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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to §240.14a-12 Rockwell Collins, Inc. (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid:
Transcript

UNITEDSTATESSECURITIESANDEXCHANGECOMMISSION

Washington,D.C.20549

SCHEDULE14AProxyStatementPursuanttoSection14(a)ofthe

SecuritiesExchangeActof1934(AmendmentNo.)

FiledbytheRegistrant☒FiledbyaPartyotherthantheRegistrant☐

Checktheappropriatebox:

☐ PreliminaryProxyStatement

☐ Confidential,forUseoftheCommissionOnly(aspermittedbyRule14a-6(e)(2))

☐ DefinitiveProxyStatement

☒ DefinitiveAdditionalMaterials

☐ SolicitingMaterialPursuantto§240.14a-12

RockwellCollins,Inc.(NameofRegistrantasSpecifiedInItsCharter)

(NameofPerson(s)FilingProxyStatement,ifotherthantheRegistrant)

PaymentofFilingFee(Checktheappropriatebox):

☒ Nofeerequired.

☐ FeecomputedontablebelowperExchangeActRules14a-6(i)(1)and0-11.

(1)

Titleofeachclassofsecuritiestowhichtransactionapplies:

(2)

Aggregatenumberofsecuritiestowhichtransactionapplies:

(3)

PerunitpriceorotherunderlyingvalueoftransactioncomputedpursuanttoExchangeActRule0-11(setforththeamountonwhichthefilingfeeiscalculatedandstatehowitwasdetermined):

(4)

Proposedmaximumaggregatevalueoftransaction:

(5)

Totalfeepaid:

☐ Feepaidpreviouslywithpreliminarymaterials.

☐CheckboxifanypartofthefeeisoffsetasprovidedbyExchangeActRule0-11(a)(2)andidentifythefilingforwhichtheoffsettingfeewaspaidpreviously.Identifythepreviousfilingbyregistrationstatementnumber,ortheFormorScheduleandthedateofitsfiling.

(1)

AmountPreviouslyPaid:

(2)

Form,ScheduleorRegistrationStatementNo.:

(3)

FilingParty:

(4)

DateFiled:

DearEmployee:

Youarereceivingthise-mailbecauseRockwellCollinssharesareallocatedtoyouraccountundertheRockwellCollinsRetirementSavingsPlanortheB/EAerospace,Inc.SavingsPlan.YoumaydirecttheplantrusteeonhowthesharesallocatedtoyouraccountshouldbevotedinconnectionwiththeAnnualMeetingofShareownersofRockwellCollinsbyfollowingthevotinginstructionsbelow.Toreducecostsandbeenvironmentallyresponsible,thecompanyissendingyouthise-mailandprovidingyouwithelectronicaccesstotheProxyStatement,AnnualReportandForm10-Kinsteadofsendingpapercopiesoftheseannualmeetingmaterials.

BelowyouwillfindlinkstotheelectronicvotingsitetoviewtheProxyStatement,AnnualReportandForm10-K.Thiselectronicvotingsiteenablesyoutoconfidentiallydirectthetrusteeonhowtovoteonline,atyourconvenience,withthecontrolnumberlistedbelow.

Youcanviewyourmaterialsandvoteelectronicallybyvisiting:www.proxydocs.com/col

Your11digitcontrolnumberis:[XXXXXXXXXXXXXX]

AlthoughweencourageyoutoviewtheProxyStatement,AnnualReportandForm10-Konline,youmayorderpapercopiesbymakingarequestonthefollowingsite:www.proxydocs.com/col

Ifyouholdsharesinotheraccounts,youmayreceiveaseparatenoticeorapaperdeliveryoftheannualmeetingmaterialsforthoseaccounts.Iencourageyoutoelecttoreceivefutureelectronicdeliveryofmeetingmaterialsforyouraccount(s)byvisitinghttp://www.proxydocs.com/colandfollowingtheinstructions.

WesincerelyhopethatyouwilldirectthetrusteeonhowtovotethesharesallocatedtoyoursavingsplanaccountinconnectionwiththeAnnualMeetingofShareowners.

