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A Systems Model of the Effects of Training on Physical Performance

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Page 1: A Systems Model of the Effects of Training on Physical Performance

94 IEEE TRANSACTIONS ON SYSTEMS, MAN, AND CYBERNETICS, VOL. SMC-6, NO. 2, FEBRUARY 1976

REFERENCES pp. 647-654.[10] A. V. Phatak and D. L. Kleinman, "Current status of models

[1] A. Tustin, "An investigation of the operator's response to manual for the human operator as a controller and decision maker incontrol of a power driven gun" Metropolitan Vickers Electrical manned aerospace systems," in Proc. AGARD Conf. No. 114,Co., Sheffield, England, Memo 169, 1944. Oct. 1972.

[2] D. T. McRuer, D. Graham, E. Krendel, and W. Reisinger, [11] W. H. Levison, S. Baron, and D. L. Kleinman, "A model for the"Human pilot dynamics in compensatory systems-Theory, human controller remnant," IEEE Transactions on MMS 10:models and experiments with controlled element and forcing 101-107, 1969.function variations," AFFDL-TR-65-15, 1965. [12] F. C. Schweppe, Uncertain Dynamic Systems. Englewood Cliffs,

[3] D. T. McRuer and H. R. Jex, "A review of quasilinear pilot NJ: Prentice-Hall, 1973.models," IEEE Trans. Hum. Factors Electron., vol. HFE-8, [13] T. Kailath, "The innovation approach to detection and estimationpp. 231-249, 1967. theory," IEEE Transactions on IT 20: 146-181, 1974.

[4] D. L. Kleinman and S. Baron, "Manned vehicle systems analysis [14] E. G. Gai, "Psychophysical models for signal detection with timeby means of modern control theory," BBN Report No. 1967, varying uncertainty," Ph.D. dissertation, Dep. Aeronautics and1970. Astronautics, MIT, Cambridge, MA, Jan. 1975.

[5] A. V. Phatak and G. A. Bekey, "Decision processes in the adap- [15] P. G. Hoel, Introduction to Mathematical Statistics. New York:tive behavior of human controllers," IEEE Trans. MMS 5: Wiley, 1971.339-351, 1969. [16] A. Wald, Sequential Analysis. New York: Wiley, 1947.

[6] L. R. Young, "On adaptive manual control," Ergonomics, vol. [17] T. T. Chien, "An adaptive technique for a redundant sensor12, pp. 635-674, 1969. navigation system," C. S. Draper Rep., T-560, 1972.

[7] R. J. Niemala and E. S. Krendel, "Detection of a change in plant [18] T. G. Birdsall and R. A. Roberts, "Theory of signal detectability:dynamics in a man machine system," in Proc. 10th Ann. Conf. Deferred decision theory," J. Acoust. Soc. Amer., vol. 37, pp.Manual Control, Wright Patterson Air Force Base, 1974. 1064-1074, 1965.

[8] W. H. Levison, "A control theory model for human decision [19] E. G. Gai and R. E. Curry, "Failure detection by pilots duringmaking," in Proc. 7th Ann. Conf. Manual Control, 1971. automatic landing: Models and experiments," in Proc. Ilth

[9] W. B. Rouse, "A model of the human as a suboptimal smoother," Ann. Conf. Manual Control, NASA Ames Research Center,in Proc. IEEE Conf. Decision and Control, Phoenix, AZ, 1974, May 1975.

A Systems Model of the Effects of Training onPhysical Performance

THOMAS W. CALVERT, MEMBER, IEEE, ERIC W. BANISTER, MARGARET V. SAVAGE, AND TIM BACH

Abstract-A systems model is proposed to relate a profile of athletic performances in running events over different distances andperformance to a profile of training. The general model assumes that extend these concepts to training schedules and specifica-performance has four components: endurance, strength, skill, and psycho- t- . > . > . .. ' ' . ' ~~tions -2-, [3] the method has offered no conceptualizationlogical factors. Each of these factors is discussed and ascribed a transferfunction. A major problem is the quantification of both training and of the training process itself. A question which has particularperformance. The case of a swimmer is studied in detail. It is shown significance is: how does training modify performancethat if a time series of training impulses is used as input, his performance throughout the whole training period? The intimate detailsin 100 m criterion performances can be modeled rather well with a simple Of performance growth are usually never revealed since nolinear system. The major conclusion is that performance appears to be riperformance sare attempted incom-related to the difference between fitness and fatigue functions. The r

fitness function is related to training by a first-order system with time petitive or build-up periods. The training process is thusconstant 50 days, whereas the fatigue function is related to training by a obscured in the midst of the most arduous preparation.similar system with time constant 15 days. An appendix is provided to Intuition or experience on the part of an athlete or coachshow how these systems can be simulated on a simple electronic calculator. determines gradual modification of the degree of intensityThe relationship of these relatively short-term effects on the individual and/or duration of training necessary to produce an oprtimalperformer (six months) to longer term effects on the same individual isalso discussed. performance at a particular time in the future. If the

training-dependent profile of optimal performance may beINTRODUCTION modeled, however, and particularly if its nuances may be

