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A Framework for Ecosystem A Framework for Ecosystem Impacts Assessment Using Impacts Assessment Using
an Indicator Approachan Indicator Approach
Patricia A. LivingstonPatricia A. Livingston11, K. Aydin, K. Aydin11, J. Boldt, J. Boldt22, J. , J. IanelliIanelli11, and J. Jurado-Molina, and J. Jurado-Molina22
11Alaska Fisheries Science Center Seattle, WA, USAAlaska Fisheries Science Center Seattle, WA, USA22JISAO, University of Washington, Seattle, WA USAJISAO, University of Washington, Seattle, WA USA
OverviewOverview
• Alaskan contextAlaskan context
• Evolution and Description of the Evolution and Description of the FrameworkFramework– Documentation of status and trendsDocumentation of status and trends– Evaluation of past and present impactsEvaluation of past and present impacts– Prediction of future trends and Prediction of future trends and
management optionsmanagement options
Magnuson-Stevens FisheryConservation andManagement Act
1976
Marine Mammal Protection Act
1972
Endangered Species Act
1973Clean Water
Act1972
National Environmental
ProtectionAct
1969
US Legislation on US Legislation on Environmental ProtectionEnvironmental Protection US Legislation on US Legislation on Environmental ProtectionEnvironmental Protection
Ecosystem-based Management Ecosystem-based Management Actions Actions Ecosystem-based Management Ecosystem-based Management Actions Actions
• TAC less than ABC for individual TAC less than ABC for individual stocksstocks
• OY cap on total groundfish yieldOY cap on total groundfish yield
• No target fisheries on forageNo target fisheries on forage
• Short-tailed albatross take Short-tailed albatross take restrictions, Seabird bycatch restrictions, Seabird bycatch mitigation devicesmitigation devices
• No fishing in Steller sea lion foraging No fishing in Steller sea lion foraging area and minimum biomass threshold area and minimum biomass threshold for sea lion preyfor sea lion prey
• Trawl closures, bottom trawling Trawl closures, bottom trawling restrictionsrestrictions
• Bycatch and discard controlsBycatch and discard controls
ABCTAC Catch OFLABCTAC Catch OFL
Conservative single species targets
CAP on TOTAL TARGET CATCHTotal yield < 2 million tonnes
Gather information Historical status
and trendsEcosystem components
and stressors
Establish assessmentFramework, objectives,Thresholds, indicators
Generate managementAlternatives,
Future scenariosMODELS for Prediction
Expert judgmentto analyze impactsAnd provide advice
DECISION
Key Pieces of the Key Pieces of the FrameworkFrameworkKey Pieces of the Key Pieces of the FrameworkFramework
C lo sed A rea s
C a tchL ev e ls
E ffo rt
P h y sica l F o rc in g
M a n a g em en t
S ta tu s
Ecosystem Measures and InfluencesEcosystem Measures and Influences
Gear
Ecosystem Impacts Assessment Ecosystem Impacts Assessment Framework: Framework: Objectives, sub-objectives, ecosystem indicatorsObjectives, sub-objectives, ecosystem indicators
Ecosystem Impacts Assessment Ecosystem Impacts Assessment Framework: Framework: Objectives, sub-objectives, ecosystem indicatorsObjectives, sub-objectives, ecosystem indicators
SUBOBJECTIVESSUBOBJECTIVES• More focused, tangibleMore focused, tangible • Relate to key Relate to key
areas/issues for areas/issues for protectionprotection
• May vary across May vary across ecosystems depending ecosystems depending on differences in threats, on differences in threats, stressors, ecosystem stressors, ecosystem characteristicscharacteristics
• Thresholds relate to Thresholds relate to legal mandates under legal mandates under various lawsvarious laws
INDICATORSINDICATORS
• Measures of particular Measures of particular ecosystem attributesecosystem attributes
• Qualitative analysis of Qualitative analysis of change used when change used when targets/thresholds are targets/thresholds are not definednot defined
• Requires expert Requires expert judgmentjudgment
Ecosystem ProcessesEcosystem ProcessesEcosystem ProcessesEcosystem Processes
OBJECTIVES FOR ECOSYSTEM OBJECTIVES FOR ECOSYSTEM PROTECTIONPROTECTION
• Maintain Predator/prey Maintain Predator/prey relationshipsrelationships
• Maintain Energy/flow Maintain Energy/flow balancebalance
• Maintain Habitat and Maintain Habitat and DiversityDiversity
ECOSYSTEM DEFINITIONECOSYSTEM DEFINITION
• PopulationsPopulations and and communitiescommunities of of interactinginteracting organisms and organisms and physical physical environmentenvironment with with characteristic characteristic trophic structuretrophic structure and material and material ((energy) cyclesenergy) cycles
Objectives for Ecosystem Objectives for Ecosystem Protection:Protection: Maintain predator-prey relationships Maintain predator-prey relationships
