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Accelerating Highway Project Delivery Under MAP-21

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MAP-21, the federal surface transportation authorization passed by Congress in 2012, incorporates a series of provisions for accelerating transportation project delivery and streamlining an environmental review process, which some believe has become a major contributor to project delays. The provisions include many long sought by state departments of transportation and some that have already been part of an ongoing Federal Highway Administration initiative. This brief examines what was in the bill, why specific strategies for accelerating project delivery were emphasized, the arguments for and against them and what it could all mean for state governments and for the length of transportation projects going forward.
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1 Accelerating Highway Project Delivery Under MAP-21 OCT 2012 The Council of State Governments CAPITOL RESEARCH TRANSPORTATION THE COUNCIL OF STATE GOVERNMENTS Executive Summary MAP-21, the federal surface transportation authorization passed by Congress in the summer of 2012, incorporates a series of provisions for accelerating transportation project delivery and streamlining an environmental review process, which some believe has become a major contribu- tor to project delays. MAP-21 stands for Moving Ahead for Progress in the 21st Century, the name of the legislation. Many of these provisions have long been sought by state departments of transportation. Some have been tried on a limited basis as part of previ- ous authorizations and some have been encour- aged by an ongoing Federal Highway Administra- tion initiative called Every Day Counts. A number of provisions seek to impact the en- vironmental review process required under the National Environmental Policy Act of 1970 and the common practices that are a part of it. These include: y Establishing new decision-making deadlines and fines; y Allowing the use of planning documents; y Expanding categorical exclusions for certain types of projects from environmental require- ments; y Consolidating environmental paperwork; y Allowing state governments to assume fed- eral responsibilities in the environmental act process; y Allowing early acquisition of rights-of-way prior to the completion of environmental requirements; and y Encouraging the development of program- matic mitigation plans to address the po- tential environmental impacts of future transportation projects on more than a project-by-project basis. Among the MAP-21 project delivery provisions unrelated to the National Environmental Policy Act are those that encourage the use of innova- tive construction methods and technologies and contracting procedures. MAP-21 sets a 180-day deadline for the conclu- sion of permitting decisions by federal agencies after the environmental review process has been completed and would extract penalties from those agencies for every week a project is not allowed to proceed.Transportation experts believe the new approach will encourage agencies at all levels of government to take stock of existing resources and set more realistic project timetables. Some in the environmental community worry such one- size-fits-all deadlines may lead to hasty reviews and bad project decisions. MAP-21 allows the use of certain state, regional and metropolitan planning documents in envi- ronmental review proceedings.Transportation construction experts say that can reduce delay by avoiding duplication of effort and could produce greater buy-in among stakeholders. But oth- ers caution that bringing environmental review processes into planning would be a mistake and that statewide and regional planning documents shouldn’t be used to predetermine environmen- tal decisions on individual projects because such documents seldom receive much public input. MAP-21 allows federal agencies to issue a com- bined document that incorporates two documents required under the National Environmental Policy Act: the Final Environmental Impact
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Accelerating Highway Project Delivery Under MAP-21

OC

T 2012

The Council of State Governments

CAPITOL researChtransportation

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Executive Summary• MAP-21,thefederalsurfacetransportation

authorizationpassedbyCongressinthesummerof2012,incorporatesaseriesofprovisionsforacceleratingtransportationprojectdeliveryandstreamlininganenvironmentalreviewprocess,whichsomebelievehasbecomeamajorcontribu-tortoprojectdelays.MAP-21standsforMovingAheadforProgressinthe21stCentury,thenameofthelegislation.

• Manyoftheseprovisionshavelongbeensoughtbystatedepartmentsoftransportation.Somehavebeentriedonalimitedbasisaspartofprevi-ousauthorizationsandsomehavebeenencour-agedbyanongoingFederalHighwayAdministra-tioninitiativecalledEveryDayCounts.

• Anumberofprovisionsseektoimpacttheen-vironmentalreviewprocessrequiredundertheNationalEnvironmentalPolicyActof1970andthecommonpracticesthatareapartofit.Theseinclude:

y Establishingnewdecision-makingdeadlinesandfines;

y Allowingtheuseofplanningdocuments;y Expandingcategoricalexclusionsforcertaintypesofprojectsfromenvironmentalrequire-ments;

y Consolidatingenvironmentalpaperwork;y Allowingstategovernmentstoassumefed-eralresponsibilitiesintheenvironmentalactprocess;

y Allowingearlyacquisitionofrights-of-waypriortothecompletionofenvironmentalrequirements;and

y Encouragingthedevelopmentofprogram-maticmitigationplanstoaddressthepo-tentialenvironmentalimpactsoffuturetransportationprojectsonmorethanaproject-by-projectbasis.

• AmongtheMAP-21projectdeliveryprovisionsunrelatedtotheNationalEnvironmentalPolicyActarethosethatencouragetheuseofinnova-tiveconstructionmethodsandtechnologiesandcontractingprocedures.

• MAP-21setsa180-daydeadlinefortheconclu-sionofpermittingdecisionsbyfederalagencies

aftertheenvironmentalreviewprocesshasbeencompletedandwouldextractpenaltiesfromthoseagenciesforeveryweekaprojectisnotallowedtoproceed.Transportationexpertsbelievethenewapproachwillencourageagenciesatalllevelsofgovernmenttotakestockofexistingresourcesandsetmorerealisticprojecttimetables.Someintheenvironmentalcommunityworrysuchone-size-fits-alldeadlinesmayleadtohastyreviewsandbadprojectdecisions.

• MAP-21allowstheuseofcertainstate,regionalandmetropolitanplanningdocumentsinenvi-ronmentalreviewproceedings.Transportationconstructionexpertssaythatcanreducedelaybyavoidingduplicationofeffortandcouldproducegreaterbuy-inamongstakeholders.Butoth-erscautionthatbringingenvironmentalreviewprocessesintoplanningwouldbeamistakeandthatstatewideandregionalplanningdocumentsshouldn’tbeusedtopredetermineenvironmen-taldecisionsonindividualprojectsbecausesuchdocumentsseldomreceivemuchpublicinput.

• MAP-21allowsfederalagenciestoissueacom-bineddocumentthatincorporatestwodocumentsrequiredundertheNationalEnvironmentalPolicyAct:theFinalEnvironmentalImpact

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StatementandtheRecordofDecision.ExpertsbelievethedocumentconsolidationisoneofthemoreconcretechangesinMAP-21,whichhasthepotentialtoimproveefficiencyandaccelerateprocessesbyreducingtimeandpaperworkassoci-atedwithenvironmentalrequirements.

• MAP-21allowscertaintransportationprojectstobeexcludedfromrequirementsrelatedtoenvi-ronmentalassessmentsorenvironmentalimpactstatementsundertheNationalEnvironmentalPolicyAct,suchashighwaysandbridgesdamagedinemergenciesorprojectsreceivinglimitedfeder-alfunds.Environmentalistsarguetheseexclusionsservetolimitpublicinput.Othersarguecitizenparticipationmusthavelimitsoritcanunderminegoodplanning.

• MAP-21expandsapilotprogramcreatedunderSAFETEA-LUthatallowedsomestatestoassumecertainfederalenvironmentalreviewresponsibilities.Californiasawsignificanttimesavingsfromtakingpartinthepilotprogram.SomebelievemorestatesmaybewillingtotakeontheresponsibilitiesunderMAP-21,butotherssayitwilllikelydependonwhetherstatesseethepotentialforsignificantbenefits.

• MAP-21allowsstatesandmetropolitanplanningorganizationstodeveloponeormoreprogram-maticmitigationplanstoaddressthepotentialenvironmentalimpactsoffuturetransportationprojects.Theplans—whichcanbedevelopedonaregional,ecosystem,watershedorevenstatewidescale—havebeenshowntosavetimeandmoney.Expertsbelieveexpandeduseofsuchagreementshavethepotentialforlong-termbenefits,butmaynotproducedramaticresultsintheshortterm.

• MAP-21givesgovernmentagenciesaddedau-thoritytoacquirerights-of-wayfortransportationprojectspriortothecompletionoftheenviron-mentalreviewprocess.Itallowsfortheuseoffederalandstatefundsforadvancedpurchaseofrights-of-wayonaprojectifthereisagreementthereviewwillnotbeaffected.Earlyacquisi-tionispartofanefforttohavevariousaspectsof

transportationprojectsrunconcurrentlyratherthaninalinearfashionwhichrequiresmoretime.

• InMAP-21,Congresssaiditisinthenationalinteresttopromotetheuseoftechnologytoim-provetheefficiencyofconstructionandincreasethesafetyandlifeofhighwaysandbridges.

• Amongtheinnovativepracticesmentionedinthebillistheuseofprefabricatedbridgeelementsandsystems.TheFederalHighwayAdministrationhasencouragedtheiruseaspartofitsEveryDayCountsinitiative.Contractorscansavetimebyassemblingbridgesinoffsite,climate-controlledenvironments,thuslimitingdelaysduetoweather.

• Otherinnovativeconstructionequipment,materi-alsandtechniquesencouragedinthelegislationincludein-placerecycling,whichinvolvesreha-bilitatingroadpavementbymixinginadditionalcement,anddigitalthree-dimensionalmodelingtechnologies,whichallowforfaster,moreaccu-rateandmoreefficientplanningandconstruction.

• Intelligentcompaction,anothertechniqueencour-agedinthelegislation,usesspecialvibratingrollersandothertechnologiestoproduceamoreuniform,long-lastingroadpavementwithfewerpassesthantraditionalstaticrollers,thussavingtime.

• MAP-21encouragestheuseofinnovativecon-tractingmethods.Theseincludethedesign-builddeliverymethod,inwhichonecompanyassumesresponsibilityforboththedesignworkandallconstructionactivities;andtheconstructionmanager/generalcontractormethod,inwhichthegovernmentagencyhastheoptionofcontinuingtherelationshipwiththecompanycontractedfortheprojectdesignphaseorchoosingadifferentcompanyforactualconstruction.

• TheU.S.DepartmentofTransportationisintheprocessofcreatingguidanceandregulationstoimplementMAP-21thatwillhaveasignificantimpactonhowsuccessfulandusefultheacceler-atingprojectdeliveryprovisionsmaybe.Thewaystatesinterpretandusethelegislation’stoolsalsowillbeimportant.

