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The CGS Ph.D. Completion Project: A Study of Doctoral Completion at Selected Universities in the US and Canada 2010 NC State Graduate School Symposium November 9, 2010 Robert Sowell Council of Graduate Schools
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Page 1: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

The CGS Ph.D. Completion Project: A Study of Doctoral Completion at Selected Universities in the US and

Canada

2010 NC State Graduate School SymposiumNovember 9, 2010

Robert SowellCouncil of Graduate Schools

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The Council of Graduate Schools (CGS)

Mission – to improve and advance graduate education Association of 500+ colleges and

universities in U.S. and Canada; 14 international Activities - Convene; advocate; research;

develop and disseminate best practices

Page 3: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Ph.D. Completion and AttritionPrevious Studies

Suggest that ~ 50% of students that start Ph.D. programs actually complete them

Range from 33% in the humanities and social sciences to 76% for students in the biomedical sciences who have support from NIH

Minorities and women complete at lower rates then majority students and males, particularly in science and engineering

Completion rates in medical and law schools are reported to be in the 90-95% range

Page 4: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

CGS Ph.D. Completion Project Guiding Principles:• Students admitted to Ph.D. programs should

be given every opportunity to complete their degrees.• Understanding and improving completion and

attrition rates is key to increasing the effectiveness of doctoral programs.• Graduate deans are in the best position to lead

conversations about the best practices that will improve student completion rates.

Page 5: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

CGS PhD Completion Project

The goal of the project is to improve completion in and reduce attrition from Ph.D. programs by:• Determining what completion/attrition rates

are and how they vary by field and demographics• Piloting interventions to improve completion• Empowering graduate schools to encourage

PhD completion, with emphasis on URM

Page 6: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

CGS Ph.D. Completion Project

Funding• Background work (2002-03) funded by the

Sloan Foundation and NSF• Current Project funded by Pfizer Inc and the

Ford Foundation Phase I (2004-2007) Phase II (2007-2010)

Institutional Participation• 29 Research Partner institutions received

grants, others provided data, etc.

Page 7: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

CGS Ph.D. Completion ProjectInstitutional Partners

Engaged in activities to increase Ph.D. completion in at least eight programs Provided completion and attrition data -

12 years starting in 1992-93 (Phase I) and an additional 4 years for Phase II partners Conduct student exit surveys Implemented at least six new interventions

in an effort to increase completion, with emphasis on URMs

Page 8: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Categories of Potential Interventions

Selection/Matching Mentoring and Advising Financial Support and Structure Program Environments Research Experiences Curricular and Administrative Processes

and Procedures

Page 9: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

CGS Ph.D. Completion ProjectQuantitative Data Submitted by Institutions

12 Years (1992-93 through 2003-04)

Program completion and attrition• 30 Institutions• 5 Broad Fields• 54 Disciplines• 330 Programs• ~49,000 Students

Broad field demographiccompletion• Gender (G)• Citizenship/Ethnicity (CE)• 24 Institutions (G)• 23 Institutions (CE)• ~40,000 Students

Page 10: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Profile of Data (A-Cohorts) for Ten-Year Completion Analysis

Approximate distribution across fieldsProgram Data 12,135

Gender Data 9,683

Citizenship& Ethnicity Data 9,359

Page 11: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Overall Ten-Year Completion Rates

5

11

23

36

46

5155

570

2040

60C

umul

ativ

e C

ompl

etio

n R

ate

(%)

3 4 5 6 7 8 9 10Source: Council of Graduate SchoolsCompletion and Attrition Program Data

Page 12: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Ten-Year Cumulative Completion Rates by Broad Field0

1020

3040

5060

70C

ompl

etio

n R

ate

(%)

3 4 5 6 7 8 9 10Year

Engineering Life SciencesMathematics & Physical Sciences Social SciencesHumanities

57

5448

41

29

6463565549

Page 13: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Ten-Year Completion Rates for Selected Disciplines

Engineering (64%) Life Science (63%)Civil 78% Genetics 69%

Mechanical 66% Micro/Immunology 69%

Chemical 63% Neuroscience 65%

Biomedical 63% Mole/Cell Biology 64%

Electrical 56% Biology 59%

Mathematics and Physical Sciences (55%)

Chemistry 62%

Physics 59%

Mathematics 51%

Computer Science 41%

Page 14: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Ten-Year Completion Rates for Selected Disciplines (2)

Social Science (56%)

Psychology 65%

Economics 52%

Anthropology 46%

Sociology 45%

Political Science 44%

Humanities (49%)

English Language and Literature 52%

Philosophy 49%

Foreign Languages and Literatures 48%

History 47%

Page 15: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Gender DataMale Female

Engineering 1,606 277

Life Science 602 489

Math/Phys. Science

2,251 792

Social Science

914 1,101

Humanities 869 782

Total 6,242 3,441

85%

55%74%

15%

45%26%

55% 47%

53%45%

0%

20%

40%

60%

80%

100%

EngineeringLife ScienceM

ath/Phys. Sci.Social ScienceH

umanites

Male Female

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Ten-Year Completion Rates: Broad Field and Gender

56 56

52

57

52

55

6564

59

53

47

58

40

45

50

55

60

65

70

Engineering LifeSciences

Math & Phy.Sci.

