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© The Author(s) 2012. This article is published with open access at Springerlink.com csb.scichina.com www.springer.com/scp *Corresponding author (email: [email protected]) Article Condensed Matter Physics July 2012 Vol.57 No.20: 2562 2566 doi: 10.1007/s11434-012-5211-2 Advantage of dual wavelength light-emitting diodes with dip-shaped quantum wells XU YiQin, FAN GuangHan * , ZHOU DeTao, LI Xin, LU TaiPing, ZHAO Fang, ZHANG YunYan, ZHENG ShuWen & GONG ChangChun Institute of Opto-Electronic Materials and Technology, South China Normal University, Guangzhou 510631, China Received October 31, 2011; accepted January 5, 2012; published online May 22, 2012 Dual-wavelength light-emitting diodes (DW-LEDs) with dip-shaped quantum wells have been studied by numerical simulation. The emission spectra, light output power, carrier concentration in the quantum wells and internal quantum efficiency are investi- gated. The simulation results indicate that the DW-LEDs with dip-shaped quantum wells perform better than conventional LEDs with rectangular quantum wells in terms of light output power, leakage current and efficiency droop. These improvements in the electrical and optical characteristics are mainly attributed to the alleviation of the electrostatic field in the dip-shaped quantum wells. dip-shaped quantum wells, numerical simulation, dual-wavelength LED Citation: Xu Y Q, Fan G H, Zhou D T, et al. Advantage of dual wavelength light-emitting diodes with dip-shaped quantum wells. Chin Sci Bull, 2012, 57: 25622566, doi: 10.1007/s11434-012-5211-2 Nitride-based light-emitting diodes (LEDs) have attracted considerable interest because of their lower power consump- tion, small size, longer lifetime and eco-friendly nature [1,2]. This solid light source may even replace the fluorescent lamp for general lighting in the future. The nitride-based dual- wavelength light-emitting diodes (DW-LEDs) described here are composed of two kinds of quantum wells (QWs) that can emit light at different wavelengths. By adjusting the spectral intensity, the DW-LEDs could become phosphor-free white- light LEDs, which would provide better performance in the solid-state white-light lighting area. However, DW-LEDs have several serious restrictions affecting their applications, similar to the problems of con- ventional single wavelength LEDs. A well-known funda- mental problem is referred to as efficiency droop [3–5]. The polarization field is widely acknowledged as the main rea- son for efficiency droop [6–8]. The conventional growth direction for GaN-based LEDs is along the polar (0001) axis, and this results in large piezoelectric and spontaneous polarization because of the lack of inversion symmetry [9]. Differences in the indium components between the well layer and barrier layer cause lattice mismatch, which results in a large piezoelectric polarization in InGaN-based QWs. The piezoelectric effect eventually leads to a strong electro- static field and a band bending situation in the active region, which leads to a reduction in both radiative recombination rate and internal quantum efficiency (IQE). DW-LEDs also have their own problems, which do not exist in single wave- length LEDs. Zhang et al. [10,11] reported that the shallow wells in DW-LEDs show poor carrier confinement perfor- mance, with the result that the radiative recombination rate in the shallow wells is much smaller than that in the deep wells, and thus the different intensities of the two peak wave- lengths which are emitted by the two types of well become obvious in simulations using the conventional structure. It was reported by Zhao et al. [12,13] that the single wavelength LEDs with dip-shaped QWs showed an im- provement over conventional structures with rectangular QWs in the spontaneous recombination rate and output power. However, the DW-LED with dip-shaped QWs has
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© The Author(s) 2012. This article is published with open access at Springerlink.com csb.scichina.com www.springer.com/scp

*Corresponding author (email: [email protected])

Article

Condensed Matter Physics July 2012 Vol.57 No.20: 25622566

doi: 10.1007/s11434-012-5211-2

Advantage of dual wavelength light-emitting diodes with dip-shaped quantum wells

XU YiQin, FAN GuangHan*, ZHOU DeTao, LI Xin, LU TaiPing, ZHAO Fang, ZHANG YunYan, ZHENG ShuWen & GONG ChangChun

Institute of Opto-Electronic Materials and Technology, South China Normal University, Guangzhou 510631, China

Received October 31, 2011; accepted January 5, 2012; published online May 22, 2012

