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Spatial Analysis Project A Joint Project between the Indiana Division of Forestry, Purdue University, and the USDA Forest Service Shorna R. Broussard, Ph.D., Rick Farnsworth, Ph.D., Tika Adhikari, and Andriy Zhalnin Department of Forestry and Natural Resources Purdue University Dan Ernst, Brenda Huter, Brett Martin Indiana Department of Natural Resources Division of Forestry March 2006
Transcript

Spatial Analysis Project

A Joint Project between the Indiana Division of

Forestry, Purdue University, and the USDA Forest Service

Shorna R. Broussard, Ph.D., Rick Farnsworth, Ph.D., Tika Adhikari,

and Andriy Zhalnin Department of Forestry and Natural Resources

Purdue University

Dan Ernst, Brenda Huter, Brett Martin Indiana Department of Natural Resources

Division of Forestry

March 2006

1

(page left blank intentionally)

2

Table of Contents

Introduction................................................................................ 3

Spatial Analysis Project ............................................................. 5

SAP Model ................................................................................ 6

Application of SAP to Indiana.................................................. 10

Base SAP Model ..................................................................... 10

Private Forestlands ............................................... 12

Forest Patches...................................................... 14

Natural Heritage and Priority Habitats................... 17

Wetlands ............................................................... 19

Riparian Zones...................................................... 22

Public Drinking Water Sources ............................. 24

Impaired Watersheds............................................ 26

Proximity to Public Lands...................................... 28

Slope..................................................................... 30

Development......................................................... 32

Forest Fires........................................................... 36

Forest Health ........................................................ 38

Stewardship Potential.............................................................. 41

Spatial Analysis ....................................................................... 42

Acknowledgements ................................................................. 46

3

Introduction

Indiana’s forestlands contribute significantly to the state’s economy,

environment and overall wellbeing of its citizens. Covering 4.5 million of

Indiana’s 23 million acres of land, these forestlands contribute more than $9

billion annually to the state’s economy. Forest-based manufacturing accounts for

more than $8 billion. Indiana ranks first nationally in the manufacture of wood

office furniture. Forest-based manufacturing alone employs more than 54,000

Hoosiers, making it the state’s fourth largest manufacturing sector behind

transportation equipment, metal manufacturing, and plastics and rubber

products. Nationally, Indiana ranks 16th in forest based manufacturing.

Recreation and tourism directly linked to forestlands add another $1 billion; tree

sales, $175 million; and the sale of Christmas trees, maple syrup, firewood and

other forest products, $25 million. Other economic, ecologic, and social benefits

such as carbon sequestration, species diversity, water and air quality, and an

appreciation for nature substantially enhance the primary role played by

forestlands in Indiana1.

The newly formed Indiana State Department of Agriculture recognized the

important role of the forest economy by making it part of its strategic plan. The

agency set an objective to increase the competitiveness of Indiana’s hardwood

sector and create new value-added manufacturing opportunities. At the core of

the Indiana State Department of Agriculture’s initiative are viable, well-managed

forests that regularly produce high quality, cost-competitive timber for the state’s

4

manufacturing sector, increase the flow of ecosystem services, promote

recreation, improve water quality, and sequester carbon2.

As part of its strategic plan, the Indiana State Department of Agriculture is

working closely with the Indiana Department of Natural Resources to develop

several education initiatives for the over 100,000 landowners who own 85

percent of the state’s forestlands1. These education initiatives follow a logical

sequence that inform landowners about the economic and ecological potential of

their woodlots discuss how good forestry practices increase economic returns

and the flow of ecosystem services, assist landowners in writing and

implementing forest management plans, and help them realize gains through the

harvesting and marketing of their timber.

The Indiana Department of Natural Resources is investigating ways to

improve the program effectiveness of state and federal forestry programs.

Currently, Indiana’s Division of Forestry is participating in the U.S. Forest

Service’s Spatial Analysis Project (SAP)3. The primary goal of SAP is the

development and use of a GIS-based decision model that assists communities,

agencies, and conservation organizations in identifying and displaying highly

valued (rich in natural resources, vulnerable to threat) non-industrial private

forestlands within the state. Given this information, state and federal forestry

agencies and conservation groups may choose to redirect their expertise and

funds to these highly valued areas. The results are improved program

effectiveness, an economically viable forest sector, higher flows of ecosystem

services, and stable, species-rich ecosystems. In the remainder of this report,

5

we review the Spatial Analysis Project and summarize the results of the

application of the SAP project in Indiana.