IN SPITE of the many applications of systems models to directly physiologically, psychologically, or nutritionallyphysiology, few attempts have been made to model related, a greater understanding of preparation for optimal

quantitatively the effects of physical training on human performance will be achieved. The essence of the procedure,athletic performance [1]. Although an effort has been made therefore, is to be able, during an extended period, to modelin athletics to provide comparative ratings of optimal the athlete's responsiveness to training both during the

time when the latter is arduous and debilitating and alsoduring "tapering" when the athlete is easing training and

Manuscript received March 19, 1975; revised July 21, 1975. rebounding, hopefully to his best ever performances. If theThe authors are with the Department of Kinesiology, Simon Fraser prflisolwe thug svracye,temdlb-

University, Burnaby, B.C., Canada V5A 1S6.prfl1Sfloe thug svracye,temdlb-

Page 2: A Systems Model of the Effects of Training on Physical Performance

CALVERT et al.: EFFECTS OF TRAINING ON PHYSICAL PERFORMANCE 95

p(t) CARDIOVASCULAR Cl

/ a s ' s ~~~~~~ts+aj100 200 300

w(t) CTENT C2I I tw (t)

0 100 200 300 (days) twt

o 100 200 300 (days) Train ing sxa2 + Performance

Fig. 1. General relationship between physical training w(t) (system SKILL3 ( (t)input) and physical performance p(t) (system output). b3

l

es+a3rcomes predictive in the sense that greater and greater PSYCHOLGICAL C4precision is achieved in matching training-derived criterion Drive +

performances to actual performances, and the attainmentof optimal performance through proper tapering and avoid-

K

ance of over-training can be controlled. In this way also the Ksmodel can ensure that the best performance is achieved ata precise point in time when it is most desirable, i.e., during Fig. 2. Multicomponent model to explain effects of different forms

of training on performance. Parameters are specific to individualan important competition and not in a training session. performer, type of training, and type of performance.

In modeling living systems, two pure strategies areavailable. In the first, referred to as an analytic strategy, asystem is broken down into its constituent components, and The corresponding transfer function iseach is described by applying the laws of physics and chem- P(s) 1istry. An example is the well-known equations which govern G(s) = (2)the differences in ion concentrates across a cell membrane. W(s) s + 1I/T(The second, contrastingly referred to as the black-box and in terms of convolution:strategy, makes no assumptions about the constituents ofthe system and only considers input-output relationships. p(t) = w(t) * g(t)In this case the output which results from a known input = w(t) * e-t/t/ (3)is used to obtain a general transfer function for the system. where * indicates convolution, g(t) is the impulse responseGenerally, neither of these pure strategies is sufficient for wereandndicateseconvolution,ntt)30s50heaympulseyresponsnontrivial systems, and a mixed strategy is used. The e

respiratory system models of Grodins [4] and Milhorn [5] ments about the units of p(t) and w(t) are deliberatelyor the temperature control model of Stolwijk [6] are omitted. Although this elementary description can lead to aexamples of useful systems models which rely on both greater understanding of the system, it is far too simple.strategies. In the present approach to modeling the effects For example, if training is continued at a high level for aof training we must rely largely on input-output data (much long period of time (Fig. 1), then at about 150 days fromof it difficult to quantify) with the system initially regarded commencement of training performance may begin to fall.as a "black box." A long-term aim is to identify successively This is known as over-training. Furthermore, in manyall the components of the system and to describe their cases the dynamic response to step changes is not a simplefunction. In this way, improved models and relevant ac- exponential.companying experiments may lead to a better understanding COMPONENTS OF HUMAN PERFORMANCEof the various component mechanisms involved in exercise[7], [8]. Fig. 2 shows one proposed systems model which containsAn athletic coach or exercise physiologist, if asked to elements representing what are originally conceived as

describe the effects of training on performance, will probably strong determinants of performance. These elements areagree that they are generally as described in Fig. 1, where a 1) endurance, 2) strength, 3) skill, and 4) psychologicalsudden moderate increase in training w(t) causes per- factors. Different tasks involve each of these componentsformance p(') to rise to a limit with a time constant (T) of to a greater or lesser extent. For example, the performance30-50 days. A further increase in training causes a further of a marathon runner is dominated by endurance, the

r i ht javelin thrower by skill, and the weight lifter by strength.rise; in each case this rise would be proportional to the jav

difference between the potential maximal performance However, all human performance has a psychologicalinherently determined and the presently attained per- component, particularly if it must be maintained for longformancep(t) level. After the cessation of continuous train- periods in arduous conditions or repeated frequently as ining, performance will decay exponentially back to a lower training.level. Thus it appears that the system can be described Endurancegrossly by a simple first-order differential equation:

This component involves the respiratory, cardiovascular,+ - p(t) = w(t). (1) and cell metabolism systems in the body. If the muscle cells

dt Tare to perform sustained work they must use aerobic

Page 3: A Systems Model of the Effects of Training on Physical Performance

96 IEEE TRANSACTIONS ON SYSTEMS, MAN, AND CYBERNETICS, FEBRUARY 1976

processes, i.e., oxygen must be used to utilize the energy force which can be exerted by the muscle will then alsostored in glycogen. If sufficient substrate is available, a increase in a manner similar to that described in Fig. 1 andcondition determined by the current nutritional state of the (1)13). The time constant in this case seems to be 20-40athlete, then the level of performance will be limited by the days. With disuse, strength will decay. The force developedrate at which oxygen can be supplied to the cells. One aim by a muscle in a particular movement can also be increasedof endurance training is to increase this oxygen supply. The somewhat by adaptation of the neural organization whichoxygen supply may be limited by the lungs, the cardiac recruits the muscle fibers. This might be thought of as aoutput, the number of red blood cells, and by the peripheral form of motor learning. In contrast to functional hyper-circulation of the blood to the muscles [9]. While all of these trophy, this effect may have a time constant of perhapsfactors may be modified by exercise training, it has been seven days and requires only that the movement be repeatedsuggested that in the healthy adult, performance will a number of times each day.normally be limited by the peripheral circulatory system It might appear that the input and output of the strengthwhich delivers blood to the muscle [10]-[13]. component ofperformance are easy to measure and quantify.Endurance training can be conducted under carefully Certainly, training can be quantified as the number of times

controlled conditions. The subject's training and per- a muscle group contracts to a given force, and performanceformance can be measured accurately on a bicycle ergometer can be quantified as the maximum force which can be(for example) and other components (strength, skill, developed. Unfortunately, almost all human activity in-psychological) can have minimal effect on the results. When volves strength training to some extent, and endurancework cannot be measured directly (as in walking, running, training of swimmers (for example) will certainly developswimming, etc.) indirect measures must be used. Heart their muscles. Thus for many types of activity it is almostrate (in beats per minute) is often used as an indicator of impossible to isolate quantitatively the strength training-performance-the PWC170 test, for example, is based on fortunately, for many activities, strength will not limitthis (Astrand [14]). Certainly, if the stroke-volume of the performance.heart is maximal, the heart rate will be a measure of cardiacoutput and hence of the oxygen delivered to the tissue. SkillHeart rate is probably a useful indicator for the average This component is very important in some activities (e.g.,individual but less reliable for the highly trained athlete javelin throwing, high jump) and relatively unimportant in(e.g., a marathon runner). A much more reliable indicator others (e.g., exercise therapy, long-distance running). Theof work is oxygen uptake, but this is difficult to measure acquisition of skills is a form of motor learning and hasdirectly and continuously during training in the field. been studied extensively [20]. Learning curves for someAdditionally, the variable nature of the speed and rest activities are similar to Fig. 1, but others show a jumppauses encountered in training makes the measurement of phenomenon. The jump in performance occurs when theoxygen uptake even more difficult. performer suddenly masters some action. Fortunately, theseMany experiments indicate that endurance training has sudden jumps in performance are easily identified since

an effect on performance similar to that illustrated in Fig. 1 almost all other changes occur relatively slowly.and quantified in (I)-(3). The time constant seems to beabout 30-50 days. The results are complicated by the fact Psychological Factorsthat heavy endurance training causes fatigue, and thus All human performance of the type considered in thisperformance will be lower in the first few days after a paper is voluntary and is carried out because of sometraining session. This is discussed more fully below. Banister "drive." Many of the activities may cause discomfort or[15] has shown that in the untrained individual, a con- pain, and if the subject is not strongly motivated, it is un-tinuous training session is more effective than one in which likely that he will perform maximally. In particular, thethe work levels are alternately high and low, even if the drive to perform may depend on the performance, and thusaverage work is the same as in the continuous session. feedback exists from output to input. One possible explana-Probably a training session should last at least 20 minutes tion for "overtraining" (see Fig. 1) is that after a prolongedif it is to be effective. Several investigators have remarked period of training, interest is lost and drive drops. Thison the relative contributions of intensity, duration, and results in a fall in performance which itself causes a furtherfrequency of training for optimal effects [16]-[18]. decrease in drive so that performance falls even more and

so on. This is a difficult component to quantify sinceStrength psychological measurements are unreliable, and there areA subject on a bicycle ergometer with weak leg muscles wide differences between individuals [19].

might have his performance limited by strength rather thanaerobic capacity. Clearly for a weightlifter, strength is more A MULTICOMPONENT MODELimportant than endurance. Strength can be increased by A speculative first attempt to combine the componentsfunctional hypertrophy of the muscles and by improving of performance into one model is shown in Fig. 2. The con-the neural organization for recruiting muscle fibers. Func- stants will vary greatly for different activities, but thetional hypertrophy is the result of repeated use of the structure can explain most of what we know about trainingmuscles atmaximal or close to maximal levels.Themaximum and performance. The training input w(t) will have an

Page 4: A Systems Model of the Effects of Training on Physical Performance

CALVERT et al.: EFFECTS OF TRAINING ON PHYSICAL PERFORMANCE 97

effect on the endurance, strength, and skill components In the simplest, most imperfect case, the quantity of trainingdetermined by their individual transfer functions. itself may be taken as the input and the time of a criterion

