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AD-A251 744 OFFICE OF NAVAL RESEARCH Contract N00014-91-J-1910 R & T Code 4131025 ~ ? T C ELECTE Technical Report #45 S T E The Redox Chemistry of Metallophthalocyanines in Solution By E.R. Milaeva, G. Speier and A.B.P. Lever* in The Phthalocyanines, Properties and Applications - Volume 2 York University Department of Chemistry, 4700 Keele St., North York Ontario, Canada M3J 1P3 Reproduction in whole, or in part, is permitted for any purpose of the United States Government *This document has been approved for public release and sale; its distribution is unlimited *This statement should also appear in Item 10 of the Document Control Data-DD form 1473. Copies of the form available from cognizant contract administrator 92-'15417 92 6 12 o :£]/I/ /I/II/III# /I L I//+
Transcript
Page 1: AD-A251 744 - DTIC · The Electronic Structure of Metallophthalocyanine Species ... Platinum, and Copper Phthalocyanines E. Redox Active Transition Metal Phthalocyanines i. General

AD-A251 744

OFFICE OF NAVAL RESEARCH

Contract N00014-91-J-1910

R & T Code 4131025 ~ ? T CELECTE

Technical Report #45 S T E

The Redox Chemistry of Metallophthalocyanines in Solution

By

E.R. Milaeva, G. Speier and A.B.P. Lever*

in

The Phthalocyanines, Properties and Applications - Volume 2

York University

Department of Chemistry, 4700 Keele St., North YorkOntario, Canada M3J 1P3

Reproduction in whole, or in part, is permitted for any purpose of the United StatesGovernment

*This document has been approved for public release and sale; its distribution isunlimited

*This statement should also appear in Item 10 of the Document Control Data-DD form1473. Copies of the form available from cognizant contract administrator

92-'15417

92 6 12 o :£]/I/ /I/II/III# /I L I//+

Page 2: AD-A251 744 - DTIC · The Electronic Structure of Metallophthalocyanine Species ... Platinum, and Copper Phthalocyanines E. Redox Active Transition Metal Phthalocyanines i. General

SECt,,RIT'v CJ:..ASS.ICATION" pF " S =AG

REPORT DOCUMENTATION PAGEi. REPORT SECwRITY CLASSIFICATION lb RESTRICTIVE MARKINGS

2A. SECURITY CLASSIFICATION AUTHORITY 3 DISTRIBUTION/ AVAILABILITY OF REPORTUnclassified

2b. OECLASS.FICATION, DOWNGRADING SCHEDULE As it appears on the report

4. PERFORMING ORGANIZATION REPORT NUMBER(S) S. MONITORING ORGANIZATION REPORT NUMBER(S)

Report # 45

Go. NAME OF PERFORMING ORGANIZATION 6b. OFFICE SYMBOL 7a. NAME OF MONITORING ORGANIZATIONA.B.P. Lever, York University (If app leabl) Office of Naval ResearchChemistry Department I6c. ADDRESS (Cty, State, and ZIPCode) 7b. ADDRESS (City, Stare. dnd ZIP Code)4700 Keele St., North York, Ontario M3J IP3 Chemistry DivisionCanada 800 N. Quincy Street

Arlington, VA 22217 U.S.A.88. NAME OF FUNDING i SPONSORING 18b. OFFICE SYMBOL 9 PROCUREMENT INSTRUMENT 1DENTFI&ATION NUMBER

ORGANIZATION[ (if apicabl) N00014-91-J-1910

Sc ADDRESS (Cry, Stare. an@ ZIP Code) 10 SOURCE OF FUNDING NUMBERSPROGRAM IPROJECT ITASK WORK UNITELEMENT NO. NO. NO IACCESSION NO

11I TITLE (ncI.ude SeCurity Ciauahcat/on

The Redox Chemistry ot Metallophthalocyanines in Solution

12 PERSONAL. AUTHOR(S) ,E.R. Milaeva, G. Speier and A.B.P. Lever

13a. TYPE OF REPORT 113b. TIME COVERED 19114. DATE OF REPORT (Year Month,.Day) 11 AGE COUNTTechnical, FROMJUne '91To .1!X_'2 2 May 19, 1992 67

16. SUPPLEMENTARY NOTATION

17 COSATI CODES 18. SUSECT TERMS (Continue on reverse of necessary anal dentrfy oy ooci numoer)FIELD IGROUP ISUBGROUP Phthalocyanine, Electrochemistry

19 ABSTRACT (Continue on revere if neCessary and Identify by bloc& numOer)

See attached sheets.

A 3iSr:8uON AV|IAa,rY OF A3STRACT 21 AdTRACT 3EC,.jrY C.Aii,~CAr,ONM C SAVE AS ;P 'C3)C _SEaS Unc lassified/tinlimited

22A ',iAW~1 OF 4ESPONSBLE N0DI',0OAL . -EEP0ONE (Incluce Area Coo*) 22c Jf;C iYV80L

D. Ronald A. De Marco I00 FORM 1473. 4 VAR 63ARea.too." seor t , SEC'.;R,Ty C.ASFCA ON O "- -

Al otIer eit:Oi$ art OO O'1te

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TECHNICAL REPORT DISTRIBUTION LIST - GENERAL

Office of Naval Research (2)" Dr. Richard W. Drisko (1)Chemistry Division, Code 1113 Naval Civil Engineering800 North Quincy Street LaboratoryArlington, Virginia 22217-5000 Code L52

Port Hueneme, CA 93043

Dr. James S. Murday (1) Dr. Harold H. Singerman (1)Chemistry Division, Code 6100 David Taylor Research CenterNaval Research Laboratory Code 283Washington, D.C. 20375-5000 Annapolis, MD 21402-5067

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800 North Quincy StreetArlington, VA 22217-5000

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Building 5, Cameron StationAlexandria, VA 22314

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NTIS CR&I 0D~iC TA3 L]Commanding Officer (1) Unnc,:i:; -

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Distribution I

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Avail ai iurDist spe~cial,

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EZaCl~Cre (2.).

Page 4: AD-A251 744 - DTIC · The Electronic Structure of Metallophthalocyanine Species ... Platinum, and Copper Phthalocyanines E. Redox Active Transition Metal Phthalocyanines i. General

ABSTRACT DISTRIBUTION LIST

Professor Hector Abruda Professor C. A. AngellDepartment of Chemistry Arizona State UniversityCornell University Department of ChemistryIthaca, NY 14853 Tempe, AZ 85287

Professor Allen Bard Professor Douglas BennionDepartment of Chemistry Department of Chemical EngineeringUniversity of Texas at Austin 350 CBAustin, TX 78712-1167 Birgham Young University

Provo, UT 84602

Professor Lesser Blum Professor Daniel ButtryDepartment of Physics Department of ChemistryUniversity of Puerto Rico University of WyomingRio Piedras, PUERTO RICO 00931 Laramie, WY 82071

Professor Bruce Dunn Professor Andrew EwingDepartement of Materials Science and Engineering Department of ChemistryUniversity of California, Los Angeles 152 Davey LaboratoryLos Angeles, CA 90024 Pennsylvania State University

University Park, PA 16802

Professor Gregory Farrington Professor W. R. FawcettUniversity of Pennsylvania Department of ChemistryDepartment of Materials Science and Engineering University of California, Davis3231 Walnut Street Davis, CA 95616Philadelphia, Pennsylvania 19104

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Professor Harry Gray Professor Joel HarrisCalifornia Institute of Technology Department of Chemistry127-72 University of UtahPasadena, California 91125 Salt Lake City, UT 84112

Professor Adam Heller Professor Pat HendraDepartment of Chemical Engineering The UniversityUniversity of Texas at Austin Southampton S09 5NHAustin, TX 78712-1062 ENGLAND

Professor Joseph Hupp Professor Jiri JanataDepartment of Chemistry Department of BioengineeringNorthwestern University University of UtahEvanston, IL 60208 Salt Lake City, UT 84102

Professor A. B. P. Lever Professor Nathan S. LewisDepartment of Chemistry Division of Chemistry and Chemical EngineeringYork University California Institute of Technology4700 Keele Street Pasadena, CA 91125North York, Ontario M3J 1 P3

Professor Rudolph Marcus Professor Charles MartinDivision of Chemistry and Chemical Engineering Department of ChemistryCalifornia Institute of Technology Colorado State UniversityPasadena, CA 91125 Ft. Collins, CO 80523

Page 6: AD-A251 744 - DTIC · The Electronic Structure of Metallophthalocyanine Species ... Platinum, and Copper Phthalocyanines E. Redox Active Transition Metal Phthalocyanines i. General

Professor Royce W. Murray Dr. Michael R. PhilpottDepartment of Chemistry IBM Research DivisionUniversity of North Carolina at Chapel Hill Almaden Research CenterChapel Hill, NC 27514 650 Harrt Road

San Jose, CA 95120-6099

Professor B. S. Pons Dr. Debra RolisonDepartment of Chemistry Code 6170University of Utah Naval Research LaboratorySalt Lake City, UT 84112 Washington, DC 20375-5000

Professor Donald Schleich Professor Jack SimonsDepartment of Chemistry Department of ChemistryPolytechnic University University of Utah333 Jay Street Salt Lake City, UT 84112Brooklyn, NY 11201

Dr. H. Gilbert Smith Professor Eric StuveTSI Mason Research Institute Department of Chemical Engineering, BF-1O57 Union Street University of WashingtonWorcester, MA 01608 Seattle, WA 98195

Dr. Stanislaw Szpak Professor Petr Van~sekCode 634 Department of ChemistryNaval Ocean Systems Center Northern Illinois UniversitySan Diego, CA 92152-5000 Dekalb, IL 60115

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Professor Michael Weaver Professor Henry WhiteDepartment of Chemistry Department of Chem. Eng. andPurdue University Materials ScienceWest Lafayette, IN 49707 421 Washington Ave., SE

University of MinnesotaMinneapolis, MN 55455

Professor. Mark Wightman Professor George WilsonDepartment of Chemistry Department of ChemistryUniversity of North Carolina University of KansasChapel Hill, NC 27599-1350 Lawrence, KS 66045

Professor Mark S. Wrighton Professor Ernest YeagerDepartment of Chemistry Case Center for Electrochemical SciencesMassachusetts Institute of Technology Case Western Reserve UniversityCambridge, MA 02139 Cleveland, OH 44106

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THE REDOX CHEMISTRY OFMETALLOPHTHALOCYANINES

IN SOLUTION

A. B. P. Levera Elena R.Milaevab, and Gabor Speierc

aDepartment of Chemistry, York University, North York, Ontario, CanadabDepartment of Organic Chemistry, Moscow State University, Moscow, USSR;CDepartment of Organic Chemistry, University of Veszprem, 8201 Veszprem,

Hungary.

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A. introductionB. The Electronic Structure of Metallophthalocyanine SpeciesC. Main Group Phthalocyanine Electrochemistry

i. Metal Free Phthalocyaninesii. The Alkalii Metal Phthalocyanines&n The Alkaline Earth Meta Phtaocaiesiv. Aluminum, Gallium, Indium, and Thallium. Phthalocyaninesv. Germanium, Silicon, and Tin Phthalocyaninesvi. Phosphorus, Arsenic, Antimony, and Bismuth Phthalocyaninesvii. Zinc Phthalocyaninesviii. Cadmium, Mercury, and Lead Phthalocyanines

D. Redox Inactive Transition Metal Phthalocyaninesi. Titanium and Vanadium PhthalocyaninesIi Nickel, Palladium, Platinum, and Copper Phthalocyanines

E. Redox Active Transition Metal Phthalocyaninesi. General Introduction1i Chromium, Molybdenum and Tungsten Phthalocyaninesiii. Manganese, Technetium, and Rhenium, Phthalocyaninesiv. Iron, Ruthenium, and Osmium Phthalocyaninesv. Cobalt, Rhodium, and Iridium Phthalocyaninesvi. Silver and Gold Phthalocyaninesvii. Polynuclwa Metal Phthalocyaninesviii. Mied- Valence BehavioriL Hammett Relationships

F. ConclusioaReferences

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A. Introduction

Metallophthalocyanines (MPcs) have a number of characteristic propertiesthat contribute in a major way to their extraordinary versatility. These includetheir intense color, redox activity, high thermal stability, and non-toxicity.Ultimately, this research will lead to a place in the emerging field of molecularelectronics [1]. Actual and potential applications include photoconductivesurfaces, optical information storage media, electrochromic devices, analytical(sensor) devices for industrial, environmental and medical applications,molecular metals, batteries, and electrocatalytic and photocatalytic processesincluding solar energy conversion and production of chemical materials.

Most of the applications rely critically upon the redox properties of MPcspecies. The Pc unit is an 18w electron aromatic system that, in its commonoxidation state carries two negative charges. This will be designated Pc(-2) [2].This unit is capable of oxidation or reduction [3-5]; thus oxidation by one ortwo-electrons yields Pc(-1) and Pc(O), while reduction by one to four electronsforms Pc(-3), Pc(-4), Pc(-5) and Pc(-6). The central metal ion may be incapableof a redox process in the usual electrochemical regime [most main group speciesand certain transition metal species such as Ni(nl), Cu(1I), etc.] or may be atransition element that undergoes oxidation or reduction at potentialscomparable to the Pc ring processes.

Many MPc systems bind one or two axial ligands; such coordination canhave a major effect upon the observed redox activity [6-121. Such species aredesignated here as LMPc or L2MPc, where the placing of L ahead of M impliesL binding axially to the central metal M.

Most unsubstituted MPc species have only very limited solubility in virtuallyall solvents, thereby limiting solution phase redox measurements. However,MgPc is rather more soluble as are many transition metal phthalocyanines thatdissolve in donor solvents through an axial interaction between the metal centerand the donor solvent. This last statement applies especially to those centralmetal ions that strongly prefer six-coordination rather than four coordination.Thus, for example, iron(n) and cobalt(II) phthalocyanines are soluble in a widerange of donor solvents, while copper(H) phthalocyanine is very much lesssoluble.

Ring substitution has proved to be a very effective procedure for renderingthese substituted MPc species very soluble in a range of solvents, to an extentthat, of course, depends upon the substituents used. Even with such species,additional solubility is conferred by axially coordinating central ions. This has ledto systems that are extremely soluble in many organic solvents, for example, thetetraneopentoxyphthalocyanines [13] or in water, for example, the tetrasulfonatedphthalocyanines [141 [see Table 11, above list of references, for the abbreviationsused in this chapter].

