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35 th Global LEgal Compliance COnfex 2017 26 th April 2017, Washington, D.C., USA www.events4sure.com The Washington Plaza Hotel 10 Thomas Cir, NW Washington, DC 20005, USA Venue:
35 th GlobalLEgal Compliance COnfex 201726th April 2017, Washington, D.C., USA
www.events4sure.com
The Washington Plaza Hotel10 Thomas Cir, NW Washington, DC 20005, USA
Venue:
I N d e xAbout Events 4 Sure ......................................................................................................
About Global Legal Compliance ConfEx ...........................................................................
Key Speakers .................................................................................................................
Event Agenda ................................................................................................................
Floor Plan .....................................................................................................................
Sponsors & Partners ......................................................................................................
Advertisements .............................................................................................................
Upcoming Events ...........................................................................................................
List of Delegates 2017 ....................................................................................................
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ABOUT Events 4 Sure
In simple words, we help lawyers network and grow by producing Global Law Events.
Trusted Partner for your Global Success
Headquartered in India with office in California, USA and alliances in over 20 countries, Events 4 Sure is oneof the best-in class Law Event Management Companies in the world. We have been offering our web and in-person law events for almost 10 years. Every year, we touch base with not less than 100,000 lawyers glob-ally. To be precise, we have our clients today in over 60 countries globally, and growing.
Our events are attended by the private practitioners to the biggest law firms such as Jones Day, DLA Piper and Baker & McKenzie; In-house Legal Departments of cor-porations like Proctor & Gamble, GE, Google and IBM; at the same time, we are supported by world’s largest legal service providers such as Lexis Nexis, FTI Consult-ing, Kroll and Deloitte.
O U R M I S I O N
O U R V I S I O N
To deliver extraordinary events
To inspire the world with our hard work
To create value and make a difference
To offer the best service experience
Ownership – Personal accountability is a must
Integrity – To do what is right
Transparency – Absolutely no blinds allowed
Passion – Let your passion guide to Nirvana
Diversity – None of us is as smart as all of us
Our vision serves as the exoskeleton and guides every aspect of our business by describing what we need to accomplish in order to continue achieving sustainable and quality growth. We want to grow from a Law Event Organizer to one of the biggest event management company operating in diverse sectors.
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O u r Va l u e s
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35 th Global LEgalCompliance COnfex
With the rise of cross-border regulation and global regulatory enforcement, organizations need to remain vigilant regarding their compliance strategies and practices. Following the financial crisis and various global scandals, non-compliance has been met with increasingly stringent rules and harsh penalties. In order to successfully manage compliance risk, multinational companies need to have a culture that offers a strong compliance infrastructure.
Event producer Events 4 Sure offers this international conference as a platform for corporate legal departments, law firms and outsourcing providers to discuss strategies that can help them succeed in an increasingly global and litigious environment. This conference will gather private practice lawyers, in-house counsel, outsourcing profes-sionals, and compliance and regulatory experts to discuss the fast-paced and ever-changing global compliance environment, gain best practices to build a compliance team and program, and operate globally with integrity and confidence. With over 12 concurrent educational and networking sessions, the Global Legal Compliance ConfEx 2017 provides a fresh look at the issues so attendees can keep abreast of the latest issues and solutions. Select conference sessions will be eligible for CPD credit hours for those who qualify.
