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2013. Spring: Introduction to Electro-Physics (Prof. Sin-Doo Lee,...

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Week Chapter Week Chapter Mar. 04, 06 *Concepts of Crystals May 01 Chap. 9: H Atom Mar. 11, 13 Chap. 1: Conductors/Resistors May 06, 08 Chap. 10: Bonds Mar. 18, 20 Chap. 2: Optical Properties May 13, 15 Chap. 12: Free Electron Waves Mar. 25, 27 Chap. 3: Dielectrics May 20, 22 Midterm Exam II Chap. 13: Bands, Gaps Apr. 01, 03 Capacitors May 27, 29 Holes, Fermi Surface Chap. 14: Metals /Insulators Apr. 08, 10 Chap. 5: Magnetism Chap. 6: Superconductors Jun. 03, 05 Chap. 15: Semiconductors Apr. 15, 17 Midterm Exam I Chap. 7: Elasticity /Phonons Jun. 10, 12 Final Exam (review & perspective) Apr. 22, 24 Chap. 8: Particles & Waves 2013. Spring: Introduction to Electro-Physics (Prof. Sin-Doo Lee, Rm. 301-1109); http://mipd.snu.ac.kr Electronic Properties of Engineering Materials James D. Livingston: MIT Series (John Wiley, New York, 1999)
Transcript
Page 1: 2013. Spring: Introduction to Electro-Physics (Prof. Sin-Doo Lee, …mipd.snu.ac.kr/upload/board2013_1_1/electro_phys1(13).pdf · 2013-02-28 · Interatomic separation, r Attraction

Week Chapter Week Chapter

Mar. 04, 06 *Concepts of Crystals May 01 Chap. 9: H Atom

Mar. 11, 13 Chap. 1: Conductors/Resistors May 06, 08 Chap. 10: Bonds

Mar. 18, 20 Chap. 2: Optical Properties May 13, 15 Chap. 12: Free Electron Waves

Mar. 25, 27 Chap. 3: Dielectrics May 20, 22 Midterm Exam II Chap. 13: Bands, Gaps

Apr. 01, 03 Capacitors May 27, 29 Holes, Fermi Surface Chap. 14: Metals /Insulators

Apr. 08, 10 Chap. 5: Magnetism Chap. 6: Superconductors

Jun. 03, 05 Chap. 15: Semiconductors

Apr. 15, 17 Midterm Exam I Chap. 7: Elasticity /Phonons

Jun. 10, 12 Final Exam (review & perspective)

Apr. 22, 24 Chap. 8: Particles & Waves

2013. Spring: Introduction to Electro-Physics (Prof. Sin-Doo Lee, Rm. 301-1109); http://mipd.snu.ac.kr Electronic Properties of Engineering Materials James D. Livingston: MIT Series (John Wiley, New York, 1999)

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Interatomic separation, r

+

Attra

ctio

nR

epul

sion

0

FA = Attractive force

FR = Repulsive force

FN = Net force

ro

r = Molecule

Separated atoms

ro

(a) Force vs r

r

+

Rep

ulsi

onAt

tract

ion

0

EA = Attractive PE

ER = Repulsive PE

E = Net PE

Eoro

(b) Potential energy vs r

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Fig. 1.3: (a) Force vs interatomic separation and (b) Potential energy vsinteratomic separation.

Forc

e

Pote

ntia

l En

ergy

, E

(r)

Chap. 0 Bonding and Types of Solids

0.1 Molecules and General Bonding Principles

- Net force = attractive and repulsive

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H

109.5°

C

HH

H(c)

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

H

H H

H

L shell

K shell

Covalent bond

C

(a)

Fig. 1.5: (a) Covalent bonding in methane, CH4, involves fourhydrogen atoms sharing electrons with one carbon atom. Eachcovalent bond has two shared electrons. The four bonds areidentical and repel each other. (b) Schematic sketch of CH4 onpaper. (c) In three dimensions, due to symmetry, the bonds aredirected towards the corners of a tetrahedron.

