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Cheating Incumbents, International Observers, and Election Boycotts:
Evidence of the Second Image Reversed after the Cold War
Emily Beaulieu
University of California, San [email protected]
Susan D. Hyde
University of California, San [email protected]
Prepared for delivery at the 2005 Annual Meeting of the Midwest Political Science
Association, April 7-10, 2005.
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Abstract
International efforts to promote democracy have unanticipated and sometimes perverse
effects. We argue that western foreign aid donors’ decision to make aid dependent on minimally
fair elections, certified by international observers, sparked a wave of discreet election-rigging in
the developing world. This wave, in turn, had an interesting effect on opposition party behavior.
Over the course of the 1990s, as incumbents wishing to retain power and maximize foreign aid
improved types of electoral manipulation to make them less likely to be detected by international
monitors, opposition parties attempted to expose this prudent manipulation by boycotting more
often when international observers were present. We support these hypotheses with data on the
secular increases in the rate of election boycotts and internationally observed elections. We also
examine aspects of the relationship between the two phenomena, which serve to further
demonstrate the rise in prudent manipulation, from 1990-2000.
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Introduction
Politicians everywhere want to stay in power. In the developing world, many political
leaders also want to maximize foreign aid receipts. Since the end of the Cold War, such aid
comes almost exclusively from western democracies. These donors have made it clear that they
prefer giving aid to governments elected in free and fair elections, certified as such by teams of
international election observers (Geisler 1993, 613; Huntington 1991, 8).
What's an aid-hungry autocrat to do, given western donors' insistence on internationally
legitimate elections? The obvious answer is to invite the monitors to observe the election and rig
the outcome in a way that will not provoke a negative report from international observers. As
politicians in the developed world demonstrated long ago, there are many less obvious ways to
stack the electoral deck, including malapportionment, gerrymandering, ballot restrictions, and
asymmetric access to mass media, to mention but a few. Although high-quality missions deploy
long-term observers that witness the entire electoral process, international election observers are
best equipped to document and expose the most obvious forms of electoral unfairness, such as
the intimidation of voters, violence against political opponents, ballot-box stuffing, and the like.
Our thesis is that making aid conditional on minimally fair elections has sparked a renaissance of
election-rigging artistry in the developing world. i
Although observers include all irregularities in their reports, more subtle forms of
electoral manipulation do not provoke the same level of international attention and foreign aid
withdrawal as blatant electoral fraud. For example, in a number of elections, observers have
documented and reported incumbent use of state resources for campaigning and the limitation of
television-time for opposition candidates. Although this makes it nearly impossible for
opposition candidates to compete on a level playing field, these types of incumbent-sponsored
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electoral manipulations have rarely drawn international fire, nor provoked significant withdrawal
of foreign aid. When the manipulation is indirect, it is difficult for monitors to be certain that
observed irregularities are intentional, that they affected the outcome, or that they are harmful
enough to democracy to require censure.
Although observers may hesitate when evaluating subtle forms of electoral manipulation,
opposition parties have no incentive to hold back. If they believe the incumbent will rig the
election in such a way that observers are unlikely to acknowledge, the benefits of boycotting the
election increase dramatically. Subtle forms of electoral manipulation in the presence of
international observers make it less likely that opposition parties will win, and more likely that
an election will be viewed as legitimate, stripping validity from opposition complaints of election
rigging. Thus, the wave of concealed electoral manipulation stimulated by international
democracy promotion has brought with it an increase in opposition party election boycotts.
To substantiate this argument, we look at several macro trends that have played out in the
1990s: a secular increase in the proportion of elections that are monitored; a secular increase in
the proportion of elections that are boycotted; and a secular increase in the correlation between
monitoring and boycotting. We shall explain why, on the hypothesis that incumbents have
become more skilled at indirect election manipulation, these very prominent trends make sense.
[FIGURE 1 ABOUT HERE]
The paper proceeds in three sections. First, we discuss why foreign aid donors
increasingly focused on democratization in the 1990s, and give a brief background of
international election observation and election boycotts. Second, we examine the relationship
between international election observers and election boycotts, showing empirical evidence that
observers increase the probability of a boycott. Finally, we introduce “prudent manipulation” of
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elections as the explanation for the initially puzzling finding concerning boycotts and monitors.
We provide empirical tests to substantiate our claims, and consider alternative hypotheses.
Post-Cold War Trends
The Link between Elections and Foreign Aid
The end of the Cold War brought about marked change in the substance of international
pressure on domestic political institutions, particularly in countries that were neither fully
democratic nor fully autocratic. During the Cold War, the intense ideological polarization
between the USSR and the United States allowed developing countries to choose between two
broadly defined political regimes, or play one off against the other in the hopes of attracting the
maximum amount of international aid. With the fall of the Berlin Wall, the language of donors
pivoted toward democracy with an emphasis on government accountability through elections.
Bilateral donors and multilateral lending institutions began to apply pressure on countries to
develop “good” institutions.
Post-Cold War democracy promotion might better be described as a push for electoral
democracy. What it actually means for a country to be democratic is very much a matter of
debate, and aside from holding a string of free and fair elections, there is little agreement on what
a country must do to become a consolidated democracy.ii Although multiparty elections are not
sufficient in themselves to create a democratic regime, they are one of the few widely recognized
necessary conditions for democracy. Every healthy democracy has free and fair multiparty
elections at its foundation. For this reason, elections have become the focal point for
international audiences interested in promoting democratization as well as for domestic political
groups jockeying for increased power in a context of fluctuating institutions (Schedler 2002a).
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The myopic push for January 2005 elections in Iraq following the US-led invasion is an example
of the degree to which international actors have accepted that legitimate elections are a necessary
first step toward democratization.
Thus, in a “second image reversed” fashion (Gourevitch 1978) the end of the Cold War
changed the focus of foreign aid donors and, in turn, the motivations of aid recipients, providing
a good example of how change in the international system can affect domestic politics. Many
countries wanted to prove they were holding free and fair elections and formally adopted other
democratic processes as signals that they were willing to democratize. Leaders of other states
were wary of opening their political process, and cleverly cultivated the image of a
democratizing country while maintaining their hold on power. As with every law seeking to
regulate human behavior, delinquents find ways of evading the spirit, if not the letter, of the law.
Schedler (2002b) makes the point that many such countries are better described as electoral
autocracies.iii Electoral autocracies “…neither practice democracy nor resort regularly to naked
repression. By organizing periodic elections they try to obtain at least a semblance of democratic
legitimacy, hoping to satisfy external as well as internal actors.” (Schedler 2002b, 36)
Therefore, international pressure to democratize has produced more electoral autocracies, or
countries that pretend to democratize in order to curry the favor of the international community.