• In-house Legal and IP Counsel
• General Counsel
• Chief Legal Counsel
• Law Firm Partners – Legal and IP
• Law Firm Associates
• Government Representatives
• Company Secretaries & Heads of Legal & IP Departments
• Technocrats and Executives from the Legal and IP Industry
• Executives representing Legal and IP Software Companies
• Corporate Directors and Executives – BPO/FPO/KPO Industry
• Attorneys/Solicitors/Paralegals
• Academicians
• Individual Member Organizations
• Legal and IP Association Representative
• Directors of Legal and IP Administration
• Heads of LPO Companies
• Directors of Legal & IP Services/Operations
W h o At t e n d s
Conference Title: Keeping Pace with a Changing Regulatory Landscape
20th June 2017, New York City, New York, USA
AMA Executive Conference Center,7th Floor, 1601 Broadway, New York, New York 10019
Venue:
36th GLOBALLITIGATION CONFEX
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Founder and Chief SecurityStrategist, eSentire Inc.,
Canada
Staff Director and Chief Counsel Office of Congressional Ethics, United States House of
Representatives, USA
Managing Director of Board Services Group & General Counsel,National A sociation of
Corporate Directors (NACD), USA
E l d o n S p r i c k e r h o f f O m a r S . A s h m a w y
S t e v e n W a l k e r
Keynote Speakers
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Associate General Counsel,Flexera Software,
USA
Director, Head of ConsumerElectronics & Broadcast Licensing,
Nokia Technologies, USA
Senior Director Legal, Head of GlobalCloud Services and Platforms,
Cisco, USA
M a r t y M e l l i c a n
L l o y d S a d l e r
A n d r e a R u g g i e r i
Director, Legal Counsel,Regulatory and Privacy,
BlackBerry, USA
Business Development Executive,Smarsh,
USA
Of Counsel,Steptoe & Johnson LLP,
USA
D av i d T. B l o n d e r
S a m H e n r y
J a c k H ay e s
VP, Product Development,Testifying Expert,GoodSync, USA
Of Counsel,Litigation Department,Paul Hastings LLP, USA
General Counsel andCorporate Secretary,
Keolis North America, USA
A l e x a n d e r A n t o n o v
M o r g a n A . H e av e n e r
S u s a n H e r l i c k
Prominent Speakers
Director of Ethics Compliance& Senior Counsel, Weatherford
International, USA
Former Deputy General Counsel,U.S. Department of Commerce,
USAa
Chief M&A Counsel,Marsh & McLennan
Companies, Inc., USA
S t e p h a n i e A c c u o s t i
D a w n Ya m a n e H e w e t t
R a c h a e l D u g a n
Senior Counsel,Motorola Solutions,
USA
Vice President and ChiefCompliance Officer,
Acell Inc., USA
Partner,Baker & McKenzie LLP,
USA
K e l ly L o u g h e r y
B i l l H r u b e s
R e a g a n R . D e m a s
Assistant General Counsel andDirector of Political Law
& Ethics Programs, Altria, USA
Director, Ethics and Compliance,SourceAmerica,
USA
W e s l e y B i z z e l l
V u s l at E k s i
Shareholder,Greenberg Traurig, LLP,
USA
R e n e e L at o u r
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Partner,Crowell & Moring LLP,
USA
Partner,Mayer Brown LLP,
USA
Vice President, GeneralCounsel and Secretary,NII Holdings, Inc., USA
L i n d a L e r n e r
A l e x C . L a k at o s
S h a n a C o c h r a n e S m i t h
Partner,Perkins Coie LLP,
USA
Former Deputy General Counsel,US Department of Defense,
USA
Assistant General Counsel for Litiga-tion, Fraud and Compliance at Export-
Import Bank of the United States
L u i s R . M e j i a
P a u l L e k a s
J o h n C o n n o r
Partner,Kirkland & Ellis LLP,
USA
Chief Compliance Officer andGeneral Counsel,
TransVix, USA
General Counsel,Grupo GMI,
Mexico
T h o m a s F. F l e m i n g
P e t e r K av o u n a s
J o r g e F e r n a n d e z - D a d a
Partner,Holland & Knight LLP,
USA
Partner,Katten Muchin Rosenman LLP,
USA
R i c h a r d R ay s m a n
R i c h a r d D . M a r s h a l l
Partner,Orrick Herrington & Sutfcliffe LLP,
USA
Counsel,Weil, Gotshal & Manges LLP,
USA
J o n at h a n L o p e z
A d a m S a f w at
PartnerSteptoe & Johnson LLP
USA
B r i t ta n y P r e l o g a r
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29th September 2017, London, UK
The Queen Elizabeth II Centre, Second Floor, Broad Sanctuary, Westminster, London SW1P 3EE
Venue:
37th GLOBALLEGAL CONFEX
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Staff Director & Chief Counsel Office of Congressional Ethics, United States House of Repre-
sentatives, USA
Founder and Chief SecurityStrategist,