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It is our intent, in this chapter, to organize and systematize the redoxproperties of a large number of MPc species. To facilitate this organization, datawill be reported versus the standard calomel electrode (SCE). However, actualstudies have utilized a wide range of reference electrodes, including internalreferences such as the ferricenium/ferrocene couple. Table 1 lists these variouselectrodes and indicates the correction made in this chapter to adjust potentialsversus SCE. Such adjustments are subject to some error depending upon thequality of the reference electrode, internal resistance problems etc.

Many phthalocyanines aggregate to a greater or lesser extent, both in waterand organic phase. Such aggregation is influenced by pH, ionic strength,temperature, the amount of electrolyte in solution, etc. [15-181. Thus care mustbe taken in distinguishing redox potentials arising from mononuclear MPcspecies, and from aggregated species. Aggregation is also influenced by the netcharge on the MPc unit, being more important with positively charged speciesthan negatively charged ones. Six coordinate MPc species generally do notaggregate because they are kept apart by the axia bound ligands.

The redox properties may be influenced by different axial ligands attachedto the metal center. This can be a very ir-portant factor in transition metal MPcchemistry, since many transition metal ions will prefer six-coordination and willbind a donor solvent if no other ligands are competing. Thus the redox chemistryin donor, potentially axially binding solvents, can be very different from that ofthe same MPc species in a nondonor solvent such as dichlorobenzene.

Even although the metal ion in main group phthalocyanines does notpossess partially filled d orbitals, the coordination number for these ions can bemore than four, indeed a four coordinate planar environment is very unusual fora main group ion. Thus these main group species may also bind additionalliganda or coordinating (donor) solvents, forming five- or six-coordinate speciesin solution. Such binding can influence the observed redox potentials.

Commonly used nondonor solvents that can dissolve MPc species to asufficient extent, include o-dichiorobenzene (DCB) and dichloroethane (DCE),and in some early studies, nitrobenzene (NO2Ph), chloronaphthalenc (CiNap),and 1-methylnaphthalene (MeNp); this last solvent was generally used at 1500C.Dichloromethane (CH2CI2) can also be used for the more organic solublesubstituted MPc systems such as tetra-t-butylPc (TBuPc) or tetraneopentoxyPc(TNPc). More commonly used donor and potentially coordinating solventsinclude pyridine (Py), dimethylformamide (DMF), dimethaemide (DMA),dimethylsulfoxide (DMSO) and benzonitrile (PhCN), all of which tend to berather good solvents for MPc species even unsubstituted ones, if they, in fact,coordinate to the central ion. Thus, for example, pyridine is a good solvent forCo(l)Pc, with which it coordinates, while it is a poor solvent for Ni(U)Pc withwhich it will not coordinate. With any of the solvents listed, extreme care shouldbe taken to ensure that the solvent is dry, if high quality and wide potential rangedata are sought. In the context of unsubstituted MPc chemistry, the word good

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conveys that the species is sufficiently soluble for spectroscopic andelectrochemical study, but this may mean a solubility of the order of 1 x 10-4 M !

Supporting electrolyte anions can also play an important role if they havedonor characteristics. Thus the perchlorate and hexafluorophosphate ions areusually regarded as nondonor species, although this may not always be absolutelytrue. Halide ions, on the other hand, especially the commonly employed chlorideion may influence the redox properties dramatically if they axially coordinate.

Although early electrochemical measurements were carried outpolarographically using dropping or hanging mercury electrodes, most modernelectrochemistry employs solid electrodes, usually platinum or graphite, andcyclic voitammetry (CV) or differential pulse voltammetry (DPV). These last twotechniques provide a vary rapid assessment ot the electrochemical properties ofthe MPc species. Their analysis can usually rapidly establish whether the electrontransfer is electrochemically reversible, or not, and whether there are coupledchemical reactions involved. In general, ring reduction processes are oftenelectrochemically reversible, while ring oxidation processes, especially thatassociated with Pc(O)/Pc(-1), are often irreversible.

It is not the purpose of this chapter to pursue in detail the electrochemicalcharacteristics of the various redox processes except where the Authorsconcerned have explored such avenues. The reader is referred to anelectrochemical text, for example, Bard and Faulkner [191, for the background tosuch analys

Lanthanide diphthocyanine will not be dealt with in detail in this chapter,since they are considered in Chapter 5 in this volume [20]. Further, theelectrocatalytic properties of metallophthalocyanines towards reactive speciessuch as oxygen, hydrazine, sulfides and mercaptans, that involve a significantbody of research will be covered in a later volume in this series.

One could pursue the comparative electrochemistry of the phthalocyanineswith their cousins the porphyrins. Such a comparison would have greatlyincreased the length of this contribution. The interested reader is referred toseveral important reviews of porphyrin electrochemistry [21-23). Suffice it to saythat there are quite dose similarities in the gross behavior of both series ofcomplexes. In general, the lower basicity of the phthalocyanines relative to theporphyrins results in the greater stabilization of the lower oxidation states in theformer.

In other words, the higher oxidation states of central transition metal ionsare more readily accessile in the porphyrin series than in the phthalocyanineseries, or, where formed, higher oxidation state metallophthalocyanines arestronger oxidizing agents than their porphyrin analogues.

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• . // =

--4/9/92 --pcrev 2.03 --6--

Table 1 Reference Electrode Corrections to the Standard Calomel Electrode

(SCE).

Electrode used Correction

NIIE -0.24 VAgCV/Cl -0.045 VFc + /Fe + 0.425 V (CH 3CN)a

+ 0.49 V (DCBDCE) f47]+ 0.40 V (DMF)+ 0.50 V (Py, DMSO) [971+ 0.45 V (CH2CI2) f75,691+ 0.47 V (DMA) [46)

AgClO 4/Ag(0.01 M HCO4) + 0.47 V (CH2 a 2) [75)

a Our laboratory experience is that the ferrocenium/ferrocene correction is bestset at 0.425 V versus SCE in acetonitrile.

B. The Electronic Structure of Metallo-phthalocyanme SpeciesThe metallophthalocyanines belong to the point group D4h. The electronic

structure of MPc was described by Gouterman and co-workers [24-281 anddiscussed in depth by Stillman and Nyokong in volume 1 of this series [29]. TheHOMO level is lalu(O), the neat low y filled orbital is la2u(t). The LUMOorbital is le (it) and the neat is lblu(C ,) (Figure 1). Transitions from the twoupper flledw orbitals to lei 4) yield the so-called 0 (near 600-750 am) andSoret (or B) w --- >i* (near )0-450 am) transition. These both involve an 1E.excited state, but they are not significantly mixed (unlike the situation in theporphyrin series) becamuse the l81u and a2u orbitals are fairly well separated inenergy. For a complete analysis see the earlier discussion by Stillman andNyokong [291. In main group Pcs the redox activity is directly associated, inoxidation, by the successive removal of the electrons from the HOMO, lal,while up to four additional electrons are readily added to le (LUMO)(reduction), terminating in the Pc(-6) species. The Pc(-3), Pc(-4),"Pc(-5) andPc(-6) ring reduced species have the ground state electron configurations(alu)2eg, S- 1/2; (alu) 2(e )2 S - 0 (au)2(ea)3 , S - /2; and (alu)/2(e )4 S= 0, respectively. The Pc(- and Pc(-5) ions wig an uneven number of elecrons

show paramagnetism [32) as free radical anions of the phthalocyanine ligand at gfactors near that of the free-electron.

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blu(7*)MLCT2

A eg (1*)

B1 B2 Q MLCTI

S-----------------------------d2 (a1g)

LMCT3

-- - ------- ---------------------- d(eg)

alu(i)

a2u(I)

b2u(T)

1 4 T* LMCT MLCr

Figure 1 The conventional scheme of the energy levels in MPc and the varioustransitions (Q, Soret, LMCT, MLCr bands) [7,26-280,311.

The ground state for the Pc(-4) species, as an open shell, could be expectedto be a triplet, but experimental investigation has shown it to be a singlet [32].With diamagnetic central ions such as MgIQI), Ni(il), the Pc(-4) species shows noESR spectrum, but with paramagetic species such as Co(II) [321 and Cu(1I)[32,331 the ESR spectrum characteristic of the central ion itself is observed. Ifthe Pc(-4) species were in fact an S - I fragment, then coupling, for example, tothe Cu(ll) center would yield either a S - 3/2 species (that would not give atypical Cu(U) type spectrum) or, via coupling an S - 1/2 species, but centeredon the Pc rin. gjving rise to a fre radical spectrum. Thus the Pc(-4) species islikely S - 0. However, some anomalies in the spacing of the successivereduction processes, for some metal ions, may suggest that the Pc(-4) is notalwaysS - 0,butcan, withsomecentralions,beS = 1. The first tworeduction processes are generally separated by about 0.4 - 0.5 V (see, forexample, Figure 2). With electropositive central ions such as

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(C)

0 -1 -2E/V VS R'

Figure 2 Cyclic and or differential pulse voltammetry of A) ZnCTNc(-2)J and B)Ant(ZnTrNPc(-2)12 in DMF (curves a and b) and in DCB (curves c). Scan rates100 mV/s for cyclic voltammetry, and 5 mV/s for differential pulse voltammetry(DPV). In the DPV curves, the solid and dotted lines indicate cathodic andanodic scans respectively. Reproduced with permission from Ref. [126].

hydrogen or magnesium, the third reduction occurs some 0.8 V more negativethan the second. However, with more polarizing central metal ions, theseparation is smaller, -a0.5-0.6 V for Zn(II) (but see Zn(II)Pc discussion tofollow) and as low as 0.4 V for AI(IU). It increases to about 0.8 V again for Ni(II)and Cu(II). The fourth reduction is usually observed some 0.4 -0.5 V negative ofthe third proces.

The redox properties of the transition metal phthalocyanines differ fromthose of main group NI~c due to the fact that metal d levels may be positionedbetween the HOMO (it) and LUMO (w *) orbitals of the phhlcynn igand.This has the spectroscopic consequence that one or more metal to ligand(MLCT, or ligand to metal (LMCT) charge-transfer transitions may be

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--4/9/92 -pcrev 2.03 --9-

observed in the visible or the near-infrared region [7].The redox consequence is that oxidation or reduction of the metal may

occur at potentials similar to those of ring oxidation or reduction. It is importantalso to recognize that such internal metal redox processes greatly influence thepotentials for ring redox. Thus, for example, the ring oxidation of a species suchas Co(Il)Pc(-2) (to (Co(lI)Pc(-1)] +) will lie at a significantly less positivepotential than the oxidation of [Co(HI)Pc(-2)] + to [Co(Ifl)Pc(-1)1 2 + (see thefollowing ) due to polarization of the phthalocyanine ring by the oxidized metalcenter.

The oxidized or reduced phthalocyanine species with an uneven number ofelectrons in the ligand and a diamagnetic metal center exhibit ESR signals due toparamagnetism and therefore can be examined by ESR spectroscopy. Suchspecies generally show a narrow signal at g - 2.0 near the free-electron g value,characteristic of organic free radicals. For example, the Pc(-1) species has aconfiguration (1au)l. Hyperfine structure is not usually observed on thesesignals because or the extensive delocalization of the spin density in thephthalocyanine ring and relaxation due to aggregation.

In characterizing Pc anion or cation radicals by ESR spectroscopy, careshould be taken in evaluating the presence of a free radical ESR signal becausemany diamagnetic phthalocyanine compounds show a weak ESR signal at g -

2.0 in neutral (not oxidized or reduced) form in the solid state and sometimes insolution. The origin of the ESR signal in these phthalocyanies was discussed byseveral authors [34-401 in terms of impurities, broken -w bonds or defectstructures. The dependence of the number of radical species in diamagnetic MPcand the intensity of the ESR signal in the presence of molecular oxygen leads tothe belief [41] that the appearance of paramagnetism is a charge-transferinteraction between the phthalocyanine molecule and dioxygen. Thus the ESRsignals for MPc and free, unmetallated phthalocyanine are attributed to partialoxidation of the phthalocyanine ring [42].

C. Main Group PhthalocyanineElectrochemistryFor main group pha the first ring oxidation is separated from

the first ring reduction by approximately 1.5 V (Table 2) which correspondsapproximately to the magnitude of energy difference between the HOMO andLUMO [6,43J (excet for metal ions positioned out of the macrocycle plane, foreample, Pb , .182+, Cd2 +). However, the individual potentials for the firstring reduction and first ring oxidation do vary remarkably and indeed arefunctions of the polarizing power of the central metal ion, expressed ascharge/radius (ze/r). In general the more polarizing the central metal ions, the

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C4O

>

:1 -4c 0 190

"R1 1s

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00

~z

S~I S" SE ?e e

U UN

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* IV

Z 06o g

0.0F Se

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"o C gL.Z M.Z ;6 z 0

mum 060 QOIola

>~

00

0.0

88 9. , n..zz

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z

!Cg

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0

II

i~j

Ve

e

t '.-

00,a00a

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--4/9/92 --pcrev 2.03 -16--

easier it is to reduce the ring, and the more difficult to oxidize the ring. A linearplot of these quantities, the first reduction and oxidation potentials versus ze/r,has been obtained for many MPc species (M = Zn2 +, Mg2 +, In3 +, Ga3 +,A13 +, Si4 +) in DMF [431

The linear relationships are:

EOox - 1170 - 11.7 (r/ze)

Eored = -385 - 12 (r/ze) (1)

for the first oxidation and reduction potentials versus SCE (E° in mV, r in pmusing ionic radii from the listing of Shannon and Prewitt [441). Cd(li), Hg(H),and Pb(U)Pc lie well off these lines as a consequence of being too large to fit wellinside the Pc ring It is certainly true that there will be a similar relationship fortransition metal central ions, with the higher oxidation state ions causing moreready ring reduction provided that central metal ion reduction does not occurfirst (at less negative potentials); however, no explicit linear correlationsconcerning this prediction have been reported.

Axial ligation has been studied for some main group MPcs, especiallymagnesium, [8, 45, 461 (Table 2) however, the effects are rather small for themain groups (in contrast to the transition groups where axial ligation can effectlarge redox potential changes.) Although the axial ligation can be monitoredspectroscopically [8, 451, the electrochemical response in the main groups issmall.