SocialSciences

Humanities All

Com

plet

ion

Rate

(%)

Female Male

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Citizenship DataDomestic Intl.

Engineering 970 888

Life Science 811 212

Math/Phys. Science

2,100 941

Social Science

1,655 278

Humanities 1,390 114

Total 6,926 2,433

69%

48%21% 31%

14% 8%

79%52%

86% 92%

0%

20%

40%

60%

80%

100%

EngineeringLife ScienceM

ath/Phys. Sci.Social ScienceH

umanites

Domestic International

Page 18: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Ten-Year Completion Rates: Broad Field and Citizenship

58 58

51

56

50

54

70

6668

63

52

67

40

45

50

55

60

65

70

75

Engineering LifeSciences

Math &Phys. Sci.

SocialSciences

Humanities All

Com

pletio

n Ra

te (%

)Domestic International

Page 19: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Race/Ethnicity Data

0%

20%

40%

60%

80%

100%

Hispanic American 20 24 38 85 41 208White 700 671 1,629 1,272 1,156 5,428Asian American 171 62 207 95 52 587African American 38 25 85 157 98 403

Engineering Life ScienceMath &

Physical Science

Social Science Humanities Total

Page 20: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Ten-Year Completion Rates By Ethnicity

African Americans – 47% Asian Americans – 50% Hispanic Americans – 51% White – 55%

Page 21: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Ten-Year Completion Rates: Broad Field and Ethnicity

47

60

37

47

5253

47

53

4446

55 54 5355

37

60 60

52

57

51

30

35

40

45

50

55

60

65

Engineering LifeSciences

Math &Phys. Sci.

SocialSciences

Humanities

Com

plet

ion

Rat

e (%

)

African American Asian American Hispanic American White

Page 22: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

80

65

57

40

36

29

0 20 40 60 80 100

Financial support

Mentoring/advising

Family (non-financialsupport)

Socialenvironment/peer

group support

Program quality

Professional/careerguidance

Percentage of respondents

Factors Contributing to Degree Completion: Per Successful Students

Page 23: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Categories of Interventions Selection/Matching Mentoring and Advising Financial Support and Structure Program Environments Research Experiences Curricular and Administrative Processes

and Procedures

Page 24: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Preliminary Conclusions: Strategies That Work

Selection and Admission• Offer pre-admission and pre-enrollment visits to

campus• Expand/improve efforts to recruit

underrepresented students

Mentoring & Advising• Make expectations and requirements transparent• Establish administrative structures for the early

identification of, and interventions aimed at retaining, “at-risk” students

Page 25: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Preliminary Conclusions: Strategies That Work

Financial Support & Structure• Increase stipends for summer research• Provide health insurance

Curricula Process• Provide dissertation writing assistance• Implementation of on-line graduate student

tracking systems to monitor student progress to the degree

Page 26: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Preliminary Conclusions: Strategies That Work

Research Experience• Offer summer pre-doctoral opportunities for

underrepresented students• Streamline course requirements to allow

students the opportunity to engage early in research

Program Environment• Create support groups that address needs of

underrepresented students• Implement a parental accommodation policy

Page 27: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

Preliminary Conclusions: Strategies That Work

Create a Culture of Evidence•Assemble and use data In meetings with faculty, college deans,

provost and presidentTo develop statistical profiles of the

graduate school and graduate programs for use in comparing programs within the institution and across institutions

Page 28: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

CGS Ph.D. Completion ProjectAdvice from Institutional Partners

Early engagement of faculty and university leadership

Start with the data Must have capable staff in graduate school and

other involved campus units Limit the interventions and focus on diversity Focus on interventions that are sustainable Provide appropriate training where necessary Remain positive

Page 29: A Study of Doctoral Completion at Selected Universities in ... · 11/9/2010  · Ph.D. Completion and Attrition. Previous Studies Suggest that ~ 50% of students that start Ph.D. programs

CGS Ph.D. Completion ProjectFuture Activities/Plans

Complete analyses of Phase II completion and attrition data (16 years)

Determine patterns of completion and attrition over time

Study impact of new interventions on completion and attrition

Publish findings Seek funding for a more in-depth study of

completion and attrition of minority students in STEM fields


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