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N8123562 AN INTRODUCTIONTO THE INTERIM DIGITAL PROCESSOR AND THE CHARACTERISTICSOF ASSOCIATED SEASAT SAR IMAGERY SAR THE JET PROPULSION LAB. PASADENA, CA 01 APR 1981 https://ntrs.nasa.gov/search.jsp?R=19810015028 2020-05-06T15:58:38+00:00Z
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Page 1: AN INTRODUCTIONTO THE INTERIM DIGITAL SAR … · 2013-08-31 · Transmitter Frequency Pulse Repetition Frequency Pulse Duration Pulse Bandwidth A/D Sampling Rate (Range Offset Signal)

N8123562

AN INTRODUCTIONTO THE INTERIM DIGITALPROCESSORAND THE CHARACTERISTICSOFASSOCIATED SEASAT SAR IMAGERY

SARTHE

JET PROPULSION LAB.

PASADENA, CA

01 APR 1981

https://ntrs.nasa.gov/search.jsp?R=19810015028 2020-05-06T15:58:38+00:00Z

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JPL PUBLICATION 81-26

An Introduction to the Interim

Digital SAR Processor and theCharacteristics of theAssociated SEASAT SAR

Imagery

C. Wu

B. Barkan

B. Huneycutt

C. LeangS. Pang

April 1, 1981

National Aeronautics and

Space Administration

Jet Propulsion LaboratoryCalifornia Institute of TechnologyPasadena, California

ii'

/J

/

r ..

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Tt_e research described in this publication was carried out by the Jet PropulsionLaboratory, California Institute of Technology, under contract with the NationalAeronautics and Space Administration.

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TECHNICAL REPORT STANDARD TITLE PAGE

1. Report No. 2. Government Access;on No,._r'L Pub. _1-2_ ....

4. Title end SubtitleAn Introduction to the Interim Digital SAP.Processor and the Characteristics of the Associated

SEASAT SAR Imagery

7.C. Wu, B. Barkan/ B. Hune_cutt t C. Leang t S. Pang

9. Performing Organization Nc_.e and Address

3. Recipient's Catalog _.

5. Report DateApril 1, 1981

6. Performing Orqanizotion Code

8. Performing Orqanization i_eport 'No.

10. W'ork Unit No.

JET PROPULSION LABORATORY

California Institute of Technology4800 Oak Grove Drive

Pasadena, California 91103

"12"_ Sponsoring Agency Name and Address

NATIONAL AERONAUTICS AND SPACE ADMZNISTRATION

Washington, D.C. 20546

,5:Supp'em. ta .....

"11. Contract or Grant No.NAS 7--100

m

13. Type of Report and Period Covered

JPL Publication

14. Sponsoring _ency Code

RD1 5 l-j-_ 56.-_:-01-01-00,, _ ,,, , ,,

16. Abstract

An Interim Digital SAR Processor (IDP) was developed in 1979 to produce _ limited

amount of digital SEASAT SAR (Synthetic Aperture Radar) data to assist utility

studies in microwave remote sensing of earth resources and enviromnent. Thepurpose of this report is to provide basic engineering data regardin_ the Interim

Digital SAR Processor and the associated digitally correlated SEASAT SAR Imagery.Materials covered in this report include: I) SEASAT SAR processing funcSions,

2) An introduction to the Interim Digital SAR Processor, 3) IDP performance summary,and &) Characteristics of GEASAT SAR imagery. The first three subjects describe the

correlation function, IDP hardware/software configuration, a_i a preliminary per-

formance assessment. The last subject treats both the geometric and radiometric

characteristics of SAR imagery with emphasis on those that are peculiar to the IDPproduced SEASAT SAR imagery.

.q

17. Key Wor_ _elec_d by Authm_))Electronics and Electrical Engineering

Geosciences and Oceanography (General)Earth Resources

Computer Programming and Software

18. Distribution Statement

Unclassified - Un/_mited

19. Security Classif. (of this re_;rt) 20. Secur|ty C|mslf. (of this page) 21. No. of Pages 22. Price

Unclassified Unclassified• i i

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li

_J

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ACKNOWLEDGEMENT

The authors wish to thank R. G. Piereson for his thoughtful planning of this

development, J. C. Gilstrap for the design and implementation of the digital

tape-recorded computer interface, Dr. A. R. Johnston for the fiber-optic data

link, and Dr. A. E. Di Cenzo and Dr. D. N. Held for discussions and their

suggestion of an autofocus approach.

iii

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ABSTRACT

An Interim Digital SARProcessor (IDP) wasdeveloped in 1979 to produce a

limited amount of digital SEASATSAR(Synthetic Aperture Radar) data to assist

utility studies in microwave remote sensing of earth resources and environ-

ment. The purpose of this report is to provide basic engineering data regard-

ing the Interim Digital SARProcessor and the associated digitally correlated

SEASATSARImagery. Materials covered in this report include: i) SEASATSAR

processing functions, 2) An introduction to the Interim Digital SARProcessor,

3) IDP performance summary,and 4) Characteristics of SEASATSARimagery. The

first three subjects describe the correlation function, IDP hardware/software

configuration, and a preliminary performance assessment. The last subject

treats both the geometric and radiometric characteristics of SARimagery with

emphasis on those that are peculiar to the IDP produced SEASATSARimagery.

iv

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TABLE OF CONTENTS

I. INTRODUCTION .................................................... 1

2. SEASAT SAR PROCESSING FUNCTIONS ................................. 2

2.1 Introduction to the SAR Sensor Characteristics ............. 2

2.2 SEASAT-A Processing Functions .............................. 7

3. CHARACTERISTICS OF THE INTERIM DIGITAL SAR PROCESSOR (IDP) ..... 12

3.! Hardware Structure ........................................ 12

3.2 IDP Software Modules ...................................... 14

3.3 IDP Operation Procedure ................................... 26

3.4 IDP Output CCT Format ..................................... 27

4. IDP PERFORMANCE SUMMARY ........................................ 31

4.1 Resolution Performance .................................... 32

4.2 Sidelobe and Dynamic Range Performance .................... 32

4.3 Radiometric Calibration ................................... 34

4.4 Pixel Location Calibration ................................ 38

4.5 Throughput Performance .................................... 39

5. CHARACTERISTICS OF SAR IMAGERY ................................. 40

5.1 Geometric Characteristics ................................. 40

5.2 Radiome tr ic Characteristics ............................... 64

6. SUMMARY ........................................................ 80

REFERENCES .......................................................... 81

APPENDIXES

Ao

B.

C.

A Digital System to Produce Imagery from SAR Data ........ A-I

Statistical Characteristics of SAR Image Data ............ B-I

SEASAT SAR Radiometric Calibration Considerations ........ C-I

v

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FIGURES

I.

,

3.

4.

5.

e

o

8.

9.

i0.

11.

12a.

12b.

13.

14.

A SEASAT SAR Ground Track (Rev. 1291) in the Northern

Hemisphere and SEASAT SAR Ground Receiving Stations ........ 4

SEASAT On-Orbit Configuration .............................. 5

SEASAT SAR Imaging Geometry ................................ 6

SEASAT SAR Doppler Characteristics ........................ II

Interim Digltal SAR Processor (IDP) Facility

Block Diagram ............... ............................... 13

Interim Digital SAR Processor (IDP) Software

Block Diagram ............................................. 15

Display of a Section of SEASAT SAR Raw Data ............... 17

A Simulated SEASAT SAR Point Target Response .............. 18

Single-Look and Four-Look SEASAT SAR Imagery .............. 22

Partitioning of Azimuth Spectrum for Multiple-Look

SAR Processing ............................................. 23

An Example of a I00 km x i00 km IDP Processed

SEASAT SAR Imagery ........................................ 25

2.6m Cubic Corner Reflector ............................... 33

Corner Reflector Array in a SEASAT SAR Image ............... 33

Measured IDP Gain Characteristics for Synthesized

Distributed Targets ....................................... 35

Measured IDP Gain Characteristics for Synthesized

Point Targets ............................................. 37

Geometrical Distortion in the Slant Range Imagery ......... 42

Slant Range and Ground Range Relationship for a

Spaceborne SAR ............................................ 44

vi

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FIGURES(cont'd)

17. SARAntenna BeamConeAngle and Surface Incidence

Angle versus Slant Range for TwoSensor Positions ......... 45

18. SEASATSARGroundRangeResolution and Factor of

Conversion Expansion versus Slant Range................... 46

19. SEASATSARTarget Ground RangeDistance versus

Slant Range............................................... 48

20. Shortening Effect ......................................... 49

21. If the Surface Feature Slope is Larger than the

Radar Look Angle, Layover Occurs.......................... 51

22. Side Looking Imaging Radar Geometry Showing the

ShadowingEffect .......................................... 53

23. SEASATSARDoppler Center Frequency at Normal Attitude

versus Target Slant Range................................. 55

24. SEASATSARInstantaneous Doppler Frequency Response

Over Target Surface ....................................... 56

25. Location of SEASATSARFootprint as a Function of

Attitude .......................... _....................... 58

26. Geometric Distortion of IDP Processed SEASATSARImaging

and Distortion Due to Earth Rotation in a Line Scan

Imaging System............................................ 59

27. ImageData Block Skewing as a Result of RangeWalk

Compensation.............................................. 61

28. Speckle Reduction Through Image Smoothing................. 68

29. Corner Reflector Array and RangeSidelobes of 9m

Diameter Antenna.......................................... 72

vii

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30.

31.

32.

33.

TABLES

i.

o

3A.

3B.

4.

SEASAT SAR Range and Azimuth Ambiguity Function for the

1645 Hz Pulse Repetition Frequency ........................ 74

Azimuth Ambiguity ......................................... 75

Azimuth Near Signal Suppression Effect .................... 77

Effect of Radar Aspect Angle to the Apparent Target

Reflectivity .............................................. 79

SEASAT SAR Sensor Characteristics and the Interim

Digital SAR Processor Performance Requirements ............. 3

List of Input Parameters for IDP SEASAT SAR

Processing ................................................ 24

SEASAT Image CCT Format ................................... 28

Reader Record Format ............... ;...................... 29

Summary of Image Parameters of Normal IDP Produced

SEASAT SAR Imagery ........................................ 31

viii

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I. INTRODUCTION

The launch of the SEASATsatellite in June 1978 marked the advance of SAR

(Synthetic Aperture Radar) remote sensing technology from a conventional

airborne environment into an earth orbiting spaceborne environment. A

spaceborne SARcan provide wider width and much faster coverage capability

than can be provided by an airborne SAR. Thus a spaceborne SARoffers a

great potential for an operational global environmental monitoring system.

During the 105 days of SEASAToperation, approximately 50 hours of SARdata

were collected. The task of data reduction and utilization for SARtechnology

assessment remains an ongoing challenge.

While the bulk of the SEASATSARimagery was produced by an optical.

correlator, an Interim Digital SARProcessor (IDP) was developed to produce a

limited amount of digital SEASATSARimagery. The detailed design and

implementation phase began in April 1978. By March 1980, more than 150 SEASAT

SARframes had been digitally correlated and delivered to various users.

Current performance of the IDP meets the original design goals regarding its

image resolution capability and throughput rate. Weare also conducting an

IDP Upgrade Task to enhance the IDP throughput rate and image quality

performance.

f

The purpose of this report is toprovide basic technical information regarding

the IDP correlated SEASAT SAR imagery. Areas covered in this report

include: I) SEASAT SAR processing functions, 2) An introduction to the

Interim Digital SAR processor, 3) IDP performance summary, and 4) Character-

istics of SEASAT SAR imagery.F

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2. SEASAT SAR PROCESSING FUNCTIONS

2.1 Introduction to the SAR Sensor Characteristics

A summary of the SEASAT SAR system parameters and the performance requirements

is given in Table 1 and reference [I]. Figure I illustrates a SEASAT orbit

track (Revolution Number 1291) and the associated SAR imaging swath (repre-

sented by the shaded area). Positions of SEASAT ground receiving stations and

their coverage are also plotted on the figure. Figure 2 shows the SEASAT

satellite configuration. One of the most prominent features is the 2m x 10m

SAR antenna which is mounted on the spacecraft with its boresight oriented at

a 20° angle from vertical direction. The received radar echoes were tele-

metered to the STDN ground receiver station over an analog data link. This

signal was digitized and recorded on a 120 M bits/s High Data Rate Recorder

(HDRR). The radar antenna was pointed to the right of the flight plath. The

SAR viewing geometry is illustrated in Figure 3. The antenna beam measured

approximately 6 degrees in elevation and 1 degree in azimuth. The radar

footprint on the Earth's surface (within the 3 dB beam contour) measured

approximately i00 km by 15 km.

A SAR nonnally utilizes an antenna pointing direction normal to the flight

path. Radar imaging in the cross-track (range) direction is accomplished from

the target echo delay, which is proportional to the distance from the sensor

to the target. Range resolution, which corresponds to the pulse width of a

point target response, is inversely proportional to the bandwidth of the radar

transmitted pulses. Radar scanning in the along-track (azimuth) direction is

accomplished by the satellite motion. The radar antenna beamwidth in azimuth

results in a footprint which is much wider than the range resolution

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Table I. SEASATSARSensor Characteristics and the InterimDigital SARProcessor Performance Requirements

SARSystem Parameters (SEASAT-ASAR)

SAROrbit

Nominal Altitude

Nominal Speed

Transmitter Frequency

Pulse Repetition Frequency

Pulse Duration

Pulse Bandwidth

A/D Sampling Rate

(Range Offset Signal)

A/D Sampling Window Duration

Antenna Dimensions

Antenna Look Angle

Attitude (roll, pitch, yaw) Accuracy

Polar (108° inclination)

794 km

7450 m/sec

1275 MHz

1463, 1537, 1645 Hz

33.8 _sec

19 MHz

45.53 MHz

288 _ sec

2rex 10. Sin

20 ° elevation, 90 ° azimuth

+ 0.5 °

Interim Digital Processor Performance Requirements

Image Frame Size

Image Resolution

Number of Looks

Data Processing Speed

i00 km x I00 km

25 m

4

< 12 hours/frame

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/60 /

/

170

®

/

/

Figure I. A SEASAT SAR Ground Track (Rev. 1291) in the

Northern Hemisphere and SEASAT SAR Ground

Receiving Stations

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BUS

TRANET jBEACONANTENNA

TT&C _ANTENNANo. 2 SCATTEROMETER

ANTENNAS

SENSORMODULE

SYNTHETIC APERTURERADAR ANTENNA

-- _ TT&C

ANTENNA No. I _ /

VIRR RAOIOMETER

/SAR DA'_A - /

LINK ANTENNA

MULTI.CHANNELMICROWAVE RADIOMETER

LASER RETROREFLECTOR

ALTIMETER

Figure 2. SEASAT On-Orblt Configuration

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_0

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element. To achieve a comparable imaging resolution in azimuth, a correlation

process must be performed on the radar echo data to form a large synthetic

aperture along track, which produces a much narrower effective beamwidth.

Tutorial explanations on the SAR principles are given in References [2-4].

2.2 SEASAT-A Processin_ Functions

The major SEASAT-A SAR processing steps to produce high resolution imagery

include i) Range pulse compression, 2) Doppler parameter estimation,

3) Azimuth correlation, and 4) Multiple-look overlay. These functions must

incorporate several SEASAT SAR unique procedures to accommodate peculiarities

in the SEASAT SAR data (see para. 2.2.5).

2.2.1 Range Correlation

The purpose of the range correlation is to compress the time dispersed

(33.8 _sec) radar transmitted pule into an impulse. The 19 MHz bandwidth of

the transmitter pulse encoding enables a 6.6 meter resolution in the slant

range direction. This corresponds to approximately 17 meters to 23 meters

range resolution on the Earth's surface. The variation on the ground range

resolution is due to the different radar incidence angles over the swath.

2.2.2 Doppler Parameter Estimation

Synthetic aperture correlation is critically dependent on obtaining an accu-

rate estimate of the target phase delay history during the period of time that

a target is illuminated by the radar. The phase delay history of a target can

be accurately represented by a quadratic function with the instantaneous

Doppler frequency and Doppler frequency rate at the center of the antenna

illumination being two sufficient parameters to characterize this phase

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history. Once these two parameters are obtained, a correlation reference

function can be derived. Therefore, the objective of the Doppler parameter

estimation function is to obtain accurate estimates of these two parameters.

2.2.3 •Azimuth Correlation

The azimuth correlation operation is performed to obtain a very narrow effec-

tive radar beamwidth in the azimuth dimension. To perform this operation, the

range correlated data lines are first accumulated to facilitate data access in

the azimuth direction. The result of azimuth correlation consists of four

independently correlated slngle-look images exhibiting approximately 25m

resolution in azimuth.

