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Agnès Robin DG Research & Innovation Research Infrastructures

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Horizon 2020 and EU Marine Research Infrastructures initiatives GROOM 2 nd General Assembly meeting Trieste, 4-5 June 2012. Agnès Robin DG Research & Innovation Research Infrastructures. Background: FP7 and Marine Research Infrastructures From FP7 to Horizon2020 ESFRI. - PowerPoint PPT Presentation
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Research & Innovation Horizon 2020 and EU Marine Research Infrastructures initiatives GROOM 2 nd General Assembly meeting Trieste, 4-5 June 2012 Agnès Robin DG Research & Innovation Research Infrastructures
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Page 1: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

Horizon 2020 and EU Marine Research Infrastructures initiatives

GROOM 2nd General Assembly meetingTrieste, 4-5 June 2012

Agnès RobinDG Research & Innovation

Research Infrastructures

Page 2: Agnès Robin DG Research & Innovation Research Infrastructures

Research and Innovation

Research and Innovation

1. Background: FP7 and Marine Research Infrastructures

2. From FP7 to Horizon2020

3. ESFRI

Page 3: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

FP7 contribution to ENV Sciences RIs Biodiversity - ecosystemsEXPEER, SYNTHESIS, TREES4FUTURE, (INCREASE), ANAEE, LIFEWATCH, CReATIVE-B

Other Earth Sciences(NERA), EPOS, EISCAT_3D

Atmospheric SciencesACTRIS, EUFAR, EUROCHAMP2, InGOS, COPAL, IAGOS, EISCAT_3D, ICOS, ARISE, ICARE-2010

Marine SciencesEUROFLEETS, JERICO, MESOAQUA, BSS, SeaDataNet2, FixO3, EMSO, EURO-ARGO, GROOM, SIDERI...

Climate ChangeIS-ENES, INCREASE, (EXPEER, MESOAQUA, ICOS, SIOS-PP)

Polar researchINTERACT, ERICON-AB, SIOS-PP

Coordination & support (multidisciplinary)ICT (ENVRI); Int'l coop (COOPEUS);

IA PP DS CSA

...(ELIXIR), EMBRC, ASSEMBLE, AQUAEXCEL

Page 4: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

GM

ES

, EEA

, GEO

SS

, EM

OD

NET, M

SFD

, INS

PIR

E…

Beginning FP7, 1st ESFRI Roadmap

End FP7Marine RIs

… 2005 2006 2007 2008 2009 2010 2011 2012 2013 …

EURO ARGOGyroscope*(FP5), MERSEA*(FP6)SIDERI

MyOcean, MyOcean2*

SeaDataNet (FP6) SeaDataNet IISea-Search*(2002)…

Black Sea Scene (FP6) Upgrade Black Sea SceneGeo-Seas

EUROFLEETS (EUROFLEETS 2)TA: RV Sonne, Sonars, Submersibles (FP5)

EMSOGEOSTAR*(1995)… ESONET*(FP6) FixO3

JERICOMarinERA* (EraNet FP6)

IA PP DS CSA e-Infra

MESOAQUATA: MPFCR* (FP5)

iMarine

GROOM…MyOcean, EGO* (Cost FP7)

MFSTEP*(FP5)…

HYDRALAB IVHYDRALAB III (FP6)HYDRALAB (FP4, FP5)

Page 5: Agnès Robin DG Research & Innovation Research Infrastructures

Research and Innovation

Research and Innovation

1. Background: FP7 and Marine Research Infrastructures

2. From FP7 to Horizon2020

3. ESFRI

Page 6: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

From FP7 to Horizon 2020

• An increased budget, from around €1.7 billion (FP7) to €2.5? billion (Horizon 2020 – 2011 constant prices)

• New activities to support the implementation and operation of world-class infrastructures such as ESFRI infrastructures

• Continuation of the successful FP7 Integrating Activities• Reinforcement of the support to e-infrastructures• New objective of better exploiting the innovation potential

and human capital of infrastructures

Page 7: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

Industrial leadership (17 938 M€)Societal challenges (31 743 M€)