Dual-wavelength light-emitting diodes (DW-LEDs) with dip-shaped quantum wells have been studied by numerical simulation. The emission spectra, light output power, carrier concentration in the quantum wells and internal quantum efficiency are investi-gated. The simulation results indicate that the DW-LEDs with dip-shaped quantum wells perform better than conventional LEDs with rectangular quantum wells in terms of light output power, leakage current and efficiency droop. These improvements in the electrical and optical characteristics are mainly attributed to the alleviation of the electrostatic field in the dip-shaped quantum wells.

dip-shaped quantum wells, numerical simulation, dual-wavelength LED

Citation: Xu Y Q, Fan G H, Zhou D T, et al. Advantage of dual wavelength light-emitting diodes with dip-shaped quantum wells. Chin Sci Bull, 2012, 57: 25622566, doi: 10.1007/s11434-012-5211-2

Nitride-based light-emitting diodes (LEDs) have attracted considerable interest because of their lower power consump-tion, small size, longer lifetime and eco-friendly nature [1,2]. This solid light source may even replace the fluorescent lamp for general lighting in the future. The nitride-based dual- wavelength light-emitting diodes (DW-LEDs) described here are composed of two kinds of quantum wells (QWs) that can emit light at different wavelengths. By adjusting the spectral intensity, the DW-LEDs could become phosphor-free white- light LEDs, which would provide better performance in the solid-state white-light lighting area.

However, DW-LEDs have several serious restrictions affecting their applications, similar to the problems of con-ventional single wavelength LEDs. A well-known funda-mental problem is referred to as efficiency droop [3–5]. The polarization field is widely acknowledged as the main rea-son for efficiency droop [6–8]. The conventional growth direction for GaN-based LEDs is along the polar (0001) axis, and this results in large piezoelectric and spontaneous

polarization because of the lack of inversion symmetry [9]. Differences in the indium components between the well layer and barrier layer cause lattice mismatch, which results in a large piezoelectric polarization in InGaN-based QWs. The piezoelectric effect eventually leads to a strong electro-static field and a band bending situation in the active region, which leads to a reduction in both radiative recombination rate and internal quantum efficiency (IQE). DW-LEDs also have their own problems, which do not exist in single wave-length LEDs. Zhang et al. [10,11] reported that the shallow wells in DW-LEDs show poor carrier confinement perfor-mance, with the result that the radiative recombination rate in the shallow wells is much smaller than that in the deep wells, and thus the different intensities of the two peak wave- lengths which are emitted by the two types of well become obvious in simulations using the conventional structure.

It was reported by Zhao et al. [12,13] that the single wavelength LEDs with dip-shaped QWs showed an im-provement over conventional structures with rectangular QWs in the spontaneous recombination rate and output power. However, the DW-LED with dip-shaped QWs has

Xu Y Q, et al. Chin Sci Bull July (2012) Vol.57 No.20 2563

not yet been reported, and the properties of the DW-LED with dip-shaped QWs have not previously been studied. In this work, dip-shaped quantum wells are used in the DW- LED structure instead of the conventional rectangular QWs for the first time. The results reveal that the DW-LEDs with dip-shaped QWs can overcome the issues mentioned above.

1 Numerical simulation

The electrical and optical properties of two LED structures are investigated numerically with the APSYS simulation program, developed by Crosslight Software Inc (http://www. crosslight.com).

The conventional DW-LEDs were grown on a c-plane sapphire substrate, followed by a 3 m-thick n-GaN layer (n-doping=5×1018 cm3). The active region consists of four 2.5-nm-thick InGaN QWs, separated by five 10-nm-thick GaN barriers. The composition of the two QWs that are closer to the p-type hole-injection layer is In0.18Ga0.82N; while that of the other two QWs, which are closer to the n-type electron-injection layer, is In0.11Ga0.89N. On top of the active region, there are a 30-nm-thick p-Al0.1Ga0.9N layer (p-doping=5×1017 cm3) and a 0.15-m-thick p-GaN cap layer (p-doping=7×1017 cm3). The structure of the DW- LED with dip-shaped QWs is the same as the conventional structure except for the active region, which consists of four dip-shaped QWs, separated by five 10-nm-thick GaN barri-

ers. The composition of two QWs that are closer to the p-type hole-injection layer is 0.5 nm-In0.05Ga0.95N/1.5 nm-In0.18- Ga0.82N/0.5 nm-In0.05Ga0.95N, while that of the other two QWs, which are closer to the n-type electron-injection layer, is 0.5 nm-In0.05Ga0.95N/1.5 nm-In0.11Ga0.89N/0.5 nm-In0.05- Ga0.95N. The device structures are shown in Figure 1.