C

H

H H

H

covalentbonds

(b)

0.2 Covalently Bonded Solids: H2, CH4, diamond

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From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Free valenceelectrons forming an

electron gas

Positive metalion cores

Fig. 1.7: In metallic bonding the valence electrons from the metalatoms form a "cloud of electrons" which fills the space between themetal ions and "glues" the ions together through the coulombicattraction between the electron gas and positive metal ions.

0.3 Metallic Bonding: electron gas or cloud (collective sharing of electrons)

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Cl

3p

Closed K and L shells

Na

Closed K and L shells(a)

Cl-

3pNa+

FA

r

FA

(b)

Na+

ro

(c)

Cl-

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Fig. 1.8: The formation of an ionic bond between Na and Cl atomsin NaCl. The attraction is due to coulombic forces.

3s3s

3s

0.4 Ionically Bonded Solids: salt (cation-anion)

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Cl- Na+

ro = 0.28 nm

6

-6

0

-6.3

0.28 nm

Pote

ntia

l ene

rgy

E(r)

, eV

/(ion

-pai

r)

Separation, r1.5 eV

r =

C l Nar =

Na+Cl-

Fig. 1.10: Sketch of the potential energy per ion-pair in solid NaCl.Zero energy corresponds to neutral Na and Cl atoms infinitelyseparated. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Coh

esiv

e en

ergy

- Potential energy per ion pair in solid NaCl

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Fig. 1.12: The origin of van der Waals bonding betweenwater molecules. (a) The H2O molecule is polar and has anet permanent dipole moment. (b) Attractions between thevarious dipole moments in water gives rise to van der Waalsbonding.From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

(a) (b)

H

O

H

0.5 Secondary Bonding : hydrogen bonds (polar), van der Waals bonds (induced dipolar)

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Time averaged electron (negative charge)distribution

Closed L Shell

Ionic core(Nucleus + K-shell)

Ne

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

A B

Synchronized fluctuationsof the electrons

van der Waals force

Instantaneous electron (negative charge)distribution fluctuates about the nucleus.

Fig. 1.13: Induced dipole-induced dipole interaction and the resultingvan der Waals force.

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Lattice

Basis

Crystal

Unit cell Unit cell

a

a

(a) (b) (c)

90

x

y

Basis placement in unit cell(0,0)

(1/2,1/2)

(d)

Fig. 1.70: (a) A simple square lattice. The unit cell is a square with aside a. (b) Basis has two atoms. (c) Crystal = Lattice + Basis. Theunit cell is a simple square with two atoms. (d) Placement of basisatoms in the crystal unit cell.

0.6 The Crystalline State

0.6.1 Type of Crystals : periodic array of points in space - lattice

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Face centered cubic

Simple cubic Body centered cubic

Simplemonoclinic

Simpletetragonal

Body centeredtetragonal

Simpleorthorhombic

Body centeredorthorhombic

Base centeredorthorhombic

Face centered orthorhombic

RhombohedralHexagonal

Base centeredmonoclinic

Triclinic

UNIT CELL GEOMETRY

Fig. 1.71: The seven crystal systems (unit cell geometries) and fourteen Bravaislattices.

CUBIC SYSTEMa = b = c 90°

Many metals, Al, Cu, Fe, Pb. Many ceramics andsemiconductors, NaCl, CsCl, LiF, Si, GaAs

TETRAGONAL SYSTEMa = b - c = = = 90°

In, Sn, Barium Titanate, TiO2

ORTHORHOMBIC SYSTEMa - b - c = = =90°

S, U, Pl, Ga (<30°C), Iodine, Cementite(Fe3C), Sodium Sulfate

HEXAGONAL SYSTEMa = b - c = = 90° ; = 120°

Cadmium, Magnesium, Zinc,Graphite

RHOMBOHEDRAL SYSTEMa = b = c = = - 90°

Arsenic, Boron, Bismuth, Antimony, Mercury(<-39°C)

TRICLINIC SYSTEMa - b - c - - - 90°

Potassium dicromate

MONOCLINIC SYSTEMa - b - c = = 90° ; - 90°

Selenium, PhosphorusLithium SulfateTin Fluoride

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a

a

a

(c)

2R

(b)

a

FCC Unit Cell(a)

Fig. 1.30: (a) The crystal structure of copper is Face Centered Cubic(FCC). The atoms are positioned at well defined sites arranged periodicallyand there is a long range order in the crystal. (b) An FCC unit cell withclosed packed spheres. (c) Reduced sphere representation of the FCC unitcell. Examples: Ag, Al, Au, Ca, Cu, -Fe (>912°C), Ni, Pd, Pt, Rh

- Face-Centered Cubic (FCC) Structure:

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From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

a

Fig. 1.31: Body centered cubic (BCC) crystal structure. (a) A BCCunit cell with closely packed hard spheres representing the Featoms. (b) A reduced-sphere unit cell.

