990-PF Return of Private Foundation Treated asa Private...

4

Form 990-PF

Department of the TreasuryInternal Revenue Service

Return of Private Foundationor Section 4947(aXl) Nonexempt Charitable Trust

Treated as a Private Foundation

Note . The foundation may be able to use a copy of this return to satisfy state reporting requn

OMB No 1545-0052

2010

For calendar year 2010 , or tax year beginning Aug 1 , 2010 , and ending Jul 31 , 2011

cc. ^

r..

1J

G Check all that apply Initial return F] Initial Return of a former public charity [] Final return

8 Amended return Address change Name change

Name of foundation A Employer identification number

EVAN & MARION HELFAER FD 39-6238856Number and street (or P 0 box number it is not del ivered to street address) Roomisu to B Telephone number (see the i nstructions)

C /O THOMAS SMALLWOOD P.O. BOX 147 (262) 784-9778City or town State ZIP code C If exemption application is pending, check here

ELM GROVE - W I 5 3 1 2 2 D 1 Foreign organizations, check here

H Check type of organization' X Section 501 (c)(3) exempt private foundation 2 Foreign organizations meeting the 85% test, check

Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

qhere and attach computation

1 Fair market value of all assets at end of year J Accounting method LX] Cash Accrual E If private foundation status was terminatedcheck hereunder section 507(bx1XA)

(from Part 11, column (c), line 16) Other (s ecif ),

p y - - - - - - - - - - - - - F If the foundation is in a 60- month terminationP.$ 21 ,035,576. (Part column (d) must be on cash basis) under section 507(bX)XB), check here 111.

Part I .'- Analysis of Revenue and (a ) Revenue and (b) Net investment (c) Adjusted net (d) DisbursementsExpenses (The total of amounts in expenses per books income income for charitablecolumns (b), (c), and (d) may not neces- purposessarily equal the amounts in column (a) (cash basis only)(see the Instructions).)1 Contributions , gifts, grants, etc, received (all sch) +. s , ; ^k, ? • ;

2 ck if the foundn is not req to all Sch B - "'' 5 '-'a • _^ -

3 Interest on savings and temporary'cash investments ' ' - a

4 Dividends and interest from securities 457, 901. 457, 901. 15a Gross rentsb Net rental income

or ( ons) L-6a-Stmt C

R 6 al Net gam/ ( loss) from sale of assets not on line 10 929,076.Y: 4:M1•tfrb' Y t^,

E b Gross sales price for allassets on line 6a 2 1 352, 10 0

+r ^c^ -'--^ , fvE 7 Capital gain net income (from Part IV, line 2) 929,076 .

N 8 Net short-term capital gaina.;a

u 9 Income modifications . ^S .:• I•• --

E 10 a Gross sales lessand

allowa

;zr•- `^ ^- - '%,4 , ` i=,r ^• ' ' I

nceb Less Cost of ° ,,, " t yy

goods sold

c Gross profit( loss) (att sch )11 Other income (attach schedule)

See Line 11 Stmt 7,167 . 7, 167.

12 Total . Add lines 1 through 11 1, 394,144 . 1,394, 144 .13 Compensation of off i cers, d i rectors , trustees. etc 298,096. 150, 396. 147,700.14 Other employee salaries and wages

15 Pension plans, employee benefits

A 16a Legal fees (attach schedule) F= IM b Accounting fees (attach sch) 1, 5 1,650.

1 c Other prof fees (attach sch) cV

° Np

17 Interest 2 2 7011 51s

E T 18 Taxes (attach schedulexsee instr) See Line 18 Simi 23,0 6 . 4, 197

AA 19 Depreciation (attach ...

T T sch) and depletion

Nv 20 Occupancy - -__ -^

G E 21 Travel, conferences, and meetingsA E 22 Printing and publications 33.

op 23 Other expenses (attach schedule)

EN SeeLine23Stmt 19,644. 7,888. 11,436.

S 24 Total operating and administrativeS expenses . Add lines 13 through 23 343, 184. 162, 481. 160, 786.

25 Contributions, gifts, grants paid 777,475. - 777,475.

26 Total expenses and disbursements.Add lines 24 and 25 1, 120, 659. 162, 481. 938, 261.

27 Subtract line 26 from line 12:

a Excess of revenue over expenses-and disbursements 273,485. -- :•i t

b Net investment income ( it negative , enter 0 -) 1,231, 663.

C Adjusted net income (if negative, enter -0-)

BAA For Paperwork Reduction Act Notice, see the instructions . TEEA0301 07/23/10 -Lorm 990-PF (2010)

J,

Form 990-PF (2010) EVAN & MARION HELFAER FD

Part II IAttached schedules and amounts in the description

Balance Sheets column should be for end - of year amounts only(See i nstructions )

1 Cash - non-interest-bearing

2 Savings and temporary cash investments

3 Accounts receivable ------------

Less allowance for doubtful accounts-----------

4 Pledges receivable-----------

Less allowance for doubtful accounts-----------

5 Grants receivable

6 Receivables due from officers , directors, trustees , and other-disqualified -persons (attach - schedule)-( see=the instructions)

7 Other notes and loans receivable (attach sch) 11

S Less allowance for doubtful accounts-----------

S 8 Inventories for sale or use

ET 9 Prepaid expenses and deferred charges

S 10a Investments - U S and state governmentobligations (attach schedule)

b Investments - corporate stock (attach schedule)

c Investments - corporate bonds (attach schedule)

11 Investments - land, buildings, andequipment basis

-----------Less accumulated depreciation(attach schedule)

-----------12 Investments - mortgage loans

13 Investments - other (attach schedule)

14 Land, buildings, and equipment basis-----------

Less accumulated depreciation(attach schedule)

-----------15 Other assets (describe 0

-----------------16 Total assets (to be completed by all filers -

see instructions. Also, see page 1, item I)

L. 17 Accounts payable and accrued expenses

A 18 Grants payable

B 19 Deferred revenue

IL 20 Loans from officers, directors, trustees , & other disqualified persons

1 21 Mortgages and other notes payable (attach schedule)

T 22 Other liabilities (describe"

ES 23 Total liabilities (add lines 17 through 22)

Foundations that follow SFAS 117, check here Land complete lines 24 through 26 and lines 30 and 31.

N F 24 UnrestrictedE UT N 25 Temporarily restricted

D 26 Permanently restricted

AS B Foundations that do not follow SFAS 117 , check here

S A and complete lines 27 through 31.

E LT A 27 Capital stock, trust principal, or current funds

S N 28 Paid-in or capital surplus, or land, building , and equipment fundc

O E 29 Retained earnings, accumulated income, endowment , or other funds

R S 30 Total net assets or fund balances (see the instructions)31 Total liabilities and net assets/fund balances

(see the instructions)

39-6238856 Page 2Beginning of year End of year

(a) Book Value (b) Book Value (c) Fair Market Value

177,307. 150,747. 150,747.

8,955,415. 9,479,660. 10,769,443.

5,343,023. 5,125,908. 10,072,735.

51, 609. 42, 651. 42,651.

14,527,354. 14,798,966. 21,035,576.

•,fit _*.. •1'

14, 527, 354 14, 798, 966.

14, 527, 354 14,798,966 .

14, 527, 354. 14,798,966 .Part Ill I Analysis of Chan ges in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree withend-of-year figure reported on prior year's return) . - 1 14, 527, 354.

2 Enter amount from Part I, line 27a 2 273, 485.

3 Other increases not included in line 2 ( itemize)------------------------------

3

4 Add lines 1, 2, and 3 - 4 14, 800, 839.5 Decreases not included in line 2 (itemize ) See Other Decreases Stmt 5 1 873.

6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 6 14, 798, 966.

BAA TEEA0302 02/16/11 Form 990-PF (2010)

Forrh 990-PF (2010) EVAN & MARION HELFAER FD 39-6238856 Page 3;P,^rtll°% Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e g , real estate,21story brick warehouse, or common stock, 200 shares MLC Company)

(b) How acquired

P - PurchaseD -Donation

(C) Date acquired(month, day, year)

(d) Date sold(month, day, year)

la .194 shs Bank Montreal Que Corn P 12/22/88 07/25/11

b 1000 shs Coca Cola Co Com P 06/07/00 10/19/10c 1500 shs Col gate Palmolive Co Corn P 02/02/74 10/19/10

d 1000 shs Col gate Palmolive Co Corn P 02/02/74 02/23/11

e See Columns (a) thru (d)

(e) Gross sales price (f) Depreciation allowed(or allowable)

(g) Cost or other basisplus expense of sale

(h) Gain or (loss)(e) plus (f) minus (g)

a 12. 6. 6.b 60,219. 53,060. 7,159.c 115,003. 4,664. 110,339.d 78,188. 3,109. 75,079.e See Columns (e)thru(h) 1, 362, 185. 736, 493.Complete onl y for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Column (h)

(i) Fair Market Valueas of 12/31169

(j) Adjusted basisas of 12/31/69

(k) Excess of column (t)over column (I), if any

gain minus column (k), but not lessthan -0•) or Losses (from column (h))

a 6.

b 7,159.

c 110,339.d 75,079.

e See Columns (Q thru (I) 736, 493.

