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6712 4250 Operationalisation(PGDM I) Session II

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    Operationalization - I

    Session II

    A researcheridentifies a research problem ora researchable topic with a certainprocedure, specifies objectives, formulatehypotheses with respect to the objectivesand prepares a research design.

    Research Design is a Plan, Structure and

    Strategy of investigation conceived so as toobtain answers to research questions and tocontrol variance.

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    The researcher takes all the above points into

    account while preparing a Research Design.

    Therefore ..

    Research Design can differ with respect to

    the types of research and various

    descriptors. However it encompasses thefollowing steps:

    Theory --Hypotheses--Test to validate the

    theory or recast the theory--conclusion,

    policy implication and recommendation.

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    An example of the out line of a Research

    Design with reference to social science.

    A brief background of the study with

    reference to the existing literature

    ( Critical analysis of similar studies and

    identification of research questions.) Problem statement.

    Objectives of the study (Often referred to as

    TOR) Hypotheses formulation with reference to the

    objectives.

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    .Contd

    Methodology:Data requirement to test the hypotheses,

    Sources of the data and data collection

    Requirement of a sample in case of a survey,Tools to use for data analysis and their

    rationale

    Findings and Analysis

    Conclusion, Policy implication and

    recommendation & Limitation of the study.

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    Methodology

    Methodology of a study incorporates

    Data requirement &Sources

    Tools for collection of data Requirement of a sample in case of a

    survey

    Specification of StatisticalTechniquesto use for data analysis and their

    rationale.

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    Collection of data and sources

    Data could be collected through the secondaryor primary source depending on the objectives

    of the study and hypotheses to test.

    1.Secondary datacould be collected from

    published sources or data banks.

    Some of the sources are: CSO, ASI,NSS CMIE,

    Government Departments, RBI, National Library,

    Web sites, etc at the national level and WB,IMF& UN publications at the international levels.

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    2.Collection of Primary data could be

    through a questionnaire orindividual/group

    observation or by participatory methods

    Primary data could be collected with census or

    sample surveys using the above.

    Bothquantitative and qualitative data could be

    collected.

    Data collected through the above tools are

    normally cross section data. Time series data

    can also be collected from primary sources. Sample surveys are generally used to collect

    primary data and conclusion about the

    population is arrived at.

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    Selection of a sample

    Census surveys are not feasible always since it

    may be extremely difficult, costly and time

    consuming.

    The purpose ofsampling is to gain as muchinformation as possible about the population by

    observing only a small proportion of that

    population.

    Therefore, the sample chosen should be a

    representative of the population i.e. It should

    represent the characteristics of the population.

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    Thus, the need is to identify an appropriate

    type of sampling with respect to the purpose

    of the study.

    This relates to testing relationships in the

    sample and generalizing the behaviorof

    the observed variables in the sample withrespect to the population with statistical

    tests.

    To address this aspect we need to knowthe different types of sampling, their

    relevance and uses.

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    Sampling - A few terms used

    Element: Unit of population

    Sampling units: Elements considered for

    sampling in the sample.

    Universe: Aggregation of all elements.

    E.g. All people living in a country , All

    Executives. Population: Specified theoretically with

    specific characteristics.

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    Sampling .contd

    A population has a scientific connotation.

    All Indian Universities in 2008.

    All executives SAIL in 2007-08

    All workers in an Industry in 2008.

    A specified population is known as a sampling

    frame.

    A sample is drawn from the population using a

    specific sampling techniques with respect to theobjectives of the study.

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    Sampling .contd

    Parameter & Statistics

    Parameter: Summary description of a

    variable with respect to the population.

    Statistics: Summary description of a

    variable with respect to a sample.

    We test equality of sample statistics withpopulation parameterforgeneralization of

    observations .

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    Types of Sampling-A brief introduction.

    1. Simple Random Sampling (SRS)

    -Each element in the population has an equal

    chance of being selected.

    - Sample is drawn by using a lottery method, agenerator, a random number table or a

    computer package.