Examples: Alkali metals (Li, Na, K, Rb), Cr,Mo, W, Mn, -Fe (< 912°C), -Ti (> 882°C).

a b

- Body-Centered Cubic (BCC) Structure:

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Layer ALayer BLayer A

(a) (b)

Layer A

Layer B

Layer A

c

a

(c) (d) Examples: Be, Mg, -Ti ( < 882°C ), Cr, Co, Zn, Zr, Cd

Fig. 1.32: The Hexagonal Close Packed (HCP) Crystal Structure. (a) TheHexagonal Close Packed (HCP) Structure. A collection of many Zn atoms.Color difference distinguishes layers (stacks). (b) The stacking sequence ofclosely packed layers is ABAB (c) A unit cell with reduced spheres (d) Thesmallest unit cell with reduced spheres.

- Hexagonal Closed Packed (HCP) Structure:

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a

C

a

a

Fig. 1.33: The diamond unit cell is cubic. The cell has eightatoms. Grey Sn (-Sn) and the elemental semiconductorsGe and Si have this crystal structure.

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

S

Zn

a

a

a

Fig. 1.34: The Zinc blende (ZnS) cubic crystal structure. Manyimportant compound crystals have the zinc blende structure.Examples: AlAs, GaAs, GaP, GaSb, InAs, InP, InSb, ZnS,ZnTe.

- Diamond & Zinc Blende Cubic Structure:

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Table 1.3 Properties of some important crystal structures CrystalStructure

a and R(R is the radius

of the atom).

Coordination Number (CN)

Number of atoms per unit cell

Atomic Packing Factor

Examples

Simple cubic

a = 2R 6 1 0.52 None

BCC a = 4R/3 8 2 0.68 Many metals: -Fe, Cr, Mo, W

FCC a = 4R/2 12 4 0.74 Many metals Ag, Au, Cu, Pt

HCP a = 2Rc = 1.633a

12 2 0.74 Many metals: Co, Mg, Ti, Zn

Diamond a = 8R/3 4 8 0.34 Covalent solids:Diamond, Ge, Si, -Sn.

Zinc blende 4 8 0.34 Many covalent and ionic solids. Many compund semiconductors. ZnS, GaAs, GaSb, InAs, InSb

NaCl 6 4 cations

4 anions

0.67

(NaCl)

Ionic solids such as NaCl, AgCl, LiF MgO, CaO

Ionic packing factor depends on relative sizes of ions.

CsCl 8 1 cation1 anion

Ionic solids such as CsCl, CsBr, CsI

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)

http://Materials.Usask.Ca

Table 1.3 Properties of some important crystal structures CrystalStructure

a and R(R is the radius

of the atom).

Coordination Number (CN)

Number of atoms per unit cell

Atomic Packing Factor

Examples

Simple cubic

a = 2R 6 1 0.52 None

BCC a = 4R/3 8 2 0.68 Many metals: -Fe, Cr, Mo, W

FCC a = 4R/2 12 4 0.74 Many metals Ag, Au, Cu, Pt

HCP a = 2Rc = 1.633a

12 2 0.74 Many metals: Co, Mg, Ti, Zn

Diamond a = 8R/3 4 8 0.34 Covalent solids:Diamond, Ge, Si, -Sn.

Zinc blende 4 8 0.34 Many covalent and ionic solids. Many compund semiconductors. ZnS, GaAs, GaSb, InAs, InSb

NaCl 6

Table 1.3 Properties of some important crystal structures CrystalStructure

a and R(R is the radius

of the atom).