eSentire Inc.,Canada
Managing Director of Board Services Group & General
Counsel,National Association of Corporate Directors (NACD), USA
Omar S. Ashmawy Eldon Spr ickerhoff Steven Walker
Conference Agenda7 : 3 0 A M – 8 : 3 0 A M
R e g i s t r at i o n a n d I n f o r m a l N e t w o r k i n g w i t h E x h i b i t o r
8 : 3 0 A M – 8 : 5 0 A M
B r e a k i n g T h e I c e - K n o w T h e P a r t i c i p a n t s i n A d va n c e .I n t r o d u c t i o n s : O n e b y O n e . N e t w o r k i n g O p p o r t u n i t y
Opening Welcome Address
Short Introduct ions of a l l Part ic ipants - One by One
Identi f icat ion of “Who is Who”
Prior it iz ing your Networking with Audience
Assistance in Schedul ing meeting in Networking Breaks
8 : 5 0 A M – 9 : 5 0 A M
O p e n i n g K e y n o t e A d d r e s s
“ H o t B u t t o n I s s u e s i n R e g u l at o r y C o m p l i a n c e i n t h e U S a n d A b r o a d ”
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9:50 AM – 10:20 AMCoffee and Tea Break - Informal Networking with Exhibitors
Grand Ballroom Salon B (Hall A):Regulatory Updates & Compliance Issues
Grand Ballroom Salon c (Hall B): Tools, Technology & Strategies
Basel III
Alternative Investment Fund Manager’s Directive (AIFMD)
Data Protection Directive
European Market Infrastructure Regulation (EMIR)
Markets in Financial Instruments Directive II (MiFID II)
Future of Financial Advice United Kingdom
Senior Managers and Certification Regime United States
Foreign Account Tax Compliance Act (FATCA)
Foreign Corrupt Practices Act (FCPA)
Open Source usage trends and facts
Why are we seeing more Open Source usage?
How Open Source is affecting the software supply chain
Customer case study and lessons learned
What does compliance look like for you?
The role of the Chief Compliance Officer as a strategic partner in the executive leadership of the company
What is the role of the Board of Directors and top man-agement?
Bringing the highest adherence and compliance monitor-ing
Organizing and supervising training sessions
Developing monitoring programs to measure efficiency and identify potential areas for improvement
Establishing disciplinary actions and measures to avoid a recurrence of noncompliance
How failure poses considerable operating challenges
e-Discovery Readiness
International Litigation
Privacy and Integrity
At your Doorstep: Regulators Reach Region-al, National, and International Borders
Governance of Open Source Use in the Soft-ware Supply Chain
Sponsored By-
Sponsored By-
The Changing Role of Chief Compliance Officer
Implications of File Backup and Replication in Big Data Litigation Environment
10:20 AM – 11:10 AMKeynote Leadership Session
11:15 AM – 11:45 AMExclusive Case Study - Presentation
10:20 AM – 11:10 AMKeynote Leadership Session
11:15 AM – 11:45 AMExclusive Case Study - Presentation
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Why the proposed rule to allow third-party examinations of investment advisers
Applicable standards, scope of reviews and level of discre-tion
The qualification process for the third-parties
The cost to advisers
What all this means for you
The USA Patriot Act and initiatives to prevent, detect and prosecute international money laundering and financing of terrorism
Money laundering enforcement targeting financial institu-tions
Looking ahead to enforcement in other markets: the alter-native investment industry, investment advisers, money service businesses, cyber currency companies, innovative payment technologies, and retail companies that offer financing
Developing clear channels of communication among the compliance risk management program and the enterprise risk management (ERM) program, and the CRO’s engage-ment
Understanding your compliance obligations and risks
Using internal audit resources to test compliance-related controls and business processes
How the right technology and data architecture can im-prove compliance efficiency and effectiveness
Training to teach employees how to recognize and address compliance issues
Define and establish policies, procedures and controls
Monitor and screen against third parties to ensure legiti-macy and sustainability
Remediate the results and carry out further investigation when necessary
Proof of due diligence
Corrective and disciplinary action for violations of the program