2.2.4 _itiple-Look Overlay

The multiple-look overlay function must accomplish accurate registration and

incoherent averaging of the intensity measures of the four single-look

images. The resultant intensity pixel values go through a square-root

operation and are linearly encoded into 8-bit data words.

2.2.5 SEASAT SAR Processing Peculiarities

SEASAT SAR processing differs from typical aircraft SAR processing in many

ways. Besides the unusually large pulse compression factors, three major

peculiarities are the severe range migration effect, the degree of uncertainty

in the SAR attitude, and the continuing change of target echo response func-

tion during each data collection pass.

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In SEASATSARdata the range delay history of a point target traverses many

range resolution elements as the target passes through the radar antenna

beam. The migration history can be treated as a sumof two components: One

is directly proportional to the elapsed time or distance along the radar

flight path and is usually referred to as range walk. The other is propor-

tional to the square of the elapsed time and is called the range curvature

component. The parameters for these two componentsare generally referred to

as the Doppler frequency and frequency rate, respectively. For SEASATSAR,

the range curvature part of the delay history traverses approximately 8 range

samples from center to either edge of the radar beam. This implies that the

SEASATazimuth correlation must be a two dimensional process. The compu-

tational complexity is greatly increased by this amount of range curvature.

The uncertainty in radar attitude corresponds to residual error in the atti-

tude control angles. This error is approximately 0.5 degree in pitch and yaw

which is large compared to the I degree azimuth beamwidth. To achieve a good

signal to noise ratio in a SARimage, substantial data preprocessing is needed

to derive an accurate estimate of the instantaneous Doppler frequency at the

center of the beam. These estimates need to be periodically updated to

account for doppler variations.

The variation of the radar response parameters as a function of the sensor

orbit position is due to the fact that the surface speed due to earth rotation

changes with latitude. This results in a change of the sensor-target relative

speed and the associated Doppler frequency response. A plot of the center-of-

beamDoppler frequency and frequency rate as a function of the orbit anomaly

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angle is shownin Figure 4. The SEASATSARprocessing parameters need to be

periodically updated to account for these parameter variations.

The data in Figur_ 4 also contain information regarding the magnitude and

bound of the range delay history. The functional relationship is given by

% 1 _At2), IAtl < 1.25 secR(At) = _ (fAt + _ (1)

where R(At) refers to the range delay relative to its center-of-beam value

(R(At = 0)), % is the radar wavelength, f is the center-of-beam Doppler fre-e

quency, and f is the Doppler frequency rate. The synthetic aperture integra-

tion time is approximately 2.5 seconds over the full aperture width• For a

value of f near 3,000 Hz, the total range migration can be 128 range samples

over the full aperture width. It follows directly from Eq. I that the syn-

thetic aperture phase history for the IDP azimuth correlation is defined by

Eq. 2:

1 _&t 2)_(At) = 2v(fAt + _ , IAt[ < 1.25 sec (2)

These equations show that accurate measures of f and f are sufficient to con-

trol range migration compensation and to generate the azimuth reference func-

tions within the SAR processor.

i0

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3. CHARACTERISTICS OF THE INTERIM DIGITAL SAR PROCESSOR (IDP)

The Interim Digital SAR Processor (IDP) is a software based SAR processor

developed to produce digital SEASAT SAR imagery to support SAR application

studies. The throughput of the system is moderate, approximately one SEASAT

SAR frame (100 km x I00 km coverage, 25 m resolution, 4 looks) per ten hours

of processing time. The hardware component of the system is a general purpose

mini-computer based data processing facility. The software package was devel-

loped specifically for the IDP. A frequency domain fast correlation algorithm

was implemented to perform the SAR range _and azimuth correlation functions.

3.1 Hardware Structure

A block diagram of the IDP facility is shown in Figure 5.

sists of the following elements.

The hardware con-

3.1.1 Fiber-Optics Data Link

This fiber-optics data link provides the data transmission path between the

SEASAT-A HDDR (High Density Digital Recorder) and the IDP facility which is

located in a separate building at JPLo _

3.1.2 HDDR Data Interface

This interface hardware receives the bit-serial data stream from the HDDR

(through the optical data link), decodes the timing and interframe signals,

buffers each frame (one echo pulse), truncates the least significant bit of

each 5-bit data sample, and packs the resultant 4-bit data samples into 32-bit

words suitable for storage on the computer disk memory.

12

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J

3.1.3 SEL 32/55 Computer

This computer is a 32 bit minicomputer equipped with 96 thousand words of core

memory. It performs system level control functions for the software executionJ

and also performs a variety of data handling tasks.

3_1.4 AP-120B Floating-Point Array Processor

This array processor is equipped with parallel pipeline arithmetic adder and

multiplier and 16K words of high speed data memory. Its main function is to

perform vector arithmetic computations.

3.1.5 Disk Storage Devices

Two disk drives are involved°

is used for program storage and scratch-pad storage. The other disk has a

storage capacity of 300 M bytes. This disk is used for raw data storage

(220 M bytes space) and storage of intermediate computational results.

3.1.6 Other Computer Peripherals

Other IDP computer elements include a Dichomed image recorder and typicalp

Peripheral devices such as tape drives, line printer, and CRT control termi-

nals.

One has a storage capacity of 80 M bytes, which

3.2 IDP Software Modules

A frequency domain fast correlation algorithm was implemented in the IDP to

reduce SESAT SAR data into imagery. The basic processing algorithm concept

was originally reported in [5], which is also attached in Appendix A. An

updated algorithm description was reported in [6]. Major software modules and

their functional relationship are shown in a block diagram in Figure 6.

14

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DA'I'APREPROCESSING

REFERENCEGENERATION

III-..II

I N PUTRAW DATA

RANGECORRELATION

CORNER TURNAND AZIMUTHTRANSFORM

AZIMUTHCORRELATION

MULTIPLE-LOOKOVERLAY

PIXELMERGE

100 km x 100 kmSEASAT-SARIMAGE FRAME

" IMPULSE-RESPONSEGENERATOR

DATAVERIFICATION

• RAW DATA IMAGE

o HISTOGRAM

• LINE AVERAGE

• POWER SPECTRUM

Figure 6. Interim Digital SAR Processor (IDP) Software

Block Diagram

. 15

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f

A brief summary of the function of each program module is provided in the

following subsections.

3.2.1 SAR Raw Data Input Program

This program accepts the packed 4 bit raw data samples and loads them onto the

300M byte storage disk. A photographic representation of a_typical raw data

set is shown in Figure 7.f

3.2.2 Point Target Response Simulation Program

This program simulates the point target echo response of the SEASAT-A SAR

sensor. The program was used to test and verify the SAR fast correlation

programs. A synthesis of a typical SEASAT SAR point-target response is shownf

in Figure 8.

3.2.3 Data Test and Verification Prosram

This program comprises a number of subprograms which include the data/image

display program, the histogram program, the power spectrum program, the data

averaging program, etc. This program is used to verify the data quality at

each stage of SAR correlation processing.

3.2,4 Data Preprocessin$ Program

This preprocessing program is used to estimate the key parameters for the

azimuth correlation of the SEASAT-A SAR data. Parameters to be estimated are

f

the instantaneous Doppler frequency and Doppler frequency rate of targets near

the center of the antenna illumination. Estimation of Doppler center fre-

quency can be made on the radar raw data by first obtaining the power spectrum

16

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Figure 7. Display of a Section (2048 x 2048 Samples) ofSEASATSARRawData

17 _ Reproduced from _._b'est available copy_ _._

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Figure 8. A Simulated SEASAT SAR Point Target Response

Pattern (2048 x 2048 Samples, Approximately One-Half

of SEASAT SAR Response)

18

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along the azimuth dimension. A more accurate method is used here which

analyzes the intensity of corresponding pixels over the four azimuth looks.

An error in the Doppler frequency rate affects the synthetic aperture focusing

and therefore the registration accuracy of the four-look processing. The

auto-focusing method adapted in the IDP to refine the Doppler frequency rate

estimates is based on the auto-correlation of segments of one-look pictures

and cross-correlation between the four slngle-look images of the same area.

3.2.5 Reference Function Generation Program

This program generates the reference functions for azimuth correlation, based

on the estimated Doppler parameters provided from the data preprocessing

program.

3.2.6 Range Correlation Program

This program performs the SEASAT-A SAR data range offset to I, Q (inphase and

quadrature) conversion, the range correlation, preliminary range walk correc-

tion, and the first-stage corner-turn functions. The fast correlation is

performed on a block of 4096 4-bit real raw data samples. Range offset to

I, Q conversion is performed in the frequency domain by a translation of the

offset spectrum to baseband. The range reference function has a length of

768-complex samples. The result of the correlation for each 4096 point input

data block is 1280 complex data points. The real and imaginary parts of each

complex word are truncated and packed into a 16-bit word, i.e. 8-bit for real

and 8-bit for imaginary. During the course of range correlation the starting

sample of the 4096 real data block is systematically adjusted to achieve first

order range walk correction. The range reference function is also adjusted to

provide a finer step size in the range walk correction. A total of four range

19

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reference functions over a real range offset data bin are used to provide a

range walk interpolation to I/8 of the size of a complex range bin. The range

correlated data are first stored in a 32-1ine buffer storage. They are

regrouped into 40 each 32 x 32 point blocks and then output to the disk stor-

age. This blocking facilitates the subsequent corner turn operation.

3.2.7. Corner Turn and Azimuth Forward Transform Prosram

This program calls se%ected blocks of data as described above, stores them in

a buffer, and accesses the data in the azimuth dimension. This accomplishes

the data corner turn operation. A Fourier transform then is performed on

these azimuth data vectors° The resultant spectra, which are packed into

16 bits per complex word, are output to another disk storage file. The

dimension of the data vector to perform the Fourier transform is 2048 complex

samples in azimuth. _i

3.2.8 _zimuth Correlation Program

This program calls the azimuth spectral data, performs a range migration

compensation in the azimuth spectral domain, multiplies the spectral data by

the azimuth reference transfer_function, and then applies an inverse Fourier

transform to the product. These filtered complex data go through a power

detection process. The results correspond to a single-look imagery. The

range migration compensated spectrum is a vector containing 2048 complex

terms. The length of the azimuth reference function for each look spans 1024

complex samples in azimuth. Because each single-look image is produced by

processing one quarter of the total synthetic aperture (or one quarter of the

azimuth spectrum as is defined by the antenna radiation pattern), the inverse

Fourier transform of the fast correlation is performed on a 512 term vector.

20

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256 samples are retained after the inverse transform, and are detected to form

256 one-look pixels. A total of four 512-vector inverse transforms are

performed to obtain four sets of single-look pixels. The correlation vector

size (2048) and the reference function length (1024) are such that these four

single-look line segments (256 pixels each) register side by side to form a

1024 point one-look image llne. An example of a single look image (1024 lines

and 1024 azimuth picture samples per line) is shownin Figure 9. Each of the

four vertical sections is of one particular single look. The effect of

subdivision of the azimuth spectrum, which results in a stronger response in

the center two looks and a weaker response in the two side looks, is clearly

evident in this picture. A graphical illustration of the four single look

spectral bands over the azimuth spectrum is shownin Figure I0.

3.2.9 Multi-Look Overlay Program

This program performs the four look overlay of the single-look images produced

by the azimuth correlation program. The pixel intensity values are averaged

to produce the four-look imagery. A square root operation is applied to the

intensity value of the final four-look pixel. The resultant value is encoded

linearly by a 8-bit pixel word. The 8-hit amplitude representation is capable

of providing an output dynamic range of approximately 48 dB.

3.2.10 Pixel Me[ge Prosra m

This program merges the multiple-look overlayed image blocks, each of which is

256 (azimuth) by apprdximately Ii00 pixels, into an image of approximately

5800 lines and 6144 pixels per llne. The resultant image corresponds to a

SEASAT-A SAR frame covering a i00 km x I00 km area on the ground surface, and

21

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(a)

(b)

Figure 9. Single-Look and Four-Look SEASAT

SAR Imagery (1024 x 1024 Pixels)

(a) Single-Look Image

(b) Four-Look Image

22

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\

AZIMUTHSPECTRAL

REPETITWERESPONSE

SPECTRAL PATTERN _DUE TO DISCRETE /

PRF 5A_

_%_I OOK I LOOK 2

PRFC

DOPPLER CENTER

FREQUENCY

PROCESSING BANDWIDTH

(APPROXIMATELY 1300 Hz)

,:,.i

Figure i0. Partitioning of Azimuth Spectrum for

Multiple-Look SAR Processing

23

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has 25m resolution, 4 looks.

SEASAT SAR imagery is shown in Figure Ii.

California Coast, south of Los Angeles.

25, 1978, SEASAT revolution number 1291.

An example of such a merged I00 km x I00 km

This image covers a section of the

The data were obtained on September

3.2.11 Executive Program

This program serves as the executive controller for the sequential execution

of the correlation processing programs defined in 3.2.5 to 3.2.10. The set of

parameters entered into this executive program to initiate the IDP processing

are listed and explained in Table 2.

Table 2. List of Input Parameters for IDP SEASAT SAR Processing

LBIAS

NBIAS

ISTEP*

RINC*

RCHG •

LAZI

FD

FDD*

FRATE

FRCON

PD

Starting Line Number of raw data stored on disk

Starting sample number of each record

Amount of range walk compensation over 1024 lines

Sign of sample increment for range walk compensation

Period for increment (= 1024/ISTEP)

Number of azimuth lines to process in each look

Doppler center frequency

Center frequency offset for range delay calculation

associated with range walk compensation

Doppler frequency rate over synthetic aperture at near swath

Decrement of Doppler frequency rate every 64 pixels in range

Reference weighting coefficient for sidelobe suppression

"r

*Parameter whose value dependent on ISTEP and can be eliminated.

24

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Figure ii. An Exampleof a i00 km x i00 km IDPProcessed SEASATSARImagery

25

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3.3 IDP Operation Procedure

To produce a I00 km by 100 km SEASAT-A SAR imagery on the IDP, the standard

procedure comprises the following steps:

I) Obtain the earth coordinates, the SEASAT SAR experiment site, and

any additional constraints regarding the time or conditions of the

radar observation. Select a SEASAT orbit revolution containing

data from the experiment site.

2) Obtain the starting time of that revolution from the Catalog of the

SEASAT SAR Experiment Sites [7]. Next, calculate the time at which

_the satellite began to collect data from the experiment site.

3) Play the HDRR tape corresponding to the selected orbit revolution

and execute the SAR raw data input program (3.2.1) to store a

prescribed set of SEASAT-A radar data on the 300 M byte computer

disk memory. The data begin at the time determined in Step 2 and

include an amount that corresponds to a data acquisition period of

approximately 18 seconds.

4) Execute the data preprocessing program (3.2.4) to obtain accurate

estimates of SEASAT-A SAR azimuth correlation parameters.

26

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5) Enter the parameters from Step 4 into the IDP executive program and

initiate its execution. The current system incorporates 15 loops

of the correlation programs -- 3.2.6 to 3.2.10. The result of each

loop is a block of four-look imagery of approximately 1200 by 2048

pixels. These image data are output to an intermediate computer

tape.

6) Initiate a second state of the merge program which merges the 15

sub-blocks of the processed ii_gery into the final image format

which has approximately 5800 azimuth records and 6144 samples per

record. This merged I00 km x I00 km SEASAT-A SAR image frame is

stored on a 1600 BPI (bits per inch), 9-track computer compatible

tape (CCT).

3.4 IDP Output CCT Format

The format of the IDP output tape which contains a 100 km x i00 km SEASAT-A

SAR image frame is provided in Table 3.

