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Analytical Method Validation: Application of the Accuracy profile to a method “Determination of total alkaloids in tobacco” Béatrice Teillet 1 , Thomas Verron 1 , Xavier Cahours 1 and Stéphane Colard 2 1 SEITA, Imperial Tobacco Group – 48 rue Danton, 45404 Fleury-les-Aubrais, France 2 Imperial Tobacco Limited - PO Box 525, Winterstoke Road, Bristol BS99 1LQ, U.K. 2012_SS07_Teillet.pdf Congress2012 - Document not peer-reviewed by CORESTA
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Page 1: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

Analytical Method Validation: Application of the Accuracy profile to a method “Determination of total alkaloids in tobacco”

Béatrice Teillet1, Thomas Verron1, Xavier Cahours1 and Stéphane Colard2

1SEITA, Imperial Tobacco Group – 48 rue Danton, 45404 Fleury-les-Aubrais, France 2Imperial Tobacco Limited - PO Box 525, Winterstoke Road, Bristol BS99 1LQ, U.K.

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Page 2: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

1

Background Analytical method validation1 is the confirmation by examination and provision of objective evidence that particular requirements for a specific intended use are fulfilled.

1 ISO/IEC 17025; 2 Eurachem and 3 SFSTP Guides; 4 ASTM D6956-11, E2857-11,…

SPECIFICITY

MA

TRIX

LOQ

RECOVERY

LINEARITY

PRECISION

SELECTIVITY

SCOPE

BIA

S

INTERMEDIATE FIDELITY

REPRODUCIBILITY

ACCURACY

FITNESS FOR PURPOSE

PURPOSE

EXP

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TATI

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VALIDATION

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CRITICAL

CONCEPTS LIMITSSAMPLE

REQUIREMENTS

AC

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BLENUL HYPOTHESIS H0

LACK OF FITAL

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IVE

HYP

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1

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TEST-2אCALIBRATION

SPECIFICITY

MA

TRIX

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RECOVERY

LINEARITY

PRECISION

SELECTIVITY

SCOPE

BIA

S

INTERMEDIATE FIDELITY

REPRODUCIBILITY

ACCURACY

FITNESS FOR PURPOSE

PURPOSE

EXP

EC

TATI

ONPERFORMANCES

VALIDATION

TRU

ENES

S

RISKS

RE

PEA

TAB

ILIT

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ANALYSIS

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CRITICAL

CONCEPTS LIMITSSAMPLE

REQUIREMENTS

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LACK OF FITAL

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SPECIFICITY

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RECOVERY

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PRECISION

SELECTIVITY

SCOPE

BIA

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INTERMEDIATE FIDELITY

REPRODUCIBILITY

ACCURACY

FITNESS FOR PURPOSE

PURPOSE

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REQUIREMENTS

AC

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SPECIFICITY

MA

TRIX

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RECOVERY

LINEARITY

PRECISION

SELECTIVITY

SCOPE

BIA

S

INTERMEDIATE FIDELITY

REPRODUCIBILITY

ACCURACY

FITNESS FOR PURPOSE

PURPOSE

EXP

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REQUIREMENTS

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LACK OF FITAL

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SPECIFICITY

MA

TRIX

LOQ

RECOVERY

LINEARITY

PRECISION

SELECTIVITY

SCOPE

BIA

S

INTERMEDIATE FIDELITY

REPRODUCIBILITY

ACCURACY

FITNESS FOR PURPOSE

PURPOSE

EXP

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SCOPE

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INTERMEDIATE FIDELITY

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ACCURACY

FITNESS FOR PURPOSE

PURPOSE

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ROUTINE

TRU

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CONCEPTS LIMITSSAMPLE

REQUIREMENTS

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TEST-2אCALIBRATION

Classical approach: method is characterized across several independent criteria

interpretation by the lab manager.

THE ACCURACY PROFILE

Decision on validity is not determined by any set of rules

Alternative approach focuses on fitness for purpose2,3,4

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Page 3: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Method validation by the accuracy profile defines whether the method will provide results with the required accuracy, a combination of precision and trueness, for each future sample.

Introduction

the tolerance interval is checked to ensure that if it fits into the acceptability limits

The “fitness for purpose” objective is translated by 2 criteria:

Acceptability limit – gives the expected maximum difference between the result and the target (true) value

+ +

target (true) value Tolerance interval that contains future results with a given confidence (probability β).

To Illustrate Application of this approach to a method “Determination of Total Alkaloids in tobacco by CFA”

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Page 4: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Accuracy profile Validation illustration Set-Up

Definition of the needs

Definition of the quantity to measure

End-User Laboratory Definition

of the target 1

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Definition of the needs

Definition of the quantity to measure

End-User Laboratory Definition

of the target 1

• Sample type • Range of contents • Intended use

Quality control Product comparison Regulatory compliance

process to establish the result in routine conditions (intermediate precision)

including calculation of final results

Routine conditions: 2 replicates

Identified source of variability: days (instruments life), preparation of reagents, calibration standards (as well as stocks solutions), 3 operators

Calculation on a dry weight basis results

Total Alkaloids in tobacco Samples: tobacco (BY, FC, OR) or blends

External calibration 6 levels 0.2%4% 95% confidence level (β)

+ +

Acceptability limit criteria of ±15%

True value

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Definition of the needs

Definition of the quantity to measure

End-User Laboratory

Select or create reference samples with assigned values

Reference samples

Definition of the target 1

2

Accuracy profile Validation illustration Set-Up

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Page 7: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Select or create reference samples with assigned values

Reference samples 2

Alternative: create dedicated reference materials using a reference method or spiking matrix or using spike calibration

Selection of 5 samples 4 raw tobaccos: 2 BY, 1FC, 1OR 1 blend (3R4F) covering the range 0.2 to 4%

Spike amount in the sample

Response

1 2 3 4 Initial amount in the sample

Spike calibration

Value assignment Spike calibration: 4 levels for each sample (5 replicates)

No reference materials available

Should represent all the matrix interferences covering the range of contents !

