthesocialsystemsintheircomplex(external relationshipsbetweensocialsystemsand environment) has to be considered. This model finds an application, above all, inthetheoryofthesocialevolution,startingfromthereconstructionofthenecessary
conditions for a phylogeny of the socio-cultural-lifeforms(thehominization)untilan
analysisofthedevelopmentofsocialformations,whichHabermassubdividesinto
primitive, traditional, modern and contemporary formations.Thispaperisanattempt,primarily,toformalizethemodelofreconstructionofthe
logicofdevelopmentofsocialformationssummedupbyHabermasthroughthe dif-ferentiationbetweenvitalworldandsocialsystems(and,withinthem,throughthera-tionalization of the life-worldandthegrowthincomplexityofthesocialsystems).Secondly, it tries to offer some methodological clarificationsabouttheexplanation ofthedynamicsofhistoricalprocessesand,inparticular,aboutthetheoreticalmean-ingoftheevolutionaltheoryspropositions. Even if the German sociologist considersthattheex-postrational reconstructionsandthemodelssystem/environmentcannothaveacompletehistoriographicalapplication,thesecertainlyactasageneralpremisein the argumentativestructureofthehistoricalexplanation.
Keywords: new model, complexity, social evolution
Index
Introduction
The Lesson of the Classics: the General Theory of Society 54
1. The Theory of Social Evolution 56
2. Social Science and Historiography 70
Basic Bibliography 79
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Introduction
THE LESSON OF THE CLASSICS: THE GENERAL THEORY OF SOCIETY
Jrgen Habermas has devoted more than thirty years of his studies to social
science, in order to define, through the reconstruction of its traditions of thought,
atheoricalframeworkwhichservesasorientationforprogramsofhistorical-
socialprograms.
As well as the classics ofthesociologicalthought,hehasfacedtheproblems
of societyasawhole,explainingthepropositions,methodsandaimsas
indispensable pre-requisites for a research which widens the disciplinary borders
of the philosophical reflection on one side, and of the historical research on the
other side. Within the long itinerary of his formation, this program represents asortofmainthreadintheanalysisofculturalsystems,socialsystems,per-
sonalitysystemsand,aboveall,inthetheoryof the social evolution,fromthe
reconstruction of the necessary conditions for the anthropological genesis of the
socio-cultural living forms thehominizationuntil the examination of the
logicanddynamicsofthedevelopmentofthesocialformations,thatHabermas
subdivides in primitive, traditional, modern and contemporary formations. Con-
sidering these as the cognitive basis, it is unavoidable to question whether
Habermasreallyachieves,inhisitinerariesthroughthehistoryofideas,the
logicalcoherenceandthedepthofresearchwhicharenecessarytosystematize
the researches in social science into a unitary theorical framework.
WithinthegeneralreconstructionofHabermaswork,thepresentpaperfo-
cuses on the propositions of the explicative model of the theory of social evolu-
tion and on the particular relationships between sociology and historiography.
But primarily, we also have to point out more precisely the object of interest of
his writings, considering that, according to Habermas, the debates within the so-
cialsciencedealwiththecognitivestatute,butfirstofallwiththeobjectual
sphereandatleasttheyconcernthechoiceofmethodologiesandtechniquesof
research in order to approach data, describe them, advance hypotheses, develop
analyses and control their results in relation to the scientific community. In his
opinion, the objectualsphereisthenatthehighestlevelofabstraction:namely
atheoryofsocietywhichreconstructstheconstitutivecomponentsofthe social
formationsandtheprocesses-mechanismsoftheirreproduction,namely
staticsanddynamicsofthesocialphenomena.
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The reference to the constitutive aspects of society is confirmed in the Inter-
view with Hans Peter Krger(1989). Habermas replies to the request of outlining
a geographical map of his theory and affirms: Every theory of society must have
ambition to explain how a society works, and through what it is reproduced1
. Inthis way, he goes back to the research about the classics in the sociological
thought that - starting from A. Comte, H. Spencer and K. Marx until P. Sorokin
and T. Parsons, through F. Tnnies, E. Durkheim, M. Weber has maintained
the idea of building models in order to describe the structural elements of social
formations and the logics of development of human evolution, re-organizing the
material of historical researches from a synchronic (or structural) and a dia-
chronic (or genetic) point of view. The reference to the classics brings about the
attention to the logics of research and to the interdisciplinary horizon opened by
their perspective on social phenomena, in opposition to the reductionistic at-
tempts to bring back social science to specialist spheres, such as economic sci-
ences for production, exchange and use of wealth, political science for constitu-
tion and maintaining processes, crises of power and public opinion, sociology for
social integration and anomic crisis in groups and institutions, psychology for the
individuationandsocializationofgenerations, cultural science for the gene-
sis and the transmission of the canonical forms of knowledge and for heresies.
Habermasfacesthedefinitionofconceptualframeworkofthetheoryof
society,startingfromthereflectiononanunclearrelationshipbetweenthe
theoryofactionandthesystemicaction.Inotherwords,startingfromthe
preliminary question on how conceptual strategies are orientated, social science
canintegrateinaunitarymodel,redefiningthetheoryofactionintermsof
theoryofcommunicativeactionandassuming,evenifareduceddimension,
the neo-functionalistpositionsofthesystemictheory2. This approach, rede-
finedonthemodelofrationalreconstructionsrepresentsthethreadofthere-
flections about thestructuresofthelife-world, cultural reproduction, social in-
tegrationandsocialization,alsoconsideringtheconnectionsbetweenthestruc-turessubjectedtoallworldsoflifeandtheirsymbolicreproductionandma-
terialreproduction3.
1J. Habermas, it. transl.Intervista con Hans Peter Krger, in Id.,NR, cit., p. 90.
2 J. Habermas, it. transl. Seconda considerazione intermedia: sistema e mondo vitale, in Id., TKH, cit.,p. 697.
3
J. Habermas, it. transl. Seconda considerazione intermedia: sistema e mondo vitale, in Id., TKH, cit.,p. 739.
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1. The Theory of Social Evolution
The processes of social reproduction had been reconstructed in a specialist
waybyE.HusserlsphenomenologyandGadamersphilosophicalhermeneutics,referringtotheactualizationofculturaltraditions,Meadssymbolicinteraction-
ismandWeberscomprehensivesociologywithrespecttothecoordinationof
socialactions,andatleastS.FreudspsychoanalysisandJ.Piagets,L.Kol-
bergs,andR.Selmanscognitivepsychology, the social psychology in relation
to the processes of socialization. Without omitting the original contributions
givenbyA.Schtz,T.LckmannsandP.Bergerssocialphenomenology,A.
Cicourelsethno-methodologyandI.Goffmansdramaturgy4.Thetheoryof
communicativeactingaimsatmakingasyn
thesis of all these different tradi-tions.Thestructuresofthelife-worldregenerateintheprocessesofcultural
reproduction, social integration and socialization, but social systems also have to
produce material resources, rule the internal functioning and control the envi-
ronmentanditsboundaries;Marxdefinedthisprocessasmetabolismbetween
societyandnature5.Throughtheconceptofsocietyontwolevels,Habermas
goesbacktoT.Parsons6andN.Luhmanns
7works.
In the propositions of the social evolution, he specifies the integration of both
explicativemodelsintheanalysisofthesystemiccrisesofsocialformations
provokedbyenvironmentalchallengesand/orinternalcontradictionswhich
fall upon the reproduction of the structures of the life-world and whose resolution
requiresinnovativeanswers8. As we shall mention, Habermas connects the
4J. Habermas, it. transl. Scienze sociale ricostruttive e scienze sociali comprendenti, in Id.,MB, cit., pp.
29-30.5 J. Habermas, it. transl. Azioni, atti linguistici, interazioni mediate linguisticamente e mondo vitale, in
Id.,Il pensiero post-metafisico (NMD), Bari-Roma, Laterza, 1991, p. 102.6
J. Habermas, Talcott Parsons Konstruktionsprobleme der Theoriekonstruktion, in J. Matthes, Le-
benswelt und soziale Probleme. Frankfurt a.M.
New York, Campus, pp. 28-48; Id., it. transl. TalcottParsons: problemi di costruzione della teoria della societ, in Id., TKH, cit., pp. 811-950.7
J. Habermas, it. transl. Teoria della societ o tecnologia sociale?, in Id., Teoria della societ o tecno-logia sociale (TGS), Etas Kompass Libri, Milano 1973, pp. 95-195; Id., it. transl. Un concetto sociologicodi crisi, in Id., La crisi di razionalit nel capitalismo maturo (LPS), Bari, Laterza, 1975, pp. 5-9; Id., it.transl. Confronto di teorie in sociologia, in Id.,LSW2, cit., pp. 359-360; Id., J. Habermas, it. transl. Storiaed Evoluzione, in Id., Per la ricostruzione del materialismo storico (ZRHM), Milano, Etas Libri, 1979, pp.154-157, 175-179; Id., it. transl.Excursus sulla appropriazione delleredit della filosofia del soggetto da
parte della teoria dei sistemi di Luhmann, in Id., Il discorso filosofico della modernit. Dodici lezioni(PDM), Bari-Roma, Laterza, 1987, pp. 366-383; Id., it. transl. Sulla logica dei problemi di legittimazione,in Id.,LPS, cit., pp. 105-123, 141-157; Id.,Diritto e morale. Lezione seconda. Lidea dello Stato di dirit-to, in Id.,Morale, diritto, politica (MDP), Torino, Einaudi, 1986, pp. 45-78, Id., it. transl. Sociologie deldiritto e filosofie della giustizia, in Id., Fatti e norme. Contributi a una teoria discorsiva del diritto e della
democrazia (FG), Milano, Guerini e Associati, 1996, pp. 61-67.8 J. Habermas, it. transl. Un concetto sociologico di crisi, in Id.,LPS, cit., p. 7.