The bandgap energies of InGaN and AlGaN ternary al-loys can be expressed as [13]

g 1 g

g

(In Ga N) (InN) (1 )

(GaN) 1.4 (1 ),

x xE x E x

E x x

(1)

g 1 g

g

(Al Ga N) (AlN) (1 )

(GaN) 0.7 (1 ),

x xE x E x

E x x

(2)

where Eg(InN), Eg(AlN) and Eg(GaN) are the bandgap ener-gies of InN, AlN and GaN, with values of 0.78, 6.25 and 3.51 eV, respectively [14]. The internal absorption within the LED device is assumed to be 500 m1 and the operating temperature is assumed to be 300 K. To simplify the simu-lation, the light extraction efficiency is assumed to be 0.78. Other material parameters of the semiconductors used in the simulation can be found in [15].

2 Results and discussion

Figure 2(a) shows the light output power as a function of

Figure 1 Schematic diagram of GaN-based LED structures, with rectangular QWs (a) and with dip-shaped QWs (b).

Figure 2 (a) Simulated light output power and (b) IQE as a function of current for the two LED structures.

2564 Xu Y Q, et al. Chin Sci Bull July (2012) Vol.57 No.20

current for both LED structures, which indicates that the difference in light output power between the two structures is small at low injection currents, but the difference in-creases sharply with increasing injection current. The light output power of the conventional DW-LED with rectangu-lar QWs increased slowly, while that of the newly designed DW-LED with dip-shaped QWs increased linearly with the increasing forward current. At 200 mA, the output power reaches 143 mW, which is almost twice that of the conven-tional structure. In Figure 2(b), an obvious efficiency droop could be seen in the conventional DW-LED as the forward current increased, while the IQE of the newly designed DW-LED with dip-shaped QWs decreased more slowly. Further analysis of the simulation indicates that the use of dip-shaped QWs in the DW-LED is beneficial in alleviating the electrostatic field, which efficiently improves the hole transport and increases the electron confinement; when the electrons can be confined efficiently, the leakage current can obviously be reduced. Therefore, the light output power of the newly designed DW-LED with dip-shaped QWs in-creased more rapidly than that of the conventional LED as the forward current increased. Figure 2 shows that by chang-ing the rectangular QWs into dip-shaped QWs, the perfor-mance of the DW-LED improves remarkably, with increased output power and mitigation of the efficiency droop.

Figure 3(a) and (b) show the energy band diagram of the two structures at 200 mA. In Figure 3(a), it is obvious that the conventional DW-LED structure with rectangular QWs has severely sloped triangular barriers, which will form ob-stacles to carrier transport into the active region. However, things are different in DW-LEDs with dip-shaped QWs. It is apparent from Figure 3(b) that the sloped triangular barriers are less severe because of the alleviation of the electrostatic fields in the active region. Because the dip-shaped QWs include three layers, i.e. a 1.5 nm-In0.18Ga0.82N or 1.5 nm- In0.11Ga0.89N layer sandwiched by two 0.5 nm thick In0.05- Ga0.95N layers, the two inserted In0.05Ga0.95N layers decrease the lattice mismatch between the well layers and the barrier layers, and thus the electrostatic field can be greatly reduced, which in turn results in a lower quantum confined Stark

effect (QCSE) and better light emission efficiency. Also, a large electrostatic field causes charge separation, because the electrons and holes are pulled to opposite sides. Lu et al. [16] reported that the use of dip-shaped QWs could sup-press the electrostatic field in the active region, and thus the overlap of the electron and hole wave functions can be markedly enhanced, from 33.1% to 47.4%. With the in-creased overlap of the electron and hole wave functions, the radiative recombination rate and IQE will also improve.

We note from Figure 3(a) and (b) that the DW-LED with dip-shaped QWs has a lower potential barrier height in the valence band, which benefits the carrier transport in the active region. The quasi-Fermi levels of holes are mostly filled in the shallow wells and are much flatter, and it is anticipated that the hole concentration can be distributed more uniformly in the shallow QWs.

