Ann L Aiken Financial Disclosure Report for 2010

8/3/2019 Ann L Aiken Financial Disclosure Report for 2010

1/12

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)A i k e n , A n n L .

4. Title (Article Il l judges indicate active or senior status;magis t ra te judges indicate fu l l - or par t - t ime)

Active U. S. Dist r ict Judge

7 . C ha m be r s o r O f f ic e Ad d r e s sU. S. Cour thous e405 E . 8 th AvenueE u g e n e , O R 9 7 4 0 1

2. Court or Organiza t ionDis t r ic t o f Orego n

3. D a t e o f R e p o r t09/13/2011

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Repo rt and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl icable l aws and regula t ions .

Reviewing Off icer Date

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followetL Complete all parts,checking the NON E box for each part w here you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual on ly; see pp, 9-I3 of fi l lng instruct ions,)[~ N O N E (No reportable positions.)

POSITION1. Director

NAME OF ORGANIZATION/ENTITYRel ief Nursery (non -prof i t) Board o f Di recto rs

2. Direc to r R e lie f N u rs e ry (n o n -p ro fi t) B o a rd o f Stew a rd s3.

4.5.

I I . A G R E E M E N T S . m e ~ , o r in g i n a i v i a u a ~ o n t y ; se e p v . 1 4 - 1 6 of fillng instructions.)[~] N O N E (No reportable agreements..)

DATE PARTIES AND TERMS


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FInANCiAL DISCLOSURE REPORTPage 2 of 6

N a m e o f P e r s o n R e p o r t in gA i k e n , A n n L .

D a t e o f R e p o r t09/I 3/2011

I I I. N O N - IN V E S T M E N T IN C O M E . ( R e p o r t i n g individualandspouse; seepp. 17-24 of f!ling instructions.)A. Filers N o n - I n v e s t m e n t I n c o m e~] N O N E (No reportable non-investment income.)

D A T E S O UR C E A N D T Y P E

2.3.4.

I N C O M E(your s , no t spouse s )

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - If you were married during an.v portion of the reportlng year, complete this section.(Dollar amount not required except for honoraria.)~ N O N E (No reportable non-investment income.)

D A T E S O UR C E A N D T Y P E1. 2008 P u b l ic E m p l o y e e s R e t i r e m e n t S y s te m ( P E R S )2.3.4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 o f f iling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.3.4.5.

P U R P O S E ITEMS PAID OR PROVIDED


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F~NANCiAL DISCLOSURE REPORTPage 3 of 6

N a m e o f P e r so n R e p o r t i n gAiken, Ann L.

Date of Repor t09/13/2011

V . G I F T S . a n c t u a e s those to spouse and dependent children; seepp. 28-31 of flling instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONl.

2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n e t u d e s those of spouse and dependent children; seepp. 32-33 of filing instructions.)--] N O N E ( N o reportable liabilities.)

CREDITOR1 . Un ited M ile s (C has e ) C red it A cco un t2. C o u n t r y w id e H o m e L o a n M o r t g a g e3. W ils hire C re d it C o rp . 2 n d M o r tg a g e

4.5.

DESCRIPTION VALUE CODEJ

MK


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FINANCIAL DISCLOSURE REPORTPage 4 of 6

~ a m e o f P e r s o n R e p o r t in gAiken, Ann L.

Date of Repor t09/13 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v . l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt f rom pr ior d isc losure

13. C. D.Income dur ing Gross value a t end Transac t ions dur ing repor t ing per iod

reporting period of reporting period(1 ) ( 2 ) (1) (2) ( I / (2) (3) (4) ( 5 )

Amount T y p e ( e . g ., Va l ue V a l u e Type (e.g. , D a t e Value G a i n Identity ofC ode 1 d i v . , r e n t , Cod e 2 M ethod buy, se l l , m m /d d/yy C od e 2 Code 1 buyer/ se l le r(A-H) o r i n t . ) ( J - P ) C od~ 3 redempt ion) (j_p) I (A-H) (if private(Q-W) t r a n s a c t i o n )

1 . U - L a n e - O C r e d i t U n i o n S a v i n g s A Interest J T2. U-Lane-O Credi t Union Savings A Interest J T3. U - L a n e - O C r e d i t U n i o n S a v i n g s A Interest J T