pelagic forage availabilitypelagic forage availabilityspatial/temporal conc. of fishery impact on spatial/temporal conc. of fishery impact on
forage fishforage fishremovals of top predatorsremovals of top predatorsintroduction of non-native speciesintroduction of non-native species
Maintain diversityMaintain diversity species diversityspecies diversityfunctional (trophic, structural habitat) diversityfunctional (trophic, structural habitat) diversitygenetic diversitygenetic diversity
Maintain energy flow and balanceMaintain energy flow and balancehuman-induced energy redirectionhuman-induced energy redirectionsystem impacts attributable to energy removalsystem impacts attributable to energy removal
CLIMATE and FISHING
Ecosystem Impacts Assessment Ecosystem Impacts Assessment Framework: Framework: Objectives, sub-objectives, ecosystem indicatorsObjectives, sub-objectives, ecosystem indicators
Ecosystem Impacts Assessment Ecosystem Impacts Assessment Framework: Framework: Objectives, sub-objectives, ecosystem indicatorsObjectives, sub-objectives, ecosystem indicators
OBJECTIVE: OBJECTIVE: MAINTAIN PREDATOR/PREY MAINTAIN PREDATOR/PREY
RELATIONSHIPSRELATIONSHIPS
SUBOBJECTIVE1: Sustain top predator populations SUBOBJECTIVE1: Sustain top predator populations
THRESHOLD: THRESHOLD: Catch levels high enough to cause the Catch levels high enough to cause the biomass of one or more top level predator species to fall biomass of one or more top level predator species to fall below minimum biologically acceptable limitsbelow minimum biologically acceptable limits
INDICATORS: INDICATORS: • Population status of top predator speciesPopulation status of top predator species• Bycatch levels of sensitive top predators that lack Bycatch levels of sensitive top predators that lack
population estimates (sharks, birds)population estimates (sharks, birds)• Trophic level of the catchTrophic level of the catch
Effects AnalysisEffects Analysis
ObjectiveObjective SubobjectiveSubobjective Significance ThresholdSignificance Threshold IndicatorsIndicators
Predator-Predator-prey prey relationshipsrelationships
Pelagic forage Pelagic forage availabilityavailability
Fishery induced changes outside the Fishery induced changes outside the natural level of abundance or natural level of abundance or variability for a prey species relative variability for a prey species relative to predator demandsto predator demands
Population trends in pelagic forage Population trends in pelagic forage biomass (quantitative - pollock, Atka biomass (quantitative - pollock, Atka mackerel, catch/bycatch trends of mackerel, catch/bycatch trends of forage species, squid and herring)forage species, squid and herring)
Spatial and Spatial and temporal temporal concentration of concentration of fishery impact fishery impact on forageon forage
Fishery concentration levels high Fishery concentration levels high enough to impair the long term enough to impair the long term viability of ecologically important, viability of ecologically important, nonresource species such as marine nonresource species such as marine mammals and birdsmammals and birds
Degree of spatial/temporal concentration Degree of spatial/temporal concentration of fishery on pollock, Atka mackerel, of fishery on pollock, Atka mackerel, herring, squid and forage species herring, squid and forage species (qualitative)(qualitative)
Removal of top Removal of top predatorspredators
Catch levels high enough to cause Catch levels high enough to cause the biomass of one or more top level the biomass of one or more top level predator species to fall below predator species to fall below minimum biologically acceptable minimum biologically acceptable limits limits
Trophic level of the catchTrophic level of the catchSensitive top predator bycatch levels Sensitive top predator bycatch levels (quantitative: sharks, birds; qualitative: (quantitative: sharks, birds; qualitative: pinnipeds)pinnipeds)Population status of top predator species Population status of top predator species (whales, pinnipeds, seabirds) relative to (whales, pinnipeds, seabirds) relative to minimum biologically acceptable limitsminimum biologically acceptable limits
Introduction of Introduction of nonnative nonnative speciesspecies
Fishery vessel ballast water and hull Fishery vessel ballast water and hull fouling organism exchange levels fouling organism exchange levels high enough to cause viable high enough to cause viable introduction of one or more nonnative introduction of one or more nonnative species, invasive speciesspecies, invasive species
Total catch levelsTotal catch levels
Effects Analysis (cont.)Effects Analysis (cont.)