Educate and raise awareness about the threats posed by bribery and corruption
The Securities and Exchange Commission (SEC) Proposal for Third-Party Exams
Terrorist Financing and Anti-Money Laun-dering
Creating a Culture of Compliance
Developing a Program to Minimize Third-Party Risk
11:50 AM – 12:30 PMIndustry Dialogue & Q&A Session
12:35 PM – 1:15 PMIndustry Dialogue & Q&A Session
11:50 AM – 12:30 PMIndustry Dialogue & Q&A Session
12:35 PM – 1:15 PMIndustry Dialogue & Q&A Session
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Update on the Cybersecurity Act of 2015 and similar laws
SEC’s Office of Compliance Inspections and Examinations (OCIE) and cybersecurity examinations
High profile cases and the lessons learned
Understanding different jurisdictions, key regulations and your responsibilities
Developing a cross-border compliance program
Addressing higher-risk internal compliance and ethics investigations
Training the Board on risk-specific topics and more gen-eral compliance and ethics topics
Briefing the Board on recent compliance and ethics head-lines and trends
Presenting and vetting the company’s annual compliance and ethics program plan
Cyber Regulations & Enforcement Actions Beyond the Basics: Effectively Reporting Compliance Issues to the Board
2:15 PM – 3:15 PMKeynote Leadership Session
2:15 PM – 3:15 PMKeynote Leadership Session
01:15 PM – 02:15 PMLunch & Informal Networking with Exhibitors
3:15 PM – 3:45 PMCoffee and Tea Break -Informal Networking with Exhibitors
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In-House CounselHow to make in-house legal departments more effective and efficient
Law Firms and Outside CounselCreating a successful in-house/outside counsel partnership
Service ProvidersHelping to create a technologically empowered global legal industry
3:45 PM – 4:45 PMSTRATEGIC LEADERSHIP DISCUSSION:Fostering A Global Legal Ecosystem
4:45 PM – 5:45 PMClosing Remarks followed by a Cocktail Reception
Join us for this special leadership discussion aimed at connecting important communities from the global legal ecosystem: in-house legal departments, law firms, associations and solution providers. This interactive session is a forum for all the legal stakeholders to discuss and deliberate the myriad and diverse issues they face today, and to find common ground and potential collaborative solutions to overcome challenges and leverage opportunities.
Following the closing remarks, the Networking Cocktail Reception will celebrate the presence of our speakers and sponsors who made this event happen with their undaunting support and participation.
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Platinum SPonSor
Global Detection anD reSPonSePartner
Sponsors & Partners
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GolD SPonSorS
DiamonD SPonSorS
SalesgasmYour Sales, Our Passion
TM
Free Sales and Marketing Training AppFor Lawyers and Professionals
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Global leGal Software Partner
Global ticketinG Partner
Global Virtual aSSiStancePartner
meDia & SuPPort PartnerS
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official maGazine Partner – inDia
eVent manaGement Partner
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15th November 2017, Dubai, UAE
38th GLOBALLegal & IP ConfEx
Radisson Blu Hotel,Dubai Deira Creek, Baniyas Road, P.O.Box 476, Dubai, United Arab Emirates
Venue:
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15th November 2017, Dubai, UAE
38th GLOBALLegal & IP ConfEx
U P C O M I N G E V E N T s
Event Name Date Country Website
36th GLOBAL LITIGATION CONFEX
37th GLOBAL LEGAL CONFEX
38th GLOBAL LEGAL & IP CONFEX
39th GLOBAL LEGAL & IP CONFEX
40th GLOBAL IP CONFEX
41st GLOBAL IP CONFEX
Partial List of Delegates:
Global Legal Compliance ConfEx 2017http://www.events4sure.com/washington2017/partial-delegate-lists.php
42nd GLOBAL LEGAL CONFEX
20-June-17 NEW YORK, USA www.events4sure.com/nyc2017
29-Sep-17 LONDON, UK www.events4sure.com/london-sept2017
15-Nov-17 DUBAI, UAE www.events4sure.com/dubai-nov2017
Feb-18 SINGAPORE http://events4sure.com/singapore2018
Feb-18 LONDON, UK www.events4sure.com/eDiscovery-sfo2017
Mar-18 LONDON, UK www.events4sure.com/lasvegas2017
Apr-18 NEW DELHI, INDIA www.events4sure.com/sandiego2017
SAN FRANCISCO,USA
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