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1
2017 Water Reactor Fuel Performance Meeting September 10 (Sun) ~ 14 (Thu), 2017
Ramada Plaza Jeju • Jeju Island, Korea
FORMATION OF A DISPERSED OXIDE LAYER ON ZIRCALOY-4 BY A LASER-BEAM-INDUCED SURFACE
TREATMENT
Yang-Il Jung,1 Jung-Hwan Park,1 Dong-Jun Park,1 Hyun-Gil Kim,1 Jae-Ho Yang,1 Yang-Hyun Koo,1 Yoon-Soo Lim2
1 Korea Atomic Energy Research Institute, 989-111 Daedeok-daero, Yuseong, Daejeon, 34012, South Korea
2 Hanbat National University, 125 Dongseo-daero, Yuseong, Daejeon, 34158, South Korea
Corresponding author: Yang-Il Jung ([email protected])
ABSTRACT: The technology to suppress high temperature deformation and rupture damage by forming an oxide dispersion
strengthened (ODS) layer on the surface of Zircaloy-4 was developed. The ODS treatment on the Zr surface layer was
successfully performed using a laser beam scanning process. The Zircaloy-4 plates and tubes were coated by Y2O3 oxide and
laser beam treated to form a dispersed oxide layer. The thickness of the dispersed oxide layer was varied 80–200 μm from the
Y2O3 coating with thickness of 10–30 μm. The tensile strength of Zircaloy-4 was increased by up to 20% with the formation of
a thin dispersed oxide layer with a thickness less than 10% of that of the Zircaloy-4 substrate. However, brittle fracture was
observed in the surface-treated samples during tensile deformation. Furthermore, multiple ODS layers were formed in
Zircaloy-4 by stacking and consolidating the surface treated samples. The lamellar structure of dispersed oxide layers was
beneficial to increase ductility of the ODS Zircaloy-4.
KEYWORDS: Zr alloy, oxide dispersion strengthened (ODS) alloy, laser surface treatment, microstructure
I. INTRODUCTION
Accident tolerant fuel claddings are being developed globally after the Fukushima accident with the demands for the
nuclear fuel having higher safety at normal operation as well as severe accident conditions.1-4 Zircaloy-4 is a traditional
zirconium-based alloy developed for application in nuclear fuel assembly components. Recently, an oxide dispersion
strengthened (ODS) zirconium was proposed to increase the strength of the Zr-based alloy up to high temperatures.3,5,6 Oxide
particles in ODS alloys are thermally stable and resistant to neutron irradiation; thus, oxide dispersion strengthening
treatment of Zircaloy-4 is promising for developing fuel cladding materials with enhanced accident tolerance. Yttrium oxide
(Y2O3) is a typical material used in ODS alloys. ODS alloys are generally manufactured through mechanical alloying7 of the
source metal with oxide powders and applying consolidation processes such as hot isostatic pressing, hot extrusion, and spark
plasma sintering. Homogeneous dispersion of oxide particles during the manufacturing process is a key issue. In this study,
an ODS layer was formed in the Zircaloy-4 surface region by a laser beam treatment. Surface treatment is advantageous for
uniform distribution of oxide particles and control of their volume fractions. Moreover, the surface treatment process is
directly applicable to final products such as tubes, strips, and sheets. Y2O3-coated Zircaloy-4 plate and tube samples were
scanned by a laser beam. A dispersed oxide layer was formed by penetration of Y2O3 particles into Zircaloy-4. The formation
of the ODS layer depending on processing parameters was investigated. The effect of oxide dispersion strengthening
treatment on the mechanical strength was evaluated by tensile tests at RT and an elevated temperature of 380 °C.