    - Use of random number table or computerpackage has wide application in selecting a

    sample in social survey when the population

    is relatively small

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    2.Systematic sampling.

    In this process a sample of a required size is

    selected by selecting the elements of the

    population at the beginning at a random start

    and following the sampling fraction selectingevery Kth element.

    Example: Let us suppose that we have a

    population size of 10,000 and we need to select

    a sample of 250. Thus we have to select every40th item (10000/250=40) with a random start.

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    3. Stratified Sampling.

    In this process the population is divided in

    to sub-populations with the stratification

    variables and using simple random

    sampling in each stratum a sample isdrawn.

    Example: Attitude scaling of consumers of

    a particular product. Stratification variablescould be income ,education, occupation

    etc.

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    4. Multistage Cluster Sampling (Sequential

    multiphase sampling)

    This process divides the population into different

    sub-population (clusters) with respect to

    geographical, agro-ecological and socio-

    economic variables and the process is repeatedmore than once.

    In each stage SRS is applied.

    This is adopted when the population is large.

    Exple: Survey of consumption pattern done by

    NSS in India, assessment of productivity of

    different crops in a country.

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    5.Purposive sampling and Accidental

    sampling.

    Purposive sampling is done with respect to

    the specific purpose of the study.

    Accidental sampling acquires the

    characteristics of SRS if done properly.

    Selection of a Sampling Technique depends

    On the size of the population, purpose of thestudy, time availability (urgency) and

    budget provision for the study.

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    Instruments for Data collection:Questionnaire Construction

    The next step is formulation of a

    questionnaire for data collection ( for either

    census or a sample survey).

    There are several guidelines given by severalauthors about construction of a

    questionnaire.

    However, the guide lines are subjective

    The following are some of the points which a

    researcher may take note of while framing a

    questionnaire for a survey.

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    1. Questions and statements

    The term 'questionnaire' suggests a set of

    questions to be asked to the respondents using

    a format.

    The researchercan also includestatements/attributes to elicit responses in a

    Likert scale to measure attitude of the

    respondents.

    A Likert Scale may be of a 'seven' or a 'five"

    point scale.

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    Likert Scale Example 1. How important are the

    following characteristics for the performances of

    the company ?

    Characteri

    stics

    V.Imp Quite Imp

    Undecided

    Of little

    imp

    Not imp

    Access to

    finance

    External

    financial

    service

    Sale/Marke

    ting skills

    Quality of

    products

    Competitiv

    e pricing

    Diverse

    customer

    base

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    .contd

    Alternatively a continuum may also be

    used in a Likert Scale.

    Two extremes are specified and the rest is

    specified with numbers only

    1-Strongly disagree & 7-Strongly agree

    1.Least Important & 7-Most important

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    Example 2

    Listed below are some of the services that

    may influence the choice of a bank.

    Please rate the following in a 5 point scale

    1- Least Important

    5- Most important

    (A 7 point scale could be used)

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    Example 2 (Contd)

    Services 1 2 3 4 5

    1.

    Courteous

    service

    2.Compete

    nce of staff

    3.Fast

    action on

    complaints

    5.No of

    branches

    6.Availabilit

    y of ATM

    services

    7.Financial

    strength ofthe bank

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    Example 3

    Likert Scale Contd

    In a market research study for a consumer

    non - durable such as Premium Soap the

    researcher wants to find the importance

    attached by the consumer to specifiedattributes .

    He may use a Likert Scale to elicit

    responses from the consumers andidentify attributes/group of attributes which

    are more important.

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    Example: Premium Soap.

    Please rate the following attributes in a scale of 7.

    Attribut

    es

    1 2 3 4 5 6 7

    Brand

    Price

    Freshness

    Perfum

    e

    Size

    HygieneLather

    Multipur

    pose

    use

    Life

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    Likert scale Example 4

    Rate your manager's communication skills

    on the following scale by encircling the

    appropriate number.