Sincerely,RobertJ.PernaSeniorVicePresident,GeneralCounsel&SecretaryRockwellCollins,Inc.

*Pleasedonotreplytothise-mail.Thise-mailisforinformationalpurposesonly.

***ExerciseYourRighttoVote***ImportantNoticeRegardingtheAvailabilityofProxyMaterialsfortheShareholderMeetingtoBeHeldonFebruary01,2018ROCKWELLCOLLINS,INC.MeetingInformationMeetingType:AnnualMeetingForholdersasof:December04,2017Date:February01,2018Time:11:00AMCSTLocation:TheCedarRapidsMarriott1200CollinsRoadNECedarRapids,IA52402BROKERLOGOHEREReturnAddressLine1ReturnAddressLine2ReturnAddressLine351MERCEDESWAYEDGEWOODNY11717InvestorAddressLine1InvestorAddressLine2InvestorAddressLine3InvestorAddressLine4InvestorAddressLine5JohnSample1234ANYWHERESTREETANYCITY,ONA1A1A11OF21215Youarereceivingthiscommunicationbecauseyouholdsharesintheabovenamedcompany.Thisisnotaballot.Youcannotusethisnoticetovotetheseshares.ThiscommunicationpresentsonlyanoverviewofthemorecompleteproxymaterialsthatareavailabletoyouontheInternet.Youmayviewtheproxymaterialsonlineatwww.proxyvote.comoreasilyrequestapapercopy(seereverseside).Weencourageyoutoaccessandreviewalloftheimportantinformationcontainedintheproxymaterialsbeforevoting.Seethereversesideofthisnoticetoobtainproxymaterialsandvotinginstructions.BARCODEBroadridgeInternalUseOnlyJob#Envelope#Sequence##of#Sequence#0000349067_1R1.0.1.17

BeforeYouVoteHowtoAccesstheProxyMaterialsProxyMaterialsAvailabletoVIEWorRECEIVE:1.AnnualReport2.Form10-K3.Notice&ProxyStatementHowtoViewOnline:Havetheinformationthatisprintedintheboxmarkedbythearrowxxxxxxxxxxxxxxxx(locatedonthefollowingpage)andvisit:www.proxyvote.com.HowtoRequestandReceiveaPAPERorE-MAILCopy:Ifyouwanttoreceiveapaperore-mailcopyofthesedocuments,youmustrequestone.ThereisNOchargeforrequestingacopy.Pleasechooseoneofthefollowingmethodstomakeyourrequest:1)BYINTERNET:www.proxyvote.com2)BYTELEPHONE:1-800-579-16393)BYE-MAIL*:[email protected]*Ifrequestingmaterialsbye-mail,pleasesendablanke-mailwiththeinformationthatisprintedintheboxmarkedbythearrowxxxxxxxxxxxxxxxx(locatedonthefollowingpage)inthesubjectline.Requests,instructionsandotherinquiriessenttothise-mailaddresswillNOTbeforwardedtoyourinvestmentadvisor.PleasemaketherequestasinstructedaboveonorbeforeJanuary18,2018tofacilitatetimelydelivery.-HowToVote-PleaseChooseOneoftheFollowingVotingMethodsVoteInPerson:Ifyouchoosetovotethesesharesinpersonatthemeeting,youmustrequesta“legalproxy.”Todoso,pleasefollowtheinstructionsatwww.proxyvote.comorrequestapapercopyofthematerials,whichwillcontaintheappropriateinstructions.Manyshareholdermeetingshaveattendancerequirementsincluding,butnotlimitedto,thepossessionofanattendanceticketissuedbytheentityholdingthemeeting.Pleasecheckthemeetingmaterialsforanyspecialrequirementsformeetingattendance.VoteByInternet:TovotenowbyInternet,gotowww.proxyvote.com.Havetheinformationthatisprintedintheboxmarkedbythearrowxxxxxxxxxxxxxxxxavailableandfollowtheinstructions.VoteByMail:Youcanvotebymailbyrequestingapapercopyofthematerials,whichwillincludeavotinginstructionform.InternalUseOnly0000349067_2R1.0.1.17