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functionalist analysis of changes in structure and function, clarifying genetic
questions9. The theory of social systems worked out byneo-functionalismis
notabletoexplain,withintheprocessoffunctionaldifferentiationwhichchar-
acterizessocialevolution,thegenesisoforganizationprincipleswhichsolveout the systemic challenges, because it precludes the reconstructionoflearning
processarisingfromthelife-world. This problem had already been raised by the
oldmasteroffunctionalism,S.N.Eisenstadt10
.
TheconnectionbetweenthetheoryofactionHabermasapproachtoindi-
catethereconstructionsofformalpragmaticsinthesphereofsocialtheory
andthetheoryofsystemsrepresentsthemostimportantproblemforatheo-
retical construction of social components in the theories of cultural reproduction,
of social interaction and socialization11.Aconceptualandnotbanalconnection
between both paradigms is, above all, at the bottom of the study on social chang-
ing12
. Indeed, even if the problem that dominates the researches is the reconstruc-
tion of structures and changing of the life-world, he considersthatthisstudyre-
ceives its right place online within a history of the system, only accessible for a
functionalistic analysis13.
In the perspective of the comparison with the systemic theory, he interprets
Marx.
During the Seventies, Habermas tried to make coincide the research program
aboutsocialevolutionwithareconstructionofhistoricalmaterialism14, ad-
dressing more attentiontotheresultsofthesciencesconsignedtotheoblivion
of middle-classknowledge15
. During the Fifties, he had already taken into ac-
counttheheritageofhistoryofphilosophyofoccidentalMarxismoftheSec-
ond International and the Soviet canon, the Diamat, according to the news studies
openedwiththediscoveroftheyoungMarx16
. On the other hand, in the essays
contained in For reconstruction of Historical Materialism (1976), Habermas
9 J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, cit., p. 182.10
J. Habermas, it. transl. Storia ed evoluzione, in Id.,ZRHM, cit., p. 186.11
J. Habermas, it. transl. Talcott Parsons: problemi di costruzione della teoria della societ, in TKH,cit, p. 813.
12 J. Habermas, it. transl. Storia ed evoluzione, inZRHM, cit., p. 183.13
J. Habermas, it. transl.Il mutamento di paradigma in Mead e Durkheim, in TKH, cit, p. 696.14 J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id.,Dialettica della Ra-
zionalizzazione (DR2), Milano, Unicopli, 19942, p. 151.15
J. Habermas, it. transl.Dialettica della razionalizzazione, inDR2, cit., p. 224.16
J. Habermas, Marx in Perspektiven, in Merkur, IX, 1955, pp. 1180-1183; Id., it. transl. Sulla di-scussione filosofica intorno a Marx e al marxismo, in, DR2, cit., pp. 23-107; it. transl. Tra filosofia escienza: il marxismo come critica, in Id., Prassi politica e teoria critica della societ (TP), Bologna, Il
Mulino, 1973, pp. 301-366;Metacritica di Marx a Hegel: la sintesi mediante il lavoro sociale, in Id., Co-noscenza e interesse (EI2), Roma-Bari, Laterza, 19832, pp. 27-45.
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takesseriouslyMarxandEngelstheoreticattempt,definingthefirstthe-
sisofhisresearchprogram:ThesisI:Historicalmaterialismshouldnotbecon-
sidered as a heuristics, neither as history, neither as an objective of history, nei-
ther as an objectivistic theory of history, neither as a retrospective glance at ananalysis of capitalism done more than a hundred years ago, but as an alternative
solution to take into account in relation to the statement nowadays dominating
about a theory of social evolution17.ThisreconstructionleadsHabermas to re-
definethepropositionsofhistoricalmaterialismrelatingtotheconcept of social
work,thetheoremstructure/superstructure,thedialecticsbetween productive
forcesandreproductionrelationshipsandthedefinitionofsocialformation.
In his Theory of communicative acting (1981), Habermas repeats argumenta-
tions that he had already exposed in his collection of writings For the reconstruc-
tion of historical materialism (1976),withoutqualifyingthetheoryofdevelop-
mentwiththeexpressionformulatedmaterialistically.Nowhetakes about a
partialoverlappingamongparalleltheoricalstrategies18
. In each case, the at-
tempt consideringthemeaningofthewordreconstructioninHabermaspro-
ceedings, was then criticized in English-speaking and Latin countries, even if his
studies founded their collocation in a continuitywiththecriticaltheory,inpar-
ticularwiththeproblemofmodernityinM.Webersinterpretation of Hegel-
Marxism.
ItismeaningfulthatWebersconsiderationtowardsHabermasTheory, then
at the end of ten-year researches carried out atMax Planck Institutin Starnberg,
does not find a confirmation in previous writings. Only at the end of the Seven-
ties,Habermaspresents,inclassicalsociology,Erfurtsociologistsworksasthe
mostimportantattempttoformulateamodelofstagesofdevelopmentofthe
socio-cultural evolution intendedasalogicallyreconstructedprocess.This
displacement can be explain through the fact that exactly in those years the stud-
ies of S. Kalberg, W. Schluchter, F. H. Tenbruck, R. N. Bellah e R. Dbert, K.
Eder and others were published. Here the dominating perspective of the philoso-phicaldebatesintheTwentiesaboutWebersSociology of Religion goes back to
investigatethetheoryofrationalization,afterbeingshelvedforlongtimebya
deeper investigation inEconomy and society19.
17 J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id.,DR2, cit., pp. 152.18 J. Habermas, it. transl. Sistema e mondo vitale, in Id., TKH, cit, p. 769.19
J. Habermas, it. transl.La teoria della razionalizzazione di Max Weber, in Id., TKH, cit., pp. 229-230,289-291.
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IfMarxinterpretationisinfluencedbyHabermascriticstoneo-functionalism
andthecomparisonwiththeproductionparadigmofphilosophyofpraxis20
,
the new interpretationofWebersanalysisofoccidentalrationalizationmustbe
re-conducted to the model of reconstructive science employed by psychology toexplaintheontogeneticdevelopment.Hepresentedtheideaofanhomology,
relatively tight between filogenesis and ontogenesis21
, which could find a con-
firmationinMeadsinter-actionism, in the Ego-psychoanalysis and psychology
and above all in genetic structuralism by Piaget, Kohlberg, Selman, Flavell and
others agroupofstudieswhichrepresentsthelastoffourtraditionsof
thought,fromwhichHabermasdrawsenduringconceptualthemes,nextto
ParsonsandLuhmannssystemicneo-functionalisttheory,thehistoricalmate-
rialismoflayversionswhichavoidfideismsofscientismandphilosophyof
historyandWeberiansociologyinthemorecarefullyuniversalisticinterpreta-
tion suggested in the Seventies. The concepts and hypotheses of the psychology
of developmentrepresent,indeed,amodelfortheredefinitionofsocialscience
fromareconstructiveperspective.
In his anthropological reflections, Habermas maintains that social science
must prepare a theoretical frame which permits not only to reconstruct the
socio-culturalevolutionalmechanisms,butalsotodefineproperlywhatis
meantwiththeexpressionprincipleinthehistoryofgenre22a proposition
that our author finds confirmedinParsonsSystems of societies (1966)23.
We must anticipate that, following Lvy-Straussandmanyotheranthropolo-
gistsstudies,Habermasfindsthatthegapbetweenmanandotheranimalspe-
ciesmustbefoundinthefamiliarizationofmantheevolutiveinnovation
whichmakesthegenesisofthesocialprimitiveformationpossible,aroundthe
parentalstructures.Ifonasub-humanlevel,thebiologicalreproduction
representsaconditionalcenterofthegenesisofthenexusofsolidarity
among the members of a species, as E. Durkheim24
and S. Freud25supposed,the
unityofrelationshipisthefactorforthediffusionofsocialsolidarity.Family
skipsthehierarchicalone-dimensionalorder,accordingtowhicheveryanimal
is assigned transitively only one status,allowingthemaleadultmemberofthe
20J. Habermas, it. transl.Excursus sullobsolescenza del paradigma della produzione, in Id., PDM, cit.,
pp. 77-85.21 J. Habermas, it. transl.Introduzione: il materialismo storico e lo sviluppo di , in Id.,ZRHM, p. 12.22
J. Habermas, it. transl.Introduzione: approcci alla problematica della razionalit, in Id., TKH, cit.,p. 224.
23 J. Habermas, it. transl. Sviluppo della morale e identit dellio, in Id.,ZRHM, cit., pp. 142-143.24 J. Habermas, it. transl.Il mutamento di paradigma in Mead e Durkheim, in Id., TKH, p. 604.25
J. Habermas, it. transl.Psicoanalisi e teoria della societ. Nietzsche e la in Id.,EI2, cit., pp. 271-272.
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grouptoconnect,assumingthepaternalrole(thestructuralfamilyunit),the
status withinthesystemofwomenandchildrenofthereproductionofsocial
ties to the status inthemalesystemofeconomybasedonhuntingandwar26.