_2 Capital gain net income or (net capital loss) If gain, also enter in Part I, line 7If (loss), enter •0 in Part 1, Itn e 7 J 2 929, 076.

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see the instructions) If (loss), enter -0-in Part I, line 8 3

J;P,cartf Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? F]Yes No

If 'Yes,' the foundation does not qualify under section 4940 (e) Do not complete this part

1 Enter the appropriate amount in each column for each year , see the instructions before making any entries

(a)Base period years

Calendar year (or tax yearbeginning in)

(b)Adjusted qualifying distributions

(c)Net value of

noncharttable-use assets

(d)Distribution ratio

(column (b) divided by column (c))

2009 945,144. 19,706,604. 0.047961

2008 1,232,310. 18,634,931. 0.0661292007 1,173,885. 24,092,875. 0.0487232006 1,118,497. 24,851,574. 0.045007

2005 997, 703. 23, 688, 308. 0.042118

2 Total of line 1, column (d) 2 0.249938

3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by thenumber of years the foundation has been in existence if less than 5 years 3 0.049988

4 Enter the net value of nonchantable-use assets for 2010 from Part X, line 5 - 4 20, 908, 299.

5 Multiply line 4 by line 3 5 1,045,164.

6 Enter 1 % of net investment income (1 % of Part I, line 27b) 6 12,317.

7 Add lines 5 and 6 7 1,057,481.

8 Enter qualifying distributions from Part XII, line 4 8 938,261.

If line 8 is equal to or greater than line 7, check the box in Part VI, line lb , and complete that part using a 1% tax rate See thePart VI instructions

BAA Form 990-PF (2010)

TEEA0303 07/23/10

Form 990-PF (2010) EVAN & MARION HELFAER FD 39-6238856 Page 4

FPa'rt U,l Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see the instructi6ns)

1 a Exempt operating foundations described in section 4940(dX2), check here 11^,Z

q and enter ' N/A' on line 1 . - 4

Date of ruling or determination letter (attach copy of letter if necessary - see instr.)

b Domestic foundations that meet the section 4940 (e) requirements in Part V , 1 24, 633.

check here 01, and enter 1 % of Part I, line 27b

c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, column (b)

2 Tax under section 511 (domestic section 4947 (a)(1) trusts and taxablefoundations only Others enter - 0-) - - 2 0.

3 Add lines 1 and 2 3 24, 633.

4 Subtitle A (income) tax (domestic section 4947 (a)(1) trusts and taxable foundations only Others enter -0-) 4 0 .

-24,633.=5=Tax=based =on=investment income:Subtract - line 4-from "line3-1f-zeroorless, enter-0-

6 Credits /Payments ^n

a 2010 estimated tax pmts and 2009 overpayment credited to 2010 6a 10 , 146. ^

b Exempt foreign organizations - tax withheld at source 6bi.^.t, . •. '= ;. ,. ;t omc Tax paid with application for extension of time to file (Form 8868) 6c

d Backup withholding erroneously withheld 6d

7 Total credits and payments Add lines 6a through 6d 7 10, 146.

8 Enter any penalty for underpayment of estimated tax Check here if Form 2220 is attached 8 96.

9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ' 9 14, 583.

10 Overpayment . If line 7 is more than the total of lines 5 and 8 , enter the amount overpaid 10 0.

11 Enter the amount of line 10 to be Credited to 2011 estimated tax 0 . I Refunded 11

:PartV11A Statements Regarding Activities

1 a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did itparticipate or intervene in any political campaign?

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes(see the instructions for definition)?

If the answer is 'Yes' to la or 1b, attach a detailed description of the activities and copies of any materials publishedor distributed by the foundation in connection with the activities

c Did the foundation file Form 1120-POL for this year?d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year

(1) On the foundation P. $ (2) On foundation managers m. $e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed onfoundation managers I. $

2 Has the foundation engaged in any activities that have not previously been reported to the IRS?

If 'Yes,' attach a detailed description of the activities

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articlesof incorporation, or bylaws, or other similar instruments? If 'Yes,' attach a conformed copy of the changes

4a Did the foundation have unrelated business gross income of $1,000 or more during the year?

b If 'Yes,' has it filed a tax return on Form 990-T for this year?

5 Was there a liquidation, termination, dissolution, or substantial contraction during the year'

If 'Yes,' attach the statement required by General Instruction T

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions that conflictwith the state law remain in the governing instrument?

7 Did the foundation have at least $5,000 in assets at any time during the year' If'Yes,'complete Part ll, column (c), and Part XV

8a Enter the states to which the foundation reports or with which it is registered (see the instructions)

WI - Wisconsin

b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General(or designate) of each state as required by General Instruction G7 If 'No,' attach explanation

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(1)(3) or 4942(1)(5)for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV)' If 'Yes,' complete Part XIV

10 Did any persons become substantial contributors during the tax year? If 'Yes,' attach a schedule listing their names,nr1 -1'1 nccnc

BAA

gYes No

1a X

1b X

lc X

21 IX

3 X

4a X

4b

5 X

6 X

7 X

8b X

9 X

10 X

Form 990-PF (2010)

TEEA0304 02/16/11

990-PF (2010) EVAN & MARION HELFAER FD 39 -6 238856 Page 5Part'Vl1AI Statements Regarding Activities Continued

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entitywithin the meaning of section 512(b)(13)? If 'Yes', attach schedule (see instructions) 11 X

12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract beforeAugust 17, 2008' 12 X

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X

Website address ' N/A-----------------------------------------

14 The books are in care of ► Thomas Smallwood Telephone no (262) 784-9778----------------------------- -------------

Located at ► P.O. Box 147 Elm Grove WI ZIP + 4 ► 53122------------------------------------ ----------------

15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ►and enter the amount of tax-exempt interest received or accrued during the year 15

16 At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over a Yes No

bank, securities, or other financial account in a foreign country? 16 X

See the instructions for exceptions and filing requirements for Form TD F 90-22 1 If 'Yes,' enter the name of the `•#` `"foreign country ► "' 1 ' ' "

JPar^tVtik&'^ Statements Regarding Activities for Which Form 4720 May Be RequiredFile Form 4720 if any item is checked in the'Yes' column , unless an exception applies . ' ; Yes No

1 a During the year did the foundation (either directly or indirectly) `;qt

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? [ Yes No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a 4 ^'•disqualified person? Yes X No fe 14"n

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? Yes X No ^,, °

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Yes X NoS

(5) Transfer any income or assets to a disqualified person (or make any of either availablefor the benefit or use of a disqualified person)? [ Yes No , - V

(6) Agree to pay money or property to a government official7 ( Exception . Check 'No' if thefoundation agreed to make a grant to or to employ the official for a period after terminationof government service, if terminating within 90 days ) 11 Yes No

b If any answer is 'Yes ' to la(1)-(6), did any of the acts fail to qualify under the exceptions described inRegulations section 53 4941(d)-3 or in a current notice regarding disaster assistance (see the instructions)?

Organizations relying on a current notice regarding disaster assistance check here '

c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts,that were not corrected before the first day of the tax year beginning in 2010'2

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was aprivate operating foundation defined in section 4942 (1)(3) or 49420)(5))

a At the end of tax year 2010 , did the foundation have any undistributed income (lines 6dand 6e, Part XIII) for tax year(s) beginning before 2010' [ Yes No

If 'Yes,' list the years ► 20-- , 20-- , 20-- , 20--

b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)(relating to incorrect valuation of assets ) to the year's undistributed income? ( If applying section 4942(a)(2) toall years listed, answer ' No' and attach statement - see the instructions )

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

01 20-- , 20 _ , 20 _ , 20 _

3a Did the foundation hold more than a 2% direct or indirect interest in any businessenterprise at any time during the year? [ Yes No

b If 'Yes,' did it have excess business holdings in 2010 as a result of (1) any purchase by the foundationor disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approvedby the Commissioner under section 4943 (c)(7)) to dispose of holdings acquired by gift or bequest, or(3) the lapse of the 10-, 15-, or 20 -year first phase holding period7 (Use Schedule C, Form 4720, todeterm ine if the foundation had excess business holdings in 2010)

4a Did the foundation invest during the year any amount in a manner that would jeopardize itscharitable purposes?

b Did the foundation make any investment in a prior year (but after December 31, 1969) that couldjeopardize its charitable purpose that had not been removed from jeopardy before the first day ofthe tax year beginninq in 2010?

