Alvin A Schall Financial Disclosure Report for 2009

8/3/2019 Alvin A Schall Financial Disclosure Report for 2009

1/14

. ~ o t o [ FINANCIAL DISCLOSURE REPORT R e p o t , R e q u i r e d b y t h e E t h i c . ,in Government Act of 19781 / 2 0 / 0 ] FOR CALENDAR YEAR 2009 0 u.s .c , a p p . . ~ , ~ I 0 1 - 1 1 1 )I. Person Reporling (last nam e. first, m iddle initial) 2. Conr! o r Organization 3, Date of ReporlSchall. Alvin A. United Sta~es Court of Appeals for the Federal Circuit 05/07/2010

4. Title {Article III judges indicate active or senior slatus; 5a. Report Typ e (check appropriate type) 6. Repotling Periodmagistrate judges indicate fidl- er parl-time)[] Nomination, Date 01101t2009UnitedS~atesCircuit Judge (Senior Status) [] Initial ~ Annual [--] Final to12/31 t20095b. [] Amended Report

7. Chambers or ( ) f f ice Address 8. On the basis of the information ct~ntained in this Report and an)modifications pertaining thereto, it is, in my opinion, in complianceSuite 907 with applicable laws and regulations.717 Madison Place , NW\Va~hingtoa , DC 20439 Reviewing Off icer . D~te .......

IMP ORT ANT N OTE S: The instructiott~" accompanying this form most be followe~L Complete all parts,checking the NON E box f!~r each p art where you hove no reportable information. Sign on last page.

---] NONE (No reportable positions.)POSITION NAME OF ORGANIZATIQN/E NTITY

1. Trustee (one of two) Trust #2

2 T~stee (one of two) Trustee #43 Executor (one of two Esta te ~ ~,4 .

5.

F~i l . A G R E E M E N T S . I Rel,orting individual on~.; .~ee pl,, 14-1~ t~f filing in~truction.,.)~ N O N E (No reportable agreements.)

DATE P A R TI E S A ND TE R MSI.


2/14

FINANCIAL DISCLOSURE REPORT ,~ .... fPe ....Reporting Daleof Rep or lPage 2 of I 4 I s c ~ , a u , A ~ , , i , ~ A . 0 5 / 0 7 : 2 0 ~ r ,

I ll. NON- INVE STM ENT INCOM E. m~o~,~ ~s~,,~ ~ ~ .... ; , ~ , ~ . ~ m ~ o Z ~ o . ~ i , .~ r , ~ o ~ . ~A. Fi ler~ N~n-lnvestment lne~me

NONE ~o reportable non-investment income.)D A T E SOURCE AND T Y P E ~(yours, not spouses)

1. 2009 Renlal ofpropeRy ~br ~our weeks $6,000.00

2.

3.

4.

B . S p o u s e s N o n - I nveslme~l [ncome - II),ou were married during a~),po~ion ofthe reporting year, complete this .~ectio~(Dollar amount not required e.x~ept [o honoraria.)~ N O N E (No reportable non-investment income.)

DATE S O U R C E A N D TY P E1. 2009 Rental of propeay for four weeks

2.

3.

4.

I V . R E I M B U R S E ~ ! E N T S - ,,...,p,,rtatlon, lodging, toad, cntertai ..... ~

~ N O N E (No reportable reimbursements.)SO UR C E DAT E S LOCATION P UR P O SE IT E M S P AID O R P R O V IDE D

I. Merit Systems Protection A pril 27 -28, 2009 In dian ap olis. IN Speaker at the Board Legal "Fransa~rta t ion. Meals and I~odgingBoard Conference2.3.4.

5.


3/14

"" F IN A N C I A L D IS C L O S U R E R E P O R T ~ , ~ o ~ ..... ReportingI

Da,e o[ ReportPage 3 of 1 4 s c h ~ n , A l v in A . 0 5 1 0 7 / 2 0 1 0

V . G I F T S . a , c l , , a e ~ a , o s ~ ~ o ~ . .. . .. ~ d~pvndvnt children; s e e p p . 2 8 - 3 1 of filing i n s t r u c t i o n s . )N O N g ( N o reportable g~s.)