Spatial Analysis Project

The U.S. Forest Service Forest Stewardship Program (FSP) provided the

impetus for the Spatial Analysis Project. The objective of the Forest Stewardship

Program (FSP) is to improve individual and societal welfare through improved

long-term management of non-industrial private forestlands. FSP is a voluntary

program for landowners who want to keep their forested lands as healthy and

productive as possible. A forester or natural resource professional works with a

participating landowner to ascertain the landowner’s management objectives,

writes a management plan consistent with those objectives, and assists the

landowner in implementing and updating the plan. Participation is high with more

than 238,000 forest stewardship plans covering 27 million acres on file in state

forestry agencies across the nation.

Enrollment numbers suggest that the Forest Stewardship Program is

successful. Voluntary programs, however, typically generate fewer benefits at

higher costs because landowners’ objectives seldom mirror society’s economic,

ecologic, and social objectives.4 A partial solution is environmental targeting,

which the Northeastern Area, an administrative unit of the State and Private

Forestry branch of the U.S. Forest Service, proposed as part of their assessment

of the FSP. The Northeastern Area unit created the Spatial Analysis Project in

2002 and recruited forestry agencies from the states of Connecticut,

Massachusetts, Maryland, and Missouri to assist them in the development and

6

implementation of a pilot SAP decision model. The stated objective of the SAP

decision model is to identify, score and categorize private forestlands into low,

medium, and high categories of “stewardship potential.” Given this information,

state and federal agencies, conservation organizations, and communities may

find it in their best interests to redirect limited education, technical assistance,

staff, and funding to the most highly valued areas, as determined by stewardship

potential.

Since its creation in 2002, the SAP project has more than expanded in

size. In 2004, Indiana, Iowa, Rhode Island and West Virginia agreed to apply the

SAP model and digitize FSP plans. In 2005, Alaska, Oregon and Colorado

joined the effort. In the remainder of this section, we focus on the application of

the SAP model to Indiana.

SAP Model

At the core of the Spatial Analysis Project is a GIS-based decision tool

that allows forestry agencies to identify, score, categorize, and spatially display

lands in low, medium, and high categories of “stewardship potential.” Currently,

the base model consists of 12 variables (see Figure 1) that capture a wide range

of ecologic and socioeconomic benefits – harvested timber for the construction

and wood products industries, habitat for wildlife and other species, and

ecological services such as cleaner air and water – provided by forests. Though

not immediately obvious, resource potential represents the benefits or services

that flow to society from forested lands. Resource threats, on the other hand,

diminish the flow of services or benefits from forestlands.

7

A better understanding and justification of the SAP decision tool is

possible by viewing the underlying decision model as shown in Figure 1. The

base SAP model consists of 12 objectives that capture many of the benefits

generated by forestlands. Meaning is added to each objective through the

selection of an attribute or proxy variable. The attribute or proxy variable can be

as simple as the existence or absence of a condition or more complicated such

as a continuous variable that allows one to assess progress toward an objective.

Second, the attribute or proxy variables allow one to score or measure progress

regarding each objective as well as the overall project. In terms of the SAP

model, the 12 objectives define “stewardship potential,” and the corresponding

12 measurable attributes provide the means for assessing different levels of

“stewardship potential” of non-industrial private forestlands throughout a state.

Statewide GIS layers exist for each of the 12 attributes.

8

Figure 1. Forest Stewardship Suitability Model: Framework Variables and

Associated Spatial Data Layers.

Application of the SAP decision model consists of three steps. In the first

step, the unit of analysis is selected. For SAP, the unit of analysis is a 30 square

meter cell. The second step entails the scoring of every 30 square meter using

the base SAP model. Scoring is straightforward. Each cell receives a total score

between 0 and 12. A cell that exhibits an attribute receives a score of 1;

otherwise it receives a score of 0. A cell devoid of attributes receives a score of

zero, while the a score of 1 is the highest “stewardship potential” score possible.

Public and private forestry professionals aided in developing the weight for the

relative importance of the 12 objectives. The last step consists of categorizing

cell scores into three categories – low, medium, and high stewardship potential –

9

and displaying the results in a map. The map provides a basis for realigning

limited state and federal education, technical assistance, and cost-share funds to

the highest stewardship potential, non-industrial private forestlands.