• Health, demographic change and wellbeing(8 028 M€)

• Food security, sustainable agriculture, marine -maritime research, bio-economy (4 152 M€)

• Secure, clean and efficient energy (5 782 M€)

• Smart, green, integrated transport (6 802 M€)

• Climate action, resource efficiency, raw materials (3 160 M€)

• Inclusive, innovative and secure societies (3 819 M€)

• European Research Council (13 268 M€)• Future and Emerging Technologies (3 100 M€)• Marie Curie actions (5 752 M€)• European Research infrastructures (including e-infrastructures) (2 478

M€)

• Leadership in enabling and industrial technologies (ICT, space, nanotechnologies, advanced materials and advanced manufacturing and processing, biotechnology) (13 781 M€)

• Access to risk finance (3 538 M€)

• Innovation in SMEs (619 M€)

EIT (1 364 B€ + 1 461 B€)

JRC (non-nuclear: 1 961 M€)

Excellent science (24 598 M€, constant 2011 prices)

Horizon 2020 (figures from EC proposal)

Page 8: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

Research Infrastructures

• 4.1. Developing the European RIs for 2020 and beyond 4.1.1 Developing new world-class RIs 4.1.2 Integrating and opening national RIs

of pan-European interest 4.1.3 Development, deployment and operation of ICT based

e-Infrastructures

• 4.2. Fostering the innovation potential of RIs & their human capital

• 4.3. Reinforcing European RI policy and international cooperation

Main actions

Specific actions

Policy actions

Page 9: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

1.1 Developing new world-class RIs

• Objective: To ensure the implementation, long-term sustainability and operation and operation of the ESFRI and other world-class RIs

• EU funding will support: the preparatory phase of future RIs (e.g. detailed

construction plans, legal arrangements, multiannual planning, etc.)

the implementation phase (e.g. R&D and engineering work, development of regional partner facilities, etc.)

the operation phase (e.g. access, data handling, outreach, training and international cooperation activities)

design studies for new RIs through a bottom-up approach

Page 10: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

1.2 Integrating and opening existing national RIs of pan-European interest

• Objective: To open up key national RIs to all European researchers and to ensure their optimal use and joint development

• EU funding will support “European Research Infrastructures Networks” bringing together RIs in a given field covering:

Transnational and virtual access activities Networking activities to foster a culture of cooperation Joint research activities to improve the services

provided by the infrastructures

Page 11: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

1.3 Development, deployment and operation of ICT based e-Infrastructures

• Objective: To achieve by 2020 a single and open European space for online research

• EU funding will support : Global research and education networks Grid and cloud infrastructures Ecosystem of supercomputing facilities progressing

towards exa-scale Software and service infrastructure for visualisation and

simulation Real-time collaborative tools for virtual research

communities Interoperable, open and rich scientific data infrastructure

Page 12: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

2. Fostering the innovation potential of RIs and their human capital

• To stimulate innovation both in the RIs themselves and in their supplier and user industries R&D partnerships with industries to develop Union capacities in

high-tech areas such as scientific instrumentation pre-commercial procurement by RI actors stimulate the use of RIs by industry Encourage the integration of RIs into local, regional and global

innovation ecosystems

• To strengthen the human capital of RIs Support for the training of staff managing and operating RIs,

exchanges of staff and best practices between facilities

Page 13: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

3. Reinforcing European RI policy and international cooperation

• Reinforcing European policy for RIs Partnerships between relevant policymakers and funding

bodies Surveys, monitoring and assessments of RIs at Union level Policy studies and communication tasks

• Facilitating strategic international cooperation Cooperation for global RIs Cooperation of European RIs with their non-European

counterparts: Ensuring their global interoperability and reach Pursuing international agreements on the reciprocal use,

openness or co-financing of RIs

Page 14: Agnès Robin DG Research & Innovation Research Infrastructures

Research and Innovation

Research and Innovation

1. Background: FP7 and Marine Research Infrastructures

2. From FP7 to Horizon2020

3. ESFRI

Page 15: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

ESFRI – European Strategy Forum on Research Infrastructures

• Set up by the EU Council of Research Ministers in 2002

• Brings together representatives of Ministers of the 27 Member States, 10 Associated States, and of the European Commission