The low solubility of most main group Pcs has limited the availability ofacceptable quality electrochemical data. A few more soluble ring substitutedspecies are available and are cited in Table 2. In general, however, aside from Mgand ZnPc, main group MPc solution electrochemistry has been rather neglected.

i. Metal-Free Phthalocyainaes

A range of metal-free Pea has been explored and all oxidation statesbetween [H2 PC(0) 2 + and H2Pc(-5)13 " have been reported The first oxdatonand reduction potentials for the variously substituted species fall within fairlynarrow ranges (Table 2) with separation of about 14 V. However, H2iTNPc] inthe aromatic solvent DCB, curiously, is a little more difficult to reduce and a littlemore difficult to oxidize than average, with separation of some 1.6 V. Theirreversibility of the first oxidation noted in [481 arises from aggregation effects.The Pc(-2) anion is present in the propylammonium salt (Table 2) (and also inthe lithium salt, see the following) and is more difficult to reduce because of thenet negtive charge [41-

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On the other hand, the octacyano substituted H2[OCNPc] is much easier toreduce. Its electrochemistry, however, is somewhat anomalous. The first threereduction potentials are separated by about 0.3 V, a rather small potential gap,especially between the second and third steps; however, the fourth reduction stepis displaced some 0.62 V more negative than the third rather than the more usual0.3 - 0.4 V.

ii. The Alkali Metal Phthalocyanines

The low solubility and sensitivity to water has precluded many studies of theelectrochemistry of these species. It would be advantageous to synthesize organicsoluble ring substituted Pc derivatives of these metals; except for Li2 [TBuPcj[721, such are currently unknown.

The alkali metal complexes provide the interesting example of the dilithiumsalt [56-58, 731, Li2Pc(-2) which would be expected to contain the highlyoxidizable [Pc(-2)]2 anion with electrostatic forces binding the U + ions. Indeedoxidation occurs at only -- 0.15 V versus SCE, giving the free radical one-electronoxidation product LiPc(-l), which is quite a stable species and whose crystalstructure has been recorded [73]. A poorly defined wave corresponding to thesecond oxidation process to [UPc(0)j + has also been reported (581, as hasreduction to the first anion radical, [Pc(-3)13", occurring at a significantly morenegative potential, as a consequence of excess negative charge [581.

ill. The Alkaline Earth Metal Phthalocyanines

The heavier metals, Ca, Ba, Sr have hardly been explored and again wouldbear study as organic soluble species. Magnesium Pc however, has been studiedextensively.

MgPc is a nice example of a well-behaved mea in that thecentral metal is not redox active and all redox processes therefore occur on thephthalocyanine ring. In a, six redox processes have been observed, spanning[gc(0)F + to [Mgc(4)!4 .

The effect of imidazoles, pyridines, and cyanide as ligands in thesix-coorinate 2M(II)Pc(.2) species (L - Py, 4MePy, In, Melm, CN) on thespectroscopic and redox properties has been studied [461 using electronicabsorption, MCD spectroscopy, and electrochemistry in solutions. The axialUganda cause a sMit in all absopdo bands compared with that of the position ofthe parent Ms(U)Pc. The bend center energies are red-shifted in a sequence thatfollows a decrease in the a-donor and w-acceptor strengths of the ligand: H20> CW' >Me-py > py > Me-im > im; however, the overall shifts are verysmall, of the order of a few hundred wavenumbers. The unligated species will be

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axially solvated by solvent donor molecules, and may be coordinated by tracewater in nondonor solvents.

However, axial ligands actually have no significant effect upon the ringredox processes exhibited by L2Mg(I)Pc (Table 2). This is not peculiar to thehard acid magnesium since, as will be discussed, axial ligation has very little effectupon ring localized redox processes even with transition metal MPc species.

The [FMg(lI)Pc(-2)]" anion has also been studied [561 and has been shownto be rather more easily oxidized, and somewhat more difficult to reduce thanother L2Mg(II)Pc systems (Table 2). This suggests significant reduction of thenet electropositve nature of the hard Mg(H) ion by strong binding to fluoride.

Data for Ba(li)Pc are reported in Table 2. On the basis of the polarizingpower of the central ion [431, this species should be easier to oxidize thanMg(il)Pc, and it is, but it is more difficult to reduce than Mg(II)Pc. Theoxidation potential at 0.45 V is approximately correct as predicted by Eq.(1).Two reduction potentials are reported at -0.49 and -1.08 V [6]. The first is far toopositive to be associated with formation of [Ba(II)Pc(-3)1 but the second isconsistent therewith. The process at -0.49 V must arise from an impurity.

iv. Aluminum, Gallium, Indium, and ThalliumPhthalocyanines

In line with their greater polarizing power, XAI(M)Pc(.2) species 4, 56, 59,60] are easier to reduce than Mg()Pc(-2) but more difficult to oxidize (Table 2).In parallel with the [FMg()Pc(-2)" analogue, the [F2AI(II)Pc(-2)1- [56] isrelatively easier to oxidize and more difficult to reduce. A binuclear complex,[FAI(m)Pc(-2)]2 0 shows two oxidation processes consistent with formation of amixed-valence binuclear species (se the Wowing) [561.

XGa(III)Pc(-2) and Xln(IUl)Pc(-2) [6, 43, 501 behave analogously toXAI(I)Pc(-2). There is no evidence for reduction of the metal to Ga(I) orIn(I)Pc(-2) species, although canonical contributions of XIn(I)Pc(-2) toXIn(UI)Pc(-4) could possibly be relevant. Contributions from Ti(I) could bemore important in XlM(m)Pc(-2) reduction processes, but data are unavailable.

v. Germanium, Silicm and Tin Phtlocyannes

No soltion data appear avail for L2Ge(V)Pc(-2) species.There have been many papers describing the electrochemistry and

electroic structure of monomeric and oligomeric silicon p [43,69,74-79). Data are reported in Table 3 (and shown in Figure 3) appertaining to(nC6 H SiO derivativ [69), while data for t-BuMe2SiO systems (75) are veryclosely similar and are not reported here. Data for the same (nC 6H3SiO

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derivatives are also included in [77] reported versus a C10 4- anodized silverreference electrode. If these are corrected to SCE by normalizing to the data forthe monomeric species in 1691, then the results for the dimer, trimer and tetramerdiffer substantially and by a non constant error from those in [691. However, theindividual potential energy differences between successive redox processes agreein both reports, for all species. This lack of agreement can only be explained byassuming that one of the reference systems was drifting from one experiment tothe next. Since SCE electrodes are usually drift free, while silver wire electrodesare known to have drift problems, we suppose that the data in [691 are correct,especially as they agree with data for the closely related species in [75).

Although an early report suggested that the first oxidation and reductionwaves of the dimer corresponded each with two-electron processes [761, it is nowgenerally agreed that all these processes (Figure 3) are one-electron in natureand therefore that mixed-valence species are generated (see Section E, viii.).

A

C 0

Figure 3 Cyclic voltammetry of oligomeric silicon phthalocyanines,(n-C 61"I4) 3 SiO(SiPcO)Si(n-C 6 H1 3 )3 (n-1-4) in 0.1 M TBA (BF 4 ) indic e . All potentials versus Ag reference electrode. Scan rate 100mV/s. A) Mosomer, B) Dimer, C) Trimer and D) Tetramer. Reproduced withpermisio, from Ref. [691.

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It becomes progressively easier both to reduce and to oxidize these speciesas one proceeds from monomer to dimer to trimer to tetramer (possibly not truefor the first reduction of the tetramer), although this effect is more marked foroxidation than reduction. The separation between the first oxidation andreduction waves necessarily decreases in this sequence.

This separation is a measure of the LUMO-HOMO gap, that is evidentlydecreasing. This is to be expected if both the it and i* levels of adjacent SiPcrings overlap.

The phthalocyanine rings interact through spatial overlap of the 7r-orbitals[75, 78, 80], rather than through bonds, as for example in a homologous series ofconjugated aromatics. The steady decrease in the first oxidation potential frommonomer to tetramer shows a progressive stabilization of the (mono)cationwhose charge is probably delocalized to some extent over the oligomeric system.The much smaller effect for the first reduction potential shows that, in contrast,the (mono)anion is not significantly stabilized [75].

Table 3 Silicon Phthalocyanine Oligomers Showing Mixed-Valence Behavior (In

Dichloromethane). Species (nC 6H13)3SiO(SiPcO)nSi(n-C 6H13)3a [691

n-I n-2 n = 3 n - 4

4th Oxidation 1.383rd Oxidation 1.47 1.152nd Oxidation 1.20 1.00 0.791st Oxidation 1.00 0.71 0.59 0.431st Reduction -0.90 -0.81 -0.78 -0.842nd Reduction -1.48 -1.21 -1.06 -0.983rd Reduction -1.41 -1.304th Reduction -1.54

a Diffusion coefficient values are also included in this report [69].

However, the mean oxidation potential (midway between the 2, 3 and 4oxidation waves of the dimer, trimer and tetramer, respectively) does not differsignificantly from that of the monomer oxidation. This mean potential refers tothe free energy for forming the dication of the dimer, the trication of the trimer,and the tetra-cation of the tetramer. Its invariance and similarity to the oxidationpotential of the monomer shows that once all the rings have been oxidized byone-elecron, there is no net stabilization of the oligomer.

The mean of the first reduction, however, defined in a similar fashion,becomes progressively more negative as oligomerization proceeds (see F'gure 3

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and also Figure 3 in [751). Thus the change in free energy for placing a negativecharge on each ring of the monomer, dimer etc. is consistent with increasinginterelectronic repulsion destabilizing the anion radicals so formed.

Data for t-amyloxy silicon phthalocyanine, dissolved in DMF, are alsoreported in [431 (Table 3). This species appears to be about 300 mV easier toreduce than the (n-C6H13)3SiO species as a consequence of the change in axialligand and/or solvent. This datum fits the polarization plot [431, while a value ofabout -0.9 V for the first reduction process would be a poor fit to the regressionanalysis.

vi. Phosphorus, Arsenic, Antimony, and BismuthPhthalocyanines

While species with these central ions are known, little is known about them.Electrochemical studies could prove very interesting.

vii. Zinc Phthalocyanines

Zn(Il)Pc species have been the object of intense electrochemical study [33,48-52, 54-56, 59-68 811 (Figures 2, 4). As with magnesium, the central ion is wellbehaved and redox inactive so that all oxidation states from [Zn(OPc(O) 2 + to[Zn(n)Pc(6)!4 " are fairly readily observable. Indeed the actual redox potentialsare very closely similar to those of Mg(U)Pc.

The question of the separation of the second and third reduction processwas raised previously. Two data sets 14, 55] for Zn(E)Pc in DMF cover the entirereduction region to [Zn(U)Pc(-6)]" but unfortunately the numbers for the thirdand fourth reduction processes differ quite dramatically in the two reports (Table2). In terms of the relative separations between successive reduction processes,the data in [551 seem more reliable.

Zn(i)[TBuPc] has been studied by many workers (see Table 2). Data arefairly consistent, although the datum for oxidation in PhNO 2 seems too low [51].

Similar to the fluorolummum system, [FZn(1)Pc(-2)]" is easier to oxidizeand more difficult to reduce than most other Zn(U)Pc species. Two other speciesbear special comment. Data for a series of tetrasubstituted zinc phthalocyaninesare shown in Table 4, while similar data for octasubstituted Zinc species areshown in Table 5.

The octacyano species, Zn(II)[OCNPc] [33, 55] is very much easier toreduce due to the electron attracting cyano substituents, with reductionprocesses shifted some 0.8 V more positive than most other Zn(Ii)Pc species.This octacyano species is strongly aggregated in DMF solution, and theaggregation-disaggregation equilibrium is slow relative to the electrochemical

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time scale. Thus redox processes due to both aggregated and unaggregatedZn(il)[OCNPcJ can simultaneously be observed [55J (Figure 4, processes lalb),with the aggregated species being reduced first (process 1a). Two differentanospecies, [Zn(il[)[OCNPc(-3)JJ' can be observed by reduction at -0.1 and -03 Vshowing that the monoanion species also exists as a mixture of aggregated andunaggregated species. The Pc(-3) and more reduced species are however,disaggregated, probably because of their larger negativ charges.

The perchioro species, Zn(II)[Cl16 Pc(-2)J [63J also has its reductionprocesses shifted dramatically positive, by the electron-withdrawing effect of thechloro substituents, but only by about 0.5 V, rather less than for the octacyanoderivative. The low solubility of the perchloro species precludes a very detailedstudy.

Table 4 Oxidation Potentials of some Ring Tetra-Substituted MPc Species inDicblorobenzene, except where indicated.

R R4PC(-1)IR 4Pc(-2) R4Pc(-l)jIR4Pc(-2)Zn(UI) Ref. Co(U) Ref.

H O.86ACN) 710.845 83

mo 0.625 82 0.725. 830.69(ACN) 71

t-Bu 0.685 82 0.745 83PhO 0.755 82 0.805 83Ph 0.755 82 0.835 83PhS 0.785 82 0.865 83

N20.68(ACN) 71C0 2H 1.20(ACN) 71NO2 1.26(ACN) 71Neopentoxy 0.47 65

viLi Cadmium, Mercur, and Lead Mbtalocyanines

Another situation arises with ptaoanescontaining cadmium, mercuryand lead as the central ion. Teecompounds show anomalous redox behavior[6, 9,4'31. The ionic radii of these elements are too large to lie within the plane ofthe ph~lcaiecore, and as indicated above, their redox potentials do notadhere to the predictions in Eqs.(1). Since the metal sits outside of thephthalocyanine ring, the complex shows a tendency to demetallation in redox

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reactions. This was observed by Kadish and co-workers [91 during theelectrochemical reduction of Pb(U)Pc in DMF. There are three successivereversible one-electron reduction steps observable on the cyclic voltammetrictime scale. However, if the potential is held just negative of the first reduction (to[Pb(H)Pc(-3)J-) then deinetaflation occurs over a period of minutes, lead metal isdeposited onto the electrode and metal-free phthalocyanine (or its anion radical)is generated in solution.

4

A 14 UA

z

8 lbjiUA

0.40 0.00 -0.40 -080 -1.20 -1.60

E . V vs SCE

Figure 4 Voltazmetry of ZincOctacyanophthalocyanine (Sx 104 M) [33, 55),ata Hg electrode in DMF/(O.1 M TBAP). A) Cyclic voltammetry, 0.2 V/s; and B)Differential pulse voltammetry at 10 MV/i. Reproduced with permission fromRef. [55J.

This behavior is reminiscent of that of Ag(UI)TNPc (see the following) thatis also demetaliated when reduced to Ag(I)(TNPc(-2)], for the same reason.PbQII)Pc shows two reversible oxidations to the mono- and dication radicalspecies [9].

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Table 5 Oxidation Potentials of some Ring Octa-Substituted MPc Species inAcetonitrile.