HabermaspresentsthisanthropologicalhypothesisastheSecondThesisfor
the reconstructionofhistoricalmaterialism:Thespecificallyhumanlivingway
can be sufficiently characterized if hunting economy in the organization condi-
tions of the family is taken into account. Production and socialization as equally
important for human genre. The family structure of society which reigns as the
appropriation of external natural as the integration of internal nature is funda-
mental27.Habermasdoesnotspecifyanypossibleexternalorsociological
conditionswhich,inthesocio-cognitive process of co-generationofthesocial
worldandsubjectiveworld,determinedthepassagefromthebiological en-
tityoffamilytoparentalstructures.Heisinterestedinthenecessaryassump-
tions thelogicofdevelopmentsothattheabstractedcognitivecompe-
tences,therulesofsocialactingandsubjectiveidentity(necessarycondi-
tions for the reproductionofeverysocialformation)arisefromtheinteractions
basedonaninstinctualgroundandsymbolicallymediatedofgroupsof
hominids.HabermasfollowsMeadsandDurkheims28
perspective about the
transformation of the linguistic medium in its relationships with the cognition
and interaction structures. Indeed, the new cognitive and relational competences
allow,throughcommunicativeacts,theproductionofaknowledgeculturally
accumulated(culturaltransmission),thesatisfactionofgeneralizedexpecta-
tions of behaviour,convenientlytothecontext(socialintegration)andthecon-
stitutionofsteadypersonalitystructures(socialization).Thecriticalliterature
neglects the fact that the theory of communicative acting is not a moral doctrine,
but a reconstruction of the ontogenesis and filogenesis of competences29
.
Once reconstructed the necessary conditions to the constitution of human so-
cieties,Habermasworksoutarationalmodelwhichcomprehendsbothevolu-
tional challengesandthelogicsofdevelopmentofthepossibleinnovativeso-lution.Aswehavealreadyexplainedbefore,integratingthesystemictheory
andtheactiontheory,hepresumesthatthesocialevolutionfollowsadou-
bledifferentiationwhichproduces,ontheoneside,thedifferentiationbe-
tween life-world and the social sub-systems,and,ontheotherside,theforma-
26J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id., DR2, cit., pp. 153-
154.27 J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, inDR2, cit., p. 154.28 J. Habermas, it. transl. Il mutamento di paradigma in Mead e Durkheim, in Id., TKH, cit, pp. 548-
669.29 J. Habermas, it. transl. Coscienza morale e agire comunicativo, in Id.,MB, cit., pp. 123-204.
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tionoftwodifferentlogicsofdevelopmentthegrowthofcomplexityofso-
cialsystemsandtherationalizationofthelife-world:Iunderstandsocial
evolution as a second grade differentiation process: system and life-worlddiffer
fromoneanother,asthefirstscomplexity andthesecondsrationality growmore and more, not only respectively as system and as life-world at the same
time they get differentfrom one another30.
Withinthetheoryofsocialevolution,Habermasassumessomehypotheses
oftheoryofsystems following Marx, Spencer, Durkheim, Parsons and at
least Luhmann. The beginning of the functionalistic analysis deals with the
adaptiveproblemsthatasocialsystemmustsolvewithinthesphereofmate-
rial reproduction,wheresomeevolutivechallengesarisewhichgenerateim-
pulsestodifferentiation.Theevolutivelogiccanbedescribed,aboveall, as
agrowthofsocialcomplexity31
. Habermas remembers that since Durkheims
Division of Labour(1893), functionalism has focused on the concept of differen-
tiation, whose explicative importance is not to be re-conducted to mere socio-
economical criteria. This differentiation is, above all, a segmented and/or func-
tional differentiationofsocialstructurestowhichformsofsocialintegrationin
relationshiptothetypeofsocialsolidarity(mechanical/organic)anddifferent
formsofpersonalidentities(collective/individual)arecorrelated.Whatishere
interestingisthecentralitydedicatedtolabouras development engine in the
material reproduction of genre which characterizes the evolutive theory since
MarxpraxisphilosophyuntilSpencersorganicism32
and contemporary func-
tionalism33.Inthistraditionthepossibilityinfavouroftheanalysisoftheca-
pacitiesofdirectionandcontrolofsystemsconsistsofre-elaboratingtheinter-
nal complexitytowardsenvironmental challenges with the differentiation and
re-unification of partial systems functionally specified34
.
In this reconstruction it results that from a first evolutive level primitiveso-
cietieswhereonlytherepetitionofsimilarandhomogeneoussegmentsis
present familiar structures followingthesocialdevelopment,asystemofdifferentorgans,eachofthemhavinggotaspecifictask,hasgenerated,and
theseorgansarebuiltupthemselvesbydifferentparts,whicharereciprocally
coordinated and subordinatedaroundthesamecentralorganthe State which
dependsonthemandexertsamoderatingactionontherestoftheorgan-
30J. Habermas, it. transl. Sistema e mondo vitale, in Id., TKH, cit., p. 749.
31 J. Habermas, it. transl. Sistema e mondo vitale, in Id., TKH, cit, p. 769.32 J. Habermas, it. transl. Sistema e mondo vitale, in Id., TKH, cit, pp. 698-699.33
J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, cit., p. 147.34 J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,LSW2, cit., pp. 347-350.
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ism35.If,passingfromprimitivesocietiestotraditionalsocieties,adifferent
relationship among the structures of material reproduction segmentedvs.
functionalemerges,modernsocietiesmustfaceadifferentiationbetween
nomorecentralizedbutdecentralizedsocialstructures,whichfindtheirbal-ancepointinthecomplementaryrelationshipbetweentheStateadministra-
tion,regulatedandlegitimatedbyarational-legal power and the capitalistic
trade economy36
.
Inthisintroductionitisnotpossibletosumuptheschemeaboutthemecha-
nisms of systemic differentiation and the medium of regulation, nor to explain in
detail the long reflections about the single social formations:
SOCIAL FORMATIONS
DIFFERENTIATION AND
INTEGRATION OF SYSTEMIC MECHANISMS
Primitive
societies
Equalitarian Similar unities. Not economic exchange
Stratified Structural differentiation Not political power
Traditional societies Not similar unities. Political power
Modern societies Functional differentiationEconomic exchange and
political power
Tab. 1. Mechanisms of systemic differentiation
Habermas joins the theorical convention, common in the sociology of chang-
ing, of distinguishing between primitive equalitary and stratified societies, tradi-
tional and modern societies based on mechanisms which raise the levels of pos-
sible increases of complexity37
. On the other side,thecriteriaofsystemicdiffer-
entiationappliedalsobyHabermasinthereconstructionofthetheoryofsocial
evolution does not suits, as from a functionalistic point a view, it must be made a
distinctionbetweengradesofcomplexity,butnotbetweenevolutivelevels38
.
Functionalism is able to describe the process of functional differentiation which
determines the formation of new social structures, but cannot explain the genesismechanism has no value ofexplanatio39. Besides, the differentiation processes
canbecluesofanevolutiveprocess,butalsocausesofamovementinevo-
lutivedirectionswithoutescape40
. The complexity can be explained only exam-
35 J. Habermas, it. transl.Introduzione: approcci alla problematica della razionalit, in Id., TKH, cit.,p. 192.
36J. Habermas, it. transl. Sistema e mondo vitale, in Id., TKH, cit, pp. 766-767.
37 J. Habermas, it. transl. Sistema e mondo vitale, in Id., TKH, cit., pp. 749-750.38 J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, cit., pp. 146-147.39
J. Habermas, it. transl. Storia ed evoluzione, in Id.,ZRHM, cit., pp. 179-180.40 J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,LSW2, cit., p. 350.
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ining the mechanisms of learning which develop within the principle of social
organization and those which, face the environmental challenges or internal in-
soluble contradiction allow innovative answers41
.
Habermasfacesgeneticquestionsbringingupthelimitationsbetweenold
andnewsociologicalfunctionalism,introducingacomparison between bio-
logical and social evolution, and indicating the conditions which make possible
to investigate. Here it suffices to underline that the restoration of the evolution-
ism in social science is due to contemporary biology, whose model of organic
changing does not explain exhaustively the logic of development of human be-
ings: A sociologistwho makes coincide the social development with the growth
of complexity, acts as a biologistwho describes the natural evolution of species
in the concepts of morphological differentiation. An explanation of evolution
must goes back to the inventories of behaviour of species and mutation mecha-
nisms. Similarly, we should distinguish, on a level of social evolution, between
the solution to control problems and the mechanisms of learning42. Besides, bi-
ologistsexplainthelearningofspeciesthroughtheprocessofgeneticmuta-
tiona sort of mistake in the transmission of genetic information which creates
thedeviantphenotypes, which are selected under the selective spur of the envi-
ronment, making the stabilizing of a population in the new environmental condi-
tions possible43
. As it is impossible to transpose such model to social changing, a
mechanismofequivalentvariationmustbepointedout:theprocessesofcul-
tural learning.