States may customize the SAP model many different ways, such as

expanding the analysis to include additional sub-objectives and their

corresponding measurable attributes. They may also decide how to define the

low, medium, and high categories of stewardship potential or conduct the

analysis on a regional basis rather than for the entire state.

For this base study Indiana chose to implement the base SAP model, the

12-objective (data layer) model. An expanded version adding data layers on soil

productivity and proximity to lands enrolled in the Classified Forest (Indiana’s

Forest Stewardship program) program is also undergoing evaluation. That

information is not presented in this report. The 12 data layers were prepared

jointly by Purdue University and the Indiana Division of Forestry. In the next

section, we discuss the implementation of SAP in Indiana.

10

Application of SAP to Indiana Forestlands provide timber, wildlife habitat, watershed protection,

recreational opportunities and many other benefits to landowners and society.

The Spatial Analysis Project provides a model that assists state forestry

agencies, conservation groups and others in identifying “high benefit” or “high

stewardship potential” forestlands.

The Base SAP Model The base SAP model consists of 12 objectives, or data layers reflecting

natural resources potential or threats to the forest resource. These objectives

and their associated attributes or proxy variables capture many of the benefits

attributed to forestlands. We discuss each objective-attribute combination to

facilitate a better understanding of the model. The 12 data layers analyzed

include:

Resource Potential

• Riparian Zones

• Priority Watersheds

• Forest Patch Size

• Natural Heritage Data

• Public Drinking Water Supply Sources

• Private Forest Lands

• Proximity to Public Lands

• Wetlands

11

• Topographic Slopes

Resource Threats:

• Forest Health

• Development

• Wildlife Assessment

12

Private Forestlands

The private forestlands objective captures the notion that existing

forestlands contribute to ecosystem stability and provide flows of benefits to

human and natural communities. Furthermore, better management of existing

private forestlands will significantly improve the flow of benefits. Insufficient

information exists to measure most of the benefit flows. Therefore, we assign a

value of 1 to cells comprised of private forestlands. Non-forestland cells receive

a value of 0.

To construct the private forestlands map shown in Figure 2, we completed

a series of steps that began with extracting forest cover information from the

1992 National Land Cover Dataset

(http://landcover.usgs.gov/nlcd/show_data.asp?code=IN&state=Indiana).

Derived from Landsat Thematic Mapper satellite data, the NLCD data includes

21 classes of land cover on a 30x30 meter grid. Five classes – deciduous

forests (41), evergreen forests (42), mixed forests (43), shrubland (51), and

woody wetlands (91) – comprise the forest cover layer for Indiana.

This 5-class forest cover layer contains private and public forestlands. To

obtain the private forestlands map, we removed public forestlands such as the

Hoosier National Forest and state-owned lands. As mentioned above, every

30x30 meter cell coded as private forestland receives a value of 1, which

denotes the important benefit flows from forestlands to human and natural

communities.

13

Figure 2. Map of private forestlands.

14

Forest Patches

Large areas of forestland contribute to ecosystem integrity and stability,

species diversity, genetic variability, and commercial timber production. The

forest patch map layer accounts for these benefits by assigning a value of 1 to

forest patches 50 acres or larger. Forest patches less than 50 acres receive a

value of 0.

The forest patches map layer is a subset of Indiana’s forestlands cover

map. The forestlands cover map consists of deciduous forests (41), evergreen

forests (42), mixed forests (43), shrubland (51), and woody wetlands (91) from

the 1992 National Land Cover Dataset

(http://landcover.usgs.gov/nlcd/show_data.asp?code=IN&state=Indiana).

We completed a series of steps to create the forest patch data layer.

First, we converted the forestlands cover map to a vector format. Second, we

overlaid state and federal roads on the forestlands cover map, added a 15 meter

buffer on each side of the roads, and then removed forestlands within the

buffered areas. The purpose of this step was to account for the fragmentation of

forest cover caused by roads. At this point, the map consisted of small to large

areas of forestlands and unidentified land cover. Third, we identified only

contiguous forestlands 50 acres or larger. Forestland areas less than 50 acres in

size were removed from the map layer. Fourth, we converted the vector file of

forest patches 50 acres or greater to a 30x30 meter raster grid, the basic unit of

analysis of the SAP model. Forestlands within the forest patches receive a value

of 1. Cells outside the forest patches receive a value of zero. Lastly, we used

15

the urban mask to remove forest patches inside urban areas. The final forest

patch map is shown in Figure 3. It should be mentioned that this layer shows

public forests (which were later clipped out by the Analysis Mask) because forest

patches may span political boundaries, and we want to capture private forests

that may be less than 50 acres on their own, but when considered with adjoining

public lands, create a forest area that is 50 acres or larger.