This development is closely associated with the proliferation of international election
observation.
The Election Observation Trend
International election observation began in the late 1970s as a way for incumbent leaders
to demonstrate their commitment to holding free and fair elections. Since then, and particularly
since the end of the Cold War, the practice of international election monitoring has burgeoned
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throughout the world. By the mid-1990s, inviting international election observers had become a
necessary condition for any non-consolidated democracy wishing to have an internationally
legitimate election.
Why did this trend develop even though it is costly to many incumbents? Although all
leaders wish to maintain power, other factors can surpass this desire. Some leaders are truly
committed to leading their country toward democracy and are willing to accept the
“institutionalized uncertainty” (Przeworski 1991) of free and fair elections. They wish to be
recognized and rewarded for their commitment to democracy by the international community. In
the late 1980s, true-democrats began signaling their type to international audiences by inviting
non-partisan international observers to validate the legitimacy of their elections. Another type of
incumbent leader is intent on imitating the actions of the true-democrats in order to reap the
benefits of appearing to be a democratizing country without actually risking their hold on power.
Soon after election observation began, pseudo-democrats recognized that if they did not also
invite observers, they signaled their type with certainty. Therefore, they preferred to invite
observers and risk being caught rather than having no chance of being recognized as a
democratizing country.
The decision by an incumbent leader to invite international election observers is
determined by the size of the benefits, primarily in foreign aid, associated with holding
internationally certified elections (Hyde 2004), and the potential costs of having observers
present. If an incumbent is already committed to free and fair elections, there is little to risk and
much to be gained by inviting observers. The decision to invite observers and cheat depends on
the incumbent’s perception of the chances of winning and the probability that the observers will
discover and punish cheating. Pseudo-democrats are willing to gamble with the chances that
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they will be uncovered and exposed as cheats if this risk is likely to have international payoffs.
The fact that they can ensure their victory in the election ex ante, and still maintain a high
probability that the observers will not punish the electoral manipulation, makes these cheating
incumbents more likely to invite international observers.
The Boycott Trend
Over the course of the 1990s, election boycotts have occurred primarily in the developing
world, with the exception of two elections in Spain. Opposition parties initiated boycotts in
South and Southeast Asia, Africa, Latin America, and the Middle East. Boycotts technically
occur on election day. Although they are always called for after the incumbent has announced
an election, the specific timing of a boycott announcement varies from case to case. In some
instances, boycotts are advocated well before the election occurs, iv but in other cases boycotts are
called shortly before the election.v In either of these instances, parties may initially call for a
boycott and later decide to participate,vi but here we are concerned with actual boycotts, rather
than threats.
From existing news reports and the small body of work to date on political party
boycotts, we know a few pieces of information about the behavior of boycotting political parties.
Boycotting is not an idle activity for political parties. Witnesses of election boycotts report that
there are typically quite active campaigns in support of boycotting. In Zambia in 1996, for
example, UNIP engaged in an active boycott campaign that included buying vote cards to
prevent their use by registered voters on election day, and the mobilization of of its youth wing
to intimidate voters and discourage their participation in the election.vii
Parties justify boycotts with reasons ranging from general claims about the unfairness or
illegitimacy of the current electoral process (as in Ghana in 1992) to criticisms of specific laws
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or practices. Opposition parties in Mauritanian elections of 1997 attributed their boycott to the
government’s refusal to establish an independent electoral commission. In the Sudanese elections
of 2000, opposition parties boycotted because the state of emergency that had been imposed in
1999 was not lifted for the elections. For the most part, the reasoning provided by boycotting
parties to explain their actions suggests desire for fundamental reform of the current regime. The
emphasis in academic discussions of boycotts to date takes these explanations at face value, with
little attention to the fact that boycotting parties may have the incentive to misrepresent their
motives.
Similarly, existing academic explanations of election boycotts have focused exclusively
on domestic factors that influence the decisions of opposition parties (see Lindberg 2004,
Beaulieu 2004) with no discussion of an international context. Beaulieu highlights the potential
costs of boycotting that opposition parties face. Such costs include a reduction in representation
or the loss of public finance. When there is less for parties to lose, they are more likely to
boycott (Beaulieu 2004). Consistent across all explanations of boycotts, however, is the role of
unfairness (Bratton 1998, Lindberg 2004). According to Lindberg, opposition parties are less
likely to boycott when elections are free and fair. Beaulieu also finds that parties are more
likely to boycott when the political institutions do not allow fair competition. In addition to
these domestic considerations, we argue that international factors also influence the decision to
boycott.
Observers and Boycotts
Out of all elections in non-consolidated democracies from 1990-2000, 12% were
boycotted by one or more opposition parties. Even though monitors are thought to encourage
free and fair elections, a surprisingly non-trivial number of internationally observed elections in
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the decade were boycotted. Out of all internationally observed elections, 16% experienced an
election boycott, compared with 11% of non-monitored elections (Table 1). This five percent
difference does not appear statistically significant in an uncontrolled comparison; however the
results from a controlled logit regression explaining the occurrence of election boycotts indicate
a significant relationship between boycotts and the presence of monitors (Table 2). In the model
presented in Table 2, in which the domestic-level variables that influence the decision to boycott
are included, the presence of international observers increases the probability that a boycott will
occur.
The magnitude of this effect is demonstrated with results from CLARIFY (Tomz,
Wittenberg, and King 2003). Using the same data and model presented in Table 2, the average
probability of a boycott is 8% when all independent variables are set at their mean.viii All else
held equal, the presence of international observers increases the probability of a boycott by 9%,
plus or minus 7%. Put differently, in an average case the presence of observers more than
doubles the chances that a boycott will occur. However, because the probability of a boycott in
an average election is still less than 50%, this simulation of an average scenario does not predict
a boycott when observers are present.
What is the magnitude of the effect of international observers when domestic factors
make an election boycott more likely? In a hypothetical “most-likely” scenario, all independent
variables are set at values that are associated with boycotts. In a country in the Middle East or
North Africa that has a low Polity score (indicating a low level of democracy), a low per-capita
GDP, and low levels of institutional competitiveness, the probability of a boycott is 32%.ix If
international observers are added to this scenario, the probability of a boycott increases by 26%,
plus or minus 20%.x This demonstrates that, at the macro level, if domestic conditions are ripe
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for a boycott, the presence of international observers can push the probability of an opposition
party boycott well over 50%.
[TABLE 1 ABOUT HERE]
[TABLE 2 ABOUT HERE]
Finally, Figure 2 shows that the general trend over the decade was for more boycotts to
occur in elections where international observers were invited. In the year 2000, for example,
77% of election boycotts were in elections where monitors were present. Compare this ratio to
1992 where only 37% of election boycotts occurred in the presence of international observers.