ObjectiveObjective SubobjectiveSubobjective Significance ThresholdSignificance Threshold IndicatorsIndicators
Energy Energy flow and flow and balancebalance
Energy re-Energy re-directiondirection
Long-term changes in system Long-term changes in system biomass, respiration, biomass, respiration, production or energy cycling production or energy cycling that are outside the range of that are outside the range of natural variability due to natural variability due to fishery discarding and offal fishery discarding and offal production practicesproduction practices
Trends in discard and offal Trends in discard and offal production levelsproduction levels(quantitative for discards)(quantitative for discards)Scavenger population trends relative Scavenger population trends relative to discard and offal production levels to discard and offal production levels (qualitative)(qualitative)Bottom gear effort (qualitative Bottom gear effort (qualitative measure of unobserved gear measure of unobserved gear mortality particularly on bottom mortality particularly on bottom organisms)organisms)
Energy Energy removalremoval
Long-term changes in Long-term changes in system-level biomass, system-level biomass, respiration, production or respiration, production or energy cycling that are energy cycling that are outside the range of natural outside the range of natural variability due to fishery variability due to fishery removals of energy removals of energy
Trends in total retained catch levels Trends in total retained catch levels (quantitative)(quantitative)
Effects Analysis (cont.)Effects Analysis (cont.)
ObjectiveObjective SubobjectiveSubobjective Significance ThresholdSignificance Threshold IndicatorsIndicators
DiversityDiversity Species Species diversitydiversity
Catch removals high enough to cause Catch removals high enough to cause the biomass of one or more species the biomass of one or more species (target, nontarget) to fall below or to (target, nontarget) to fall below or to be kept from recovering from levels be kept from recovering from levels below minimum biologically below minimum biologically acceptable limits acceptable limits
Population levels of target, nontarget species Population levels of target, nontarget species relative to MSST or ESA listing thresholds, relative to MSST or ESA listing thresholds, linked to fishing removals (qualitative)linked to fishing removals (qualitative)Bycatch amounts of sensitive (low potential Bycatch amounts of sensitive (low potential population turnover rates) species that lack population turnover rates) species that lack population estimates (quantitative: sharks, population estimates (quantitative: sharks, birds, HAPC biota)birds, HAPC biota)Number of ESA listed marine speciesNumber of ESA listed marine speciesArea closuresArea closures
Functional Functional (trophic, (trophic, structural structural habitat) habitat) diversity diversity
Catch removals high enough to cause Catch removals high enough to cause a change in functional diversity a change in functional diversity outside the range of natural variability outside the range of natural variability observed for the systemobserved for the system
Guild diversity or size diversity changes linked Guild diversity or size diversity changes linked to fishing removals (qualitative)to fishing removals (qualitative)Bottom gear effort (measure of benthic guild Bottom gear effort (measure of benthic guild disturbance)disturbance)HAPC biota bycatchHAPC biota bycatch
Genetic Genetic diversitydiversity
Catch removals high enough to cause Catch removals high enough to cause a loss or change in one or more a loss or change in one or more genetic components of a stock that genetic components of a stock that would cause the stock biomass to fall would cause the stock biomass to fall below minimum biologically below minimum biologically acceptable limitsacceptable limits