S O U R C E DESCRIP~ON1 .2 .3 .45.

~ N O N E (No reportable liabilities.)C R E D I T O R D E S C R I P T I O N VAI.UE ~0DE

I. S u n T ~ s ~ B a n k Loan-S~Uled by mortgage on real prope~y owned by reposing person J

34.

5.


4/14

F IN A N C I A L D IS C L O S U R E R E P O R T ] N .... fP .... R e p o r t i n g D a t e o f R e p o r tIage 4 of 14 Sehal), A l v i n A . 0 5 / 0 7 / 2 0 1 0VI I . IN V E ST M E N T S a nd T RUST S --ine ...... l . e , , . . . . . . l i o n s (Includes those of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 -6 0 o f f il in g i n s t r u c t i o n ~ . )

N O N E (No reportable income, assets, or transactions.)A B. C D .

D e s , c r i p t i o n o f A s s e t s I n c o m e d u n n g G ro s s v a l u e a l c a d T r a n s a c t i o n s d u r i n g r e p o r h n g p e r i o d[ i n c l u d i n g t r u s l a s s e t s ) r e p or t i n g p er i o d o f r e po rt i n g p er i o d

(I) ~2) [I) (2) ~1 ) ~2) . (3) , (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type (cg, , V a l u e Value T y p e I c . g . , Date . Value G a i n I d e n t i t y o f

e x c m p l f r o m p r i o r d i s c lo s u r e I C o d e I d i v . . r e n t . C o d e 2 M e t h o d b u y , s e l l, : ~ m n v d d / y y i C o d e 2 C o d e I b u y e r / s c l l c r[ (A-tl) r ,~r int.) (J-P) Code 3 redempt ion) i (JP) ~ (A-H) (ifprivalc[. [ ~ ( Q - W ) . ~ , .... t . . . . . . t i o n )

I. Abbott Laboratories, Inc. B Dividend L T2. Altria Group, lnc. B Dividend K T3 Boeing Co. B Dividend K T

4. Citadel Broadcasting Corp None5. Ex xon Mobil Corp. C Dividend lV l T6. General Electric Co. C Dividend K T7. General Mills, Inc. B Dividend K Tg. Home Depot, Inc. B Dividend L T9 I I o s p i r a , I n c . None J T

1 0 . Intel Corp. C Dividend L " FI I. J.P. Morgan Chase & Co. B Dividend L T1 2. Kraft Foods, Inc. A Dividend K T

13 MBIA, Inc. None J T1 4 . lVlinnesota Mining & Mfg. Co. B Dividend L1 5 . Motorola, Inc. A Dividend16 P ep sico , In c. C Dividend M T

1 7 . Philip Morris Intl. Inc. C Dividend L 1"


5/14

F IN A N C I A L D IS C L O S U R E R E P O R T ,~ .... [ P e r s o n R e p o r t in g I D a t e n t R e p o r ~ 1Page 5 of 1 4 S c h a B , A V , ,i ~ a . 0 ~ / 0 7 ~ 2 0 m

~ NONE (No reportable income, assets, or transactions.)A B. C . D

( i n c l u d i n g t ~ s t a s s e t s ) rcpt~r~ing ~riod of reposing period( I ) ( 2 ) ( I ) ( 2 ) (I) ( 2 ) 1 3 ) ~ 4 1 ~5)P l : t ~ c " ( X ) " a f t e r e a c h a s s c l Amoum T y p e ( c g . Value Value [~pe (c.g. D a l e Value G a i ~ * ] d e n l f l ~ o f

c ~ c m p t f r o m p r i o r d i s c l o s u r e ( ~ t x l c I d i v . . r c n l . C~c 2 M e t h o d b u y, s e l l . : m n ~ dd " y y C o d e 2 C o d e I b u y c r z s c l l c r{ A - H ) o r i ~ l . ) { J - P ~ C o d e 3 r c d c m p t ~ o n ] I J - P ) { A - I t } H f p r i v a te( Q - W ) I r a n ~ a c t i o n )