Three aspects space out the genetic mutation in the human sub-species from
learning on a cultural level: a) the evolutive learning process completes not only
through the changing of genetic patrimony, but also through the changing of a
potential of knowledge; b) on this level the distinction between phenotype and
genotype loses any meaning. The inter-subjectively shared and transmitted
knowledge is a constitutive part of the social system and is not owned by isolated
people; c) who, indeed, constitute themselves as people just by means of sociali-zation. Natural evolution brings among the member of the species a more or less
homogeneous repertoire of behaviours, while social learning provokes an accel-
erated diversification of behaviour 44.
Only reconstructing learning mechanisms and processes, we can explain why
some societies even few of them have been able to find solutions to problems
41 J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, cit., p. 147.42 J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,LSW2, cit., p. 350.43
J. Habermas, it. transl.Per la ricostruzione del materialismo storico, in Id.,ZRHM, p. 143.44 J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, p. 144.
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of direction and control and why they have developed exactly those solutions,
which have made possible a functional differentiation and a new balance in or-
ganizationalstructures.Thenadistinctionmustbemadebetweenawholeof
(equivalent)solutionsofasystemiclocatableproblem,ontheonehand,
which must be investigated in functionalistic terms,andthelearningprocesses
on the other hand, which can explain why some systems widen their capability of
problem solving and others fail face the same problems45
.
When learning problems are investigated, it must be clear which forms of
knowledge are relevant for the evolution and what is the learning subject.
On the cultural level, the life-worldrepresentsahandeddownandlinguis-
ticallyorganizedreserveofinterpretative,evaluativeandexpressive
models, through which experiences are pragmaticallyorganizedinlearning
schemesandsemanticallyformulatedininter-subjectivelycommonnotions
andindailycommunicationsandspecialistdiscourses46
. The concept of cul-
ture offered by Habermas, that we cannot examine in this work, has the merit of
illuminatingimplicitknowledge,behindprocessesofcomprehensionand
agreement,showinghowthebackgroundoflinguisticknowledgeandcommon
sensetakesshape,andhowaculturaltraditionofexpertsliesover,retroacting
and elaboratingvisionsoftheworld(mythology,theologyandmetaphysics)
andformsofspecialistknowledge(scienceandtechniques,moralandlaw,aes-
thetics and arts).
Facingsystemicchallenges,whichgetintocrisistheadaptiveandintegra-
tive functionsofsociety,theavailableformsofknowledgearethepotentialsof
solutionwhichallowtoimagineandcarryoutnewprinciplesofsocialor-
ganization. On one side, integrative functions of comprehension, legitimation,
socializationinsymbolicreproduction Habermas expresses this sphere with
the concept of life-world; on the other side, adaptive functions of innovation, di-
rectionandcontrolofcomplexityinthematerialreproductionHabermas
summarizes this sphere by the use of the concept socialsystem.Everyinnova-tionrisesfromanewleveloflearning.
Atthispoint,HabermasredefinesMarxdialecticsbetweenproductiveforces
andproductionrelationships,questioningthattheprocessofsocialevolution
mustbeintendedinatechnicalsense,asiftechnical-scientific knowledge was
aboundbetweenbothproductiveforcesandformsofsocialintegration:
The fundamental assumption of historical materialism, that the growth of pro-
45
J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,LWS2, cit., p. 352.46 J. Habermas, it. transl. Sistema e Mondo vitale, in Id., TKH, cit., p. 712.
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ductive forces (and relative increase of productivity of social work) represents
the learning mechanism, which helps us to explain the passing to new social for-
mations, is not maintainable empirically47
. The growth of cognitive potential
and its conversion into technologies which develop the material reproduction canexplain the birth of certain systemic problems, but it cannot be explained how
this arisen problems can be solved. The introduction of new forms of social inte-
gration, i.e. the substitution of the relational system with the state of passing from
the primitive society to traditional societies, does not require a technologically
valuable knowledge, which can be actuated according to the rules of instrumental
knowledge (a widening of control on the external nature), but the widening of the
practical-moral knowledge, that can embody new interaction structures48
. Only in
this sense, according to Habermas, it can be defended the principle that a social
systemdoesntendandnewproductionrelationships does not take over before
the material conditions for their existence take shape within the old society.
The dialectics between systemic challenge and forms of knowledge is refor-
mulated as the 4th Thesis for reconstruction of historical materialism: When
systemic problems arise and they cannot be solved through the method of the
dominating production anymore, the existing form for social integration is in
danger. An endogenous mechanism of learning foresees the accumulation of a
cognitive-technical potential, that can be used to solve problems which generate
such crisis. But this knowledge can be given form in order to allow the deploy-
ment of productive forces only if the evolutional step towards an institutional
framework and a new form of social integration has been made. This step can
only be explained on the basis of different learning processes, the pratical-moral
ones49
.
ItisinterestingthatHabermasneglectsheretheaesthetical- expressive
knowledge,thatknowledgewhichraisestheproblemofauthenticinterpreta-
tionofneedsonthesideofindividualsinexistentialdiscoursesandaestheti-
calcritic.Ontheotherside,intheTheory of Communicative Action, he supportsthattheselectivityofmodernsocietiestowardsthecomplexofaesthetical-
practicalrationalityisduetothescarceeffectofartintheformationofsocial
structures50
.
47J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,LWS2, cit., p. 357.
48J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id., DR2, cit., pp. 156-
157.49 J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id., DR2, cit., pp. 157-
158.50 J. Habermas, it. transl.La teoria della razionalizzazione di Max Weber, in Id., TKH, cit., p. 341.
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As far as the imputed subject, Habermas affirms that learning neither can be
ascribedonlytoindividualsnortosociety.Ifitistruethatindividualslearn
thelearningmechanismsfall within the exclusive prerogatives of the human or-
ganismthey acquire the competences within the symbolic relationships of so-cial groups and cultural traditions. Furthermore, he affirms that the learning
processes which find their access to the interpretation system of cultural tradition
reproducethemselvesthroughthemediationofsocialmovementsorinexem-
plaryprocesses51.Knowledgeacquiredinafirsttimebyindividualsormar-
ginalgroupsisthensharedatacollectivelevelandchangesinto a reserve of
knowledge, a cognitive potential of adaptation or integration, which is socially
usable52
.
Introducingthenexusbetweenideasandinterests,heshowsthelimitsof
comprehendingsociologyandoftheculturalisticconceptofthelife-world
and he restores materialisticallythe study of the functions of culture within
the social theory. Habermas is convinced that all societies based on classes with a
politicaloreconomicgroundarefeaturedbytheproblemoflegitimationor
criticsexercisedbyculture,and,inparticular,oftherelationshipbetweenthe
reproductionofculturalknowledgeandcontrolstrategiesexercisedbypower
andmoney.Culturaltraditionsarenotonlytheexpressionofideas,valuesand
needs of social groups they are created by, elaborated and transmitted in the se-
quence of generations. They also meet the need of cultural legitimation of the
materialinterestsofagrouprank or class in relation to the interests of other
groups, assuring the non-problematicalreproductionofsocialformations
which institutionalize the differentiated participation to political power, the un-
equal distribution of economical wealth, the selective acknowledgement of social
prestige and dignity of cultural identities. In such a context of analysis, Haber-
masreflectionsaboutthestrategyofmanipulationofconsensusandaboutthe
formationofideologicalconceptionsoftheworldhavetofindtheircolloca-
tion.Inthedefinitionoftheconceptofsocialformation,hereconfirmsthatthe
deploymentofproductiveforcesisimportant,butitisnotthemaindimension
of a theory of social evolution which intends to periodize the development. If we
wanttofindadefinition,theMarxisttraditionssolutionofidentifying the social
formationstartingfromthewayofproductionwouldntbeadequate53
.
51 J. Habermas, it. transl.La teoria della razionalizzazione di Max Weber, in Id., TKH, cit., p. 259.52
J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,LSW2, cit., p. 350.53 J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, cit., pp. 122-126.
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Habermas prefers, indeed, to connote the social formation on the basis of
veryabstractregulamentationsthathedefinesprinciplesoforganization,
whoseinstitutionalnucleusbuildsuptheengineofmaterialandsymbolical
reproduction
54
.Hesummarizestheconceptofprincipleoforganization:With this term I intend those innovations which are produced by steps of learn-
ing which can be reconstructed according to an evolutional logics and establish a
leveloflearningalwaysnewofsociety.[]theyarestructuralmodelsordered
according to an evolutional logic, which denote new structural conditions of pos-
sible learning processes. The principle of organization of a society circumscribes
spheres of variation, and in particular it establishes within what structures possi-
ble changes of the system of institutions and interpretations are possible; to what
extent the capabilities existing in the productive forces can be socially used, and
to what extent such productive forces can be stimulated; and then how much the
activity of control, and so the systemic complexity of a society can be pow-
ered55
.
This revisionist perspective expressed in other works in an identical way56
is the first part of the 5th Thesis for the reconstruction of historical materialism:
A social formation is not to be defined through a determined way of production
(or even through the particular economic structure of a society), but through a
principle of organization. Every principle of organization establishes a level of
learning, i.e. the structural conditions of the possibility of learning technical-
cognitive and practical-moral processes57
.