VotingitemsTheBoardofDirectorsrecommendsthatyouvoteFORthefollowing:1.ElectionofDirectorsNominees01A.J.CARBONE02R.K.ORTBERG03C.L.SHAVERSTheBoardofDirectorsrecommendsyouvoteFORthefollowingproposal(s):2ADVISORYVOTEONEXECUTIVECOMPENSATION:Foranon-bindingresolutiontoapprovethecompensationofnamedexecutiveofficers.3SELECTIONOFINDEPENDENTREGISTEREDPUBLICACCOUNTINGFIRM:FortheselectionofDeloitte&ToucheLLPforfiscalyear2018.NOTE:Suchotherbusinessasmayproperlycomebeforethemeetingoranyadjournmentthereof.00000000000000000000349067_3R1.0.1.17BARCODEBroadridgeInternalUseOnlyxxxxxxxxxxxxxxxxxxxxCusipJob#Envelope#Sequence##of#Sequence#

ReservedforBroadridgeInternalControlInformationVotingInstructionsTHISSPACERESERVEDFORLANGUAGEPERTAININGTOBANKSANDBROKERSASREQUIREDBYTHENEWYORKSTOCKEXCHANGE0000349067_4R1.0.1.17THISSPACERESERVEDFORSIGNATURESIFAPPLICABLEBroadridgeInternalUseOnlyJob#Envelope#Sequence##of#Sequence#

ROCKWELLCOLLINS,INC.ANNUALMEETINGTOBEHELDON02/01/18AT11:00A.M.CSTFORHOLDERSASOF12/04/17*ISSUERCONFIRMATOINCOPY–INFOONLY*11-0001THISFORMISPROVIDEDFORINFORMATIONALPURPOSESONLY.PLEASEDONOTUSEITFORVOTINGPURPOSES.774341101DIRECTORSDIRECTORSRECOMMEND:AVOTEFORELECTIONOFTHEFOLLOWINGNOMINEES00101001.-01-A.J.CARBONE,02–R.K.ORTBERG,03-C.L.SHAVERSPROPOSAL(S)DIRECTORSRECOMMEN2.*-ADVISORYVOTEONEXECUTIVECOMPENSATION:FORANON-BINDING--------FOR-------RESOLUTIONTOAPPROVETHECOMPENSATIONOFTHENAMEDEXECUTIVEOFFICERS.00294403.-SELECTIONOFINDEPENDENTREGISTEREDPUBLICACCOUNTINGFIRM:---------FOR------FORTHESELECTIONOFDELOITTE@TOUCHELLPFORFISCALYEAR2018.0010200*NOTE*SUCHOTHERBUSINESSASMAYPROPERLYCOMEBEFORETHEMEETINGORANYADJOURNMENTTHEREOF.HOUSEHOLDINGELECTION----Mark“FOR”toenrollthisaccounttoreceivecertainfutureshareholderscommunicationsinasinglepackageperhousehold.Mark“AGAINST”ifyoudonotwanttoparticipate.Tochangeyourelectioninthefuture,call1-866-540-7095.Seeaccompanyingpageformoreinformationaboutthiselection.(HH)VIF11HFOLDANDDETACHHEREIMPORTANTNOTICEREGARDINGTHEAVAILABILITYOFPROXYMATERIALSFORTHESHAREHOLDERMEETINGTOBEHELDON02/01/18FORROCKWELLCOLLINS,INC.THEFOLLOWINGMATERIALISAVAILABLEATWWW.PROXYVOTE.COM****-PROXYSTATEMENT–ANNUALREPORT-10-KREPORT2-I–SDIRECTORS(MARK“X”FORONLYONEBOX)FORALLNOMINEESWITHHOLDALLNOMINEESWITHHOLDAUTHORITYTOVOTEFORANYINDIVIDUALNOMINEE.WRITENUMBER(S)OFNOMINEE(S)BELOW.USENUMBERONLYFORAGNABSPLEASEINDICATEYOURPROPOSALSELECTIONBYFIRMLYPLACINGAN“X”INTHEAPPROPRIATENUMBEREDBOXWITHBLUEORBLACKINKSEEVOTINGINSTRUCTIONNO.2ONREVERSEA/C:FORANGABS774341101PLACE“X”HEREIFYOUPLANTOATTENDANDVOTEYOURSHARESATTHEMEETINGBrodridgeTM51MERCEDESWAYEDGEWOODNY11717IMPORTANTNOTICEREGARDINGDELIVERYOFSECURITYHOLDERDOCUMENTS(HH)ROCKWELLCOLLINS,INC.ATTN:CAROLYNSJ.SMITH400COLLINSROADNEM/S124-323CEDARRAPIDS,IA52498-0001FORANGPAGE1OF2FOLDANDDETACHHERESIGNATURE(S)DATEPSG12-10P99634000

