CONG TY CO PHA.NTHEPDA.NANG

CQNG HOA xA HQI CHU NGHiA VI~T NAMTHE SOCIALIST REPUBLIC OF VIETNAM

DQc I~p - Tl}' do - Hanh phucIndependence - Freedom - HappinessDanang Steel Joint

Stock Company

S6: 004 I/BC-HDQT/2016 Da N{mg, ngay 21 thang 07 nam 2016No.OO 4 4/BC-HDQT/2016 Da Nang, July 2Ft 2016

BAo cAo TINH HINH QUAN TRl CONG TV NIEM VETREPORT ON CORPORATE GOVERNANCE OF LISTING COMPANY

(6 thang )/(6 months)

Kinh giri: - Uy ban Chung khoan Nha mroc- Sa Giao dich Chung khoan

To: - The State Securities Commission- The Stock Exchange

- Ten cong ty niem yet/Name of listing company: Cong ty C6 phan Thep Da N£ng/Danang Steel Joint Stock Company

- Dia chi tru sa chinhiAddress of headofJice: Duong Ta Quang Buu, Khu congnghiep Lien Chiiu r Phuong Hoa Hiep Bilc, Qudn Lien Chiiu - Thanh pho DaNgnglTa Quang Buu Street, Lien Chieu Industrial Zone, Lien Chieu District, HoaHiep Bac Commune, Da Nang City.

- Dien thoai/ Telephone: 0511. 3842561; Fax: 0511. 3842174;

Email: thepdanang@dnsteel.vn

- V6n di~u l~/ Charter capital: 216.000.000.000 tl6nglVND

- Ma chtrng khoan/ Securities code: DNS

I. Hoat dQng cua Dai hQi dang c6 dong/Activities of the General Meeting ofShareholders

Thong tin v~ cac CU9Ch9P va Nghi quyet/Quyet dinh cua Dai h9i dong c6 dong(bao g6m ca cac Nghi quyet cua Dai hoi d6ng c6 dong ducc thong qua duoi hinhthirc l~y y kiSn bang van ban)/ Information on meetings and resolutions I decisionsof the General Meeting of Shareholders {including the resolutions of the General

• Meeting of Shareholders ado oted in the form of written commenJ~: -- - -

Sttsf> Nghi quyet/ Quyet Ngay N9i dung

I

dinh Resolution/DecisionI

No. No. Date Content

--

37INQ/f) Hf)Cf)/20 16

Thong qua k~t qua SXKD 2015, k~ hoach SXKD2016, thong qua Bao cao d§.u tir 20 15, k~ hoach d§.utir 2016, Bao cao tai chinh narn 2015 da: kiern toan,

28/04/2016 Bao cao Hf)QT 2015, TT phan ph6i 19i nhuan 2015,TT k~ hoach phan phoi 19i nhuan 2016, TT sira d6if)i~u l~ Cong ty 2016, TT chon don vi kiem toanBC tai chinh 2016.

[

I

I

II. H<)i dBng quan tr] (Bao cao 6 thangj/ Board of Management (Semi-annualreports):

1. Thong tin vS thanh vien HQi d6ng quan tri (lIDQT)/ Information about themembers of the Board of Management:

Stt Thanh vien Hf)QT/ Chirc vu! Ngay b~t S6 buoi Ty l~ Ly do khongNo. BOM's member Position d§.u/khong con h9P HDQT tham tham du hop/

la thanh vien tham d~'/ du ReasonsforHf)QT/ Day Number of hop/ absencebecoming/no attendance Perce

longer member ntageof the Board ofManagement

01 Ong/Mr Nguyen Bao Chu tich 2007 8/9 89% Di cong tacGiang v~ng

02 Ong/Mr Dinh Xuan Thanh 2007 9/9 100%f)(rc vien

03 Ong/Mr Pham Quy Thanh 19/04/2012 9/9 100%Giap vien

04 Ong/Mr Le Van Quang Thanh 19/0412012 9/9 100%vien

05 Ong/Mr Tran Trong Thanh 01109/2014 9/9 100%Manh vien

'.