27

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Table 3A. Seasat ImageCCTFormat

(File i)

HEADER

DATALINE 1

DATALINE 2

DATALINE 3

Record

Record

Record

LASTDATALINE Record

TM

(File 2)

HEADER Record

DATALINE 1 Record

TM

(Last File on Tape)HEADER Record

DATALINE 1 Record

TM

TM

28

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t",'h

U.1,.2

,<

m

s

ot.._

0

I

4=I

O

t._

0

o_

l.d

JJI.,...I

I

:> Q;

_=_ _J

0

0 _=_ '_ _

I) il _ U

u_ _0 _I_I I I

u_ _ u'h

C_ I: 0

_ ,,-.__ .=_ 0•"_ 0 • _ ,._

II II II II 11

_..-_I._

.._

m_._

0 W

I_ I,.,

I.,,_=

I

,.O

I

oO

<:

r.,o

°r.,o .. _J

_ s

r_ ._ _ o

_ ,,=1

IZ

_ m

¢; _ 0 0

P_ I1 II

I

0

Z

0,1I,.u

0

I",,.,

29

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I

I

E

t-o

.,-d

4.J

(p

II II

X

x _

E E

,_ oo E E

•,.1- _, _ _._

oo

I

0",

°,,-I

O

e_

m,

T , 7 7 - - ? _I I I

o

(=

..I=I

o_==_

I=,

E

.I.=I

i.Ir.I

0

F_

C

o,=_

_0

0

OJ

_J

a.J _ O;

o _- o

O)

•,_ _ 0 ",_ .,* _) • ,-_

O0 O_ _ ,-, C,4 _ "4" u'_ %ID

30

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4. IDP PERFORMANCE SUMMARY

The nominal performance of the IDP system in producing SEASAT SAR imagery is

summarized in Table 4. Several key issues in the performance evaluation are

discussed here.

Table 4. Summary of Image Parameters of Nominal IDP

Produced SEASAT SAR Imagery

Input Raw Data

Range Resolution

Azimuth Resolution

Range Peak Sidelobe ratio

Azimuth Peak Sidelobe ratio

Number of Looks

Pixel Dynamic Range

Pixel Radiometric Accuracy

Pixel Geometric Accuracy

4 bits/sample

25 m

Approximately 25 m

-15 dB

-6 to -9 dB

4

Selectable 48 dB (over 70 dB

total) in 8 hits amplitude

1TBD

TBD 2

I. Processor gain over swath depends slightly on the input Doppler center

frequency value of its closeness to the Doppler centroid. Uncertainty is

mainly associated with gains in radar sensor and SAR data communicationlink.

2. Knowledge of pixel relative position is likely within + I00 m over a flat

area. Absolute accuracy can be much poorer due to uncertainties in the

platform position and data timing which remains to be calibrated.

31

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4.1 Resolution Performance

The IDP processing algorithm as described in Appendix A is capable of achiev-

ing a SEASAT SAR image resolution of 25 meters in both range and azimuth. A

routinely produced image may have a resolution slightly worse than 25m due to

error in estimating SAR processing (focusing) parameters. The IDP processed

corner reflector array scene near Goldstone Tracking Station is shown in

Figure 12a. The corner reflectors, each of which has a dimension of 3m or

less, appear as distinctive points in the image. Interpolation of plxels near

the peak responses of the reflectors indicated a 3 dB resolution of approxi-

mately 25m in range and 35m in azimuth. A refined preprocessing procedure

installed in June 1980 yields consistently highly accurate estimates of pro-

cessing parameters. Resolution broadening due to residue error in the

estimated parameters obtained by the refined process is expected to be within

5m.

4.2 Sidelobe and Dynamic Range Performance

Detailed performance evaluation on intergrated sidelobes, dynamic range,

contrast ratio, and image modulation transfer function is being conducted at

the present time. By using a step-function to approximate the range curvature

as described in Appendix A, the integrated side-lobe ratio is of approximately

-6 to -9 dB. For truely distributed targets, e.g. ocean, this integrated-

side-lobe ratio implies an image contrast of approximately 6 to 9 dB. The IDP

produced plxels are represented in amplitude format. The contrast or side-

lobe ratio observed in the amplitude domain is half of the dB values discussed

above. The maximum possible dynamic range for an eight-bit pixel in amplitude

representation is of 48 dB which is derived from the ratio of the biggest

value 255 and the minimum discriminatory interval, i.e. I.

32

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Figure 12a. Picture of a 2.6m Cubic Corner Reflector

Figure 12b. Corner Reflector Array in a SEASAT SAR Image

33

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4.3 Radiometric Calibration

SAR data input to the IDP are quantized to a 4_ bit integer with a range frequency

offset as described in the previous section. Each four bit integer assumes a

value from 0 to 15. These positive integers can also be treated as bipolar

signals of mean value 7.5, and a data value ranging between + 7.5. The theo-

retical gain of the SEASAT SAR processing is the product of the following three

factors: time-bandwidth product of the range linear FM-chirp waveform, time-

bandwidth product of the azimuth chirp waveform per look, and the square root

of the number of looks. The numerical values of these three factors are of

approximately 642, 200, and 2, respectively. The intensity gain of a pixel

response from its strength in SAR echo signal to that on the processed imagery

is therefore 54 dB. The corresponding gain in amplitude strength is 27 dB.

The amplitude gain of IDP is calibrated using synthesized SAR echo signals of

distributed and point targets. For distributed targets, Gaussian random noise

of the same mean value of the SAR raw data but various standard deviations

were generated and quantized into a 4-bit integer format compatible to the IDP

input. Saturation was applied to data values outside of the limits of 0 or

15. These synthesized data were processed through the IDP. The square root

of the mean intensity of output pixels (mean of the squared 4-1ook pixel

values) produced from the synthesized input versus the standard deviation of

the unsaturated noise is plotted in Figure 13. The SAR processor performs

linearly to a level of approximately 17 dB (square root of the mean pixel

intensity). Saturation of the mean output level is definitely due to the

limited range of the 4-bit quantized input data. The difference between the

output level and the standard deviation of the input over the linear range is

the calibrated amplification of the IDP system, which is observed to be

34

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0-

15-

MEAN OUTPUT

LEVEL

17.2 dB LEVEL OF SATURATION

[5

(dB)

I I10 15

INPUT NOISELEVE L" a"

I

2O

Figure 13. Measured IDP Gain Characteristics for

Synthesized Distributed Targets

35

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approximately I0 dB. For distributed targets, this measured I0 dB gain

implies that the meanecho response (in quantized input domain) is

approximately I0 dB below the observed square root of the meanpixel

intensity. The expected gain is 12 dB due to a 16-fold controlled increase in

data value in range correlation. The difference could mostly be attributed to

the finite processing bandwidth in both range and azimuth, and data saturation

due to limited number of quantization bits.

The quantized echo data are superposition of returns from targets over the

entlre radar footprint. The SARecho response of a single point target of

amplitude muchweaker than the minimumquantization level I (over the input

range 0 to 15) can not be synthesized (due to this initial raw data quanti-

zation) without readjustment of the IDP processing gain. The synthesized

point target responses of various magnitudes were generated and superimposed

by noise (4 i 2). The resultant pixel values (square root of the four-look

summedintensity) versus the original point target amplitudes are plotted in

Figure 14. The two dashed lines in the figure are the expected background

level due to the finite additive noise, and the maximumoutput level which

corresponds to 255 in amplitude value respectively. The upper line at a 45°

angle to the axis indicates the expected gain performance 27 dB + I0 dB for

point targets exhibit specular reflection. The dotted 45° line indicates the

expected gain of a speckly target, which is 1.5 dB below the ideal point

target gain due to expected speckle noise variation. The measured points

suggest near linear gain performance below the 8-bit saturation level. A 2 dB

loss in the measuredtarget response in the linear region relative to the

expected gain performance (solid line) is unclear and is being analyzed.

36

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i

POINT TARGET_

OUTPUT LEVEL T_

EXPECTED PERFORMANCE OF _/"

SPECULAR POINT TARGETS ,_/ r _

-30 ' -25 -20 -15 -10

(dB)

3O

24 dB (=255) PEAKSATURATION LEVEL

--_v_- ----_ _ -X---

-15 13 dB MEAN NOISE LEVEL(INPUT NOISE _r = 3 dB)

I0

INPUT AMPLITUDE OFPOINT TARGETS

I , i c_5 10

Figure 14. Measured IDP Gain Characteristics for Synthesized

Point Targets ( e: fD = 0 Hz, x: fD = i000 Hz)

37

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Possible sources of this difference include: course quantization in input

which affects the meaninput and the detected energy, and interference effectp_

due to noise. This figure nevertheless indicates the relationship between an

individual pixel value and the expected echo signal strength of that pixel in

the SAR raw data.

The SAR processor is one element of the entire SAR system. Accurate

radiometric calibration of the resultant imagery requires knowledge of the

gain function of the radar transmitter/receiver sensor and the SAR

communication link system. Discussions on such gain functions made by

B. Huneycutt are included in Appendix C.

Radiometric accuracy is also affected by the resolution performance of the

IDP. The effect is significant for point targets because a degraded reso-

lution also results in a loss of target intensity response. The loss of gain

of a point target due to a degraded resolution corresponds roughly to the

ratio of broadening to the ideal resolution.

4.4 Pixel Location Calibration

The absolute location determination of a&l pixels based on SAR processing

parameters and orbit determination data on the Sensor Data Record (SDR) is

observed to contain + 2 km uncertainty. The current source of error is

speculated to be in interpretating the satellite ephemeris data. A study is

being conducted tO resolve this error. The pixel location procedure for

absolute location determination can be used for each individual pixel on the

image. Using this absolute location procedure, the relative pixel locations

38

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within a I00 km x I00 km SEASATSARframe can be determined to within + 25 m

accuracy for targets located in a very flat area.

4.5 Throushput Performance

The current IDP processing time to produce each i00 km x I00 km, 25 m

resolution 4 look SEASAT SAR image frame is approximately I0 hours. The

processing is done over night shift hours. The average throughput rate is

approximately 3.5 SEASAT SAR frames per week.

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5. CHARACTERISTICSOF SARIMAGERY

Radar imagery superficially resembles conventional aerial photography but

differs from it in many respects. This section provides a brief summaryof

the basic characteristics of SARimagery. The emphasis is on those parti-

cularly related to SEASATSARimage interpretation. The geometric and radio-

metric aspects of SARimage characteristics will be treated separately in the

following discussion.

5.1 Geometric Characteristics

SAR imagery is generally represented in a two dimensional format representing

the along-track and cross-track directions. Geometric distortion refers to

change of location of a target as it appears in a SAR image with respect to

its location in a scaled geographic map. The most predominant factor which

causes the geometric distortion in a typical SAR image is that the cross-track

distance to a target in radar imagery usually corresponds to the slant-range

distance between the target and the sensor. Because the radar sensor is

placed at a position much above the ground surface, the slant-range distance

measurements to individual targets do not relate linearly to the corresponding

distance measurements on the planet surface. Effects due to such range dis-

tance mapping may include: ground range nonlinearity, range foreshortening,

radar layover, and radar shadow. These effects are discussed respectively in

subsections 5.1.1 to 5.1.4. SEASAT-A SAR imagery also exhibits a geometric

distortion due to earth rotation. This effect will be discussed in section

5.1.5.

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5.1.1 Slant Ranse/Ground Ranse Nonlinearity

Figure 15 illustrates the difference between a ground range (distance measured

on the ground surface) and a slant range (distance measured from the sensor to

a target) image. A and B, represent two features of equal size under radar

illumination. Radar raw data samples are typically equally spaced in slant

range distance. In this slant range display of radar imagery, those two

features, A and B, will be compressed with a factor which depends on the posi-

tion of the feature in the beam. Objectives in the near range are more com-

pressed than those in the far range. The difference in appearance of a square

grid containing linear and circular features in these two representations is

also shown in Figure 15.

For spaceborne SAR imaging over a curved (spherical) earth surface, the

relationship between a small increment in surface range, dx, to its

corresponding increment in slant range, dr, (see Figure 16) can be expressed

as follows:*

(H + R )sin0

e dx (3)dr = dx sin@ = R

e

with

2 2 _ R 2 ..

-1 r + (H + Re ) e (4)e -- cos 2r(H + R )

e

where _ is the radar angle of incidence, @ is the elevation look angle, H is

the radar altitude, R is the radius of earth, and r is the slant range.e

*In the following analysis, second order effects due to earth rotation and

atmospheric refraction are neglected.

41

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S PAC[C RAFT

; GROUND RANG[ I_,G[ __i

/

//

GRO(/ND RANGEIMAGE

"-. NEAR

- -.@ANGE

I/l

)\ /

SLANT RANGE

FMAG[

Figure 15. Geometrical Distortion in the Slant Range Imagery. Near Range

Features are Compressed Relative to Far Range Features. Correc-+

tions During Ground Data Processing can be Applied to Generate

Ground Range Images

42

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Since the local value of R and the value of H can be determined from thee

satellite orbit data, and the slant range distance can be accurately deter-

mined from the delay timing of the echo, the value of dr/dx is readily deter-

mined. Ths factor also indicates the relationship of radar resolution in

slant range to the resolution in ground range. The slant range resolution,

_r , is a constant as derived by the 19 MHz SEASAT pulse bandwidth, i.e.

C

Ar -- 0.88 2--B = 6.95 m (5)

where C is the speed of light. The ground range distance X as a function of

the slant range r (see Figure 16) can be expressed as:

r

X = R 6 = R sin-l(_ -- sin@) (6)e e

e

where angle 6 is the one spanned by ground range distance to the center of the

earth, and @ is the beam elevation look angle defined in Eq. 4. The following

inverse relationship can be derived by trigonometric means:

i/22 x__}= {Re + (Re + H)2 - 2Re(Re + H) cosr

Re(7)

Eq. 7 is particularly useful in converting slant range representation to

ground range.

Assuming a nominal SEASAT altitude of 794 km, and a radial distance from the

surface to the earth's center of 6369 km near 40 ° latitude, the beam incidence

and elevation angles versus slant range distance are plotted in Figure 17.

Figure 18 contains curves which describe the relationship between slant range

resolution and ground range resolution for selected cases. Figure 16 contains

43

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SENSOI

_h.\ dr /

NADIR iI__/'_,_//

Re

0

Figure 16. Slant Range and Ground Range Relationship

for a Spaceborne SAR

44

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29--

28--

27--

26--

25-

24-

23-

22-

21-

20-

19-

18-

17--

16--

15130

----- ANTENNALOOK ANGLE

-- ANGLE OFINCIDENCE

//

//

/

/

H = ALTITUDE

= ORBIT ANOMALY

(ORBIT INCLINATION = I08 °)

I I I _ I850 860 870 880 89084O

SLANT RANGE R0 (kin)

Figure 17. SAR Antenna Beam Cone Angle and Surface

Incidence Angle versus Slant Range for Two

Sensor Positions

45

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EZO

..J

O

uJ

L,J

OZ

Z

O

O

28

26-l

24-

22-

20-

18-

16-

1483O

)

H = 789 km / ¢_= 90°)__

H = ALTITUDE

at = ORBIT ANGLE(ANOMALY)

1 I I I 1840 850 860 870 880

SLANT RANGE R0 (kin)

4.0

3.5

3.0

2.5

Z<Iv"

Z

O(.0

Ok--

Z

n,,"

O

ZO¢,/3

Z<

Xl.,I.I

L4.

Om,,"

O

u

Figure 18. SEASAT SAR Ground Range Resolution and Factor

of Conversion Expansion versus Slant Range

(Pixel Spacing on Surface Equals 6.6m Times

the Conversion Expansion Factor)

46

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curves which describe the relationship between the slant range and the

distance from the nadir point for selected cases. These three figures provide

some information regarding the geometric aspects of SEASAT SAR imagery in

slant range representation. The basic pixel spacing in slant range is a

constant of 6.59 meters. Figure 18 indicates that range pixel spacing on the

surface varies approximately from 20m to 15m from near swath to far swath.

The ground range distance versus slant range can be determined from an

integral of the rate of expansion function described in Figure 18. The slant

range to ground range relationship exhibits a small amount of nonlinearity as

shown in Figure 19.

Conversion of slant range format to ground range can be achieved through a

resampling process. Calculation of the positions of new samples in slant

range that correspond to equally spaced data samples on ground rac_ge _akes use

of the formulas given in Eq. 7. Methods of resampling were suggested in

Ref. [8].

5.1.2 Radar Foreshortenin$ !91

Radar foreshortening, a distortion inherent to all radar imaging of

irregularly shaped terrain surfaces, is the variation in the apparent length

of equal terrain slopes when the slope measurements are taken at different

incident angles.

Figure_ 20 illustrates the time intervals between equally spaced radar energy

pulses which intercept the terrain at a certainrange from the spacecraft. On

radar imagery, the distances between terrain features are recorded as a func-

tion of the time interval required for the RF energy to tranverse the

4 7

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\

I I B I I I

-- oo

o

o

E

0

-_e_

7.

-_,

0o3C

t_C E

c

m

CC

"_ C o

_ m_'_ _ o

m t_ __ o

< N

48

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/ /,

x/" /" x,_;, i"/ _,/ /" _ -/ /

/.////// /// //'_.//_/..