IS. R.R. Donne[ly & Sons Co. B Dividend K TDWS Ad;isor Funds Mid-Cap Growth Fund None I. TClass SDWS hrtemational Emerging Markets A Dividend K T Bu y 1 2 / 2 4 . . 0 9 JEq ,ity Fnnd Class S (addl)\Valt Disney Co. A Dividend L T

2 2 . Yurn Brands, Inc. A Dividend K " F2 3 . 5.759-~ MD State ttealth Higher Edu Fac. B Interest T Redeemed 0 7 , 0 1 / 0 9 K I)Bond, due O7/01/0924 Cap~lal One Bank Certificate of Deposit B Interest K T25 Capital One Bank Certificate of Deposit C I n t e r e s t L 1 "

2 6 . American [:xprcss Certifitcate of I)eposil (. I n t e r e s t L "1

27 Waehovta Bank Certificate of Deposit 1 3 I n t e r e s t K T28 DW S Ca s h Investment Trust* A Interest

2 9 . D\VS Cash Investment Trust 7" A Interest K T30 Great Horn Mining Syndica te None J U

31 E , _ l g ar t o w n W a t e r C o . None J U32. NIair~bt~hcr. Inc. None J [J

33 l_vcrgreen M o n e y Fund A I n t e r e s t J "I3 4 . Fidelity Cash R eserves Fund--1 A I n t e r e s t L T Inherit 02q 8..09 [

*(Formerly Scudder Cash InvestmentTrust


6/14

N am e of P erson R eporting Date of R eportF I N A N C I A L D I S C L O S U R E R E P O R T s ~ al, A I v n A .Page 6 of 1 4 05.,07,..~0~o

~ N O N E (No reportable income, assets, or tr~trtsttctions )Dc~crq~tion of Assets Income dtlrlo~ (Jross vahm at end ] raasacttons du ring rc~rtlng period(including t~st asscLs~ ~porting pcriod ofrepo~tmg period

Place "(X)" after each assel Amount ~ Type (e .g. Value Value t T~pe (eg. . Date Value Gain Identity ofexempt from pdor disclosure (ode I d~v . rent, (?t,dc 2 Mclhod " buy sell. ..mm,ddiy~ (~odc 2 Co0c I buyer!seller(A-II} ~ or int ) D - P } Code 3 redcmplion) [ I.JP) . (A-H) tifprivate: ~ ~Q W) ~ transaction~

35 . Vanguard Intermediate-Term A D~vidcnd M T ~uy 09/14/09 MTax-ExemptFund Admi~l Shares ~09/301096. Bu y J{addb)

37. Bu y 10/30/09 J(addb)38. Bu y 11/27/09 J(addb)39 . Bu y 12;31/09 Jiadd l )a0 V~nguard Limited-Te~ Tax-Exempt Fund A Dividend M T Bu y 09/1~/09 MAdmiral Shares ~41 . Bu y 0900/09 J

42 . Buy I 0:30 .,~ I(add l )43 . Bu y I 1/27~09 J(add l )~. Bu y 12/31 ,09 J(addb)a5 TRUST #1:

46 . Blackrock Funds Internat ional Bond A Dwidend J T Bu y [06/18/09 JPor~fblio Fm~d (add!)47 . Deutsche Bank "lnist Co. U.S. Small A Dividend J TCapitalization Fund48 . Deutsche Bauk Trust Co. "lax-Ftce Income B Dividend K TFund49 . Deutsche Bank Trust Co. Interna t iom~l Fund A Dividend J T

50 Deutsche Bank Tnist Co. U.S. Large B Dwidcnd M TCapi ta l iza tion Value Fu nd51. 2.22% U.S Treasu~ Notes A Interest J T


7/14

F I N A N C I A L D IS C L O S U R E R E P O R T NameofP ..... Reporliag DateolRepor!Page 7 of 14 s e h . , A v i n A . 0 5 , 0 7 / 2 0 1 0V 11. INVE STMENTS and TRUSTS - i ......... ~ ..........n,,,,, (Includes tho,e o f w . . .. . .. . d depend ....hildren; s e e p p . 3 4 - 6 0 of fil ing in,tructions.I

N O N E (No reportable income, assets, or transactions.)~. - : B, [ .... C. ....................... ~ ....