[FIGURE 2 ABOUT HERE]
These findings demonstrate the opposite relationship between election observers and
boycotts from what one might expect, given current thinking about the role of election monitors.
If international observers are a signal that the election will be objectively evaluated according to
international standards, and are associated with free and fair elections, why would the presence
of election monitors increase the probability of an election boycott?
Unlike the incumbent party, opposition parties do not have any say in whether or not
international election observers are invited, but they do have the ability to influence the reports
that the international observers make. If the opposition believes that significant, but well
concealed, electoral fraud is likely to occur, they can draw attention to this matter by staging a
boycott and potentially costing the incumbent a great deal—both in terms of decreased
international legitimacy as a democratic leader and potentially in terms of reduced foreign aid.
Prudent Manipulation
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As we indicated in the introduction, the international community’s success in motivating
regimes to become more electoral, if not more broadly democratic, has resulted in a renaissance
of electoral rigging artistry. We describe these cheating innovations under the watchful eyes of
international observers as “prudent manipulation.” The prudent nature of this electoral
manipulation should be understood in the Machiavellian sense. For Machiavelli, a prudent ruler
is one who knows when to be good and when not to be good, as required to maintain power. But
most importantly, a prudent ruler knows how to navigate such moral ambiguities while
maintaining, at all times, a superficial appearance of goodness.xi
Similar to The Prince, incumbents who are prudent in their compliance with (and
manipulation of) current democratic electoral norms have developed a number of tactics to
ensure their success while maintaining the appearance of fair electoral competition for the
benefit of the international community. The increase in prudent manipulation explains the
concurrent increase in monitored elections and election boycotts.
Prudent Manipulation in the 1990s: Increase and Effects
The rise in international election observation has triggered an evolving game of strategy
between incumbent politicians and international election observers. Even electoral autocrats
who have no intention of giving up power if they were to lose in a fairly contested election are
motivated to invite international observers. This has become the only way for them to gain the
“semblance of international legitimacy” (Schedler 2002b) that affords them an increased chance
of access to foreign aid. However, the sophistication of international election observation has
increased along with these politically conditioned international benefits. Consequently, in order
to gain the international stamp of approval while avoiding the risk of losing the election, some
incumbents have proven very inventive in manipulating the election results.
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Although it is clear that electoral manipulation occurs, to some extent, in every country
with multiparty elections (Cox and Kousser 1981, Lehoucq and Molina 2002), attempts to
manipulate elections in electoral autocracies exhibit particular characteristics. They are much
more likely to experience election day fraud, voter intimidation, monopolization of the state run
media by the incumbent, and manipulation of voter registration lists, to name a few (Schedler
2002a). The growing practice of international election observation, however, has influenced the
form of electoral manipulation by inadvertently encouraging more prudent manipulation.
Early election observation missions found it nearly impossible to catch any type of
electoral fraud, blatant or concealed. These initial missions consisted primarily of one or two
individuals sent to the capitol city on election day. As the trend of monitoring increased, and
monitors were criticized for failing to catch and sanction fraudulent activity, they responded by
improving their methods. The Organization of American States (OAS) describes the transition
that most election observation organizations underwent in the late 1980s and early 1990s:
OAS activities in the area of electoral observation have evolved from short-termmissions to larger and more systematic programs that focus on entire electoral processes. Prior to 1990, electoral observation missions were generally composedof a few high-level observers… who remained in the country for a short periodduring the actual election…Electoral observation missions since those to Nicaragua (1990) and Haiti (1990-1991) have largely had a broader scope,involving a large number of observers and observing all aspects of the electoral process, including the monitoring of the electoral campaign, the voting process,vote tallying, and verification of results by electoral authorities (OAS).
Increasingly sophisticated election observation has spread across all reputable inter-
governmental and non-state observer groups, and they continue to improve their methods. A
number of innovations in observation techniques have made it more difficult for incumbent
leaders to cheat with impunity. These advances include the parallel vote tabulation, large
delegations of both long and short-term observers (reaching a record of 12,000 international
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observers in the 2004 Ukrainian re-vote), more extensive training of international observers,
formalized standards and questions across missions, and coordination with vast networks of
domestic election observers.
As monitors have increased their vigilance and improved their tactics, cheating
incumbents have been forced to become more and more creative in their methods. Thus, as the
number of monitored elections worldwide increased, prudent manipulation has become more
refined and more widespread. In some measure, the overwhelming increase in monitored
elections has continued as a result of electoral autocrats adopting prudent manipulation. As
incumbents realized that they could invite monitors, guarantee their victory, and still get the
international stamp of approval on their elections, they were even more likely to invite monitors.
Advancements in prudent manipulation soon attracted the attention of international observers. By
the end of the decade, as the following excerpt shows, many observation organizations
recognized prudent manipulation and cautioned its observers and donors to be on alert for it.
Sometimes politicians in power may be tempted to organise manipulated electionsin order to obtain international legitimacy (Togo 1998, Kazakhstan 1999). Careshould be taken if … an EU observation mission could contribute to legitimisingan illegitimate process. (Commission of the European Communities, 2000, 5)
This increase in prudent manipulation and international observation has, in turn, had an
effect on opposition party behavior. Opposition political parties in electoral autocracies are
motivated to find flaws in the incumbent government’s administration of the election, because
they understand that these elections are primarily for show. If incumbents and international
election observers are aware of the potential for prudent electoral manipulation, we can assume
opposition parties are as well. It is also logical to assume that some opposition parties would be
well equipped to expose cheating which might otherwise have been carried out without the
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knowledge of international observers. Therefore, prudent manipulation increases the probability
of a boycott in the following two ways.
First, the expected benefit of participation for opposition parties is reduced if they are
placed at a competitive disadvantage through prudent manipulation on the part of an incumbent.
Not only are they less likely to win representation in a biased election, if the incumbent secures
victory and is legitimized by the international observers, opposition participation will have
furthered the appearance of democratic legitimacy. When opposition parties are presented with
such a “lose-lose” situation, there is an increased incentive for boycotting.
Second, since the option of prudent manipulation increases the chances that electoral
autocrats will invite observers, it also increases the expected benefit of boycotting in absolute
terms. International observers provide an attentive and primed global audience for an opposition
party wishing to expose the incumbent regime as fraudulent. Although voicing its complaints
and participating in the election might cause monitors to take note, this could be perceived as
cheap talk and standard political finger pointing. Opposition complaints, particularly from a
major party, are likely to receive even more attention if they are accompanied by the costly
action of refusal to participate in the election. So, not only does the expectation of prudent
manipulation provide the opposition with less to gain from participating in an election, the
presence of an objective third party also provides opposition parties with a greater opportunity to
have their objections heard by international actors.
