G

A0-·10 1'.1/2004 _____ _.

:rosmoN

PARTIES .AND TERMS

Q Nomination,

L

Report Requir1 by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

2. Court or Organization 3. Dateof Report 1. Person Reporting_(.I.ast: name, First name, Middle initial) District Court - Montana Haddon,, Sam E 4/6/2004

4. Title (Article Ill Judges indicate ac tive or senior status; 6. Reporting Period 5. ReportType (check appropriate type) magistmte judges indicate full- or part-ti.me)

Date 111/2003 U.S. District Judge - Active _ to . 0 lnitial @Annual QF.ln.al

12131/20"03

8. On thebasis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion , in compliance

7. Chambers or Office Address

Federal Courthouse with applicable laws and regulations. 215 1st AvC1J1ue North Room 2002

Date Great Falls, MT 59401

IMPORTANT NOTES: 'The instructions accompanying 1bis form must be follo wed. Complete all parts, checking theNONE box for each part where you have no reportable information. Sign on last page.

I. PQSTilONS. (Reporting individual only; see pp. 9-13 offiling iDst:ruct.ions)

NONE - (Norepartablepositions.)

. NAME OF ORGANIZATION/ENTITY

1.

2.

Il. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions)

NONE - (Noreportableagreements.)

,.- .........

" "-.; ···

t. \· .t-

•'"·' ·· '"'

SOURCE AND TYPE

SOURCE DESCRIPTION

N. REIMBURSEMENTS - transportation, lodging. food, entcrtallunent.

FINANCIAL DISCLOSURE REPORT NameofPersonReporting Datci ofReport

Haddon, Sam E 4/6/2004

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see PP· 11-24 of filing instructions)

-A. Filer's Non-Investment lncom

D NClt'ilE (No reportable non-investment income.) -

SOURCE AND TYPE GROSS INCO rE

(yo)ll'S, not spouse " s)

I. 2003 DA Davidson - Pension Plan Distnlmtion 155,000

B. Spom1e's Non-Investment Income-(Ifyou weremanied during any portion of the reporting year, please complete this section. (dollar amount not required. except for honoraria)

NOl\lE (Noreportablenon-investmentincome.)·

1.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

NONE (No such reportable reimbursements.) ·

1.

DESCRIPIION

41612004

FINANCIAL DISCLOSURE REPORT NameofPersonR.eporting Dat: of Report

Haddon, Sam E

V. GIFTS. (fui:ludes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE (No such reportable gifts.) -

1.

VI. LIABIIJTIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

NONJE (No reponable liabilities.) -

DESCRIPTION

1.

I'""'"·"-

-

2.

8.

G

-

If ,aisclosure

(2) (3) (4) (5)

B

l

I

15.

(2)

(.l-P) .

1 . ,_,

FINANCIAL DISCLOSURE REPORT Date of Report Page 1of3 Haddon, Sam E 41612004

VII. INVESTI S and TRUSTS - income, value, transcatious (includes those ofthe spouse and dependent children.. See pp. 34-57 of filing instJ11ctions.)

--B. c. D.

Income during Gross value at end of Transaction. during ICpDrting pc:riod A.

I>cscripti1on ofAssets reporting period reporting period (including trust asse!S)

(1) (2) (1) (1) not exempt from

Pliacc "(){)" after each asset exempt Date:Amount Type (e.g. Value Value Type (e.g. Value Gain Identity of buy, sell, foam prior disclosure Code 1 div. rent. or Code2 Method Month- Code2 Code buyer/seller

(ifpnvateDayint) (J-P) · Code3 merger,(A-H) 1 (A· redemption}(Q-W) transaction)HJ

DNONE (No n:portable income, assets, or transactions)

1. Corp Elacked Trast ATT

BAC Cap Trust

3. Citigmup Cap Trust

4. Cornetstone Realty

B Interest

B Interest

c Interest

c Dividend

K T

K T

K T

K T

5. Diamonds Dow Industrial

-- -·

A Dividend

6. Gfacieir Preferred B Interest J T

7. Growth FUllld of Am.-American Funds A Dividend L T

Jnvestrnent Co of Am-American Funds B Dividend M T

9. NASDAQ 100 None

10. National Rural Utilities c Interest L T -

11. Technology Indexes A Dividend

12. S & P Index. SPDR A Dividend

13. Spectmm Cap B Interest K T

14. Team Financial c Dividend r T

Sell 12/19 L D

Sell 12/19 K c

Sell 12/19 K

Sell 12/19 L

..