2. Hoat dong giam sat cua HDQT d6i voi Ban Giam d6c/ Supervision by the BODover the Director (General Director):

• Theo doi sat diSn bi~n cua thi tnrong, nam b~t thai co, dua ra cac k~ hoachkinb doanh, k~ hoach tai chinh quy 2 va dinh huang cho quy 3 va quy 4nh~m nang cao hieu qua san X}:l~tkinb doanb dS nrng buoc kh~c phuc cackhoan 16 cua cac nam truce.

• Tang cuong cong tac quan ly, giam sat chi dao cac hoat dong cua Ban T6ngGiam d6c va bQ may giup viec cua Cong ty, dam bao thuc hien hieu quaNghi quyet cua Dai hoi d6ng c6 dong thong qua.

3. Heat dong cua cac ti~u ban thuoc HQi dong quan tri/ Activities of the Board ofDirectors J committees: Khong/Voxe,

4. Cac Nghi quyet/Quyet dinh cua HQi dong quan tri (Bao cao 6 thangj/Resolutions/Decisions of the Board of Directors (Semi-annual):

SttNo.

NgayDate

1S6 Nghj quyet/ Quyetdinh Resolution/Decision

No.

N<)i dungContent

1----+----------1-------4--------.-- ------- - - ---- -

Thong qua va phe duyet phuong an thang luong, :29102/2016 bang luong, che d<) phu cap theo Thong tu I

17/20 15/TT -BLDTBXHi----r---------I-------+----------------------,Mi~n nhiern chirc vu Pho T6ng GD d6i voi ong I

Pharn Quy Giap tir ngay 01/04/20162 10IQD-HDQT/20 16 22/03/2016

3 lI/QD-HDQT/2016 22103/2016

4 18INQ-HDQTI2016 28103/2016

5 22INQ-HDQT/20 16 11104/2016~549.<,,1Y 6 39IQD-HDQT/20 16 05/05/2016l.~N~P~N( 7 43INQ-HDQT/20 16 12/07/2016.»:w~~;;::::;----

Mi~n nhiern chuc vu Pho Tong GD d6i voi ba :Huynh Thj Quynh Thu' tLrngay 05/05/2016 J

-Lua chon Cong ty TNHH Hang kiern to an AASC Ila dun v] kiern toan bao cao tai chfnh nam 2016;L__~ L_ ~ __ ~ ~ __ ~

09INQ-HDQT/20 16

B6 nhiern chuc vu Pho Tong GD d6i voi ong Ngo iHu'u Phu tLrngay 01104/2016 I

Quyet dinh v/v t6 chuc Dai h<)i D6ng c6 dong Ithuong nien narn 2016 I

Thong qua tai lieu trinh bay trong DHDCD thuorig Inien narn 2016 I

III. Ban ki~m soat (Baa cao 6 thangj/ Supervisory Board (Semi-annual reports):1. Thong tin vS thanh vien Ban Ki~m soat (BKS)/ Information about members ofS B dupervtsory oar

Stt Tha1'lh vien Chirc vu Ngay b~t S6 buoi hop Ty I~ tham Ly doNo. BKS Position d§.u/khong con BKS tham du hop khong

Members of la thanh vien du Percentage tham duI Supervisory BKS Number of hQP

Board Day attendance Reasonsbecoming/no for

longer member absenceof the

SupervisoryBoard

--

J Ong/Mr Truong 01 100%Nguyen ban 01/10/2015

III

lDuy Dung I

2 Ong/Mr Thanh 19104/2012 01 100%Lam VTnh vienKhuong I

3 BalMs Ng6 IThi Kim Thanh 2007 01 100%Anh vien

2. Hoat dong giam sat cua BKS c16i voi HDQT, Ban Giam c16c c1iSuhanh va c6dong Surveillance activities of the Supervisory Boardtoward the Board ofManagement, Board of Directors and shareholders:

• Bao cao DHDCf) viec giam sat thirc hien heat dong kinh doanh nam 2015 vak@hoach heat dong BKS nam 2016,

• Giam sat tinh hop phap, hop ly trong quan ly c1iSuhanh hoat c19ng san xu~tkinh doanh cua Cong ty.