DIRECTORSPLEASERETAINFORYOURRECORDSPROPOSAL(S)HOUSEHOLDINGELECTIONThisnoticeisappearinginthismailingbehalfofyourBrokerorBank.InDecember2000.TheSecuritiesandExchangeCommissionenactedanewrulethatallowsmultipleshareownersresidingatthesameaddresstheconvenienceofreceivingasinglecopyofproxyandinformationstatementsannualreportsandprospectusesiftheyconsenttodoso.Thisisknownas“Householding”Pleasenotethatifyoudonotrespond,Householdingwillstart60daysafterthemailingofthisnotice.WewillallowHouseholdingonlyuponcertainconditions,someofthoseconditionsare;TheissueragreestohaveitsdocumentsHouseholded.Youagreetoordonotobjecttothehouseholdingofyourmaterials.Youhavethesamelastnameandexactaddressasanothershareowner(s).ConsistencywithyourBrokerorBank’spractices.Ifalloftheseconditionsaremet,andSecuritiesandExchangeCommissionregulationallowyourhouseldholdwillreceiveasinglecopyofproxyandinformationstatements,annualreportsandprospectuses.TheHOUSEHOLDINGELECTION(HH)whichappearsontheaccompanyingvotingformisnotanissuerproposal.IfyouwishtoparticipateinHouseholdingpleaseindicate”FOR”ontheenclosedVotingInstructionFormandHouseholdingwillbeginimmediately.Ifyoudonotwishtoparticipateinthehouseholdingofinvestorcommunications.Pleaseindicate“AGAINST”youraffirmativeorimpliedconsenttohouseholdwillremainineffectuntilyourevokeitbycallingthetelephonenumberlistedintheHOUSEHOLDINGELECTIONparagraphIfyourevokeyourhouseholdingelection,eachprimaryaccountholderwillbeginreceivingindividualcopieswithin30daysofyourrevocation.ImportantNoticeregardingTheAvailabilityofproxymaterialsfortheShareholdersmeetingTobeHeldon02/01/18forRockwellCollins.incTHEFOLLOWINGMATERIALSISAVAILABLEATWWW.PROXYVOTE.COMDIRECTORS(MARK“X”FORONLYONEBOXXUSEMEMBERONLYFORAGAINSTABSTAINDONOTUSEPLEASEINDICATEYOURPROPOSALSELECTIONBYFIRMLYPLACINGAN“X”INTHEAPPROPRIATENUMBEREDBOXWITHBLUEORBLACKINKXDONOTUSESEEVOTINGINSTRUCTION____2____ONREVERSEXDONOTRETURNDONOTUSEA/CFORAGAINSTABSTAIN774341101DONOTUSEDONOTUSEDONOTUSEFORAGAINSTABSTAINDONOTUSEDONOTUSEBroadridgeDONOTUSEFORAGAINSTABSTAIN51MERCEDESWAYEDGEWOODNY11717DONOTUSEDONOTUSEP99634DONOTUSEFORAGAINSTABSTAINIMPOTANTNOTICEREGARDINGDELIVERYOFSECURITYHOLDERDOCUMENTS(HH)ROCKWELLCOLLINS,INCATTN:CAROLYNL.SMITH400COLLINSROADNEM/S124-323CEDARRAPIDS,IA52498-0001DONOTUSEDONOTUSEDONOTUSEIMPORTANTNOTICEREGARDINGDELIVERYOFSECURITYHOLDERDOCUMENTS(HH)ROCKWELLCOLLINS,INC.ATTN:CAROLYNJ.SMITH400COLLINSROADNEM/S124-323CEDARRAPIDS,IA52498-0001