R Zn(II)[R8Pc(-)l + Ref. Co(II)[RsPc(-1)] + Ref./Zn(I)UR 8 Pc(-2)] /Co(II)[R8Pc(-2)J

MeO 0.73 71Me 0.79 71CO2H 1.61 71CN 1.76 71BuO O.50(DMF) 68H 0.67(DMF) 33 0.86 71

D. Redox Inactive Transition Metal

Phthalocyanines.) Titanium and Vanadium Phthalocyanines

OTi(IV)Pc [861 is very insoluble in most solvents. Its solutionelectrochemiy is unknown, but its surface electrochemistry, while not discussedhere, has been explored in some detail [871. It is, however, possible to formorganic solvent soluble OM(IV)[TBuPc species [6]. The central ion is fairlystrongly polarizing and somewhat easier to reduce than, say, Ni(U) or Cu(II)Pc(Table 2). However, they are not especially difficult to oxidize. The separationbetween first oxidation and first reduction, and the separation between the tworeduction processes are typical for ring redox processes. Had metal reductionoccurred, then successive reduction processes are expected to be separatedfurther (for example, see Co(Q), FeQ) to follow). Moreover, reduction wouldlikely have generated species such as [ri(Il)Pc(-2)] + in which the oxide ligandhad been reduced off. The eletrochemistry would then most probably havebeen irreversible. Thi, although - data were not obtainedit would appear that there is o evidence for reduction of the central titanium orvanadium iou, even although these metal ions are normally readily reducible.

No solution data exist for Zr, Nb, Hf, or Ta phthalocyanine species. There isa clear need for further development of organic soluble MPc species of theleft-hand period tranition elements and elucidation of their electrochemical andphotophysical properties. The extensive patent literature for OV(IV)Pc as apotential optical recording agent suggests that such further study would beprofitable.

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iL Nickel, Palladium, Platinum and CopperPhthalocyanines

Ni(U)Pc(-2) behaves rather like Zn(U)Pc(-2); it is slightly more difficult tooxidize, while reduction to the monoanion radical, Pc(-3), occurs at about thesame potential [4-6, 51, 52, 54, 62, 70]. No reduction at the central nickel ion isexpected although it is theoretically possible.

The aqueous solution chemistry has been explored with Ni(H)[TsPc] whichshows, in water, a two-electron first reduction process [641. The species isstrongly aggregated in water.

Ni(II)[TAPc] [701 is more difficult to reduce than most other Ni(U)Pcspecies, showing a rather more electron-rich tetraamino-phthalocyanine ligand.An oxidation wave is observed only some 1.2 V positive of the first reduction,rather than the more usual - 1.6 V. The authors had proposed that this was aNi(Ill)/Ni(il) couple; however, ring oxidation is more probable [1351. Oxidationof the corresponding Co(Il)[TAPc] occurs at only some 0.69 V positive of thefirst reduction process and the assignment of oxidation to[(DMSO)2Co(IU)TAPc(-2)] + is almost certainly valid.

Brief details of the reduction of Pd(I)Pc and Pt(II)Pc dissolved inmethylnaphthalene at 1500 C are reported in Table 2. little is known of thesesystems in solution, although surface state electrochemical data for Pt(II)Pc areavailable [841.

Copper phthalocyanins show well behaved redox processes [4,6, 47, 51, 52,56, 62, 64, 661 centered on the ligand, from [Cu(n)Pc(-1)1 + to [Cu(U)Pc(-5)]3 "

at potentials very similar to those of NiPc. The octacyano species,Cu(U)[OCNPc], as with other such species, shows couples shifted some 0.6 -0.8V positive of those of other CuPc species [33,551.

E. Redox Active Transition Metal

Phthalocyanines

i. General Introduction

If the transition metal ion concerned has no accessible d orbital levels lyingwithin the lal1 (HOMO) - leg (LUMO) gap of a phthalocyanine species, thenits redo: chemistry will appear very much like that of a main group species. Thenickel, paladium, platinum group behave in this fashion, with the M(il) centralion being unchanged as the MPc unit is either oxidized or reducrd Copper(i)also appears invariant in the MPc framework, with reduction occurring at thering rather than at the copper ion. Silver however, behaves differently, as will bediscussed. However, some species vary their electrochemistry according to their

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environment. For example, the oxidation of Co(II)Pc(-2) can lead to[Co(Il)Pc(-1)] + or [Co(IIl)Pc(-2)] + depending upon whether there are anyavailable suitable coordinating species that would stabilize the Co(II) center;these variations are explored in the following.

When a cyclic voltammogram, such as that shown in Figure 2, forZn(II)[TNPcj is obtained, then, assuming the rest potential [85] is known, thecouples are easily assigned to successive ring reductions and ring oxidations ofthe bulk species. With the corresponding voltammograms for Co(U)[TNPcj(Figure 5) containing a metal center that itself may undergo a redox process, theassignment of the couples is no longer straightforward. From knowledge of therest potential, it is certainly easy to distinguish net reductions of the bulk, fromnet oxidations, but the voltammogram does not readily convey information aboutthe site of the redox process, metal center, or ring. To solve this dilemma, theusual procedure is to carry out controlled potential reductions some 200 mVnegative of each reduction couple, and some 200 mV positive of each oxidationcouple, in order to generate solutions containing bulk quantities of the variousreduced and oxidized species.

1 * p * | ' I

t1O 0 t 20E., Vv Fc'/Fc

Figure 5 Cycd vokamaetry for Co(Il)TNPc(-2)] (I x 10-4 M), a) in DCBsolution, and b) in DMF solution. Scan rate 50 mV/s, [TBAPI - 0.3 M.Reproduced with permisio from ref. [491.

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90

99C494 99 99

Fozq

- 0q-U y II

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04 C6

2 ct2 CO C C Cs 1 c c C C C C C C

hHc

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AIi

9-9-91 9- 9--

AI

~~otoo

0-i~'71

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Electronic spectroscopy (including magnetic circular dichroism, MCD) andelectron spin resonance (ESR) spectroscopy of these solutions can then usuallydetermine the site of redox. If reduced or oxidized species can be isolated, thenother characterization procedures such as FTIR, magnetic susceptibilitymeasurements, and x-ray photoelectron spectroscopy might be employed. Quitefrequently the combination of electronic spectra and ESR is sufficient todetermine the site of redox especially when studying a metal ion for which therealready exists an extensive database.

It is not the purpose of this chapter to delineate in any detail how thedistinction between metal centered or ring redox processes can be made. Thereader is referred to relevant chapters in these volumes where such information isavailable.

il. Chromium, Molybdenum, and TungstenPhthalocyanines

Although the chemistry of chromium phthalocyanines has been fairlyextensively studied [6, 54, 61, 88-901, their electrochemistry is, as yet, poorlycharacterized (Table 6). Both Cr(II)Pc and XCr(m)Pc species are known, withthe former being air sensitive. Thus the first reduction process, for XCr(Il)Pc, isalmost certainly XCr(Ili)Pc/Cr(ll)Pc. The potential of this first reductionprocess varies over quite a considerable range (-0.87 - (+ 0.52) V) (Table 6). Themost positive potential appears in pyridine wherein (Py)2Cr(IPc is known to beformed as a stable, air-insensitive species [901. The mot negative II/M potentialrefers to the reduction of HOCr(II)[TBuPc(-2)J [6, 91] in DMF wherein thespecies (DMF)2Cr()ruPc(-2)J is likely formed. The DMF group is likely tostabilize Cr(l) to a much greater degree than pyridine consistent with theelectrochemical observation. We had previously assigned [6] the potential at -0.87V to Cr(I)Pc(-2)/Cr(I)Pc(-3) but this is unlikely to be correct since one wouldthen have to assign the oxidation at +0.7 to the Cr(II)/Cr(lI) couple, anunreasonably high value. There is no systematic study of the effect of axialligation on the potential of the Cr(I)/Cr(II) couple, but the potentials for(Py)2 Cr(ll)Pc and (DMF)2 Cr(U)CTBuPc(.2)] (from the hydroxychromium(II)species in DMF) being so disparate (+0.52 and -. 87V) would make such astudy worthwhile.

Some previously unpublished data [92a] for (PY) 2Cr(il)Pc dissolved inpyridie in the presence of chloride ion are reported in Table 6. Unfortunatelyspectroelectrochemical data were not collected at the time. The presence ofchloride ion is expected to favor Cr(UI). A couple appears at -0.9 V in the(Py)2Cr(fl)Pc/Py/CI" system and may involve the Cr(UII)/Cr(lI) couple for achloride bound

Thus the Cr(IU)/Cr(II) couple appears to vary over an exceptionally wide

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range as a function of axial ligand: (Py) 2 0.52; (CN)2 -0.56; (DMF) 2 -0.87; PyCl ?-0.90 V. Clearly, further work coupled to spectroelectrochemical data isrequired.

Further reduction (of Cr(U)Pc(-2)) probably yields a [Cr(II)Pc(-3)]"species, while oxidation (of XCr(III)Pc(-2)) almost certainly yields[XCr(IU)Pc(-1)) + radical cation species, but confirmatory evidence is lacking(Table 6).

Ferraudi has recently published some solution data forO(HO)Mo(V)[TsPc] in DMF [92b], with the apparent identification of theMo(VI)/Mo(V) and Mo(V)/Mo(IV) redox couples (Table 6). No solutionelectrochemical data appear to exist for any tungsten phthalocyanines.

iii. Manganese, Technetium, and Rhenium Phthalocyanines

Extensive solution data exist for manganese phthalocyanines, but no datafor either technetium or rhenium.

The electrochemistry of Mn(U)Pc has been studied in some depth [6, 52,60,93-951. It shows very little variation with coordinating axial ligand (donor solventor supporting electrolyte anion). The Mn(Il/Mn(1) oxidation couple lies in thenarrow range -0.23 - (+ 0.005) V for all systems studied. There is a slightstabilization of Mn(II) in the sequence Py > DMSO > DMA - DMF [93].Coordination by stronly coordinating anions favors Mn(mlI), in the sequence 1-> Br- > C10 4 - but the variation is much smaller than for iron phthalo(see the following). There is a rather flat, but linear, correlation with the donornumber (Gutmann) of the so vnt, with a slope the same as that to be discussedbelow for Fe()Pc/Fe(U)Pc [951.

Two equilibria should be cousidered:

[(Soi) 2 Mn(III)Pc(-2)j + + e" <...> (Sol) 2 Mn(II)Pc(-2) (2)X" + [(SoI) 2Mn(Ill)Pc(-2)i + < - -> X(Sol)Mn(III)Pc(-2) + Sol (3)

Where Sol is solvent and X is a counteranion, and wherei-coordinate MnIJ) is inferred fron a solution magnetic suscepbUty study

[93). Equilibrium (3) shifts the potential to more negative values with ixrasigstabilizat of the X(Sol)MnM()Pc(-2) pecies Since [(Sol)2Mn(IU)Pc(-2)j +is easier to reduce than X(Sol)Mn(m)Pc(.2), the equilibrium will shift so as toproduce this latter species on the electrode at the reduction couple potential.With high-speed voltammetry one may expect that it should be possible also tosee the reduction couple for X(Sol)Mn(II)Pc(-2) if scanning is faster than therate for re-equatio to [(SO'2Mn(ilI)Pc(-2)I +. Such an additional couple isseen with X - OH" [94, where couples corresponding to the reduction of bothMn(II) species can be observed. Their total reduction current is constant with

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respect to scan rate, but the relative ratio of the two currents depends upon scanrate, favoring the X(Soi)Mn(III)Pc(-2) species at higher scan rates. Thereduction product, [HOMn(U)Pc(-2)1] loses OH', very rapidly such that itsreouidation is not observed at the highest scan rates studied [941.

A further oxidation couple was only seen in DMF (at + 0.87 V) but theproduct was not stable on spectroelectrochemical oxidation. The couple likelycorresponds to [XMn(HI)Pc(-1) + /XMn(uI)Pc(-2) rather than oxidation toMn(IV), but spectroelectrochemical evidence is desirable.

The first reduction potential also occurs within a very narrow range (-0.69 -(-0.80) V) being essentially independent of solvent or counteranion. This arguesfor reduction to the anion radical, viz Mn(II)Pc(-2)/[Mn(II)Pc(-3)] rather thanto the d6 [Mn(I)Pc(-2)]J, which, by analogy with d° Fe(IU)Pc, is expected toshow marked solvent and anion dependence. The electronic spectrum of thisreduced species is consistent with formation of the anion radical [931.

Smith, Pilbrow and co-workers [961 have studied the chemical reductionproducts of Mn(n)[TsPc(-2)], and on the basis of ESR spectroscopy, assign thetwo successive reduction processes to formation of Mn(1)[TsPc(-2)1 andMn(0)TsPc(-2)12 " (where any charges on the sulfonyl groups are ignored).

While the solvent independence of the first reduction process argues foranion radical formation, the separation between the first and second reductionprocesses (,. 0.6 V) is rather large to be ascribed to successive phthalocyanering reduction processes that are normally separated by about 0.4 V (seepreceding discussion) [4]. The observed separation of 0.77 V (in DMF) is moreconsistent with the separation of the second and third ring reduced species, butthat assumption fails to provide a logical assignment for the -0.7 V couple. If thislatter couple is assigned to Mn(ll)Pc(-2)/4Mn(I)Pc(-2)1', then the separation of0.77 V to the next reduction process, to form [Mn(I)Pc(-3)12" or[MAn(0)Pc(-2)] 2 , is not unreasonable, although it is substantially less than thecorresponding separation in CoPe chemistry (about 1.1 V, see the following).Note that Clack, Hush and Woolsey [4] quote two further reduction processes, inDMF, whose potentials and separations are consistent with the sequentialreduction of the phthacyanine rn&

Inimetyl.-IhIecat 1500C, Mn(U)Pc shows a normal pair of reductionprocesses [521 separated by 0.45 V. Possibly in noncoordinating solvents,reduction to [Mn(II)Pc(-3)]" takes place, while in coordinating solvents,[S2Mno)Pc(-2)r is formed, evalthough little solvent dependence is observed.A complete understandieg of this system remains elusive (data are so-assigned inTable 6).

Mananese phthalocyanime can be oidize to form a bridging oxo species,PcMn(I)-O-Mn(m)Pc whose electrochemistr has been explored in depth [941.Fgun 6 illustrates ks intriguig electrochemistry. Detaied analysis of the currentof the several couples, as a function of scan rate, reveals thatPcM0n(1)-O-Mn(m)Pc underoes a two-electron reduction, at -0.85 V, to yield

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[PcMn(II)-O-Mn(ll)PcJ2 ", which is unstable with respect to bridge cleavagegenerating two mononuclear Mn(il)Pc(-2) fragments. These, however, exist onan electrode polarized (at -0.85 V) at a potential negative of the reductionprocess to form [Mn(U)Pc(-3)]J; thus two further electrons are taken up to formtwo molecules of this anion radical species. Thus PcMn(Ill)-O-Mn(Ill)Pcundergoes a four-electron irreversible reduction at this potential. A carefulanalysis of the high-and low-scan rate data provided evidence for this 2 + 2reduction mechanism in distinction to possible alternatives such as a concertedfour electron reduction step, or 1 + 3 combinations [94].