II. EXPERIMENTAL PROCEDURE
Zircaloy-4 (Zr-1.5Sn-0.2Fe-0.1Cr, wt.%) alloy sheets with a thickness of 2 mm and tubes with an outer diameter of 9.5
mm and a wall thickness of 0.57 mm were used as a substrate. The Zircaloy-4 sheets initially exhibited recrystallized
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2017 Water Reactor Fuel Performance Meeting September 10 (Sun) ~ 14 (Thu), 2017
Ramada Plaza Jeju • Jeju Island, Korea
microstructure with an average grain size of ~7 μm. In the case of Zircaloy-4 tubes, the as-received microstructure was a
cold-worked and stress-relieved. The sheets and tubes were cleaned by alcohol and acetone to remove stains and organic
contamination on the surface, and then dried in an oven at 80 °C. Y2O3 was coated on the prepared Zircaloy-4 surface. To
form a paste, Y2O3 powder (99.9%, 1 μm, Alfa Aesar, USA) was placed in an agate bowl, and mixed with distilled water
containing 10 wt.% poly vinyl alcohol (PVA) as a binder. The amount of PVA was 3 wt.% of the Y2O3 content. In the case of
a dip coating solution, the Y2O3 mixture was further diluted with water to a solute concentration of 33.5 g/ml. The solution
was mixed for 24 h using zirconia balls. The Y2O3 paste or dip-solution was wet-coated on the Zircaloy-4 sheet or tube, and
then dried in a vacuum oven at 80 °C for 20 min. The final thickness of the Y2O3 coating was measured by an eddy-current
isoscope (MP30, Fischer, Germany). The developed Y2O3 coating was 7–55 μm in thickness depending on the coating speed
and solution dilution.
The Y2O3-coated Zircaloy-4 sheet was scanned by a continuous-wave diode laser (PF-1500F, HBL Co., Korea). The
wavelength of the emitted laser beam was 1064 nm, and the beam diameter was 230 μm. The maximum operating power was
250 W. The thickness of the ODS alloy layer was controlled by varying the laser beam power; the scan speed (which can also
be used to control the thickness) was fixed at 10 mm/s in this investigation. To prevent oxidation during laser beam scanning,
Ar gas was continuously blown on the samples’ surfaces. Laser beam lines were scanned repeatedly with an overlap distance
of 0.2–0.4 mm. The ODS Zircaloy-4 samples were cut cross-sectionally for microstructural observation using an optical
microscope (OM) and a scanning electron microscope (SEM). For a mechanical test, a small tensile specimen with a gage
length of 6 mm was electro-discharge-machined from the ODS Zircaloy-4 samples. Both sides of the Zircaloy-4 sheet were
surface treated by oxide dispersion strengthening for the tensile test. The test was performed at room temperature (RT) and
380 °C with a cross-head speed of 1 mm/min using a universal testing machine (Instron 3367, USA).
III. RESULTS AND DISCUSSION
III.A. Plate Samples of ODS Zircaloy-4
Fig. 1 shows the cross-sectional microstructures of Zircaloy-4 after surface treatment for oxide dispersion strengthening.
A recrystallized Zircaloy-4 plate was used as a substrate, and the interior of the Zircaloy-4 maintained its recrystallized
microstructure during laser beam scanning. The dispersed oxide layer was observed in the surface region at a thickness of
about 130 μm. The wavy interface resulted from the multiple laser beam scans with a fixed offset distance (0.2 mm). Below
the ODS layer, a heat-affected zone (HAZ) about 270 μm in thickness developed because of the high temperature induced by
the laser beam’s thermal energy. SEM micrographs [Fig. 1(b)] revealed the dispersion of oxide particles. The trace of the
scanned laser beam was also identified by agglomeration of oxide particles at that position. Except in the laser beam overlap
region, oxide particles were distributed homogeneously in the ODS layer.
Fig. 1. Cross-sectional microstructure of ODS Zircaloy-4 sample, showing the ODS layer at the surface and heat-affected
zone (HAZ) below, observed by an OM (left) and SEM with a higher magnification (right).