An examination of election observer statements following boycotted elections shows that
boycotting parties in the late 1990s could, at the minimum, expect to show up in international
print.1 In the best cases, such as the 2000 election in the Federal Republic of Yugoslavia,
1 In the early days of election observation, the reports focused on election day. The primary
object of the observers was to determine whether the election result was consistent with the “will
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opposition political parties and international election observers worked together to ensure that
the election was de-legitimized. The international observers were primed to give a negative
report well before election day and had previously been very critical of Milosevic, as the
following excerpt shows.
In previous elections, ethnic-Albanians from Kosovo municipalities haveoverwhelmingly boycotted Serbia and Federal elections, although official resultswere reported fraudulently to indicate a higher level of participation. Clear examples of such fraud were reported by the OSCE/ODIHR Election ObservationMission during the 1997 Serbia presidential re-run elections, concluding that“blatant election fraud” had been committed in Kosovo. For the current elections,some 600,000 ballots have been printed in the Albanian language when theoverwhelming majority of the Kosovo population is likely to boycott the
elections. The possibility cannot be excluded that blatant fraud may be committedagain in the two constituencies, Prokuplje and Vranje, in which Kosovo voters areincluded. (2000 Federal Republic of Yugoslavia OSCE Post-Election Report)
Indeed, as a result of their criticism, the bulk of the planned OSCE short-term observers were
denied visas, and the final report by the election observers was based on “unofficial” election-
day observations, and included a scathing critique of the Yugoslav elections, some of which
of the people”, and their reports tended to gloss over dissent if they believed that the election
was a step in the right direction. The following demonstrates this tendency: “In 1992, The
Carter Center sent an election-monitoring team to Ghana's first democratic presidential election
in more than 30 years. Jerry Rawlings, in power since 1981, won with 58 percent of the vote.
Election monitors in Ghana observed ballot counting, the installation of voting booths and ballot
boxes, the numbering of ballot packs, and post election activities to assess the transparency of
the election. Four hundred Ghanaians were recruited and trained as local monitors. Although
opposition parties protested the results, the observers declared the election free and fair.”
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focused on the fact that the conditions were so bad that even local governments participated in
the boycott.
The electoral process in Kosovo and Montenegro was organized on ad hoc basis
without basic environment required for a democratic vote. In Montenegro, theGovernment boycotted the elections and regarded the polls as illegitimate. It didnot allow voting in public places in municipalities controlled by the Republic’sgoverning coalition and instructed the State-controlled media not to report on thecampaign (ibid).
Likewise, in the 2000 presidential election in Belarus, the OSCE report condemned the
election and the treatment of opposition groups. The report states that because the Belarusian
government had not made enough progress in the areas identified by the EU, the OSCE, and its
member states, the seven boycotting parties were justified in their non-participation. In addition,
they took pains to document the treatment of the participants in the boycott:
While the Freedom Marches of 1 and 8 October organized by those advocating the boycott passed off without serious incident, a number of activists were charged withvarious offenses, often several days after the marches in question. In total, more than 100advocates of the election boycott were charged under the provision of Article 167(3) of the Administrative Code and other boycott and unauthorized picket-related offenses. Thiscould only have a chilling effect on the campaign environment as a whole (OSCE 2000
Belarus Post-Election Report)
An opposition party is by no means guaranteed favorable treatment by international
observers. If the observers do not find evidence justifying the boycott, or suspect that the
boycotting parties are simply sore losers at the fringe of the political arena, they are liable to
ignore the boycott in the report or discredit it. Therefore, opposition parties must be confident
that the conditions are bad enough to justify non-participation. Furthermore, if the opposition
party expects prudent manipulation, they are more likely to view boycotting as a rational
strategy.
Uncovering Prudent Manipulation
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The following section provides statistical tests to support the hypothesis that prudent
manipulation explains the increase in boycotts of internationally monitored elections. The
challenge with a statistical test of the relationship between prudent manipulation, international
election observation, and party boycotts is that prudent manipulation is rarely observable. By its
very definition, prudent manipulation is difficult to capture and nearly impossible to measure
systematically. But if prudent manipulation does, in fact, exist, and has increased over time as
we assert, the following five premises should hold.
Regarding increases in monitoring and boycotts over time:
P1. The rate of monitored elections should increase throughout the 1990s.
P2. The rate of boycotts in monitored elections should increase throughout the 1990s.
P3. The rate of boycotts in unmonitored elections should remain constant across the decade.
Regarding correlation of errors:
P4. The error terms for explanations of monitor invitation and election boycott should be
positively correlated.
Regarding the effect of monitors on boycotts over time:
P5. The presence of monitors should not affect the probability of a boycott in the early part of
the decade but should have an effect later on.
Empirical evidence
Figures 3 through 5 create a lowess line to capture the uncontrolled trends of monitoring
and boycotts over time.xii Figure 3 shows the general trend of increased election monitoring over
the decade, while Figures 4 and 5 demonstrate the differences between the rate of boycotts in
monitored and unmonitored elections.
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[FIGURE 3 ABOUT HERE]
Figures 3 through 5 corroborate our argument. The rate of monitored elections increased
over the 1990s to nearly 70% by the year 2000 (Figure 1). The rate of boycotts in monitored
elections has also increased over the course of the decade, rising from zero in 1990 to
approximately 20% of all monitored elections in 2000 (Figure 2). By contrast, the rate of
boycott in unmonitored elections has hovered near 10% for the entire decade (Figure 3). Clearly,
the relatively static domestic factors cannot explain the increase in boycotted elections over the
course of the 1990s.
Thus, the first three premises regarding the existence and increase of prudent
manipulation obtain. As incumbents have improved means of securing electoral victory without
attracting the attention of monitors, their willingness to invite monitors has increased. Faced
with this increasingly unfair, undetected behavior of incumbents, and the presence of an
international audience, opposition parties are more likely to resort to an election boycott. The
constant rate of boycott in unmonitored elections indicates elections where prudent manipulation
is not at work. In other words, when monitors are not present, incumbents can proceed as usual,
and do not need to be concerned with hiding their un-democratic ways. Under such
circumstances, opposition parties need not consider prudent manipulation in their decision of
whether or not to boycott.