• Giam sat viec thuc hien cac quy che, quy c1iOOma Cong ty c1aban hanh.• Xem xet, th~m dinh bao cao tai chinh nham danh gia tinh trung thuc, hQ'P ly

cua cac s6 lieu tai chinh k@toan narn 2016.

3. Su phoi hop hoat dong gitra BKS c16ivoi heat dong cua HDQT, Ban Giam c16cdieu hanh va cac can b9 quan ly khac/ The coordination among the SupervisoryBoardwith the Board of Management, Board of Directors and different managers:

4. Hoat dong khac cua BKS (neu c6)/ Other activities of the Supervisory Board (ifany):

IV. Dao tao v~ quan tr] cong ty/ Training on corporate governance:Cac kh6a dao tao vS quan tri cong ty ma cac thanh vien HDQT, thanh vien BKS,Giam c16c (T6ng Giam c16c) c1iSuhanh, cac can b9 quan ly khac va Thu ky cong tyc1a tham gia theo quy dinh vS quan tri cong ty/ Training courses on corporategovernance which members of Board of Management, members of the SupervisoryBoard., Director (CEO), other managers and company secretary was involved inaccordance with regulations on corporate governance:

V. Danh sach v~ ngu'()'i co lien quan cua cong ty niem y~t theo quy dinh t~ikhoan 34 Di~u 6 Lu~t Chung khoan (Bao cao 6 thang) va giao djch cua ngrrOi

'. co lien quan cua cong ty voi chinh Cong ty / List of affiliated persons of thepublic company as specified in clause 34, Article 6 of the Securities Law (Semi-annual) and transactions of affiliated persons of the Company with theCompany)1. Danh sach vS nguoi c6 lien quan cua cong ty/ List of affiliated persons of the

--),01-

Company

S6 Gi~y I 1STT Ten t6 Tiii Chirc VI,! 8ia chi Thai Thai LyNo. chirc/ca nhan khoan tai cong SH~, tru sa (r~ b~t I di~m do Iiern a

Name of giao dich ty (neu ngay c~p, chinhl d~u Iii I khong Reasorganizati chung co) noi cap 8ia chi nguoi co con la ons I

on/individual khoan Position NSH lien h~ lien nguoi co(nSu co) at the No. *, date Address quan lien

Securities company of issue, Time of quantrading (if any) place of starting Time ofaccount issue to be

Iending

(if any) affiliate to bedperson I affiliate

d person I-

101 T6ng Cong ty 010001000 Ha (>i 2007Thep Vi~t Nam 47 do Sa

-CTCP KHDT Ha(>i cap

ngay29/09/2011 I

02 C6ng ty TNHH 370025617 Binh I

Thep An Hung 9 do Sa Duong I2007

Tirong KHDT BinhDuong capngay21/01/2011 I

03 Nguy~n SilO o.o tich 023036015 TPHCM 2007 I IGiang HDQT do CA TP

HCM cap I Ingay

I I23/07/20 I0- !--- -- I

04 Huynh Thi 024333206 TPHCM 2007 IQuynh Thu do CA TPHCM capngay23/07/2010

05 Dinh uan Duc T6ng 023827349 TPHCM 2007Giam d6c do CA TPkiern Uy HCM cap I

Ivien ngay I IHDQT 26/02/2015 I- I06 C6ng ty TNHH 031157059 TPHCM

Nhan Lac 5 do Sa 2007 I I

KHDT ~p I

HCM cap

~

I27/02/212 I

"

Ghi chu/Note: s6 Gidy NSH*: s6 CMND/Hc) chi~u (a6i voi ca nhdn) hade so GCNddng ky doanh nghiep, Gidy phep hoat dong hoac gidy to phap If; tuong duong(a6i voi t6 chuci/N'Sll: In case of individual: ID card/Passport No.; In case oforganization: License of establishment and operation/Certificate of business

registration/equivalent legal documents.