/ / .,,_"//_/- / Y/ / .tf//" "-,'7'/'_ / /

Figure 20. Shortening Effect. Slopes Inclined Toward the Radar Look

Shorter Than the Slopes Inclined Away From the Radar

49

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corresponding separation distance. The actual lengths of terrain slopes ab

and bc are equal; however, in the radar imagery, the length of slope ab would

appear considerably shorter than bc (a'b' < b'c'). The dimension

transformation is given by

\

a'b' = ab sin(@ - _ ) (8a)s

b'c' = bc sin(_ @ 8 ) (8b)s

thus, terrain surfaces sloping toward the radar will appear shortened relative

to those sloping away from the radar.

The radar foreshortening effect is minimal at large incidence angles

--4

(_ = 90 ) and maximal at small incidence angles (_ _ 0 ) • Before reaching

these limits, however, large radar layover and shadowing effects appear.

5.1.3 Radar Layover [9]

Radar layover is caused by the radar signal intercepting the top of a feature

before it intercepts the bottom or, more precisely, when the terrain slope is

greater than the incidence angle _. As a result, the objects imaged appear to

"lean" toward the nadir of the spacecraft. This effect is more likely to

occur when imaging terrain features with appreciable relief (such as mountain-

f ous areas), and especially if these features occur in the near range. I

As illustrated in Figure 21 the tops of terrain features i and 2 are recorded

on the imagery before the bases because the slant range distance from the

radar to the top of the features R t is less than the slant range distance R b

50

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SPACECRAFI

HI

/

Figure 21. If the Surface Feature Slope is Larger than the Radar Look Angle,

Layover Occurs. In This Case the Signal Scattered From the Top of

the Feature is Received Before the Signal Received From its Bottom

(Rt_ _).

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to the bottom. With terrain feature 3, the slant range distance Rt and Rb are

approximately equal and therefore the slope is imaged nearly as a single

point, or a line if the feature is elongated in the along-track direction.

Terrain feature 4 is imaged normally; however, radar foreshortening now

affects the apparent length of terrain slopes as discussed previously.

5.1.4 Radar Shadow [9]

Shadows which are usually present in aerial photographs are a function of the

position of both camera and sun. Since radar provides its own "illumination,"

radar shadows appear at the side of a terrain feature most distant from the

spacecraft whenever the terrain back slope exceeds the complement of the

incidence. Radar images of terrain made at comparatively large look angles

form shadows on the imagery that are analogous to those shadows formed on

aerial photographs taken at low sun angle. Figure 22 illustrates the shadow-

ing effect.

5.1.5 Geometric Distortion Due to Earth Rotation

This subsection treats a geometric distortion caused by various factors which

affected the Doppler shift associated with individual targets as they passed

through the SEASAT antenna beam. Two main factors in the distortion are earth

rotation effects and the fact that the effective beamwidth of the synthetic

aperture does not align with the satellite cross-track direction. The

rotation effect is common to satellite scanning systems where the scan lines

are gathered serially in time while the earth surface moves continuously

during the imaging period. The location and orientation of the SAR image

lines are strongly affected by the Doppler parameter value used in the syn-

thetic aperture processing. The steering of the synthetic beam is subject to

52

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SPACECRAFT "

I

![ ._

DOW

I

I

II

TAB h

I

,:.:.::.'.:.:.:-:.:.:.:

iiiiiiii::iiiiii:i;iiii

LARGE I SHADOWEDIRETURNED REGION

SIGNALDUE TOFAVORABLESLOPE

Figure 22. Side Looking Imaging Radar Geometry Showing the Shadowing Effect.

This Effect can be Used for the Determination of the Feature Height.

53

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two practical constraints: One is that the synthetic beam must be very close

to the-center of the physical antenna beam in order to attain an adequate

signal-to-noise ratio in the imagery. However, the footprint of the physica !

antenna beam is often not aligned with the cross-track direction due to an

error in the antenna pointing relative to the nominal azimuth angle of 90 °.

The other constraint pertains to the complex Doppler response_ of targets in

the antenna footprint. Because of the effect of earth rotation in conjunction

with the curvature of the earth's surface, the Doppler frequency response

depends not only on the target latitude but also on the location of the target

in the I00 km SEASAT SAR swath. An illustration of the Doppler frequency

response as a function of the orbit angle and the spacecraft attitude was

given in Figure 4. The Doppler frequency_characteristics as a function of

target swath position and latitude (assuming perfect antenna pointing) are

plotted in Figure 23. By adjusting the SAR processing to reflect the Doppler

frequency change over the swath width, it is possible to align the SAR image

lines to the center Of the physical antenna footprint. However, it is

extremely difficult to implement a digital SAR @rocessor which adapts to this

change of target center frequency over a swath without introducing undesirable

artifacts or excessive complexity. The accuracy of multilook registration or

the image resolution can be adversely affected. Further, without knowing the

motion of the sensor to a high degree of accuracy, there always remains a

residual error.

An example illustrating the dependence of target Dopper frequency on the

target location (relative to the satellite track) is described in Figure 24.

A plot of the SAR antenna footprint locations corresponding to several differ-

ent combinations of roll, pitch, and yaw pointing errors is presented in

54

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1700

1600

LATITUDE, de9

010

1500

1400 30

1300

1200 0

1100

1000 505

_OO

COO

7OO

BOO _ 6050O

4OO

3OO

2OO

100

70

830 840 850 860

SLANT RANGE, km

870 880

Figure 23.

SEASAT SAR Doppler Center Frequency at Nominal Attitude versus

Target Slant Range at Four Sensor Positions (Descending Node)

55

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-40 -30 -20 -10( I 1 I

m

ISODOPPLERCURVES

FD= -1500 (Hz)

0 10 20

- 240

I

I

-- 26O

I

l

--280

-- -- 300

--320

--340

- 360 ]500 "

(kin)

GROUNDRANGE

30 40 (kin)

I ALON OTRACK

CONSTANTSLANT RANGECONTOURS

-- -- 840 (kin)

--- 85O

B60

-- -- 870

-- -- 880

3000

Figure 24. SEASAT SAR Instantaneous Doppler

Over Target Surface for a Sensor

and Descending Node

Frequency ResponsePosition at 30" Orbit Anomaly

56

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Figure 25. It is obvious from this figure that compensation must be provided

in a SEASATSARprocessor if the pitch and yaw pointing errors exceed 0. I to

0.2 degrees. The specifications on the SEASATattitude control system

permitted pointing errors of 0.5 degrees in each axis.f

For perfect antenna pointing, the SAR footprint aligns to the cross track

direction. The composite effects of the earth's rotation and the azimuth dis-

placement due to Doppler differential are now discussed for the case where

antenna pointing is perfect. Square ABCD on Figure 26 (a) is assumed as a

pattern in an image acquired by a high resolution real aperture radar

system. Because AB and CD are acquired at two different points in time, the

motion of the target field, with its direction marked by Ve, maps ABCD to an

area shaped by A'B'CD on the ground surface. This form of distortion is

inherent in a line-scan sensor, viewing a laterally moving subject. It is,

for example, observed in imagery obtained by the multi-spectral scanner

carried on the LANDSAT satellites. The angle 6 produced by this effect (see

Figure 26) can be approximated by the following expression:

V cosE sinse

Vs

with

cos_

(cos2_sin2_ + cos2_) I/2

_in-i sin_sin_

57

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-40 -20,J I

LOOK ANGLE 17° - 230

(ROLL. PITCH, YAW): UNIT 1°

(-00

0

I, 220

20 40 (kin}I J

DISTANCE ALONG TRACK

(0+-)

k

(0-+)

(+00)360 (kin}

CROSS TRACK GROUNDDISTANCE FROM NADIR

Figure 25. Location of SEASAT SAR Footprint as a Functionof Attitude

58

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(a)

A I _--

A l//t

I

c j

CROSS _TRACK

B"

B --/B'I

/ ALONGTRACK

//

....... IDO

D

B I

B //I

I

/

(c)

A' A B' B

ALONG\,, \

TRACK "/

CROSSTRAC K

(d)

A

\

\

¢,.\Ve',__

C'

\\\\

D'

Figure 26. Geometric Distortion of IDP Processed SEASAT SAR

Imaging and Distortion Due to Earth Rotation in a

Line Scan Imaging System

59

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where

and

Ve

Vs

S

is the surface speed of earth rotation at equator

is the surface speed of the subsatellite point

is the target latitude

is the angle between the satellite velocity vectorand the earth's rotation velocity vector at the sub-satellite point

is the angle of orbit inclination (- I08°)

is the latitude of the subsatellite point

For a target at a latitude of 40° north, the angle _I is approximately

2.8 degrees.

In the SEASATSARsystem, the radar echo data must go through synthetic

aperture processing to form high resolution imagery. The range walk compen-

sation implemented in the IDP skews the echo data block to partially offset

range walk present in the data. The skewedecho data block is indicated by

A'B'CD on Figure 26 (b). The range walk compensation is implemented in dis-

crete angular steps. Typical values of this skew compensation angle _ are

approximately 0.9, 1.8, and 3.6 degrees. They correspond, respectively, to

adjustments of 16, 32, and 64 output plxels per every 1024 pixels in

azimuth. The adjustments compensatefor Doppler center frequency offsets of

360, 720, and 1440 Hz, respectively. This method of data block skewing to

compensate for range walk produces stepped edges in the processed imagery. An

example of such an edge is depicted in Figure 27. This figure illustrates the

boundary of the I00 km x 100 km SEASAT SAR image shown in Figure 11.

60

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CROSSTRACK

ALONG DOWN SKEWING OF THE BLOCK

TRACK AS SHOWN HERE CORRESPONDS

TO THE RANGE WALK COMPENSA-

TION FOR POSITIVE DOPPLER

CENTER FREQUENCY (APPROACH-

ING TARGETS) THAT WASAPPLIED IN THE CORRELATION

PROCESS

I fL I

| , |

Figure 27. Image Data Block Skewing as a Result of

Range Walk Compensation

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The IDP azimuth processing uses a single Doppler frequency value for the

entire 100 km swath width SEASATSARprocessing. The nature of the processing

is such that it enhances a target which has a response that accurately matches

the reference function• Whena single Doppler frequency value is used over

the entire swath width, the resultant image lines are aligned with

corresponding "isodoppler" curves of that frequency on the ground surface.

The motion of the earth together with the surface curvature causes the Doppler

frequency response to vary along the cross-track direction. The result is

that isodoppler curves are in general at a tilted angle relative to the cross-

track direction as shownin Figure 24. To avoid complexity in the image

recording process, the output image lines are given a cross-track orien-

tation. Consequently, a geometric skew distortion is introduced into the

images. This effect is described by angle 8 and the further skewed parallelo-

gramA'B'CD' in Figure 26 (b).

The angle B can be approximately evaluated in the following manner. The

difference between the assumedDoppler frequency and its true value is called

the Doppler mismatch and denoted by the symbol Af. The associated position

displacement in azimuth, Ax, can be approximated using the following formula:

AfAx = --V

• s

f

where f is the instantaneous rate of Doppler frequency change at the center of

beam, and Vs is the speed of the subsatellite point. This exPression is

derived from the correlation of twolinear FM chirp pulses of the same chirp

rate f, but differing in their center frequency by _f. Another simpler way to

analyze the problem is based on the familiar aircraft SAR equations [3], i.e.

62

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phase delay

Doppler frequency f

2_x2 2nV2t 2

_R %R

2vx 2V2t

XR _R

• 2V 2 2VAx 2V2At

frequency rate gf = _R , from gf = _---R-_ _R

A simple manipulation of the last two expressions also leads to the formula

given previously.

At a latitude of 40 ° north, a typical value of Af which measures Doppler

differential between near and far swath positions is 200 Hz. (Compared to the

Doppler bandwidth of approximately 1300 Hz, a mismatch of + 100 Hz produces a

very slight degradation in the image SNR.) The values of f and V s are

approximately 520 Hz/sec and 6600 m/sec, respectively. The relative displace-

ment in azimuth, _X, is roughly 2.5 km from near to far ends over the swath

width.

The azimuth skewing angle _ is expressed as

AX

W

where W is the i00 km swath width.

approximately 1.5 degrees.

i

With AX being 2.5 km, the B angle is

The true composite skew angle is roughly the sum of the range walk compen-

sation angle Y and doppler mismatch skew $. The distortion of a SEASAT SAR

imagery acquired during an ascending node is opposite to that acquired in a

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descending node as described in Figure 26 (a) and 26 (b). Figure 26 (c) and

26 (d) illustrate such effect corresponding to SARimagery obtained in an

ascending node. Note that the discussion given here does not include the

effects associated with extraneous yawand pitch deviations. It is also noted

that angle Y can be chosen such that the sumY and _ is about equal to the

inherent earth rotation effect 6. In this case the processed imagery is

relatively free from the distortion due to the natural earth rotation

effect. A subsequent slant range to ground range conversion can be performed

to provide a good geometric representation for SEASATSARimagery. Sucha

first Order geometric compensation schemeis intended to be investigated in

the near future.

!

5.1.6 Other SEASAT SAR Sensor Related Geometric Distortions

A change in the apparent geometric location of a target can occur if the SAR

sensor changes its parameters during its data acquisition period. Changes in

the radar PRF or the position of the echo sampling window affect the geometric

distortion most. A common result is that one part of the image is totally

displaced in range from another part. Such distortion was observed in a few

of the processed images. However, the transition reglon does not exhibit a

sharp discontinuity in the scene associated with the PRF change. Observation

of this distortion was made based on noticing dislocation of known target

patterns on the ground surface.

5.2 Radiometric Characteristics

The apparent brightness of a target in SAR imagery exhibits certain character-

istics which are very much different from that of an optically sensed

64 i

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image. The first two characteristics treated in the following discussion,

namely the Rayleigh speckle and random noise, are inherent to SAR imaging and

appear in almost all the SAR fmage scenes. The later three characteristics,

namely the pulse compresslon sidelobes, the ambigufty responses, and the weak

signal suppression, are dependent upon the design of the radar system. They

are not apparent in most of the SEASAT SAR imagery. They are observed only in

images which contain extremely bright targets. The purpose of including such

unusual responses into this discussion is to provide the basic information and

typical examples to enable proper discrimination between them and other

natural causes in the SEASAT-A SAR imagery. It is also observed that target

response depends greatly on the SAR viewing geometry, especially for a struc-

tured target pattern such as that of city blocks. An example is shown in the

two images in Figure 33.

5.2.1 Rayleish Speckle Effect

The Rayleigh speckle effect [I0, 11] is particularly apparent in coherent

imaging of an objective having a surface roughness comparable to the

wavelength of the light source. The effect is caused by interference of light

scattering from those scatterers located more or less uniformly but randomly

over the target surface. For a large number of scatterers, the resultant

amplitude received by the sensor is random, and the resultant amplitude

response is best characterized by the Rayleigh distribution. The two

orthogonal - I,Q, - signal components prior to the amplitude detection exhibit

a normal distribution as a result of the central limit theorem which applies

to the sum of the large number of random inputs. The corresponding intensity

response, which is a square of the amplitude, follows the exponential

distribution. That is, for an expected intensity response I, the detected

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strength I after synthetic aperture processing has the following probability

density function:

P(1) = exp(-I/l)

Note that the standard deviation of this distribution equals the mean value

I. Other characteristics of these distribution functions can be found in many

mathematical statistics references. The interference pattern may vary as a

function of the perspective viewing angle along-track and the radar carrier

frequency. Independent measurements can be made by changing such

parameters. The idea of multlple-look processing of SAR data is to obtain

such independent measurements of each pixel and to average them to reduce the

random variations. Another approach is to assume that the surface reflec-

tivity varies rather slowly relative to the dimension of a pixel. It is

therefore possible to reduce the speckle variation by averaging adjacent image

pixels.

The IDP produced SEASAT-A SAR imagery incorporates a 25m resolution, 4 looks

processing. Each look is produced from one quarter of the available azimuth

spectral band (coherent processing using full spectral band results in a

single-look image with an azimuth resolution of 6 meters.) In normal IDP

processing the azimuth resolution of each look is 25m meters. The multiple-

look averaging is done in the intensity domain. It was determined in a prev-

ious study that intensity averaging provides a more accurate representation of

the target reflectlvlty.

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The four look averaging reduces the intensity variation by a factor of 2 (the

square root of the numberof looks). The remaining fluctuation is still

high. An example of such "speckley" variation is shown in Figure 28 (a) where

a section of the 25 m, 4 look SEASAT-ASARimagery over agricultural fields in

Imperial Valley, California, is illustrated. The speckle variation within

each field is clearly visible. Figure 28 (b) shows an image of the samearea

obtained by averaging the pixels shownin the previous picture. The speckle

variation is reduced at an expense of degrading the spatial resolution of the

image. Somediscussions on the effects of speckle on image spectra are given

in [12]. A copy of this reference is also given in Appendix B.