The carrier concentrations of the two structures in the ac-tive region at 200 mA are shown in Figure 4(a) and (b), which indicate that both the electron and hole distributions in the dip-shaped QWs are more uniform than those of the rectangular QWs. The carrier concentration is basically en-hanced in the dip-shaped QWs, especially in the shallow (In0.11) wells, while we can hardly see the hole concentra-tion in the rectangular In0.11 well. Figure 4(c) shows the ra-diative recombination rates of the two structures. It is ap-parent that the radiative recombination of the conventional rectangular QWs mainly occurs in the deep (In0.18) wells, and is almost zero in the shallow (In0.11) wells, but it is much larger in the dip-shaped QWs because of the in-creased concentration of electrons and holes. As shown in Figure 4(d), it is too difficult to observe the short wave which is emitted by the shallow (In0.11) wells in the conven-tional DW-LED because of their lack of carriers. As for the new design with dip-shaped QWs, the shorter wavelength of the spontaneous emission spectrum is much larger, which we attribute to the increase in the radiative recombination rate in the shallow (In0.11) wells. We also see that the two peak wavelengths of the rectangular QWs and the dip-shaped QWs are 418 nm/471 nm and 412 nm/471 nm at 200 mA, respectively.

Figure 3 Energy band diagrams of LEDs with rectangular QWs (a) and dip-shaped QWs (b).

Xu Y Q, et al. Chin Sci Bull July (2012) Vol.57 No.20 2565

Figure 4 (a) Electron and (b) hole concentration distributions in QWs at forward current of 200 mA; (c) the radiative recombination rates of the two struc-tures at 200 mA; (d) spontaneous emission spectrum of the two structures at 200 mA (there are small location excursions in the horizontal axes for better observation in (a)–(c)).

The recent research by Park’s group showed that the dip-shaped QW structure had a smaller effective mass of heavy holes, a larger spontaneous emission coefficient and optical matrix elements produced by Kane’s parameter [17], which may be one of the reasons for the improvement in the hole distribution and carrier confinement in the dip-shaped QWs. A DW-LED with dip-shaped QWs also has better matching of the lattice constants between the dip-shaped wells and barriers, and thus the electrostatic field can be greatly reduced and the sloped triangular barriers and wells can be effectively suppressed. The potential barrier height will therefore be lower, with the result that more holes can be transported into the active region, and the radiative re-combination in the shallow (In0.11) well strengthens.

As shown in Figure 5, the electron density in the first dip-shaped QW at a vertical distance of 30 nm is dramati-cally reduced, which can be attributed to much greater elec-tron-hole recombination in these QWs compared to their rectangular counterparts. We also noticed that the dip-shaped QWs in the n-GaN region have higher electron density than the rectangular QWs, which indicates that the holes recom-bine with the electrons in the MQWs more efficiently and fewer holes were injected into the n-GaN area, thus induc-ing a higher electron current. Because of the large polariza-tion field induced band bending in the active region, the QB and EBL can hardly block the electron overflow from the QWs to p-type layer, and thus the electron leakage current of the DW-LED with rectangular QWs is severe. However, it is different in DW-LEDs with dip-shaped QWs, where the

Figure 5 Simulated electron current density through the two LED struc-tures under 200 mA forward current.

electrons can be confined efficiently and the electron leak-age can be greatly reduced. The escaped electrons from the MQW active region can recombine with holes in the p-type region and thereby lower the LED efficiency. This shows that the electron leakage current caused by the polarization fields is one of the dominant mechanisms that result in effi-ciency droop.

3 Conclusions

In conclusion, the DW-LED with dip-shaped QWs can alle-viate the electrostatic field of the device, which efficiently

2566 Xu Y Q, et al. Chin Sci Bull July (2012) Vol.57 No.20

increases the electron confinement in the QWs, reduces the electron leakage current and raises the radiative recombina-tion rate in the shallow wells. In contrast to the conventional DW-LED, the DW-LED with dip-shaped QWs reports higher light output power, lower current leakage and lower efficiency droop. Based on analysis through numerical sim-ulations, these improvements in the electrical and optical characteristics of DW-LEDs with dip-shaped QWs are mainly attributed to the alleviation of the electrostatic field.

This work was supported by the Project for the Combination of Production and Research Guided by the Ministry of Education of Guangdong Province in 2009 (2009B090300338), the LED Industrial Projects of Special Funds for Strategic Emerging Industries in 2011, Guangdong Province (2010A081002005), and the National Natural Science Foundation of Chi-na (61176043).

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