Theprocessofrationalizationdoesnotonlyconcerntheprogressofpro-
ductiveforcesinthesolutionoftechnicaltasksandinthechoiceofstrate-
gies,butalsothemoralconceptionsofculturaltraditionsandmoralcon-
sciencesoftheindividualswhichareinstitutionalizedin structural nucleus of
social integration.
HabermasdeclarestofollowMaxWebersstudies,wheretheprocessofra-
tionalizationcanbeintendedasahistorical-universalprocesswhichproceeds
ontwolevels:theculturallevelofthedifferentiation of new forms of knowl-edge(andoflevelsoflearning)andthesociallevelofthetranslationof
culturalknowledgeintoaprocessofmodernizationwhichinstitutionalizes
conductsofpersonallifeandformsofassociatedformsoflife(thevital dis-
positions and social subsystems): This theory is based on the assumption that
54J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., pp. 183-184.
55J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id., DR2, cit., pp. 158-
159.56 J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,LWS2, cit., p. 353.57
J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id., DR2, cit., pp. 157-158.
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the processes of onthogenetical learning anticipate the push of social evolution in
some way, so that social systems can, as soon as their structurally limited control
capability gets over-stimulated by non-avoidable problems, they can, in some
cases, resort to superabundant capabilities of individual learning, available alsocollectively through images of the world, and then use them for the institutionali-
zation of new levels of learning58
.
Oncethesociologicalmodelfocusesontheabstractconceptastheprinciples
oforganization,thetheoremstructure-superstructureisnomoreintendedina
reductionisticsense.Habermasaffirmsindeedthatateachevolutionalstage,
the relationships of production crystallizearoundadifferentinstitutionalnu-
cleus,definingspecificformsofsocialintegration.Thefunctionofregulating
the access to production means and then the distribution of social wealth is as-
sumed by parental systems in primitive societies and by State institutions in the
great ancient civilizations59
. Only with capitalistic-liberal societies, economy be-
comesacentralelementoftheentiresocietyasthecapitalacquiresthefunc-
tion, through the medium of private law, of defining the class relationships, and
notonlythefunctionofinternalregulationwithinthemarket.Alsointhiscase
the basic assimilation to economic structure is misleading, because not even in
capitalistic societies the basic sphere coincides with the economic system60
.
Habermas marks out a reasonable series of social formations, each of them is
featured by a different principle of organization made possible by the institution-
alization of higher levels of technical and practical learning, which present a own
logicofirreversibleandnecessarydevelopmenthigher and higher structural
stages of development whiletheirdevelopmentdynamics the historical
way of achieving such stages remaincontingentandconditionedaccording
to the different events of the social systems.
SOCIAL FORMATIONS PRINCIPLES OF ORGANIZATION
1. Primitive societies EqualitarianParental structure
StratifiedAncient reigns
State organization2. Traditional societies Great empires
Feudalism
MercantilismComplementary relationship
State/Market3. Modern societies Liberal capitalism
Organized capitalism
Table 2. Development of the organization principles of social formations
58 J. Habermas, it. transl.Confronto di teorie in sociologia, in Id.,LWS2, cit., p. 352.59
J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id.,DR2, cit., p. 155.60 J. Habermas, it. transl. Sistema e mondo vitale, in Id., TKH, cit, p. 769.
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Habermas summarizes the reflections aboutwavesofevolutionofsocial
developmentasthe3rd Thesis for the reconstruction of historical materialism:
Thedifferentwaysofproductionjoinedinacomplexbuilduptheeconomical
structure of a society. This society crystallizes each time around an institutionalnucleus (family relationships, state, market, etc.) and fixes the form of social in-
tegration. The theorem structure-superstructure must explain the waves of social
evolution. This affirms that a) the systemic problems which, in determined cir-
cumstances require evolutional innovations, appear in the basic sphere of society
and can be analyzed as disturbs of social reproduction; and that b) an evolutional
innovation to which it is given raise always consists of a modification of the eco-
nomical structure and of the relative form of social integration61.Inthiscritical
phaseoftrespassingtoanewlevelthetheorem of the superstructureisvalid,
according to which productive forces and production relationships acquire a di-
rection role and constitute the basis which determine the whole society62
.
The problem deals with the nexus between the increase of systemic complex-
ity of societies in relation to the problems of material reproduction and the ade-
quacy of rationalization processes in the socialization of the new generations, in
the coordination of social institutions and the formation of cultural traditions.
Whensystemicproblemsariseinasociety,andtheseproblemstranscendthe
capabilities of integration of the organization principle in force (familiar, political
or economical), the social system must develop new production relationships in
order to solve out the difficulties of reproduction in an evolutionally effective
way, and these relationships imply the recourse to a practical-moral knowledge,
endowed with a own logic of development, and previously accumulated (al-
though socially still unused). Its institutionalization makes possible and furthers
the development of a new technical-organizative knowledge, and also a widening
of productive forces and the complex system-environment. Only with learning
processes we can explain why some social systems develop in an evolutional
sense, finding solutions to the problems of regulation and control, while othersfail face these challenges
63. These reflections can be found in the second part of
the Vth Thesis for the reconstruction of historical materialism:Intheexplana-
tion of the trespassing from a social formation to another (for example, the origin
of the State or capitalism) we must: a) go back to systemic problems which tran-
scend the capability of control of the ancient social formation, and b) resort to an
61 J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id.,DR2, cit., p. 156.62
J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, cit., p. 118.63 J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,LSW2, cit., p. 350.
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evolutional learning process which generates the new principle of organization.
A society can learn, evolving, as it allows to solve out systemic problems face
which the available capability of control fails, maximizing and using institution-
ally the capabilities of individual learning in excess. The first step here consistsof establishing a new form of integration, which then permits to potentiate the
productive forces and to widen the complexity of the system64.
2. Social Science and Historiography
The debated theme of the relationship between social science and histo-
riographicalstudieshasbeenobjectofHabermasreflection since the middle of
the Sixties, as different passages taken from On the Logic of the Social Sciences
(1967)65
and Knowledge and Human Interests (1969)66prove. But only since the
middle of the Seventies he has been completing the framework of relationships
betweenhistoriographyandsocialscience,astheprogrammaticalessayHis-
tory and evolution (1976)67
attests and the Second intermediate consideration:
System and life-world(1981)68 and thenActions, linguistic acts, interactions me-
diated linguistically and life-world(1988)69 precise.
Tracingthenodalpointsofthedebatebetweennomologicalsciencesand
ideographicalsciences,Habermasrealizedthatthenecessityofconceptsand
comparative perspectives essentialaspectsoftodaysrenewedhistoriography
was stronger than the rigid methodological dualism canonized by Neokantism70
.
The junction of both field of knowledge has been experimented with success, so
thatsomescientistshavetalkedaboutsociologizationofhistory71.Themutual
functionalityinhumanknowledgewasalsoduetotheimpulsegiventocom-
paredresearchsincetheFiftiesbyAmericanacademicals institutions seeRe-
ports 54 and 64 of the Social Science Research Council, by European institutions
64 J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id., DR2, cit., pp. 157-158.
65J. Habermas, it. transl. Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit.,
pp. 31-86; Id., it. transl.La problematica della comprensione del senso , in Id.,LWS, cit., pp. 149-153,220-253.
66J. Habermas, it. transl. La teoria del comprendere dellespressione di Dilthey, in Id., EI2, cit., pp.
142-162; Id., it. transl.Lautoriflessione delle scienze dello spirito, in Id.,EI2, cit., pp. 163-186.67 J. Habermas, it. transl. Storia ed evoluzione, in Id.,ZRHM, cit, pp. 154-183, 192-197.68
J. Habermas, it. transl. Sistema e mondo vitale, in TKH, cit., pp. 704-744.69
J. Habermas, it. transl. Azioni, atti linguistici, interazioni mediate linguisticamente , inNMD, cit,pp. 82-97.
70 J. Habermas, it. transl.Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit., p.
31.71 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit, pp. 154-155.
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andbyworksabouthistoryofsocietybyM.Bloch,L.Febvre,F.Braudelin
the Annales, by R. Bendix, P. Lepsius, C.W. Mills, H.U. Wehler, W. Cahnman
and A. Boskoff, E. Schulin and F.G. Maier, O. Hintze, B. More and many other
researchersthat,followingthetrailofWeberianstudiesandMarxisthistori-ography,workedoutanapproachwhoseresultswereassumedbyHabermas
aspartialtheoriesinmanypassagesofthetheoryofsocialevolution.
The German scientist underlines that this direction of research appears critical
towardstraditionalhistoriography,gainingawiderspace-time perspective and
a sensibility for phenomena that had been, until those days, completely or par-
tially neglected: history as social science moves away from the political history
of State and capital actions, framed in a history of ideas, and leads to a social and
economical history, where the history of cultures is also integrated72
. Habermas
alsopointsoutthecentralityofcollectiveactorsandtheuseofaggregated
quantitative indicatorsinaprogressivedisplacementofweights,withoutthatthe
narrative application of sociological instruments denies the idea of historiogra-
phy.
Whilesociologyofhistoryenrichesanddoesnotdamagehistoriography,
Habermas affirms that other instrumentsofsocialscience,therationalex-post
reconstructionsofthetheoryofactionandthemodelssystem/environmentof
thesystemictheory,cannot,contrarily,havefullhistoriograhicalapplication73
.