Radar backscattering from sea surface mayalso fit the Rayleigh statistics

model. This is because the short wavelength waves which typically ride on the

swells represent random scatters on the ocean surface.

Rayleigh speckle is observed over targets that have a surface roughness com-

parable or greater than the radar wavelength. For certain targets where their

surfaces are relatively smooth and are approximately perpendicular to the

direction of incident wave propagation, the intensity variations over the

looks are small. Such targets usually exhibit very strong reflectivity and

are generally referred to as "specular" targets.

5.2.2 Thermal Noise Effect

The detected signal power in a SAR imagery has two components. They are the

radar RF power reflected from the target area, and the noise power introduced

by the SAR sensor, the telemetry link, and the processing system. In an

intensity representation of the correlated imagery, these two components are

67

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Figure 28.Speckle Reduction Through Image Smoothing

(a) A 25m Resolution Image Over Imperial Valley, California

(b) A Smoothed Lower Resolution (Approximately 60m)

Rendition of the Same Area as Shown on (a)

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additive. The probability density function of the pixel intensity still

follows the exponential distribution as described in the previous section,

except that the mean intensity, I, is now expressed as the sum of radar RF

reflection and noise [13, 14].

I = S+N

The mean reflected signal power S depends greatly on the target reflectivity

over a resolution element, and the mean noise power N is modeled as a constant

for all the pixels.

As the number of looks increases, the noise component in a pixel approaches

the constant value N. By knowing the signal-to-noise ratio (SNR) of the SAR

system (SNR of SEASAT SAR is approximately i0 dB) and the system gain profile,

the value of N is readily estimated. The expression which relates N to the

SNR and the mean intensity P over the entire image is given below:

N = P/(SNR + I)

where

P " S+N

For large number of looks, this value of N can be subtracted from all the

pixel values to achieve a better representation of the target response. It is

also meaningful to include other interferences such as sidelobe and ambiguity

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level (to be discussed in next subsections) into the noise calculation, and to

subtract these from the multiple look imagery.

5.2.3 Pulse Compression Sidelobes

The SEASAT-A SAR sensor adopted a linear FM (frequency modulation) chirp

waveform to encode its transmitted pulses° The chirp waveform has a time

duration of 33.8 microseconds and a bandwidth of 19 MHzo Compression of this

FM chirp waveform results in a sinc function - sin(x)/x - form of impulse

response [15] in the range dimension. The point target response in the

azimuth dimension can also be closely approximated by the linear FM chirp

waveform. Synthetic aperture correlation results in an impulse very similar

to that of the range pulse compression. The detected impulse waveform resem-

bles the square of sinc function. The response function outside the first

nulls of the mainlobe are referred to as sidelobes. These sidelobes interfere

with the target response at other pixel positions° The result is a loss of

detectability for weaker targets which are located very close to a strong

one. The sum of sidelobe interferences at any pixel position due to other

targets in the surrounding area can be modeled by calculating the mean energy

in all sidelobes. The ratio of the sidelobe response level (which may also

include the ambiguities - 5.2.4) to that in the main-lobe is called the

integrated-side-lobe ratio (ISLR). This ISLR is often used to quantify the

level of target induced interference in a radar image dominated by distributed

targets.

It is clear that a lower sidelobe response improves the image quality. For a

linear FM waveform_ it may be necessary to apply amplitude weighting to the

correlation reference function to reduce the sidelobe level. The weighting

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applied in the IDP processing is very moderate (cosine square plus 0.5 pedes-

tal). The technique is to preserve the 25mspatial resolution of the corre-

lated images as muchas possible (amplitude weighting in the chirp waveform

broadens the malnlobe of the correlated impulse). The range peak sidelobe in

IDP produced 25mresolution, four-look imagery was measured to be approx-

imately -20 dB, and the azimuth peak sidelobe was measured to be approximately

-9 dB. Strong sidelobes are usually observed near very bright targets. An

example is shownin Figure 29. The extremely bright point to the left of the

image is the 26mantenna in the NASAGoldstone DSN(Deep Space Network) Track-

ing station. Rangesidelobes are clearly observed. For weaker targets, such

as the radar corner reflectors placed in the Goldstone dry lake, the sidelobes

are less visible (also see Fig. 12).

5.2.4 Ambiguous Target_ResPonse Due To Antenna Sidelobes

The ambiguous target responses in correlated SEASAT SAR imagery are due mainly

to sidelobes in the antenna radiation patttern. Such response can further be

classified as the range ambiguities and azimuth ambiguities. The range ambi-

guity is caused by antenna sidelobes in the range direction. That is, echo

responses due to sidelobes for targets at a much closer or further distance

than those targets illuminated by the mainlobe can add to the mainlobe echo

response (due to periodic radar pulse transmission and echo reception) and

produce spurious targets in the correlated imagery.

In the azimuth dimension, the target Doppler spectrum corresponds to the

antenna response in that direction. The finite radar PRF (pulse repetition

frequency) sampling in azimuth results in the fold-over of the Doppler

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72

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spectral energy from the sidelobes into the mainlobe. This aliasing effect

produces ambiguous target response in the azimuth dimension.

The composite ambiguity function of the SEASAT-A SAR radar system is approx-

imately plotted in Figure 30. The upper center spot is the desired main res-

ponse of a point target of the SAR system. Those points located at a further

distance from the center point are ambiguous responses resulting from finite

radar PRF and extended antenna radiation pattern. The spatial locations of

these ambiguities can be precisely calculated according to the radar PRF value

and the pulse compression parameters. The approximate locations of the range

and azimuth ambiguities measured in the slant range and the along-track dis-

tances are also indicated in the figure.

The PRF ambiguities are in general very much weaker than the main response so

that they do not normally produce visible effect in a processed imagery.

_i However, exceptions due to strong targets do exist. An example of such<'

_ azimuth ambiguity is shown in Figure 31. The figure contains a section of the

SAR image containing New Orleans. The brighter features in the lake are

caused by the ambiguous responses of the very bright area approximately six

kilometers south east of the lake shore. Range ambiguities are more difficult

to verify, because the targets which cause those ambiguities are located

outside the imaging swath and cannot be referenced without using another

image.

5.2.5 Weak Siznal Suppression Effect

The effect of weak signal suppression in the detected radar signal obtained

through correlation processing corresponds to that of the response of a weak

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ISODOPPLER Fd - 1647

SWATH Rg _ 292 km_1[- 190 km/ GROUND

SURFACE

,,,|

Fd + 1647Fd

145 kmGROUNDSURFACE

RgGROUNDRAN GE

ALO NG-TRAC KDISTANCE

EQUAL SLANT RANGEIR =_ 860kin

S

R + 91 kmS

R + 182 kmS

Figure 30. SEASAT SAR Range and Azimuth Ambiguity Function

for the 1645 Hz Pulse Repetition Frequency

74

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Figure 31. Azimuth Ambuiguity Induced False Features inMiddle of Lake Pontchartrain, New Orleans

75

L_°r°d°c°__r°__Ii best availabJe copy.

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target which appears to be suppressed in the presence of a very bright target

in its close vicinity. Further, the suppression is stonger as the distance

between a weak target and the bright main target is reduced. This effect

causes a nonlinear loss (more for weaker targets) in detectability due to

saturation (due to limited dynamic range) in the uncorrelated radar signals.

In addition to a possible saturation in the radar data acquisition system,

signal saturation can also occur in IDP processing due to finite bit data

quantization in two intermediate steps. One step is after the range corre-

lation, where each of the complex data words is quantized into 16 bits with

8 bits for each real or imaginary component. The other step is after the

azimuth forward Fourier transform. The spectral data of the 8,8 bits range

correlated data are again quantized into the same number of integer bits. The

gains of the range correlation and the azimuth forward transform (the latter

is set to have a unit gain) are designed so that only a very small percentage

of the data will be saturated (assuming there is no substantial saturation in

the input data).

Revolution 1291 was found to have strong saturation in the digitally recorded

raw data. The weak signal suppression effect is observed in the imagery

processed from that revolution. An example is shown in Figure 32. This

picture is an enlarged section of the image shown in Figure 11. The horizontal

linear feature in the middle of the picture is the Santa Ana River. Freeways

in this area are shown as major dark lines. The dark bands next to several

bright features right above the Santa Ana RiSer are oriented in the azimuth

dimension, and are apparently due to the weak signal suppression effect. It is

possible to conclude that this suppression is due to saturation in the input

raw data, because the same area as viewed in another SEASAT revolution

I

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Figure 32. Azimuth Near Signal Suppression Effect Shown

Near the Center of the Image

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(Rev. 351) does not exhibit this weak signal suppression effect. It is also

possible that a change in the SARpass orientation (Revs. 351 and 1291 are of

ascending and descending nodes, respectively) maychange the apparent reflec-

tivity of those bright target features (5.2.6), and therefore reduce the

severity of the weak signal suppression effect. The IDP range and the azimuth

correlation gains are 27 dB and 25 dB respectively. For the example shown in

Figure 29, the suppression effect in azimuth indicates that the contrast in

target reflectivity wasmuchgreater than 25 dB but was less than 52 dB. If

the contrast becomesmuchgreater than 52 dB, the suppression effect may

becomenoticeable in both range and azimuth dimensions.

5.2.6 Target Reflectivity and Radar Aspect Angle

The apparent brightness of a target in SAR imaging depends not only on the

target electromagnetic characteristics but also on the geometry of the target

structure and the associated radar viewing angle. The latter factor may

become very significant for an area with man-made structures where the radar

targets or scatterers are geometrically oriented. An example is shown in

Figure 33. A section of the image taken near the upper left corner of Figure

29 of revolution No. 1291, a descending node, is displayed in Figure 33 (a).

The same area as seen in an imagery acquired during Rev. 351, an ascending

node, is shown in Figure 33 (b). The change in brightness in the central area

of the scene is primarily attributed to the different radar aspect angle. The

satellite path of Rev. 351 was approximately parallel to the street blocks.

The perpendicular faces of building structures to ground surface can induce a

strong radar reflection very much similar to that which occurs over radar

corner reflectors.

78

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Figure 33. Effect of Radar Aspect Angle to the Apparent Target

Reflectlvity Over Cultural Targets

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6. SUMMARY

This document provides a brief description of the Interim Digital SARPro-

cessor and the characteristics of SEASATSARimagery. It is hoped that these

engineering data are useful to the interpretation and analysis of the IDP

produced SEASATSARimagery. Performance evalution of the IDP processed

imagery is a continuing activity. It is also planned to modify the existing

software in the near future to improve the sidelobe performance and to provide

better radiometric calibration.

SEASATSARimagery in general demonstrates the concept and feasibility of

microwave remote sensing from a spaceborne platform. The extended surface

coverage, the near uniform radar angle of incidence, and the fact that the

sensor operation is relatively free from perturbation, are indeed advantageous

over conventional airborne SARsystems. Several phenomenawhich are often

obscure in airborne SARimagery are very clearly observed in SEASATSAR

images. With further efforts in the SEASATSARimage analysis, a muchbetter

definition than that which is currently available is anticipated.

80

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REFERENCES

Io

.

.

.

1

o

R. Jordan, and B. Huneycutt, "SEASAT-A Synthetic Aperture Radar

Performance," IEEE 1979 International Conference on Communication Record,

Vol. 3, pp. 52.2.1-52.2.5, June 1979.

L. J. Cutrona, Synthetic Aperture Radar, Radar Handbook. M. I. Skolnik,

ed. McGraw-Hill, New York, 1970, Chapter 23.

E. N. Leith, "Quasi-Holographic Techniques in the Microwave Region."

IEEE Proc., Vol. 59, No. 9, pp. 1305-1318, Sept. 1971.

K. Tomiyasu, "Tutorial Review of Synthetic-Aperture Radar (SAR) with

Applications to Imaging of the Ocean Surface." Proceedings of the IEEE,

Vol. 66, No. 5, pp. 563-583, May 1978.

C. Wu, "A Digital System to Produce Imagery from SAR Data." Proceedings

of the AIAA Systems Design Driven by Sensors Conference, Paper No.

76-968. Pasadena, California, October 1976.

C. Wu, " A Digital Fast Correlation Approach to Produce SEASAT SAR

Imagery," Proceedings of the IEEE 1980 International Radar Conference,

5

.

Washington, D. C., April 1980.

W. E. Brown, Jr., B. Holt, and M. Strommen, "Catalog of SEASAT Experiment

Sites and Imaging Radar Requested (Preliminary Edition)", Jet Propulsion

Laboratory, February 1979. (JPL internal document.)

S. S. Rifman and D. M. McKinnon, Evaluation of Digital Correction

Technigues for ERTS Images, TRW Corporation Final Report, TRW

20634-6003-TU-00, NASA Goddard Space Flight Center, Greenbelt, Maryland,

March 1974.

81

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9. W.E. Brown, Jr., C. Elachi, R. L. Jordan, A° Laderman, and T. W.

Thompson,Planetary Imaging Radar .Stud_, pp. 4.15-4.23, TR701-145, Jet

Propulsion Laboratory, Caltech, June, 1972 (JPL internal document).

10. R. L. Mitchell, "Models of Extended Targets and their Coherent Radar

Images," IEEE Proc. Vol. 62, No. 6, pp. 754-758, June 1974.

II. N. George, "Speckle," Optics News, pp. 14-22, January 1976.

12. C. Wu, "A Derivation of the Statistical Characteristics of SAR Imagery

Data," Proceedings of the Third European Space Agency SAR Image Quality

Workshop, December 1980, Frascati, Italy.

13. R. G. Lipes and S. A. Butman, "Bandwidth Compression of Synthetic

Aperture Radar Imagery By Quantization of Raw Radar Data," Proceedings

of the SPIE, U01. 119, pp. 107-114, August 1977.

14. C. Wu, O_timal Sampling and Quantization of Synthetic Aperture Radar

Signals, JPL Publication 78-41, Jet Propulsion Laboratory, California

Institute of Technology, Pasadena, California, 1978.

15. C. E. Cook and M. Bernfeld, Radar Signals, pp. 130-136, Academic Press,

New York, London, 1967.

82

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APPENDIXA

A Digital SystemTo Produce Imagery From SARData

C, Wu

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A DIGITAL APPROACH TO PRODUCE IMAGERY

FROM SAR DATA _;

C. Wu

Jet Propulsion Laboratory

California Institute of Technology

Pasadena, California, 91103

Abstract

This paper describes a digital processing

algorithm and its associated system design for

producing image s from Synthetic Ape rture Rada r

(SAR) data. The proposed system uses the Fast

Fourier Transform (FFT) approach to perform the

two-dimensional correlation process. The range

migration problem, which is often a major obsta-

cle to efficient processing, can be alleviated by

approximating the locus of echoes from a point

target by several linear segments. SAR data cor-

responding to each segment is correlated sepa-

rately, and the results are coherently summed to

produce full-resolution images. This processing

approach exhibits greatly improved computation

efficiency relative to conventional digital pro-

ces sing methods. /

I. Introduction

It is known that for a given frequency the angu-

lar resolution capability of a radar system is di-

rectly determined by the aperture size of the radar

antenna. The idea of the synthetic aperture radar

(SAR) I,Z is to use coherent phase information in an

array of radar echoes to synthesize an effective

antenna aperture which is much larger than the

size of the physical antenna. This approach en-

ables high spatial resolution radar images to be

attained with practical size antenna.

In order to achieve the effective increase in

aperture, the raw radar returns gathered go

through processing to compress the dispersed re-

sponse from a point target. Typically, the pro-

cessing involves a correlation between the raw

echo data and the response function of point target.

Since the dimension of dispersion, i.e., the num-

ber of elements needed to be correlated to produce

an image point, is usually large,_ digital SAR-pro-

cessing is often characterized by a requirement

for a very large bulk memory to store the data to

be correlated. In addition to this requirement, in

most of the synthetic aperture radar applications,

the data rate from the radar receiver is very high.

To achieve real-time or near real-time process-

ing, the speed of data processing in an electronic

SAR processor must be very high to accommodate

the high input data rate. The requirement of

large bulk data storage and high data processing

speed in a digital SAR processor make it impor-

tant to properly design the memory management

and processing system. In this paper we shallfocus our attention to the methods for efficient

processing of SAR data into images.