16

Figure 3. Map of forest patches greater than or equal to 50 acres.

17

Natural Heritage and Priority Habitats

Forestlands provide critical habitat or supporting habitat for a wide range

of species. The need to maintain forest cover is especially important if continued

existence of threatened and endangered forest dwelling and forest-dependent

species rely almost exclusively on the cover.

Experts within and outside the DNR reviewed the list of threatened and

endangered plants and animals and high quality habitats. They identified the

species that would be negatively impacted if their habitat was converted to forest.

Those species that would be negatively impacted and the non-forest high quality

habitats were removed from the data layer. Those species that were neutral to a

forest habitat were left in the data set. With this information, a natural heritage

and priority habitat map was created. Furthermore, a ½-mile buffer surrounds

each point and polygon.

We converted the DNR buffered map layer to a 30x30 meter grid. Cells

that denote the likely existence of threatened and endangered species or their

priority habitat receive a value of one. Land cover may or may not be forested.

Cells outside the buffered points and polygons receive a value of zero. The

natural heritage and priority habitat map is shown in Figure 4.

18

Figure 4. Map of forest dependent threatened and endangered wildlife species.

19

Wetlands

Wetlands are the transitional lands between terrestrial and aquatic

systems, where the water table is usually at or near the surface or the land

covered by shallow water. Wetlands generate numerous benefits of value to

human and natural communities. For example, they intercept surface water

runoff. Sediment and chemicals suspended in the runoff water become trapped

in the wetlands, thus improving downstream water quality. Wetlands support

large commercial fish and shellfish industries in the Gulf of Mexico and

elsewhere, the cranberry industry in the Northeast, and commercial timber

production throughout the U.S. Bottomland hardwood forests account for nearly

50% of Indiana’s wetlands and have among the highest soil and timber

productivity rates in the state and region. Lately, the flood control benefits

associated with wetlands have become apparent throughout the Southeast in the

aftermath of several seasons of high levels of hurricane activity. With respect to

nature, thousands of aquatic and terrestrial plant and animal species use

wetlands as habitat or breeding grounds. Almost one-third of the nation’s

threatened and endangered species live in wetlands. Another one-half of the

nation’s threatened and endangered species rely on wetlands at some point in

their life cycles.

The wetlands map for Indiana consists of wetlands from the Fish and

Wildlife Services National Wetland Inventory (http://wetlands.fws.gov/). The data

is also available for download at

20

http://igs.indiana.edu/arcims/statewide/dload_page/hydrology.html at a

scale of 1:24,000.

After downloading the relevant data for Indiana, we identified NWI classes

FO (forested) and SS (scrub/shrub) and their associated polygons for inclusion in

the SAP model. Other wetland polygons were removed from the map layer.

Following standard procedures, we converted the file to a 30x30 raster grid.

Wetland cells receive a value of one; all other cells receive a value of zero. The

wetlands map is shown in Figure 5.

21

Figure 5. Map of woody wetlands.

22

Riparian Zones

Similar to wetlands, land adjacent to rivers and streams generate many

benefits that contribute to the well being of human and natural communities.

Riparian buffers filter runoff water, reducing the flow of sediment and chemicals

to our waterways. Riparian buffers provide habitat and breeding grounds for

thousands of plant and animal species. Aquatic species also benefit from

riparian buffers, especially forest buffers that shade streams and stabilize stream

banks.

The riparian zone map consists of perennial streams and rivers buffered

by 100 meters on both sides. We obtained the original vector data of streams

and rivers at scale of 1:100,000 from the National Hydrography dataset created

by the U.S. geological survey and the Environmental Protection Agency

(www.nhd.usgs.gov). We converted the vector file to a 30x30 meter raster. Cells

within the stream and river buffers receive a value of 1. Forest cover may or may

not exist within the stream and river buffers. Assigning a value of one to these

cells, however, targets them as areas preferred for better management of

existing forests or the planting and managing of forests within the stream and

river buffers. Cells outside the buffered streams and rivers receive a value of 0.

The riparian zone map is shown in Figure 6.