The reconstructions of the development logics of social formations and the narra-
tive representations of historical events are, indeed, two forms of knowledge
which represent complementary but different ways of studying society and their
terms of cooperation lead the matter to explanations on historical research.
Retracing critically the epistemological discussions of the Fifties/Sixties on
the Theses expressed by K. Popper, G. Hempel, E. Nagel, H. Oppenheim,
Habermasfocusesfirstofalltheproblemifhistoricalexplanationscanbe
causalexplanations.Thereflectionsmoveroundtheextensibilityoftheso-
called Covering Law Model and to the critics that he only partially shares topositivismmadebytheidealisticphilosophyofhistory(R.Collingwoodand
W.Dray)andbyanalyticalphilosophyoflanguage(A.Danto).Butgenerally
his writings remain indefinite and require many efforts of interpretation74
.
72 J. Habermas, it. transl. Storia ed evoluzione, in Id.,ZRHM, cit, p. 165.73
J. Habermas, it. transl. Storia ed evoluzione, in Id.,ZRHM, cit., pp. 154-155.74
J. Habermas, it. transl. Il dualismo tra scienze della natura e scienze della cultura, inLWS, cit., pp.45-52; Id., it. transl. Comprensione del senso nelle scienze dellazione, in Id.,LWS, cit., pp. 161-221; Id.,it. transl. La logica della ricerca di Charles S. Peirce, in Id., EI2, cit., pp. 91-112; Id., it. transl.
Lautoriflessione delle scienze della natura, in Id., EI2, cit., pp. 113-141; Id., it. transl.,Lautofraintendimento scientistico della metapsicologia, in Id., EI2, cit., pp. 255-256; Id., it. transl. lim.
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Habermasintroducesthecasualproblemdistinguishingthedescriptiveand
theexplicativefunctioninhistoriographicalresearch.Ifdescriptionsareasser-
tionswhichreproduceaparticularcontextofobservation,explanationsare
argumentswhichdeducethegenesisofpasteventsandtheprevisionofthefu-ture ones through the nexus between the elements of the context and the law
which directs the production of the specific historical events75
. The Covering
Law Model,initsclassicalform,affirmsthattheexplanans is composed by a
seriesofexistentialstatementsaboutinitialorcontextualconditionsofthe
beginningofphenomenaandtheoricalstatementsabouttheirgenerallaws.
Thedifferenttypesofstatementsarethepremisesofthecasualexplanation:
startingfromthegeneraloruniversallawsandfromtheinitialconditions
itispossibletoinferasinglestatementwhichexpressestheconclusion
abouttheobjectofprevision(explanandum)76.
Inthecourseoftheepistemologicalreflexions,thestudiesaboutthelogicsof
sciencehaveledtheNeopositivismtomorecautiouscognitiveproposals but,
for Habermas, the whole debate about the theme of historical explanation versus
scientific explanation would remain mortgagedby the limited conceptions of the
International Encyclopedia of Unified Science77. For the co-operators of the En-
cyclopedia, as for the first Positivists-, the historical-social phenomena repre-
sentedaresearchsphereinarearpositioninrelationtothenaturalones,and
while they cherished a hope about the development of social science, they had
great doubts about thesamepossibilityinrelationtoatheoreticalknowledge
abuthistory.HabermasremindsthatPoppertemperedtheunityofsciencewith
theideaofdifferentfunctionsofscientificaltheoriesaboutnatural and social
phenomena and in relation to historicalstudies.Whilemorphologicalsciences
are interested in researching hypotheses whose explicative content always
growing isfortifiedbyresultsofconditionedprognoses,thegeneralization
doesntfall,inprimafacie,withinthepossibilities of history. With the expres-
sionexplanation sketch,Hempelpointedoutmorepunctuallythathistoriansinterestedintheexplanationofspecificeventsdonotworkoutcompleteex-
planations,butexplanations in rough draftwhichdonotincludegenerallaws
Discorso e verit, in Id.,LWS2, cit., pp. 319-343; Id., it. transl. Charles S. Peirce sulla comunicazione, inId., TuK, cit., p. 17-21; Id., it. transl.La teoria della razionalizzazione di Max Weber, in Id., TKH, cit., pp.285, 291, 295, 319.
75 J. Habermas, it. transl. Poscritto del 1973, in Id.,EI2,cit., p. 317.76 J. Habermas, it. transl. Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit.,
pp. 40-41.77 J. Habermas, it. transl. Comprensione del senso nelle scienze dellazione, in Id.,LWS, cit., p. 242.
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butimplytheminanimplicitandpre-reflexiveway78
. Nagel himself refused
a sharp separation between natural sciences and historical sciences, observing
thatifhistoricalinvestigationdealswithwhatissingular,wemustnotsuppose
a different logical structure of scientific and historical explanation, for these lastsmakeawideuseofgenerallaws,evenifimplicitly
79. Definitely, the sup-
porters of the Covering Law Model arenotinterestedinthefactthatthegeneral
lawareassumedasabackgroundwhichisnotthematizedbythehistoricalex-
planation,[22]noteventhattheinitialconditionsofeventsarehardlyrecon-
structable, in consequence of the time distance and the impossibility to re-
proposethem,inlaboratory.AlsothehistoryoftheLogics of the scientific dis-
covery followstheuniquecognitivemodel:inspiteoftherestrictions of their
model, Popper, Hempel and Nagel firmly believe that the historiansjob,asfar
as it follows the requirements of investigation or not, such as the criteria of a lit-
erary exposition, ends with a casual explanation of events and circumstances,
where the sussumption to general laws is valid as explanation scheme80
.
Fromthispointofview,Poppersspecificationthatthe historical explanation
onlydescribesstateofthingsindeterminedspace-time regions does not mod-
ify the problem, because its control always deals with the use of initial conditions
andgenerallaws.ThestatisticaltranslationofE.Nagelsmodeldoes not even
change the state of the debate. According to Nagel, apart from the logics of ex-
planation,theincompletenessofthenecessaryconditionsandtheimpossibility
ofindicatingthesufficientconditionsofeventsforbidarelationshipoflogic
deductionbetweenconditionsandconclusions.Whatappearsasgenerallaw
ofhistoricalexplanationscannotbeacategorystatute,namelyitcannot belong
totheexplanationsasmajorconditionsindeductionprocedures.Onthe
other side, as Hempel affirmed ifadequatefundamentsfortheexplanation of
the explanandum arenotavailable,theeventcanbeinferredstartingfrom
statements which define the explanans, then replacing, as conditionforthelaw,
astatistical-probabilistic assertion:E.Nagel,inagreewithHempel,focusesthe attention on the fact that historical explanations do not imply the assumption
of laws at all; the condition through which we get to conclusions about the cause,
usually has the form of a statistical generalization as it follows: in determined
78J. Habermas, it. transl.Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit., p.
41.79 J. Habermas, it. transl.Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit., p.
42.80
J. Habermas, it. transl.Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit., p.45.
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circumstances, we can expect a determined behaviour with more or less probabil-
ity. The historian must then be satisfied with probabilistic explanations81
.
Habermas affirms that re-considering the conditions of historical explanations
notasuniversalbutasprobabilistichidessomeobjectionsraisedbyR.
Collingwood and W. Dray about the possibility that historical explanations can
satisfytheconditionofasussumptiontogenerallaw.
Unfortunately,Habermasreflections are fragmentary and this introduction
only allows us to list the stages of the investigation that leads him to believe that
theempiricalgeneralizationofhistoricalexplanationscannotbeassumedasan
inferencecriteriafortheformationofhistoricallaws.
According to some references of his writings, we can summarize the following
lineofreasoning:a)thehistoricalexplanationdoesnotpermitthecompletede-
scriptionofevents,becausethehistoriancanonlyindicationthesufficient
conditionswhichgivesbirthtoacertaineventingeneral;hecanonlygobackto
aseriesofnecessaryconditionstothegenesisofpastevents;b)thehistorian is
withinamarginofuncertainty,notonlyfortheunavoidableprovincialismin
relationtothefuture,butalsoforthearbitrarityofthenarrativesystemofref-
erence where historical events are comprehended and explained. To this respect,
Habermas confirms that every historical explanation does not represent the be-
ginning of a work in progress in an un-endedseries,onprinciple,ofpossible
explanations82; c) the narration fixes some relationships between the events of a
determinedgeneralsituation,selectingthepossibleseriesofnecessarycondi-
tions,startingfromaknowledgebackgroundwithoutpretentions of empiri-
calvalidity,butwhichistheobjectofinvestigationevenifonlyglobally83
;
d)thebasicchoicesofthedirectiontotakeintheresearchofnecessarycondi-
tionsandaboutthemomentwhenitisreasonabletoenditdependonthehisto-
riansjudgment,accordingtohisexpectationsandthelogicsofcontrolvalid
in the historiographical tradition. Habermas reminds that also Popper, trying to
keeptogetherhissolutiontotheKantsproblemandthereflectionsofpost-positivism,introducedtheconceptofmetaphysicalprogramsofinvestiga-
tion84
.
81 J. Habermas, it. transl.Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit., p.42.
82J. Habermas, it. transl.Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit., p.