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2017 Water Reactor Fuel Performance Meeting September 10 (Sun) ~ 14 (Thu), 2017
Ramada Plaza Jeju • Jeju Island, Korea
The thickness of the ODS layer varied depending on the laser beam power [Fig. 2(a)] and the thickness of the Y2O3
coating [Fig. 2(b)]. As the laser beam power increased from 150 to 200 W, the thickness of the ODS layer increased from
115 to 200 μm for the samples coated with 20 μm of Y2O3. A fluctuation in the thickness of the ODS layer was observed
when the laser beam power was low (150–170 W). The average thickness of the samples exhibited an insignificant increase
as the laser power increased from 150 to 170 W. The thickness increase became noticeable as the laser beam was operated at
powers above 180 W. Moreover, the variation in the thickness decreased; that is homogeneity was attained at high laser beam
powers (180–200 W). For a fixed laser beam power (180 W), the formation of the ODS layer was also examined according to
the coating thickness of the Y2O3 layer. The thickness of the Y2O3 coating was varied from 7 to 55 μm. A parabolic increase
in the thickness of the developed ODS layer was observed as the Y2O3 coating was thickened. At the same time, the
fluctuation in the thickness of the ODS layer increased with increasing thickness of the Y2O3 coating as well as that of the
corresponding ODS layer. The estimated dilution ratio is also presented in Fig. 2. For a dilution ratio of Y2O3 particles in
Zircaloy-4 substrate. It is very difficult to determine the dilution ratio experimentally. One possible method is to measure the
areal fraction of Y2O3 particles using SEM/TEM images. However, the particle size is too small to be properly quantified.5
According to our previous report,5 the bimodal distribution of the particle size was obtained at 15 and 125 nm of average
values, and the areal fraction was about 20%. The data still limited/localized because of the characteristics of TEM analysis.
By the way, the volume fraction could be estimated in a simple manner by assuming all the oxide particles in the coating had
penetrated into Zircaloy-4 matrix. According to Fig. 2(a), the thickness of ODS layer was increased as the laser beam power
increased. Because the oxide coating was fixed at 20 μm, the increased thickness of the ODS layer indicates more dilute
distribution of Y2O3 particles in the ODS layer.
Fig. 2. Variation in thickness of ODS layer formed in Zircaloy-4 (left) and volume fraction of Y2O3 particles in the ODS
layer (right) depending on (a) laser-beam power and (b) thickness of Y2O3 coating.
Laser beam was scanned at 180 W on Zircaloy-4 without a Y2O3 coating to identify the HAZ by the laser beam thermal
energy. The temperature of Zircaloy-4 substrate was not measured during the laser beam processing. However, it was
confirmed that melting of zirconium was occurred at the surface region. The solidified surface morphology appeared on the
trace of the laser beam. The melting temperature of zirconium is higher than 1800°C, thus we expect the surface of Zircaloy-
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2017 Water Reactor Fuel Performance Meeting September 10 (Sun) ~ 14 (Thu), 2017
Ramada Plaza Jeju • Jeju Island, Korea
4 was heated higher than that. Fig. 3 shows the microstructure of the HAZ revealing the martensite structure. The HAZ was
formed at a thickness of ~ 260 μm. The phase transition from alpha to beta (during heating) and back to alpha (during
cooling) occurs in zirconium. Martensite is formed athermally during phase transition from beta to alpha; it is a typical
microstructure of the beta-quenched Zr-based alloys.8-10 By the way, the cooling rate is an important parameter for the
formation of martensite. As the cooling rate was decreased, the lath of the martensite becomes larger and forms
Widmanstatten (thermal) rather than martensite (athermal). In this work, the samples were cooled by an aluminum panel with
circulating coolant water as well as Ar gas blowing on to the surface. Since cooling of samples was achieved very fast, the
martensite structure was formed mainly. However, there is a possibility of the mixed formation of matrensite and
Widmanstatten at the middle of the samples underwent slow cooling.
Fig. 3. Microstructure of HAZ after laser beam scanning.