BAA

I bi

1c X

2b

3b

4a X

4bl I X

Form 990-PF (2010)

TEEA0305 02/16/11


11 ! 13.1 Statements Regarding Activities for Which Form 4720 May Be Req uired (continued)5a During the year did the foundation pay or incur any amount to

.

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))7 q Yes No

O2 Influence the outcome of any specific public election section 4955); or to carryY (see ):on, directly or indirectly, any voter registration driven 8 Yes XX No

(3) Provide a grant to an individual for travel, study, or other similar purposes Yes X No

O4 Provide a grant to an organization other than a charitable, etc, organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)2 (see instructions) . q Yes No

(5) Provide for any purpose other than religious, charitable, scientific, literary, orl f thd t t f l h l 7iona purposes, ore uca or e preven ion o crue ty to c i dren or animals q Yes q No

b If any answer is 'Yes' to 5a(1)-(5), did any of the transactions fail to qualify under the exceptionsdescribed in Regulations section 53 4945 or in a current notice regarding disaster assistance(see instructions)' Sb

Organizations relying on a current notice regarding disaster assistance check here ► q ,^

c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from thetax because it maintained expenditure responsibility for the grant? Yes No

m;.•.^ , -- , ,^^; .

If 'Yes,' attach the statement required by Regulations section 53 4945-5(d) ;

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums?

.p g '

;. g^ .'on a personal benefit contract .. Yes No u .

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract' 6 b X

If 'Yes' to 6b, file Form 8870

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? 11 Yes q No .P2 '

b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? 7b

rOW1ll: Information About Officers Directors Trustees Foundation Managers Highly Paid Employees, , , , ,and Contractors

1 List all officers - directors - tructeec_ foundation mananerc and their rmmnencatinn (coo inctrnrtinncl

(b) Title and average (c) Compensation (d) Contributions to (e) Expense account,

(a) Name and address hours per week (If not paid, enter -0-) employee benefit other allowancesdevoted to position plans and deferred

compensation

M&I Trust Co N.A.-------------------------P.O. Box 2980 TRUSTEE

Milwaukee WI 53201 12.00 126,096. 0. 0.Thomas Smallwood------------------------P.O. Box 147 TRUSTEE

Elm Grove WI 53122 50.00 162,000. 0. 0.William T.Gaus-------------------------11441 N. Canterbury Dr TRUSTEE

Me quon WI 53092 1.00 10,000. 0. 0.

-------------------------

2 Compensation of five hiahest-naid emolovees (other than those included on line 1- see inctructinnsl- If none- enter'NANF '

(a) Name and address of each employeepaid more than $50,000

(b) Title and averagehours per week

devoted to position

(c) Compensation (d) Contributions toemployee benefitplans and deferred

compensation

(e) Expense account,other allowances

NONE------------------------

0------------------------

0-----------------------

0-----------------------

0

Total number of other employees paid over $50,000 NoneDAM itrtwsub u/IzsiiU form uuu-vi(LUIU)


Part VIII Information About Officers, Directors, Trustees, Foundation Managers , Highly Paid Employees,and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none,enter ' NONE.'

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

NONE

Total number of others receiving over $50,000 for professional services None

rjPart IX A_1 Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number oforganizations and other beneficiaries served, conferences convened, research papers produced, etc Expenses

1 NONE-------------------------------------------------------

--------------------------------------------------------.

2-------------------------------------------------------

-------------------------------------------------------

3-------------------------------------------------------

-------------------------------------------------------

4

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

!PaitIXB Summary of Program -Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount

-------------------------------------------------------

-------------------------------------------------------

2-------------------------------------------------------

-------------------------------------------------------

All other program-related investments See instructions

3-------------------------------------------------------- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Total. Add lines 1 through 3


TEEA0307 02/16/11

Form 990-PF (2010) EVAN & MARION HELFAER FD 39-6238856 Page 8Part k Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,

see instructions.)

1 Fair market value of assets not used (or held for use) directly in carrying out charitable purposesetc, ,a Average monthly fair market value of securities 1 a 21,226,700.

b Average of monthly cash balances 1 b

c Fair market value of all other assets (see instructions) 1 c

d Total (add lines 1 a, b, and c) 1 d 21,226,700.

e Reduction claimed for blockage or other factors reported on lines la and 1c

(attach detailed explanation) I 1 e

2 Acquisition indebtedness applicable to line 1 assets 2

3-Subtractlme`2 from1ine 1d 3 - 21,226=;=7 -00.

4 Cash deemed held for charitable activities Enter 1-1/2% of line 3(for greater amount, see instructions) 4 318,401.

5 Net value of noncharitable -use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 5 20, 908, 299.

6 Minimum investment return . Enter 5% of line 5 6 1,045,415.

Part X1, Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundationsand certain forei g n organizations check here ► and do not comp lete this art.

1 Minimum investment return from Part X, line 6 1 1, 045, 415.

2a Tax on investment income for 2010 from Part VI, line 5 2a 24, 63 3.

b Income tax for 2010 (This does not include the tax from Part VI) 2b '"4

c Add lines 2a and 2b 2c 24,633.

3 Distributable amount before adjustments Subtract line 2c from line 1 3 1,020,782.

4 Recoveries of amounts treated as qualifying distributions 4

5 Add lines 3 and 4 5 1,020,782.

6 Deduction from distributable amount (see instructions) 6

7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1 7 1, 020, 782.

iPart XII' _ Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposesa Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 1 a 938,261.

b Program-related investments - total from Part IX-B 1 b

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes 2

3 Amounts set aside for specific charitable protects that satisfy thea Suitability test (prior IRS approval required) 3a

b Cash distribution test (attach the required schedule) 3b

4 Qualifying distributions Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 938,261.

5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income.Enter 1 % of Part I, line 27b (see instructions) 5 0.

6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 938,261.

Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundationqualifies for the section 4940(e) reduction of tax in those years


TEEA0308 07/06/09


Pat XIIIF Undistributed Income (see instructions)r--

(a) (b) (c) (d)Corpus Years prior to 2009 2009 2010

1 Distributable amount for 2010 from Part XI,line 7 1 , 020,782 .

2 Undistributed income, if any, as of the end of 2010

a Enter amount for 2009 only

^`^ " "''

°^.. ^A

Y 1 ..•; °'

^, 743, 603

"' " ^^

b Total for prior years 20 20 120

3 Excess distributions carryover, if any, to 2010` ; $̀^

L^^' P£ e"

•f_

^0a From 2005*SP.} iZe •, :1

aJ

y ^ag ^ ..J ~f . " ^ -,F`

b From 2006 0 .?z ; 4^ - .' 4 F

c From 2007 0 •^ '

d From 2008 0 ,.s='; x

e From 2009 0. s.:~:3€

f Total of lines 3a through e 0. ^"^

4 Qualifying distributions for 2010 from Part

XIl line4 $ 938 261, , .

a Applied to 2009, but not more than line 2a :{^ 743, 603.

b Applied to undistributed income of prior years(Election required - see instructions)

c Treated as distributions out of corpus- see(Election required instructions) • •, i :.x^t,

d Applied to 2010 distributable amount 194, 658

e Remaining amount distributed out of corpus 0. ":5o

5 Excess distributions carryover applied to 2010 ,•'• -'(If an amount appears in column (d), thesa amo nt must be shown in c lumn (a))me u o

6 Enter the net total of each column asindicated below-

a Corpus Add lines 3f, 4c, and 4e Subtract line 5 0 . '_.

b Prior years' undistributed income Subtractline 4b from line 2b 0 .

c Enter the amount of prior years' undisted income for which a notice of deficiency #a r .Y^

ribut-

;^-^ -- '__• ,' yhas been issued , or on which the section

°r.,, , ;j, ^•

4942 (a) tax has been previously assessed

d Subtract line 6c from line 6b Taxableamount - see instructions 0 .

e Undistributed income for 2009 Subtract line 4a fromline 2a. Taxable amount - see instructions ='I 0 . ,

f Undistributed income for 2010 Subtract lines `4d and 5 from line 1 This amount must bedistributed in 2011 .a,t.