Before any model can be meaningful, however, it is performance the sole output. As better quantification ofnecessary to define input and output in quantitative terms. other components of the model is made, they may beIn the case of athletic activity, the training input becomes incorporated until a sophisticated model is achieved. Theremarkably complex and is really multidimensional. It simplest input-output relationship between the quantity ofincludes the general components shown in Fig. 2: endurance, training and time of a criterion performance producesstrength, and skill training, and psychological drive. Also, surprising insight into and allows conceptualization of thethe parameters of the model of the performer are not really training process. It is the model of this process which is ofconstant and dependent on such pseudo-inputs as inherent prime interest in this paper.ability and current nutritional state. The model postulatesa feedback to the psychological component dependent on A MODEL OF A SWIMMERthe rate of change of performance. Additional feedback Although the method is being used to model a variety ofloops directly from skill and strength to the psychological athletic performances including running, cycling, and swim-box may be postulated. In addition, there are possible feed- ming, the most comprehensive data in training and criterion,forward loops from the psychological component to skill, performances throughout a training regimen have beenstrength, and cardiovascular components, attributes which collected on a swimmer, and these data are used to illustratemay be given such terms as "concentration," "motivation," the model below. Only training and performance levels areand "biofeedback information," respectively. All of these used to follow the training process in this initial modelingloops might alter the transfer functions of skill, strength, procedure. Although it is considered that the psychologicaland cardiovascular function before they aggregate in per- component undoubtedly plays a role, no attempt was madeformance. Thus the model of Fig. 2 is a mere skeleton of to account for it here, and only minimal skill or strengthwhat a complete model may eventually be. components are involved at this swimmer's high stage of

Given the general character of only the four components development.ofhuman performance described in detail above and shownin Fig. 2, it seems that the most informed guess we can Quantification of Trainingmake about transfer functions representing the four Training programs for competition swimmers are com-variables and their aggregation is that they are of the form: plicated and difficult to quantify. The subject in this study

a underwent a regular carefully-supervised program ofG(s)= -b (4) flexibility exercises, weight exercise (to develop strength),

and swimming. The swimming comprised a warm-upwhere I/b is the time constant and a/b is the "gain." The (typically 500 m), low-quality activity (long distances swumway in which the components should be combined, how- relatively slowly, e.g., 3000-5000 m in each session) andever, is by no means clear. Some components may have high-quality activity (short distances swum quickly withadditive effects while others will be multiplicative. This is long rests between repeats, e.g., 100 m at intervals of threehandled without loss of generality by adding a constant or four minutes). Without very careful physiologicalto each component and mixing them in a multiplier; i.e., measurements which would be unrealistic to repeat routinelyfor two components x1 and x2, the mixing gives at every training session, it is difficult to compare the effects

(XI + ClI(X2+ C2) = X1X2 + XIC2 + X2C1 + CIC2~ of swimming different distances with different strokes at(x1 + '1JVx2 + 'c2J = 1x2 + "1'2 + '2c1+ '1C2' different speeds. Thus an arbitrary categorization has been

so that there is both multiplicative and additive interaction. adopted taking into consideration the "feel" of the swimmerMost simply, the psychological component depends not on himself for the training; this appears reasonable but istraining but on both input "drive" and a positive feedback certainly open to improvement.dependent on the rate of change of performance with the Different levels of swimming are assigned arbitrarypossibility already mentioned, but not modeled here, of intensity factors which are used to calculate arbitraryfeed-forward loops from the psychological component to training units (ATU).skill, strength, and cardiovascular components, respectively.Although this general model has obvious deficiencies and 1 W I

many variations could be proposed, it accounts for the 2) Low quality: Intensity = 2, each 100 m swum 2major determinants of performance. In any event, there is ATU

' . 34~1 Hiorh minlitv. Tintienitv '-nneah 100 m swuim _'3as yet no multicomponent activity which has been studied 3)HihTUalt:Itniy=3 ah10msuin sufficient detail to test the details or the framework. AUEach component transfer function should probably be Weight training is nominally designed to improve thenonlinear and should definitely contain a saturation type strength of the swimmer's muscles and as such should havelimiter, since there are physiological limits to how much contributed to a separate component of performance astraining can be tolerated (which themselves change as suggested in Fig. 2. However, the swimmer, himself atraining progresses). In spite of this, the framework shouldr trained exercise physiologist, reported that a large numberbe useful in the design of crucial experiments in the future. of pulls (about 500 in each session) against fairly light loads

Page 5: A Systems Model of the Effects of Training on Physical Performance

98 IEEE TRANSACTIONS ON SYSTEMS, MAN, AND CYBERNETICS, FEBRUARY 1976

300 55

z

z z200 2

z

100< C

z wz

0 6 12 18 0 6 12 18TIME (IN WEEKS) TIME (IN WEEKS)

Fig. 3. Aggregate training activity of swimmer in 1970-1971 season.Fig. 4. Performance ofswimmer on 100-rn time trials in 1970-1971

Training is measured in arbitrary training units (see text).seon

FATIGUEFITNESS~~~~~~~~~z ites

0.0 TIME(INPULEWEEKS)E

Fig. 5. Impulse responses used for fitness and fatigue functions. Units are arbitrary and depend on arbitrary training units.