O)POS/TVE SCANS

/0 05 00 VOLrS

DWEAT7rf SCANSI)

00 Z's - -/5VOLrs

Figure 6 Cyclic Voltamnry of p -obsliphthalocyaninem gane(m)) [941. a)oxidation in i) pyridine, and ii) DMF. b) Reduction voltammograins inpyridIa AP, i) iniial scan +0.1 to -0.8 V; ii) initial scan +0.1 to -1.1 V; iii)initial (dotted) and second (soid) scans +0.1 to -1.1 V; iv) initial scan +0.1 to-1.6 V; v) continuous scan +0.1 to -1.6 V. Scan rates are 0.1 V/s except for v)which is 10 V/. Reproduced with permission from ref. [49J.

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In the initial negative going scan (from + 0.1 V) (Figure 6, b,iii) only thisfour-electron reduction process is seen. Successive scans however, reveal couplesdue to the mononuclear MnPc species formed at the electrode surface (seeScheme I in [94j).

Note that formation of the oxo bridge stabilizes Mn(mI)Pc, relative to themononuclear species, by -- 0.75 V.

A one-electron oxidation was observed in pyridine at about + 0.35 V,presumably to form [Pc(-2)Mn(IV)-O-Mn(III)Pc(-2)] + but this complex wasinsufficiently stable to prove its identity spectroscopically [941.

iv. Iron, Ruthenium, and Osmium Phthalocyanines

Iron(ll) phthalocyanine is fairly soluble in a wide- range of donor solvents(and some nondonor solvents), and this solubility, in distinction to species such asOTiPc, OVPc etc., has led to many studies of its electrochemical properties insolution [4, 6, 10,54, 60-62,93, 97-102J.

Iron(II) phthalocyanine commonly displays four reversible couples in therange + 1.00 - (-2.00) V (Table 6). Oxidation to [Fe(HI)Pc(-2)J + occurs in therange -0.15 - (+ 0.69) V highly dependent upon the solvent and counteranion.Iron(II) phthalocyanine binds donor solvents to form six-coordinate(Sol) 2Fe(H)Pc(-2) species, while the Fe(HI)Pc oxidation product has beenproven by electronic and electron spin resonance spectroscopy [97].

Thus, analysis of the scan rate dependence of the anodic and cathodiccurrents (for the oxidation couple) [93, 1031 demonstrates a reversible electrontransfer followed by a chemical reaction upon oxidation:

(Sol) 2Fe(lI)Pc(-2) <=- = => [(Sol)2Fe(II)Pc(-2)j + + e"

[(Sol)2 Fe(III)Pc(-2)] + + X- < = > X(Sol)Fe(III)Pc(-2) (4)

[X(Sol)Fe(III)Pc(-2)j + e <=== > [X(Sol)Fe(II)Pc(-2)]" (5)

In this case strong binding of the counteranion in [X(Sol)Fe(I)Pc(-2)J +greatly influences the potential at that the Fe(HI)/Fe(II) process is observed.Reaction (4) must proceed rapidly to the right, but not to the left, relative to thevoltammetric time scale, and thus the stability of X(Sol)Fe(m)Pc(-2) determinesthe observed Fe(l)/Fe(I) potential, shifting to more negative potentials in thesequence:

CIO4 " < Br' < (3- < OH"

Pyridine stabilizes Fe(I)Pc, through formation of (Py)2Fe(II)Pc(-2) to such

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a degree that the oxidation product, [(Py)2Fe(III)Pc(-2)j + is unstable inpyridine and there is a marked loss of cathodic current on the return wave. TheFe(IU)/Fe(H) couple shifts positively in the sequence:

DMA = DMF < DMSO < Py

and linearly follows the Gutmann donor number for the solvent [95].Thus the most negative potential is obtained by dissolving Fe(li)Pc in DMA

or DMF in the presence of chloride ion. Indeed this combination leads to an airsensitive solution that oxidizes directly in air to the Fe(II) species [97].

In contrast to the situation with Mn(H)Pc, the first reduction process withFe(II)Pc also shows quite strong solvent dependence shifting negatively in thesequence DMA < DMSO < Py (Table 6), but little dependence upon anion.Electronic and electron spin resonance data clearly show formation of[Fe(I)Pc(-2)]" species. Moreover, the latter experiment, in the presence ofpyridine as solvent (or with imidazole/DMA or Ph3P/DMSO), clearly identifies afive coordinate [LFe(I)Pc(-2)]" species [97]. Analysis of the scan-ratedependence of the current then confirms a reversible electron transfer followedby a chemical reaction, consistent with (and generalizing for solvent, Sol):

(Sol) 2Fe(Il)Pc(-2) + e" <---> [(SOI)2Fe(1)Pc(-2) 1" (6)

((SoI)2Fe(I)Pc(-2)] " <-> [(Sol)Fe(I)Pc(-2)]" + Sol (7)

With increasing donor strength of solvent, the (Sol) 2Fe(II)Pc(-2) species isstabilized. Since anion binding is not involved, there is little dependence thereon.The sequence of solvent dependence is the reverse of that of the Fe(nl)/Fe(U)couple, because it is now the higher, rather than the lower, oxidation state that isbeing preferentially stabilized.

However, the situation is more complex than this as shown by the variablescan rate data shown in Figure 7. Two pairs of couples associated with theFe(U)/Fe(I) process can be seen. The data may be explained by consideration oftwo additional equilibria

[(Sol)Fe(I)Pc(-2)[ <---> (Sol)Fe(II)Pc(-2) + e (8)

(Sol)Fe(II)Pc(-2) + Sol <-> (SO)2Fe(II)Pc(-2) (9)

Given that six-coordinate [(Sol)2Fe(l)Pc(-2)J" would oxidize at a morenegative potential (Eq. 6) than five coordinate [(Sol)Fe(I)Pc(-2)]" (Eq. 8) (due toincreased d i on of the filled d.2 orbital), then the former equilibrium(6), is associated with couple B,B' (Figure 7) and the latter with AA'. Reductionof six-coordinate Fe(H)Pc (Eq. 6) leads to rapid loss of solvent (Eq. 7). At slow

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Aft

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scans, on the reverse scan, there is sufficient time for reaction (7) to proceed tothe left to a large degree, hence wave B is more prominent than wave A. At highscan rates, there is insufficient time, permitting reaction (8) to dominate, andtherefore wave A becomes more intense than wave B. The observation of waveA' at high scan rates demonstrates that equilibrium (9) does not proceed sorapidly to the right [971.

The next reduction process occurs at the phthalocyanine ring, to form[(Sol)Fe(I)Pc(-3)12 . Since Fe(H) is not involved, this second reduction coupleshows little solvent or anion dependence. It varies from the first reduction bysome 0.2 (Py) to 0.7 V (DMA). The very small separation for pyridine followsfrom the strong stabilization of Fe(H)Pc by this solvent. The scan rate/currentdependence is consistent with a simple electron transfer without any followingchemical reaction, consistent with the assignment. Further reduction, likely toform [(Sol)Fe(I)Pc(4)13 occurs at a potential - 0.6 V more negative (Table 6).

%" %

SI %

• ,.... -- /10' -Q".-.00 -1

I "" I" "

cMV

fro Ref [97..

I I •' •I# I

* I I

1Tql re Vaiabe S an ateD* t for *e( II) cD A T . I .S a ae rlo er to up er cu ve i e .1 1 a d / s re p ci el .W v A d e o

from Ref. [97]

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Kadish, Bottomley, and Cheng [981 have reported a detailed spectroscopicand electrochemical study of Fe(H)Pc in the presence of the bases (L) imidazole,2-methylimidazole, N-methylimidazole, and a range of mono-di-andtrisubstituted pyridines. They report binding constants for these ligands, inDMSO, for L2Fe(II)Pc(-2) (Log K1 and Log K2) and for [LFe(I)Pc(-2)]',obtained by spectroscopic or electrochemical analysis of ligand-titrated solutionsof Fe(I)Pc in DMSO, but the reader should note some dissenting arguments in

Figure 8 shows how couple I, (Eqs. 6,7) shifts toward couple II([LFe(I)Pc(-2)1/[LFe(I)Pc(-3)] 2", L = DMSO or imidazole, depending uponconcentration of imidazole) with increasing imidazole concentration and mergingtherewith at concentrations greater than 0.1 M [Im] (or (N-Melm]). A plot ofEl/2 versus log [L] gave a slope of -57 mV/pH unit consistent with the loss of oneligand upon reduction. The newly formed process (I) is a two-electronreduction forming [(Im)Fe(I)Pc(-3)1l " directly from (Im)2Fe(II)Pc(-2).

5pAA

a I

z b

I II

Ir° _j

-0.4 -0.6 -0.6 -1.0 -1.2 -1.4

POTENjIAL (volls vs. SCE

Figure 8 Cyclic voltammetry of iron phthalocyanine (1.18 mM) inMe2SOImiduoe .I M TEAP. Scan rate 0.1 V/s; Imidazole concentrations, a)0, b) 0.01 M, c) 0.95 M. Reproduced with permission from Ref. [981.

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Careful analysis of the electrochemical data shows that there are twosequential one-electron processes at the same potential (EE process), with thefirst (corresponding with Eqs. 6, 7) being rate controlling. The addition ofimidazole has no effect upon the potential of couple i.

This observation is in contrast to the titration of 2-methylimidazole,1,2-dimethylimidazole, and a range of different substituted pyridines in DMSO.At low concentrations (log [L] < 0.05 M) only couple I shifts negatively, andcouple H is invariant, but at higher concentrations both couples shift negatively,and with the same slope (-. .57 mV/pH unit). Thus both the L2Fe(l)Pc(-2) and[LFe(I)Pc(-2)]" species lose a ligand L upon reduction finally to form[(DMSO)Fe(I)Pc(-3)] 2 . With these ligands, couples I and H do not coalesce.

Finally, data for the sterically hindered ligands 2,4-lutidine or 2,4,6-collidinewere interpreted in terms of binding of these ligands to Fe(H)Pc(-2) but not to[Fe(I)Pc(-2)j'.

A very early study [621 reported 0.19 V for the Fe(I)Pc oxidation couple inthe noncoordinating chloronaphthalene. This datum likely then refers tooxidation of the four coordinate Fe(I)Pc fragment, but whether oxidation occursat the metal center or phthalocyanine ring was not proven.

While Fe(ll)Pc in common with all other unsubstitutedmetallophthalocyanines, is insoluble in water, it will dissolve therein, in thepresence of cyanide ion, forming the somewhat water-soluble[(CN)2Fe(U)Pc(-2)Jf [18a, 86, 1001. Data for this species (Table 6) have beenreported by three groups [100, 88,1051. It shows an Fe(mI)/Fe(I) oxidation waveat 0.14 V (in acetone) (or 0.04 V in CH2C12), indicating rather strongstabilization of the Fe(UI) state by the bound cyanide ligands. The three sets ofdata, in different solvents, show rather dramatically different potentials thatmight indicate significant solvatochromism, but the system should bereinvestigated. In acetone [88) the Fe(II)/Fe(I) couple falls at a very typicalpotential, suggesting that cyanide does not especially favor binding to Fe(II).Curiously, however, the next reduction, forming the [Fe(IPc(-3)]" anion radicalspecies, is found some 0.1 - 0.3 V more negative than all other observations. Ringoxidation i seen at 03 - L16 V.

Various ring substituted iron phthalocyanines have been studied. Thetetrasulfonated species, Fe(I)[TsPc] has potentials very closely similar to thoseof the unsubstituted spcies. Its ready solubility permitted a detailedspectroelectrochemical study as a function of pH [1011. The aggregationproperties of Co(TsPcJ and Fe(TsPcJ were studied as a function of oxidationstate and the results have been reported in Table 3 of [1011. In summary:

M(1)[TsPc(-2)j species (M - CoFe); nonaggregated in acid and base.Co(U)ITsPc(-2)] species; aggregated in acid and base.FeI)r(TsPc(-2)j species; partly aggregated in acid and base.Co(UI)i[rsPc(-2)j species; nouggregated in acid, probably dimeric in base.Fe(I)(TsPc(-2)J species; aggregated in acid, probably dimeric in base.

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These results strictly only apply to the conditions used and, in general,aggregation will diminish with dilution.

The corresponding tetracarboxy species Fe(lI)[TcPcj is reported [711 tohave an oxidation potential of 1.22 V but this is far too positive to be due toFe(III)/Fe(Il) and must refer to oxidation of the Fe(HI)[TcPc] species (Table 6).

The hexadecachlorophthalocyanines have unusual electrochemicalproperties [63). The presence of 16 substituting chlorine atoms is expected togreatly stabilize ring reduction and destabilize metal centered oxidation. Theformer prediction is clearly demonstrated by reduction of Zn(U)[CI16Pc(-2) ](unequivocally to [Zn(II)[CI16 Pc(-3)r') occurring some 0-3 V or more positive ofthe usual reduction potential [631 (Table 2). The observed oxidation potential,for Fe(I)[C1 6Pc(-2)] in DMF, at 0.73 V agrees with the latter prediction, beingmuch more positive than most other Fe(m)/Fe(l) couples. Reduction yields twowaves at -1.11 and -1.73 V but the former cannot be assigned to the Fe(II)/Fe(I)couple since it falls considerably negative of this process in all other ironphthalocyanines, rather than positive as expected. Rather these two processesmust be assigned to reduction to [Fe()[Cl 16Pc(-3)jj 2 " and then to[Fe(l)[Cl16Pc(-4)j]3" occurring at more positive potentials than thecores processes in other iron phtaocyanine species (Table 6).

The absence of observation of the Fe(l)/Fe(I) process, and of thecorresponding Co(1)/CoQ) process in Co(i)[CI16Pc(-2)] (see the folowing),must arise through kinetic sluggishness The MfF16Pc(-2)j M - Fe(1), Co(U),species behave in a very similar fashion [1101.

Ercolani and co-workers [106,1111 have explored the electrochemistry ofPc(-2)Fe(m)-O-Fe(m)Pc(-2) and Pc(-2)Fe(II.5)-N-Fe(m.5)Pc(-2). Thesespecies are discussed in some detail in another chapter in this volume [1121 andso will only be summarized here. The data are reported in Table 5 of ref. [1121together with corresponding tetraphenyiporphyrin measurements.