[FIGURE 4 ABOUT HERE]
[FIGURE 5 ABOUT HERE]
Explanatory variables that are not explicitly modeled in a regression equation are
represented in the regression’s residuals, or error term. Since current explanations of election
boycotts do not explicitly account for prudent manipulation, if the phenomenon is at work, it
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would appear as part of the error term of the regression model. The same follows for
explanations of monitored elections. If prudent manipulation has an effect on both the rate of
observed elections and election boycotts,xiii then we expect the error terms from models that
explain each of the phenomena to be correlated. Thus, we expect the error terms in a model
explaining the presence of election monitors to be correlated with the error terms from a model
explaining election boycotts, given that neither of these models explicitly accounts for prudent
manipulation. Furthermore, we expect a positive correlation, suggesting that prudent
manipulation increases both the probability of inviting monitors and the probability of an
election boycott.
To test this premise, we compare the regression residuals from two logit regressions,
whose linear components were specified as follows:xiv
1. P(monitors|xi) = 1/(1+e- xi β ) Where
Xi β = Constant + β 1 lagged polity score + β 2 regional rate of monitoring + β 3 interaction term + emonitor
2. P(boycott|xi) = 1/(1+e-xiβ) Where
Xi β = Constant + β 1 polity score + β 2 conditional party finance + β 3 per capita GDP + β 4 opposition seat share + β 5 legislative competitiveness + β 6 executive competitiveness + eboycott
Results from this comparison appear in Table 3.
[TABLE 3 ABOUT HERE]
As Table 3 shows, a pair-wise comparison of the errors for the model explaining
monitoring and the model explaining boycotts reveals a positive, statistically significant
correlation. This suggests our current models are missing some common factor, which
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contributes to both an increase in the probability of monitors being invited, and probability of an
election boycott. We believe this common factor is prudent manipulation.
The fifth and final premise pertains to the relationship between monitors and boycotts
over time. If prudent manipulation has been increasing over time, as we argue, we would expect
the presence of monitors to have a greater effect on the probability of boycott later in the decade,
when prudent manipulation is more prevalent. Table 4 compares two logit models where boycott
is the dependent variable. The explanatory variables for the two models are identical;xv the only
difference between the two models in Table 4 is the time period.
[TABLE 4 ABOUT HERE]
When the data are separated into two different time periods the increasingly pronounced
effects of prudent manipulation can be observed. From 1990-1996,xvi the presence of monitors
does not have a statistically significant effect on the probability of a boycott. From 1997-2000,
however, the presence of monitors has a positive, significant effect on the probability of an
election boycott. All else held at its mean, from 1997 to 2000 the presence of international
observers increases the probability of a boycott from 6% to 16%.xvii In the same hypothetical
“most-likely” case described earlier in the paper,xviii international observers increase the
probability of a boycott by 32%, from 34% to 66%.xix This finding suggests that as the decade
progressed, and prudent manipulation increased, opposition parties were more likely to boycott
in an attempt to expose incumbent duplicity to the international election observers, and avoid
legitimizing what they predicted would be a biased process.
Thus, all five premises hold that we set forth to support our argument that prudent
manipulation explains the concurrent increase in monitoring and boycotts. In order to further
strengthen the internal validity of the claims we have made, we consider alternative explanations.
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First, we consider the presence of a different unspecified explanatory variable, that of democratic
maturation. Then, we entertain the possibility that the sequence of decision-making among
incumbents and opposition is different from what we have described to see if the potential for a
boycott influences invitation of international observers.
It may be that some other unobserved phenomenon has the same effect on both invitation
of election monitors and instances of election boycotts, and has also been increasing over time,
as we argue prudent manipulation has. Such a variable would produce similar empirical results
to those we have observed in testing our premises. We consider democratic maturation as the
most likely alternative to prudent manipulation. It is plausible that as less democratic countries
liberalized their political systems over the course of the 1990s, they were more likely to invite
monitors, but also more likely to experience “growing pains”, or electoral protests such as
election boycotts.
For this alternative explanation to hold, we expect an increase in democracy to have a
positive effect on the incumbent’s decision to invite monitors, and also a positive effect on the
opposition decision to boycott.xx If Polityxxi scores are used as a proxy for democratic maturation,
this alternative explanation does not hold. Appendix C presents regression results which show
that Polity scores are significantly related to opposition boycotts, but do not have a statistically
significant relationship with the presence of international observers.xxii For a visual comparison,
Table 5 shows average Polity scores by monitored and boycotted elections.
[Table 5 about Here]
This table reflects the same pattern that the regression results describe in Appendix C. The
difference in average Polity score for countries inviting monitors (3.420) and those not inviting
monitors (2.337) is only 1.083, indicating that the level of democracy in these two countries is
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not vastly different. The difference in mean Polity scores between countries experiencing
boycotts and those with no boycotts is 4.909. This difference is over four times greater than the
difference in mean Polity scores for countries inviting vs. those not inviting monitors. Although
this comparison provides no test of statistical significance, it does show a large observable
distinction in levels of democracy between the two groups of elections.
Furthermore, the mean Polity scores for the elections in which monitors were present and
those elections where monitors were absent are within .57 of the mean Polity score for the entire
sample. This limited evidence shows that although the level of democracy has a large, negative
effect on whether or not a boycott will occur, it does not appear to influence whether monitors
will be invited.
One final observation should be made regarding the relationship between election
boycotts, international observers, and democratic maturation. Out of the four types of elections
separated by whether there were observers or boycotts, the elections with the highest mean Polity
score are those where monitors were invited but no boycott occurred. Conversely, the group of
elections with the lowest average Polity score is the group where monitors were not invited and a
boycott occurred. If democratic maturation were the true lurking variable driving monitors and
boycotts, we would have expected an extreme Polity value to appear where monitors were
invited and boycotts occurred. This evidence allows us support the null hypothesis that the level
of democracy is not responsible for the observed trends of increases in election monitoring and
election boycotts.
The second alternative explanation that we consider suggests a reversed causal arrow
between monitoring and boycotts. It could be the case that given post-Cold War pressure for
free and fair elections, the opposition’s decision to boycott motivates the incumbent to invite
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monitors, rather than the other way around. If an opposition boycott is a signal of very low
levels of democratization, incumbents who fear boycott might be motivated to invite
international observers in an attempt to mitigate any democratic backsliding or loss of
international credibility they might incur as a result of an opposition boycott. At the same time,
if the international community was increasingly insistent on free and fair elections, opposition
parties would have more of an incentive to boycott elections in order to discredit the incumbent
regime.