4. U - L a n e - O C r e d i t U n i o n S a v i n g s A Interest J T5. U-Lane-O Credi t Union Savings A Interest J T6. U-Lane-O Credi t Union A Interest J T7. IN G V ar i ab le Annui ty - IRA N o n e L T8. Oppenhe imer Funds Inves tment Account B Dividend K TM unic ipa l Bond9. O r e g o n C o l l e g e S a v i n g P l a n ( a g e / r is k b a s e dI N o n e K ~ T1 0 . O r e g o n C o l l e g e S a v i n g P l a n ( a g e / r is k b a s e dI N o n e J T1 1 . O r e g o n C o l l e g e S a v i n g P l a n ( a g e / r is k b a s e dI N o n e J T1 2 . R e n t a l H o u s e , L a n e C o . O r e g o n ( b o u g h t D R e n t N R9/23/05 for $310,000)1 3 . P rud e n tia l V ariable A n n u ity -IR A N o n e L T1 4 . F r a n k l in O R T a x F r e e I n c o m e F u n d N o n e M T

1 5 .

1 6 .

Sold 04/30/08 K

1 7 .

1 . In c o m e Ga i n C o d es : A =$1,000 or less B =$1,00! - $2,500(See Columns B 1 and 194) F =$50,001 - $100,000 G = $ 100,001 - $1,000,000

2 . Value Codes J $15 ,000 o r l e s s K =$15,001 - $50,000( S ee Columns C 1 and D3 ) N $250, 00I -$500, 000 O=$500.001-$1,000,000

P3 =$25,000,001 - $50,000,0003 . Value Meth od Codes Q =A p p r a i sa l R = Cos t ( R eal Es t a t e Only )( S e e C o l u m n C 2 ) U = B ook Value V = Olh er

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000H 1 = $1,000,001 - $5;000,000 H2 =More than $5,000,000L =$50,001 - $100~000 M =$I 00,00! - $250,000P 1 =$ 1,000,001 - $5,000,000 P2 = $5;000,001 - $25,000,000P4 =More than $50,000,000S = As s es s ment T = Cas h Mar k etW = Es t imated


5/12


N a m e of Pe r s on R e p o r t i n gA i k e n , A n n L .

Date of Report09/I 3/2011

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)


6/12

FINANCiAL DISCLOSURE REPO RTPage 6 of 6

Nam e of P e r son Repor t ingA i k e n , A n n L .

Date of Report09/! 3/2011

IX. CERTIFICATION.1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t he r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U o S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatur e: S/Ann L. Aiken

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

Co m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s Co u r t sSui t e 2 -301O n e Co l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C. 2 0 5 4 4


7/12

FINANCIAL DISCLOSURE REPORTFOR C A LEN D A R Y EA R 2010

Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

1. Person R epor t ing ( las t nam% f i rs t, middle ini t i a l ) 2. Court o r O rganizat ion 3. Date of Repor tA ike n , A nn L . Di s t r i ct o f O re gon 05/12/2011

4. Title (Article ll! judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

Active U. S. Dis tr ict Judge

7. Chambers or Off ice AddressU. S. Cour thouse405 E . 8 th AvenueEugene , OR 97401

5a. Repor t Type (check appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

Reviewing Officer Date

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each pa rt where you have no reportable informa tio~ Sign on last page.

I . P O S I T I O N S . (Report ing indiv idual on ly ; seepp. 9 -13 o f f i l ing ins truc tions . )~ (No reportablepositions.)ONE

POSITION NAME OF ORGANIZATION/ENTITY1 . D irecto r Rel ie f Nurse ry (non-prof i t ) Boa rd o f Dir ec tor s2. Direc tor Re l ie f Nurse ry (non-prof i t ) Boa rd o f S tewards3.

4.5.

I I . A G R E E M E N T S . ( R e , o r t in g i n d i v iJ u u l o n l y ; s e e p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


8/12


N a m e o f P e r s o n R e p o r t in gA i k e n , A n n L .

Date of Report05/12/2011

I l L N O N - IN V E S T M E N T I N C O M E . mepo.ing individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Income

~ (No repor tab le non- inves tment income . )ONEDATE SOURCE AND TYPE

2.3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - If you were marr&d during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

~] NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE

1. 2008 Public Employees Re t i rement System (PERS)2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)~] NONE (No reportable reimbursements.)

2.3 .4.5 .

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


9/12


N a m e o f P e r so n R e p o r t i n gAiken, Ann L.

Date of Report05/I 2/201 l

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE1.2.

3.4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n a u d e s those of spouse and dependent children; seepp. 32-33 of filing instructions.)~ NO N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI. United M iles (Chase) Credit Account J2: Cou ntryw ide H om e Loan M ortgage M3. W ilshire Credit Corp. 2rid M ortgage K

4.5.