On the voltammetric time scale, Pc(-2)Fe(UI)-O-Fe(III)Pc is shown toundergo one-electron oxidation, at 0.47 V in pyridine, to a mixed-valenceFe(Il)-O-Fe(IV) species and two successive one-electron reductions (-0.59,-0.95 V) to the mixed-valence Fe(m)-O-Fe(II) and then Fe(U)-O-Fe(II) specieswith the integrity of the Fe-O-Fe bridge being maintained. Over longer timeperiods, however, all these reduced or oxidized species cleave andelectrochemical waves cmesponding to the mononuclear FePc fragments areobserved. Given that the e(m)/Fe(U) couple for (Py)2Fe(U)Pc is observed at0.66 V (Table 6), the om bridge confers some 125 V stability to Fe(fln).

The nitido dimer displays an oxidation couple at 0.0 V in pyridine, formingthe Fe(IV)-N-Fe(IV) species, and three successive reductions (-0.83, -1.02, -1.29V) show bridge integrity. On a longer time scale the first oxidation and reductionprocesses yield stable species in cotradistction to the o bridged species, butthe second and third reduction processes lead to bridge cleavage. Comparingiso-electronic species, the nitrido bridge confers some 1.3 V stability over the

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corresponding mixed-valence Fe(m)-O-Fe(IV) species.Ruthenium(ll) phthalocyanines have been explored by James and

co-workers [121. Oxidation appears to occur exclusively at the phthalocyaninering (Table 2). The first half-wave potentials for all complexes studied [12) liebetween 0.7-0.9 V (versus SCE) and depend on the nature of the axial ligand. Forbispyridine ruthenium phthalocyanines (L2RuPc(-2)) with substituted pyridinesin axial position the value of EM decreases in accordance with increasingelectron-donor strength of the coordinated ligand in the sequence py > 4Me-py> t-Bu-py (0.77,0.74, and 0.70 V respectively). When the solvent molecules serveas axial ligands in PcRuL2, the half-wave potentials show changes depending onthe nature of the metal-ligand bond: N-bonded (MeCN) 0.72, O-bonded (DMF)0.80, and S-bonded (DMSO) 0.89 V. The highest value for the half-wavepotential of (DMSO) 2RuPc could be consistent with R-electron acceptance bythe S-bonded sulfoxide. If one molecule of pyridine in L2Ru(II)Pc(-2) is replacedby CO the potential is higher, for instance, 0.77 V for (PY) 2Ru(II)Pc(-2) and 0.91V for (Py)(CO)Ru(II)Pc(-2), due to the acceptor effect of the CO igand.

Data for osmium phthalocya -es are unavailable.

v. Cobalt, Rhodium, and Iridium Phthalocyanines

In common with Fe(II)Pc, CoQI)Pc as soluble in a wide range of donor andnondonor solvents and its solution electrochemistry has been studied extensively[6, 10, 11,49,63,66,67,70,71,88,95, 101, 107, 113-116].

Such electrochemistry can conveniently be spit into two sections, thatreferring to donor solvents, and that referring to nondonor solvents. A series ofreversible couples are observed and may be summarized:

Dn mNon-norI ICoQU)Pc(0)/Con)MPc-) CoQII)PC(0)/Co(]i)Pc(-1)H irCo(M)Pc(-1)/Co(M)Pc(-2) Co(UI)PC(-1)/CO(i)PC(-1)in HrCoQn)Pc(-2)/Co(In)Fc(-2) Co(II)Pc(-1)/CoII)Pc(-2)IV IVCo(1)Pc(-2)/Co(I)Pc(-2) Co(I)Pc(-2)/Co(I)Pc(-2)V VCo(I)Pc(-2)/Co(I)Pc(-3) Co(I)Pc(-2)/Co(I)Pc(-3)VI VICo(I)Pc(-3)/Co(I)Pc(-4) Co(I)Pc(-3)/Co(I)Pc(-4)

(11)

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(net charges omitted for clarity), where the principle difference ies in whether,for Co(II)Pc, the metal or the ring is oxidized first. Donor solvents (orcoordinating counteranions or other ligands in nondonor solvents) strongly favorCo(II)Pc by coordinating along the ais to form a six-coordinate ICo(ffl)Pcspecies. If such donor molecules are absent, then oxidation to Co(EI) is inhibitedand ring oxidation occurs first. Table 7 summarizes data for CoPc species innondonor solvents, while Table 8 collects data for CoPc species in the presenceof donors (solvents or added ligands) (see also Figure 5) (491.

Cobat(II) (in common with Fe(H)) has a much stronger propensity toform six-coordinate (low spin, t2g6) species than does Fe(II), or any other firstrow transition metal M(Ii) species; thus thes observations are characteristic ofCoPc. Note that the simple replacement of solvent DCB with solvent DMF shiftsthe Co(QI)/Co(II) potential by some 600 mV although the comparison is notstrictly valid since the oxidation occurs within Pc(-1) in DCB and Pc(-2) in DMF.

A range of six-coordinate [X 2Co(HI)Pc(-2) r anions has been studied, withvariously substituted phtaocynin , by both the Hanack [881 and Orihashi [711groups (Table 8); where the same compound has been studied by both groups,there are some rather large discrepancies in oxidation potential due, perhaps, torather different conditions of measurement.

The products from couples (U) through (V) (11) have all been proved byelectronic and/or electron spin resonance spectroscopy and their identity isassured. Couples I and VI are migned by inference but are likely to be correctlyidentified.

When Co(I")ITuPc(-2) is oxidized at 0.64 V in DCB solution the purplecolor of the radical adon, [Co(n)[rBuPc(-1)l + is formed, but when pyridine isadded the purple color changes immediately to green producing thecharacteristic spectroscopic features of Co(III) phthalocyanine, viz[(Py)2 Co(lIl)[TBuPc(-2)]+ [117. This is an equilibrium process, and withrelatively low concentration of pyridine in DC, 10-2 M, the process isthermally reversible, the cation radical being renerated at high temperatures.In a similar experiment, the addition of chloride ion also converts the Co(H)cation radical, [Co(U)rTuc(-)fl +, to a chloro cobak(EI) species, probably[CI2Co(m)(TBuPc(-2)l" 673.

More etreme chemistry occurs if hydroxide ion is added, as will bediscussed below. Thus the redoz couples of the Co(IH)ITNPc(-2)] system dodepend crtically on wbete coordinatig anons are preset. In studying cobalphthalocyanine electochemistry care must be taken to exclude extraneousdonors (amons or othewm) ecept where their presence is explicitly required.

An earier study [951 explored the effect of varying the donicity of thesolvent on the Co(m)/Co(U) potential. In this case pyridine yields the leastpositive redox potential and DMSO the most. The Co(IJI/Co(lI) potential isirreversible in DMA so that a datum for this solvent is not available.Nevertheless the shit to more negative potentials from DMSO to Py is the

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4)i x

a V-0

EEo c

uh

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reverse of the sequence observed for the oxidation of Fe(Il)Pc because it is nowthe higher oxidation state, Co(IU), that is being stabilized by the more stronglydonor solvents, rather than the lower, as is the case for Fe(II)Pc. A series ofsubstituted pyridines [951 show potentials for both Co(III)/Co(II) andCo(II)/Co(I) shifting to more negative potentials with increasing base strength(pKa). It is not uncommon for the Co(Ill)/Co(II) couple to be irreversiblebecause of the large change in spin state, and the likely change in Co-L bondlength during this redox process.

Both Fe(II)Pc and Co(II)Pc show M(U)/M(I) potentials that linearly followthe Gutmana donor number with the same sign of the slope since now it is bothCo(Il) and Fe(II) that are stabilized by the stronger donor solvent [951.However, nondonor solvents do not fall on the same line [951 as donor solvents,that is, they do not behave simply as very weakly donor solvents. This is aconsequence of the fact that in donor solvents the Co(il)Pc will be solvated (fiveor six-coordinate) while in nondonor solvents it will be unsolvated (fourcoordinate, different spin state).

A more detailed study of the electrochemistry of Co(II)Pc in DMF revealsmore subtle features [49). A solution of Co(l1)[TNPc(-2)J in DMF/CIO 4 "contains several species in equilibrium, viz

(DMF)Co(I)[TNPc(-2)] < -- > (DMF)2Co(II)(TNPc(-2)j <- >A B

[DMF(CI0 4)Co(II)[TNP(-2)]]"C

(13)

which will have three different Co(IIl)/Co(l oxidation potentials.However, if the equilibria are facile only the oxidation of the most easily

oxidized species, which should be C, should be observable. It appears however,that both the [Co(III)[TNPc(-2)] + /Co(Il ) [TNPc(-2) ] and[Co(UI)[TNPc(-t)jJ2+/ [Co(Ii)TN c(-2)l + redox couples are coupled toother equilibria that are relatively slow on the voltammetric time scale and can beprobed by variable-scan-rate studies.

The [Co(I)Pc(.2)] + /Co(l l)Pc(-2) process (labelled (Mla), (m1c) in Figure9) has a scan-rate-dependent Va ratio approaching unity at hie scan ratesand higher perchlorate ion concentrations. This is interpreted in terms of thefollowing processes [491

[(DMF)ClO 4Co(II)[TNPc(-2)f]" < - --- >C (DMF)CIO 4Co(UI)[TNPc(-2)] + e"

D (14)

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(DMF)aO4Co(m)rrNPc(-2)I <---> [DMFCo(III)rrNPc(-2)11 + + C10 4D E (15)

Equilibrium (15), which is suppressed in excess perchlorate ion, producesfive coordinate species E, which is expected to be much easier to reduce thanspecies D, that is, the Co(l)/Co(II) couple of E will occur at more positivepotentials. Thus C is oxidized to D, at (Ma) (Figure 9). D rearranges to E, atleast to a small degree, and E is spontaneously reduced on the positive side of(lia) since its reduction potential lies positive of (Ma). Equilibrium (15) isdriven to the right by this reduction process and therefore decreases the intensityof the current at (lic). At higher scan rates, there is less time for therearrangement to occur and more reversible behavior obtains.

HIC/tic

a b

tic IN

10.1 MA

tf 1111c lie

0.2 0 Q2

is10. A

0.6 0.4 2 0 02

E, V s FRIFc

Figure 9 Cyclic Volammetry of Co(Ii)TNPc(-2) (I x 10 4 M) in DMF/(0.3 MTEAP), at varyin scan rates and switching potenia. a) Co(U)/Co(I) coupleat 2, 5, 10 and 20 mV/s; b) Pc(-1)/Pc(-2) and Co(IU/Co(l) couples at 2, 5, 10and 20 mV/s; c) as (b), at 20, 50 and 100 mV/s. Reproduced with permission fromRef. [49.

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0 6C,,~au 0i. W Luzzzooo

UzC 2 g u

V ell(17,

ES$1

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U, uv

NNo

~gg

99 co o co c

jr6 wFQ A- zz OR*

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Note that evidence for the kinetic lability of six-coordinate Co(III)macrocycies has been presented [1181. Now, considering the[Co(III)Pc(-1)J 2 + lCo(III)Pc(-2)I + process (labeled (11) in Figure 9), twodifferent pairs of couples, H1 and HI, are observed. With increasing scan rate themore positive couple, tic grows at the expense of the less positive wave tic', andvice versa. Moreover increasing perchiorate ion concentration favors wave H'.Therefore wave Hec must be associated with additional bound perchiorate ionand is then reasonably associated with (ClO42Co(fl)Pc(-1)

These processes are understood in terms of the following equilibria-

Process H

DMF(C10 4 )Co(flJ)Pc(-2) < -> [DMF(C10 4)Co(IU)Pc(-1)1 + + e-D F (16)

[DMF(a1o 4 )CO(m)Pc(-1)j + + C10 4 ' < -- > (ClO2CoMUPCO.)F H (17)

Process ir

I(ClO42CO(M)Pc(-2)I- < -- > (MlOCoOfflPcO) + 0e

G H (18)

Couple I Couple It Couple III am

Off Cot ll~ti-a

-am -a opeI' 0 O m ClO*--CIO#- -'C 4- *C104 1 -ci04.

Couple I I Couple titl

Scheme I

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At slow scan rates, scanning positively from couple Ill, we initially observeoxidation D -- > F at Ha. This rearranges via (17) to give mainly H which isreduced at Il'c. At higher scan rates, there is insufficient time for equilibrium(17) to occur and reduction of species F is observed at Uc. Wave l'a is neverobvious because species G never has the opportunity to build up (see Scheme I)[491.

In summary, couples (14), (16) and (18) are observed, in DMF, at + 038V,+ 0.78 and + 0.70 V, versus SCE, the data having been corrected, using Table 1,from the original experimental data internally referenced to theferricenium/ferrocene couple.

A spectroelectrochemical study of Co(l)[TsPc(-2)] [1011 as a function ofpH reveals (Table 7) the varying degrees of aggregation of this species as afunction of oxidation state. Unlike Fe(II)TsPc, reduced M(l)TsPc species arenonaggregated, but higher oxidation state Co(IlH) species are less aggregatedthan Fe(II) species. This is attributed to the dominant formation ofsix-coordinate Co(Efl) species where the axial groups inhibit aggregation.

When hydroxide ion is added to a DMF (or DCB) solution ofCo(I)[TNPc(-2)J, under nitrogen, the solution is converted, within the time ofmixing, into a 1:1 mixture of [Co(I)(TNPc(-2)]]" and [(OH)2Co(Ill)[TNPc(-2)jj.Thus Co(II)[TNPc(-2)] cannot exist in a DMF (or DCB) solution containinghydroxide ion. Naturally, if air is introduced, there is total conversion to the[(OH)2 Co(lI)[TNPc(-2)] ] " species [11). Some interesting electrochemicalobservations arise in this system whose voltammetry is shown in Figure 10 (Left).

If a disproportionated solution of Co(TNPc(-2)] in DMFIOH" is oxidized ata potential - 200 mV positive of couple A (Figure 10 (Left)) then oxidationtotally to [(OH)2Co(m)[TNPc(-2)jr] occurs. If the solution is polarized - 200mV negative of couple A, then the solution is totally converted to[Co(I)[TNPc(-2)jj]; in neither case is any intermediate Co(II)[TNPc(-2)]observed.

Couple A has the electrochemical characteristics of a one-electron processhaving the same current intensity as observed in the absence of hydroxide ion[see Figure 10 (Left) a,b,c] yet clearly a two-electron process occurs when theelectrode is polarized at this potential.

To understand this observation, a series of experiments was undertaken. IfDMF solutions of Co(ll)(TNPc(-2)j are treated with hydroxide ion and left undernitrogen for an hour or so, all the [(OH) 2 C(IH)[TNrPc(-2)]]" is reduced to[Co(I)[TNPc(-2)jj. Such solutions of pure [Co(I)[TNPc(-2)] do not displaycouple B because Co(U)fTNPc(-2)j is never formed in these solutions.