48.83 J. Habermas, it. transl.Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit., p.
49.84
J. Habermas, it. transl. Il dualismo tra scienze della natura e scienze della cultura, in Id.,LWS, cit.,pp. 44-45.
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Elsewhere,Habermashadfixedaparallelbetweentheroleofparadigmsin
scientificexplanationsandtheroleofgeneralinterpretationsinhistorical ex-
planations85.Thetypegapfromtheparticulartotheuniversalisnotprob-
lematic if it happens in the context of a system of reference recognized as ade-quate by all participants to the discussion: a community of investigators estab-
lishes and works in empirical conditions and proceeds contemporarily in the re-
search of consensus onmeta-theoreticalproblemslinkedtopre-scientific ex-
perience [24] accumulated in the language of common sense. Since the Sixties,
Habermas has been sharing Th. S. Kuhnsideathatsystemsofreferencewhich
specify the conditions of validity of argumentation of theoretic assertions can be
acceptedderive from primary experience of daily life86
.
Habermaspointsoutthattheansweraboutthemeaningofahistoricalevent
is strictly predefined by the questions that the interpretation frameworks permitstodevelop.Thesense of historyisnotadata it self and the collocation of the
event A1 in the narration, namely the history which tells A1, depends on the
choice of the interpretative hypotheses. A same event will have a different mean-
ing according to the decisions assumed by the historian, first of all, in relation to
its belonging (or not) to the narrative plot and secondly according to the relation-
ships he establishes between that event and groups of following events. As it is
not possible to put any pre-arranged limit to the number of different possible per-
spectives, that means that every historical narration is in certain measure conven-
tional, and its sense depends in any case on the hermeneutical starting situation
of the narrator87
.
Habermaspointsoutthatthecontinuityofhistoryisalsoaproductofnarra-
tion.Certainly,thecontinuityoftherelatedeventsunderlinesontheunifying
force of existentialnexus,whereeventshavealreadyacquiredtheirmeaningfor
the contemporaries, before historiography arrives. On the other side, it may not
be ignored that selecting the interpretation framework, the historian chooses the
beginning and the end ofthestoryandwhatmustbeconsideredasaperiod,
wheretherelevanteventsareconceivedaselementsofauniquenexusgener-atednarratively
88.Thehistorianestablishesalso,aswithWeber,somerelations
tothevaluewhichorienttheattributionof meaning in the cognitive research.
TherearesomenormativeaspectsthatHabermasexpresseswiththeconceptof
contemporarity ofhistoryandtherewithhetriestostimulatetheconscience
85 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 199.86 J. Habermas, it. transl.Lautoriflessione delle scienze della natura, in Id.,EI2, cit., p. 131n.87
J. Habermas, it. transl.Storia ed Evoluzione
, in Id.,ZRHM, cit., p. 161.88 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., pp. 159-160.
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that any application imply an unavoidable actualization of the past on the base
of expectations and concerns of the present89
.
ButcontrarilytoH.M.Baumgartnerscriticaboutthehistoriansautono-
mousdonationofform,Habermasbelievesthatthehistorianfindsaownobjec-
tual already-built sphere, and more precisely, already narratively pre-build90
. In
historiographical works, historians set themselves in the background of previous
knowledgeshandeddowninindividualandcollectivememorieswhosecontinu-
ityovercomesthedistancebetweentheinterpreter and his/her objectual
sphere91
.
Habermastheoryofsocialevolutionrepresentsanattemptofdefiningthe
fundamentalproblemsofageneralmodelofrulesforpossiblesolutionstoprob-
lemswhichindicatesontheonesidetheevolutivechallenges,and on the
othersidethelogicsofdevelopmentofinnovativesolutionsthroughwhich
social formations overcome crises or fail. So he investigates the necessary condi-
tionstothegenesisofthesocialprinciplesofobjectualorganizationininstitu-
tionalcomplexes,startingfromculturalresources,namelythelogicsofdevel-
opmentofpragmaticcompetences,withoutwhichwecouldnotevenimagine
the individual conceptions, behaviours and attitudes which, spread in collective
sphere, are the human capital of innovative processes. In such sense, reconstruc-
tivesocialsciencemustindicateandtestuniversalhypotheses92
.
The atypical character of the assertions about social evolutions derives, for
Habermas,firstlyfromthefactthat,whilenomologicalsciencesallowtoinfer
someconditionedprevisionsabouteventswhichhappeninthefuture93
, the
rational ex-postreconstructionscannotexcludethatinthefuturesomestruc-
tures of conscience different from the known ones become accessible94
. As
social theory develops a model ex-post, separating such structures by the chang-
ing processes of empirical substrata95,wemustnotsupposetheunicityof
sense,thecontinuity,thenecessityorirreversibilityofthehistorical
course96
. If the ideathatthedevelopmentlogicsisnotpredefinedandthateve-
rythingcouldhavebeendifferentisvalidforthepastnothing worries himmore than seeing the theory of social evolution confused with a philosophy of
history -,inthediagnosisoftheproblemsofthefuture,Habermaspaysatten-
89 J. Habermas, it. transl. Comprensione del senso nelle scienze dellazione, in Id.,LWS, cit., p. 238.90 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 198.91
J. Habermas, it. transl. Comprensione del senso nelle scienze dellazione, in Id.,LWS, cit., p. 232.92
J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 194.93 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 160.94 J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, cit., p. 196.95
J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id.,DR2, cit., p. 161.96 J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id.,ZRHM, cit., p. 115.
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tiontothestructuralpossibilitieswhichhavenotbeenyetinstitutionalizedand,
perhaps, will never be97
.
Evenifthecasualexplanationofhistoryhasnotbeenexplained,hewrites
that history has the taskofindividualizingthechangesoftheoutlineconditionswhich are favourable or not to the genesis and consolidation of the forms of so-
cial integration, as well as the conditions which offer an evolutive challenge in
the phases of development of social formations98
. The principles of organizations
onlycircumscribethelogicevolutivespacebutifandwhenitcomesto
newstructuresdependsonthecontingentcircumstancesofthesinglehistorical
events,forwhosestudyonlyhistoricresearch is competent: historic research
must explain, in genetic terms, if, how and when a determined society has
achieved a determined level of development in its base-structures99
. In another
passage he writes: I find more appropriate to start, first of all, from the inter-
dipendence of two casualities which flow in two opposite directions. If we dis-
tinguish the level of the structural possibilities (levels of learning) from the level
of the factual courses, it is possible to comprehend both casualities with an ex-
change of the perspective of the explanation. We can explain the occurring of a
new historical event referring to contingent outline conditions and to the chal-
lenge set by structurally open possibilities; instead, we explain the arising of a
new structure of conscience referring to the logic of development of the previous
structures and to the boostgiven by the events which generate problems100.
Inthisinterdisciplinaryframework,Habermasseparatestheproblemsofevo-
lutivelogicsfromthoseofevolutivedynamicofhistoricalevents,totheex-
tentthatheaffirmsthathistoricalmaterialisrelatedtodeterminationswhichare
specificforsocialevolution101.Thetheoryofsocialevolutionandhistoric
researcharemethodicallydistinguishedandreferred each other102
. This does not
meanthatheneglectstheproblemsofsocialdynamics.Inthestudyaboutthe
changingofsocialsystemsitisnecessarytoevaluate,atthesametime,thelo-
gicsofdevelopment(thestructuresofconscience)andthehistoricalproc-
esses(theevents)103.In the debate started in the ex-Federal Republic of Germany by J. Rsen
104,
Habermasreflectsthenabouttheoffer,evenmodest,ofthetheoryofsocial
97 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, p. 197.98 J. Habermas, it. transl. Confronto di teorie in sociologia, in Id.,ZRHM, cit., p. 357.99
J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 184.100
J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 183.101 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 195.102 J. Habermas, it. transl. Unaltra via di uscita dalla filosofia del soggetto , in Id., PDM, cit., p. 303.103
J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 182.104 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., p. 203.
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development to historiography, not excluding that a theory of social evolution
cannot be used as a meta-theory to evaluate the concurrent histories of a same
sphere of phenomena. Perhaps it is possible to get some points of view adequate
to the critics or the justification of problematic directives and narrative perspec-tives. In this mediated manner, a theory of social evolution can still inspire histo-
riography105
. Even if, at the beginning of the same essay, he recognized that the
realofferoftheoryelevatedtohistorybythetheoryofsocialevolution,only
showsitsfirsthints106
.
On the other side, the historical explanations are absolutely indispensable for
the definition of reconstructive sciences for the re-discovery and control of hy-
potheses. On the one hand, through the intellectual engagement and the histo-
riansexperienceoflifethehistoricalresearchcarriesoutaeuristicfunction
fortheformationsoftheoremsoftheevolution,asitsuggeststypologicalcom-
parisons among social structures and schemes of development. On the other
hand, it carriesouttheirreplaceabletechnicalfunctionofobtainingtheneces-
sary historicaldatafortheindirectcheckofthealmost-empiricaltheorems
of reconstructive sciences107.Habermas,indeed,aimsatintegratingthegeneral
framework of referenceofthetheoryofsocialevolutionwithpartialtheories
intothedifferentambitsofresearchinordertoverifyindirectlyhishypotheses
necessarytosocialreproduction108
. Furthermore, the sociological theory can
count, as well as historiography, on the results of historical researches whose
contribution represents a correction in relation to the unavoidable space-time and
thematic provincialism of the same theory109
.