Dc~criplion of Assc~s ~ Income during [ Gross value at end [ Transaclions during repo~r~ ~r~od

Place "(X)" ~]flcr each asset Amcum ~ T~e (e.g. . * Value , Value T~e~.g., ; Da~e , Value Gain Idm/i~y ofexempt f rom prier discIosur~ C~de I J div., renL Code 2 Method buy. sell, ~nm~ d&yy : Code 2 : Code I t buyer/seller(A-II) [, or im.I {J-P) Code 3 redemption) ~ I J-P) ~ (A-H) [ifpn~atc [Q-W) . mmsacuon)

52 DWS High Income Fund Clas~ A A Dividend J T

53 MSCI Emerging Markets Index Fund A Dividend K T5 4 . Goldntan Sachs Natural Resources Index A Dividend J T

t : u n d55 C o h e n & Steers Realty Index Fund A Dividend J T56 . Deutsche Bank Trnst Co. Money Market A Interest J TDeposit AeCotln|57 . TRI]ST #2:

58 . American Express Co. A Dividend K T

59 . BP PLC C Dividend L T

6 0 . Kimberly Clark Corp B Dividend L T

61 , Pfizer, Inc. A Dividend K 62. Ra~,lheoi~ Co. A Dividend K T

6 3 . RR. Donnclly & Sons Co. A Dividend K T64 \x, ycd~ Co. A I)ividend 1. " I" Merged 1015 09(w th line 61)t,5. Deutsche Bank Trusl ("oUS. Large C Dividend N T(apilalizatton Grov,th Fund66 . Deutsche Batik Trust Co. Tax-Free Income D Dividcnd M TFund67 Deutsche Bank Trust Co International Fund A Dividend .1 T68 . Deutsche Bank Trust Co Money Market A Interest KDeposit Account


8/14

FINANCIAL DISCLOSUR E IO~ POR T : ~ .... f P . . . .. R ~ p o . i . g ] D . , ~ o f R . p o , ~Page 8 of 14 s~h,n.,,.,,o.,. I o~,,0:,=0v i ! . ! NV EST M EN TS and TRUSTS - ~ . . . . . . . .. ~ . . , , . . . . . ~ o . ~ t .c t . a ~ s t n o ~ e o[~ ....... g dependent children; ~ p p . 3 4 - 6 0 oJf!ling i n s t r u c t i o n ~ . )

NONE (No reportable income, assets, or transuctions )A. B C DD e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T t ; m s a c l i ~ m s d u r i n g ~ p o r l in g p c r i ~

0 n c l u d m g t ~ s t a s s e t s ) r e p o r t i n g p e r i o d ~ f f ~ c p o ~ i n g p e r i o dO) ~ (2) (t) (2) (~ ) (2) : [3) ~ (~) (~ )P l ~ c e " ( ~ ) " a l i e r e a c h a s s e t ~ A m o u n t ~ y~ (e.g. V a ~ u e V a l u e T y p e ( e g . . ~ ~alc Value ~ Gain I d e n t i l y o fC o d e I d * v . , r e n t , C~c 2 M e t h o d b u y , s e l l . [m~td~yy ~ Code 2 ] Code I buycdscllcrx e m p t f r o m p r i o r d i s c l o s u re ~ ( A - H ) : o r i n t ) ( J - P ) C o d e 3 r c d c m p l i o n ) I (J-P) . (A-H) ( i f p r i v a t e~ IQ-W) . transacu~n)

6 9 . TRUST 03:

7 0 . Deutsche Bank Trust Co. U.S. Small A Dividend J TCapita~izalion Fund7 1 . Deutsche Bank Trust Co. Tax-Free Incolne B Dividend K TFund7 2 . Deutsche Bank Trusl Co. Internationa! Fund B Dividend K T7 3 . Deutsche Bank Trust Co. U.S. Large C Dividend M TCapitalization Value Fund7 4 . 2.225g U.S. Treasu~" Notes A [utcrest J T" / 5 . DWS Iligh Income Fu nd Class A A Dividend J T7 6 . MSC| Emerging Markets Index Fund A Dividend K T7 7 . Goldman Sachs Natural Resources Index A Dividel~d J TFund7 8 . Cohen & Sleets Realty Majors Index Fund A Dividend J T7 9 . Deutsche Bank Trust Co. Money Market A Interesl J TDeposit Account8 0 . TRUST #4:

8 1 . American E xpress Co. A Dividend K T8 2 . F I P P I , C B Dividend K f8 3 . General L:lectric (?o. A Dividend K T8 4 . Merck & Co,, Inc. B Dividend K T8 5 . I router & Gantble Co. B D i ~ , ,i d e n d K T


9/14

F IN A N C I A L D IS C L O S U R E R E P O R T N .. .. r ~ e . . .. ~ e p o . i , , g [ t , . ,. o r R , , o r tPage 9 of 14 S c h w a , A l v in A. [0 5 / 0 7 1 2 0 1 0

VIi. I~VESTMENTS and T R U S T S - ~ ........ t . ~ . t ....... aons (Includes ~ose of sp ....... d d e p e n d e n t c h i ld r e n s e e p p . 3 4 - 60 o f f il in g i n s t r u c , l a n . * .)NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A ~ s c t s I n c o m e d u r i n g G r o s s ~ a l u c a t c a d T ~ n s a c t lo n s d u r i n g t c ~ O m g p e r i o d( i n c l u d i n g t r u s t ~ s s c t ~ ) r e p o r t i n g ~ r i o d o f re p o si n g p er i o d

P l a c e " ( X ) " a l ~ e r e a c h 3 ~ s c q A m o u n t T~c (c.g, Val~ V a l u ~ T y p e ( ~ g . ~ Date ~ Value G a i n l d e n t i l y o fe x e m p t f r o m p r m r d i s c l o s u re Code I d i v . , r e n t , C o d e 2 M e t h o d b u y . s e l l . m ~ . dd . yy C o de 2 C~c I b u y e r . " s c l i c r" ( A - I O o r i n t ) ( J - P ) C o d e 3 r c d c m p t i t m ) I J - P ) O X - } I } 0 f p r ~ v a t c

~ ( Q - W ) t r a n s a c u o n )8 6 . Deutsche Bnnk Trust Co. International Fund B Dividend K T8 7 . Deutsche Bank Trust Co. Taxable Income E Dividend N "l lFund8 8 . DWS ttigh Income Fund-Insured B Dividend K T8 9 . I Shares U.S. Treasury Inflation Protected A Dividend K "I"Securities Fund9 0 . PIMCO Developing Local Markets Fund A Dividend K T91 Eaton Vance Structured E merging Markets A Dlvideud K TFund9 2 . Deutsche Bank Trust Co. U S. Large t3 I)lvtdend L TCapitalization Value Fund03 I Path Dow Jones AIG Comm odily Index A l)ividend J TTotal Return Fund9 4 . D",qS Reef Global Real Estate Scoured Fund A Dividend J T

9 5 . Deutsche Bank Trust Co. Money Market A Dividend K TDeposit Acconnt9 6 . ESTATE (Opened 10!31/08)

9 7 . Dreyfus Intermediate Municipal l~ond E Dividend N T Bu y I ) 2 / 2 7 / 0 9 JFund* (addl}9g. Bu y 03/31/09 J(addl}99 I ~ u y 04!30/09 J(addl)100 Bu y 0 5 / 2 9 , " 0 9 J( a d d l )I!l . Bu y I ) 6 / 3 f 1 / 0 9 J

laddl)1 0 2 Bu y 0 7 i 3 1 . 0 9 lladdl}*(Formerly Dreyfus blunicip~l B ond F u nd Admr~! Shares Fund)


10/14

F IN A N C I A L D IS C L O S U R E R E P O R T N . .. . ~ P e , ~ o . R e p o . ~ . ~ IPage l0 o f 14 s~,,~, a~.i. ~.VII . INVEST M ENT S and TRUSTS -~ ......... ~.,,t ....... i o . ~ a . ~ . a ~ . , ~ , o ~ , ~ o / ~ . . . . . . . .