2. Giao dich gifra cong ty voi nguoi c6 lien quan cua cong ty; hoac giira cong tyvoi c6 Gong Ion, nguoi noi bQ, nguoi c6 lien quan cua ngiroi nQi bQ/ Transactionsbetween the company and the affiliated persons or between the company andmajor shareholders, internal persons and related person of internal

Kh" /Nperson. ong one

I ST Ten t6 M6i quan S6 8ia chi Thai di~m S6 Nghi S6 luong, GhiT chirc/ca h~ lien Gifry tru so giao dich quyet/ ty l~ nam chu

No. nhan quan voi NSH* chinh/ voi cong ty Quyet giG'c6 NotName of cong ty , n~ay Dia chi Time of dinh cua phieu sau e

organizatio Relationshi cap, lien h~ transaction 8H8C81 khi giaonl p nUl Addres s H8QT ... dich

I individual , cap s thong qua Number,I I NSH (neu co, ownership

I INo.*, neu r5 proportiondale ngay ban of

I Iof hanh) sharesljun

issue, Number dI place of certificate

Iof resolution s hold

issue sl after the

Idecisions transactio

I I of the

I

nAGMIBOM,

adoptedI (if any,I

Ispecifydate of

I I issue)r - ~- - L - - -f--

I I IIc., I

Chi chu/. ote: S6 Gidy NSH*: S6 CMND/H(; chieu (d6i veri ca nhdn) hoac S6 GCNdang ky doanh nghiep, Gidy phep hoat dong hoac gidy to' phap If; tuong duang(d6i veri t6 chucl/ NSH*: In case of individual: ID card/Passport No.; In case oforganization: License of establishment and operation/Certificate of businessregistration/equivalent legal documents.

3. Giao dich giira nguoi noi bQ cong ty niem y~t, nguoi c6 lien quan cua nguoi nQi'. bQ voi cong ty con, cong ty do cong ty niem y~t nam quyen kiSm soat/ Transaction

between internal person of listed company and company's subsidiaries, or thecompany in which listed company takes controlling power: Khong/None

I ;t [~gU~i I Q-ua~ Chu'c 1 __ s_6__ 8ia I Ten cong I Thai S6 I~

t thirc hien vrri nguoi VI:! tai CMND/H chi ty con, I diem hrong, I i IN giao dich nQi bQ CTNY Q chieu, Addre cong ty grao ty l~ chuo. Transact Relations Positti ngay dip, ss do dich narn giiI Not

ion hip with on at noi dp ID CTNY I Time of I c6 phieu I eexecutor internal listed card/Pass nam =r= I

sau khiIperson compa port No., quyen IOn giao

ny date of ki~m soar djch/ Iissue, Name of Number,

place of subsidiar ownershissue ies, the ip

company I proporti Iwhich on of Ilisted sharesIJ

company undcontrol certifica

I tes holdafter the

Itransacti

Ion- --r--- - -

I I I

4. Giao dich gnra cong ty voi cac d6i nrong khac/ Transactions between thecompany and other objects: Khong/None

4.1. Giao dich gitra cong ty voi cong ty ma thanh vien HDQT, thanh vien BanKiSm soat, Giam d6c (T6ng Giam doc) di~u hanh dff va dang la thanh vien sang l~phoac thanh vien HDQT, Giam d6c (T6ng Giam d6c) di~u hanh trong thai gian ba(03) nam tro lai day (tinh tai thai diSm lap bao cao)/ Transactions between thecompany and the company that members of Board of Management, members of theSupervisory Board, Director (CEO) has been a founding member or members ofBoard of Management, Director (CEO) in three (03) years (calculated at the timeof reporting).4.2. Giao dich giira cong ty voi cong ty rna nguoi co lien quan cua thanh vien

•••• ., ,? "

HDQT, thanh vien Ban Kiern soat, Giam doc (Tong Giam doc) dieu hanh la thanhvien HDQT, Giam d6c (T6ng Giam d6c) dieu hanh/ Transactions between thecompany and the company that related person of members of Board ofManagement, members of the Supervisory Board, Director (CEO) as a member ofBoard of Management, Director (CEO).