7 Amounts treated as distributions out ofcorpus to satisfy requirements imposed .^ ,by section 170(b)(1)(F) or 4942(g)(3) „' :(see instructions)

^-

8 Excess distributions carryover from 2005 notapplied on line 5 or line 7 (see instructions) 0.

9 Excess distributions carryover to 2011 .Subtract lines 7 and 8 from line 6a 0. •. }

10 Analysis of line 9 .

a Excess from 2006 0.

b Excess from 2007 0.

c Excess from 2008 0.

d Excess from 2009 0. • `

e Excess from 2010 0.

BAA

TEEA0309 07/23/10

826,124.

i

" I

Form 990-PF(2010)

Form 990-PF (2010) EVAN & MARION HELFAER FD 39-6238856 Page 10: Part XIV Private Operatin g Foundations (see instructions and Part VII-A, q uestion 9) 'N/A

1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the rulingis effective for 2010, enter the date of the ruling

b Check box to indicate whether the foundation is a private operating foundation described in section 49420)(3) or 1 494270)(5)2a Enter the lesser of the adjusted net Tax year Prior 3 years

income from Part I or the minimuminvestment return from Part X for (a) 2010 (b) 2009 (c) 2008 (d) 2007 (e) Total

each year listed

b 85% of line 2a

c Qualifying distributions from Part XII,line 4 for each year listed

d Amounts inclu ded in line 2c not used directly

e Qualifying distributions made directlyfor active conduct of exempt activities.Subtract line 2d from line 2c

3 Complete 3a, b, or c for thealternative test relied upon

a 'Assets' alternative test - enter-

(1) Value of all assets

(2) Value of assets qualifying undersection 49420)(3)(8)(1)

b 'Endowment' alternative test - enter 2/3 ofminimum investment return shown in Part X,line 6 for each year listed

c 'Support' alternative test - enter

(1) Total support other than grossinvestment income (interest,dividends, rents, paymentson securities loans (section512(a)(5)), or royalties)

(2) Support from general public and 5 ormore exempt organizations as providedin section 4942(I)(3XB)(ui)

(3) Largest amount of support froman exempt organization

(4) Gross investment income

>Pgdt XV; Supplementary Information (Complete this part only if the organization had $5,000 or more inassets at any time during the year - see instructions.)

1 Information Regarding Foundation Managers:a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before theclose of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )

NONE

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership ofa partnership or other entity) of which the foundation has a 10% or greater interest

NONE

2 Information Regarding Contribution , Grant , Gift, Loan , Scholarship , etc, Programs:

Check here ' F] if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicitedrequests for funds If the foundation makes gifts, grants, etc, (see instructions) to individuals or organizations under other conditions,complete items 2a, b, c, and d

a The name, address, and telephone number of the person to whom applications should be addressed.

THOMAS L SMALLWOOD

P.O. BOX 147ELM GROVE WI 53122 (262) 784-9778

b The form in which applications should be submitted and information and materials they should include

WRITTEN FORM

c Any submission deadlines

NONE

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factorsWITHIN STATE OF WISCONSIN ONLY

BAA TEEAO310 02/16/11 Form 990-PF (2010)

Form 990-PF (2010) EVAN & MARION HELFAER FD 39-6238856 Page 11Part XV, Supplementary Information (continued)

3 Grants and Contributions Paid Durino the Year or Approved for Future Payment

RecipientIf recipient is an individual ,show any relationship to Foundation Purpose of grant or

any foundation manager or status ofsta s

contribution Amount

Name and address (home or business) substantial contributor recipienttu

a Paid during the year

SEE ATTACHED SCHEDULE CONTRIBUTIONS

NONE N/A

777,475.

Total 3a 777, 475.

b Approved for future payment

Total . 0. 3bl

BAA TEEA0501 07/23110 Form 990-PF (2010)

Form990-PF (2010) EVAN & MARION HELFAER FD 39-6238856 Page 12

PWrfTRV1-A Analysis of Income-Producing Activities

Ente

1

2

3

4

5

6

7

8

9

10

11

G

12

13 Total . Add line 12, columns (b), (d), and (e) - -

(See worksheet in line 13 instructions to verify calculations )

Part XVI- 13 I Relationship of Activities to the Accomplishment of Exempt Purposes

r gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or 514 (e)

rogram service revenue

(a)Businesscode

(b)Amount

(c)Exclu-sioncode

(d)Amount

Related or exemptfunction income

(see the instructions)

I Fees and contracts from government agencies

Membership dues and assessments

Interest on savings and temporary cash investments

Dividends and interest from securities 14 457,901.

Net rental income or (loss) from real estate

i Debt-financed property

r Not debt-financed property

Net rental income or (loss) from personal property

Other investment income

Gain or (loss) from sales of assets other than inventory 18 929,076.

Net income or (loss) from special events

Gross profit or (loss) from sales of inventory

Other revenue 7771iOther income 18 7,167.

3

Subtotal Add columns (b), (d), and (e) 1,394,144.

e

13 1,394,144.

BAA TEEA0502 02/17/11 Form 990-PF (2010)

Form 990-PF (2010) EVAN & MARION HELFARR FD 39-6238856 Page 13Information Regarding Transfers To and Transactions and Relationships With NoncharitableExempt Organizations

Yes No7 Did the organization directly or indirectly engage in any of the following with arty other organization

described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527,relating to political organizations?

a Transfers from the reporting foundation to a nonchantable exempt organization of-

(1) cash .... .. ..... ...... . . l a (1 X

(2) Other assets . 1 a (2) X

b Other transactions- am(1) Sales of assets to a noncharitable exempt organization - - - - - , . - - . - . .

(2) Purchases of assets from a noncharitable exempt organization .. ..... .. ... .. 1 b (2) X

(3) Rental of facilities, equipment, or other assets . . . .. . . ................. . . , .. .. ..... .. 1 b (3) X

(4) Reimbursement arrangements ....... ..... ........... ..... . ...... ...... ... .. .. .. 1 b (4) X

(5) Loans or loan guarantees . 1 b X

(6) Performance of services or membership or fundraising solicitations 1 b (6) x

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees - - - 1 c X

d If (he answer to any of the above is 'Yes,' complete the following schedule Column (b) should always show the fair market value ofthe goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value inany transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received

(a) Line no (b) Amount involved (c) Name of nonchardable exempt organization (d) Description of transfers, transactions; and shanna arrangements

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizationsdescribed in section 501(c) of the Code (other than section 501 (c)(3)) or in section 5277. A]Yes ©No

h If `Yes ' complete the foltowina schedule.

(a) Name of organization b Type of organization (c) Description of relationship

SignHere

Paid

Under penalties of penury. I declare that I have examined this reline , including accompanying sdiedules and statements , and to the best of my knowledge and behet, it is true.oorreet , and complete Declaration of preparer (other than taxpayer or fiduciary) is based on all mtormatwn of ahrch prepare, has any kgwledge

, r

Signature of officer or tru ee

Print/Type preparers name Preparers signature

Michael Feciskonin, EA MLchael Feci

PreparerUse Only

Form 990-PFPart I, Line 6a Net Gain or Loss From Sale of Assets I • 2010

Name Employer Ident i fication Number

EVAN & MARION HELFAER FD 39-6238856

Asset Information:Description of Property .194 shs Bank Montreal Que Com

Date Acquired- 12/22/88 How Acquired- Purchased

Date Sold: 07/25/11 Name of Buyer

Sales Price. 12. Cost or other basis (do not reduce by depreciation)

Sales Expense. Valuation Method

Total Gain (Loss). 6. Accumulation Depreciation

Description of Property 1000 shs Coca Cola Co Com

Date Acquired 06/07/00 How Acquired Purchased

Date Sold 10/19/10 Name of Buyer

Sales Price 60 ,219. Cost or other basis (do not reduce by depreciation)

Sales Expense Valuation Method

Total Gain (Loss) 7,159. Accumulation Depreciation

Description of Property 1500 shs Colgate Palmolive Co ComDate Acquired- 02/02/74 How Acquired Purchased


Sales Price 115, 003. Cost or other basis (do not reduce by depreciation)


Total Gain (Loss) 110, 339. Accumulation Depreciation

Description of Property 1000 shs Colgate Palmolive Co Com





Total Gain (Loss) 75, 079. Accumulation Depreciation

Description of Property 1000 shs Colgate Palmolive Co ComDate Acquired 02/02/74 How Acquired Purchased




Total Gain (Loss) 84, 552. Accumulation Depreciation-

Description of Property 500000 shs Federal Natl Mtg Asn Nts

Date Acquired. 03/07/06 How Acquired Purchased




Total Gain (Loss) -8, 293. Accumulation Depreciation

Description of Property 500000 shs Federal Natl Mtg Assn 4. 75% Dtd 11/23/05 Due 12/15/10Date Acquired 03/07/ 06 How Acquired Purchased

Date Sold 12/15/ 10 Name of Buyer



Total Gain (Loss) 7,368. Accumulation Depreciation.