    Very Open Secretive

    1 2 3 4 5

    Use of both questions and statements

    provide flexibility in the design and makes

    the questionnaire more interesting.

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    2. Open-ended and close-ended questions

    Open-ended questions: The researcher provides

    space for the answer.

    Close-ended questions: The respondent is

    asked to select answer(s) provided by theresearcher. Two structural requirements for this

    type of questions.

    The response category should be exhaustive

    and it should end with an option 'others'.

    The answer category should be mutually

    exclusive exceptin case of multiple choice.

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    3. One should make items/questions clear.

    Often the intent /perspectives are clear to

    the researcherbutnot clear to the

    respondent

    Example;

    a) What is your income ?.....................

    (from all sources? HH Income ? Per year?)

    b) The proposed policy change will have a

    positive effect on the sale volume. Yes/No

    4 Q ti h ld b l t d th

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    4. Questions should be relevant and the

    respondents should be competent to answer

    .

    Asking on brand preference to a person

    who does not know about it is

    meaningless.

    Asking a respondent in a village:

    1.How much do you spend in your children's'

    education per year?......................

    2. What was your income in the last five

    years?.......................................

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    5.Questionnaire should include short items.

    One should avoid double barrel question.

    The respondent should be able to read the

    items quickly, understand the intent and

    select or provide an answer without much

    difficulty.

    Short, clear and pinpointed questions help

    the respondent in understanding the intent

    of the questions and the answers will beaccurate to a large extent.

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    Consider the following question:

    The U S should abandon its space program and

    spend money on domestic program.

    When the researcher is using 'and', he should

    check whether he is asking a double-barrelquestion involving two different aspects.

    When some people would instantly agree, other

    may disagree and a few may not be able to

    answer.

    Thus, the answer will not be comparable.

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    6.Avoid negative items:

    Inclusion of negative items leads to the

    possibilities of misinterpretation.

    Often 'not' or 'no' in the question goes

    unnoticedby the respondents and they

    give the answers which may lead to wrong

    conclusion.

    E.g. Kashmir Problem is not an internationalissue: Yes/No

    High CQPI does not indicate intelligence Yes/No

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    7. Avoid biased items/ format leading to

    biased answer

    Questions encouraging/forcing the

    respondents to answer in a particular way is a

    biased question.

    1.Don't you feel that smoking is a bad habit?Yes/No

    2. Inadequate response category:

    E.g.. Specifying yearly Income category.< 1 Lakh 1-5 Lakh 5-10 Lakh 10-15Lakh >15

    The class interval has a bearing on the

    population characteristics.

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    8. Sequence of questions

    The questions should be properly ordered to

    facilitate the respondents to answer

    systematically and with ease.

    Properly ordered questions becomeinteresting for the respondent.

    Very often, it is better to start a

    questionnaire with identification particulars

    and demographic features.

    Some put these at the end of the

    questionnaire.

    9 D t j i li d

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    9.Do not use jargons or specialized

    language and avoid questions which

    requires calculations.

    10. The questions should have

    a) A general instruction to the respondents

    regarding giving answerorchoices of

    codes if codes are used.

    b) A set of instructions to the investigators.

    c) A draft questionnaire requires pretesting

    in the field which gives an opportunity to

    identify gaps/mistakes/omissions if any.

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    Statistical Techniques to Use

    After the data are collected, the researcher

    tabulates the data by manually of with a

    statistical package

    Identification of appropriate tools for dataanalysis with respect to the hypotheses.

    The analysis facilitates test of hypotheses

    and arriving at the conclusion of the

    research.

    The conclusions help in decision making.

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    Tools for Data Analysis

    Several Statistical/Mathematical

    Tools are used for data analysis.

    These tools are broadly divided intothree categories.

    Univariate tools

    Bivariate Tools

    Multivariate Tools.

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    Group Assignment I

    Discuss in the group and identify a

    topic of research (social or marketing or

    any other)

    Identify research problem with the help of

    literature review.

    Formulate hypotheses

    Specify data requirement

    Prepare a questionnaire to collect data.


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