N O N E (No reportable income, assets, or transactions.).~. ~ . " ~. 5.D ~ i p l ~ o n o f A s s e ts Income d~ri~ ( J f o S ~ v a l u ~ a t e n d T~nsactions during rcpo~mg peri~~ i n c l u d i n g t ~ s l a s s c l s ) ~ u p o ~ t l n g p e r i o d o f r e p o S i n g p e r io d

(I) 1 2 1 (I) 12 ) (I) [ (2) (3) 14) (5)c x c ~ n p l f r o m p s o r d ~ s d e s u r c C o d e I d i v . r e n t . C o d e 2 M cl h o d b u y . s e l l . ~m~d~yy ~ Code 2 Code I b u ~ c ~ / s l l c r~ A - H ) o r m t . ) ( J - P ) Code3 r e d e m p t i o n ) ~ ( J - P ) ] ( A - H I (ilprlvale

( Q - W ) : t r a n s a c t i o n )1 0 3 . Bu y 08/31/09 J{addl)1 0 4 . Bu y 09/30/09 J(addl)1 0 5 , Bu y I 0 / 3 0 , 0 9 J(addl)1 0 6 . Bu y 11/30/09{addI)I 0 7 Bu y 1 2 1 3 0 / 0 9(addl)1 0 8 Sold 07/2 ]/09 N E

( p a a )1 0 9 . Sold 07/23/09 O EI p a ~ l )1 1 0 . J.P. Morgan Intermediate Tax-Free Bond E D~vidend Bu y 01/30/09 JFund Select Fund (add!)I I I . Bu y ] 0 ~ / 2 7 / 0 9 J{addl)1 1 2 . Bu y 03/31/09 J{addl)113 Bu y ~/30/09 J(addl)114 Bu y 0 5 / 2 9 , . " 0 9 J(addl)I 1 5 Bu y 06/23/09 J(addl)! 1 6 . 1 3 u y 0 7 / 2 1 I 0 9{addl)I 1 7 Sold 09/01/09 O F118 Vanguard Long-Tenn Tax-Exempt Fund A Dividend Buy 0t/30/09 J( a d d t )1 1 9 Bu y 02/27/09 J(addl)


11/14

F IN A N C I A L D IS C L O S U R E R E P O R T N .... fPers, ,n Reporting [ DateolRepor~Page 1 1 of 14 s n h a , | , A l v i n A . [ 0 5 / 0 7 ! 2 0 1 0VII. INVE STMENTS and T R U S T S - i ........ I. t ........ ions (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)

[~ N O N E (No reportable income, assets, or transactions.)^. " ..... ~ .... c. " ......Dcscnptitm olAs~ets Income during Gross value a~ end Transactions during reporting period

(including tmsl assets) rcporling ~riod of reporting per~dPlncc "~X)" ~fter eac~ nssct Amounl Ty~ (e.g., Value Value Type [e ,g . Dzte Value Gnin Idcntil~ ofcxcmp~ from pfor d~sclosurc C~c ; div, rent. Code 2 Method buy, sclk m~dd, )y Code 2 Code I buyer, seller[,~-FI) or in!.) U-P) C~c 3 redcmption~ ~/-P) {A II) tflpriv~lc(Q-W) transaction}

i 2 0 . Bu y 03!31/09 J(addl)1 2 1 . Bu y 04!30/09 J(addli1 2 2 . Bu y 0 5 / 2 9 . , 0 9 J(addl)1 2 3 Bu y 06/30/09 J(addl)1 2 4 . Bu y 07/31/09 3(addl)1 2 5 . Sold 0 9 1 0 1 ! 0 9 J A1 2 6 . Vanguard Shor~-TcrrnTax-Exem pt Admiral 1 3 Dividend Bu y 01/30/09Shares Fund [addl)1 2 7 . Bu y 0 2 1 2 7 / 0 9(addl)1 2 8 . Bu y 03/31/09(addl)1 2 9 Bu y 04!30/09(addl)130 Bu y 05/29/09(addI)1 3 I . 1 3 u y 06/30:09(addl)t 3 2 . Bu y 1 ) 7 , 3 1 / 0 9(addl)1 3 3 . Sold 0 9 / 0 1 1 0 91 3 4 Vanguard Intermediate-Term Tax-Ex empt D Dividend Buy 0Ii31/09Fund Adm iral Shares (addl)1 3 5 . Bu y 02/27/09iaddl)1 3 6 . Bu y 03/31/09(addl)


12/14

F IN A N C I A L D IS C L O S U R E R E P O R T .~ .... f|e .... Reporlillg

V I 1.1NVESTM ENTS and TRUSTS - i . . . . . . . . . . ~ . ~ , , . . . .. . . . , i , , ,. ( I n c l u d e , t h o s e ,sp ........ d dependent c h i l d r e n ; , e e p p . 3 4 . 6 0 of fil ing i ...... tions.)N O N E (Aro reportable income, assets, or transactions.)