Description of Property : See Net Gain or Loss from Sale of Assets

Date Acquired How Acquired.

Date Sold Name of Buyer

Sales Price Cost or other basis (do not reduce by depreciation)


Total Gain (Loss) Accumulation Depreciation

5.50% Dtd 03/26/11 Due 3/15/11

6.

53,060.

4,664.

3,109.

3,109.

492, 632.

508,293.

TEEW4004 05/12/11


Form•990-PF, Part I, Lines 6a

Net Gain or Loss from Sale of Assets

Asset Information:Description of Property 1253 Fidelity Natl Information Svcs Inc Com

Business Code Exclusion Code 18



Check Box, if Buyer is a Business q

Sales Price 36, 337. Cost or other basis (do not reduce by depreciation) 2,714.


Total Gain (Loss) 33, 623. Accumulated Depreciation

Description of Property 2500 shs Fidelity Natl Information Svcs Inc Com





Sales Price 77, 445. Cost or other basis (do not reduce by depreciation) 5,415.Sales Expense Valuation Method


Description of Property 6000 shs General Elec Co Com





Sales Price 96,898. Cost or other basis (do not reduce by depreciation) 6,573.Sales Expense Valuation Method


Description of Property 4000 shs General Elec Co Com







Description of Property 400 shs International Business Machs ComBusiness Code Exclusion Code 18






Description of Property 1500 shs Johnson & Johnson


Date Acquired 04 /07 /77 How Acquired Purchased




Total Gain (Loss) 93, 083. Accumulated DepreciationDescription of Property 1000 shs Johnson & Johnson







EVAN & MARION HELFAER FD 39-6238856 2

Form 990-PF, Part I, Lines 6aNet Gain or Loss from Sale of Assets

Continued

Asset Information:Description of Property 3766. 951 shs Marshall Small Cap Growth FundBusiness Code Exclusion Code 18Date Acquired 12/06/07 How Acquired PurchasedDate Sold 02/23/11 Name of BuyerCheck Box, if Buyer is a Business q

Sales Price 75, 000. Cost or other basis (do not reduce by depreciation) 62, 435.

Sales Expense- - ValuationMethod

Total Gain (Loss) 12, 565. Accumulated DepreciationDescription of Property 3000 shs Microsoft Corp ComBusiness Code Exclusion Code . 18




Sales Price 79, 499. Cost or other basis (do not reduce by depreciation) 28, 670.



Description of Property 1000 shs Proctor & Gamble Co ComBusiness Code Exclusion Code 18

Date Acquired 10/28/03 How Acquired . Purchased



Sales Price 64, 575. Cost or other basis (do not reduce by depreciation) 32,149.Sales Expense Valuation MethodTotal Gain (Loss) 32, 426. Accumulated DepreciationDescription of Property 4910.988 shs Wells Fargo Advantage Small Cap Value Fund

Business Code Exclusion Code 18Date Acquired 10/12/09 How Acquired PurchasedDate Sold 07/14/11 Name of Buyer



Total Gain (Loss) 33, 839. Accumulated DepreciationDescription of Property 2769.572 shs Westport Fds Small Cap C1 IBusiness Code Exclusion Code 18






Description of Property Long Term Capital Gain Dividends





Sales Price 32,740. Cost or other basis (do not reduce by depreciation) 0.Sales Expense Valuation Method


Underpayment Penalty Statement 2010► Attach to return

Name I Employer Identification No

EVAN & MARION HELFAER FD 1 39-6238856

'Event ' Date Amount

Due

Amount

Paid

Balance Due

(Overpayment)

Percent # of

DaysPenalty

Amount Due 12/15/10 3,382. 3,382. 4.00 0

Applied 12/15/10 0. 3,382. 4.00 16 5.93

Rate Change 12/31/10 3,382. 3.00 10 2.78

Payment 01/10/11 3,382. 0. 3.00

Amount Due 01/15/11 3,382. 3,382. 3.00 80 22.24

Payment 04/05/11 3,382. 0. 3.00

Amount Due 04/15/11 3,382. 3,382. 3.00 82 22.79

Payment 07/06/11 3,382. 0. 3.00

Amount Due 07/15/11 3,382. 3,382. 3.00 153 42.53

Date Filed 12/15/11 3,382. 3.00

Total Penalty 1 96.27

cpcvl40l SCR 08/10/10


Form 990-PF, Page 1, Part I, Line 11Line 11 Stmt

Other income.

OTHER INCOME

Rev/Exp Book

7,167.

Net Inv Inc I Adl Net Inc

7,167.

Total

Form 990=PF;Page 1-Part I, Line 18

Line 18 Stmt

Taxes (see the instructions) Rev/Exp Book Net Inv Inc

ESTIMATED EXCISE TAX 10,146.

FOREIGN TAX 4,197. 4,197.

EXCISE TAX 9,418.

Add Net Inc I Charity Disb

7,167. 7,167.

Total 23,761. 4,197.

Form 990-PF, Page 1, Part I, Line 23

Line 23 Stmt

Other expenses Rev/Ex p Book Net Inv Inc Ad Net Inc Charity DisbBOOKKEEPING FEES 10,800. 10,800.

MISC ADM EXPENSES 636. 636.

M&I TAX EXEMPT MULTI-STRATEGY LP 7,888. 7,888.

POST MASTER 320.

Total 19,644. 7,888. 11,436.

Form 990-PF, Page 2, Part III, Line 5Other Decreases Stmt

Change in accruals

Purchase settling after year end

Rounding

1,070.

791.

12.

Total 1,873.

Form 990-PF, Part IV, Capital Gains and Losses for Tax on Investment Income

Columns (a) thru (d)

(a) List and describe the kind(s) of property sold

(e.g., real estate, 2-story brick warehouse; or

common stock, 200 shares MLC Company)

(b) How

acquired

P-Purchase

D-Donation

(c) Date

acquired

(month,

day, year)

(d) Date

sold

(month,

day, year)

1000 shs Colgate Palmolive Co Com P 02/02/74 07/14/11

500000 shs Pederal Natl Mtg Assn Nts 5.5% Due 3/15/11 P 03/07/06 03/15/11

500000 shs Federal Natl Mtg Assn 4.75% Due 12/15/10 P 03/07/06 12/15/10

1253 shs Fidelity Nati Information Svcs Inc Com P 12/22/88 08/1.0/10

2500 shs Fidelity Nati Information Svcs Inc Com P 12/22/88 02/23/11

6000 shs General Electric Co Com P 04/19/76 10/19/104000 shs General Electric Co Com P 04/19/76 02/23/11400 shs International Business Mach Com P 12/27/00 07/14/111500 shs Johnson & Johnson P 04/07/77 10/19/10

EVAN & MARION HELFAER FD 39-6238856 2

Form•990-PF, Part IV, Capital Gains and Losses for Tax on Investment Income Continued

Columns (a) thru (d)

(a) List and describe the kind(s) of property sold

(e.g., real estate, 2-story brick warehouse; or

common stock, 200 shares MLC Company)

(b) How

acquired

P-Purchase

D-Donation

(c) Date

acquired

(month,

day, year)

(d) Date

sold

(month,

day, year)

1000 shs Johnson & Johnson P 04/07/77 07/14/11

3766.951 shs Marshall Small Cap Growth Fund P 12/06/07 02/23/11

3000 shs Microsoft Corp Com

1000 shs Proctor & Gamble Co Com

4910 . 988 shs wells Fargo Advantage Small Cap Value Fd

2769.572 shs Westport Fds Small Cap C1 I

Long Term Capital Gain Dividend

P

P

P

P

P

06/20/95

10/28/03

10/12/09

06/20/02

01/01/09

02/23/11

07/14/11

07/14/11

02/23/11

07/31/11


Columns (e) thru (h)

(e) Gross sales

price

(f) Depreciation allowed

(or allowable)(g) Cost or other basisplus expense of sale

(h) Gain or (loss)

(e) plus (f) minus (g)

87,661. 3,109. 84,552.

500,000. 508,293. -8,293.500,000. 492,632. 7,368.

36,337. 2,714. 33,623.

77,445. 5,415. 72,030.