• MostbelieveMAP-21willnotbethelastwordonacceleratingprojectdelivery.Itwilllikelybeontheagendaforthenextauthorizationbillin2014andbeyond.Intheinterim,stateshavetheopportunitytodemonstrateprogress.

IntroductionA2011reportfromtheCongressionalResearch

Servicesaidmajorhighwayprojectscantake10to15yearstoplanandbuild.Projectdelayscanbetheresultofcomplicationsinanyofthefivemainphasesofaproject:planning,preliminarydesignandenvironmentalreview,finaldesign,right-of-wayacquisitionandutilityrelocation,andconstruction.1

Thepassageofthenewfederalsurfacetransporta-tionauthorizationlegislation,knownasMAP-21,thisyearbringswithitaseriesofprovisionsforaccelerat-ingprojectdeliveryandstreamlininganenviron-mentalreviewprocessthatsomesayhasbecomeamajorcontributortoprojectdelays.Thebillincludesprovisionstoallowmoreprocessestorunconcur-

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rently,toencourageearlieragencycollaboration,toreducepaperworkandtoenforcedeadlines.

TheseprovisionsincludemanylongsoughtbystatedepartmentsoftransportationandsomethatalreadyhavebeenpartofanongoingFederalHighwayAdministrationinitiativecalledEveryDayCounts.Environmentalistsandotherswarn,however,thatitwillbeimportantthatenvironmentalimpacts,com-munityconcernsandpropertyowners’rightscontinuetobetakenintoaccountevenastheprocesstoensurespeediertransportationprojectstakesshape.

Transportationanalysts,meanwhile,warnthatit’sfartooearlytoassessthepotentialimpactoftheMAP-21provisionswithoutknowinghowthelawwillbeinterpreted,theguidancestateswillreceivefromthefederalgovernment,andthevariouswaysstateswillchoosetoadoptandmakeuseofthenewacceleratedprojectdeliverytools.

MAP-21islikelytobejustthestartofalongerconversationonwaystoimprovetheprojectdeliveryprocess.Thatconversationwilllikelycontinueasthenextauthorizationbillduein2014isdiscussedandbeyond.

Still,astheprocessofimplementingMAP-21getsunderway,it’sworthexaminingwhatwasinthebill,whyspecificstrategiesforacceleratingprojectdeliverywereemphasizedandwhatitcouldallmeanforstategovern-mentsandforthelengthoftransportationprojectsgoingforward.Thatisthefocusofthisbrief.

Streamlining Environmental ProcessesThenewfederaltransportationauthorization

knownasMAP-21,forMovingAheadforProgressinthe21stCentury,includesanumberofprovisionsfocusedonstreamliningtheenvironmentalreviewprocessrequiredundertheNationalEnvironmentalPolicyAct,the1970legislationthatputinplaceaninterdisciplinary,environmentalimpact-focusedap-proachtoprojectplanninganddecision-makingforprojectsthatreceivefederalfunding.2

Thereviewprocessincludesthreelevelsofanalysisoftheenvironmentaleffectsofaproject.First,afederalleadagency—theFederalHighwayAdministration,forexample—oftenincoordinationwithotherfederal,state,localortribalagencies,determineswhetheraprojectmaybecategoricallyexcludedfromadetailedenvironmentalanalysisduetoapreviousdeterminationthatsimilarprojectshavenosignificantenvironmentalimpact.Secondly,ifcategoricalexclusionisn’tanoption,theagencyproducesawrittenenvironmentalassessmenttodeterminewhethertheprojectwouldsignificantlyaffecttheenvironment.Ifitisdeterminedtheprojectwouldnot,theagencyissuesaFindingofNoSignificantImpact.Finally,onceit’sdeterminedthattheenvironmentalconsequencesmaybesignificant,theagencypreparesanEnvironmentalImpactStatement,whichisamoredetailedevaluationoftheproposedprojectandalternatives.Throughthedraftversionsofthestatement,thepublic,federalagenciesandoutsidepartiesallhaveanopportunitytoprovideinput.AFinalEnvironmentalImpactStatementincorporatesthatinputandlateraRecord

ofDecisionispreparedbytheleadagencytoaddresshowthefindingsofthestatement,includingprojectalternatives,wereincorporatedintotheagency’sdecision-makingprocess.3

“SinceNEPAwasadoptedabout40yearsago,theaveragetimeittakestogothroughtheenvi-ronmentalreviewprocesshasincreasedfromabouttwoyearsinthe1970stoovereightyearsin2011,”saidPetraTodorovich,directoroftheAmerica2050nationalinfrastructureplanningprogramfortheNewYork-NewJersey-ConnecticutRegionalPlanAsso-ciation,ataJuneconferencehostedbytheBipartisanPolicyCenterinWashington,D.C.Todorovichco-authoredarecentreportfortheRegionalPlanAssociationcalled“GettingInfrastructureGoing:ExpeditingtheEnvironmentalReviewProcess”thatistheproductofa2011roundtablediscussionamongexpertsontheprocess.

“Accordingtotheexpertsthatweconsultedthough,thelengthytimelinesofenvironmentalreviewarenotduetotheNEPAlawitself,”Todorov-ichsaid.“It’smoreaboutthepoliciesandproceduresthathavedevelopedovertimeandbecomecommonpracticethattheagenciesareexpectedtogothroughthatreallyarethecausefordelay.”4

AnumberofprovisionsincludedinMAP-21seektohaveanimpactonthecommonpracticesthathavebecomeapartoftheNationalEnvironmentalPolicyActprocess.Amongthem:• Itestablishesaframeworkforsettingdeadlines

fordecision-makingintheenvironmentalreviewprocess,withaprocessforissueresolutionandreferral,andpenaltiesforfederalagenciesthatfailtomakeadecision.

• Itallowsfortheuseofplanningdocumentsintheenvironmentalreviewprocess.

• Itofferstechnicalassistancefromfederalagen-ciesforprojectsstalledintheprocesstospeedcompletionwithinfouryears.

• Itexpandsthenumberandtypesofprojectsqualifyingforcategoricalexclusionsfromenvi-ronmentalactrequirements.

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• Itallows,undercertainconditions,fortheconsoli-dationoftwokeyenvironmentaldocuments,theFinalEnvironmentalImpactStatementandtheRecordofDecision.5

• Itallowsforthedelegationoffederalenvironmentalreviewresponsibilitiestostategovernments.

• Itplaceslimitsonjudicialchallengesandreducesthestatuteoflimitationsonclaimsfrom180daysto150.

• Itencouragesdevelopmentofprogrammaticmitigationplansbystatesormetropolitanplan-ningorganizationsaspartofthetransportationplanningprocess.

Accelerating Project DeliveryBeyondtheprovisionsrelatedtoenvironmental

processstreamlining,MAP-21alsoincludesanumberofotherprovisionsaimedataccelerat-ingprojectdeliverybyincreasinginnovationandimprovingefficienciesingovernmentoperations,contracting,right-of-wayacquisitionandconstruc-tion.Thelegislation:• Encouragesearlycoordinationbetweenrelevant

agencies;• Encouragestheuseoftheconstructionmanager/

generalcontractorprocurementmethod;• Encouragesinnovativeprojectdeliverymethods

andconstructiontechniques,suchasprefabri-catedbridgeelementsandhigh-techconstructionequipment.Thefederalshareofprojectcostsmaybeincreasedto100percentforprojectsthatuseinnovativeprojectdeliverymethods,cappedat10percentofallowableapportionments;

• Allowsforpurchaseofright-of-wayanddesignworktobeginpriortofinalenvironmentalclear-ance;and

• Providesforademonstrationprogramtostream-linetherelocationprocessbypermittingalumpsumpaymentfortheacquisitionandrelocationofpropertyifelectedbythepersondisplacedbytheproject.Manyoftheseprovisionsmirrorstrategiesempha-

sizedintheFederalHighwayAdministration’sEveryDayCountsinitiative.Theagencyefforttoidentifyanddeployinnovationsforshorteningprojecttime

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framesandacceleratingtechnologydevelopmentlaunchedin2010with15specificinitiativesthathavealreadyseensignificantsupportandsuccess.Everystatetransportationagencyhasappliedoneormoreofthetechnologiesencouragedbythefirstphaseoftheprogramandmanyofthestrategiesarenowwidelyused.

InJuly2012,theFederalHighwayAdministrationannounceditwillpromote13newinnovationstostate,localandregionaltransportationagencies,aswellastothedesignandconstructionindustries.6TheinclusionofEveryDayCountsstrategiesinthetextofMAP-21allowsthemtobeevenmorefirmlyensconcedasbestpracticesinprojectdelivery,transportationofficialssay.

Deadlines and PenaltiesMAP-21setsafederalpermittingdeadlineof180

daysaftertheleadagencyonaproject—typicallytheU.S.DepartmentofTransportationandanystateorlocalgovernmentalentityservingasajointleadagency—hasissueditsfinaldecisionandacompletepermitapplicationisfiled.

Fundswouldberescindedfromtherelevantofficeatthedelinquentfederalagencyforeveryweekbe-yondthe180-daydeadline.Onmajorprojects—thosethatrequireafinancialplan—thepenaltywouldbe$20,000aweek.Thepenaltywouldbe$10,000aweekforallotherprojects.Nofunds,however,wouldberescindedifthestateconcursthatthedelaysarenotthefaultofthefederalpermittingagency.7

AttorneyWilliamMalleyexplainedthedeadlineandpenaltiesconceptinMAP-21evolvedfromanissueresolutionprocessinthepreviousauthorizationbill,SAFETEA-LU,thatneverreallygotofftheground.MalleyisamanagingpartneratthePerkinsCoielawfirminWashington,D.C.,andhasrepresent-edstatetransportationagenciesandotherprojectsponsorsduringtheenvironmentalreviewprocess.

“Theconcept(oftheissueresolutionprocessinSAFETEA-LU)wasto,inasense,giveeachsideanobligationtoputitscardsonthetableintheprocessatanearlystage,”MalleysaidinaSeptembertelephoneinterview.“Fortheleadagency,thatmeansdisclosingwhatthey’reseeingintermsofimpacts,here’stherouteswe’relookingat,etc.Andthenfortheparticipatingagencies,iftheyseesomethingthatwouldsuggestyou’regoingtorunintoamajorproblemgettingyourpermits,thentheyhavetosaythatatoneofthese(early)stages.