A. B C. DDescriptioo of Assets " Ig co mc d urll~g (} ~o ss ~.alu e at en d Transact ions during re~mg0ncluding I~sI ~sscls} repo~mg ~ri~ ol rcpoomg pcrmd

Placc"lX~" after each asset ~Amount : T~c (e.g.. ~ Value Value T~c (e.g. [ Date Value Gain Idenfi~y ofexempl from prior disclosure , Code I ~ div..rem. ~ Code 2 Method buy, sell. ~:mt~d~yy ; Code 2 Code I : buyer.sellcr. (A-II) + tit int) (J-P) Code 3 rcdcmplitm) l i (J-P) (A-H)(Q_~+) i: + ~ transacttonl

137, Bu y 04/30109 J(addl)

138. Bu y 05/29/09 J(addl)139. Bu y 06/30/09 Jladdl)140. Bu y 07131/09 J(addl)141. Sold 09s01/09 M E

142. Wil l iam s, 79 Ass ociates (Real Estate D Distributitm J WPartnership)143.

144.

[145.


13/14

t FINANCIAL DISCLOSURE REPORT Nam e ofPtrson Report ing Iage 13 o fl4VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. (Indicattpartoftt~po~)

ADDIHONAL INFORMATION WITH RESPECT TO PAR[ VII OF Tills REPORT:

I. Items I-I 8.21,22, 30-32, 58-64 and 81-85 are comrnon stock holdings.2 ~tems~9~2~34~35~4~4652~55~75-78~-9~93~94~97~~8~26and~34aremutua~funds .3 . Items 24-27 are certificates of deposit.,-1 Items 33,56, 68, 79 and 95 arc in Ihe natnre of money markets acconnts5 Item 23 is a state bond.6 . Items 51 and 74 are United States Treasuw Notes7 Items 28 and 29 are Individual Retirement Accounts in the form of money markets accounts.

8 Ilems 47, 49, 50, 65, 67, 72, 87 and 92 are commingled common stock trust funds m anaged by Deutsche Ba~k Trust Co.9 Ilems 48, 66 and 71 are commingled tax-free securities In.tst funds managed by Deutsche Rank Trusl Co .

1O Item 87 is a contmingled debt securities tn~st fund managed by Deutsche Bank "/rust Co.

I I Item 142 is real estate partnership.


14/14

F IN A N C I A L D IS C L O S U R E R E P O R T , ~ a m , o f P e r s o n R e p o r t i n g I D ~ , e o f ReportPage 1 4 of 1 4 S ~ h a l l . , , ~ v ~ n A .

[0 5 / 0 7 / . ~ 0 ~ 0

I X . C E R T I FI C A T I O N .

I certify that all information given above (including information pertaining to m y spouse an d minor or d ependent children, if any) isaccurate, true, and complete to the best of m y knowledge and belief, and thal any inform ation not reported was ~vithheld because it met applicable statutoryprovisions permitting non-d isclosure.I further certify thai earned income from outside em ployment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature3 __

NOTE : ANY INDIVIDUAL WllO K NOWINGLY AND WILFULI,Y FAloSIFIES OR FALLS TO FILE Til lS REPORT MAY BE SUBJECT T O CIVIl,AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies

Comrnittcc on Financial l)isclosurcAdministrative Office of lhe United States ConrlsSuite 2-301One Columbus Circle,Washington, D.C. 20544

Date post:	06-Apr-2018
Category:	Documents
Upload:	judicial-watch-inc
View:	220 times
Download:	0 times

Alvin A Schall Financial Disclosure Report for 2009

Documents