If this argument were true, we would expect the original premises 1-4 to hold. The rate
of monitored elections should increase, as incumbents try harder to achieve international
legitimacy in the face of oppositions determined to defame them (P1). An increase in boycotts
should also be accompanied by an increase in monitored elections (P2). Unmonitored elections
with the constant rate of boycott would reflect instances where incumbents did not anticipate the
boycott, or had other concerns that trumped any desire to invite monitors (P3). We would also
expect the error terms for models explaining boycotts and monitors to be correlated, as with P4,
since international pressures would be driving both opposition boycotts and monitor invitations,
though a distinct mechanism from the effects of prudent manipulation.
The final premise (P5) would need to be modified in order to test this alternative
explanation of causality. If it were the case that anticipation of boycotts predicted internationally
observed elections, we would expect that as the decade progressed and observers were being
invited to more elections, boycotts would help us predict whether or not monitors are invited,
particularly later in the decade. A test of this alternative premise shows that boycotts have no
statistically significant effect on the presence of monitors.xxiii Therefore we conclude that
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incumbent anticipation of an opposition boycott is not the driving force behind the concurrent
increase in election boycotts and internationally observed elections.
Conclusion
This paper has demonstrated one way in which international-level variables affect
electoral politics at the domestic level. Since Peter Gourevitch’s 1978 assertion that “second
image reversed” causal arguments are neglected, and that we should better understand how
domestic politics may be a result of international politics (882), few scholars have empirically
demonstrated this causal mechanism in relation to the global spread of democratization.xxiv As
long as the international community continues to pour money into developing countries with the
intention of improving their political institutions and conditions even greater rewards upon
progress in reforming these institutions, there are likely to be a number of side effects that are
neither intended nor recognized.
This paper has demonstrated two unintended consequences of the international
community’s emphasis on internationally certified elections. For power and aid-hungry
politicians, it has triggered a renaissance in electoral rigging artistry. Second, within non-
consolidated democracies, opposition parties are increasingly likely to boycott when
international observers are present. Because of the increase in prudent manipulation, opposition
parties are more likely to feel that their time is better spent attempting to discredit the incumbent
by boycotting instead of participating in the election.
Discussion
As the excerpt from the Commission of European Communities report (page 14)
demonstrates, international observers are well aware that some incumbents attempt to manipulate
their observations. However, they are in a diplomatically challenging situation. If observers
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make it clear that they are likely to denounce an election, it can cost them the opportunity to
observe it (as in Zimbabwe in 2002) as well as eliminate any chance they have of being invited
to future elections. On the other hand, if they always overlook unfair practices and announce
that the election was free and fair enough given the level of democratization, their reports are
unlikely to be respected or useful to the organizations that support their missions. Also, they are
unlikely to receive future cooperation from opposition political groups and local pro-democracy
organizations. In the early 1990s several observer groups drew severe criticism from many
corners for “sprinkling holy water on a rigged process” (Beigbeder 1994, Geisler 1993) and
slowing true political liberalization by falsely legitimizing autocrats. With some incumbents
constantly innovating new forms of cheating and opposition parties increasingly feeling their
energy is better spent in electoral protest rather than electoral competition, the future of
democratization through elections may appear bleak.
On the bright side, however, observers have responded to criticism proactively by
improving their methods to the point where it is difficult for an incumbent to get away with any
direct manipulation of the results. Current best practice is to deploy dozens of long-term
observers throughout the country for a minimum of three months up to several years in order to
observe all parts of the electoral process, from the registration of voters to the certification of the
results. In addition, some groups, such as the UN, The Carter Center, and the OSCE refuse to
send delegations of short-term election day observers if they determine prior to the election that
there is no possibility that there will be a competitive process.
Innovations in monitoring technology continue to make it more difficult to bias an
election without being caught. The 2004 Carter Center mission to Indonesia randomly assigned
their teams of international observers to polling stations. This methodologically sound
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deployment strategy allows the international observers to measure the degree to which observed
irregularities biased the results, and gives them increased confidence that their observations are
representative of the entire process. In addition, the use of random assignment of international
observers undermines some forms of prudent manipulation (specifically any strategy that would
involve targeted manipulation of the voting process where observers were not deployed), and
provides another means by which international observers can catch prudently manipulative
incumbents. Coupled with other innovations of the last fifteen years, it is increasingly difficult
for an incumbent to get away with many forms of election day fraud.
Despite all the improvements in election observation technology and methods, the menu
of possible ways to bias an election remains long. For the time being, election observers and
electoral autocrats will continue trying to outsmart each other, and we therefore predict the
continuation of election boycotts in the presence of international observers. However, the fact
that international observation methods have continued to progress has moved electoral
manipulation away from overt fraud such as ballot box stuffing and intimidation of voters. It is
plausible that less direct methods such as gerrymandering and restrictions on voter registration,
while not desirable, are more compatible with democracy than jailing political opponents or
directly changing the vote totals. International observers have made it very difficult for
incumbents to cheat on election day without consequences, and have given opposition parties a
voice of protest in the international media when their option of political participation is curtailed.
Certainly, the consequences of prudent manipulation for democracy are debatable, but
there should now be no doubt that international pressures are working to shape electoral politics
in developing countries. Greater awareness of the domestic effects of international democracy
promotion is an important first step in understanding how this type of foreign aid should progress
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if it is to succeed. The process of democratic consolidation is neither linear nor inevitable. If
democratization via electoral democracy is to continue toward democratic consolidation, it will
require careful attention to the dynamics of international intervention in domestic politics.
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In-Text Tables and Figures
Figure 1: Percentage of all elections in non-consolidated democracies that were boycotted
(dotted line) and percentage of all elections that were internationally observed (dashedline), 1990-2000.
0
2 0
4 0
6 0
8 0
P e r c e n t a g e
1 9 9 0 1 9 9 2 1 9 9 4 1 9 9 6 1 9 9 8 2 0 0Y E A R
P e r c e n t
M o n i t o r e d
P e r c e n t
B o y c o t t e d
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Table 1. Boycotted and Monitored Elections in Non-consolidated democracies (1990-2000)
Monitor?
Boycott? No Yes Total
No 176 155 331
(88.0%)
Yes 23 30 53
(12.0%)
Total 199
(51.8%)
185
(48.2%)
384
Pearson chi2(1) = 1.7488 Pr = 0.186
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Table 2. Binary Logit: Political Party Election Boycotts (robust standard errors adjusted
for clustering by country)
Independent Variables
MODEL 1(DV: Election
Boycott)
Coefficient Robust SE
Constant -.8731766 (.830127)Internationally Observed ElectionVariable = 1
1.265636** (.4712662)
Democracy Score (Polity2)-10 to 10
-.1783875** (.0438367)
GDP per capita -.3286558* (.5331964)
Easy Conditional Party Finance -.3286558 (.5331964)
Percent Share of seats for opposition party(lagged one year)
.7248089 (.9809243)
Executive Index of Electoral Competitiveness(lagged by one year)
.1433461 (.1493913)
Legislative Index of ElectoralCompetitiveness (lagged by one year)
-.0501969 (.1576406)
N 321
Wald Chi2 (11) 61.43
Prob > chi2 0.0000Log pseudo-likelihood -100.7459Pseudo R2 0.2362
**p<.01, two tailed z-test*p<.05, two-tailed z-test
Regional Control Variables included, but not reported.