23

Figure 6. Map of riparian zones.

24

Public Drinking Water Supply Sources

A major benefit attributed to forestlands is water quality protection of

surface water and aquifers. Trees and high infiltration forest soils intercept rain

and slow the flow of runoff, thus reducing soil erosion and the movement of

pollutants into streams or aquifers. The water quality benefits of forestlands

increase significantly in those watersheds and aquifers tapped by communities

for public drinking water and commercial water uses.

The public drinking water supply sources map consists of public water

supply watersheds, public water supply wells, and community wells. We obtained

watershed boundaries at a scale of 1:24,000 from the Indiana GIS Atlas

(http://igs.indiana.edu/arcims/statewide/dload_page/hydrology.html). We used

information provided by the Indiana Department of Environmental Management

to identify public water supply watersheds, public wells, and community wells. A

buffer of one-mile radius surrounds every public and community well. This

composite map of public water supply watersheds and wells was then converted

to a 30x30 meter raster file. Forested and non-forested cells within public water

supply watersheds and buffered areas around wells receive a score of 1. In

these areas, it is desirable to improve the management of existing forestlands or

to promote the addition of well-managed forestlands for increasing the flow of

water quality benefits to humans. Cells outside the delineated watersheds and

well buffers receive a score of 0. The public water supply sources map is shown

in Figure 7.

25

Figure 7. Map of wells and public drinking water supply watersheds.

26

Impaired Watersheds

As stated above, forestlands contribute significantly to the reduction of

sediment and other pollutants in Indiana’s waterways, lakes, and aquifers. Better

management of existing forestlands and the addition of new managed

forestlands have the potential to improve water quality in Indiana’s designated

impaired watersheds.

In accordance with Section 303(d) of the Clean Water Act, states must

identify waters that are not expected to meet applicable water quality standards

with federal technology based standards. We obtained the list of impaired waters

from IDEM’s internet site (http://www.in.gov/idem/water/planbr/wqs/303d.html).

Using this information and 14-digit watershed boundaries at a scale of 1:24,000

from the Indiana GIS Atlas (http://129.79.145.5/arcims/statewide/viewer.htm), we

identified impaired watersheds. This map layer was converted to a 30x30 meter

raster grid to maintain the same unit of analysis across all attribute layers. Cells

within impaired watersheds receive a value of 1. Cells outside of impaired

watersheds receive a value of 0. Figure 7 shows the impaired watersheds in

Indiana.

27

Figure 8. Map of impaired watersheds.

28

Proximity to Public Lands

Using a GIS layer constructed by the Indiana Department of Natural Resources,

public lands consist of federal and state forests, recreation areas, military lands,

and other public lands. By themselves, public lands contribute to the well being

of human and natural communities. Just as important are the lands adjacent to

public lands. Forestlands adjacent to non-forested and forested public lands, for

example, enhance ecosystem stability and increase benefit flows, making them

high-priority areas for improved forest management or conversion to forestlands.

The public lands proximity map accounts for the lands that border public

lands by adding a quarter-mile buffer around them. Similar to the other maps, we

converted the buffered public lands to a 30x30 meter raster grid. Cells within the

quarter-mile buffer receive a score of 1 to reflect their importance regarding

“stewardship potential.” Cells outside the quarter mile buffers, which include the

public lands, receive a 0 score. The proximity to public lands map is shown in

Figure 9.

29

Figure 9. Map of public lands buffer.

30

Topographic Slope

Topographic slope is a proxy variable for the benefits derived from the

production and use of timber in the economy. Forests dominated the Indiana

landscape 200 years ago, covering 85 percent of the land. Today, forests cover

only about 20 percent of the land. Much of the highly productive, relatively flat

land that grew trees a century ago now produces corn, soybeans, and other

agricultural commodities. Residential and commercial development also account

for yearly losses of forestlands throughout the state.

The most likely use of Indiana’s productive, relative flat, flood resistant

soils will be agriculture. As slope increases and agricultural soil productivity

decreases, the competitive edge moves increasingly toward tree production.

Excluding urban demands for land, tree production is a competitive alternative to

agricultural production on 6 to 30 percent sloping lands. On steep slopes,

greater than 30 percent, trees provide a number of immeasurable societal

benefits – soil protection, a constant water supply, and clean water – that can

outweigh or significantly complement the private returns to timber production.