Initially, prior to addition of hydroxide ion, we may consider two processes,A,B [Figure 10 (Left) a)] that are associated with Co(II)/Co(I) andCo(HI)/Co(HI) respectively, both showing one-electron reversible behavior.

Voltammetry was explored in concert with the electronic spectroscopy(Figure 10 (Right)), using fresh deaerated solutions containing. necessarily, a

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(a)

?IflS~nA

• t300 SS50 a

SOA 5OnA

------------------

, , I i i I I

X Into

"'- /0 SnA

000 -040t -0680 0.00 -0.S0 -l O0

/ vs fermeoceuy.- terrocene f'l/ VS. Iergoceqmum - ferrocene

Figure 10 (Left): Cyclic voltammetry (solid line) and differential pulsevoltammetry (hatched line) for Co(il)[TNPc(-2)I (9.69 x 0-5 tool di "3) at aglassy carbon electrode in DMF/LiOH under nitrogen. Concentration of LiOH;a) 0, b) 1.4 x 10"4, c) 2.8 x 0- tool di "3. B, Right: Electronic spectra anddifferential puise voltanimetr of Co(I~rTNPc(-2)] (1.01 x 10" tool dm3 ) underoxygen. The hydroxide concentrations (N~u4OH-MeOH) are a) 0, b) 5.0 x 10-4

(recorded 30 rwin after mixing), and c) 5.0 x 1 " tool dW-' (recorded 2.5 h later).Reproduced with permission from Ref. [11].

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Mixture Of [(OH) 2C0(I)(NPc(-2)Jr- and [Co(IflTNPc(-2)1]l. One then did notobserv (Frer 10 (Right)) couple B [Co(lIl/Co(UI)i while the current intensityfor couple A [Co(II)/Co(I)j was proportional to the content of[Co(I)(TNc(-2)]JJ. It was possible to conclude that a pure solution of[(OH)2 C0(mI)rr~c(-2)Jjr would not exhibit couple A. Since it is possible toobtain a pure solution of [(OH) 2 Co(IIIX[TNPc(-2)Ir' by oxygenating the[CO(I)TNPC(-2)r' species in DNIF/OHW, one might be curious as to wy such asolution was not directly studied. In fact, couple A lies at too negative a potentialto be observd in an oxygenated solution and if the solution is first deoxygenated,fairly rapid reduction to [Co(I)[TNPc(-2)fl- takes place. These reactions wereinterpreted in terns of a model where neither Co(II)[TNPc(-2)] nor[cooxrrpc(-2)r react with hydroxade ion but where there is a very strongstabihiztion of Co(UI)DTNc(-2)j by binding to hydroxid ion. Thus the potentialof couple A should not be affected by hydroxide ion concentration as observed.

The Co(IU/Co(II couple, B, upon addition of hydroxide ion to the system,became ir reversible, losing its cathodic component (lFigure 10 (Right) b)) beforeit essentially disappeared (Fiure 10 (Right) c)). This process corresponds toequhIM=rin (14), specMe CAD In the presence of hydroxide ion, species D formthe dihydroxide, and is no longer reducible in the region of couple B so thecathodic componentdiaprs

The following two processes are now relevmnc~

2OH-+ [(DMF)O 4 oKflTNPC(2)W]C

[(OH)2Co(il)TNPc(-2)Wr + DMF + 00 4 - + e- (19)

K[(OH)2Co(UIfrNPc(-2)fl- + DMWF +C14<->

20OH + (DMFXao 4CO(IjTNPc(-2)I (20)D

and using the elecrchedmical data to estimate K, the potential for process(19) can be estimated howm

EI/2(19) - ".1 16) -RTTMI -()2 Ln(OH)J

from whic 1111:

El/(19) - EI/(16) - 05(Lg(K -2 Log(OH)J (21)

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(where it is assumed that the diffusion coefficients of the initial and final redoxproducts are the same, and where the negative sign to the immediate right of theequality differs from [11] because the redox processes have been defined in theopposite sense here).

To explain the observed behavior, the value of E1/2(19) must place thiscouple negative of couple A. Thus the right-hand side of Eq. (21) must be at least0.9 V. Given also that even micromolar concentrations of [OH-] caused a loss ofcouple B and shifted the Co(lI)/Co(II) couple negative of couple A, it wasshown that the maximum possible value of K(20) was -- 10 O [111, a notunreasonable value given the evident strong HO-Co(n1) binding.

One more observation needed explanation, namely, why does couple A looklike a one-electron process, yet, in reality, two-electrons are consumed ?Consider using a bulk [Co(Il)[TNPc(-2)]]" solution and running a cyclicvoltammogram approaching couple A from negative thereof. At couple A,[Co(I)[TNPc(-2)11 undergoes a one-electron oxidation to Co(II)[TNPc(-2)].Hydroxide ion is not bound to the cobalt center, so this species does not directlyoxidize to Co(II)Pc, but in a following reaction it does disproportionate to formCo(I) + Co(III). The potential for this process will be the same as for ahydroxide-free environment so long as this disproportionation process is slow onthe voltammetric time scale. Indeed disproportionation is slow (minutes) at lowOH:CoPc ratios (-, 5 - 20.1). It is also possible that disproportionation isinhibited at the electrode surface for mechanistic reasons, and does not occuruntil the Co(U)[TNPc(-2)] diffuses away [111.

A series of binuclear and tetranuclear cobalt phthalocyanines have beenstudied [11, 13, 114,119, 123]. Those whose electrochemical data are reported inTable 7, show no electrochemical evidence for any significant electronicinteraction between the two (or more) phthalocyanine units in the moleculeexhibiting electrochemical potentials at values closely similar to those of themononuclear Co[TNPc(-2)] under similar conditions. They do show somespectroscopic evidence for coupling but it is evident that such coupling is notlarge enough to effect the electrochemistry. These species also disproportionatein the presence of hydroxide ion, in an intramolecular sense, forming [Co(1)] 2and [CoQI)1 2 but not [CoQ)Co(m) [111. Another group of binuclear CoPcspecies, discussed in Section E, viii do exhibit mixed-valence behavior.

Electron withdrawing substituents on the phthalocyanine ring obviouslyrender the ring more difficult to oxidize and easier to reduce, and vice versa forelectron-donating substituents (see Section E, ix).

Some data are available (4,1071 for the further reduction of (Co(1)Pc(-2)]"as far down as the Pc(-5) species (Tables 7,8), but this region has not beendefinitively explotr

Some solution data have been reported for Rh(IH) phthalocyanines [108,1091. Oxidation near 0.9 V yields a Rh(llI) radical cation species whosephotochemistry has been explored [1081.

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Chlororhodium phthalocyanine, in DMF or DCB, shows an irreversiblereduction wave near -0.7 V that has a cathodic but no anodic component [1091.At this potential, there is reduction to monomeric Rh(II)Pc but this rapidlydimerizes at room temperature in solution yielding a dimeric product that is notre-oxidized until about -0.15 V (in DCB/TBAP,[109]). At about - 600 C thedimerization reaction is inhibited and a reversible XRh(III)[TNPc(-2)1/Rh(II)[TNPc(-2)] couple is observed. Further reduction of the bulk solutionexhibits a reversible wave at -1.47 V that probably forms a monomeric[Rh(1)Pc(-2)1 species although a [Rh(II)Pc(-3)]" species is also possible. Finaldetails of the solution electrochemistry of the dimeric [Rh(H)Pc] 2 species awaitclarification [1091.

No solution data appear available for iridium phthalocyanines.

vi. Silver and Gold Phthalocyanines

Copper phthalocyanine was discussed in Section D, ii, and goldphthalocyanine while known, has not been studied electrochemically.

Silver tetraneopentoxyphthalocyanine has been the subject of intensiveelectrochemical study [481. In common with many other metallophthalocyanines,Ag(II)[TNPc(-2)] is quite strongly aggregated in solution and theaggregation-disaggregation equilibrium is slow on the voitammetry time scale.Conventional CV or DPV yields a broad wave near 0.6 V attributable, on thebasis of spectroelectrochemistry, to oxidation to [Ag(U)[TNPc(-2)1] +. ANernstian analysis of the data shows that the true half-wave potential foroxidation lies at 0.71 V versus SCE, in DCB. Further oxidation yields(Ag(III)[TNPc(-1)1 2 + (reversible process) and [Ag(III)[TNPc(0)]] 3 +

(irreversible process). The possibility that a Ag(IV)(TNPc(-2)] species is formedcannot be ruled out. The irreversibility of the third oxidation process may reflectsolvent oxidation.

There are two reduction processes which are believed to form(Ag(I)[TNPc(-2)1J] and, probably, [Ag()TNPc(-3)]] 2 . However, in parallel withthe corresponding chemistry of silver(i) porphyrins [133, 1341 the silver(I)species are unstable and hydrolyze to form the metal free species at a ratecomparable to the electrochemistry time scale. Thus, upon reduction ofAg(H)[TNPc(-2)] one observes a pair of waves due to the successive reduction ofAg(IIl)TNPc(-2)] and a pair of waves due to the successive reduction of theresulting H2TNPc(-2). The relative intensities of these pairs of waves are affectedboth by scan rate and temperature, with higher scan rates and lowertemperatures favoring observation of the silver reduction couples.

A more detailed consideration of the relative currents of the reducedspecies suggested that there was an intermediate between the reduction to[Ag(1)[TNPc(-2)11" and the formation of reduced H2[TNPc(-2)]. This was

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postulated to be a sitting-atop version of the [Ag(I)[TNPc(-2)jj species beingformed prior to hydrolysis, that is, the large silver(I) sits atop the phthalocyaninering. Further evidence arises from the fact that even at lower temperatures andhigher scan rates, where hydrolysis is largely suppressed, the first reductioncouple is irreversible in always showing a larger cathodic than anodic current. A"simple" Ag(II)/Ag(I) couple, if the Ag(I) remained in the ring, would beexpected to be reversible.

vii. Polynudear Phthalocyanines

In addition to the polynuclear metallophthalocyanines and bridged speciessuch as PcM-X-MPc (X - 0, N etc.), mentioned previosuly, other bridgedspecies such as PcM-LL-MPc and (-LLMPc-LL-Mpc-)n [1251 (where LL is abridging bifunctional ligand such as pyrazine) are known. However, solutiondata are not available for the last mentioned species.

Some species, such as the binucear EtMeO(6)[MTrNPc(-2)] 2 [651 and thethe tetranuclear spiro linked [MTrNPc(-2)]4 [65, 1141 show no mixed-valencebehavior with cobalt(II) (Table 7) but do with Zn(n) (Table 9). Such differencesmay arise through the presence or absence of axial ligands, respectively inhibitingor facilitating the close approach of phthalocyanie rings.

viLi. Mixed Valence Behavior

Cobalt phthalocyanine complexes of binuclear or tetranuclearphthalocyanines having flexible bridging units, do not exhibit any measureableelectrochemical interaction between cobalt centers, that is, mixed-valencebehavior is not observed. Rigid systems such as the anthracene and naphthalenebridged binuclear species [1263 and the so-called (-1)bridge species [119] do,however, exhibit additional redo waves associated with mixed-valence species(Figure 11). These may be of the metal-centered type, such as[Co(II)Pc(-2)]-Co(I)Pc(-2).Co(II)Pc(-2)r or of the ring-centered type, such as[Co(n)Pc(-1) 2 + 4Co(l)Pc(.1).Co()Pc(-2) +. The splitting of a given redoxprocess due to fomlati of a stable mixed-valence intermediate, is a measure ofthe equilibrium (comproportionation) constant, K, for a reaction suchas:-[M(Il)Pc(-) 2 + [M(Il)Pc(-2)12 --- > 2 [M(II)Pc(-1).M(II)Pc(-2)j (22)where the mixedvalence spitting AE is related to Kc, via:

aE - (RT/nFLn(K (23)

The values of Kc so obtained for a series of mixed-valence phthalocyaninecomplexes of cobalt, zinc, aluminum, iron, and silicon are collected in Table 10.

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They are seen to range from 20 to 3 x 108 (-8 to -49 U/mol), thereby showing awide range of stability. The least strongly coupled systems include some zinccomplexes of binuclear phthalocyanines with flexible bridging links where thecobalt analogues do not, in fact, exhibit mixed-valence behavior at all. The rigidbridged systems such as the anthracene, naphthalene and (-l)bridge speciesexhibit a range of mixed-valence complexes for both zinc and cobalt (Table 10),although in this last case, (-1)bridge, for cobalt, the waves were not well resolvedand Kc values could not be accurately defined.

Generally speaking, mixed-valence species, for a given phthalocyanine,involving the metal ion, such as Co(Il)/Co(I) and Co(III)/Co(II) were morestable than those involving the ring Pc(-2)/Pc(-1), and Co(1)/Co(I) species weremore stable than Co(ffl)/Co(l) species.

A C0,,11 IA

A Coil100

0 - A -2

E/ V vs Fc/FC

F'gume 11 Cyclic and differential pulse voltammograms of (A) Co()[INPc(-2)Iand (B) Am[CoTrNPc]2 in DMF at a Pt electrode. Numbers indicated are scanrates. In the differential pulse studies, the solid and dotted lines indicate negativegoing and positive going scans respectively. Reproduced with permission fromRef. [126l.

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However, the strongest mixed-valence interactions were seen in ringmixed-valence RSiPc-O-PcSiR species; these exhibit both mixed-valence ringoxidation and mixed-valence ring reduction. The large Kc values for these siliconspecies probably reflect the shorter Pc..Pc contacts (--. 311A) than in the bridgedspecies (-. 4.3 A). Oligomeric SiPc species have been prepared (Table 3) in that2, 3 or 4 (or more) OSiPc units are strung together. The mixed-valence speciesof successively oligomerized species show declining stability of a givenmixed-valence species with increasing chain length (Table 3), at least accordingto Eq.(23). However, it is probable that, due to interaction processes along thechain, this simple equation is inappropriate.

Further, the greater coupling for the Co(II)/Co(I) systems versus theCo(IU)/Co(n) likely reflects interaction between the dz2 orbitals of each cobaltatom, directed along the inter-ring axis, there being an odd dz2 electron in theCo(Q) species. In summary, mixed-valence behavior has been observed for thefollowing binuclear MNc systems:

Pc(-2).Pc(-3) is observed in strongly coupled silicon oligomers, but has notbeen unequivocally observed with the other bridged binuclear species. Thepresence of an extra ir electron repels the it-electron density in the other ringand therefore inhibits formation of these species unless they are constrained tolie close together.