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Figure 2. Percentage of Boycotted Elections that were Internationally Observed
(1988-2000)
0
10
20
30
40
50
60
70
80
90
100
1988 1990 1992 1994 1996 1998 2000
Year
P e r c e n t a g e
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Figure 3. Annual Rate of Monitored Elections (1990-2000)
. 2
. 3
. 4
. 5
. 6
. 7
% m
o n i t o r e d e l e c t i o n s b y y e a r
1990 1992 1994 1996 1998 2000
YEAR
bandwidth = .8
Lowess smoother
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Figure 4. Annual Rate of Election Boycott for Monitored Elections (1990-2000)
0
. 1
. 2
. 3
% b
o y c o t t e d e l e c t i o n s b y y e a r
1990 1992 1994 1996 1998 2000
YEAR
bandwidth = .8
Lowess smoother
39
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Figure 5. Annual Rate of Election Boycotts for Unmonitored Elections (1990-2000)
0
. 0 5
. 1
. 1 5
. 2
% b
o y c o t t e d e l e c t i o n s b y y e a r
1990 1992 1994 1996 1998 2000
YEAR
bandwidth = .8
Lowess smoother
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Table 3. Correlation between Errors from models explaining Monitors and Boycotts
Monitor Residuals
(emonitor )
Boycott Residuals
(e boycott)Monitor Residuals
(emonitor)
R = 1.00
Boycott Residuals
(eboycott)
R = .2104** R = 1.00
** p<.01
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Table 4. Logit Regression Results explaining Boycotts in two Different Time Periods
DV = Boycott
Independent Variables
1990-1996
Coefficient(Robust Standard Error)
1997-2000
Coefficient(Robust Standard Error)
Constant .0071528
(1.196368)
-1.083936
(1.63188)
Internationally Observed ElectionVariable = 1
.7356316 (.5894488)
1.960744*(.8430287)
Democracy Score (Polity)-10 to 10
-.1098846*(.0536706)
-.3041524**(.0756959)
GDP per capita -.000164(.0000889)
-.0001901(.0001501)
Easy Conditional Party Finance -.7128763(.8657381)
-.3554652(.723078)
% Share of seats for opposition party (lagged one year)
4.747929*(2.227857)
-1.460966 (1.66749)
Executive Index of ElectoralCompetitiveness (lagged by oneyear)
.1082015
(.2064819)
.0862353
(.2388249)
Legislative Index of ElectoralCompetitiveness (lagged by oneyear)
-.1869806 (.2101362)
.0549772(.1986322)
N 146 129
Wald Chi2(11) 29.64 39.18
p>Chi2 0.0010 0.0000
Log pseudo-liklihood -55.374845 -35.155133
Pseudo R2 0.1716 0.3866
* p < .05, two-tailed z test
** p < .01, two-tailed z test Regional control variables are included in both models, but not reported.
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Table 5. Comparison of Mean Polity Scores by Boycotts and Presence of International
Observers
Overall:
2.854167
Boycott:
-1.377358
No Boycott:
3.531722No Invite:2.336683
-2.956522 3.028409
Invite:3.410811 -.1666667 4.103226
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Appendix A. Summary Statistics
Summary Statistics of Variables from Tables 2 & 4
Variable
Name
N Mean
(Standard
Deviation)
Min. Max.
Boycott 384 .1197917(.3251414)
0 1
Monitor 384 .4817708(.5003195)
0 1
Polity 384 2.854167(5.818812)
-9 10
GDP per capita 384 4671.885(4134.471)
433.6 26755.9
Pct opposition
lagged
384 .2423104
(.2306902)
0 .9264706
EIEC 362 5.471074(1.975993)
1 7
LIEC 363 5.791436(1.807191)
1 7
Easy CPF 384 .3255208(.4691804)
0 1
Appendix B: Data Appendix for Model 1.
Operationalization of Dependent Variable
The dependent variable (boycott) is a dichotomous indicator of whether one or more
political parties organize an election boycott. It was hand-coded from major news sources and
Keesing’s Record of World events. This variable does not include regional boycotts, nor
boycotts that took place after the election. Because the variable is dichotomous, binary logit
analysis is an appropriate statistical technique.
Operationalization of Independent Variables
The primary independent variable that is explored in this paper is whether or not the
election was observed by an international NGO, IGO or other state. “International observers”
refer to official delegations of foreign citizens invited in to a country in order to observe the
domestic election process. This was coded this as a dummy variable in the dataset, with one
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indicating that a given election was monitored. The data on monitored elections likely
underestimates its presence. This is due to the fact that election monitoring is not centrally
coordinated, and no organization records all election monitoring efforts. Because of the larger
number of small regional organizations and states that sporadically participate in observer
missions and keep poor records, all observed elections have not been recorded.
Democracy is measured using the Polity2 variable from the POLITY IV dataset
(Marshall and Jaggers 2000). The scale ranges from –10 to 10, with 10 being the most
democratic. Interruption scores have been replaced with actual polity scores rather than with
missing observations. This measure is considered a proxy for the overall fairness of the
democratic process.
GDP per capita is from Gleditsch’s 2002 Expanded Trade and GDP data.
Ease of campaign finance reform was coded by one of the authors. The financial cost of a
boycott was computed by creating a variable called SACRIFICE. SACRIFICE is an ordinal
variable that ranges from 0-5 based on how much the party likely forfeits by boycotting. The
less stringent the conditions to attain party finance, the greater the sacrifice. xxv If sacrifice equals
4 or 5, implying that an easily attainable form of conditional party finance exists, the
dichotomous CPF variable was coded as 1.
The lagged share of seats for the opposition party is a percentage calculated from
opposition seats won in the previous election as recorded in the DPI (Keefer 2000). EIEC and
LIEC are scales from DPI measuring the level of institutional executive and legislative
competitiveness (Keefer 2000). The scale of LIEC is as follows, and is modified slightly to fit
the EIEC. 1= No legislature, 2= Unelected legislature, 3_= Elected, 1 candidate, 4= 1 party,
multiple candidates, 5 = multiple parties are legal but only one party won seats, 6= multiple
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parties DID win seats but the largest party received more than 75% of the seats, and 7= largest
party got less than 75%. We have lagged these variables by one year.