probably had minimal effect on his strength but was roughly formance immediately after each training session. This isequivalent to exercise in high-quality swimming. Conse- considered to be nonphysiological since the systems involvedquently, a weight session of 500 pulls has been equated to a require many hours to adapt in response to training. Con-high quality swim of 1000 m or to 30 ATU (i.e., 1000 x sequently, the impulse response was changed tointensity factor 3 = 3000 + 100 = 30 ATU), and thesevalues were added to swim training ATU's to get a combined g2(t) = (e~t/?1 - et/l2) (5)ATU for each training session.On a typical day there might be 500 pulls in the weight wt r 0dy n 2=5dy.Ti mus epnei

sessin, a500-nwam-upswim an 000-n lo-quaity lllustrated in the curve labeled "Fitness" in Fig. 5.'. . . . ~~The model performance p(t) obtained by convolving theswim and a 500-in high-quality swim to give a training trinninu.()wt h ytmiplersos 2t

impuse or hatay f 3 + 1 x ) +(2 80)+ ( x ) - is shown in Fig. 6 by the curve labeled "Fitness." While this210 AUFi.3soshprfloftiigi result for performance may seem intuitively reasonable and

aiggrega ATpu'se fesporsesusea day fithroughou fatring,funt desirable from the point of view of a coach, it certainly is

prbalyha minimalpefferact on this strength but waskenhl forac imeitl afe eac trinn seso.Thsi

Thequicrnteon pxerformainc ofgh-quaith swimmers t sent not like the actual performanceln Flg. 4. Here in fact, afterbe his tlme to swim 100-i time trials. The actualtimes for repeatly swimming upo 120 mete

intensity~~ ~ ~ ~ ~~ rpetel factor up to 300000 meer per =a 30AUfordtesT

thlues1970-171 seaon areplotte in Fi. 4. Fr clarty,.th several weeks (with total training up to 280 ATU per day)shortest times (i.e. best performance) are plotted positively, the s fs sri f a us peTo test the "yconventional wisdom"b embodled in the

notsions illustrated inrmFigs.w1iand, and (1)-( very well. Thus it is reasonable to hypothesize and this issw(t)iwasmuseasda500mhigh-quainputtothe swimtogitranith the very essence of the conceptualization which the model= ~ ~~ ~ . 50dasSic.hriigssio sqiesot(e has produced, that training introduces a time function of

hours) compared to the time constants of the system (10's fatig f(t) wihafti e impulse responseI)(o iof days) itiS legitimate to regard it as an impulse, the area Fig.5ate" ti e curve such thatof which is measured in our arbitrary training units. Thus f(t) = h(t) * w(t) (6)b(3) implies that each impulse of training will contribute animpulse response of the form ete/o to the modeled per- = eca,tt * w(t) (7)

Page 6: A Systems Model of the Effects of Training on Physical Performance

CALVERT et al.: EFFECTS OF TRAINING ON PHYSICAL PERFORMANCE 99

where z3 = fatigue time constant = 15 days (guessed firstand refined by iteration). The main feature of the fatigueimpulse response is its relatively short time constant. The Endurance + erformance p(t)predicted fatigue f(t) is shown labeled in Fig. 6. The )(s+ FITN

rationale then is that

model _Ifitness from (fatigue from S

( ) ~~~~();performance training model Ktraining model T = 5 days

or T2 = 50 daysTF = 15 days

al(t) = p(t)- Kf(t) (8) Fig. 7. Block diagram and transfer functions for model of swimmer.

= 92(t) * W(t) - Kh(t) * w(t)

= [92(t) -Kh(t)] * w(t) 55i= [(e- e-t/T2)- Ket/?3] * w(t). (9) L

zThe equivalent block diagram and transfer functions are ,oshown in Fig. 7.' When this was implemented with r= 50 z

65 Tanndays, 'r2 = 5 days, r3 = 15 days, and K = 2.0, the profile - Trainingfor al(t) indicated by the continuous line in Fig. 8 was < Actualobtained. Since a,(t) is in arbitrary units (dependent upon -Predictionthe arbitrary training units defined above) linear regression Xis used to fit the profile to the actual performance (shown 75 2in Fig. 4). Then modeled performance a2(t) in seconds is o 6 12 18 24

given by TIME (IN WEEKS)

Fig. 8. Model performance matched by linear regression to actuala2(t) = 66.5 - 0.0075 x al(t) performance in 1970-1971 season.

= 66.5 - (0.0075p(t) - 0.015f(t)). (10)

This is directly compared with the actual performance inFig. 8. Iterative and indeed interactive modeling at the 'computer graphics terminal adjusted z1, z2, T3, and K toproduce the closest model of the criterion performances F: 200from those created by the training fatigue model [22].While a2(t) follows the general profile of the actual per-formance, there are wide discrepancies for many of thepoints. Although some of these variations may be ascribed

zto a simplified model or to arbitrary quantification of the z

training, it is believed that the major difficulties are the un- lLcontrolled and unrecorded factors in the subject's life which 0 10

affected his time trials. For example, as a first year university TIME (IN WEEKS)student striving to maintain a high grade point average, he Fig. 9. Aggregate training activity in 1973-1974 season.frequently worked late on assignments and occasionallyattended parties the night before the trial.

This contention is borne out by the data available for the 55

same swimmer in his fourth season at university (1973-1974). The level and profile of the training w(t) is quite z 56

C,

similar to that for the 1970-1971 season as shown in Fig. 9. .Z

However, although the model and actual performances inLii 57-

Fig. 10 have the same profile as for the 1970-1971 season, z No

the change in performance during the season is reduced by N Training= 58p\ / w~~~~~~~~Actual

|* ~ ~~~~~~~Prediction

1 Initial conditions for these differential equations are unknown .. ....|since detailed records of training for the previous season are not 59 2available. The initial conditions for,p(t) and f(t) were estimated by ° 102finding the values at the end of the training season under study (i.e., TIME (IN WEEKS)(l135), f(135)). These are largelY independent of the initial conditions, Fig 10 Mdlpromnemthdb ierrgeso oata

since the largest time constant is 50 days. The initial conditions were * Moe performancemathe by3-97liearerssinno.ctathen approximated by assuming p(135) and f(I35) were the values promnei 9317 esnat the end of the previous season and allowing them to decay for theperiod of inactivity between seasons (75 days).