'. 4.3. Cac giao dich khac cua cong ty (neu co) co thS mang lai 19i ich v~t ch~t hoacphi v~t chat d6i voi thanh vien HDQT, thanh vien Ban KiSm soat, Giam d6c (T6ngGiam d6c) di~u hanh/ Other transactions of the company (if any) may be beneficialmaterial or immaterial for members of Board of Management, members of theSupervisory Board, Director (CEO).

VI. Giao djch c6 phieu cua ngU'iYi nQi bQ va ngu'iYi lien quan ciia nguoi nQi bQ(Bao cao 6 thangj/ Transactions of internal persons and related person ofinternal person (Semi-annual): Khong/None1. Danh sach nguoi nQi bQ va nguoi c6 lien quan cua nguoi noi bQ/ List of internal

d th . if) I' t d

'.

persons an ezr a z za e persons

I Sit H9 ten Tai Chirc VI,! S6 Dia chi S6 c6 Tyl~sa GhiNo. Name khoan tai c6ng CMND/HQ lien h~ phieu sa hiru c6 chu

giao dich ty (n~u chieu, ng~y Address hfru cuoi phieu cuoi Note

II chung co) cap, noi cap ky kyI khoan Position ID card/Pass Number Percentage

(neu co) at the port No.. ofshares of shareSecurities company date of issue, owned at ownership

trading (if any) place of issue the end of at the endaccount the of the

I(if any) period period

II T6ng01 0100010004 HaNQi 6.730.109 31,16%

II C6ng ty 7 do Sa

Thep KHDT HaVi~t Qi cap ngay

am- 29109/2011CTCP

02 C6ng ty I 3700256179 Blnh 3.493.640 16,17%TNHH do Sa KHDT Duong

I Thep An Bin,h Duong

I Hung cap ngayTucmg 21101/2011

03 Nguyen Chu tjch 023036015 TP 7.002.493 32,42%Bao HDQT do CA TP HCMGiang HCM cap

I I ngayiI -- + 1-- 23/07/2010I

04 I Huyn'"h I Pho 024333206 TP 790.970 3,66%Thi T6ng do CA TP HCMQuynh Giam HCM dpThu c!6c ngay

23/07/2010

05 DinhI

T6ng 023827349 TP 305.399 1,41%Xuan Giam do CA TP HCMDire I c!6c HCM dp

kiern Uy ngayvien 26/02/2015

HDQT

I06 C6ng ty 0311570595 TP 353,644 1,64%

TNHH do S6 KHDT HCMNhan tp HCM dpLac 27/02/212 I

2. Giao dich cua nguoi noi bQ va nguoi c6 lien quan ct6i voi c6 phieu cua cong tyniern ySt/ Transactions of internal persons and affiliated persons on shares of thelisted company: Khong/None

Nguoi thuchien giao

dichTransaction

executor

sf> c6 phieu so' hiru I Ly docuoi ky I tang, giam

Number of shares (mua, ban, Iowned at the end of I chu,Yen I

the period doi, II thuong ..,)I Reasons

, ~ I jar ITy I~ increase

I 'Percentage decreaseI II (purchase, !

sale,switch,

reward. ..)

Quan h~ voinguoi noi

bQRelationship

withinternalperson~~~--------~~

sf> c6 phieu so hirudfru ky

Number of sharesowned at the

beginning of theperiod

SttNo.

..

sf>-c6-j- Ty I~ sf> c6phieu Percentage phieu

Num~er I I NumberI oj of

shares I shares

VII. Cac v§n d~ c~n hru y khac/ Other significant issues: Khong/None

CHU TICH HDQT ~CHAIRMAN OF THE BOD

(Ky ten va dong ddu)(Sign and seal)

'.