Coordination Number (CN)

Number of atoms per unit cell

Atomic Packing Factor

Examples

Simple cubic

a = 2R 6 1 0.52 None

BCC a = 4R/3 8 2 0.68 Many metals: -Fe, Cr, Mo, W

FCC a = 4R/2 12 4 0.74 Many metals Ag, Au, Cu, Pt

HCP a = 2Rc = 1.633a

12 2 0.74 Many metals: Co, Mg, Ti, Zn

Diamond a = 8R/3 4 8 0.34 Covalent solids:Diamond, Ge, Si, -Sn.

Zinc blende 4 8 0.34 Many covalent and ionic solids. Many compund semiconductors. ZnS, GaAs, GaSb, InAs, InSb

NaCl 6 4 cations

4 anions

0.67

(NaCl)

Ionic solids such as NaCl, AgCl, LiF MgO, CaO

Ionic packing factor depends on relative sizes of ions.

CsCl 8 1 cation1 anion

Ionic solids such as CsCl, CsBr, CsI

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)

http://Materials.Usask.Ca

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Covalently bondednetwork of atoms

Cubic crystal

(a) Diamond unit cell

Covalently bonded layer

Layers bonded by van der Waalbonding

Hexagonal unit cell

Covalently bondedlayer

(b) Graphite

Buckminsterfullerene (C60) molecule (the"buckyball" molecule)

The FCC unit cell of theBuckminsterfullerene crystal. Eachlattice point has a C60 molecule

(c) BuckminsterfullereneFig. 1.42: The three allotropes of carbon.

0.6.2 Three Phases of Carbon

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Chap. 1. Conductors and Resistors

1.1. Ohm's Law and Conductivity

- Electrical conductivity electrical resistivity

- Insulator, semiconductor, conductor(metal)

- Ohm's law: constant (in ohms, in volts, in amps) at constant temperature

- Varistor: a very strong nonlinear V-I curve with a greatly reduced resistance at high voltages (variable resistor)

- Rectifier: AC -> DC, nonlinear V-I curve (nonohmic)

- Electrician's Ohm's law constant ⇒ Scientist's Ohm's law at an atomic scale

material's resistivity (in ohm-m), A=cross-sectional area, L= length Electric field E= V/L (in V/m) and the current density J = I/A (in A/m2). ⇒ Ohm's law:

constant or conductivity (ohm-m)-1 or siemens/m

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- For an anisotropic conductivity as in a randomly oriented polycrystal,

- Metals, semiconductors, and insulators have different temperature-dependence of conductivity. The conductivity of a metal decreases and that of a nonmetal increases with increasing T.

- Electrons were discovered by Thomson in 1897, and soon after Drude developed "the classical free-electron theory of metals" to explain the electrical conductivity of metals.

See Fig. 1.1.

1.2. Mobility and Relaxation Time

- Drude's classical free-electron theory (the first theory of materials science) The modified form in the quantum-mechanical free-electron theory of metals (Ch.12) & in the modern treatment of conduction electrons in semiconductors (Ch.15).

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- In Drude's model, electrons' average kinetic energy () ⇒ per degree of freedom:

in a 3-dim. free-electron "gas".

average thermal velocity

;

For 300K, ≈ msec, but in metals, the velocity of the conduction electrons

is much faster than this. It is a fair approximation for conduction electrons in semiconductors.

- Under an electric field E, the free electron gas achieves the average drift velocity and a net current density J; Denoting the charge carrier density by ,

In terms of the mobility of free electrons, and (The unit for the mobility: m2V-1s-1, m/s per V/m)

- The relation between the mobility and the relaxation time; From Newton's law of motion, the acceleration

but in metals, the free electrons have frequent collisions with the lattice ion.

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10610310010-310-610-910-1210-1510-18 109

Semiconductors Conductors

1012

Conductivity (m)-1

AgGraphite NiCrTeIntrinsic Si

DegeneratelyDoped Si

Insulators

Diamond

SiO2

Superconductors

PETPVDF

AmorphousAs2Se3

Mica

Alumina

Borosilicate Pure SnO2

Inorganic Glasses

Alloys

Intrinsic GaAs

Soda silica glass

Many ceramics

MetalsPolypropylene

Figure 2.24: Range of conductivites exhibited by various materialsFrom Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Therefore, the acceleration occurs only between collisions during the average time (the collision time or the relaxation time) :

≡ →

, then

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- Suppose that the conductivity of a typical metal is about ≈ S/m; With the approximation above, ≈

m2V-1s-1, which in turn ≈ sec and the mean free path ≈ m (See the textbook).