Page 7: A Systems Model of the Effects of Training on Physical Performance

100 IEEE TRANSACTIONS ON SYSTEMS, MAN, AND CYBERNETICS, FEBRUARY 1976

an order of magnitude (i.e., 1.9 s in 1973-1974 compared to 53.717 s in 1970-1971). In spite of this rather major change inthe range of performance, (9) models performance very well. n 570In this case r1 = 50, T2 = 5, T3 = 15, K = 10.0, and 60.3 LOW INTENSITY TRAINING i

_8~~~~~~~~HIGH INTENSITY TRAIN INGa2(t) = 55.5 - 0.00017 x al(t)

~-63.6-

= 55.5 - (0.0017p(t) - 0.017f(t)). (11) 02 66.9

In comparing the modeled performance for the 1970-1971 _season (10) and the 1973-1974 season (11), the following ~ 70.2 -

points should be noted: m

1) The additive constant is reduced from 66.5 to 55.5 s. 73.5

Presumably this shows the change in level of performance .of the swimmer at the start of the 1973-1974 season com- JAN 67 JAN 68 JAN 69 JAN 70 JAN 71 JAN 72 JAN 73 JAN 74 JAN 75pared to the 1970-1971 season and represents an improved Fig. 11. Annual best performances of swimmer from 1967 to 1974.level of fitness before the training starts.

2) The effect of the fatigue functionf(t) on performance best time in each season from 1967 to 1974 for the swimmeris almost the same in both seasons (multiplying constants studied in this paper are plotted in Fig. 11. These indicateare 0.017 and 0.015). This is not necessarily what would be that while his performance within each season was de-expected since the swimmer is considerably more fit in the scribed by the models discussed above, his long-termlater season. performance is described by a simple transfer function of

3) The effect of fitness function p(t) on performance is the form:about four times less in the later season (0.0017 compared Kto 0.0075). This indicates that training has less effect on the G(s) =fitness or "ability to perform" of the swimmer who is s + (l/T)already very fit. with the equivalent impulse response

DISCUSSION AND CONCLUSIONS g(t) = Ke t-?The most interesting feature of the swimmer model is the and the underlying differential equation

interplay between the fitness and fatigue functions in deter- dp(t) 1mining performance. Not only is the fatigue impulse d + -

response found to have a surprisingly long time constant(15 days), but fatigue has an unexpectedly dominant effect For this situation, the time constant is rather more than aon performance. It is indicative of the limit to achievement .year. It appears that his "forcing function" w(t) underwentfrom a given training environment that in the swimmer's a step increase when he moved from high school in Calgaryfourth season of university training, the effect of the fitness to university in Vancouver.function on performance was reduced to about one quarter The application of systems theory to model the effects ofof its effect in the first season. Thus as the swimmer's level physical training on performance shows that the approachof fitness nears the upper limit of his genetically determined is promising, but that before these methods can be appliedperformance capacity in any given training environment, the to a wide range of activities, further investigation is re-

fatigue function becomes more and more dominant in quired. As more detailed and better quantified data on

determining performance. training becomes available, it should be possible to developThe interplay between the fitness and fatigue functions more sophisticated models which have predictive ability.

is also responsible for the large rise in performance which The models are applicable not only to the performance ofthe model predicts after training ceases (i.e., after the international athletes but also to exercise therapy for cardiacnineteenth week of the 1970-1971 season (Fig. 8) and after rehabilitation and the "jogging" of the average citizenthe fifteenth week of the 1973-1974 season (Fig. 10). This involved in supervised or self-administered fitness programs.is a direct consequence of the relatively rapid decay of In the knowledge that few of the readers of this paper are

fatigue. The increase in performance when training is athletes but many are "joggers," we have included an

reduced is "well known" to coaches, and there are many appendix on how to quantify training and performance andqualitative discussions in the sports science literature (e.g., on how to implement easily the prediction equations with aZauner and Reese [21]) on how training should be tapered. simple hand or desk calculator.Quantitative systems models should lend some precision to APNIthis discussion.While our major interest in this paper has been to discuss DAACLETOANPRITONACUTOS

the framework for a model to describe the effects of training Since many readers have access to data from themselveson performance within one season of 4-6 months, it is also or others engaged in supervised or unsupervised fitnessinteresting to consider the modification of human per- programs, this appendix has been written to assist them informance over longer periods of time. For example, the data collection and in carrying out the prediction cal-

Page 8: A Systems Model of the Effects of Training on Physical Performance

CALVERT et al.-: EFFECTS OF TRAINING ON PHYSICAL PERFORMANCE 101

culations with a simple calculator. Those not currently in- wherevolved in a fitness program should consult a physician f(k) thefatigueattime kAtbefore engaging in unusual activity. w(k) the fating e at time kAt,

w(k) the training impulse at time kAt,A. Calibration of Training h(k) the sample of the impulse response at time kAt,