To pinpoint the lands most favorable to economically viable timber

production, we downloaded the state’s 30 meter Digital Elevation Model from the

U.S. Geological Survey (http://ask.usgs.gov/digidata). We estimated slope for

each 30x30 meter cell. Cells with slopes between 6 and 30 percent received a

value of 1. Cells with slopes less than 6 percent and cells above 30 percent

received a score of 0. The slope map is shown in Figure 10.

31

Figure 10. Map of (6-30%) slope category.

32

Development

Population growth and wealth drive urban growth and sprawl. In rapidly

urbanizing areas, the price of land increases to the point where its highest and

best use is for industry, malls, subdivisions, and urban open space rather than

isolated patches of production agriculture and timber. In terms of identifying

“high benefit” or “stewardship potential” lands, it makes sense to target lands

outside of rapidly urbanizing areas.

To identify “stewardship potential” lands, we adopted an approach

developed by the North Central Research Station, Forest Inventory and Analysis

Program. In this group’s approach, they use housing density as a proxy for

identifying areas of economically viable timber production. Their analysis

includes a national map of housing density for 2000 and estimated housing

density for 2030, thus giving us a glimpse where urbanization will compete for

agricultural and forested lands. Results of their analysis are published in the

Forests on the Edge publication produced by the USDA Forest Service (PNW-

GTR-636). The publication is available at www.fs.fed.us/projects/fote.

We obtained the original data from the projects investigators and modified

it to fit the SAP model. As shown in Table 1, we collapsed their 10 classes of

housing density to three categories of housing density. After this reclassification

step, we divided the 100x100 meter raster grid to the SAP model’s 30x30 raster

grid. For 2000 and 2030, housing density is one of three possible values: 0 to

16 housing units per square mile, 17 to 64 housing units per square mile, and

more than 64 housing units per square mile. Commercial tree production is most

33

viable in cells with a housing density of 0 to 16 housing units per square mile.

These areas are the least threatened and therefore of lower immediate priority

than lands transitioning to the moderate housing density. Nonetheless, these low

density areas should be considered appropriate and priority targets for

stewardship. Commercial tree production and harvesting is problematic when

housing density is 16 to 64 unit per square mile. Housing densities above 64

units per square mile is highly urbanized. Remaining patches of trees are too

small and the logistics of harvesting make commercial timber activities generally

unfeasible.

Table 1. Coding used for housing unit change from 2000 to 2030.

U.S. Forest Service Indiana

no data = protected from development, 0 = private forests with no housing unit, 1 = 80 acres per unit, 2 = 50-80 acres per unit, 3=40-50 acres per unit, 4 = 30-40 acres per unit, 5 = 20-30 acres per unit, 6 = 10-20 acres per unit, 7=1.7 to 10 acres per unit, 8 = 0.6-1.7 acres per unit, 9 = less than 0.6 acres per unit. These nine classes were converted into three categories: 0-3 classes into category 1, 4 - 6 into category 2 and 7- 9 into category 3

1=0 to 16 housing units per square mile 2=17 to 64 housing units per square mile 3=more than 64 housing units per square mile.

Given these 3 categories, we compared changes in a cell’s classification

between 2000 and 2030. Cells with a projected change from category 1 (0 to 16

housing units per square mile) to category 2 (17 to 64 housing units per square

34

mile) between 2000 and 2030 received a score of 1. All other cells received a

value of 0. We selected this coding criteria because we did not want to target

lands that are not threatened by development (category 1 to category 1), lands

where development pressure was too great for viable forest stewardship to be

feasible (category 1 to category 3), or lands that were already developed

(category 3). The map shown in Figure 11 denotes areas where economically

viable timber production is possible considering the development projections.

35

Figure 11. Map of housing unit change (0-16 to 16-64 units per

square mile), 2000-2030.

36

Forest Fires

Nature and humans cause forest fires. Indiana’s climate minimizes the

number of lightening-caused forest fires to a handful a year and those fires

seldom spread beyond the lightening-struck tree. Humans cause almost all the

forest fires in Indiana. Forest fires are a risk and stewardship can help reduce

that risk. Proper forest management (stewardship) can reduce fuel loads and

modify the fuel structure of the forest to make it more resistant to extreme fire

events

Researchers at the University of Wisconsin developed a fire risk map for

the Northeastern United States. In developing a fire risk map, the Wisconsin

researchers used population density, volunteer fire department boundaries, and

weather data to map fire risk and categorize the risk into low, moderate,

moderately high, and high. The data can be viewed and extracted from

www.silvis.forest.wisc.edu/projects/WUI_Main.asp. We adopted Wisconsin’s fire

risk attribute and incorporated it into the SAP model with one minor modification.