“IfyoufastforwardtoMAP-21,Congresscomesbackatitwithaslightlydifferentangleandmoreemphasisondeadline,timelinessofagencydecision-making.Theysetthis180-daydeadline.…Therewasactuallya180-daydeadlineofthesamenatureinSAFETEA-LU,buttheretheconsequenceformiss-ingitwasessentially,‘ReporttoCongress.…’Nowthey’veestablishedamoreconsequentialimpact,whichistosaythesefinancialpenalties.”

Butarethereunderlyingagencycapacityissuesthathavepreventedfederalagenciesfrommakingtimelydecisionsinthepastandwhatimpactare

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weekly$10,000or$20,000fineslikelytohaveifthemanpowersimplyisn’tthere?

“Ithinkthat’salwaysaquestion,”Malleysaid.“Doagencieshaveenoughcapacitytohandlethepermit-tingandreview,theworkloadthattheyhave?”

MalleynotedCongresshasputinplaceavarietyoftoolstohelpfederalandstateagenciesmeettheirstaffingneeds,includingallowingstatedepartmentsoftransportationtouseaportionoftheirfederalhighwayfundstosupporthighwayprojectreviewerstaffpositionsatresourceagencies.

ButMalleysaidtheultimateimpactofMAP-21’sdeadlinesandfineslikelywillbetoencourageagen-ciesatalllevelsofgovernmenttotakestockoftheirexistingresourcesandsetmorerealistictimetablesfortransportationprojects.

“Ithinkwecouldcertainlyimaginethatagencieswillwanttoavoidbeinginapositionwheretheyhavefundsrescindedfromtheheadoftheagency,”Malleysaid.“Nobodywantsthattohappen.Andsothequestionis:Howdotheyavoidhavingfundsrescinded?Myguessisthattheywillpaycloseattentiontoprojectschedulessothattheydon’tendupagreeingtoaschedulethattheyultimatelycan’tmeet.”

MalleysaidtheaimoftheprovisionsinMAP-21,aswellasearlieriterationsofissueresolution,is“tocreateastructureandprocessinwhichbothtrans-portationandenvironmentalagencieshavetoworktogetherandsortofthinkthrough(issueslike)‘whataretheconstraintswe’reunder?Whatcanwereason-ablydo?’Andthenputthatintoaschedule.”8

Someintheenvironmentalcommunityworry,how-ever,thatdeadlinesandfinescouldhavepotentiallynegativeeffectsonthequalityoftransportationprojects.

DeronLovaas,directoroffederaltransportationpolicyfortheNaturalResourcesDefenseCouncil,wroteinaJune2012blogpostthatthoseprovisionsinMAP-21are“likelytoyieldhastyreviewsandawfuldecisions.”9

Lovaasarguesthatenvironmentalreviewsdoandshouldtaketimeifthegoalsarethoroughnessandaccomplishingtheirintendedgoal.

“Ifreducingprojectdelaysisthenameofthegame,toolsotherthanbroadlegislativechangesthatinviteunintendedconsequences,suchasone-size-fits-alldeadlines,imperiousdefaultapprovalofprojectsorlimitson(thereviewofprojectalternatives)shouldbeconsidered,”hewroteinanotherJune2012blogpost.“And,asI’vesaidmanytimesbefore,statesandthefederalgovernmentneedtoperformmorerobuststatisticalanalysisofprojectdelaysandnotrelywhollyonanecdotalevidence.”

Lovaassaidsuchstatisticalanalysiswouldrevealthat,inadditiontoenvironmentalreviews,avastarrayofotherissuescandelayprojects,includinglocalcontro-versies,sheerprojectcomplexityandfinancing.10

MalleycounteredthatLovaas’concernsaboutMAP-21’semphasisondeadlinesaremisplaced.

“Ithinkthatthenotionthattheexistenceofthis180-dayclockisgoingtoleadtorusheddecisionsorwhathaveyou,isnotreallyrecognizingwhatthis

180-daydeadlineis,”hesaid.“TheCongresshasnotsetadeadlinetocompleteNEPA.The180-daydead-lineisthedeadlineforpermittingdecisionsbyotherfederalagenciestobeconcludedaftertwothingshavehappened:one,(theFederalHighwayAdmin-istration)hasconcludeditsNEPAprocess,andtwo,acompletepermitapplicationhasbeensubmittedtothatagency.Itsimplydoesn’taffectthetimingofcompletionofNEPAbecausethisisadeadlinethatonlystartsafterNEPAisover.IfbothofthoseconditionshavebeenmetandyouhaveacompletedpermitapplicationandyouhaveacompletedNEPAreview,thenthesenseofCongressisyoushouldbeabletomakeyourdecisionwithin180days.”11

Othersarguethatonsomeprojects,theenviron-mentalreviewprocessissometimesdelayedonpur-posebecausethefundingisn’tcompletelyinplace.Iftheprocessiscompletedtooearlyinthecycleofaproject,itmayhavetoberedoneperhapsyearslateroncetheprojectisactuallyshovel-ready.

“Marylandkeptthingsinenvironmentalpermit-tinglimboroutinelybecausethatwasawaytoparkprojectsthattheycouldn’tfund,”saidSusanBinderofCambridgeSystematics,whoservedastheFederalHighwayAdministration’sMarylandDivisionadmin-istratorinthe1990s.“Inreality,you’vegottokeepapipeline(ofprojects)going.”

WhiletheprojectpipelineisafocusinMaryland,otherstatessuchasDelawarehavetraditionallytakenadifferentapproach,BindersaidinaSeptem-ber2012telephoneinterviewwithCSG.Fearingthatanyenvironmentalworkwillbecompletedtooearlyintheprojectcycle,theysometimeschoosenottouseanyplanningmoneyforaprojectthatwon’tbeaconstructionpriorityforyearsandthatcouldrequirere-evaluationandnewpermitsinthefuture.12

ButJanetOakleyoftheAmericanAssociationofStateHighwayandTransportationOfficialsarguesthatit’smoreoftenthelengthofthereviewprocessthatimpactstheavailabilityoffundingratherthantheotherwayaround.

“That’ssomethingthattheenvironmentalcom-munityhasbeenarguingforsometime:thattherewasn’tanythingwrongwiththeenvironmental

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reviewprocess,itwasallfinancingandthat’swhatwasholdingeverythingup,that’sthereasonitwastaking10yearstogetaproject(done),”OakleytoldCSGinatelephoneinterview.“Typicallywhathappensistheenvironmentalprocesstakessolongthatyoucan’tgetthefinancialcommitmentbecauseoftheuncertaintyoftheenvironmentalprocessandnotonlyuncertaintyintermsofoutcome,butalsouncertaintyintermsofhowlongit’sgoingtotake.Thereareveryfewlegislaturesthatwanttotieupacommitmentoffundsfor10years.It’sreallynotthatyougettheenvironmentalassessmentdoneandyouwaitaroundforthefunding.”13

TheaforementionedRegionalPlanAssociationreportsaidthatwhilesomeexternalfactors—suchasshiftsinstateorlocalpoliticalandfundingpriori-ties—cancausedelays,theyaremoreoftencausedbyfouraspectsoftheprocessandinstitutionsinvolved.Theyinclude:• Lackofstakeholderconsensusoverfundamental

aspectsofaprojectduringtheplanningphase,whicharenotefficientlyresolvedduringtheenvi-ronmentalreviewprocess;

• DifferingandconflictinginterpretationsofNa-tionalEnvironmentalPolicyActrequirements,aswellasinconsistentimplementingpoliciesandproceduresamongthemultitudeofgovernmentagenciesinvolvedinaproject;

• Administrativebottlenecksandoutdatedpro-cedureswithinagenciesthathaveinsufficientstaffcapacityandtrainingtoefficientlycompleteenvironmentalstudiesorreviews;and

• Misdirectedresponsetothethreatofenviron-mentallitigation,whichleadstooverlycomplexandtechnicalenvironmentalanalysisandrigorousdocumentationefforts.14ButLovaasoftheNaturalResourcesDefense

Councilarguedthatevenwhentheenvironmentalreviewprocesstakesawhile,itcanultimatelyleadtoabettertransportationproject.HecitesasanexampletheGlenwoodCanyonsectionofInterstate70inwesternColorado,whereplannersinitiallyenvisionedblastingthroughthemountains,addingartificialsupportsandchannelingtheColoradoRivertoaccommodatetheroad.

“Acitizens’advisorycommittee,withbetterlocalknowledgethanlargergovernmentagenciesandbureaucracies,recognizedtheseriousimpactoftheproposedplan,”Lovaaswrote.“ThanksinlargepartduetoNEPA’sproceduralprotections,thecommitteebecameanactivepartoftheprocess.Theresultisa12.5-milestretchofhighwaywithlowerenvironmentalimpacts,theadditionofreststops,bikeandjoggingpathsandraftingsupport.”

Environmentalreviewscanallowfortheconsider-ationofalternativeprojectdesignsthatultimatelyresultinmorecontext-sensitiveapproachesthattakeintoaccounttheneedsofthecommunity,Lovaassaid.15

Integration of Planning & Environmental Review

MAP-21allowsfortheuseofcertainplanningdocumentsinenvironmentalproceedings.Planningdocumentsthatqualifyarethosethatresultfromanevaluationordecision-makingprocess,suchasdetailedcorridorplansoranalysesofimpactsonmobility,adjacentcommunitiesandtheenvironment.Thedocumenthastobeapprovedbythestate,alllocalandtribalgovernmentswheretheprojectislocated,andbyanyrelevantmetropolitanplanningorganization.16

PeteRuaneoftheAmericanRoadandTransporta-tionBuildersAssociationsaidthistypeofintegrationcanhelpavoidduplicationofeffort.

“Thiswouldreducedelaybyallowing,whereap-propriate,theuseofmaterialalreadycreatedinsteadofreinventingthewheel,”RuanewroteinAmerican City and County magazine.17

Malley,theWashingtonattorney,agreed.Hesaidinadditiontosavingtime,theintegrationofplanningdocumentsintheNationalEnvironmentalPolicyActprocessmayhavetheaddedbenefitofinvitinggreaterbuy-intotheplanningprocessatalllevelsofgovernment.