It is difficult to describe quantitatively any human i.e., h(k) e-(k /Ar33). Note that it follows from (A2) thatexercise which is not carried out under controlled conditions. k+1This is particularly true for jogging over mixed terrain at f(k + 1) = At i f(k + 1 - i)w(i). (A3)variable speeds, which is the major component of many j=1

fitness programs. It has been shown that for submaximal Equation (A3) reduces toexercise, heart rate is a fairly reliable indicator of exercisestress in a trained subject (Saltin, [9]). When exercise f(k + 1) = AtA w(k + 1) + eAtI3f(k) (A4)commences there is a heart rate transient which lasts for i.e., (fatigue on day k + 1) = (training on day k + 1) +several minutes. Thus an exercise level can be calibrated (fatigue on day k) x e& /?3, if the time step size At = I day.by noting the steady-state heart rate which it producesafter, let us say, ten minutes. The training impulse can Examplethen be determined by the total time for which this heart Assume 1) initial conditions are zero and 2) training is asrate is maintained. Thus a heart rate of 125 beats/min follows.maintained for 15 min produces half the training impulsewhich would result from maintaining it for 30 min, pro- Day Trainingvided the subject is not approaching exhaustion. The most in ATU'sreliable technique is to exercise always at the same heart 1 10rate. However, in rough terms, a heart rate of 140 beats/min 2 0might indicate twice the stress of a heart rate of 120 beats/ 3 20min. Good accuracy can be obtained by running a calibra- 5 20tion on a bicycle ergometer and plotting a curve of power 6 0

7 0versus steady-state heart rate. The advantage of using 8 10heart rate as an indicator of exercise stress is that the work 0 l0loads which cause the same stress naturally increase as thesubject becomes more fit.

The fatigue functionf(t) is assumed to have a time constantB. Simple Prediction Calculations of 15 days. Then e-&'15 = 0.9355.The systems models in this paper were specified in terms Fatigue on day 1 = 10.

of transfer functions, differential equations, and convolution gyintegrals. The solutions were simulated using a special Fatigue on day 2 = 0 + 10 x e-'5 = 0 + 10

x 0.9355 = 9.36.discrete simulation package in APL on an IBM 370/155.In fact, the calculations can be performed easily and quickly Fatigue on day 3 = 0 + 9.36 x 0.9355 = 8.75.on any small calculator which can perform multiplication. Fatigue on day 4 = 20 + 8.75 x 0.9355 = 20 + 8.19The model equations (8) and (9) involve the convolution 28.19.

of the fitness and fatigue impulse response functions (g2(t)and h(t), respectively) with the time function of training Fatigue on day 5 = 20 + 28.19 x 0.9355 = 20w(t) which consists of a time series of impulses. Since h(t) + 26.37 = 46.37.is a simple exponential (e-tl/3) and g2(t) is the difference Fatigue on day 6 = 0 + 46.37 x 0.9355 = 43.39.between two exponentials (e-t/T -e-t/2), it is only neces- Fatigue on day 7 = 0 + 43.39 x 0.9355 = 40.58.sary to have an algorithm to convolute the time series oftraining impulses w(t) with an exponential function. Fatigue on day 8 = 10 + 40.58 x 0.9355 = 10Fortunately, this reduces to a simple recursive equation. + 37.96 = 47.96.The continuous convolution equation for the fatigue Fatigue on day 9 = 10 + 47.96 x 0.9355 = 10

function is + 44.87 = 54.87

f(t) = h(t) * w(t) Fatigue on day 10 = 0 + 54.87 x 0.9355 = 51.33.

=- h(t -t')w(t') dt' (Al) In this way a profile of fatigue f(t) is found, and a fitness0 ~~~~~~~~profilep(t) is calculated similarly from the difference of

whr*h impuls repos ht)/ two exponential impulse responses but with time constants.. . . . ..... ~~~~~of 50 and 5 days res ectivel Performance can then beIf thls 15 wrltten ln dlscrete form, step k corresponds to y ytimet=kAtwhre t i th tie sep.The modeled using (8). Since the time constants of the model

are long compared to the computation time, it is quitef(k) = At E h(k -i)w(i) ()practical for any reader with access to a simple calculator

i= 1 to model his own performance in "real time."

Page 9: A Systems Model of the Effects of Training on Physical Performance

102 IEEE TRANSACTIONS ON SYSTEMS, MAN, AND CYBERNETICS, VOL. SMC-6, NO. 2, FEBRUARY 1976

REFERENCES [12] B. Ekblom, P. O. Astrand, B. Saltin, J. Stenberg, and B. Wallstrom,"Effect of training on circulatory response in exercise," J. App!.

[1] E. Jokl and P. Jokl, The Physiological Basis oJ Athletic Records. Physiol., vol. 24, pp. 518-582, 1968.Illinois: Thomas, 1968. [13] L. B. Rowell, "Factors affecting the prediction of the maximal

[2] J. B. Gardner and J. G. Purdy, Computerized Running Training oxygen uptake from measurements made during submaximalPrograms. Los Altos, CA: Tafnews, 1974. work," Ph.D. dissertation, Univ. Minn., Minneapolis, 1962.