Degree of fishing on spawning aggregations or Degree of fishing on spawning aggregations or larger fish (qualitative)larger fish (qualitative)Older age group abundances of target Older age group abundances of target groundfish stocksgroundfish stocks
MANAGEMENT MANAGEMENT INDICATORSINDICATORS
Eastern Bering Sea
0
500,000
1,000,000
1,500,000
2,000,000
2,500,000
1954 1959 1964 1969 1974 1979 1984 1989 1994 1999
Tota
l cat
ch (t
)
1
2
3
4
Trop
hic
leve
l (ca
tch)
Total catch
Trophic level ofcatch
0
500
1000
1500
2000
2500
3000
3500
1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001
Year
Ob
ser
ved
bo
tto
m t
raw
l du
rati
on
(24
hr
day
s)
GOA
AI
BS
0
50,000
100,000
150,000
200,000
250,000
1993 1994 1995 1996 1997 1998 1999 2000 2001
Year
Lo
ng
line
eff
ort
(1
,00
0 h
oo
ks
)
0
5,000
10,000
15,000
20,000
25,000
30,000
Inc
iden
tal t
ak
e o
f s
ea
bir
ds
Effort (1000 hooks)
Number of seabirds
BSAI Non-target
0
10000
20000
30000
40000
50000
60000
70000
1997 1998 1999 2000 2001 2002
Tot
al C
atch
(ton
s)
Time trends in bottom trawl effort
Total catch and trophic level of catch
Amount and composition of non-target fish species in catch
Seabird bycatch and fishing effort
ECOSYSTEM STATUS INDICATORSECOSYSTEM STATUS INDICATORS
3.16
3.65
3.98
4.23
4.42
1982 19
85 1988 19
91 1994 19
97 20000
1
2
3
4
5
6
7
8
9
10
11
12
ln (N +1)
ln (length midpoint +1)
Year
Size frequency distribution all fish
11.000-12.000
10.000-11.000
9.000-10.000
8.000-9.000
7.000-8.000
6.000-7.000
5.000-6.000
4.000-5.000
3.000-4.000
Seabird Population Trends
0
2
4
6
8
10
12
14
16
N.Bering/Chukchi
SE Bering SW Bering Gulf of Alaska Southeast
Fre
quen
cy
Negative trend No discernable trend Positive trend
Fish community size spectrum
Status of structural habitat biota
SEAPENS/W HIPS
0
500
1000
1500
2000
19
82
19
84
19
86
19
88
19
90
19
92
19
94
19
96
19
98
20
00
Bio
ma
ss
(t)
Pa c ific De c a da l O sc illa tio n
-4.00
-3.00
-2.00
-1.00
0.00
1.00
2.00
3.00
4.00
19
00
19
05
19
10
19
15
19
20
19
25
19
30
19
35
19
40
19
45
19
50
19
55
19
60
19
65
19
70
19
75
19
80
19
85
19
90
19
95
20
00
Ye a r
Ind
ex
P D O
5-m o n th ru n n in g m e a n
15-m o n th ru n n in g m e a n
Seabird population trends
Environmental fluctuations
YEAR
L yco d es b revip es
S a rri t o r f ren a t u s
P o d o th ecu s a cip en seri n u s
Icel u s sp p .
G ym n o ca n th u s p i st i l l i g er
T ri g lo p s sp p .
C yclo p t erid a e
B a th ym a st er sig n a tu s
D a syco t tu s set ig er
H exa g ra m m o s stell eri
1982 1984 1986 1988 1990 1992 1994 1996 19980
0.20.40.60.8
11.21.41.61.8
Population trends of non-target fish species
• Accompanies single species stock assessment advice to Accompanies single species stock assessment advice to
North Pacific Fishery Management Council since 1995North Pacific Fishery Management Council since 1995
• Provides status and historical trend information of Provides status and historical trend information of ecosystem components using scientific information ecosystem components using scientific information from a variety of experts and agencies: Assess Present from a variety of experts and agencies: Assess Present StatusStatus
• Contains species, community, and ecosystem-level Contains species, community, and ecosystem-level indicators and indicators of environmental and human indicators and indicators of environmental and human impactsimpacts
• Track efficacy of ecosystem-based management efforts Track efficacy of ecosystem-based management efforts
• Meets the national fishery management scientific Meets the national fishery management scientific information requirement (National Standard 2) to information requirement (National Standard 2) to include information on past, present, and possible include information on past, present, and possible future condition of the stocks, marine ecosystems, and future condition of the stocks, marine ecosystems, and fisheries being managed in the stock assessment and fisheries being managed in the stock assessment and fishery evaluation reports provided to managers.fishery evaluation reports provided to managers.