“What(theFederalHighwayandFederalTransitAdministrations)havebeensayinginpolicyforalongtimeandnowCongressissayingin(MAP-21)isthatplanningprocessesshouldbemeaningful,thatthegeneralintentof(planning)shouldbetomakesomebroadpolicydecisionsthatthencanbecarriedforwardandthatyoudon’tstartoverinNEPA,”hesaid.“Themoreweightthatisgiventothedecisionsthataremadeinplanning,Ithinkthemoreyou’llalsoseethatplanningprocessbecomingmorerobustandhavingmoreparticipationinitbecauseifthedecisionsaregoingtobeignored,nooneisgoingtopaymuchattentiontoit.”18

Somecaution,however,thatwhileincorporatingexistingplanningworkintotheenvironmentalreviewprocessmayhavebenefits,statesandmetropolitanplanningorganizationsshouldguardagainstbringingNationalEnvironmentalPolicyAct-likeprocessesintoplanning.

“IfNEPAactsasaclearinghouseandineffectstranglesprojectdevelopment,…you’regoingtoslowdownplanning,”saidBinderofCambridgeSystematics.“Ithinkthereareenoughstatesthatareworriedaboutthatandhopingthatwillnotbethepictureandthatthe

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picturewillbethatyoudoalotofworkinplanningandthenthatplanningworkhasstanding.”

Binderalsowarnedit’simportantthatstateandregionalplanningdocumentsnotbeusedto“pre-cookthedecision”onindividualprojectsbeforetheygothroughthereviewprocess.

“Ifwecollectivelyasacommunitystarttodothat,thentheenvironmentalistsareright,”shesaid.“Thenit’sabackroomdeal,becausewho’spayingattentionatthatstage?It’sveryhardtogetthepublicinvolvedinwrit-largeplanning(i.e.planningdoneatthestateorregionallevel).Butifwhatyouanalyzeinthatplanningprocessdoesnothavetoberepeatedinthecorridor(planning)particularlyorattheprojectlevel,thenthatwouldbe(a)verygood(outcome).”19

NEPA Document ConsolidationUnderMAP-21,federalagenciesareallowedto

issueacombineddocumentthatincorporatestwodocumentsrequiredundertheNationalEnviron-mentalPolicyAct:theFinalEnvironmentalImpactStatementandtheRecordofDecision.20

TheFederalHighwayAdministrationpreviouslyhasallowedacondensedfinalimpactstatement.TheCouncilonEnvironmentalQuality,theagencythatensuresfederalagenciesmeettheirenvironmentalreviewobligations,hasrequired30daysbetweenthefinalimpactstatementandtheRecordofDecision.

Malley,theWashingtonattorney,explainedthethinkingbehindthechange.

“IthinkthelogicofdoingsoisthattherealpublicinvolvementcomponentofNEPAisinthecommentperiodonthedraft(EnvironmentalImpactState-ment),”hesaid.“Essentially,that’swheretherealdecisionmakingoccursandwhat(Congressis)basicallysayingisbythetimeyougettothefinalEIS,thatreallyeffectivelyisyourdecisionandsoyoucancombinethatwiththeactualdecisiondocumentitself.”

Whileitmightseemlikearelativelyminorpolicychange,thedocumentconsolidationisoneofthemoreconcretechangesinMAP-21withthepotentialtoimproveefficiencyandaccelerateprocesses,Mal-leyandothersbelieve.

“AsNEPAdocumentshavegrownmorecomplex,theprocessofproducingafinalEISandarecordofdecisionisatime-consumingprocess,”Malleysaid.“Thereisoftenalagofmuchmorethan30daysbetweenafinalEISandaROD.Andsowhat(Congressis)basicallysayinghereisyoucanhaveamorecondensedfinalEISthatessentiallyisjustyourdraftEISplusindividualpagesthathavechangedandthenhavetherecordofdecisionissuedalongsideit.AndIthinkthisisonewhereit’sverymuchaboutreducingtimeandreducingpaperworkassociatedwiththatprocess.”21

Categorical Exclusions from NEPAMAP-21allowstheU.S.SecretaryofTransporta-

tiontodeclarecertainprojectsexcludedfromtherequirementsrelatedtoenvironmentalassessmentsorenvironmentalimpactstatementsundertheNationalEnvironmentalPolicyAct.Thesecategoricalexclusionsinclude:

• Highwaysandbridgesdamagedinemergencies;• Projectswithinanexistingoperationalright-of-

way;• Projectsthatreceivelessthan$5millioninfed-

eralfunds,orthosewithatotalestimatedcostofnotmorethan$30millionandfederalfundscom-prisinglessthan15percentofthetotalestimatedprojectcost;and

• Newcategoricalexclusionsdecideduponbythesecretaryandstategovernments.22Transportationexpertssayit’sfartooearlyto

knowwhatimpactthesenewcategoricalexclusionswillhaveorhowmuchstateswilltakeadvantageofthemfortransportationprojects.

“(It’s)goingtorequirerulemakingandit’sgoingtobehighlydependentonhow(theFederalHighwayAdministration)interprets(MAP-21)andsoit’shardtosay,”saidShannonEgglestonofthestatehighwaytransportationgroup.

ButMalleypointsoutthesecategoricalexclu-sionsaren’tentirelynewterritory.Therealreadyareexclusionsforemergencyprojects,projectswithintheright-of-wayandprojectswithlimitedfederalfunding,hesaid.

“Ithink(thenewcategoricalexclusions)will,tosomeextent,overlapwithsomeexistingcategoricalexclusions,”Malleysaid.“SoIdon’tthinkofitasbe-ingsomehowfundamentallynew,butwhatitisdoingisprobablyexpandingtosomeextentthetypesofprojectsthatfallwithin(categoricalexclusions)andmaybealsosimplifyingtheprocessfordeterminingif(one)applies.”23

ButsomeintheenvironmentalcommunityarguesuchexclusionswreakhavocwiththeintentoftheNationalEnvironmentalPolicyActandhavethepotentialtolimitpublicoversightandaccountability.

“Suchloopholesallowprojectstobebuiltwithminimalornoparticipationbytheaffectedpublic,”LovaasoftheNaturalResourcesDefenseCouncilwroteinaJune2012blogpost.“(MAP-21)pokesmanyholes,twoofthemostegregiousbeingexclu-sionofprojectsinanexistingright-of-way(what’stostopahighwayagencyfrombuildingasecondinter-changenexttoanotheroneifit’sintheright-of-way,withoutgettingpublicfeedback?)andcategorical

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exclusionofprojectsthatreceivelessthan$5millionoffederalfundingwhichmeansyourtaxpayerdollarscouldhelpbuildahighwayandwithoutyouhavingasayinitsdesign.”24

Oakley,ofthestatehighwayofficials’group,counterstherestillwillbeplentyofopportunitiesforcommunityinvolvementandconsiderationofbettersolutions.Suchthingsareingrainedintothetranspor-tationplanningprocessineverystate.

“Notwithstandingwhatthoseadvocatesaremaybeclaiming,…(thecategoricalexclusions)aregoingtohaveabsolutelynoimpactonthat,”shesaid.25

Malleynotes,however,thatprojectsthatqualifyforcategoricalexclusionsbytheirverynatureoftendon’tfitthemoldofthetraditionalprojectdeliveryprocess.

“Thefactisa(categoricalexclusion)onewayortheotherdoesnotinvolvethesamelevelofpublicinvolvementasan(environmentalassessment),”hesaid.“A(categoricalexclusion)prettymuchbydefini-tionissomethingthathasbeenshownbyexperiencenottohavesignificantenvironmentalimpact.Soifinfactthat’sthecase,thenit’sgoingtowarrantalowerlevelofdocumentationandadifferentkindofpublicinvolvementprocessthanonethathasthepotentialforsignificantimpacts.Soit’sallabouttryingtokeeptheprocessandkeepthepaperinproportiontothekindofprojectyouhave.”26

Otherssaywhilepublicinvolvementisanimpor-tantpartoftheprocessgenerally,theremustbelimitsanditcan’tgoonforever.Binder,theCambridgeSystematicsseniorassociatewhosecareerhasincludedstintsatboththeFederalHighwayAdmin-istrationandonCapitolHill,saidenvironmentalistsareoverreachinginsuggestinganythingwillbelostiftheyonlyget“threeandfourbitesattheapple”ratherthanfiveorsix.

“Theirtechniqueofconstruingcitizenparticipationasconstantlyreopeningissues,constantopportuni-tiestocritique,constantopportunitiestostallanddelay—Ithinkthat’sbadallaround,”shesaid.

Binderhopesiftheopportunitiesforpublicpartici-pationarereducedforaparticularproject,citizenswilldecidetogetinvolvedearlierintheprocessratherthanwaitinguntil“there’sabackhoepoisedintheirfrontyard.

“Ifyouknowthattherearegoingtobe…fivepassesatsomething,youdon’ttakeitseriouslyonthefirstthree,”shesaid.“That’swhyIthinkthatsomeofthesemultipleactionsreallyunderminegoodplanning.”

Delegation of Federal NEPA Responsibilities to State Governments

MAP-21’spredecessor,the2005authorizationlegislationknownasSAFETEA-LU,includedapilotprogramtopermitfivestatestoassumecertainfederalenvironmentalreviewresponsibilities,suchasthoserequiredundertheNationalEnvironmentalPolicyActandotherfederallaws.

Alaska,California,Ohio,OklahomaandTexaswereallpermittedtoparticipate,butonlyCaliforniachosetodoso.Eventually,theFederalHighwayAd-ministrationopenedthepilotprogramtoallstates,whilestilllimitingparticipationtofivestates.

SinceCaliforniawastheonlystatetoparticipateinthepilotprogram,thepotentialbenefitsoftheprogramaredifficulttoquantify.Butaccordingtoa2012GovernmentAccountabilityOfficereport,theCaliforniaDepartmentofTransportation—knownasCaltrans—reportedthathighwayprojectsrequiringanenvironmentalassessmentnowtakeabout30monthslesstocomplete.27

“Caltranshasdecreasedtheamountoftimerequiredforenvironmentaldocumentapprovals,”a2007-08departmentreportsaid.“Draftreviewwentfrommorethansixmonths,tolessthantwomonths.That’satimesavingsof69percentondraftreviewand68percentforfinaldocumentreview(from2.5monthstolessthanamonth).ThesesavingswereachievedaftereliminatingFHWAenvironmentaldocumentreviewandworkingdirectlywithfederalresourceagenciestomeettheirrequirements.”28

ButotherstatessaidtheydidnotparticipateinthepilotprogramunderSAFETEA-LUduetoarequirementthattheywouldhavetowaivesovereignimmunityandacceptfederalcourtjurisdictionfortheenvironmentalreviewdecisionstheymakeundertheprogram,theGAOreportsaid.Staffingconcernsmaybeanissueforstatesaswell.AtleasttwostatestoldGAOthattheylikehavingtheFederalHighwayAdministrationmakingtheenvironmentaldecisionsbecausetheagencyhasthestaffandexpertisetomakeinformeddecisionsonenvironmentalimpacts.29

Still,theAmericanAssociationofStateHighwayandTransportationOfficialsin2009recommendedexpandingtheprogramunderwhichstatetransporta-tionagenciescanassumetheseresponsibilities.