Butwhatdoestheindirectcheckofthepropositionsofthereconstructive
scienceconsistof?SomeHabermasanswerscanbeproposedwhichcanbede-
duced by his fragments of reflection, but none of them brings to clarity. This as-
pect of his methodology has not been solved yet by the critical literature, even if
it is fundamental in theantinomybetweenthegreattheorizationandtheem-
piricalresearches.
The answer to that questions remains then undetermined. Anyway, I hope thatI have achieved the argumentative clarity and the linguistic simplicity I due to the
reader/hearer, and relyonthefriendly-unfriendly cooperation of many scien-
tists.
105J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, pp. 196-197.
106 J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, p. 154.107 J. Habermas, it. transl. Storia ed evoluzione, in Id.,ZRHM, cit., p. 192.108
J. Habermas, it. transl. Storia ed evoluzione, in Id.,ZRHM, cit., p. 155.109 J. Habermas, it. transl. Storia ed evoluzione, in Id.,ZRHM, cit., p. 156.
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Basic Bibliography
HereisabibliographyaboutHabermaspublications,selectivelylimitedtothe
documents where the assumptions of the theory of social evolution are precised. SomeItalian translations are quoted and, in case they do not exist, their editions in German or
inotherforeignlanguagesareindicated.Furthermore,Habermaspublicationsareoften
collection of writings which have been taken and re-ordered chronologically in this bib-
liography. In view of the complex structure of some books, such as The Theory ofCommunicative Action, The Philosophical Discourse of Modernity and Between Factsand Norms, we have preferred to indicate the titles of each chapter using a sub-numeration.Thisallowsthereadertoindividuateeasilythethemes,thesystemicthe-
ory,theauthors,thehistoryofideastheydealwith.
1967
J. Habermas, it. transl.Logica delle scienze sociali (LWS), Bologna, Il Mulino, 1970:01.Il dualismo tra scienze della natura e scienze della cultura, pp. 3-66.02.La metodologia delle teorie generali dellazione sociale, pp. 67-136.03. La problematica della comprensione del senso nelle scienze dellazione empirico-
analitiche, pp. 137-258.04.La sociologia come teoria del presente, pp. 259-286.
1968
J. Habermas, it. transl. Conoscenza e interesse (EI2), Roma-Bari, Laterza, 19832:
02.La metacritica di Marx a Hegel: la sintesi mediante il lavoro sociale, pp. 27-45.04. Comte e Mach: lintenzione del vecchio positivismo, pp. 72-90.05.La logica della ricerca di Charles S. Peirce: laporia di un realismo degli universali rinno-
vato secondo una logica del linguaggio, inEI2, cit., pp. 91-112.06.Lautoriflessione delle scienze della natura: la critica pragmatica del senso, pp. 113-141.07. Teoria del comprendere dellespressione di Dilthey: identit e comunicazione linguistica,
pp. 142-162.08.Lautoriflessione delle scienze dello spirito: la critica storicistica del senso, pp. 163-186.10.Autoriflessione come scienza: Freud e la critica psicoanalitica del senso, pp. 209-238.11. Lautofraitendimento scientistico della metapsicologia. Per la logica di uninterpretazione
generale, pp. 239-264.12. Psicoanalisi e teoria della societ. Nietzsche e la riduzione degli interessi della conoscenza,
pp. 265-291.J. Habermas, it. transl. Su alcune condizioni necessarie al rivoluzionamento delle societ tardo-capitaliste, in Id., KK, cit., pp. 61-76.
1970
J. Habermas, it. transl.La pretesa di universalit dellermeneutica, in AA.VV.,Ermeneutica ecritica dellideologia (HI), Brescia, Queriniana, 1979, pp. 131-167.
J. Habermas, it. transl. Appunti per una teoria della competenza comunicativa, Giglioli P.P.(ed.),Linguaggio e societ, Bologna, Il Mulino, 1973, pp. 109-125.
J. Habermas,Machtkampf und Humanitt, in Frankfurter Allgemeine Zeitung, 12.12.1970.J. Habermas, ber das Subjekt der Geschichte, in Koselleck R. Stempel W. D., Geschichte
Ereignis und Erzhlung, Mnchen, Fink 1973, pp. 470-476.
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1971
J. Habermas, it. transl. Osservazioni propedeutiche per una teoria della competenza comunica-tiva, in J. Habermas N. Luhmann, it. transl. Teoria della societ o tecnologia sociale(TGS), Etas Kompass Libri, Milano 1973, pp. 67-94.
J. Habermas, it. transl. Teoria della societ o tecnologia sociale?, in J. Habermas N. Lu-hmann, TGS, cit., pp. 95-195.
1972
J. Habermas, it. transl. parz. Discorso e verit, in Id.,Agire comunicativo e logica delle scienzesociali (LSW2), Bologna, Il Mulino, 1980, pp. 319-343.
1973
J. Habermas, it. transl.La crisi di razionalit nel capitalismo maturo (LPS), Bari, Laterza, 1975:01. Un concetto sociologico di crisi, pp. 3-36;
02. Tendenze di crisi nel capitalismo maturo, pp. 37-104;03. Sulla logica dei problemi di legittimazione, pp. 105-159.
1974
J. Habermas, it. transl. Sviluppo della morale e identit dellio, in Id., Per la ricostruzione delmaterialismo storico (ZRHM), Milano, Etas Libri, 1979, pp. 49-73.
J. Habermas, it. transl. Possono le societ complesse formarsi unidentit razionale?, in Id.,ZRHM, cit., pp. 74-104.
J. Habermas, it. transl. Il ruolo della filosofia nel marxismo, in Id.,Dialettica della Razionaliz-zazione (DR2), Milano, Unicopli, 1994, pp. 139-166.
J. Habermas, it. transl. Confronto di teorie in sociologia: lesempio delle teorie dellevoluzione,
in Id.LSW2
, cit., pp. 340-360.J. Habermas, it. transl. Problemi di legittimazione nello Stato moderno, in Id.,ZRHM, cit., pp.207-235.
1975J. Habermas, it. transl.Introduzione: il materialismo storico e lo sviluppo di strutture normati-
ve, in Id.,ZRHM, cit., pp. 11-48.J. Habermas, it. transl. Per la ricostruzione del materialismo storico, in Id., ZRHM, cit., pp.
105-153.J. Habermas, it. transl. Tesi per la ricostruzione del materialismo storico, in Id., DR2, cit., pp.
151-165.
1976
J. Habermas, berlegungen zum evolutionren Stellenwert des modernen Rechts, in Id.,Zur Re-konstruktion des Historischen Materialismus (ZRHM), Frankfurt a.M., Suhrkamp, 1976, pp.260-270.
J. Habermas, it. transl. Storia ed Evoluzione, in Id.,ZRHM, cit., pp. 154-206.
1980
J. Habermas, it. transl. Scienze sociali ermeneutiche e scienze sociali ricostruttive, in Id.,Eticadel discorso (MB), Bari-Roma, Laterza, 1985, pp. 25-47.
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1981
J. Habermas, it. transl.Dialettica della razionalizzazione: J. Habermas a colloquio con A. Hon-neth, E. Kndler-Bunte e A. Widmann, in Id.,DR, cit., pp. 221-264.
J. Habermas, it. transl.La funzione vicaria e interpretativa della filosofia, in Id.,MB, cit., pp. 5-24.
J. Habermas, it. transl. Teoria dellagire comunicativo. Razionalit nellazione e razionalizza-zione sociale (TKH.I), Bologna, Il Mulino, 1986:01.Introduzione: approcci alla problematica della razionalizzazione, pp. 53-228.02.La teoria della razionalizzazione di Max Weber, pp. 229-378.03. Prima considerazione intermedia: agire sociale, attivit finalizzata e comunicazione, pp.
379-456.04.Da Lukcs ad Adorno: razionalizzazione come reificazione, pp. 457-529.
J. Habermas, it. transl. Teoria dellagire comunicativo. Critica della ragione funzionalistica(TKH.II), Bologna, Il Mulino, 1986:05. Il mutamento di paradigma in Mead e Durkheim: dallattivit finalizzata a uno scopo
allagire comunicativo, pp. 547-696.
06. Seconda considerazione intermedia: sistema e mondo vitale, pp. 697-810.07. Talcott Parsons: problemi di costruzione della teoria della societ, pp. 811-950.08. Considerazione conclusiva: da Parsons attraverso Weber sino a Marx, pp. 951-1088.
1985
J. Habermas, it. transl.Il discorso filosofico della modernit (PDM), Bari-Roma, Laterza, 1985:01.La coscienza temporale della modernit e la sua esigenza di rendersi conto di se stessa,
pp. 1-11.Excursus sulle Tesi di filosofia della storia di Walter Benjamin, pp. 12-23.02.Il concetto hegeliano della modernit, pp. 24-45.Excursus sullobsolescenza del paradigma della produzione, pp. 77-85.
Excursus sulla appropriazione delleredit della filosofia del soggetto da parte della teoriadei sistemi di Luhmann, pp. 366-383.
1986
J. Habermas, it. transl. Storiografia e coscienza s