The Framework: Part 1 The Framework: Part 1 Evaluate Present Evaluate Present StatusStatus Ecosystem Considerations SectionEcosystem Considerations Section
The Framework: Part 1 The Framework: Part 1 Evaluate Present Evaluate Present StatusStatus Ecosystem Considerations SectionEcosystem Considerations Section
Need for Ecosystem Need for Ecosystem AssessmentAssessment
• Requires an Requires an ecosystem impacts assessment frameworkecosystem impacts assessment framework
• Prediction of possible future trends under various Prediction of possible future trends under various management strategies: management strategies: MODELSMODELS
• Provide guidance on possible Provide guidance on possible aggregate effectsaggregate effects of of fishing and climate that are not captured under single fishing and climate that are not captured under single species assessmentsspecies assessments
• Uses Uses NEPANEPA as the umbrella legislation for providing an as the umbrella legislation for providing an ecosystem-based management framework that ecosystem-based management framework that considers the ecosystem first considers the ecosystem first
The Framework Part 2:The Framework Part 2:Moving Beyond Status and Trends Moving Beyond Status and Trends
Ecosystem Impacts Assessment Ecosystem Impacts Assessment Framework: Framework: PREDICTIONPREDICTIONEcosystem Impacts Assessment Ecosystem Impacts Assessment Framework: Framework: PREDICTIONPREDICTION
KEY CONSIDERATIONS 1.MODELS that incorporate processes of
interest
2.MANAGEMENT ALTERNATIVES to evaluate• Annual quota-setting• Management strategy evaluation of
policies
3.SCENARIOS of future environmental state
Impacts AnalysisImpacts Analysis
Elements:Elements:• Predefined thresholds or Predefined thresholds or
amounts of acceptable amounts of acceptable change in an indicatorchange in an indicator
• Expert judgmentExpert judgment• Falling below threshold Falling below threshold
or too much change in or too much change in indicator triggers action indicator triggers action or eliminates or eliminates management alternativemanagement alternative
• Performed at ecosystem Performed at ecosystem and individual fishery and individual fishery levellevel
Fishing Mortality
Oldoverfishing
level
Catch
Stock
0 Fmsy
Bmsy
B0 (unfished)
Spa
wni
ng B
iom
ass
Newoverfishing
level
Fishing Mortality
Oldoverfishing
level
Catch
Stock
0 Fmsy
Bmsy
B0 (unfished)
Spa
wni
ng B
iom
ass
Newoverfishing
level
Change in Discards by Management Alternative
-80.0
-60.0
-40.0
-20.0
0.0
20.0
40.0
60.0
1 2 3 4 5 6 7 8 9
Management Alternative
Per
cen
t ch
ang
e fr
om
b
asel
ine
Discards
Threshold
Future ChallengesFuture Challenges Future ChallengesFuture Challenges
• Improve predictive capability with regard to climate and human impacts on ecosystems: model refinement and regime shift analysis to drive recruitment scenarios
• More explicit definition of ecosystem-based management objectives: may require public involvement in defining specific regional objectives for management
• Developing objective criteria and sensitive indicators to measure the success in achieving desired ecosystem state or condition (or avoidance of undesirable states)
• More formalized decision-making framework
• Improve predictive capability with regard to climate and human impacts on ecosystems: model refinement and regime shift analysis to drive recruitment scenarios
• More explicit definition of ecosystem-based management objectives: may require public involvement in defining specific regional objectives for management
• Developing objective criteria and sensitive indicators to measure the success in achieving desired ecosystem state or condition (or avoidance of undesirable states)
• More formalized decision-making framework