“Thelimitedexperiencetodatesuggeststhatdelegationiseffectiveatdeliveringimprovedperfor-manceaswellasfasterenvironmentalreviews,”saidthegroup’sauthorizationrecommendations.30

Oakley,ofthetransportationofficialsgroup,isconfidentmorestatesarenowreadyandwillingtotakeontherole.

“Thestatesrecommendedthatandthe(AASHTO)boardofdirectorsadoptedthatsoI’mnotsureiftherehadn’tbeeninterestthattheywouldhavepursuedthatasapolicythattheywereadvocating,”shesaid.“Ifthe

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statesthemselvesdidn’tfeelliketheyhadthecapacity,Idon’tthinktheywouldhavebeenrecommendingit…Inmoststates,theyhaveenvironmentallawsthatarecomparabletoNEPA.Theyhavetheirownlawsatthestatelevelthattheyhavetocomplywith,soIdon’tthinkcapacityisreallyanissue.”31

ButCambridgeSystematics’BinderdoubtsmanystatescanfollowinCalifornia’sfootsteps.

“Howmanyotherstateshaveafullyfleshed-outstateenvironmentalframeworkand,dareIsay,ethictocoverwhatitseemsliketheactivistpublicandothersreallywant?”sheasked.“CaliforniawasonthesamewavelengthwiththefederalNEPAandsoitworked.Idon’tseealotofstatessteppinginandtakingthewholeballofwaxlikethat.”32

Malleysaidthewillingnessofstatestoundertakethefederalgovernment’senvironmentalreviewrespon-sibilitiesunderMAP-21likelywillbedependentonwhethertheyseethepotentialforsignificantbenefit.

“Youare[takingon]anadditionalburdenbecauseyouwouldbetheprincipaldefendantinanylitiga-tionthat’sfiledchallengingaNEPAdecision,”hesaid.“Sowhatisthebenefitthatgoesalongwiththatburden?AndIthinkCalifornia’sexperienceshowsthereisaconsiderablebenefit.TheyhavefoundthattheyhaveshortenedthetimeneededtoproducetheirNEPAdocuments.Andastheyhavegainedmoreexperiencewithit,Ithinkthebenefitsthatthey’vebeenabletoachievearenowgoingtogivestatessomeadditionalinformationandsomestatesmaysay‘OK,basedonthosebenefits,we’rewillingtotakeontheburdenthatcomeswiththisdelegationof(federalagency)decision-making.’”33

Programmatic Agreements and Mitigation Plans

Aprogrammaticagreement,whichboththeFederalHighwayAdministration’sEveryDayCountsinitiativeandtheAmericanAssociationofStateHighwayandTransportationOfficialsrecom-mendexpandeduseof,definesthetermsofalegallybindingagreementbetweenastatedepartmentoftransportationandotherstateand/orfederalagen-ciesandestablishesaprocessforconsultation,reviewandcompliancewithoneormorefederallaws.Suchagreementscanshortenprojectdeliverytimebyallowingthosebuildingaprojecttoavoid,minimizeandmitigateimpactsontheenvironment.Theagree-mentsspecifyrolesandresponsibilities,standardizecoordinationandcomplianceprocedures,improveagency-to-agencyrelationships,andmakelimitedstaffandresourcesmorefocusedandeffective,ac-cordingtotheFederalHighwayAdministration.34

MAP-21allowsstatesandmetropolitanplanningorganizationstodeveloponeormoreprogrammaticmitigationplanstoaddressthepotentialenviron-mentalimpactsoffuturetransportationprojects.Thesecanbedevelopedonaregional,ecosystem,watershedorevenstatewidescale.Ifaplanisdevelopedinthewaydescribedinthelegislation,anyfederalagencyresponsibleforenvironmentalreviews,permitsorapprovalsforatransportationprojectmayusetherecommendationsintheplan

whencarryingoutNationalEnvironmentalPolicyActresponsibilities.35

TheFederalHighwayAdministrationhighlightssuccessinseveralstatesinexpandingtheuseofprogrammaticagreements.• Nebraska’sDepartmentofRoadsdeveloped

onesuchagreementforabiologicalevaluationprocess.Thedepartmentisnolongerrequiredtocoordinatewiththehighwayadministration,theU.S.FishandWildlifeServiceandtheNebraskaGameandParksCommissiononceprogrammaticconditionsaremetforaspecificproject.Officialssaytheagreementsresultinaminimumsavingsoffiveweeksintheprojectscheduleforanestimat-ed80percentofprojectsinthestate.

• Oklahoma’sDepartmentofTransportationputinplaceaprogrammaticagreementtodealwithwhathappenswhenatypeofcriticallyendan-geredspeciesofbeetleturnsupatatransporta-tionconstructionprojectsite.Astandardizedprocessallowedthedepartmenttoremovescheduleuncertaintiesandavoidlengthydelaysoncecausedbythepresenceofthebeetles.Asaresult,projectshavebeenexpeditedbyasmuchasoneyear.36

Accordingtoa2012GAOreport,somestatedepartmentsoftransportationhaveusedprogram-maticagreementsformorethanadecade;atleastfourstateshaveusedthemsincethe1990s.37

“Honestly,thisissomethingthatwe’vealwaysviewedasawin-winsituationforboththeenviron-mentandforthetransportationcommunity,”saidEgglestonofthestatehighwaytransportationofficials’group.“Ratherthandoingpiecemealmitiga-tionprojectbyproject,it’sbettertoreserveanentireareaforacertaintypeofmitigationinsteadofhavingbitsandpiecesofitallalongtheprojectcorridor.Youcandothingsonawatershedbasisanddoitonmoreofalargescale.Itactuallyimprovestheenvironmentandit’smorecosteffective.Andthenonthetrans-portationsideofthings,ifyouhavethoseresourcesalreadydesignatedformitigation,thentheprojectcanmovethroughpermittingmorequickly.”

Malleycautions,however,nottoexpectdramaticresultsovernightfromtheexpandeduseofprogram-maticmitigationplans.

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“Ithinkthattheyhaveapotentiallong-termbenefit,”hesaid.“Ithinkwhatyou’llseeintheshorttermisthatit’snotgoingtojustimmediatelyyieldbenefits.…Similartotheplanning-NEPAlinkage,theprogrammaticmitigationplan(isjusta)smartidea.…(But)allthe(MAP-21)statutesaysis…agenciesmayconsiderthoseprogrammaticmitiga-tionplansinmakingtheirdecisions.Well,it’sreallyjustprovidinginformation.It’snotimposinganewmandateorlimitinganagency’sauthority.SotheconceptIthinkwouldbethatthisprovidesanewtoolanditwillbeusedanditcouldleadtomoreeffectiveandmorevalue-addedmitigation.”

Early Right-of-Way Purchase OnekeygoalofMAP-21’sacceleratingproject

deliveryprovisionsistocreateaprocessinwhichthevariousprojectstagesrunmoreconcurrentlyandlessinalinearfashion,whichrequiressignoffsonvariousaspectsoftheprojectbeforeworkcanproceedinanotherarea.

Oakleysaidthatdoesn’tmeanit’saboutskippingimportantstepsintheprocess.

“Whenyou’redoingitmoreconcurrently,it’snotthatyou’renotcoordinatingwithresourceagencies,”shesaid.“It’snotthatyou’renotgettingcommunityinput.It’snotthatyou’renotdoinganyofthat.You’rejustdoingitfurtherupstreamintheprocess.”

OneexampleofthismovementtowardmoresimultaneousprocessesisaprovisioninMAP-21thatwillgivegovernmentagenciesaddedauthoritytoacquireright-of-wayforatransportationprojectpriortothecompletionoftheenvironmentalreviewprocess.

“Statesalreadyhavetheauthoritytodoearlyright-of-wayacquisition,”notedMalley.“Theydoitnowprimarilywithstatefunding.(MAP-21)givesthemabitmoreflexibilitytodoitwithfederalfund-ingandIthinkthattheymaytakeadvantageofthat.”

MAP-21willallowtheuseoffederalfundsforadvancedright-of-wayonaprojectifthestatecertifies,andtheU.S.DepartmentofTransportationconcurs,thattheenvironmentalreviewwillnotbeaffected.TheuseofstatefundsforearlyacquisitionisalsoallowedandcannowbereimbursedwithfederalfundsatthetimeofconstructioniftheU.S.DOTconcursthatthereviewwasnotaffected.38

“Thepolicybehind(earlyright-of-wayacquisi-tion)isthatNEPAtakesalongtimeandoftentimesthecostofacquiringright-of-waygoesuporitmaysimplybecomeunfeasibletoacquireitifyouwaittoolong,”Malleyexplained.“SotheCongressisbasicallysaying‘Here’salittlemoreflexibilitytousefederalfunds,butyouhavetomakesurethatyoudoitinawaythatdoesnotpredeterminetheoutcomeofyourNEPAreview.”

RepresentativesoftheAmericanAssociationofStateHighwayandTransportationOfficialssaythatwon’tbeaproblemforstatetransportationagencies.

“Wethinkthatstatesarefullycapableofhav-ingprojectsgothroughtheNEPAscrutinyinanunbiasedway,evenwithadvancedacquisitionofright-of-way,”Oakleysaid.

Egglestonpointsoutfewertransportationprojectsareundertakenthesedaysthataretruegreenfieldprojects—thatis,projectsinrights-of-waywherenostructuresexistedbefore.

“Alotofprojectsareadditionallanesorthingsofthatnaturewheretherearenotgoingtobealotofoptions(fortheproject’sdesignorrouting),”shesaid.

Thatmakesitlessimportantthatright-of-wayacquisitiontakeplacelateintheprocess,onceenvironmentalassessmentsarecompleteandafinalprojectdesignisaccepted.