• To support the development of a European policy for Research Infrastructure and discuss a long term vision at European level

• To facilitate multilateral initiatives leading to the better use and development of Research Infrastructures, at EU and international level

• Mandate (2004) to develop a roadmap (2006) and its updates (2008, 2010): 48 projects, major financial investment (~20 b€) and long term commitment for operation (~2 b€/year)

Page 16: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

ESFRI – European Strategy Forum on Research Infrastructures

• On 11 December 2012, the Council adopted Conclusions on A reinforced European research area partnership for excellence and growth. In these Conclusions, the Council endorses the need for strengthened partnership in the field of research infrastructures and:

• "Emphasises the need for renewing and adapting the mandate of ESFRI to adequately address the existing challenges and also to ensure the follow-up of implementation of already on-going ESFRI projects after a comprehensive assessment, as well as the prioritisation of the infrastructure projects listed in the ESFRI roadmap."

Page 17: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

The ESFRI Process (1)The ESFRI Process (1)

TWG1TWG1 TWG2TWG2 TWG3TWG3

Recommended projectsand analysis of landscape

ESFRI Road-map

ESFRI Road-map

RI proposal by Member State(s)RI proposal by

Member State(s) ESFRIESFRI

• Pan-European• Science case• Technical case• Business case• Overall maturity

• Pan-European• Science case• Technical case• Business case• Overall maturity

Page 18: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

The ESFRI Process (2)The ESFRI Process (2)

• Finalise concept and design• RI Organisation• Legal framework• Business plan• Finance model

• Finalise concept and design• RI Organisation• Legal framework• Business plan• Finance model

ESFRI Road-map

ESFRI Road-map

ECEU Funding of Preparatory

Phase

ECEU Funding of Preparatory

Phase

Member StatesFunding of

ImplementationPhase and operation

Member StatesFunding of

ImplementationPhase and operation

Support from EC(incl. EU

contribution)

Support from EC(incl. EU

contribution)

ESFRIIncubator

role

ESFRIIncubator

role

Page 19: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

10+38 new - or major upgrade of - Research Infrastructures of pan-European interest (+ 3 additional projects from the CERN Council strategic roadmap for particle physics*)

ESFRI roadmap 2010

Social Sc. & Hum.

( 5 )

Life Sciences( 13 )

Environmental and Earth Sciences

( 9 )

Energy( 7 )

Material & Analytical

Facilities ( 6 )

Physics & Astronomy ( 10 )

e-Infra-structures

(1)

SHARE BBMRI ELIXIR ICOS EURO-

ARGOECCSEL EUROFEL ELI TIARA* PRACE

ESSurvey ECRININFRA

FRONTIERIAGOS LIFEWATCH

Windscanner

EMFL KM3NeT CTA

CESSDA INSTRUCT EATRIS EMSO EPOS EU-SOLARISEuropean

XFELE-ELT SKA

CLARIN EU-

OPENSCREEN

EMBRC SIOS EISCAT_3D JHRESRF

UpgradeSPIRAL2 FAIR

DARIAHEuro

BioImagingERINHA

BSL4 LabCOPAL IFMIF

NEUTRON ESS

SLHC-PP*ILC-

HiGRADE*

ISBE MIRRI HiPERILL20/20 Upgrade

ANAEE MYRRHA 

Distributed research infrastructures

 Single sited research infrastructures

RIs in the implementation phase ERIC set up ERIC application expected ERIC application

Page 20: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

ERIC - European Research Infrastructure Consortium (Council Regulation (EC) No 723/2009 of 25 June 2009)

• A legal instrument at EU level, to facilitate the joint establishment and operation of RI of European interest.

• Legal personality recognized in all Member States

• Qualifies as an international organization for the purposes of VAT (exemption under certain limits and conditions from VAT and excise duties) and Public Procurement Directives

Page 21: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

What is Joint Programming?