After making the map layer compatible with the SAP model – 30x30 meter raster

grid and UTM 16N NAD83 – we combined the moderately high and high fire risk

categories into one category and labeled it high fire risk. Cells within this new

category receive a score of 1 and contribute to increasing “stewardship

potential.” All other cells receive a score of 0. The map of fire risk is shown in

Figure 12. It should be noted that overall fire risk in Indiana is low and generally

considered a minimal threat given current forest conditions.

37

Figure 12. Map of fire risk.

38

Forest Health

Exotic species threaten the economic and ecosystem viability of

forestlands. The risk is too great to ignore, thus making eradication or

containment a key objective of state and federal forest agencies, conservation

groups, and communities.

Experts at the Indiana Department of Natural Resources aggregated pest

incidence information for the four major exotic species – emerald ash borer,

gypsy moth, looper and forest tent caterpillar - threatening Indiana’s valuable

forestlands. A half-mile radius buffer surrounds each confirmed sighting of

emerald ash borer colonizing a tree or an area such as a campground. The

affected sites can be viewed from the following website:

www.emeraldashborer.info.

The Indiana Department of Natural Resources relied on gypsy moth

incidence data from Gypsy Moth Slow the Spread, Inc. (www.gmsts.org/ or

www.gmsts.org/cgi-bin/gmsts_mapserver.pl). Phil Marshall, IDNR Forest Health

Specialist used 2004 moth lines (isolines of number of moths captured per trap)

and 2005 kriged surfaces (an estimated surface derived from a scattered set of

points to delineate existing known outbreaks and areas likely to become infested

during the next five years. Specifically, Marshall added a 35-mile wide buffer to

the 2004 1-moth line located in the northeastern part of Indiana to capture the

movement of gypsy moth over five years. For the southern part of Indiana,

Marshall used the 2005 kriged surface to select all areas with a value of 1 or

more moths and adding a 20 mile buffer.

39

The Looper and forest tent caterpillar incidence data came from aerial

surveys conducted in June 2003 and May 2004 by Marshall and.Steve Kreick

(IDNR).

IDNR staff combined the emerald ash borer, gypsy moth, looper, and

forest tent caterpillar data into one file and modified it to match the other SAP

layers. Like the Risk of Development layer, forest areas least threatened by this

vector are more stable and therefore quite suitable to forest stewardship, but

posses a lower immediacy need. Cells within the delineated pest incidence

areas received a value of 1. All cells outside the infested areas received a score

of 0. The final area is shown in Figure 12.

40

Figure 13. Map of insect risk (gypsy moth, forest tent caterpillar,

looper).

41

Stewardship Potential

Forest stewardship potential can be identified in various ways based on a

given number factors found to have a relationship with stewardship potential of

land—12 factors have been identified as part of the SAP project. The simplest

method of determining stewardship would be a basic overlay analysis. Using this

method, all the spatial data layers were combined to produce a map of areas of

stewardship potential. To account for varying degrees of importance associated

with each of the different data layers, a weighting system was employed based

on input from IDNR District Foresters and the Forest Stewardship Coordinating

Committee (a diverse group of forestry stakeholders and professionals) (Table

2). The weighting system for the 12 spatial analysis project data layers is

presented in table 2. The weighting was derived from the number of votes given

to the data layer by the two different groups of decision makers. Voting was

based on the individual’s perceived importance attributed to each data layer. As

an example- as has been noted ‘fire risk’ in Indiana is generally considered low.

This bore out to be the lowest ranked factor by both focus groups. The number of

weighting points associated with each influencing factor ranged from 1 to 100.

The number of votes allocated to each factor were summed and then divided by

the total number of votes for the factor. This number was used to multiply the

grid cells of the respective layers. Each grid cell was given a value based on the

weighting of each data layer.

42

Table 2. Weighting of t he 12 data layers.