[3] -, "Computer generated track scoring tables," Medicine and [14] P. 0. Astrand and K. Rodahl, Textbook of Work Physiology.Science in Sports, vol. 2, pp. 152-161, Fall 1970. New York: McGraw-Hill, 1970.

[4] F. S. Grodins, J. Buellard, and A. J. Bart, "' - ".ematical analysis [15] E. W. Banister and J. E. Taunton, "A rehabilitation program afterand digital simulation of the respiratory con system," J. Appl. myocardial infarction," B.C. Med. Assoc. J., vol. 13, pp. 1-4, 1971.Physiol., vol. 22, p. 260, 1967. [16] R. J. Shepard, "Intensity, duration and frequency of exercise as

[5] H. T. Milhorn and D. R. Brown, "Steady state simulation of the determinants of the response to a training regimen," Int. Z.human respiratory system," Computers and Biomedical Research, angew Physiol., vol. 26, pp. 272-278, 1968.vol. 3, p. 604, 1967. [17] C. T. M. Davies and A. V. Knibbs, "The training stimulus,"

[6] J. A. J. Stolwijk and J. D. Hardy, "Temperature regulation in Int. Z. angew Physiol., vol. 29, pp. 299-305, 1971.man-A theoretical study," Pflugers Archiv., vol. 291, p. 129, 1966. [18] M. L. Pollock, "The quantification of endurance training pro-

[7] J. B. Keller, "A theory of competitive running," Physics Today, grams," in Exercise and Sports Science Reviews, J. Wilmore, Ed.pp. 43-67, Sept. 1973. New York: Academic, 1973.

[8] D. C. Carey, J. W. Prothero, F. Osterle, H. Borovetz, and J. [19] W. 0. Morgan, J. A. Roberts, and A. D. Feinerman, "Phycho-Hammerly, "Comments on 'A Theory of Competitive Running'," logical effects of acute physical activity," Arch. Phy. Med. Rehabil.,Physics Today, pp. 12-15, Aug. 1974. vol. 52, pp. 422-425, 1971.

[9] B. Saltin, "Physiological effects of physical conditioning," [20] E. A. Bilodeau, Ed., Principles of Skill Acquisition. New York:Medicine and Science in Sports, vol. 1, pp. 50-56, Mar. 1969. Academic, 1969.

[10] B. Saltin et al., "Response to exercise after bedrest and after [21] C. W. Zauner and E. C. Reese, "Specific training, taper andtraining," Circulation, Suppl. 7, 1968. fatigue," Track Technique, vol. 49, pp. 1546-1550, Sept. 1972.

[11] M. A. Gleser and J. A. Vogel, "Endurance exercise: Effect of work- [22] N. C. Miller and R. F. Walters, "Interactive modeling as a forcingrest schedules and repeated testing," J. Appl. Physiol., vol. 31, function for research in the physiology of human performance,"pp. 735-739, 1971. Simulation, vol. 21, pp. 1-13, Jan. 1974.

Vertical Mode Human Body VibrationTransmissibility

DEVENDRA P. GARG AND MICHAEL A. ROSS

Abstract-Frequency response of standing humans subjected to f Frequency, Hz.sinusoidal vibration is presented. The vibratory input was a vertical g Acceleration due to gravity.displacement to the feet, and the output was the corresponding verticalresponse of the head. Twelve subjects (eight male and four female) massM(b)(were tested in the frequency range of 1-50 Hertz (Hz) with small input mass M(,B).amplitudes (0.003 to 0.02 in). The twelve experimentally obtained M(a) Mass number.frequency response plots were averaged and a sixteen-mass linear lumped- X(a) Displacement of mass M(a).parameter model was developed to match the average response in both X(feet) Displacement of feet from equilibrium position.magnitude and phase angle. This proposed matching model is analogous o hX(head) Displacement ofha rmequilibrium position.to human anatomy. Parametric values of mass distribution and jointstiffnesses available in the literature were incorporated in the model.Damping parameters for various joints in the human body were in- INTRODUCTIONdirectly determined from this study. THE HUMAN BODY is routinely subjected to a

NOMENCLATURE 1 variety of vibrating environments, whether in a spaceproject, atop a giant earth mover, or in a mass-transit

C,O Generalized mass numbers. vehicle. It is, therefore, appropriate to seek an adequate4 Phase angle, degrees. understanding of the human response to vibration. Ex-

C(,fl) Damping coefficient for the damper between tensive modeling efforts have been undertaken in the areamass M(2~) and mass M(A . of biomechanics based on anatomical/anthropometric

D Differential operator, _ (d/dt). analysis, impedance, and transmission measurements. This

work has been reported in papers appearing in journalssuch as Human Factors, Aerospace Medicine, the Joufrnal

Manuscript received February 3, 1975; revised August 13, 1975. This of Biomechanics and conference and symposia proceedingswork was supported in part by the National Institute of Health under such as NATO's 1974 AGARD Conference, and the 1970the Biomedical Sciences Support Grant awarded to Duke University.D. P. Garg is with the Department of Mechanical Engineering, Duke Symposium on Biodynamic Models and Applications,

University, Durham, NC 27706. published as an AMRL Report by the Wright PattersonM. A. Ross is with the Westinghouse Electric Corporation, Pitts- AiFocBae

burgh, PA 15222.AiFocBae


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