Wachovia Preferred c Interest K T

-16. Washington Mutual-American Funds B Dividend M T

'

17. Wells Fargo B Interest K T

18. Bauscli1 & Lomb Bond c Interest L T

1. Income/Gain Codes: A = $1.000·or Jess B = $1,001-$2.500 c = ,$2,501-$5.000 D = $5,001-$15,000 E = $15.001-$50.000 (See ColrJI11.Ds Bl andD4) = $100,001 "SI ,000,000 HI $1.000,001 $5,000,000 H.'.?. =Morethllll $:5.00U.000 F = $50,00.1-$100,000 = i

I .'.?..Value Codes: = $15,000 or less K =·S15,00J-S5C,OOO L = $50,001-Sl 00.000 M = $100.001-$250,000

(See Coltlillils Cl and D3) N = $250,00Ci-$500,000 0 = $500,001-$1.000,000 Pl = $1,000,0[ll-$5 ,000,000 P.'.?. = $5,000.001-$25.000,000

P3 = $25,000,00J "$50.000.000 P4 =·SMore 1h:m $50.000.000 .I3. V clue Method Codes Q =Appraisal R = Cost (Real Estate Only J s = Assessment T = CashlMarket (See Colll!mn c:! ,1 l1 =Book Value v =Other w =Estimated

-

A.

u· trom c11sctosurc

(2} (3) (4)

Gain

--

-

Interest

-

I

B. c.

(1)

(e.g.

'"

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date: of Report Page 2 of'3 Haddon, Sam E 4/6/2004

vn. INVEST1\1ENTS a:nd TRUSTS - income, value, transcatious {includes those ofthe spouse a11d dependent children. See pp. 34-57 offiling instructions.)

D. Income during Gross value at end of Transactions during reporting period

l;!esc:riprion ofAssets reporting period reporting period (including trust assets)

not exempt(1) (2) (I) (2) (5)

Place "(X)" after each asset exempt Amolllllt Type Value Type (e.g. Date:Value Identity of Value Code2 buyer/sellerCodeMethod buy, sell, Month-Ji'O!Il prior disclosure Code2Code 1 div. rent. or

19. Citi Group

20. Discover Bank CD

21. Di.'!Cover Bank CD

22. Eastman Kodak

23. Fedenil Home Loan Mortgage Corp

24. Fedenil Home Loan Mort i:

25. First Uni.on

26. US West Cap

27. Southwest Air

28. Sears Roebuck

29. Puget :Solll:ld Energy

30. National Rmal Utility

31. JPM01rgan

32. Good Year Tire & Rubber

33. Goodyear Tire

34. Ford Motor Credit

35. Motor Credit - Ford

(A-H) int) (J-P)

B Jlnterest K

c ]Interest L

c L

D linterest M

A Interest

B Interest K

c Interest L

c Interest K

B Interest K

c Interest L

B Interest K

B Interest K

B Interest K

c Interest K

-

c Interest K

c Interest K

C: Interest L

merger,· Code3 (if private Day a-P) · 1 (A-redemption) H) tnmsaction)[Q-W)

T

-T

T

T

Sell 5/15 K

T

T

T

T

T

'I'

T

-

T

T

T

-T

T

216 K36. Federal Home Loan Bank B Interest Redeem

1. Income/Gain Codes: A = s1.ooo.or less B = $1,001-$2.500 c = $2,501-$3.000 D = $5,001-515,000 E = $15.001-$50.000 .00J-Sl,000,000(See ColWDD Bl and D4) F = $50,001-$100,000 G = $10.0 Hl = Sl,000,00J-S5,000,000 112 =More than $5.000,000

2. Value·Codes: J = $15,000 or less K = $!5,00Jc$50,000 L = $50,001-$100.000 M = $100.00l-$250,000

{Seo Column.s Cl and 03) N = $250,000-$500,000 0 = $500,001-$1.000,000 PI =.Sl,000.001-$5,000,000 P2 = $5,000.00J-S'.:!5.000,000

3. Value M•faod Codes

P3 = $'25,000,001-$50,000.000

Q =Appraisal R = Cost (Real Estate Only}

P4

s

= SM ore than $50.000,000

= Assessment T = Cash'lvlarl:et .1 (See Column C2) u =Book Value v = Ofuer w =Estimated

-

Type

llnterest

trom

(3) (4)

..

=$5,00i-$15,000

" If ,,, I •' ' ''

FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting Page3of3 Haddon, Sam E 4/612004

VII. INVESTMENTS and TRUSTS - income, value. transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling ins ructions.)

A. B. c. D. Income during Gross value at end of Transactions during reporting pc:riod

lBscrip1fon of Assets (including tmst assets)

reporting period reporting period

37.

38.

39.

40.

41.

42..

43.

44.

45.

46.

Place "(X)" after each asset exempt from prior disclosure

AT&TCanada

AT&T Canada SR Notes

Money Marl

1N-ofP=-g

1

-of

FINANCIAL DISCLOSURE REPORT

Haddon, Sam E

VIII. AJ)DITIONAL INFORMATION OR EXPLANATIONS (lndicatepartofReport.)

'4/612004

I ame

I - Haddon, SamE -- --- ·

Signa

. -

FINANCIAL DISCLOSURE REPORT ' - O..Cof-ofPerso.

IX. CERTlFIC,ATION.

I certify that all informatfon given above (including information pertaining to my spouse and minor or dependent children, if any) is acciirate, true, and complete to the best of my lm6wledge and belief, and that a.riy information not reported withheld because it met applicable statutory provisions permi non-disclosure.

was

_

I further c ertify that earned income from outside employment and.honoraria and the acceptance of gifts which have been reported :in compliance with the provisions of 5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulatiOJtl.S.are

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544