Regional dummies were included in order to control for the regional diffusion of
democratization (Gleditsch 2004) and other diffusion related topics.
Appendix C: Regression results for Table 3
1. P(monitor|xi) = 1/(1+e- xi β ) Where
Xi β = Constant + β 1 lagged polity score + β 2 regional rate of monitoring +
β 3 interaction term between polity score and regional rate of monitoring + emonitor
Binary Logit: International Monitoring (1990-2000)
Independent Variables Coefficient Robust
SE
Constant -2.975592 (.3507102)
Lagged Polity Score .0327993 (.7165366)
Percentage of Monitored Elections per Region 6.404487**
*
(.7165366
)Interaction between Polity and % Monitored Elections -.187441 (.1076085
) N 348Wald Chi2(3) 91.91Prob> chi2 0.0000Pseudo R2 0.2784***p<.001, two-tailed test**p<.01, two-tailed z-test*p<.05, two-tailed z-test
2. P(boycott|xi) = 1/(1+e-xiβ) Where
Xi β = Constant + β 1 polity score + β 2 conditional party finance + β 3 per capita GDP + β 4 opposition seat share + β 5 legislative competitiveness + β 6 executive competitiveness + eboycott
Binary Logit: Boycotted Elections (1990-2000)
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Independent Variables Coefficient Robust
SE
Constant -1.522293* (.6085546)
Polity Score -.1805549***
(.0355701)
Ease of Access to Conditional Party Finance -.4359203 (.4895869)
GDP per capita -.0001235* (.0000534)
Opposition Seat Share (lag) .3876296 (.9536844)
LIEC (lag) -.0650941 (.158814)EIEC (lag) .1523294 (.1531939
)
N 321Wald Chi2(6) 51.95Prob> chi2 0.0000Pseudo R2 0.1737***p<.001, two-tailed test**p<.01, two-tailed z-test*p<.05, two-tailed z-test
Appendix D: Test of alternative explanation that boycotts cause monitors to be invited.
Binary Logit: International Monitoring
DV = Internationally Monitored
Election
Independent Variables
(1990-1996)
Coefficient Robust SE (1997-2000)
Coefficient
Robust SE
Constant -3.798991 .8472226Boycott -.0490345 (.5753426) .0908479 (.1202642)
Lagged Polity Score -.1498511 (.0582569) -.0908479 (.1202642)
Percentage of Monitored elections byregion
5.970204*** (.8425766) 7.741622*** (1.507122)
Interaction between Polity and PercentageMonitored Elections
-.1482938 (.1245469) -.3015546 (.2298144)
N 206 142
***p<.001, two-tailed test**p<.01, two-tailed z-test*p<.05, two-tailed z-test
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i The idea of election-rigging artistry plays off Cox & Katz (2002) description of “redistricting artistry”
post-Baker V. Carr.
iiFor examples of this debate see Schumpeter 1942, Dahl 1971, Diamond 1999, Hanson 2001, Linz and
Stepan 1996, O’Donnell 1996, Schmitter and Karl 1991, and Zakaria 1997.iii Electoral democracies, as defined by Schedler, are also included in the universe under study in this
paper.
iv Opposition leaders in Azerbaijan called for an election boycott of the October 1998 election in
August.
v During the Jordan elections of 1997, a total of 10 opposition parties decided to boycott the election
just days before polling took place.
vi In the 1994 elections in Mozambique, RENAMO called for a last-minute boycott, but then decided to
participate.
vii First-hand account from Michael Bratton 4/2/04.
viii With a 95% confidence interval, the presence of international observers increases the probability of a
boycott by 5-11%.
ix With a 95% confidence interval, the probability of a boycott in the “most-likely” scenario is between
12 and 60%.
x For all percentage values presented in the above paragraph, the 95% confidence interval around a
simulated first difference did not contain zero, signifying statistical significance. The predicted
probabilities are based on a logit model estimated in Stata 8.0, with first differences drawn from 1000
simulations performed by CLARIFY (Tomz, Wittenberg, and King 2003).
xi Machiavelli, 48 & 54 (1994 translation by Wooton).
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xii Lowess carries out a locally weighted regression of a dependent variable on one independent
variable. For all three figures, the independent variable is simply time.
xiii The degree of the effects need not be identical, and indeed we suspect that prudent manipulation has
a much stronger effect on boycotts than it does on monitors.xiv Regression results appear in Appendix C
xv They are also identical to the explanatory variables used in Table 2.
xvi This particular cut point of the data was chosen because it divides the observations into the two most
equal groups, given missing data. Similar results obtain when 1994, and 1995 are chosen as the upper
bound for the first model.
xvii The 95% confidence interval for the 6% figure ranges from 2% to17%. For the simulated first
difference, the presence of observers increases the probability of a boycott by 11%, plus or minus 9%.
xviiiIn the hypothetical “most-likely” case, the country is in the Middle East or North Africa, the Polity
score is two, the GDP per capita income is $2000, and the lagged institutional competitiveness
measures are set at the low level of two. Again, for all percentage values presented in the above
paragraph, the 95% confidence interval around a simulated first difference did not contain zero,
signifying statistical significance. Based on a logit model estimated in Stata 8.0, with first differences
drawn from 1000 simulations performed by CLARIFY (Tomz, Wittenberg, and King).
xix The confidence intervals are larger in this example because of the smaller N. The 95% confidence
interval still does not contain zero, indicating statistical significance. The predicted probability of a
boycott ranges from 4% to 82%, and the 32% increase in the probability of a boycott is plus or minus
29%.
xx This hypothesis could be reversed to posit that a decrease in democratic maturation could better
describe both of these phenomena. In that case an increase in democracy would have to have a
negative effect on both monitor presence and boycotts in order to hold.
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xxi We use the combined democracy and autocracy scores in the Polity dataset (Marshall and Jaggers
2002) as a proxy for democratic maturation. Rather than the standard Polity scores that include
interruption codes, we use the Polity2 score in which the interruption codes are scaled to standard
Polity scores rather than treated as missing values.xxii Polity scores are clearly related to boycotts (as evidenced in the difference in means for boycotted
elections, -1.377e vs. elections not boycotted, 3.532, without taking monitors into consideration) the
same can not be said about the decision to invite monitors.
xxiii See Appendix E for these results.
xxiv Gleditsch (2004) being the biggest exception. xxv 0 = No CPF , 1 = CPF only if donors provide funds, 2 = CPF based on seats in parliament, 3 = CPF
based on some percentage threshold of votes, 4 = CPF based on vote percentages, 5 = CPF based on
number of candidates