1.3. Resistance as Viscosity

- Newton's law incorporating the collision processes in the form of a viscous drag (friction) force;

Under a DC electric field, the electrons with an initial velocity of zero will accelerate, in a time on the order of the collision time , up to a terminal drift velocity of

In this "steady state" ( ), we have Ohm's law.

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1.4. The Hall Effect - Counting Free Electrons

- E. H. Hall in 1879 (graduate student)

In a magnetic field, ×, perpendicular to both and B.

→ the transverse force on electrons moving with an average drift velocity leads to a build-up of net charge on the longitudinal surfaces of the sample (an excess of electrons on one side, a deficiency on the other)

→ This charge build-up creates a transverse electric field (Hall field) .

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Metal n [m-3]

RH (Experimental) [m3 A-1 s-1]

H = | RH| [m2 V-1 s-1]

1028 10–11 10–4 Ag

5.85

-9.0

57

Al 18.06 -3.5 13 Au 5.90 -7.2 31 Be 24.2 +3.4 ?

Cu 8.45 -5.5 32 Ga 15.3 -6.3 3.6 In 11.49 -2.4 2.9

Mg 8.60 -9.4 22

Na 2.56 -25 53

- In equilibrium, the two transverse forces are equal and opposite:

In terms of the current density J,

and

- For divalent zinc, the calculated value = × , but the measure one = ×

→ positively charged! protons? positrons? positive ions? mystery!!! → "holes"

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Fig. 2.26: Hall effect for ambipolar conduction as in asemiconductor where there are both electrons and holes. Themagnetic field Bz is out from the plane of the paper. Both electronsand holes are deflected toward the bottom surface of the conductorand consequently the Hall voltage depends on the relative mobilitiesand concentrations of electrons and holes.(E is the electric field.)

Jx

vex

eEy

Jy = 0

xz

y

evexBz

Bz

V

Bz

A

Jx

EyEx

vhx

evhxBz

+

++

+ ++

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

eEy

Hall Effect : Another Description

- Application of a magnetic field in a perpendicular direction to the applied electric field :

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B

F = qvB

v

B

F = qvB

v

B

q = +e q = -e

(a) (b)

Fig. 2.16 A moving charge experiences a Lorentz force in a magneticfield. (a) A positive charge moving in the x direction experiences aforce downwards. (b) A negative charge moving in the -x directionalso experiences a force downwards.From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

- A transverse electric field in the sample exists in a direction perpendicular to both and (along the y-axis); Lorentz force with = the drift velocity.

The accumulation of electrons generates an internal electric field in the -y direction.

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Force balance (no further accumulation of electrons)

Hall coefficient

1.7. AC/DC

- Time-varying magnetic fields yield space-varying electric fields and vice versa;

Will still gold locally from the microscopic viewpoint?

Suppose that the local electric field is varying as sin and consider the collision processes, a collision between the lattice and an electrons occurs about 1014 times per second. → even a million times per second (freq = 1 MHz) is sluggish.

- As long as the period of the time-varying field is long compared to the collision time, or the product is much less than one,

AC: sin provided ≪

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→ The local current density will vary as sin, in phase with the electric field, and the local AC conductivity will be equivalent to the DC conductivity, provided ≪ .

For of the order of 10-14 seconds, the above will be satisfied at frequencies up to as high as 1012 Hz.

1.8. Heat Conductivity and Heat Capacity - The equivalent to Ohm/s law in 1-dim. heat flow;

Denote the rate of heat flow per unit area (W/m2) as JQ, the temperature gradient (K/m) as dT/dx, and the material's thermal conductivity (Wm-1K-1) as ;

, and Ohm's law:

→ constant (Wiedermann-Franz law); an "empirical" law

[Homework]

Problems 1.5 and 1.14


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