Malleyalsonotedsafeguardsarebuiltintotheearlyright-of-wayacquisitionprovisionsincludedinMAP-21.

“Thekeytoitisthatearlyacquisitioncannotlimityourconsiderationofalternatives,”hesaid.“Essen-tially,ityoudon’tchoosethatalternative,youselloffthatright-of-way.…Butit’snotatallunusualwhenyou’regoingthroughNEPAforthestatetoownsomeportionsofright-of-wayforoneormoreofthealternativesthatthey’relookingat.”39

TheAmericanAssociationofStateHighwayandTransportationOfficials,inits2009authorizationrecommendations,saidadvancedright-of-wayacqui-sitionhadthepotentialtoproducetimesavingsofseveralmonthstoayear,asdesignandconstructioncanstartwithoutdelaysduetonegotiation,reloca-tionandcondemnation.

Thegroupsaiditalsocouldproducecostsavings,asMalleysuggested,sincethelandpurchasedpriortodevelopmentislikelytobecheaperthanitwouldbelater.Lessdisruptiontothecommunityisanaddedbenefit,therecommendationnoted.40

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Innovative Project Delivery MethodsInadditiontoitsmanyprovisionsrelatedtothe

processrequiredbytheNationalEnvironmentalPolicyAct,MAP-21alsohopestospeedtransporta-tionprojectsbyencouragingtheuseofinnovativeprojectdeliverymethods.

“Congressdeclaresthatitisinthenationalinteresttopromotetheuseofinnovativetechnologiesandpracticesthatincreasetheefficiencyofconstructionof,improvethesafetyof,andextendtheservicelifeofhighwaysandbridges,”thelegislationreads.

Amongtheinnovativetechnologiesandpracticesthebillreferstoarestate-of-the-artintelligenttrans-portationsystemtechnologies,elevatedperformancestandardsandnewhighwayconstructionbusinesspracticesthatimprovehighwaysafetyandquality,accelerateprojectdeliveryandreducecongestionrelatedtohighwayconstruction.

Thebillspecificallymentions:• Prefabricatedbridgeelementsandsystems;• Innovativeconstructionequipment,materialsor

techniques,includingin-placerecyclinganddigitalthree-dimensionalmodeling;

• Innovativecontractingmethods,includingthedesign-buildandconstructionmanager/generalcontractormethods;

• Intelligentcompactionequipment;and• Contractualprovisionsthatofferacontractoran

incentiveprogramforearlycompletionoftheproject,programoractivity,subjecttothecondi-tionthattheincentivesareaccountedforinthefinancialplanoftheproject,whenapplicable.41Thenextfewsectionsofthisbriefdescribeafewof

thesestrategies.

Prefabricated Bridge Elements & SystemsWhenthenewVeteransMemorialBridgeopened

inJune2012inPortland,Maine,onereasoncitedfortheproject’son-timedeliveryinjusttwoyearswastheuseofprecastconcrete.The$65millionbridge—acollaborationamonglocal,stateandfederalenti-ties—wasbuiltusing361piecesofprecastconcrete,eachweighingmorethan60tons.42

TheFederalHighwayAdministrationhasencour-agedtheuseofprefabricatedbridgeelementsandsystemsaspartofitsEveryDayCountsinitiative.Accordingtothefederalgovernment,prefabricationsavestimebyallowingdifferentbridgecomponentstobeassembledconcurrentlyandofteninoffsite,climate-controlledenvironments,whichlimitsdelaysduetoweather.Prefabricationalsocanproducecostsavings,safetyadvantages,easierconstruction,reducedinconveniencefortravelersandreducedenvironmentalimpact,theagencynotes.43

In2011,theMassachusettsDepartmentofTransportationwasabletoreplace14bridgesalongInterstate93inMedfordoverthecourseofjust10weekendsbetweenJuneandAugust.Theeffortwasmadepossibleduetotheuseofacceleratedbridgeconstructiontechniques,includingprefabricatedbridgeelements.Accordingtothedepartment,itwouldhavetakenatleastfouryearstoreplacethe14bridgesusingconventionalconstructiontech-

niquesandlong-termlaneclosureswouldhavebeenrequired.44

Innovative Construction Equipment, Materials or Techniques

MAP-21makesspecificmentionofin-placerecyclingtechnologyasaninnovativeconstructiontechniqueworthyofpromotion.Thetechniqueinvolvesrehabilitatingroadpavementbymillingupexistingasphaltandmixinginadditionalcement,thenlayingitbackdownwithouthaulingitoff-sitetobeprocessed.Avariationcalledhotin-placerecy-clingmixesinadditionalaggregatesandrejuvenatingagents.45

Digital,three-dimensionalmodelingtechnologiesalsoarementionedinthelegislation.Thesetechnolo-giesarealsoafocusoftheFederalHighwayAdmin-istration’sEveryDayCountsinitiative.Accordingtotheadministration’swebsitefortheinitiative:

“Thetechnologyallowsforfaster,moreaccurateandmoreefficientplanningandconstruction.…With3-Dmodelingsoftware,designandconstructionteamscanconnectvirtuallytodevelop,testandalterprojectdesignsthroughoutthedesignandconstruc-tionphases.Intricatedesignfeaturescanbeviewedgeospatially,orina3-Dview,frommultipleperspec-tives,andsimulationscanberuntodetectdesignflawsbeforeconstructionbegins.Data,exportedfromthe3-Dmodels,canbetransferredtoaglobalpositioningsystemmachinecontrolthatguidesanddirectsconstructionequipmentlikebulldozersandexcavators.Theconnectivityallowsworkerstoreceiveandworkwiththemostaccurate,up-to-datemodelsevenifmid-cycledesignchangesaremade.”

TheFederalHighwayAdministrationalsonotesthatGPS-enabledconstructionequipmentcanrunalldayandnightwiththeguidanceof3-Dmodelingdataandachievefirst-passaccuracy.Thetechnology

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allowsmanymanualtaskstobecompletedautomati-callyandwithmachine-likeprecision,reducingthenumberofonsiteworkersrequired.

“Withgrowingreceptionto3-Dtechnology,thetransferanduseof3-DmodeldatainGPSmachinecontrolequipmenthasbeensuccessfullydemon-stratedandusedinnumerousstatesnationwide,”thewebsitesays.“Thetechnologyprovestobeacosteffectivemethodforacceleratinghighwaypavementconstruction.”46

Intelligent Compaction EquipmentCompactionisthefinalprocessinroadconstruc-

tion.It’susedtoproduceauniformsurfacetexturetopavement.Whileconventionalcompactionequipmentcanresultinnon-uniformdensitiesofpavementmaterial,intelligentcompactionequipmentusesspecialvibratingrollers,uniformity-measuringdevicescalledaccelerometers,map-basedGPSandonboardcomputerstocollect,processandanalyzemeasurementsinrealtimetoproduceamoreuniform,long-lastingpavement.Thekeytoquickerprojectdeliveryaccelerationisintelligentcompactionrollerscandomoreworkwithfewerpassesthantraditionalstaticrollers,ofteninamuchshortertime.

AccordingtotheFederalHighwayAdministration:“(Intelligentcompaction)efficienciesproducetime,costandfuelsavings.Withmoreefficientpavingpro-cesses,productioncanincreaseandstatedepartmentsoftransportationcanconstructgreateramountsofroadwaydaily.”47

Innovative Contracting MethodsInAugust2012,theNewYorkStateDepartmentof

Transportationawardedthestate’sfirstdesign-buildcontract.The$29.3millioncontractwillrepair13bridgesintheHudsonValleyregionandcreate410jobs.Gov.AndrewCuomoworkedwiththeNewYorklegislaturein2011togetdesign-buildlegisla-tioninplace.

“Byusingthedesign-buildmethod,NewYorkstateischangingthewayweinvestinjobcreatingprojectsbycuttingdownonthetimebetweenwhenthebidsgooutandwhentheshovelsareintheground,whilesavingtaxpayerdollars,”Cuomosaidinastatement.48

ThetraditionalmethodofhighwaycontractingandconstructionintheUnitedStateswasdesign-bid-build.Thecontractsforthedesignandconstructionphasesareseparatecontractsandtheonlycriterionforfinalselectionislowesttotalconstructioncost.49

Withthedesign-buildprojectdeliverymethod,thereisonecontractandthedesigner/builderassumesresponsibilityforthemajorityofthedesignwork,aswellasallconstructionactivities.Sincethecontractorisinvolvedearlyonintheprocess,ithasincreasedflexibilitytobeinnovativeandtakegreaterrisks.Certainaspectsofdesignandconstructioncantakeplaceatthesametimeaswell.

AccordingtotheFederalHighwayAdministration,design-buildcanaccelerateprojectdeliveryinseveralways:

“Thecontractorhasflexibilityinselectingthedesign,materialsandconstructionmethodsbasedontheavailableequipment,workforceandresources.Thecontractoralsoworkscloselywiththedesigner,sharinghisorherexpertise,toreducetheriskofdesignerrorsandtheneedforredesign,whichcanaddtoprojectcostsanddelays.Allowingthecontrac-tortotailortheprojectdesignandapplyappropriateinnovationsprovidesflexibilityforthecontractortomanageandcompensateforcostincreasesinoneareathroughefficienciesinanother.”

Thehighwayadministrationalsonotesthatwithonlyonecontracttodealwith,adesign-buildcanallowfortheoverlappingofprojectphases:

“Forinstance,constructionpreparationcanbeginwhilethedesignisbeingcreatedandfinalizedandthedesignermightneedtobeinvolvedtoassistwithanyredesignsifproblemsorconcernsareencounteredduringtheconstructionphase.Teamworkbetweenthedesignerandcontractorallowsforgreatercollaborationandinnovationandacceleratedprojectdeliveryandoftenresultsinimprovedprojectquality.”50

While47statesauthorizedesign-buildauthorityfortransportationprocurement,18statesplacelimi-tationsonitsuseandthreestates—Iowa,NebraskaandOklahoma—don’thavelegislationspecificallyauthorizingit.51Moreover,a2012GovernmentAccountabilityOfficesurveyfoundthatamajorityofstatesusedesign-buildcontractingforlessthan10percentofallhighwayprojects.52Transportationexpertssaythatmaybebecausedesign-buildisoftenmoreappropriateforlarger-scaleprojectsandnotforthesmaller,moreroutineprojectsstateshaveemphasizedduringthetightbudgetsofrecentyears.