Generally speaking, in a correlation process

the number of arithmetic operations is directly

proportional to the number of elements in the

reference function and the number of elements in

the final image. It is clear that the processing

efficiency (which is a factor in determining sys-

tem throughput) is directly related to the number

of arithmetic operations. If the computation

speed of an arithmetic unit is a limiting factor,

system throughput can be increased either by

implementing more arithmetic logic units to allow

parallel processing or by reducing the number of

arithmetic operations per image element by usingmore efficient processing algorithms. The cost

of processing associated with the former approach

increases linearly with the amount of parallelism

in the hardware. For the later approach, the

throughput can be increased at no increase in cost.

Special purpose hardware implementations may be

appropriate for operational applications, and the

optimum algorithm for such systems are influ-

enced by available hardware technology. To sup-

port SAR research activities, it is more practical

to accomplish processing in a general purpose

computer. Thus it is important to develop effi-

cient SAR processing algorithms for both special

purpose hardware processors and for general

purpose compute rs.

The two digital sAR processing approaches

used presently to reduce raw data into images can

be referred to as the time-domain correlation ap-

proach and the frequency domain FFT {fast fourier

transform) approach. The idea of time-domain

correlation is relatively straight forward. An im-

age element is processed by a direct reference

function multiplication and integration. The fre-

quency domain FFT approach uses the FFT to

transform echo signals into frequency spectra and

then filtering is applied to these spectra. The ba-

sic assumption of FFT approach is that the im-

pulse response function is linear and invariant

over the data block to be processed. Under this

assumption, the FFT approach does achieve the

optimality in the number of arithmetic operations

per each image element. However, there are sev-

eral difficulties in applying the FFT processing ap-

proach to SAR data which exhibit excessive range

curvature {wherein the locus of echoes from a

point target deviates from its linear approximationby more than one range resolution element in a

two-dimensional display of the SAR echo signals).

This problem is serious in some planned satellite

imaging radar applications, e.g., SEASAT-A.

This paper reports the results of an effort to for-

mulate a computationally efficient FFT approach

which performs full synthetic aperture processing

of SAR data containing significant range curvature.

In the following discussion, a brief description

of the analytical background of FFT filtering

This pa_er presents the results of one phase of research carried out at the Jet Propulsion Laboratory,

California Institute of Technology, under Contract No. iNAS7-100, sponsored by the National Aero-

nautics and Space Administration.

A-2

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approach for SAR data processing will be given,

and then the difficulty of efficiently appIykng the

FFT approach for processing SAR data with signif-

icant range curvature will be discussed. Major

emphasis is placed on rigorous description of the

method for efficient SAR processing in conjuction

with the correction for range curvature.

If. Digital Processing of SAR Data

Using the FFT Approach

Assume a wave form cos (_t - _(t)) is radiated

from a synthetic aperture radar, where w/2_ is

the frequency of the coherent carrier and-oh(t) is

the pulse coding form. A point target a distance

r 1 from the aircraft returns the signal:

Zrl/ Zrl nT)I (1)s(t,- coswhe r e

is the radar cross section (reflectivity) of the

target

c is the speed of light

and

T is the pulse repetition interval

Since the pulse repetition rate of an SAR is such

that a point target on the surface is "interrogated"

many times as it passes through the beamwidth of

the radar antenna, the ensemble of returned echo

signals can be assembled into a rectangular dis-

play _-ith elapsed time (range, r) along one axis

and along flight position (azimuth, x) along the

other axis. The assembled returns from a point

target is also two-dimensional. For a point target

of unit reflectivity located at (Xo, ro), the two-

dimensional impulse response at baseband output

can be written as

h (x - x 0, r - ro) =

exp j {-_--_-- _c r0) " c (rl "

for (x, r) eR

0

otherwise(z)

whe re

Ir z x0 )zrl = 0 + (x - (3)

R, the region of responsiveness, is determined by

the pulse duration and the pattern of the antenna

beam. Eq. Z can also be expressed as

h (x, r)= h I (x, r) ® h 2 (x, r) (4)

where "® " stands for convolution, and

hi(X' r)=Ifor (X, rl eR. 1

{o_.othe rwtse (5)

A-3

hz ix, r) :

Zr

5(x) exp j ¢(c} for (x, r) cR Z

0 otherwise (6)

R.,, R.6 are.the region of responsiveness, for h l.and

hz, respectively. The 5-function in h i and h z ts

D]rac's delta function. In terms of physical

meanings, h I is the point target return corres-'

ponding to an "infinitesimally narrow" transmitted

pulse, and h 2 has the waveform of the actual trans-

mitted pulse.

Eqs. Z to 6 summarized the response from an

ideal point target. For an extended target,

• (x, r), the response f(x, r} can be written as:

f(x, r): _(x, r) @ h(x, r) (7)

Substituting Eq. 4 into above, we have

f(x,r)= _(x, r) ® [hi<x, r) ® ha(x, r)_ (S)

It can be shown that Eq. 8 has the following

alternative form

f(x, r)=[_(x, r)® hl(X, r)?, h2(x, r)(9)

The above equation shows that the echo rett/rns,

fix, r), can be expressed as the original target

field or(x, r) conyolved sequentially with two

impulse responses h I and h 2. It is therefore

clear that the targets _(x, r) can be reconstructed

by sequentially correlating the return signal

f(x, r)bythe responses hz(x, r)and hl(x, r).

Eq, 6 shows that hz(x, r) is one-dimensional (in

the range direction) wave form identical to the

transmitted pulses. ,Correlation with respect to

h z thus is a conventional one-dimensional corre-

lation operation with a linear fixed reference func-

tion. One can therefore use a FFT approach to

perform the range correlation. The correlation

with respect to hl(X, r) is generally referred to

as the azimuth correlation. According to EQ. 5,

the locus of hl(X, r) is a two-dimensional curve.

The dispersion in the x-direction is determined bythe radar antenna beam width or the size of the

synthetic aperture. In the r-directlon, the change

is due to the varying of distance between target and

sensor as defined by Eq. 5. Indeed, the locus of a

point target (measured by the delta function and the

range of x) represents a section of a hyperbolic

curve as defined by Eq. 3.

In many imaging radar applications, the geo-

metric factors are such that the locus can be

satisfactorily approximated by a straight line.

That is, the maximum deviation of the true locus

from the straight line approximation does not

exceed half of a range resolution element. In such

cases, the correlation Of hl(x, r) can be viewed as

a one-dimensional correlation problem. The FFT

approach can again be used if the size of the data

block is selected such that the azimuth reference

function h l(x, r) is approximately unchanged over

the data block to be processed.

In the above discussion, we have shown that if

the range curvature .is insignificant, the SAR

correlation process can be performed by two-

sequentiaIFFT correlation operations. A block

diagram of such an approach is shown in Figure I.

The raw data are first range correlated to

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compress the phase coded pulse into a muchnarrower pulse. The range processed data blocksare stored, and then retrieved along the direction

of azimuth correlation. The transfer function ofthe azimuth filtering which is derived fromhl(x, r) needs to be constantly updated for targets

at different range r 0. This is because the waveform of the reference function hl(x0 r) changes

with respect to r 0. Because the azimuth referencefunction hl(x, r) is target range dependent, optc:i-

real processing requires range correlation be per-formed prior to the azimuth correlation. Other-wise the azimuth reference function is not unique

for a given range r 0.

RAW DATA

FFI

I •

J

RANGETRANSFER

FUNCTION

I AZIMUTHTRANSFER

FUNCTION

r

r

[..°11CORNER

TURNING

J FFT

!!

IMAGES

Figure 1. _ System Block Diagram of the

FFT SAR Data Processing Approach

Numerous SAK images have been producedfrom simulated and real SAR data using the FFTapproach discussed in this section. Results areall very satisfactory.

III. FFT SAR Processing with RangeCurvature Correction

In some SAR applications, there is a significantrange curvature associated with the locus of theechoes from a point target. In such cases it is nolonger adequate to use an approximate azimuth

reference function which lies on a straight line.Consequently, one cannot use the one-dimensional

FFT fast correlation approach for azimuth pro-cessing as discussed in the previous section. Weshall now describe a more general approach to theSAR azimuth processing to accommodate the cor-rection for range curvature. (The method pre-viously described is a special case of this moregeneral method. )

One approach to processing SAR data containingrange curvature would be to use a two-dimensionalFFT filtering, but this approach results in a highdegree of computational complexity. An alterna-

tive approach proposed here involves using an en-semble of functions lying along parallel straightline segments to approximate the curved azimuth

reference functions. The computational efficiencyof this approach is nearly the same as that of_the

processing method discussed in the previous sec-tion for SAR data having an azimuth referencefunction which lies along a straight line. With the

line segments approximation {or assuming that theazimuth response which has width in real cases issampled along a set of parallel lines), the azimuth

reference function, hl{x, r), can be representedas follows:

n

h I (x, r) = Z gi (x, r)

i=l

(10)

where

gi (x, r) _-

(r-di)_xPJ,'_ V'0 ' "':

_i -< x < ai+ 1¢

[ otherwise (1 1)

The distance of the ith line segment from the line

corresponding to r 0 is denoted by d i. The azi-muth coordinate corresponding to the start of the

ith line segment is denoted by a i. Fig. 2 graphi-cally illustrates this method of obtaining an ap-proximate azimuth reference function. Note thedirection of the parallel lines can be chosen alongthe azimuth (perpendicular to range delay) direc-tion or along a tilted direction to reduce the num-

ber of segments.

ia I a2 a3 a4 a5 °6 °7

Figure 2. A Curved Range Delay History(Solid Curve) and its Piecewise

Approximation (Dashed Line s)

Using Eq, 10, range correlated SAR data in sam-pled data domain can be represented as follows:

n

s(x, r)=or(x, r) @ --_ gi(x, r) (lZ)i:l

A s suming the approximated a zimuth reference func -

tion in Eq. 11, the required azimuth processing canbe accomplished with one-dimensional FFT pro-cessing. The theoretical background of this ap-proachwillbe discussed Lnthe following paragraphs.

For a constant r0, the fourier transform ofEq. IZ gives

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s(u, v)= r_Iu, v).i._ oiIu, v) (13>L,--i A

The symbols S,_, and G i represent the transfor-

mations of functions s, _ , and gi, respectively,

and u, v represent the variables in the trans-

formed domain.

Eq. 13 implies that

n

Gi::: (u,v)

_(u, v) = S(u, v) i=l (14)

o,u.where ')".,:' denotes complex conjugate. The Fourier

transform of gi (x,r} according to Eq. 11 is

G i(u, v) = h i(u) exp (Jdiv) (15)

where hi(u) is the Fourier transform of Lhe expo-nential factor of gi, which depends on variable x

only. A close approximation of hi(u ) can bederived by using the fact that thedistance from

target to sensor is normally much greater than

the size of the synthetic aperture. This implies

that distance r 1 of Eq. 3 can be approximated by:

(x - x0 )z

r1-r o + ar° if%>> [x - Xoi (16)

An approximate expression for hi(u ) can there-fore be written as follows"

x,}i f ai+1' exp r0 expO )L C

- _b exp j(_'_ rO u ?') [i (u)

whe re

_(= expj (- Z_-_-r 0))is a constant phase

factor, and

(17)

_.y )dyIi (u) = /yi yi÷l exp (-j _ 2

whe re

r 2_ uYi = wcr 0

(18)

The integral Ii(u ) shown above is a complex

Fresnel integral. The magnitude of I i can beapproximated by the method of "Cornuls Spiral ''3.

Accordzng to Eq. 17, the magnitude of hi(u) is pro-

portional to that of If(u). Fig. 3 contains an

approximate characterization of the magnitude of

hi(u ) with respect to u. Each hi(u ) is shown to

occupy a distinct frequency band in the transformed

domain. This can also be explained by the fact

that the phase of hl(x, r) with r 1 approximated by

Eq. 16 resembles the phase of a linear FM chirp

wave form; and there is a unique correspondence

between each time interval in a linear frequencysweep "and a frequency band in the swecp bandwidth.

lh,l lh21151 lh,l lh l hl.... .... -q

, I , I Y I I

_l lit 3 i%'- .ll'l _ /i_, / Ill _%-

u I u2 u3 u4 u5 u6 u7

Figure 3. Amplitude Spectra of Segmented

Azimuth Reference Function

When the above results are applied to Eq. 15,

it is clear that Gi(u, v) also exhibits bandpass

characteristics. The amplitudes of Gi(u , v) are

approximately equal in the corresponding bands,

thus the denominator of Eq. 14 is nearly constant

throughout the total bandwidth of the azimuth

response. We will use K to denote the value of

the denominator in Eq. 14. Then, substituting

Eq. 15) into Eq. 14, we have:

fI(u, v)=I_ S(u, v)h;:: (u)exp (-j div )i=l

(19)

Inverse Fourier transform of the above equation

with respect to v yields:

I n

fI'(u, r} =--_-_-_ S* (u) r) hi:' (u) 6 (r d i)i=l

(Z0)

The quantity _'(u, r) is the filtered azimuth

spectrum. An SAR image will be formed by an

inverse transform of P.'(u, r) with respect to u.

For a fixed r in Eq. 20, the filtered line

spectrum is a superposition of a number of fil-

tered segments of line spectra. The range loca-

tion of each segment relative to r 0 is specified

by the value of d i. In processing a line of image,the superposition of spectral bands can be effi-

ciently implemented by a delay and registrationoperation. The method is 'described as follows:

After range processing (if the radiated pulse is

coded), each azimuth line is transformed into

frequency domaLn. The line spectrum is sub-

divided into a number of bands each corresponds

to the spectrum band of gi(x, r). The first sev-

eral lines are transformed to enable a complete

composite spectral line to be formed by super-

positioning spectral bands from different lines

according to the delay specified by the value d i.

The composite spectrum is then multiplied by the

azimuth transfer function h["(u), inversely trans-

formed, and filtered to form a line of the SAR

image. Each additional azimuth line transforma-

tion enables formation and processing of the com-

posite spectrum corresponding to the next line of

the image. This process will continue until the

whole block of data is processed into image. A

diagram of this processing approach is shown in

Fig. 4. The azimuth locus in Fig. 2 is used in

this example. It is shown that the composite

spectrum of an image line is obtained by assem-

bling the appropriate segments from the spectraof several azimuth lines. To accommodate the

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range dependent nature of the azimuth response

function, the values of ai and the azimuth refer-ence function must be periodically updated when

there is a significant change in range r0.

If the input radar returns are contaminated b'y

noise, various filtering functions, such as the

least mean square error filter, minimum SNRfilter, etc., can be used to optimize the quality ofthe processed image. It is also clear that imagedistortion associated with this particular approachcan be measured by the amount of overlap in the

spectra segments shown in Fig. 3. Increase thenumber of segments in azimuth reference func-tion results in the increase of spectrum overlap.Therefore, it is very much desirable to choose adirection for azimuth processing {direction of the

line segments) which minimizes the number ofline segments in approximating azimuth refer-ence functions.

_=_ LINE 1LINE 2LINE 3

_,__I LINE 4LINE 5

r, [ E, I--q

I- .... I i+l I

r-rBT_-T --'_I I i l i+ll 1

c_-rB.---r-"I i I i+h

SPECTRUM

ALONG LINE I

SPECTRUM

ALONG LINE 2

SPECTRUMALONG LINE 3

SPECTRUMALONG LINE 4

SPECTRUMI ALONG LINE 5

I SUPERPOSEDI SPECTRAL BANDSIAi 'Bi I Cil Di ] Ei ] Fi

u 1 u2 u3 u4 u 5 u6 . u 7

Figure 4. Delay and Coherent Superposition

of SAR Azimuth Spectral Bands

Some experimental results are described inthis paragraph, The inphase components of two

simulated azimuth responses of a point target areshown in Fig. 5(a) and 5(b). The response in

Fig. 5(_) lies along a straight horizontal line,whereas the curvature of the azimuth response inFig. 5(b) spans four range resolution elements.Fig. 5(c) and 5(d) show the images of a point tar-get which were reconstructed from the signalsassociated with Fig. 5{a) and 5(b), respectively,using the filtering method discussed in Section IT;that is, using an azimuth reference function whichlies along a single straight line. Because correc-

tion for range curvature is not applied, the degra-dation of resolution is clearly observed in theimage of Fig. 5(d). Fig. 5(e) shows the recon-

structed image produced from the signal in Fig.5(b) using the method described in this section.By comparing the reconstructed point images,-it

is clear that the pulse width in Fig. 5(e) which isassociated with the process with range curvature

correction is much narrower than that of the

image in Fig. 5(d). It is also noted that the image

in Fig. 5(e) is nearly identical to the image inFig. 5(c). This demonstrates the validity of theproposed SAR processing method using the FFT

filtering approach for applications involving rangecurvature.

