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NIH Public Access Mandate: Helping Investigators Comply
Michele Shipley, MLSAssistant Director of Digital & Branch LibrariesEG Miner LibraryUniversity of Rochester Medical Center
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Outline
University of Rochester History of scholarly publishing initiatives at
Rochester Implementing the NIH Public Access
mandate Faculty concerns
Society for Scholarly Publishing Annual Meeting, May 28, 2008
University of Rochester
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Scholarly Publishing Initiatives
Create Changewww.createchange.org
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Scholarly Publishing Initiatives
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Scholarly Publishing InitiativesCommittee on Scientific Publishing in
the Digital Age Appointed by Dean, School Medicine &
Dentistry in 2005 Charge:
Develop institutional direction in response to current issues in scientific publishing
Develop guidelines to facilitate compliance with NIH Public Access policy
Society for Scholarly Publishing Annual Meeting, May 28, 2008
NIH Public Access MandateThe NIH Public Access Policy implements Division G,
Title II, Section 218 of PL 110-161 (Consolidated Appropriations Act, 2008). The law states:
“The Director of the National Institutes of Health shall require that all investigators funded by the NIH submit or have submitted for them to the National Library of Medicine’s PubMed Central an electronic version of their final, peer-reviewed manuscripts upon acceptance for publication, to be made publicly available no later than 12 months after the official date of publication: Provided, That the NIH shall implement the public access policy in a manner consistent with copyright law.”
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Implementing the NIH Mandate
Establish responsibility for compliance Provide copyright management assistance Raise awareness Provide training Develop PMC submission service Answer questions
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Responsibility for Compliance
University and PI share responsibility for compliance but…
Copyright management is strictly between faculty authors and publishers
University does not regulate or even track the publishing activities of faculty authors
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Responsibility for Compliance
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Responsibility for ComplianceComprehensive Assistance in Copyright
Management Standard letter notifying publishers that
submitted article is subject to NIH Public Access mandate
Standard addendum reserving right to submit author’s manuscript to PubMed Central
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Responsibility for Compliance
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Responsibility for Compliance
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Raising Awareness
Announcements to e-mail lists Presentations Web sites
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Raising Awareness
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Raising Awareness
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Additional Support Services
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Concerns of Faculty Authors
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Concerns of Faculty Authors
Society for Scholarly Publishing Annual Meeting, May 28, 2008
Final Requests to Publishers Helping authors comply with the NIH
Public Access mandate is good customer service
List your policy on the mandate in a prominent place on your web site
Add language allowing authors to submit manuscripts to PMC to your standard copyright transfer agreement
Educate your staff about the mandate