The formation of an ODS layer on the Zircaloy-4 surface was effective for increasing the mechanical strength of fresh
Zircaloy-4. Fig. 4(a) shows the stress–strain curves for the ODS samples under tensile test at RT. As a comparison, fresh
Zircaloy-4 and laser-beam-scanned Zircaloy-4 without a Y2O3 coating (LBS only) were tested under identical conditions. The
ultimate tensile strength and elongation of fresh Zircaloy-4 were about 510 MPa and 35%, respectively. When Zircaloy-4
was scanned by the laser beam, the tensile strength increased to about 630 MPa. The martensitic phase transformation during
laser processing is the origin of the strength increase of the LBS samples. The ODS samples, furthermore, exhibited a much
higher tensile strength than fresh and LBS Zircaloy-4 samples. The obtained tensile strength of the ODS Zircaloy-4 samples
was 651–695 MPa. However, the elongation decreased drastically to 10–21%. An abnormal drop in the tensile strength was
observed at the maximum load for the ODS samples. The brittle surface layer after oxide dispersion strengthening treatment
accounts for this behavior. It is suggested that the increased strength was provided by the ODS layer through dispersion
strengthening of oxide particles. However, once surface cracks propagated and led to failure of the ODS layer, the tensile
load would be applied entirely to the interior Zircaloy-4. Because the load is already higher than the ultimate tensile strength
of Zircaloy-4, a sharp decrease in the tensile strength could be obtained.
The strengthening of Zircaloy-4 by the ODS layer was very effective at elevated temperature. Fig. 4(b) shows the stress–
strain curves of the ODS samples tensile tested at 380 °C. The ultimate tensile strength and elongation of fresh Zircaloy-4
were about 210 MPa and 47%, respectively. The ODS samples exhibited a tensile strength of about 355 MPa, which is
almost 70% greater than that of fresh Zircaloy-4. In addition, the elongation did not exhibit a stress drop or a dramatic
decrease, which had been observed in the test at RT (Fig. 4(a)). The tensile elongation of the ODS samples was 33–37%. The
values are about 30% less than that of the fresh Zircaloy-4 sample; however, the increase in the tensile strength resulted in
comparable toughness between the samples with and without the ODS layer. The equivalent toughness is meaningful for the
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2017 Water Reactor Fuel Performance Meeting September 10 (Sun) ~ 14 (Thu), 2017
Ramada Plaza Jeju • Jeju Island, Korea
application of ODS Zircaloy-4 as an in-core nuclear structural material. Because the working temperature of fuel cladding
tubes is 300–400 °C, the increases in the strength and toughness would provide enhanced reliability and safety margins.
Fig. 4. Stress–strain curves of ODS Zircaloy-4 samples tensile tested at (a) room temperature and (b) 380 °C.
III.B. Tube Samples of ODS Zircaloy-4
Fig. 5 shows the cross-sectional microstructure of the Zircaloy-4 tube with a surface ODS layer. The tube was cut axially
and to observe its microstructure. The microstructure along the axial direction revealed the formation of a dispersed oxide
layer 50–140 μm in thickness in the surface region. The helical laser beam scans with a fixed offset distance of 0.4 mm
produced the wavy interface. In addition, Y2O3 particles were aligned in stripes, which are thought to be formed by
solidification of the Zr matrix after instantaneous melting.
Fig. 5. Cross-sectional microstructure of ODS Zircaloy-4 samples showing the distribution of oxide particles in the ODS
layer at the surface and the formation of the HAZ below.
The formation of an ODS layer on the Zircaloy-4 surface was effective for increasing the mechanical strength of fresh
Zircaloy-4. Fig. 6 shows the stress–strain curves for fresh, laser-beam-scanned (LBS), and surface-treated Zircaloy-4 samples
during ring tension tests at room temperature. The tensile stress was calculated by dividing the applied load by the cross-
sectional area. The ultimate tensile strength of fresh Zircaloy-4 were about 790 MPa. When Zircaloy-4 was scanned by the
laser beam, the tensile strength increased to about 840 MPa. As in the case of plate samples, the martensitic phase
transformation during laser processing is the origin of the strength increase of the LBS samples. The ODS samples,
furthermore, exhibited a much higher tensile strength than fresh and LBS Zircaloy-4 samples. The obtained tensile strength
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2017 Water Reactor Fuel Performance Meeting September 10 (Sun) ~ 14 (Thu), 2017
Ramada Plaza Jeju • Jeju Island, Korea
of the ODS Zircaloy-4 samples was about 870 MPa. On the contrary, the tensile elongation decreased dramatically, showing
an abrupt drop in the applied tensile load. The fracture morphologies of the ring tensile specimens of fresh and ODS
Zircaloy-4 were quite different, as shown in Fig. 6. Fresh Zircaloy-4 fractured in a ductile manner, where necking and shear
slip occurred. On the other hand, brittle fracture without plastic deformation was observed in the ODS Zircaloy-4.
Fig. 6. Stress–strain curves of fresh, LBS, and ODS Zircaloy-4 samples in a tensile test at room temperature. The fractured
samples after the test are also shown together.
III.B. Lamellar ODS Zircaloy-4
Multiple ODS layers were formed after HIP joining of surface ODS treated Zircaloy-4 samples. Six surface ODS treated
samples were stacked and HIP bonded. For each sample, an ODS layer of ~100 μm thick was formed on Zircaloy-4 substrate.
HIP was performed at 950 °C for 2 h under 100 MPa. After decanning, the thickness of the bonded block was 11 mm. Hot-
rolling was conducted at 500 °C for eight times with an 1 mm reduction magnitude. The thickness of the sample after hot-
rolling was 3.61 mm. Then, cold-rolling was conducted with a 0.3 mm reduction magnitude to become a sheet sample with
2.2 mm in thickness. The cross-sectional microstructure of the final product was shown in Fig. 2. ODS treated layers were
observed periodically with dark contrasts. In addition, cold-worked microstructures were observed in the Zircaloy-4 matrix.
The thickness of the ODS layers and Zircaloy-4 were 16–37 μm and 410 μm, respectively. The volume fraction of ODS
treated layer was less than 10%.
Fig. 7 shows the tensile stress to strain curves for the fabricated samples. For the tensile test, small-sized specimens with
the cross-sectional dimensions of 2 mm × 4 mm and gage-length of 6 mm were machined by a wire electro-discharge
machining. The tensile test was performed at RT and elevated temperatures of 380°C and 500°C. The tensile strength at RT
was varied from 480 to 700 MPa depending on their microstructures. The tendency of stress–strain behavior was similar at
elevated temperatures. The drastic reduction in elongation was improved in the lamellar structured ODS Zircaloy-4.
Fig. 7. Tensile stress-strain curves for the lamella ODS Zircaloy-4 samples at room temperature and elevated temperatures of
380 °C and 500 °C, respectively.
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2017 Water Reactor Fuel Performance Meeting September 10 (Sun) ~ 14 (Thu), 2017
Ramada Plaza Jeju • Jeju Island, Korea
IV. CONCLUSIONS
Increased strength of Zircaloy-4 was obtained by ODS treatment on its surface. To form the oxide dispersed layer, the
Y2O3-coated Zircaloy-4 was scanned a laser beam. The thickness of the ODS treated layer was dependent on the laser beam
power and coating thickness. The obtained tensile strength of ODS treated Zircaloy-4 samples was about 20% higher than
that of fresh Zircaloy-4. There are two hardening mechanisms for the ODS treated Zircaloy-4 samples, i.e. martensitic phase
transformation and dispersion strengthening by oxide particles. The partial formation of ODS layer with the thickness of 5–
10% to the substrate thickness induced the increase in tensile strength up to about 20% in Zircaloy-4. Formation of the ODS
layer, on the contrary, decreased material’s ductility drastically. However, the ductility reduction became insignificant as the
testing temperatures increased to 380 and 500 °C. In the case of lamellar ODS Zircaloy-4 samples, the reduction in ductility
was not profound as compared to surface ODS samples. However, more detailed investigation is required to correlate the
tensile behavior with their microstructures.
ACKNOWLEDGMENTS
This work was supported by a National Research Foundation of Korea (NRF) grant funded by the Korean government
(MSIP) (No. 2017M2A8A5015058).
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