ProxyServicesP.O.Box9175FarmingdaleNY11735-9852WRONGWAYP.O.Box9175FoldandDetachHerePleaseensureyoufoldthendetachandretainthisportionoftheVotingInstructionFormFoldandDetachHereVOTINGINSTRUCTIONSTOOURCLIENTS:WEHAVEBEENREQUESTEDTOFORWARDTOYOUTHEENCLOSEDPROXYMATERIALRELATIVETOSECURITIESHELDBYUSINYOURACCOUNTBUTNOTREGISTEREDINYOURNAME.ONLYWEASTHEHOLDEROFRECORDCANVOTESUCHSECURITIES.WESHALLBEPLEASEDTOVOTEYOURSECURITIESINACCORDANCEWITHYOURWISHES,IFYOUWILLEXECUTETHEFORMANDRETURNITTOUSPROMPTLYINTHEENCLOSEDBUSINESSREPLYENVELOPE.ITISUNDERSTOODTHATIFYOUSIGNWITHOUTOTHERWISEMARKINGTHEFORMYOURSECURITIESWILLBEVOTEDASRECOMMENDEDBYTHEBOARDOFDIRECTORSONALLMATTERSTOBECONSIDEREDATTHEMEETING.FORTHISMEETING,THEEXTENTOFOURAUTHORITYTOVOTEYOURSECURITIESINTHEABSENCEOFYOURINSTRUCTIONSCANBEDETERMINEDBYREFERRINGTOTHEAPPLICABLEVOTINGINSTRUCTIONNUMBERINDICATEDONTHEFACEOFYOURFORM.FORMARGINACCOUNTS,INTHEEVENTYOURSECURITIESHAVEBEENLOANEDOVERRECORDDATE,THENUMBEROFSECURITIESWEVOTEONYOURBEHALFHASBEENORCANBEADJUSTEDDOWNWARD.PLEASENOTETHATUNDERARULEAMENDMENTADOPTEDBYTHENEWYORKSTOCKEXCHANGEFORSHAREHOLDERMEETINGSHELDONORAFTERJANUARY1,2010,BROKERSARENOLONGERALLOWEDTOVOTESECURITIESHELDINTHEIRCLIENTS’ACCOUNTSONUNCONTESTEDELECTIONSOFDIRECTORSUNLESSTHECLIENTHASPROVIDEDVOTINGINSTRUCTIONS(ITWILLCONTINUETOBETHECASETHATBROKERSCANNOTVOTETHEIRCLIENTS’SECURITIESINCONTESTEDDIRECTORELECTIONS).CONSEQUENTLY,IFYOUWANTUSTOVOTEYOURSECURITIESONYOURBEHALFONTHEELECTIONOFDIRECTORS,YOUMUSTPROVIDEVOTINGINSTRUCTIONSTOUS.VOTINGONMATTERSPRESENTEDATSHAREHOLDERMEETINGS,PARTICULARLYTHEELECTIONOFDIRECTORSISTHEPRIMARYMETHODFORSHAREHOLDERSTOINFLUENCETHEDIRECTIONTAKENBYAPUBLICLY-TRADEDCOMPANY.WEURGEYOUTOPARTICIPATEINTHEELECTIONBYRETURNINGTHEENCLOSEDVOTINGINSTRUCTIONFORMTOUSWITHINSTRUCTIONSASTOHOWTOVOTEYOURSECURITIESINTHISELECTION.IFYOURSECURITIESAREHELDBYABROKERWHOISAMEMBEROFTHENEWYORKSTOCKEXCHANGE(NYSE),THERULESOFTHENYSEWILLGUIDETHEVOTINGPROCEDURES.THESERULESPROVIDETHATIFINSTRUCTIONSARENOTRECEIVEDFROMYOUPRIORTOTHEISSUANCEOFTHEFIRSTVOTE,THEPROXYMAYBEGIVENATDISCRETIONOFYOURBROKER(ONTHETENTHDAY,IFTHEMATERIALWASMAILEDATLEAST15DAYSPRIORTOTHEMEETINGDATEORONTHEFIFTEENTHDAY,IFTHEPROXYMATERIALWASMAILED25DAYSORMOREPRIORTOTHEMEETINGDATE).INORDERFORYOURBROKERTOEXERCISETHISDISCRETIONARYAUTHORITY,PROXYMATERIALWOULDNEEDTOHAVEBEENMAILEDATLEAST15DAYSPRIORTOTHEMEETINGDATE,ANDONEORMOREOFTHEMATTERSBEFORETHEMEETINGMUSTBEDEEMED“ROUTINE”INNATUREACCORDINGTONYSEGUIDELINES.IFTHESETWOREQUIREMENTSAREMETANDYOUHAVENOTCOMMUNICATEDTOUSPRIORTOTHEFIRSTVOTEBEINGISSUED,WEMAYVOTEYOURSECURITIESATOURDISCRETIONONANYMATTERSDEEMEDTOBEROUTINE.WEWILLNEVERTHELESSFOLLOWYOURINSTRUCTIONS,EVENIFOURDISCRETIONARYVOTEHASALREADYBEENGIVEN,PROVIDEDYOURINSTRUCTIONSARERECEIVEDPRIORTOTHEMEETINGDATE.THEFOLLOWINGINSTRUCTIONSPROVIDESPECIFICSREGARDINGTHEMEETINGFORWHICHTHISVOTINGFORMAPPLIES.INSTRUCTION1ALLPROPOSALSFORTHISMEETINGARECONSIDERED“ROUTINE”.WEWILLVOTEINOURDISCRETIONONALLPROPOSALS,IFYOURINSTRUCTIONSARENOTRECEIVED.IFYOURSECURITIESAREHELDBYABANK,YOURSECURITIESCANNOTBEVOTEDWITHOUTYOURSPECIFICINSTRUCTIONS.INSTRUCTION2INORDERFORYOURSECURITIESTOBEREPRESENTEDATTHEMEETINGONONEORMOREMATTERSBEFORETHEMEETING,ITWILLBENECESSARYFORUSTOHAVEYOURSPECIFICVOTINGINSTRUCTIONS.IFYOURSECURITIESAREHELDBYABANK,YOURSECURITIESCANNOTBEVOTEDWITHOUTYOURSPECIFICINSTRUCTIONS.INSTRUCTION3INORDERFORYOURSECURITIESTOBEREPRESENTEDATTHEMEETING,ITWILLBENECESSARYFORUSTOHAVEYOURSPECIFICVOTINGINSTRUCTIONS.INSTRUCTION4WEHAVEPREVIOUSLYSENTYOUPROXYSOLICITINGMATERIALPERTAININGTOTHEMEETINGOFSHAREHOLDERSOFTHECOMPANYINDICATED.ACCORDINGTOOURLATESTRECORDS,WEHAVENOTASOFYETRECEIVEDYOURVOTINGINSTRUCTIONONTHEMATTERS(S)TOBECONSIDEREDATTHISMEETINGANDTHECOMPANYHASREQUESTEDUSTOCOMMUNICATEWITHYOUINANENDEAVORTOHAVEYOURSECURITIESVOTED.**IFYOUHOLDYOURSECURITIESTHROUGHACANADIANBROKERORBANK,PLEASEBEADVISEDTHATYOUARERECEIVINGTHEVOTINGINSTRUCTIONFORMANDMEETINGMATERIALS,ATTHEDIRECTIONOFTHEISSUER.EVENIFYOUHAVEDECLINEDTORECEIVESECURITY-HOLDERMATERIALS,AREPORTINGISSUERISREQUIREDTODELIVERTHESEMATERIALSTOYOU.IFYOUHAVEADVISEDYOURINTERMEDIARYTHATYOUOBJECTTOTHEDISCLOSUREOFYOURBENEFICIALOWNERSHIPINFORMATIONTOTHEREPORTINGISSUER,ITISOURRESPONSIBILITYTODELIVERTHESEMATERIALSTOYOUONBEHALFOFTHEREPORTINGISSUER.THESEMATERIALSAREBEINGSENTATNOCOSTTOYOU.