10/12

F~NAN(~IAL DISCLOSURE REPORTPage 4 of 6 Ia m e o f P e r s o n R e p o r t i n gA i k e n , A n n L . Date of Repor t05/12/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - i , e o m e , v u ~ u e , tr a n s a c , i o ,s a n c t u d e s t h o s e o S s p o u s e a , d dependent children; s e e p p . 3 4 - 6 0 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

B. C. D,Income during Gross value at end Transactions during reporting periodreporting period of reporting period

,l) (2 ) (I) (2) (i ) (2) (3) ~ O) (5 )Amount Type (e.g., Va l ue V al u e Type (e.g., Date V a lue Gain Identity ofCode 1 d i v . i r e n t ! C o d e 2 Method buy, sel l . m m /d d/y y C ode 2 Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (A-H) ( i f p r i v a t e( Q-W ) n a n s a c t i o n ~

1 . U-L aneoO C red i t Union Savings A Interest J T2. U-L ane -O Cred i t Union Savings A Interest J T3. U-L ane -O Cred i t Union Savings A Interest J T4. U-L ane -O Cred i t Union Savings A Interest J T5. U-L ane -O Cred i t Union Savings A Interes t J T6. Teachers Insurance Annuity Assocation(TIAA/CREF) See #147. U-L ane -O Cred i t Union

D Distribution L TA Interest J T

Distributed 11/10/09 L

8. 1N G V a r i a b le A nnui ty - IR A D N o n e L T

1 0 .

1 1 .

Oppe nh e ime r Funds I nve s tme n t A ccoun tM u n i c i p a l B o n dO r e g o n C o l l e g e S a v in g P l a n ( a g e / r isk b a se d )O r e g o n C o l l e g e S a v in g P l a n ( a g e / r isk b a se d )

Dividend K T Sold 04/08N one So ld 9/05( p a r t )None Sell 2/05

JJ

1 2 . O r e g o n C o l l e g e S a v in g P l a n ( a g e / r isk b a se d ) None J T1 3 . R e n t a l H o u s e , L a n e C o . O r e g o n ( b o u g h t9/23/05 for $310,000)

1 4 . Prudent ia l Va r iab le Annui ty - IRAD

ERen t N R Buy 9/05 N

L T Bu y 11/10/091 M

1 5 . Frankl in OR Tax F ree Income Fund M T Bu y 06/23/09

1 6 .1 7 .

I. Income Gain Codes:(See Co lumns BI and

2.Value Codes(See Co lumns CI and D3 )

3.Value Method Codes(See Co lumn C2)

A = $ ! i000 o r le ss B =$1,001 - $2;300 C =$2,501 - $5,000F =$50 ,001 - $100,000 G =$100,001 . $1 ,000,000 H 1 =$1,000,001 - $5,000,000J =$15,000 or less K =$15,001 - $50~ 000 L =$50,001 - $i 00;000N =$250,001, $500,000 O =$500,001 - $1 ;000,000 P 1 =$ 1,000,001 - $5i000,000P3 =$25,000,001 - $50,000,000 P4 =More that~ $50,000,000Q =Appraisal R =Cost (Real Estate Only) S =AssesSmentU = Book Value V = O th er W = Es t ima ted

D =$5,001- $15,000H2 =More ihan $5,000,000M= $ 100,001 - $ 250,000P2=$5,000,001 -$25,000,000T = Cash Marke t

E =$15,001- $50,000


11/12

FINANCIAL DISCLOSURE REPORTP a ge 5 o f 6

Name of Person Report ingA ik e n , A n n L .

Date of Report05/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)


12/12

FINAN(~IAL DISCLOSURE REPORTPage 6 of 6

Name of Person R epor t ingA i k e n , A n n L .

Date of Repor t05/12/2011

I X . C E R T I F I C A T I O N .I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i s

a c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u re .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompliance with the prov is ions of 5 U.S .C. app. 501 e t . seq . , 5 U.S .C. 7353 , and Judicia l Conference regu la t ions .

Signature: S/Ann L. Aiken

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L SI F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m mi t t e e o n F i n a n c i a l D i s c lo s u r eAdm inis t ra tive Off ice of the Uni ted Sta tes Cour tsSui te 2-301O n e C o l umb us C i r cl e , N .E .W a s h i n g t o n , D . C . 20 5 44

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Ann L Aiken Financial Disclosure Report for 2010

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