Pc(-1).Pc(-2) observed with cobalt and with main group ions such asaluminum, zinc and silicon. In the case of cobalt, it is likely that both Co(U) andCo(M) mixed-valence species can be obtained by controlling the solvent (that is,availability of axial ligands). Strong coupling originates in the hole in the it orbitalof one ring being capable of delocalization over the other ring.

Co(Q).Co(l) is observed in inflexible binuclear species and has electronicspectroscopic characteristics, and Kc values, consistent with strong couplingbetween the cobalt centers (along the dz2 bond axis).

M(m).M(U) is observed in inflexible binudear specis linked through thepthalocya ings, or in PcM-O-MPc systems linked through the metal atom,especially for iron.

M(I).M(IIm) is observed in PcFe-X-FePc bridged systems, X - 0, N.

Some data Zor mixed valence phthalocyanines containing simple bridges,such as cyanide, oxide or nitride between MPc centers 1111, 127, 1281 arereported in Table 10. The Kc values, for M(mI)/M(I1) systems are comparablewith the phhlcynn bridged systems.

The stability of the 'PcFe(IV)-N-Fe(IlU)Pc" is extraordinary with -anelectrochemical splitting of 0.3 V corresponding with Kc = 1.2 x I014. The"TPPFe(IV)-N-Pe(I)TPP" analogue is similarly stable (splitting 0.79 V inpyridine [1111] or 136 V (1) in dichloroe1hane [1291), likely indicating that thesespecies should best be regarded as class il fuly delocalized complexes.

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Table 9 Polynuclear Phthalocyanines, showing Mixed Valence Behavior

species E ~/ E1~/2

EIMeO(5fl[?&IfTrNKch [651

[Zn(QI)Pc(0)J 24Zn(U)Pc(-1)J2 1.00[n(I)Pc(-1)2/Zn()Pc(-).Zn(U)Pc(-2)I 0.49 0.58[Zn(UI)Pc(-1).Zn(U)Pc(-2)I4Zn(Il)Pc(-2)1 2 0.41 0.43(Zn(II)Pc(-2)J:y[ZngUI)Pc(-3)12 -1.19 -1.04

[n(II)Pc(-1)J4Zn(l)Pc(-).Zn(1)Pc(-2)] 0.57 0.56[Zn(flIPc(-).Zn(U)Pc(-2l4Z(U)Pc(-2)12 0.36 0.35

[Z(I)Pc(-2) 24Zn(Il)Pc(-3)12 -1.01(Zn(il)Pc-2).Zn(II)Pc(-3)4Znu(U)Pc(-3)1 2 .. 1

NAp(ZnfLfrNPcl 2 [1231

[n(I)Pc(O) 24Zn(UI)Pc(-1)1 2 1.22a 1.11[Zn(II)Pc(-1)JIZnQI)Pc(-1).Zn(l)Pc(-2)) 0.56 0.59[Z(U)Pc(-)Zn(U)Pc(-2)4Zn(I)Pc(-2)12 0.35 0.41[Zn(Il)Pc(-2)h24Zn(l)Fc(-3)12 -1.18 (4.301) -1.07[Zn(UI)Pc(-3)1 24Z(U)Pc(-4)12 -1.53 -1.45

LUMLIzM4 [651

[Zn(U[)Pc(-1)1 2 4Z(UPc(-1).Z(UPc(-2)I 0.53 0.58[Zn(Il)Pc(-1)Zn(U)Pc(-2)#IZa(UPc(-2)12 0.42 0.43[Zn(UI)Pc(-2)j 24Z(UPc(-3)j2 -1.15 -1.04[Z(U)c(-3)J2 /1ZQ1Pc(-4)) 2 -1.64 -1.46

CoM-2)21[)co(M)Ic(-)Co(m)Pc(-2)I -- 0.61d

[Co(IMlPC(-) 2 /[Co(U)Pc(-1)1 2 (?)01.02

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species E jN E NDB DMF

[Co(UI)Pc(-1)1 2/[Co(U)Pc(-l).Co(II)Pc(-2)I 0.63 --[Co(UI)Pc(-1).Co(U)Pc(-2)J4Co(UI)Pc(-2)J 2 0.49 ..(Co(UI)Pc-(-2).Co(Ug)Pc(-2)l4Co(II)Pc(-2)h2 ---- 0.45[Co(II)Pc(-2)J2 Co(UO)Pc(-2).Co(I)Pc(-2)I -0.41 -0.47(Co IIPc(-2).COQI)Pc(-2)/TCo(I)Pc(-2)1 2 -jcd -06c[Co(I)Pc(-2)W2 CoQ)Pc(-3)J 2 -1.59 -1.57

&9Q~IiffSI2 [1261

[Co(I)Pc(-2)J2/[Co(UI)Pc(-2).Co(Ua)Pc(-2)J -- 0.62(Co(il)Pc(-) 24[Co(U)Pc(-1).CoQI)Pc(-2)I 0.55 ---[Co(M)Pc(-2).Co(U)Pc(-2)I4Co(Iu)Pc(-2)1 2 - 0.41(CO(UI)Pc(-1).Co(Il)Pc(-2)J/(Co(Il)Pc(-2)1 2 0.38 -[CO(Il)Pc(-2)J2/[Co(][)Pc(-2).CO(I)Pc(-2)I -0.29 -0.20

-0.42 --[CO(I)Pc(-2).Co(il)Pc(-2)I4Co(I)Pc(-2)1 2 07c

[Co(I)Pc(-2)J 2 4Co()Pc(-3)h2 -1.58 -1.48

[Cu(il)PC(O)J 2/[Cu(U)Pc(-1)J 2 1.23c[Cu(fl)Pc(-1)J 24Cu(Il)Pc(-1).Cu(U)Pc(-2)I 0.76 0.81C[Cu(Il)Pc(-l).Cu(II)Pc(-2)Y[C(U)Pc(-2)J 2 0.56 0.51[Cu(Il)Pc(-2)I 24Cu(]I)Pc(-3)b2 -1.09 -0.M[CU(U)Pc(-3)I2/[Cu(U[)Pc(-4)2 _L40 -1.32

E1/ values, were measured by cyclic voltammetry at 200, 100, 50 and 20 mV/s.

Averaga data E -(. +~ L Epd/2are reported. Hatchied lines indicate thatthe specific reoixcoup1 a not permissible in that solvent, a Assignment

unrvn weak or broad coupa. of uncertain potentiaL c irreversible. dDataobta Inedr from differential pulse voltammetry. e, Weak peaks, provenance andvalidity uncertain. Overall charges omitted for clarity.

In general, the stability of mixd-valence phthalocyanines, as defined by theelectrochemical splitting or Kc values, is somewhat larger than for thecorresponding- porphyrins (to the anent that such comparisons can be made).

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Table 10 Comproportionation Data [65,69,123, [26]

Coupica Solvent E(V)b Kcc lLdmoIG'

Ant(CoTrNPc]2 I DCB 0.17 8.4102 1.2X10- 3 -1711 DCB 0.48 1&8108 5.610-9 -47III DMP 0.23 9.0z103 1.1X104 -23H DMF 0.30 LU410~ 7.0x10-6 -29

Nap[CoTrNPc]2 I DCB 0.14 2A8102 2.5x,0-3 -14H DCB 0.39 4.0j106 2.5x10-7 -38Ml DMF 0.24 1.3104 7.5x,(r5 -24H DMF 0.22 6.1x103 1.63110-4 -22

EtMeO(5)- I DCB 0.08 2.4X101 4ba-2 -8[ZnTrNPcJ2 I DMF 0.15 3.8102 2.W110 -1

[ZnTrNPck4 I DCB 0.11 7.&101 1-3110-2 -11I DMF 0.15 3.8102 2 .6110-i -15

Ant(ZnTrNPcI2 I DCB 0.21 4.1,103 2.45x,04 -21I DMF 0.21 4.1x103 2.45x10- -21

Nap(ZnTrNPC]2 I DCB 0.21 4.1x103 2.45110-4 -211 DMF 0.18 1.2i103 8.M0x10 -18

Nap[CuTrNPCJ2 I DCB 0.20 2.7x103 3.6x10r -20(-1)[ZaTrNPCJ 2 I DCB 0.26 2.95x104 3.4d105 -25

I DMF 0.22 6.1z10 i.65x10 -22FAIPc-O-PcAIF I DMF 0.40 6.0u106 17x10-7 -39RSiPc-O-PcSIR Ic CH2C12 0.49 2.71108 3.71109 -49

IV CH2CI2 0.40 7.6106 1.3Z10-7 -40FePC-O-PCFC e Py 0.36 1.3116 7.7x10-7 .35S

V Py 0.40 6.0106 1.7x10-7 -39FePc-N-PcFe ilg Py 0.27 3.710 2.7x10-5 -26

vs Py 0.8 ib2 zoM 83110-n -80

a 1: [MPC(-1)J 2 + [MPc(-2)12 -> 2(M~c(-1).Mc(-2)j. EL [co(I)pc(-2)J2 +(Co(II)Pc(-2)12 --- > 2(Co(I)Pc(-2).Co(II)Pc(-2)J; III: [M(II)Pc(.2)1 2 +(M(IIl)Pc(-2)J2 --- > 2(M(II)Pc(-2).M(Iil)Pc(-2)J; IV: [RSiPc(-2)12 +[RSiPc(-3)J2 -- > 2(Pc(.2)i1i~c(-3)J (with oxygn bridge, linkin "ilconatom). V:, (M(Iil)Pc(-2)12 + (MVPc(-2)J2 - > 2[(EaH)Pc(-2).M(MVPc(-2)I(with oxygen atoms brigin the iron atoms). For the cobalt compleign, datarefer to the M isomer. bmizd-valence splitting energ. C C),proport~~ionaioconsga d Disproporwng~aion 1osat /K1, e R - nSH~,oye rde

axillylik te slion tom fOxygn brigs axially link the iron atoms.5 nitogen bridge axially link the amo atoms.

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Figure 12 Hammett Sigma Plot for Substituted Phthalocyanines. Data formetal-free, zinc and cobalt species with redox processes as noted.

This is probably due to the "flatnes of the main phthalocyanine ring system,allowing for closer contact than is usually possible with the more ruffled andoften highly substituted porphyrin derivatives.

ix. Hammett Relationships

An earlier study [120] showed relationships betweeen the individualHammett a (para) parameter [135, I36]J and oxidation potentials for sometetra-and octasu-t1tuted phthalocyanines In Figure 12 are shown correlationsfor a rang of redox procemes for metal free, cobalt, and zinc phthalocyanmes asa futio, of the total, Zo, value, accounting, thereby, for the number ofsubstituents in the ring [12].

Since the ring is both meta and para substituted, the use of the paraparameter leads to some error. Moreover, although solvent effects inphthalocyanine redox processes are generally small, they are present; it is

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therefore not surprising that the data show some scatter. Overall, however, it isclear that, not surprisingly, roughly linear correlations are observed. Moreoverfor the limited data set shown here, the slopes do not differ greatly. Thus Figure12 displays two oxidation data sets [Pc(-1)/Pc(-2)], both with slope 0.15 and three(first) reduction data sets, all with slope 0.10. If one may assume that theseslopes apply generally to all metallophthalocyanines then it becomes possible tocalculate, for example, the oxidation potential of any particular substitutedmetailophthalocyanine from E(ox) - 0.15Eo + C. The value of C is obtained byfitting some known experimental points for the metallophthalocyanineconcerned.

F. ConclusionsThis review has summarized and discussed the solution electrochemical

behavior of a series of meta_.op a with central ions encompassingthe whole Periodic Table. The electrochema versatility of thes specie forexample, the ability to tune potentials to where they might be usefvl in anelectronic device, by cha metal ion or substituent, makes them potentiallyextremely valuable in the expanding field of molecular electronis. Such value isenhanced by their overall chemical and thermal stability and usual nontoxicity.

The review has also brought out major gaps in our knowledge of thesesystems, especially in the left-hand transition groups, and some of the heaviermain group specie Greater effort shou..L be expended in synthesizing organicsolvent soluble examples of thes species. The chemistry of the higher oxidationstates of complexes such as molybdenum, tungsten, tin, and bismuth may proveespecially illuminating.

A future article in this series will explore the surface electrochemistry andelectrocatalytic properties of these fascinating materials.

Ackmowl.dgem.t

ABPL is indebted to Professor C. C. Leznoff for the continuingcollaboration, which bes been so productive for the past 12 years, and to all thosewho have worked upon chemistry in the Lever and Leznofflaboratories. He is also indebted to the Natural Science and EngineeringResearch Council (Ottawa) and the Office of Naval Research (Washington) fortheir continuing financial support

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Table 11 Phthalocyanine and Solvent Abbreviations used in this chapter

Mononuclear phthalocyanines:-

DsPc DisulfonyiPc TNPc TetraneopentoxyPcTBuPc Tetra-t-butylc TAPc TetraaminoPcTcPc TetracarboxyPc TEtPc Tetra-ethylPcTsPc TetrasulfonyiPc ThuPc Tetra-t-butylPcTMX~c TetramethoxyPc TNO2Pc TetranitroPcOCPC OctacarboxyPc OM~c OctamethylPcOBuxPc OctabutoxyPc OMxPc OctamethoxyPcC116PC HexadecachloroPc OCNPC OctacyanoPcTNO2Pc TetranitroPc

Binuclear phthalocanines.

Each of the following species contains three benzene rings each with asubstiuted neopentoxy group (abreviated, TrNPc), while the fourth ring is linkedby the bridge as described. A number in parenthesis indicate the number ofbridging atoms,

O(1)[MffrNPc]2 an -0- ether link.C(2)[MTrNPcJ2 -CH2-CH2- link.Cat(4)[bMrNPcJ2 a 1,2-catecholate link.EtMe0(5)(MffrNPc]2 a diethe linkage EtC(Me)(CH2OPc)CH2 OPc.Nap(MTrNPcI2 a 1,8-naphthalene direct link.AntffrNPc]2 a 1,ahracene direct link.(-1)[MffrNPcj 2 the fourth rings of each phthalocyanine are 3,4- fused.

[MTrNPcI4 a C(0)4 spiro tetra-ether linked (tetranudlear) phthalocyanine.

Common solvent abbreviations

ACN acetonitrile; CIN chloronaphthalene; DCB o-dichlorobenzene; DCE1,2-dicioroethane; DMA dnehacame; DMF diniethyfformamide; DMES0dimethylsulfoide; MeNp uethyinaphthalent; PhCN benzonitrile; PhNO2nitrobenzene; Py pyuidine, THF tetaydrofuran.

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