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AFSL Application

Date post: 08-Aug-2015
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Page 1: AFSL Application

AFSL AFSL ApplicationApplication

Page 2: AFSL Application

You must have an Australian financial services licence (AFSL) to conduct a financial services business.

If you carry on a business of providing financial services, you must hold an AFS licence , unless you are exempt or are authorised to provide those services as a representative of another person who holds an AFS licence.

Australian financial services licence

Page 3: AFSL Application

You may need an AFS licence if, as part of your business, you :

• Provide financial product advice to clients• Deal in a financial product• Make a market for a financial product• Operate a registered scheme• Provide a custodial or depository service• Provide traditional trustee company services

You will need to have your AFS licence or be a representative of a licensee from the day you start your financial services business. Depending on your business, you may decide to apply for a limited AFS licence.

AFS Licence

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Address >> Suite 104 282-290 Oxford St Bondi Junction NSW 2022

• Phone: 1300 669 605 • Website: [email protected]• Email: www.hlkgroup.com.au

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