• The overall aim of the Joint Programming process is to pool national research efforts in order to make better use of Europe's precious public R&D resources and to tackle common European challenges more effectively in a few key areas.

• It is a structured and strategic process whereby Member States agree, on a voluntary basis and in a partnership approach, on common visions and Strategic Research Agendas (SRA) to address major societal challenges. On a variable geometry basis, Member States commit to Joint Programming Initiatives (JPIs) where they implement together joint Strategic Research Agendas.

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Research and Innovation

Research and Innovation

Thank you for your attention!

Find out more:

www.ec.europa.eu/research/infrastructureswww.ec.europa.eu/research/horizon2020

Page 23: Agnès Robin DG Research & Innovation Research Infrastructures

Research and Innovation

Research and Innovation

Additional information...

Page 24: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

Marine RIs

Significant support from RIs actions + (past) RTD projects e.g. MAST… technological challenges due to hostile env't

Ship based exploration multiplatform

Innovation (e.g. gliders, new sensors incl. biochemical)

Delayed data quasi-real time

Interrelated approaches & scales: in situ/remote - observation/modelling – local/regional/global – short-term/long-term - multidisciplinary

“Dual” use: research / operational incl. monitoring (EU directives MSFD, Fisheries, GMES, GEOSS…) and… exploitation?

Well organised community (EU & int'l) – yet very distributed nature of some of the RIs: towards an "EOOS" (expert group on MRIs)?

Page 25: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

ERIC requirements• Minimum three Member States• Majority of votes for Member States• Seat in Member State or Associated Country• For associated countries-third countries or

intergovernmental organizations applying for setting up of an ERIC recognition of legal personality and capacity in their legal order, and recognition of VAT exemption and status as international organization under procurement directives

Page 26: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

ERIC requirements• Pursue its principal task on a non-economic basis• Liability regime amongst members (normally limited to

annual contribution and complemented with insurance)• Duration and procedure for winding-up• Basic principles for access policy, scientific evaluation

policy, dissemination policy, IP rights, employment policy, procurement policy and data policy

• Budget principles and contributions by members• Governing bodies

Page 27: Agnès Robin DG Research & Innovation Research Infrastructures

Research & InnovationResearch & Innovation

ERIC requirements (expert assessment)

• Principal task: establish & operate a RI• Necessary for European research programmes and

projects• Added value for the ERA• Grant effective access• Contribute to mobility of knowledge, researchers• Contribute to the dissemination and optimisation of the

results of activities

Page 28: Agnès Robin DG Research & Innovation Research Infrastructures

PolicyPolicy Research and Innovation

Research and Innovation

Structural Funds

• Developing synergies between the Structural funds and Horizon 2020 is a priority of the European Commission

• More specific reference to research infrastructures "of European interest" is made in the European Commission proposal for the European Regional Development Fund

• Also, Horizon 2020 foresees support to activities dedicated to developing cooperation between research infrastructures and other Union policies, such as Cohesion, through relevant studies and communication tasks

Page 29: Agnès Robin DG Research & Innovation Research Infrastructures

Mar 30, 2011 – Workshop

EU funding : 2 M€,3 year grant from Sept.2012 Coord.: C. Waldmann, Bremen Univ., MARUM, DE

Building a Framework for a Sustainable, Transatlantic Cooperation in the Field of Environmental Research Infrastructures

Central hub for the dissemination of relevant information Facilitate data harmonisation, curation, and interoperability Design of a new generation of interconnected RI and of working principles to provide a

sustainable platform for data, information, and knowledge sharing Articulate overall goals for 10 year EU-US collaboration on environmental infrastructures and

cyber-infrastructures Reaching consensus (readily extensible on a global scale) on instruments, standards,

protocols, data, information, analytical & modeling capabilities, knowledge exchange Addressing needs of research communities by implementing interworkability Identifying critical needed breakthroughs for each community Supporting GEOSS with information services particularly tuned to RI communities


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