ShareownerServices

P.O.Box64945St.Paul,MN55164-0945

ROCKWELLCOLLINS,INC. ANNUALMEETINGOFSHAREOWNERS

Thursday,February1,2018

11:00a.m.(CST)

Themeetingwillbeheldat:

THECEDARRAPIDSMARRIOTT

1200CollinsRoadNE CedarRapids,IA52402

ImportantNoticeRegardingtheAvailabilityofProxyMaterialsfortheAnnualShareownerMeetingtobeHeldonFebruary1,2018.

NoticeisherebygiventhattheAnnualMeetingofShareownersofRockwellCollins,Inc.willbeheldatTheCedarRapidsMarriott,1200CollinsRoadNE,CedarRapids,IAonThursday,February1,2018at11:00a.m.(CST).

ThiscommunicationpresentsonlyanoverviewofthemorecompleteproxymaterialsthatareavailabletoyouontheInternet.Weencourageyoutoaccessandreviewalloftheimportantinformationcontainedintheproxymaterialsbeforevoting.Youareencouragedtorequesttoreceiveyourfutureproxymaterialsbye-maildelivery.Gotowww.investorelections.com/colandfollowtheinstructions.

TheProxyStatement,AnnualReportandForm10-Kareavailableatwww.proxydocs.com/col

Ifyouwanttoreceiveapapercopyorane-mailwithlinkstotheelectronicmaterials,youmustrequestone.Thereisnochargetoyouforrequestingacopy.PleasemakeyourrequestforacopyasinstructedonthereversesideofthisnoticeonorbeforeJanuary19,2018tofacilitatetimelydelivery.

Mattersintendedtobeacteduponatthemeetingarelistedbelow.

The BoardofDirectorsrecommendsavoteFORproposals1,2and3:

1. FortheelectionofthreedirectorstoserveasClassIIdirectors.

2. Foranon-bindingresolutiontoapprovethecompensationofthenamedexecutiveofficers.

3. FortheselectionofDeloitte&ToucheLLPasourindependentregisteredpublicaccountingfirmforfiscalyear2018.

YoumayimmediatelyvoteyourproxyontheInternetat:

www.proxypush.com/col

•UsetheInternettovoteyourproxy24hoursaday,7daysaweek,until11:59p.m.(CST)onJanuary31,2018.

•PleasehavethisNoticeandthelastfourdigitsofyourSocialSecurityNumberorTaxIdentificationNumberavailable.Followtheinstructionstovoteyourproxy.

YourInternetvoteauthorizestheNamedProxiestovoteyoursharesinthesamemannerasifyoumarked,signedandreturnedyourproxycard.

Torequestpapercopiesoftheproxymaterials,whichincludetheproxycard,ProxyStatement,AnnualReportandForm10-K,pleasecontactusvia:

Internet–AccesstheInternetandgotowww.investorelections.com/col.Followtheinstructionstologin,andordercopies.

Telephone–Callusfreeofchargeat866-870-3684intheU.S.orCanada,usingatouch-tonephone,andfollowtheinstructionstologinandordercopies.

E-mail–[email protected]“COLMaterialsRequest”inthesubjectline.Thee-mailmustinclude:

• The11-digitcontrol#locatedintheboxintheupperrighthandcorneronthefrontofthisnotice.

• Yourpreferencetoreceiveprintedmaterialsviamail-or-toreceiveane-mailwithlinkstotheelectronicmaterials.

• Ifyouchoosee-maildeliveryyoumustincludethee-mailaddress.

• Ifyouwouldlikethiselectiontoapplytodeliveryofmaterialforallfuturemeetings,writetheword“Permanent”andincludethelast4digitsofyourTaxIDnumberinthee-mail.


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