Data Layer

Number of

Votes Weighting

(%) Weighting

Applied Fire Risk 6 0.78 0.007 Impaired Watersheds 44 5.74 0.057 Slope 48 6.27 0.062 Natural Heritage Data 50 6.53 0.065 Wetlands 52 6.79 0.067 Public Water Supply 55 7.18 0.071 Proximity to Public Lands 56 7.31 0.073 Forest Health (pests) 67 8.75 0.087 Risk of Development 69 9.01 0.090 Forest Patches 96 12.53 0.125 Riparian Corridors 98 12.79 0.128 Private Forests 125 16.32 0.163 Total 766 100.00 1.00

Spatial Analysis

Each of the weighted grid layers was overlaid through raster addition. The

overlay procedure of each layer is presented in the Figure 1. All twelve layers

and the mask layer have same cell size dimension and coordination system,

including the same origin for x and y coordinates. The raster method also

generates a continuous map surface based the attribute values. The final

product of raster overlay is a single map layer in which grid cell value range from

0 to 1.

The Analysis Mask layer was used to exclude areas that don’t meet

eligibility criteria for inclusion in the Forest Stewardship program (urban areas

and public lands). The raster addition between the mask and stewardship grids

layer was done to create the stewardship eligible areas. In addition, the raster

addition utilized county boundaries to calculate the areas at the state level. This

43

alleviated the State acre discrepancy due to the fact that part of Lake Michigan is

included with overall Indiana acreage figures. .

To make interpretation of results easier and to allow for computation of

area statistics, the established continuous cell values were categorized into three

classes: low, medium, and high stewardship potential. The natural break

classification was used to differentiate these classes since natural break

classification is well suited to uneven distributions of attributes. This method uses

naturally occurring clusters of data not spatial relationships. The values of the

three stewardship potential classes are presented below.

•... Low ... ......... 0 – 0.093

• Medium ....... 0.0934 – 0.308

•... High... ......... 0.309 – 1.00

Table 3. Area of each stewardship potential class. Stewardship Potential Class Area in Acres Percent of

Total

Low 9,807,420

42.1

Medium 8,028,022

34.4

High 3,394,673

14.6

Other(Urban, water bodies and Public lands)

2,064,747 8.9

Total 23,294,862

100.0

44

Summary

To summarize, there are nine data layers representing resource potential

and three data layers representing resource threats. We overlaid the 12 data

layers and used an “analysis mask” layer to exclude urban areas and public

lands from the spatial analysis (indicated in orange on Figure 14). Once the

mask removed urban areas, a weighting system was applied to the 12 data

layers. We derived the weighting system with input from IDNR District Foresters

and the Forest Stewardship Coordinating Committee. Using natural breaks,

stewardship potential was classified according to high, medium, and low potential

(Figure 14).

The resource potential factors include:

1. Riparian Zones 2. Priority Watersheds 3. Forest Patch Size 4. Natural Heritage Data 5. Public Drinking Water Supply Sources 6. Private Forest Lands 7. Proximity to Public Lands 8. Wetlands 9. Topographic Slope

The resource threat factors include:

1. Forest Health 2. Development Level 3. Wildfire Assessment

Further analysis to included layers on 1) soil productivity, 2) proximity to lands

enrolled in Classified Forest program, and 3) market accessibility are

encouraged. These additional objectives have direct correlation to the daily

realities forest managers face on the ground.

45

Figure 14. Map of low, medium, and high areas of stewardship

potential in Indiana.

46

Acknowledgements

We would like to recognize the considerable financial and technical

support and project guidance provided by Barbara Tormoehlen, USDA Forest

Service. We would also like to thank the IDNR Division of Forestry District

Foresters for their continued involvement and cooperation.

1 BratKovich, Stephen, Gallion, Joey, Leatherberry, Earl, Reading, William, Hoover, William, and Durham, Glenn. Forests of Indiana: Their Economic Importance. 2004. NA-TP-02-04. U.S. Department of Agriculture, Forest Service, Northeastern Area State and Private Forestry; 18 p. 2 Indiana Department of Agriculture. Possibilities Unbound: The Plan for 2025, Indiana Agriculture’s Strategic Plan. 2005. Indianapolis, Indiana; 43 p. 3 U.S. Forest Service. Forest Stewardship Spatial Analysis Project. 2005. http://www.fs.fed.us/na/sap/ . Accessed August 9, 2005. 4 Khanna, Madhu, Yang, Wanhong, Farnsworth, Richard, and Onal, Hayri. Cost-Effective Targeting of Land Retirement to Improve Water Quality with Endogenous Sediment Deposition Coefficients. 2003. American Journal of Agricultural Economics 85(3): 438-553.


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