96,898. 6,573. 90,325.

80,839. 4,382. 76,457.

69,811. 34,049. 35,762.

95,174. 2,091. 93,083.

67,699. 1,394. 66,305.75,000. 62,435. 12,565.

79,499. 28,670. 50,829.64,575. 32,149. 32,426.

160,000. 126,161. 33,839.

75,000. 52,118. 22,882.

32,740. 0. 32,740.

Total 1,362,185. 736,493.


Columns (i) thru (I)

Complete only for assets showing gain in column (h) and owned (I) Gains (column (h)

by the foundation on 12/31 /69 gain minus column (k),

but not less than -0-)

(i) Fair Market Value (j) Adjusted basis (k) Excess of column (i) or losses (from

as of 12/31169 as of 12/31 /69 over column (I), if any column (h))

84,552.

-8,293.7,368.

33, 623.

72,030.

90,325.76, 457.

35,762.


Form 990-PF, Part IV, Capital Gains and Losses for Tax on Investment IncomeColumns (i) thru (I)

Continued

Complete only for assets showing gain in column (h) and ownedby the foundation on 12/31/69

(i) Fair Market Value (j) Adjusted basis (k) Excess of column (i)

as of 12/31/69 as of 12/31 /69 over column Q), if any

(I) Gains (column (h)

gain minus column (k),

but not less than -0-)

or losses (from

column (h))

93,083.

66-305.--

12, 565.

50,829.

32, 426.

33, 839.

22,882.32,740.

Total 736,493.

Page:' 1 Document Name: Kurt Porter

TRAN RHTI INVESTMENT REVIEW ACCOUNT TOTALS 11:49 12/13/11BANK 98ACCOUNT NO EVAN & MARION HELFAER FDN MAINASSETS FROZEN DATE: 07/31/2011 INCOME CASH 1,513,247.03-

PRINCIPAL CASH: 1,513,247.03COST/ ACCRUAL/

UNITS- - -- ------ -

CARRYING VALUE- - -------

MARKET VALUE EST. ANN. INCOME- ----- -- - - -

CASH EQUIVALENTS

--- -- ---

150,746.71

--------------- ---- --------------

5.14150,746.710 150,746.71 150,746.71 15.07

FIXED INCOME 9,507,618.34 24,345.921,679,517.574 9,507,611.17 10,769,442.93 282,582.89

EQUITIES 5,125,907.87 18,300.32283,814.316 5,125,907.87 10,073,585.83 205,227.69

OTHER 0.00 0.002.000 0.00 0.00 0.00

GRAND TOTAL 14,784,272.92 42,651.382,114,080.600 14,784,265.75 20,993,775.47 487,825.65

** TOTAL LIABILITIES ARE INCLUDED IN THE CATEGORY LABELED OTHER **PRESS CLEAR FOR INVESTMT REVIEW MENU; ENTER 'TERM' TO SIGN OFF TRAN ==> RHTI

Date: 12/13/2011 Time: 11:49:08 AM

HELFAER FOUNDATION - Gift List for Tax - Year Ending July 31, 201

Agency Address Amount Reason

Adaptive Sportsmen, Inc. 8727 W. Coldspring Road 1,000 Outdoor recreational projects for theGreenfield, WI 53228 physicall y challenged

Admission Possible 603 N. Milwaukee Street 500 ProgrammingMilwaukee, WI 53202

Adoption Resources of Wisconsin 6682 W. Greenfield Ave., Ste 310 1,000 Curriculum ProgramsMilwaukee, WI 53214

Alliance for School Choice 1660 L Street, NW Ste 1000 1,500 ProgrammingWashin gton DC 20036

Alliance for School Choice 1660 L Street, NW Ste 1000 1,500 School Choice Programming

Washington DC 20036Alma Center, Inc. 2568 North Dr. Martin Luther King, 1,000 Transitional Living Services

Jr. DriveMilwaukee, WI 53212

American Red Cross in SE Wisconsin 2600 W. Wisconsin Avenue 1,000 Emergency Response ServicesMilwaukee, WI 53233

ARC of Greater Milwaukee 7203 W. Center Street 3,000 Golf Outing - attendedWauwatosa, WI 53210

ARC of Greater Milwaukee 7203 W. Center Street 1,500 Golf Outing - attendedWauwatosa, WI 53210

Archdiocese of Milwaukee 3501 S. Lake Drive 1,200 2011 Catholic Stewardship AppealMilwaukee, WI 53207-0912

ArtWorks for Milwaukee 706 S. 5 St. 500 Underserved High School StudentsMilwaukee, WI 53204

Association of Small Foundations P. O. Box 117 695 MembershipUnderhill, VT 05489-0117

Authentic Voices of America 209 Pleasant Street 500 Camp for those using communicationWhitewater, WI 53190 devices.

Best Buddies Wisconsin 10855 W. Potter Road #14 1,000 Leadership Breakfast - did not attendWauwatosa, WI 53226

Big Brothers Big Sisters of Metro 788 N. Jefferson St., Ste 600 3,000 Mentoring ProgramsMilwaukee Milwaukee, WI 53202

1 of 10

HELFAER FOUNDATION - Gift List for Tax - Year Ending July 31, 201 1

BizStarts Milwaukee 10437 Innovation Drive, Ste 317 1,500 New Jobs Program in WisconsinMilwaukee, WI 53226

Blood Center of Wisconsin 638 N. 18 Street 1,500 Research ProgramsMilwaukee, WI 53201-2178

Boerner Botanical Gardens 9400 Boerner Drive, Suite 1 500 Environmental Education ProgramsHales Corners, WI 53130

Boys and Girls Clubs of Greater 1558 N. 6 St. 4,500 Current ProgrammingMilwaukee Milwaukee, WI 53212Business World 501 E. Washington Avenue 2,000 Future Business Leaders Program

Madison, WI 53703Center for Deaf Blind Persons 3195 S. Superior Street 1,500 Older Adult Program

Milwaukee, WI 53207Children's Hospital and Health System MS 3050 P. 0. Box 1997 2,500 "Act Now" ProgramFoundation Milwaukee, WI 53201-1997 lIChrist Child Society 4033 W. God Hope Road 1,000 Challenging Poverty program

Milwaukee, WI 53209-2268Circle One Network 131 W. Seeboth St. 10,000 Programs Based in Education and

Milwaukee, WI 53204 Community IssuesCity Year Milwaukee 322 E. Michigan St., Ste 300 25,000 Whole School, Whole Child Program

Milwaukee, WI 53202Civic Music Association Milwaukee 3195 S. Superior St., Ste 209 500 Music Education & Performance

Milwaukee, WI 53207 Opportunities for Young Musicians.COA Youth & Family Centers 909 E. North Avenue 1,500 Urban Community Centers

Milwaukee, WI 53212-3447Columbia St. Mary's Foundation 4425 N. Pt. Washington Rd. 75,000 "Beyond Medicine" Campaign

Glendale, WI 53212Concordia University Wisconsin 12800 North Lake Shore Drive 10,000 Baseball Park, Mequon Campus

Meq uon, WI 53097Cultural Alliance of Greater Milwaukee 648 North Plankinton Ave. Ste 425 1,500 Creativity Works Program

Milwaukee, WI 53203Dominican High School 120 E. Silver Spring Drive 2,500 Scholarship Program

Whitefish Bay , WI 53217Donors Forum of Wisconsin 759 N. Milwaukee St., #515 1,000 Membership

Milwaukee, WI 53202

2of10


Eastbrook Academy 5375 N. Green Bay Ave. 1,000 Ongoing ProgrammingMilwaukee, WI 53209

Easter Seals of Southeastern Wisconsin 3090 N. 53r St. 1,300 Chairs for Training CenterSouth Milwaukee, WI 53210

Ebenezer Child Care Centers 1496 S. 29 St. 500 Summer ProgramsMilwaukee, WIW 53215

Economics Wisconsin 7635 W. Bluemound Rd., Ste 106 1,000 Financial Literacy ProgramMilwaukee, WI 53213

Endometriosis Association 8585 N. 76 Street 500 Continued ProgrammingMilwaukee, WI 53223

Epilepsy Foundation SE Wisconsin 735 N. Water Street, Suite 319 500 Camp for Kids ProgramMilwaukee, WI 53202

Family Service of Waukesha County 101 W. Broadway 2" Floor 500 Program ContinuationWaukesha, WI 53186

Fondy Food Center 2347 W. Fond du Lac Avenue 500 Healthy Food ProgramsMilwaukee, WI 53206