(a) Straight

(b) Containing Range Curvature

(c) Straight, No Correction

(d) Curvature, No Correct;on

(e) Curvature, With Correction"

Figure 5. Simulated SAR Azimuth Responses

and Reconstructed Images

IV. Conclusion

The method for digital processing of SAR sig-nals into images discussed in this paper is shownto be a valid processing method both analyticallyand experimentally. Because the FFT processingapproach is computationally efficient, tliismethod

can be very useful in applications where arithmeticcomputation speed is a significant factor in deter-

mining the cost of accomplishing timely process-ing of SAR data. Future electronic processingtechniques are likely to be substantially influencedby advances in electronic device technology. Inthe near term, the proposed method provides an

at-tractive approach for digital SAR processingusing available digital electronic technology.

Acknowledgement

The author wishes to thank R.G. Piereson forhis many thoughtful suggestions made in the course

of this work. He also wishes to thank A.J. Spearfor his encouragement.

Reference

1) E.N. Leith, "Quasi-Holographic Techniquesin the Microwave Region, " IEEE Proc.,

Vol. 59, No. 9, pp. 1305-1318, Sept. 1971.

2) R.O. Harger, Synthetic Aperture RadarSystems, Theory and Design. New York: rAcademic Press, 1970,

3) F.A. Jenkins and H.E. White, Fundamentals

of Optics, Chapter 18, McGraw Hill,New York, 1957.

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APPENDIX B

A Derivation of the Statistical Characteristics

of BAR Imagery Data

C. Wu

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A DERIVATION OF THE STATISTICAL CHARACTERISTICS OF SAR IMAGERY DATA*

C. Wu

Jet Propulsion Laboratory

4800 Oak Grove Drive

Pasadena, California 91109, U.S.A.

ABSTRACT

SAR imagery contains speckle noise as a result of

coherent interference of radar echo and surface

scatterers. This speckle effect must be properly

treated in analyzing SAR image quality and image

processing techniques. This paper, based on the

Rayleigh scattering model, derives statistics of

SAR sensed measurement and their relationships to

the surface mean power reflectivity. These

derived quantities are useful in areas such as SAR

calibration and image processing.

I. INTRODUCTION

Synthetic Aperture Radar (SAR) is a coherent sen-

sing device. Images gathered by a SAR exhibit

extraneous granularity as a result of interference

between the coherent electromagnetic wave trans-

mitted by the radar and the scatterers on the

target surface. Such granularity also exists in a

laser illuminated scene and is commonly referred

to as speckle [I].

The speckle variation effect presents several

difficulties in utilizing SAR image data. The

prominent difficulties are the large variance in

the radiometric response of a SAR picture element

(pixei), and the altered spatial correlation pro-

perty relative to that of a scene obtained by an

incoherent sensor. This paper addresses several

basic statistical properties of the speckle effect

and the associated spatial correlation of SAR

image data. In the following sections, a review

of the Rayleigh speckle model will be given. The

Raylelgh statistics will then be used to derive

the correlation and spectral measures for SAR

image data. Application of those derived statis-

tics to SAR radiometric measures and image proces-

sing will also be discussed.

2. RAYLEIGH SPECKLE STATISTICS

SAR processed echo measurements contain both the

target amplitude and phase responses before the

intensity detection procedure. To analyze the

statistical property of the SAR measurement for a

pixel, we begin with a derivation of the relation-

ship between the SAR measurements and surface

reflectivity.

Assuming unity radar illumination at target sur-

face, the echo return from a point target with

amplitude reflectance c o can be expresse_ as:

j%(x,r)ec(X,r) = %(x,r)e (t)

where (x,r) denote spatial coordinates in azimuth

(along-track) and range (cross-track), respec-

tively, for the location of the point. ¢0 is thephase delay which is a function of radar wave-

length and path distance only and is independent

of _0" The target surface under SAR interrogation

can be considered as a continum of infinitesimally

small point scatterers. The radar system response

to a point at (x,r) extends a finite distance over

(x,r) as a consequence of the limited transmitter

and Doppler bandwidths. Let us denote the system

response function as U(x,r). In many published

articles [2], U(x,r) takes the sinx/x waveform in

both range and azimuth direction as a result of

compressing a signal with quadratic phase

history. The SAR processed echo measurement is a

linear superposition of responses from all the

infinitesimally small scatterers. An expression

for a SAR measurement can be written as:

f/ JCo(Y'Z)A(x,r) = o0(y,z)e u(y-x,z-r)

6F

dydz + n t = JJ u(y,z)c0(Y+X,z+r)

J¢0(Y+X,Z+r)

e dydz + n (2)t

where n_ denotes the random noise component intro-

duced by the radar system.

The e_c= SAR response function is another

topic. Indeed, one can combine U and eJ¢O as the

real SAR response, and leave o 0 as the only vari-

able which relates to target surface. The I/2

power value-of U(x;r) which is commonly referred

to as SAR r_solution/is generally much bigger than

radar wavelength. For this reason, the phase

factor $0 changes over many cycles in U(x,r), and

hence the sign of the real and imaginary parts of

this complex phase factor also alter many times in

U(x,r). The expected value of the real and imagi-

nary components of A(x,r) are, therefore, zero.

*This paper presents the results of one phase of research carried out at the Jet Propulsion Laboratory,

California Institute of Technology, under Contract No. NAS7-100, sponsored by the National Aeronautics

and Space Administration.

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The centra[ limit theorem which applies to the

summation of large number of independent variables

of tile same distribution also suggests that the

values' of the real and imaginary components of

A(x,r) are of Gaussian distribution. These two

components share equal variance, Oa2 , which is

one-half of the mean power of A(x,r), i.e.

These two density functions are of Rayleigh and

exponential distributions, respectively. Suos_i-

luting Eq. 5b into above, the amplitude and inten-

sity discribucions of a SAR measurement in terms

of the target power reflectivity PO of Eq. 4 are:

2a

2a P0+Nt

2(x,r ) = i fA(a) = -- e (Sa)a 2 eIIA(x'r)12] Po+Nt

P

= 21 [f]U2(y,z)O02(y+x, z_r) fp(p) = P0+N---_Ie Po+Nt (8b)

dydz + Nt] (3)

where N t denotes the mean noise power. Reduction

of the quadriple inCegratlon to double integratlon

is possible because of the independent phase

factors which result in a Dirac _-function during

integration. The integral above represents the

sum of power reflectivity 002 weighted by the

square of SAR system response U(x,r). We denote

P0 to be the integral of power reflectivity, i.e.

P0(x,r) = ffU2(y,z)o02(y+x, z+r)dydz (4)

.The mean and variance of the real and imaginary

components of A(x,r), which are represented by a I

and a 2 respectively, are explicity expressed as:

" m = e{a ] = = 0 (ba)a 1 E[a2]

2- V[a ] = V[a2]°a I = _(P0(x,r) + Nt)(5b)

Note that a I and a 2 are statistically uncorrelated

quantities because cost0 and sln_ 0 are uncorre-

fated for a random $0 uniformly distributed over

(0,2_). The joint Gaussian density function

for a I and a 2 is:

1 -(a12_'a22)/2°a 2

f(al'a2) 2 e (6)2TO

a

The probability densities of two derived quanties:

a =_al 2 + a22

2 2

p = a I + a 2

which are the amplitude and intensity of A(x,r),

respectively, are [3]:

2a

220

fA(a )_ _ - a a2 e for a > 0 (7a)Oa

P

22c

fp(p)__ _ I a2 e for p _ 0 (7b)2_

a

The measurement A(x,r) or its power P(x,r) can

also be written as:

i/2 J¢o

A(x,r) = a P0 (x,r)e + n t (9)

P(x,r) Y(P0(x,r) + N t) (I0)

where a, 7 are two random variables of distribu-

tions similar to Eq. 7 with Oa 2 = I/2, i.e.

2

f(_) = 2ae -_ (lla)

f(y) = 'e -_ (llb)

and the moments of _, v are [3]:

and

E[an ]

• l.n/2

i . 3 .... n tb) for n odd

for n = 2K

(t2)

z[Yn] - n: (13)

3. THE STATISTICS AND CORRELATION

PROPERTIES OF $AR IMAGE DATA

Eq. I0 clearly indicates that =he target power

reflectivity can be estimated linearly from the

SAR measurement P(x,r). The exponentially distri-

buted random variable 7 causes uncertainty in _he

estimate (where we assume the mean system noise

power Nt is known). We provide a generalized

expression for the expected value of the n-th

power of P(x,r) using Eqs. IO and 13:

E[pn(x,r)] = n!(Po(x,r) * N t) (14)

Based on this equation the mean and variance as

well as higher order quantities of measurement

P(x,r) are readily obtained. These quantities can

be used to derive the estimation accuracy as a

function of sample size, number of looks, and

expected pixel power P0(x,r).

The auto-correlation of P(x,r) is expressed:

R n(Ax,gr) = E[pn(x,r) . pn(x+bx,r+5r)] (15)P

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The statistic at Ex=0 and gr=O reduces to the

value given in Eq. 14. For &x and gr greater than

the spatial resolution defined bY u(x,r), the

factors are approximately independent, i.e.

R n(gx,gr) (n!)2E[(P (x,r) + N )np q t

x,Lr+Ar) + Nt)n ] (16)(Po(X+

The expected value for the quantity within the

square bracket can be evaluated based on the cor-

relation property of Po(x,r) which resembles the

reflectivity scene obtained by an incoherent sen-

sor. For n=l, the correlation reduces to:

po(&X,_r ) 2 (17)Rp(gX,&r) = R + 2PoN t + Nt

where PO is the mean scene reflectivity. Therelationship between auto-correlation of the

coherently sensed scene and the corresponding

value of an incoherently sensed scene is given

above. Estimation of Rp_ from Rp is possiblesince _ and N are quantities that can be

• tobtalne_ by knowing the general signal to noise

ratio of the SAR system.

The cross-correlation of two SAR image sets is

also examined here. Let P1(x,r) and P2(x,r)

denote two data sets. Since two independently

measured data sets have independent speckle vari-

ation, the cross-correlation is simply:

R_n_n(&x,Ar)_l_2 = (n')2RPoiPo2(&x,_r) (18)

4. SPECTRAL CHARACTERISTICS OF SAR IMAGE

4.1 Spectral components of SAR imagery

The y factor in Eq, lib varies from pixel to

pixel, hence the power measure can be written as;

P(x,r) = Y(x,r)(Po(x,r) + Nt) (19)

Fourier transform of (19) results in the following

expression:

!

S(u)v) = 7 Sy(u'v)_IS0(u'v) + NtB2_(u'v)]

S_(u,v)_)So(u,v) + NtSx(u,v)_ B2 (20)

where_stands for convolution and S) Sv, SO

represent th_ spectra of P, y, and PO, respec-tively, and _ is the size of the spectral domain.Define:

Y= i + t

Eq. 12 implies

Elt] = l

v[t] = I

(21)

(22a)

(22b)

The spectrum of T(x,r) therefore is:

Sy(u,v) = B2d(u,v) + St(u,v) (23)

where S t is the white spectrum of t(x,r) of

Eq. 21. Replacing Eq. 23 into Eq. 20, we obtain

1

S(u,v) = So(_,_ ) +_-_ so(_,v)_st(u,v)

_2Nt_(u,v) + NtSt(J,v) (24)

Due to the fact that spectrum St(u,v ) is white

Gaussian, the convolution in Eq. 24 also results

in a white spectrum NT(u,v). The four componentsof S(u,v) can De expressed as follows:

S(u,v) = So(u,v) • Ny(u,v) + B2Nt_(u,v )

• NtSt(u,v) (25)

S O is the spectrum of the scene reflectivity.

Ny is the white noise spectrum due to speckle

variation. B2Nt6(u,v) corresponds to the spectrum

of the unity biased mean floor of the thermal

noise power N t. NtSt(u,v) is the spectrum due to

the variation of thermal noise. Baaed on the

variance of t as given by Eq. 22, the following

relationships are valid:

ffis0(uv>i2=udv= ffis (u, )Imdudv (26)

and

2 = f/ Nt2 iSt(u,v)[2 du dv (27)B2Nt

The above equations indicate that spectral energy

is divided equally over the original spectra,

S O and B2Nt6(u,v ) , and rue parts due to speckle

variation NT and NtS t. A graphic representation

of the expected energy of those four components is

given in Fig. I. The level Ny and the delta-func-

tion B2N t components are introduced due to the

speckle effect to the scene P0(x,r) and the posi-

tive noise floor Nt in a detected image. Given

the signal to thermal noise of the SAR system, the

partitioning of these levels are readily

obtained. The sum of N y and NtS t amounts to half

of the total power in the SAR image data.

SPECTRAlINTENSITY

SSS SS (u,v)

B2N) 8(0,0)

=0

,//; / .27/ / / ////////////-,_

Figure i. Four .Major Components in a SAR

Image Spectrum

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_.2 6pectral filterin< of SAR i_iagery

The p_rtition_g of spectral components of a SAR

i=age de,or!bed above provides a quantatttive

basis to fo_nulate effective spectral filtering

techniques for SAK image enhancement. Applying

the well known !east-mean-square filter:

go(u,v) So(u,v)H(u,v) = (28)

_(u,v3 _o(u,v) + _(u,_)

where a bar indlcates the mean of the quantities

it designates. The filtered spectrum is:

S(u,v) = E(u,v) • S(u,v) (29)

For SAR image, the composit noise spectrum con-

sists of the last three terms of the right hand

side of equation (25). These levels can be

estimated by knowing the system signal-to-noise

level as mentioned in the previous subsection.

4.3 Simulation results

Simulated SAR image_' of ocean wave scenes were

used to study the scene spectra and image resto-

ration. They are shown in Fig. 2. The top three

images are simulated wave patterns of three diff-

erent wave spectral characteristics. The

coherency of the periodic wave structure decreases

from left _o right. Speckle effect was applied to

these images with a multiplicative factor which

corresponds to _he mean of four independent expo-

nentially distributed data samples. They are

sho_. in the second row of the figure. This four

sample averaging of the speckle factor described

in Section II simulates four-look S_R image

data. Pictures in Fig. 3 are the power spectra of

the images shown in Fig. 2. Note that the speckle

effect produces a'uniform and noisy level over the

entire two-dimenslonal wave spectra. The top

three pictures of Fig. _ are the filtered wave

scene obtained by applying the least-mean-square

filtering to the speckly images in Fig. 2. The

intensity level is lower than that of the original

images aince the filters as specified by Eq. 2

will reduce the filtered image power by a factor

of at least 2. Another filtering approach was

experimented with a threshold to the scene

spectrum. All spectral data with magnitude

greater than a defined threshold will be retained

and the rest will be set to zero. The purpose of

this threshold is to keep only those dominant data

which correspond to the scene spectral response as

shown on Fig. I. The threshold filtered wave data

are shown in the lower part of Fig. 4. Results of

threshold filtering appear inferior to that

obtained by the least-square-filtering approach.

5. CONCLUSION

The statistics of SAR image data derived in this

paper provide the needed mathematical basis to

estimate SAR target reflectivity and scene spec-

tral responses. A number of SAR multlple-looks is

necessary to reduce the variation due to speckle

effect. The formulas described herein enable the

estimation of size of sample or number of looks

required to estimate those quantities of interest

within certain specified accuracy.

6. REFERENCES

If] J.C. Dainty, "An Introduction to Speckle,"

Proceedings of the Society of Photo-Optical

Instrumentation Engineers, Vol. 243,

Paper 243-01, July 1980.

[2] E. N. Leith, "Quasi-Holographic Techniques in

the Microwave Region," IEEE Proceedings,

_oi. 59, No. 9, pp 1305-1318, Sept. 1971.

[3] A. Papoulis, Probability, Random Variables_

and S_ochastlc Process, pp 194-195.

McGraw-H_il!_l, 1965.