Ideally: use of Certified materials At least materials with consensual values

Assigned values must be generated independently of the method for validation !

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Page 8: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Accuracy profile Validation illustration Set-Up

Definition of the needs

Definition of the quantity to measure

End-User Laboratory

Calibration plan (standards) Validation plan (samples)

Select or create reference samples with assigned values

Experimental

Reference samples

Definition of the target 1

2

3

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Page 9: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Calibration plan (standards) Validation plan (samples) Experimental 3

Should represent routine conditions under intermediate precision

5 Days 1 2 3 4 5

2 stock solutions A B 6 Calibration standards CalA CalB

5 Reference samples x 2 replicates T1 T2 T3 T4 T5

3 Operators 2 2 1 1 3

Calibration plan

* Only one set of calibration used for the validation plan

Validation Plan*

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Page 10: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Accuracy profile Validation illustration Set-Up

Definition of the needs

Definition of the quantity to measure

End-User Laboratory

Calibration plan (standards) Validation plan (samples)

graphical representations Accuracy profiles

Data treatment

Select or create reference samples with assigned values

Experimental

Reference samples

Definition of the target 1

2

3

4

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graphical representations Accuracy profiles

Data treatment 4

For each plan, 1 Compute calibration models

(linear or not, with weighting or not)

2 For each level, compute

3 Make a graphical representation for each reference level including recovery, β-expectation tolerance and acceptability intervals

Compare the two intervals for decision on fitness for purpose and estimate the limits of the method

4

The acceptability interval (reference value ± 15%)

• The variance intra and inter days, repeatability and standard deviation of intermediate precision The corresponding tolerance interval (β probability)

• The inverse-predicted concentration and bias (express as recovery)

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Page 12: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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70

80

90

100

110

120

130

115%

85%

Upper limit of acceptability interval

Lower limit of acceptability interval LOQ: 0.35%

Rec

over

y %

0.2 0.4 1.0 2.0 3.0 4.0

Standard reference Value (%)

Tolerance interval

Calibration plan

graphical representations Accuracy profiles

Data treatment 4

Calibration model: linear regression

Calibration valid from

0.35 to 4.0%

95% confidence level (β)

++

Acceptability limit criteria of ±15%

95% confidence level (β)

++++

Acceptability limit criteria of ±15%

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Validation plan

graphical representations Accuracy profiles

Data treatment 4

60

80

100

120

0.27 0.89 1.93 3.25 4.10

110

90

70

Rec

over

y %

115%

85%

Tolerance interval

Sample reference Value (% d.w.b*)

Upper limit of acceptability interval

Lower limit of acceptability interval

LOQ: 0.73%

*d.w.b: dry weight basis corrected

Method valid from

0.73 to 4.1%

95% confidence level (β)

++

Acceptability limit criteria of ±15%

95% confidence level (β)

++++

Acceptability limit criteria of ±15%

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Page 14: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Accuracy profile Validation illustration Set-Up

Definition of the needs

Definition of the quantity to measure

End-User Laboratory

Calibration plan (standards) Validation plan (samples)

graphical representations Accuracy profiles

Data treatment

Select or create reference samples with assigned values

Experimental

Reference samples

Definition of the target 1

2

3

4 Decision on the fitness for purpose

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Page 15: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Validation of the method “Determination of Total Alkaloids

in tobacco by CFA”

Decision on the fitness for purpose

Objective evidence is provided to prove that the requirement of the end-user is fully achievable from 0.73 to 4.1% but not for the lowest values from 0.2 to 0.73%.

For lowest values, the end-user can decide:

- to refuse these lower accuracy the method should be adjusted (development phase) and additionally validate to fully fit with this requirement.

- to accept higher variability on the lowest values he will not evaluate the data with his required accuracy

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Page 16: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Accuracy profile approach Conclusion

• This approach is global and pragmatic

Decision on the fitness for purpose

• No conflict between trueness and precision avoiding questionable conclusions produced by independent treatment of criteria

• No limit in the choice of the model of calibration (linear or not, weighting…)

• Focus on concentration levels (possible with non homogeneous variances)

• Methods with very low variability can be validated (not rejected by a H0)

• Risks and guarantees are managed for both end-users and laboratories.

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Accuracy profile Validation Conclusion

Within the expanded regulatory environment, the approach provides to the regulator a pragmatic tool for checking if the method performance fits for the regulatory intended use(s).

Allows a clear and easy comparison between method performance and intended use

Decision on the fitness for purpose

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Page 18: Analytical Method Validation: Application of the Accuracy profile to a method ... · 2016. 4. 26. · approach provides to the regulator a pragmatic tool for checking if the method

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Thank you for your attention

www.imperialtobaccoscience.com

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