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Amiddlegroundbetweendesign-bid-buildanddesign-buildistheconstructionmanager/generalcon-tractormethod,underwhichtheownersofatrans-portationprojectcontractwithacompanytoserveastheconstructionmanagerduringthedesignprocess.Asthedesignnearscompletion,theownerandtheconstructionmanagercanrevisittheirarrangement.Iftheycanagreeonapriceforconstruction,theycansignaconstructioncontractandtheconstructionmanagerthenbecomesthegeneralcontractor.Ifnot,theycanagreetopartways.Suchamethodallowstheprojectowner—oftenthestatedepartmentoftransportation—toremainactiveintheprocessandmakechangesaccordingtobestvalue.53

Theuseoftheconstructionmanager/generalcon-tractormethodonheavytransportationconstructionprojectshasbeensomewhatrareandhashistoricallybeenmoreassociatedwithbuildingconstruction.Fifteenstatesstillprohibititsuse54andsomeinthecontractingcommunityhaveresistedit.Butsomestatesareconsideringchanginglawsandpoliciestoallowtheconstructionmanager/generalcontractormethodandseveralhavereceivedspecialapprovalfromtheFederalHighwayAdministrationtouseitonspecificprojects.55

TheUtahDepartmentofTransportationisamongthestateagenciesthathavealreadyfoundthemethodtohavesignificantbenefitsoverdesign-build.

“Weareabletobegintheprojectearlierbecausewedonotneedadesigntoadvertiseandtheselec-tionprocessissimpler,”saysabriefonthedepart-ment’swebsite.“Atypical(requestforproposal)foradesign-buildprocessisover500pagesandaverages250days.AtypicalRFPforCM/GCis30pagesandcanbeshortenedtolessthan90days.ItispossibletostarttheRFPdevelopmentduringtheenvironmentalprocessandreducetheselectiontimetoabout70days.Usingthisprocesswearealsoabletopurchaseselectitemsearly.Itemslikesteelgirdershavealonglead-timeandthecostfrequentlyincreasesovertime.Withthesebenefits,manyCM/GCprojectshavebeenabletosaveaconstructionseasonandreduceinfla-tioncostsbecausetheycouldgetstartedearly.”56

Challenges Ahead for States in MAP-21 Implementation

MAP-21coversalotofgroundinits584pages.Acceleratingprojectdeliveryisjustoneofthelegislation’smanygoals.Thoseprovisionsthatdealwithitaresprinkledthroughoutthebill.Sotakenasawhole,willtheymakeadifference?Expertssaythejuryisoutandwillbeforawhile.

“Ithinkthattherearesomethingsintherethatwillmakeadifference,”saidBinderofCambridgeSystematics.“Willtheymakeadifferenceontheoverallprogramsouptonuts?Myexpectationsarelower.Anumberofthingsthatareintherereallyjustputinlawwhathasbeenpolicyguidanceforawhile.WhatIamfondofsayingisyoucan’tlegislategoodbehavior.…ButtheCongresscouldandshouldanddidsay‘Guys,youneedtoplaywelltogether.Youneedtohavedeadlines.Youneedtohavecollaboration.’

“One-size-fits-alldeadlinesdon’twork,butifone-

size-fits-alldeadlinesaremeanttoleanonpeopletogettogetherandsetupproject-specificdeadlinesthattheywillthenworkonandthey’llberewardedforthat,fine.…AlthoughIthinktheseareverylimitedchanges,thedirectionisclear.Iftheexecutivebranchwantstotaketheball,they’vegotenoughheretoreallyencouragepeopletodowhatarealreadybecomingknownasbestpractice.”57

Despitetheanecdotalevidencethatindividualinitia-tivesincludedinMAP-21haveseensuccessorhavethepotentialforsuccess,whethertheyactuallyachievethatpotentialdependsonalotofthings.It’snowuptostatesandthefederalgovernmenttotaketheballandrunwithit,saidOakleyoftheAmericanAssociationofStateHighwayandTransportationOfficials.

“(TheU.S.DepartmentofTransportation)willbeputtingoutguidanceandregulationsandhowtheyputoutthatguidancewillhaveanimpactonhowusefulsomeoftheprovisionsmaybe,”shesaid.“Two,it’sjustgoingtotakesometestdriving(bystatedepartmentsoftransportation)andtryingitouttoknowwhatwillreallybehelpful.58

WhilemuchofwhatendedupinMAP-21mayseemfamiliar,thereareelementsthatarenewburiedinthelegislation’svoluminouslengththatwillrequireinterpretationinthemonthsahead.Expertssaythatmaypresentoneofthebiggestchallengesforpolicymakersastheygoabouttryingtoimplementit.

“Therearealwayssomechallengesjustinfiguringoutwhat’snewhereandevenifultimatelytheyarestraightforwardtoimplement,there’sjustalotofcontenthere,”saidMalley,theWashingtonattorney.“There’salotthatCongressdid.Ittakesawhiletojustfigureitallout.…Ithinkultimatelythechangesshouldbebeneficialforprojectdeliveryandthatstateswillultimatelyfindthatthesedomaketheprocessbetterandfaster,butitjusttakesawhiletoimplementitall.”59

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Binderco-authoreda2011reportfortheOrangeCounty,Calif.,TransportationAuthority,“Accelerat-ingFederalProgramandProjectDelivery,”whichincludedmanyrecommendationsultimatelyincludedinMAP-21.60ShesaidthetaskofMAP-21’sinter-pretersismademoredifficultbythefactthatmanyprovisionsrelatedtoacceleratingprojectdeliverydorequireregulationstogointoeffect.

“Thechallenge,Ithink,withthestatesisgoingtobe:(they)don’twanttowaitforfouryearstogetplanning(regulations)revised,”shesaid.“Whatdo(they)doinbetween?…Forthosestatesthathavebeenatthisandhaveshownamaturityandacommonsetofvalues,itwon’tbeaproblem.It’sgoingtobeaprobleminthisinterregnumforsomepeople(wondering)‘WhatcanIdo?WhatcanIstart?WhereshouldIgowiththiswhilethisthingispercolating?’That’sgoingtobeanimmediatechallenge.BecauseIthinksomestatesaregoingtoseesomeopportunitiesthatthey’dliketojumponrightaway.”61

Future Policy Avenues for Accelerating Project Delivery

WhileMAP-21includedmanyprovisionslongsoughtbystatedepartmentsoftransportation,contractorsandothersrelatedtoacceleratingprojectdelivery,therewereseveralprovisionsleftoutofthefinallegislationthatsomesaycouldhavehadanevengreaterimpact.

BinderandothersbelieveMAP-21willnotbethelastwordonacceleratingprojectdelivery.Theissuewillmorethanlikelyresurfacewhenitcomestimetotalkaboutthenextfederalauthorizationbillintwoyears.

“Ithinkthatit’sgoingtostillbeonthetable(in2014),”shesaid.“Ithinkthiscoupleofyearscande-velopsomeposterchildrenexamplesofplaceswherethingswereabletobedonefasterandjustaswellifnotbetter.…Ithinkit’sanopportunitytosaywe’vemadeprogress,we’regoingintherightdirectionandtheworldhasnotended.”

Asfaraswhatshapepolicyinthisareamighttakeinthefuture,BindersaiditmaybeworthstudyingwhatHouseRepublicansandotherssoughttomakeapartofMAP-21butwereultimatelyunsuccessfulwith.

“Theywouldhavehadamuchstricterseriesofdeadlineswhereeveryphasewouldhavehadmoreofacookiecutterkindof(approach)withsanctionsandregimes,”shesaid.“AndthemeasureofthatIthinkwasthatwouldgotoofar.…(But)theremaystillbesomeappetiteforthatamongsomestatesbecausethesenseofcertaintyis(still)missing(fromprojectdelivery).”62

Malleyhashisownlistofwhatdidn’tendupinthebill.HesaidmostoftheitemsonitwouldhavelikelyhadamoresignificantimpactthanwhatCongressactuallyapproved.

“Iwouldsayanythingthatinvolvesexemptions(fromNEPA),thatinvolveschangesinotheragen-cies’statutoryauthority,…thosearethekindsofthingsthatwouldgofartherandthosearethingsthatdidnotultimatelygetincluded,”hesaid.“What(Congresshas)doneisessentiallyhaveaseriesofchangesthatbyandlargepreserveagencies’existingauthority.Theycreateasomewhatmorestructuredprocesstocarryoutthoseauthorities,butthey’renotchangingtheauthoritiesthatagencieshavetoreviewandcommentandapprovepermitsforprojects.”

MalleynotedthatMAP-21containsnodeadlinesforcompletionofNationalEnvironmentalPolicyActreviews,noexemptionsfromtheact,noincreasedauthorityforleadagenciesoverotheragencies,andnochangestothestandardsforthesufficiencyofenvironmentalimpactstatements.63

Othersalsohaveweighedinonpolicyavenuesthatcouldbeexploredinthefutureforacceleratingprojectdelivery.

RobertThorntonisapartneratNossamanLLP,alawfirmthatpracticesininfrastructureandotherareas.InJuly2012,hewroteaboutMAP-21’s“missedopportunities.”Amongthem:• MAP-21excludedprovisionsmodeledontheClean

WaterActthatwereincludedintheHousebilltousecertifiedstateenvironmentalreviewsinlieuofNationalEnvironmentalPolicyActreviews.

• MAP-21failstoimposefirmdeadlinesonthefederalenvironmentalreviewprocessandreliesoncollabora-tionwithenvironmentalagenciesandthethreatoffundingpenaltiestoencouragetimelyreviewsanddecisionsbyenvironmentalagencies.

• MAP-21failstoestablishanysafeharboragainstenvironmentalreviewlitigationwheretheleadagencyhasfollowedapprovedregulatoryapproach-estoenvironmentalevaluations.

• MAP-21doesnotlimittheabilityofprojectopponentstochallengeindividualprojectenvironmentaldocu-mentsthatrelyoncorridorselection,modechoiceandothertransportationplanningdecisions.64Theaforementioned2012reportbytheRegional

PlanAssociationsaidwhat’sreallyneededtospeedupenvironmentalreviewsandaccelerateprojectsises-tablishingstrongleadershipandconsensusonaprojectbeforeevenenteringintotheenvironmentalreviewprocess.Amongthereport’srecommendationswere:• Establishingbroadagreementamongagencies

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andstakeholdersonprojectgoalsandcarryingthemforwardintotheenvironmentalprocesstohelppreventcontroversiesfromarisinglateron.