(a)

(b)

Figure 2. (a) Simulated Oceanwave Reflectivity Patterns

(b) Simulated Four-Look SAR Imagery

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(a)

(b)

Figure 3. (a) Spectra of the Ocean Reflectivity Patterns

(b) SFectra of the Simulated Four-Look SAR Imagery

(a)

Figure 4. (a) Least-Mean-Square Filtered Four-Look SAR Imagery

(b) Threshold Filtered Four-Look SAR Imagery

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APPENDIXC

SEASATSARRadiometric Calibration Considerations

B. Huneycutt

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C.I INTRODUCTION

There are manysystem gain variations and non-linearities which introduce

significant uncertainties into the amplitude calibration of the SEASATSAR

system. Those calibration error sources which are not controllable by the SAR

system, such as atmospheric and ionospheric effects and Faraday rotation _ .

effects, will not be addressed herein. Those calibration error sources which

are controllable by the SARsystem are best described by considering the

various elements in the SARsystem as shownin Figure CI. Only those elements

in the SARsystem up to the recording of the SARdata upon the hiBh density

data record (HDDR)are considered in this report. These calibration

considerations are commonto both digital and optical processing of the SAR

data, both of which access the HDDRdata.

i

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_-- c_

_ A

z

I--

J.J

c_

C_,-4

_J

U_

0*,-4

e_

,,.-4

_J-,-i

0

P_

C.J,

OJ

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C.2 CALIBRATION CONSIDERATIONS OF TBE $ARTRANSMITTER AND ANTENNA POINTING

To obtain amplitude calibration of the SEASAT SAR system, the system gain

variations caused by the SAR transmitter and the SAR antenna pointing must be

considered. For instance, the peak output power of the SAR transmitter FM

pulse decreases typically by 0.6 dB with increasing transmitter temperature

over the nominal I0 minute SEASAT SAR pass°

The L-band signal is radiated by the SAR planar array antenna; for a uniform,

extended target, the return echo is amplitude modulated in the range direction

by the antenna gain pattern, the slant range differential across the antenna

beamwidth, and the surface scattering properties at the varying incident

angle. Although the record window was intended to be centered about the

boresight return, the 300 sec record window was actually systematically

mispositioned slightly off-center by 40 to 60 _sec. Since the gain pattern

falls sharply beyond the 3 dB beamwidth, small attitude or boresight pointing

error may cause the more pronounced gain variations in that portion of the

record window to deviate pronouncedly from the expected values. Figure C2

shows the two-way antenna gain variation caused by a location uncertainty of

5 _sec within the record window, assuming the record window is centered about

the boresight return. The uncertainties due to the variation in the antenna

gain pattern, variations in amplitude over the 20 MHz frequency band,

variations of antenna gain with temperature and flatness, and variations due

to roll angle are expected to be about + 1.5 dB.

C-4

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c_

_D

" 1

Ic_

v 0c_CDC_C_LuJ

-I<ZZL_

Z

< -2

\\

\

//

/

I

60 -120

i I I . I i ' J

-00 -40 0 40 80 120 1O0

Time Delay in IPP, uSec

Figure C2. Two-Way Antenna Gain Variation

C-5

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C.3 CALIBRATION CONSIDERATIONS OF THE SAR RECEIVER

Amplitude calibration requires knowledge of gain variation of the SAR receiver

and also the level of the receiver thermal noise.

C.3.1 Effect of Misposltionlng of the Record Window Upon Dynamic Range

The return signal is amplified in the SAR electronics receiver and amplitude

modulated, using sensitivity time control (STC) circuitry, to coarsely

compensate for the antenna gain pattern in range° However, the combination of

the mispositionlng of the record window and the STC greatly reduces the

dynamic range of the input signal to the data link, as illustrated in

Figure C3. For a uniform, extended target, the resulting envelope of the

return power output from the receiver is expected to vary 3 dB to 4 dB over

the swath for a centered record window (Figure C3a); and as much as 15 dB for

a mispositioned record window (Figure C3b). Therefore, if the data link

dynamic range is specified to be 20 dB, for example, then the baekscatter

coefficient of the extended target can_vary 16 dB to 17 dB and still be within

the data link dynamic range, if the record window is centered. If the record

window is not centered, as shown in Figure C3b, the backscatter coefficient

can vary only 5 dB and still fall within the data llnk dynamic range. Hence,I

the range of backscatter Coefficient which the data llnk can accommodate is

lowered by as much as ii dB to 12 dB if the record window is mispositioned as

in this example.

Even with maximum calibration efforts, the uncertainty of the combination of

the receiver gain and the STC gain (allowing for some timing offset error in

the STC waveform) is expected to be about + 0.5 dB.

C-6

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-HCORRECTWINDOW F-

\/ \

/ \/ \

2 -WAY I

ANTENNA------__GAIN \

1\\, /\\

STCWAVEFORM

I

l/

\ //

_ | ' !-I 0 0 1 50

REL TIME IN IPP (BSEC)

-5

RESULTINGENVELOPE

-lO

-15

-2O

RELPWR(dB

INCORRECT

.._ WINDOW _-

/''%/ \

\\\ _ RESULTING

' \f" \\

f.-- -.,\ \ \

\ l\ I\ I\ /

v ! i

-I 50 0 1 50

REL TIME IN IPP (_SEC)

(a) Centered Record Window (b) Off-Centered Record Window

Figure C3. Reduction of Dynamic Range Caused by

Mispositioning of Record Window

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C.3.2 Use of Recelve-Only Noise in Calibration

Because of a pre-launch failure, the retriggered chirp calibration pulse was

not able to be used for amplitude calibration. In the absence of this

calibration pulse, the receiver thermal noise level may be used to perform a

coarse amplitude calibration. Typically at the beginning of every SEASAT SAR

pass before the SAR transmitter was enabled, a few seconds of data were

recorded upon the high density data record (HDDR) while the 5AR electronics

receiver was enabled. This recorded, receiver noise is called the "receive-

only" noise. This receive-only noise also contains noise contributions from

the antenna, the data link, the SAR data formatter (SDF), and the HDDR

recorder. The receiver thermal noise level was measured prior to launch, so

that for the case of thermal noise dominating the receive-only noise, the use

of this noise source may permit calibration of the SAR receive gain. Since

the receiver noise is modulated by the "'V-notched" STC waveform

(Reference CI), as shown in Figure C3, the less attenuated portion (by the

STC), at the beginning of the record window contains less of other system

noises, and therefore is more reliable for receiver gain calibration.

There are several disadvntages in using the recelve-only noise in calibration:

(I) To relate power of the received signal to power of the receive-only

noise, the different spectral characteristics (as illustrated in

Figure C4) must be taken into account,

(2) Many of the system noise contributors are not as well characterized as

the receiver thermal noise,

(3) It is possible that returns from ground based radars may have interfered

with the SAR recelve-only noise to the point of complete saturation of

the data llnk (Reference C3).

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SIGNALf SPECTRUM

(a

THERMALNOISE

_ .. _,SPECTRUM

Range Spectra

e_

SIGNAL SPECTRUM(SHAPED BY ANTENNA GAIN)

(b) Azimuth Spectra

Figure C4. Spectral Characteristics of Signal

and Receiver Thermal Noise

C-9

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C.4 CALIBRATION CONSIDERATIONS OF THE SPACECRAFT PORTION OF THE DATA LINK

The spacecraft portion of the data link includes a modulator, an L-band to

S-band translator, an S-band transmitter, and the data link Helix antenna as

shown in Figure C5. The data link was designed to preserve the SAR return

echo, the proper phasing information, and timing signals to present to the

ground A/D converter, formatter, and recorder. The L-band return echo from

the SAR receiver is RF summed to a pseudorandom noise (PN) sequence and to a

pilot tone, translated to S-band, amplified, and radiated by the data link

(D/L) antenna. The ground station portion of the data link includes the

receiving antenna, an S-band preamplifier, multicoupler, down-converter,

multi-function receiver (MFR), and SAR demodulator. The S-band signal

transmitted from the spacecraft is received by the satellite tracking and data

acquisition network (STDN) antenna, pre-amplified at S-band, down-converted to

offset video in the SAR demodulator.

The gain of the data link was designed to be approximately unity. Actually,

the data link gain depends upon the following (Reference C2):

(i) The transmitted pilot tone level variations as referenced to the input to

the modulator/translator/transmitter,

(2) The S-band transmitter dependence upon temperature and average input

signal level, and

(3) The attenuator setting in the ii0 MHz line from the MFR to the

demodulator.

C-LO

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i o -

4wc_

z

_J

-1I

I

i

tI

iI

I

I

i

Ii

I

I

I

I

t

tL _

U'h

C-II

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The pilot tone level varies with temperature and the SAR receiver gain state

because an inadvertent coherent L-band leakage tone from the SAR electronics

combines with the data link pilot tone to produce a resultant pilot tone at a

different level. The automatic gain control (AGC) circuitry in the station

MFR then changes its gain correspondingly, which changes the data link gain

from unity. For the typical operational range of S/C temperatures and the

range of receiver gain settings actually used in flight, the data llnk gain is

expected to vary -0.5 dB to +2.5 dB from unity gain. An additional effect is

the small signal suppression of the pilot tone in the data link as the

strength of the return echo increases and causes saturation in the data

link. Also, the transmitter gain is temperature dependent, causing the pilot

tone level to change with the varying temperature of the S-band transmitter.

For a reasonable range of return echo strengths and observed S/C temperatures,

the gain variation is expected to be from 0. I dB to 1.8 dB. Soft saturation

of the return echo may occur in the data link, for even if the receiver gain

is correctly set, the record window misposition (shown in Figure C3) may

cause returns of sufficient strength to be compressed considerably. The

effect upon gain of the attenuator setting in the II0 MHz llne is discussed in

the next subsection.

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C.5 CALIBRATIONCONSIDERATIONSOFTHEGROUNDPORTIONOF THEDATALINK

The gain variations in the ground portion of the data link must also be taken

into consideration for amplitude calibration. Figure C5 shows the ground

portion of the data link as well as the spacecraft portion. The received

signal at the ground station is known to contain aliased engineering telemetry

data which is transmitted at a higher S-band frequency, but because of the

filter characteristics of the data link and the sampling rate of the A/D

converter, the engineering telemetry spectrum is folded onto the SARecho

spectrum. The strength of the aliased signals are muchlower than the return

echo; however, for certain configurations of the spacecraft and the ground

station, the strength of the aliased signals may be on the order of, or even

higher than, the other receive-only noises over portions of the recordJ

window. This could significantly affect calibration since the receive-only

noise level is key in amplitude calibration; any variation in the noise level

propagates as amplitude calibration uncertainty. The spectrum of the aliased

engineering telemetry signal changes significantly with the telemetry mode

(real-time telemetry, ranging, and playback). The various components of the

composite engineering telemetry spectrum are represented in Figure C6a. Only

a subset of these components are ever present in any particular operational

mode. The spectrum of the data link reference signals and the receiver

thermal noise, upon which the aliased engineering telemetry spectrum is

folded, is represented in Figure C6b.

The 9m STDN antenna is intended to receive the data llnk signal when the data

link transmitter is in the high power mode; the 26m STDN antenna, for the data

link low power mode. The S/C was nominally configured in the data link high

power mode; in the low power mode, the S-band transmitter gain was attenuated

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6 dB, allowing a greater dynamic range for the data link for transmitting SAR

echo data. However, in several cases, the 26mantenna was allocated to

receive the high power modesignal. For sufficiently strong returns, the

signals could approach the non-llnear portion of the preamplifier-to-down-

converter transfer.

The level of the pilot tone in the II0 MHzllne from the MFRwas intended to

be constant at the demodulator input. However_because of the difference in

the gain of individual MFR's at the stations, variations from the nominal

setting were observed during several SEASATpasses to be as muchas -3 dB to

+i dB. Also, an amplifier/attenuator combination in the 110 MHzline to

compensate for the cabling loss between the MFRand the demodulator was

observed on several occasions not to have been set correctly; this resulted in

as muchas 3 dB variation in the system gain.

C-14

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°'°°'° I°" .•

_'- 16 MHz

\\k °o• o•

m

\.

CARRIER

/RANGI NG

TONES

//

,•'_•° J

• • °_ _

°.

• °

SUBCARRIER

25 kbps

fkk

k\

RIT

800 kbpsfPLAYB_CK

I

2284.5I # I J i I .... I

2287.5Frequency (MHz)

! | I

229O. 5

(a) Engineering Telemetry Spectra

/

PILOT TONE

//

PN CODE"FI- \/PRF \

6 MHz ----,-%/

FREQUENCY

MFR THERMAL NOISE

I \\

(b) Data Link Reference and Thermal Noise Spectra

Figure C6. Engineering Telemetry and Data Link Spectra

C-15

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C.6 CALIBRATION CONSIDERATIONS OF THE GROUND STATION A/D CONVERTER,

DATA FORMATTER, AND DATA RECORDER

Gain variations and non-linearities are introduced at the ground station as

the data is A/D converted, formatted, and recorded. Figure C7 shows the data

flow from the output of the demodulator to the HDDR tape. The offset video

signal from the demodulator is presented to the SAR data formatter (SDF) to be

amplified, A/D converted, formatted, and recorded onto the HDDR. The SDF

front end gain state is selected to be high or low, depending upon whether the

data link power mode is high or low, respectively. It is known that the ULA

station had the incorrect SDF gain setting for the earlier passes, causing a

6 dB gain reduction, therefore, the actual SDF gain setting (hl/lo) should be

verified for every pass. Alsot measurements at the ground stations showed

that the actual SDF front end gain varied from station to station by as much

as 3 dB (Reference C3).

After the offset video signal is amplified in the front end of the SDF, it is

sampled and converted from analog to digital, using 5-bit quantlzation.

Quantization and saturation noise in the A/D converter is a function of the

relative strength of the input signal to the saturation level of the A/D

converter. Because of the gain variations in the system prior to the AD

converter, there are uncertainties in determining the signal power for which

saturation occurs. The A/D converted and formatted data is then recorded upon

the HDDR, along with other housekeeping information.

C-16

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0<

p.iJ !

__<_8

z

-SI--

0(D

f_

<=>

\4

!

$ N

_ao_

5

0

_A

A

z ...1

zI.- 0z --0 _

_. I,=-

W

l,..-z _

1!

II

III

III

i

II

II

I

I

I

I

I

I

II

I

l

I

I

I

,. I

v

0

C_

,"h

b-.

..1=

N

o

<m

r_

t_

C-17

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C.7 CALIBRATION CONSIDERATIONS OF THE DATA PROCESSING SUBSYSTEM

Considerations of the radiometric calibration of the SEASAT SAR system have

been confined to those elements of the system prior to, and including, the

recording of the SAR data upon the HDDR tapes. As shown in Figure CI,

portions of the data upon the HDDR tape are played back over an optical fiber

llnk to the digital processor. Further study is to be given to the effect

upon amplitude calibration caused by digital processing, such as would occur

in range and azimuth correlation.

C-18

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Co8 SUMMARYOFRADIOMETRICCALILBRATIONCONSIDERATIONS

In this section, consideration has been given to those elements in the SEASAT

SARsystem, up to the HDDRrecording, which affect the amplitude calibration

of the SARdata. The amplitude calibration is affected by (I) System gain

variations, and (2) system non-linearitles, such as gain compression and

saturation. Use of the "receive-only" noise (in the absence of any other

calibration signal), as recorded at the beginning of the pass, allows one to

compensate for gain variations which occur after the SARelectronics

receiver. For example, if a system gain variation is caused by an incorrect

setting at the ground station receiver, the receive-only noise level will

reflect that samegain variation, the degree to which the gain variation may

be co=rected corresponds to the degree to which the receive-only noise level

can be characterized (Reference C4). This need to characterize the receive-

only noise requires one to pay special attention to all system noise

contributions which are sufficiently strong to appreciably alter the receive-

only noise level.

It is expected that the amplitude of the uncalibrated data will be known to

within no better than + 9 dB; however, with proper calibration procedures,

using available temperture data, S/C attitude data, pre-launch measurements,

the engineering data recorded upon the sensor data records, and configurationJ

data recorded in various logs, it is expected that the amplitude of the data

can be calibrated to within + 1.5 dB, up to the HDDR. This assumes that no

signficant non-linearities are introduced and that the signal-to-noise ratio

of the return signal is sufficiently high. Also, only SAR system controllable

error sources have been considered; sources such as atmospheric, ionospheric,

and Faraday rotation effects, and speckle have not been considered in this

report.

C-19

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CI.

REFERENCES

"Cochannel Intereference Analysis BetweenSpaceborneand Terrestlal

Radars," John Nicholas, Jr., IEEE Transactions on Aerospace and

Electronics, Vol. AES-14, No. 5, September 1978.

C2. "Effect of SEASAT-A SAR Data Link Noise at Low Elevation Angles,"

B. Huneycutt, JPL IOM 3395-79-034, 16 February 1979. (JPL internal

document.)

C3. "Results of SEASAT-A SAR Station Observation at STDN Sites GDS, ULA, and

MIL," B. Huneycutt, JPL IOM 3394-78-114, 25 September 1978. (JPL

internal document.)

C4. "SEASAT-A SAR Receive-Only Noise Temperature," B. Huneycutt, JPL IOM

334.5-70, 13 April 1979. (JPL internal document.)

C--20 NA_-JI_-CGml LA Cahl


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