Friendship Circle of Milwaukee 614 W. Brown Deer Rd., Ste 110 10,000 Renovation ProjectMilwaukee, WI 53217

Froedtert Hospital Foundation 9200 W. Wisconsin Ave. 1,000 Continued ServicesMilwaukee, WI 53226

Froedtert Hospital Foundation 9200 W. Wisconsin Ave. 10,000 Health Care Provider Award ProgramMilwaukee, WI 53226

Froedtert Hospital Foundation 9200 W. Wisconsin Avenue 48,000 Skin Cancer Clinic CampaignMilwaukee, WI 53226

Goodwill Industries of Southeastern 5300 N. 118 Court 1,500 Therapeutic ActivitiesWisconsin, Inc. Milwaukee, WI 53225Great Lakes Hemophilia Foundation 638 N. 18 St., Ste 108 1,000 Services and Programming for those

Milwaukee, WI 53235-2121 with bleedin g disorders.Great Lakes Hemophilia Foundation 638 N. 18 St., Ste 108 2,000 Awareness and Research

Milwaukee, WI 53235-2121Greater Milwaukee Committee 301 W. Wisconsin Ave., Ste 3,830 Membership

300Milwaukee, WI 53203Guest House 1216 North 13 Street 1,000 Shelter Program

Milwaukee, WI 53205

3of10

HELFAER FOUNDATION - Gift List for Tax - Year Ending July 31, 201 ^

HeartLove Place 3229 N. Dr. Martin Luther King, Jr. 1,600 Golf Outing - AttendedDrive, Milwaukee, WI 53212

HeartLove Place 3229 N. Dr. Martin Luther King, Jr. 1,500 Family ProgrammingDrive, Milwaukee, WI 53212

Homeless Veterans Initiative P. 0. Box 80699 1,000 Continued ProgramsMilwaukee, WI 53208

Hope House of Milwaukee, Inc. P. 0. Box 04095 1,000 Chrysalis ProjectMilwaukee, WI 53204

Hunger Task Force 201 S. Hawley Court 2,500 Emergency Foid ProgramsMilwaukee, WI 53214

Independence First 540 S. First St. 1,000 Computer Recycling ProgramMilwaukee, WI 53204 l

International Crane Foundation P. 0. Box 447 1,000 Whooping Cra nes in North AmericaBaraboo, WI 53913-0447 Project

Jewish Family Services 1300 N. Jackson Street 1,000 Person-to-Pers on ProgramsMilwaukee, WI 53202

Jewish Museum Milwaukee 1360 N. Prospect Avenue 10,000 Chagall ExhibitionMilwaukee, WI 53202-3094

Junior Achievement 6924 N. Port Washington Road 5,000 Continued ProgrammingMilwaukee, WI 53217 11

Kathy's House 600 North 103` Street 500 Program ContinuationMilwaukee, WI 53226

Kiwanis Club of Elm Grove - Golden K P. 0. Box 235 1,000 Annual Spelling BeeFoundation, Inc. Elm Grove, WI 53132 11Lad Lake, Inc. W350 S1401 Waterville Road 10,000 Spiritual Care Program

Dousman, WI 53118Literacy Services of Wisconsin 555 N. Plankinton Avenue 2,500 Adult Education Programs

Milwaukee, WI 53203Lumen Christi Catholic Church 11300 N. St. James Lane 2,500 General Operations

Me uon, WI 53092Make-A-Wish Foundation of Wisconsin 13195 W. Hampton Avenue 500 Wish Programs

Butler, WI 53007Marquette University 1250 W. Wisconsin Avenue 10,000 Tribute to Robert A. Wild SJ Dinner -

Milwaukee, WI 53201-1881 attended

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Marquette University - Patrick & Beatrice P. O. Box 1881 2,500 General Operations

Haggerty of Art Milwaukee, WI 53201Martin Luther Church 9235 W. Bluemound Road 1,000 General Operations

Milwaukee, WI 53226

Medical College of Wisconsin 8701 Watertown Plank Rd. 1,500 Digestive Disease Golf Challenge -

Digestive Disease Center Milwaukee, WI 53226 attended

Medical College of Wisconsin 8701 Watertown Plank Rd. 1,200 2010 Award Dinner -attended

Digestive Disease Center Milwaukee, WI 53226Medical College of Wisconsin 8701 Watertown Plank Road 2,500 2011 Pro-Am Golf Tournament

Di estive Disease Center Milwaukee, WI 53226 (attended )

Medical College of Wisconsin 8701 Watertown Plank Road 5,000 Neurosciences Center ResearchMilwaukee, WI 53226

Medical College of Wisconsin 8701 Watertown Plank Road 2,500 Digestive Disease Golf Challenge-Milwaukee, WIK 53226 attended

Mequon Nature Preserve 8200 W. County Line Road 2,500 Field Guide PublicationMeq uon, WI 53097

Messmer High School 742 W. Capitol Drive 1,000 College Scholarship ProgramMilwaukee, WI 53206

Midwest Athletes Against Childhood 10000 Innovation Drive, Ste 1,000 General Operations

Cancer - MAAC Fund 135Milwaukee, WI 53226Milwaukee Art Museum 700 N. Art Museum Drive 10,000 Annual Campaign

Milwaukee, WI 53202Milwaukee Ballet 504 W. National Avenue 5,000 Continued Programming

Milwaukee, WI 53204Milwaukee Center for Independence 2020 W. Wells St. 10,000 L.I.F.E. Service Program for Young

Milwaukee, WI 53233 AdultsMilwaukee Chamber Theatre 158 N. Broadway 1,000 Artistic Programming

Milwaukee, WI 53202Milwaukee College Preparatory School 2449 N. 36 St. 2,500 Expansion Campaign

Milwaukee, WI 53210Milwaukee County Council - Boy Scouts 330 S. 84 St. 1,000 Youth Programmingof America Milwaukee, WI 53214Milwaukee County Historical Society 910 N. Old World 3` Street 1,000 Program Continuation

Milwaukee, WI 53203

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HELFAER FOUNDATION - Gift List for Tax - Year Ending July 31, 201 I

Milwaukee Public Library Foundation 814 W. Wisconsin Avenue 1,000 OperationsMilwaukee, WI 53233

Milwaukee Public Library Foundation 814 W. Wisconsin Avenue 1,000 Continued Programming for Children

Milwaukee, WI 53233 and their Families

Milwaukee Public Museum 800 W. Wells St. 4,500 Continued ProgrammingMilwaukee, WI 53233

Milwaukee Public Museum 800 W. Wells Street 15,000 $10,000 for Annual Campaign and

Milwaukee, WI 53233 $5,000 2011 Gala

Milwaukee Public Television 700 West State Street 1,000 Continued ProgrammingMilwaukee, WI 53233

Milwaukee Repertory Theater 108 E. Wells Street 1,500 Artistic Intern ProgramMilwaukee, WI 53202

Milwaukee Rescue Mission 830 N. 19 St. 1,000 "Safe Harbor" ProgramsMilwaukee, WI 53233

Milwaukee Symphony Orchestra 700 N. Water Street, Ste 700 1,500 Arts in Community Education Programs

Milwaukee, WI 53202Milwaukee Symphony Orchestra 700 N. Water St., Ste 700 10,000 General Operating

Milwaukee, WIMilwaukee Urban Soccer Collaborative 5225 N. Ironwood Road, Ste 109 1,000 Soccer Progra ms in Urban Milwaukee

Glendale, WI 53217Milwaukee World Festival 200 North Harbor Drive 1,200 Summerfest

Milwaukee, WI 53202

Milwaukee Youth and Arts Center 325 W. Walnut Street 2,500 Performing Arts Youth OrganizationMilwaukee, WI 53212

Mount Calvary Lutheran Church and 282 N.-5-3` Street 1,000 CARES ProgramSchool Milwaukee, WI 53210Nature Conservancy 633 W. Main Street 1,000 "My Wisconsin's Campaign

Madison, WI 53703Nature Conservancy 633 W. Main St. 1,000 Forests, Ponds' and Lakes of Wisconsin

Madison, WI 53703 Protection Prog ramNeighborhood House of Milwaukee 2819 W. Richardson Place 1,000 Outdoor and Environmental Education

Milwaukee, WI 53208 Prog rams

Next Door Foundation 2545 N. 29 St. 2,500 Family Literacy ProgramMilwaukee, WI 53210

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Non-Profit Center of Milwaukee, Inc. 2819 W. Highland Blvd. 1,000 Program ContinuationMilwaukee, WI 53208

Notre Dame Middle School, Inc. 1420 W. Scott Street 1,000 After School Enrichment ProgramMilwaukee, WI 53204

One Heartland 4425 N. Pt. Washington Road, 500 Camping Program for those withSuite 107, Milwaukee, WI 53212 HIV/AIDS

Our lady of the Angels 13105 Watertown Plank Road 1,000 Memory Care FacilityElm Grove, WI 53133

Ozaukee Washington Land Trust 200 Wisconsin Street 1,500 Lake Michigan Shoreline and MilwaukeeWest Bend, WI 53095 River Corridor Projects

Pabst Mansion 2000 W. Wisconsin Avenue 1,000 Master Suite Restoration CampaignMilwaukee, WI 53233

Parenting Network 7516 W. Burleigh Street 1,200 Annual Pro-Am Golf Classic -Milwaukee, WI 53210-1030 did not attend.