• Spendingmoretimeatthebeginningoftheprocessestablishingmemorandaofunderstandingamongparticipatingagenciesontimelines,proce-dures,languageandenvironmentaloutcomes.

• Strengtheningfederalleadershiponmajoremployment-generatingprojectsandreducingfederalinvolvementinminorprojects.

• Trainingthenextgenerationofenvironmentalpractitionerstoadoptandsharebestpractices.

• Increasingtransparencyandaccountabilitywithafocusonproducingamorethoroughadministra-tiverecord,asopposedtoexcessiveanalysisofunlikelyimpacts.

• Modernizingoutdated,inefficientprocedureswithweb-based,data-sharingstakeholderinvolvementtoolsanddigitalsubmissionofenvironmentaldocuments.65TheCongressionalResearchServiceina2011

reportdeliveredsomeideasonbroadpolicyoptionsCongressmightconsiderforacceleratingprojectdelivery,noneofwhichwereactuallyincludedinMAP-21.Theirrecommendationsincluded:• CreatinganofficewithintheU.S.Departmentof

Transportationresponsibleforexpeditingprojectdelivery;and

• Developingnewinitiativesforencouragingandrewardingcollaborationbetweenfederal,stateandlocalagencies,suchasarequirementinlawforpartneringplans,anawardsprogramforout-standingcollaboration,oraspecialresearchandtechnicaltrainingcenterdevotedtotransporta-tionprojectdelivery.66Thereisclearlystillplentyofgroundtocoverand

plentyofdebatestobehadintheyearsaheadasstategovernmentspartnerwiththeirfederalcounter-partsandotherstoshapeamoreefficientandtimelyprocessfordeliveringtransportationprojects.

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Sean Slone, CSG Senior Transportation Policy Analyst [email protected]

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1Congressional Research Service. “Accelerating Highway and Transit Project Delivery: Issues and Options for Congress.” August 3, 2011. Accessed from: http://bit.ly/CRS080311 2Council on Environmental Quality. “National Environmental Policy Act.” Accessed from: http://ceq.hss.doe.gov/welcome.html 3Environmental Protection Agency. “National Environmental Policy Act.” Accessed from: http://www.epa.gov/oecaerth/basics/nepa.html 4Bipartisan Policy Center. “Getting Infrastructure Going: Expediting Project Delivery and Environmental Review.” Presentation of Regional Plan Association research. June 28, 2012. Accessed from: http://bipartisanpolicy.org/events/2012/06/getting-infrastructure-going-expediting-project-delivery-and-environmental-review 5Federal Highway Administration. “Moving Ahead for Progress in the 21st Century Act (MAP-21): A Summary of Highway Provisions.” July 17, 2012. Accessed from: http://www.fhwa.dot.gov/map21/summaryinfo.cfm 6Federal Highway Administration. “FHWA Announces Next Wave of Highway Innovations Under Its Every Day Counts Initiative.” July 25, 2012. Accessed from: http://www.fhwa.dot.gov/everydaycounts/edctwo/index.cfm 7“MAP-21: What Will it Do to Expedite Project Delivery?” PowerPoint presentation by Bill Malley at Transportation Research Board Transportation Law Workshops. July 16, 2012. Accessed from: http://onlinepubs.trb.org/onlinepubs/conferences/2012/Law/Malley.pdf 8Telephone Interview with William Malley. September 2012.9Deron Lovaas. “Congress Takes Up a Throwback Highway—Not Transportation—Bill.” Switchboard: The Natural Resources Defense Council Staff Blog. June 29, 2012. Accessed from: http://switchboard.nrdc.org/blogs/dlovaas/congress_takes_up_a_throwback.html 10Deron Lovaas. “Earth to Congress: We Need Environmental Stewardship not Streamlining.” Switch-board: The Natural Resources Defense Council Staff Blog. June 14, 2012. Accessed from: http://switchboard.nrdc.org/blogs/dlovaas/stewardship_not_streamlining.html 11Malley.12Telephone Interview with Susan Binder, September 2012.13Telephone Interview with Janet Oakley and Shannon Eggleston, August 2012.14Regional Plan Association. “Getting Infrastructure Going: Expediting the Environmental Review Pro-cess.” June 2012. Accessed from: http://www.rpa.org/library/pdf/RPA-Getting-Infrastructure-Going.pdf15Lovaas. “Earth to Congress…”16H.R. 4348, Moving Ahead for Progress in the 21st Century (MAP-21). Accessed from: http://www.gpo.gov/fdsys/pkg/BILLS-112hr4348enr/pdf/BILLS-112hr4348enr.pdf 17Pete Ruane. “Funding for highways is ready to roll.” American City & County. August 15, 2012. Ac-cessed from: http://americancityandcounty.com/roadways/funding-highways-ready-roll 18Malley.19Binder.20“MAP-21: What Will It Do to Expedite Project Delivery?”21Malley.22H.R. 4348.23Malley.24Deron Lovaas. “Congress Takes Up a Throwback Highway—Not Transportation—Bill.”25Oakley.26Malley.27Government Accountability Office (GAO). “Highway Projects: Some Federal and State Practices to Expedite Completion Show Promise.” June 2012. Accessed from: http://www.gao.gov/assets/600/591420.pdf 28Caltrans. “2007-2008 Fiscal Year Highlights: Rebuilding California.” Accessed from: http://www.dot.ca.gov/docs/2008FiscalYearHighlights.pdf 29GAO.30American Association of State Highway and Transportation Officials. “AASHTO Authorization Policy: Topic IV: Project and Program Development and Delivery.” 2009. Accessed from: http://www.transportation.org/default.aspx?siteid=98 31Oakley.32Binder.33Malley.34Federal Highway Administration. “Every Day Counts: Expanding Use of Programmatic Agreements.” Accessed from: http://www.fhwa.dot.gov/everydaycounts/projects/toolkit/programatic.cfm

REFERENCES35“MAP-21 Conference Report to Accompany H.R. 4348: Sec. 1311. Development of Programmatic Mitigation Plans.” Accessed from: http://thomas.loc.gov/cgi-bin/cpquery/?&dbname=cp112&sid=cp112X92ov&refer=&r_n=hr557.112&item=&&&sel=TOC_480490& 36Federal Highway Administration. “The Best of EDC: National Success Reported Through Every Day Counts.” May 2012. Accessed from: http://www.fhwa.dot.gov/everydaycounts/pdfs/bestofedc.pdf 37GAO38“MAP-21: What Will it Do to Expedite Project Delivery?”39Malley.40AASHTO.41H.R. 4348, Moving Ahead for Progress in the 21st Century (MAP-21). Accessed from: http://www.gpo.gov/fdsys/pkg/BILLS-112hr4348enr/pdf/BILLS-112hr4348enr.pdf 42Eric Russell. “Celebration opens new Veterans Memorial Bridge.” The Portland Press Herald. August 14, 2012. Accessed from: http://www.pressherald.com/news/New-Veterans-Memorial-Bridge-opens.html 43Federal Highway Administration. “Every Day Counts: Prefabricated Bridge Elements and Systems.” Accessed from: http://www.fhwa.dot.gov/everydaycounts/technology/bridges/intro.cfm 44Massachusetts Department of Transportation. “93 Fast 14: I-93 Rapid Bridge Replacement Project.” Accessed from: http://93fast14.dot.state.ma.us/ 45Ontario Ministry of Transportation. “Performance of In-place Recycling Technologies in Ontario.” PowerPoint presentation. November 3, 2009. Accessed from: http://www.arra.org/index.php?option=com_docman&task=doc_view&gid=347&Itemid=122 46Federal Highway Administration. “Every Day Counts: EDC 2012 Initiatives: Three-Dimensional Model-ing.” Accessed from: http://www.fhwa.dot.gov/everydaycounts/edctwo/2012/3d.cfm 47Federal Highway Administration. “Every Day Counts: EDC 2012 Initiatives: Intelligent Compaction.” Accessed from: http://www.fhwa.dot.gov/everydaycounts/edctwo/2012/ic.cfm 48Office of the Governor. “Governor Cuomo Announces NY Works Program Advances Hudson Valley Bridge Projects with Innovative Design-Build Process.” Press Release. August 8, 2012. Accessed from: http://www.governor.ny.gov/press/08082012-NY-Works-Innovation-Design-Build 49Associated General Contractors of America. “Project Delivery: Design-Bid-Build.” Accessed from: http://www.agc.org/cs/industry_topics/project_delivery/designbidbuild 50Federal Highway Administration. “Every Day Counts: EDC 2012 Initiatives: Design-Build.” Accessed from: http://www.fhwa.dot.gov/everydaycounts/edctwo/2012/designbuild.cfm 51Design Build Institute of America. “2012 Design-Build State Laws for Transportation Procurement.” Accessed from: http://www.dbia.org/NR/rdonlyres/231CFB85-2483-4D8A-87DF-BF72193C61D7/0/tran121514.pdf 52GAO.53Federal Highway Administration. “Every Day Counts: Accelerating Project Delivery Methods.” Accessed from: http://www.fhwa.dot.gov/everydaycounts/projects/methods/ 54Associated General Contractors of America. “CM At-Risk State-by-State Map.” Accessed from: http://www.agc.org/cs/industry_topics/project_delivery/cmatrisk 55Federal Highway Administration. “Every Day Counts Innovation Initiative.” Brochure. Accessed from: http://www.fhwa.dot.gov/everydaycounts/pdfs/edc_brochure_d.pdf 56Utah Department of Transportation. “Benefits of Contract Manager/General Contractor (CM/GC).” Accessed from: http://www.udot.utah.gov/main/uconowner.gf?n=3287906763319024 57Binder.58Oakley.59Malley.60Cambridge Systematics. “Accelerating Federal Program and Project Delivery.” March 28, 2011. Accessed from: http://www.camsys.com/pubs/accelerating_fedpro.pdf 61Binder.62Ibid. 63Malley.64Robert D. Thornton. “MAP-21 Creates Potential to Accelerate Project Delivery.” Nossaman LLP E-Alerts. July 9, 2012. Accessed from: http://www.nossaman.com/MAP_21_Environmental_Streamlining?print=1 65Regional Plan Association. 66Congressional Research Service.


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