PAVE 135 W. Wells Street, Suite 850 1,200 Educational Opportunities Program forMilwaukee, WI 53203 Low-Income Families in Milwaukee

Penfield Children Center 833 N. 16 St. 2,000 Children and Family Programs inMilwaukee, WI 53233 Milwaukee

Pettit National Ice Center 500 S. 84 St. 1,000 Schools On Ice ProgramMilwaukee, WI 53214

Pitch In For Baseball 719 Locust Lane 5,000 Continued Operations for use inAmbler, PA 19002 Wisconsin Onl y

Prevent Blindness Wisconsin 759 N. Milwaukee St. Ste 305 1,000 Free Vision Screening ProgramsMilwaukee, WI 53202

Public Policy Forum 633 W. Wisconsin Ave., Ste 406 550 MembershipMilwaukee, WI

Rawhide E-7475 Rawhide Road 1,500 Family Counseling Clinics in theNew London, WI 54961-9052 Milwaukee Area

Riveredge Nature Center 4458 West Hawthorne Drive 1,000 Program ContinuationNewburg, WI 53060

Rotary Club of Milwaukee - North Shore P. 0. Box 17072 1,000 Service Above Self AwardsMilwaukee, WI 53217

SN Denis Sullivan - Discovery World at 500 N. Harbor Drive 1,500 Operation and Maintenance of the SNPier Wisconsin Milwaukee, WI 53202 Denis Sullivan - Wisconsin's Flagship

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Safe and Sound 801 W. Michigan St. 1,500 Neighborhood ProgramsMilwaukee, WI 53233

Saint Ann's Center for Intergenerational 2801 East Morgan Avenue 2,500 Continued ProgrammingCare Milwaukee, WI 53207Saint Catherine Residence 1023 E. Knapp St. 500 Next Step Program

Milwaukee, WI 53202Saint Francis Children's Center 6700 N. Port Washington Rd. 1,000 Annual Awards Fundraising Banquet -

Milwaukee, WI 53217 did not attendSaint Josaphat Basilica Foundation 620 W. Lincoln Ave. 1,500 Repair and Upgrading for the Basilica

Milwaukee, WI 53215Saint Marcus School 2215 N. Palmer St. 25,000 Renovation and Relocation Project

Milwaukee, WI 53212Saint Therese Catholic Church 9525 W. Bluemound Road 4,000 Air Conditioning System

Wauwatosa, WI 53226 11Salvation Army 11315 W. Watertown Plank Rd. 1,000 2010 Christmas Tree of Lights

Milwaukee, WI 53226 Cam pai g nSanta Fe Communications, Inc. 1126 S. 70 St., Ste 216A 500 TV Catholic Masses in Milwaukee

Milwaukee, WI 53214Schlitz Audubon Nature Center 1111 E. Brown Deer Road 2,000 Nature Science Programs

Milwaukee, WI 53217School Choice Wisconsin 2025 N. Summit Ave., Ste 103 2,000 Milwaukee Parental Choice Program

Milwaukee, WI 53202Serenity Inns, Inc. P.O. Box 26887 5,000 Alcohol and Drug Rehab programs

Milwaukee, WI 53226-6887Sharon Lynne Wilson Center for the Arts 19805 W. Capitol Drive 1,000 Children's Arts Education Programs

Brookfield, WI 53045SHARP Literacy, Inc. 750 N. Lincoln Memorial Drive, Ste 1,500 2" & 3^ Grade Literacy Programs

311, Milwaukee, WI 53202Shepherds College 1805 Fifth Ave. 1,000 Education Prog ram for those with

Union Grove, WI 53182-1597 DisabilitiesSilver Spring Neighborhood Center 5460 N. 64 St. 1,000 Children and Family Programming

Milwaukee, WI 53218Skylight Opera Theatre 158 N. Broadway 1,000 Performance a'hd Education Programs

Milwaukee, WI 53202

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Sojourner Family Peace Center P. 0. Box 080319 1,000 Task Force on Family Violence ProgramMilwaukee, WI 53208

Southeast Wisconsin Professional One Brewers Way 200,000 Helfaer Field Campaign

Baseball Park District Milwaukee, WI 53214Teen Challenge Wisconsin P. 0. Box 250771 500 Teen Recovery program

Milwaukee, WI 53225Ten Chimneys Foundation P. 0. Box 225 1,000 Fellowship Master Teacher Program

Genesee Depot, WI 53127TYME Out Youth Ministry W332 N6786 County Road C 500 Youth Ministry Retreats

Nashotah, WI 53058-9737United Cerebral Palsy of SE Wisconsin 7519 W. Oklahoma Avenue 500 Outreach Program for Children and Adult

Milwaukee, WI 53219 with Disabilities

United Community Center 1028 S. 9 Street 1,500 Bruce-Guadalupe Community SchoolMilwaukee, WI 53204

United Performing Arts Fund 929 N. Water St. 20,000 2011 Annual CampaignMilwaukee, WI 53202

United Way of Greater Milwaukee 225 W. Vine St. 25,000 2011 Annual CampaignMilwaukee, WI 53212

University of Wisconsin - Madison - Stem 1111 Highland Avenue 1,000 Stem Cell Research ProgramCell & Regenerative Medicine Center Madison, WI 53705University of Wisconsin Milwaukee P. 0. Box 742 1,000 Rewards Program for Faculty and StaffSheldon B. Lubar School of Business Milwaukee, WI 53201-0742Urban Ecology Center 1500 E. Park Place 1,000 Neighborhood Environmental Education

Milwaukee, WI 53211 ProjectUrban Ecology Center, Inc. 301 W. Wisconsin Ave, Ste 400B 1,000 Education and Economic Environmental

Milwaukee, WI 53203 Develo pment Prog ramVilla Terrace & Renaissance Garden 2230 N. Terrace Avenue 1,000 Gala in the Garden - attended

Milwaukee, WI 53202Walker's Point Youth & Family Center 2030 West National Avenue 1,000 Run-Away Youth Programs

Milwaukee, WI 53204-1157Waukesha Memorial Hospital 725 American Avenue 10,000 Waukesha Community Health Center

Waukesha, WI 53188Wisconsin Academic Decathlon 524 Daisy Court 500 Academic Decathlon Programming

Verona, WI 53593

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Wisconsin Badger Camp P. 0. Box 723 500 Camping Prog ram for Disabled YouthPlatteville, WI 53818

Wisconsin Breast Cancer Showhouse, P. 0. Box 170588 1,500 Breast Cancer Research ProgramsInc. Milwaukee, WI 53217Wisconsin Foundation for Independent 4425 Pt. Washington Rd. Ste 402 5,000 College Readiness ProgramColleges, Inc. Milwaukee, WI 53212Wisconsin Policy Research Institute, Inc. P. 0. Box 382 1,000 "Wisconsin" Project

Hartland, WI 53029Wisconsin Right to Life - Veritas Society 10625 W. North Avenue, Suite LL 1,000 Continued Programming

Milwaukee, WI 53226-2331Wisconsin Taxpayer's Alliance 401 North Lawn Avenue 1,000 Research Projects

Madison, WI 53704-5033Witherspoon Institute 16 Stockton St. 18,000 University of Wisconsin Foundation

Princeton, New Jersey 08u540 Prog rammin gWomen's Care Center 1441 N. Farwell Avenue 5,000 Programming

Milwaukee, WI 53202Woodrow Wilson Awards 600 W. Virginia Street 1,000 Corporate Citizenship Award Dinner -

Milwaukee, WI 53204 attendedZoological Society 10005 W. Bluemound Road 2,000 Platypus Society Membership

Milwaukee, WI 53226Zoological Society of Milwaukee 10005 W. Bluemound Road 4,000 Zoo Ball - attended

Milwaukee, WI 53226

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